EFTA Document EFTA01275697

SUBS Your Nnandal Advisor. SCOTT STACKMAIWLYLE CASRIGL Phone U8S Fnanoal SemiCeS 299 Park Avenue 25th Floor New York, NY 10171.0002 CM6CO22549590214 Y1 0 Questions about your statement? Call your Financial Advisor or the RMA Ftesourceline at 930-RMA-1000, account Kat our webslte: www.ubs.comainancialservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manages. You can find a full description of the alternative investment objectives vl Important information about your staternem at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibikty consideration - None selected Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: indiv.CheckiCar Account number: Value of your account on January 31 (S) on Febniary 28 fik Your assets Your liabilities 0.00 27,047 74 0.00 0.00 Value of your account $0.00 Change in the value of your account Opening account value Deposits, including investments transferred in S27,047.74 :ebruary 2014 (1) Year to date (1) $0.00 $0.00 27,047 74 27,047.74 Closing account value $27,047.74 $27,047.74 Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is FIFO, First 11, first Out SDNY GM 00023306 Member SIPC C F260004002254959 P26000144229 000060214 030675004 Y1235765500=00 CONFIDENTIAL Page 41 of 18 EFFA_00133926 EFTA01275697 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account name: ir : Account number: See Account activity gm moNhfoi decals &Lances in your Sweep Options are indudedin the opening and closing [glances vel Le. FDIC Insurance applies only to deposits at U8S Bank USA, not to deports at UBS AG. Stanford Erarch or bank deposits placed I brow") the Lin internationd Deposa Account proaam. SIPC potection applies to money market sweep fund boding, but rot bank deposits. See important information about your statement on the last two pages c( this document for detals February 2014 (s) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 27,047.74 27,047.74 Total additions $27,047.74 $27,047.74 Net cash flow $27,047.74 $27,047.74 Closing balances $27,047.74 $27,047.74 My Choice Rewards Points from UBS Rewards points are reflected as of the 26th of the month or the poor business 08y if the 26th 14 Is on a weekend Wilda/ Reward. poinl &flinty oetab fan be found on www.ubS.COMIOMIneServKeS February 2014 mar to data Opening balance O 0 Closing balance O 0 Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CF260C040322 S4960 P26000144229 000050213 030575034 YI 23576550 C0)Sit\IY_GM_0002PiWi 42 of 48 CONFIDENTIAL EFFA_00133927 EFTA01275698 taUBS Resource Management Account February 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account no/he:Indio Check/Car Account number. Sane pncet income and current vanes sheen may be approximate. AS a issue, gam and losses may nol be acurately reflected. See important information about your statement a the end ol this oxurrem for more intormaton Cash Cash and money balances Cash and money balances may include avalable cah balances. UBS Bank USA deposit account Waxes. UBS AG Startbrd Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA detcolt account balances ate insured by the FOC vat hi n itplIczbe limits, but are not pointed by SIPC. U85 AG Stanford Branchdeposit scouts banes are not insured by FDIC end ate lot pointed by SIPC Money market sweep balances are protected by SIPC but art not insured lathe FDIC. Soo the important information about your statement at the end of this dxurnont for details *out ilNose balances. Openng ['dance Hddng on Feb 1 (1) LOS BANK USA DEP ACCT 0.00 27,047.74 250.003.00 Closing bane on Feb 2815) Pnce per :here Average on Feb 28 (0 Dairreno interest period Your el sandal Advisor: SCOTT STACKMAN/LYLE CASILEL Das en period Cop artrunl Your total assets vaue on Feb 29 ( Feeentax or Cost Estimated your acount basis (5) annual intone (5) Unrealized dein or loss (5) Cash Total $27,047.74 100.00% 827,047.74 Cash and money balances 27,047.74 100.00% 27,047.74 Account activity this month gat Actlety Description Amount (S) Deposits and other funds credited Feb 26 Depose FEDEPAL FUNDSDEKKO BY GHSLAINE MAXWELL AT CHASUS33 27,047.74 Total deposits and other funds credited $27,047.74 Card Items for your Attention: Shop with cordidence.whether ycu use your U65 credit card aline or of line, you'll rover be held responsible for any fraudulent charges Even better, use your UBS credit card fa purchases and you can extend the mantaaCturer'swarrasty fa up to one year. Enjoy extraoronary protections that just make your life easier SDNY GM 00023308 CPZ60004C02254961 PZ6000144229 0:005 0214 030575004 Y123576550 MOO Pap 43 of 48 CONFIDENTIAL EFTA_00133928 EFTA01275699 *UBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: Indio Check/Car Account number: minmun :zrinent cue Payment Due Date .ne Your Ilnendel Advisor: SCOTT STACK MAMLYLE CASRIEL Available Credi Ur* Outstanding balance UBS Visa Signature aedit card(s) payment infommtion $0 .00 $35,00000 $35,000 00 SO.W we provide this information on your U8S visa Signature credit cads solety as a courtesy to you. The U85 Visa Brans re ctedt card and account tee issued by UBS Balk USA. UBS Bank USA sends you tee afloat statement for this account and you stolid make your payment accordno to 11104 instructions. We do nol Include your outstanding credt caidtsdarce in the value of your account with UBS Financial Services Inc Date 40wity Des<nolicn Arrount IS) Money balance activities len 31 Balance forward $0.00 Feb27 Deposit UBS BANK USA DEPOSIT ACCOUNT Feb 2II Closing UBS Bonk USA Deposit Account The UBS Bank USA Oep09t ACCOUNT Is your pnrnary Sweep Winn 27,047.74 $27.047.74 CP26000a002254962 P26000144229 0000O 021 4 030575004 Y123576SS0030,1thyGm3,0021abg 44 of 48 End of statement for account number - CONFIDENTIAL EFTA_00133929 EFTA01275700 Important information about your statement LEIS Fioncial Semites ix. (the F im or UBS Financial Services} is a merrter of all princiral sxvly, cart** and colons baba-gee. LES Fa-errial Semites and LBS Bank USA at rdrect sutoriares of LES AG and affiliates of LES Seriatim LIC. The Fim's I horde' statement is available upon masa The Firrds eceofire off ices re a: LES Finanoul Sens M. 1200 Harbor Boubvard Weehawken, to 07086 Ibis statement represents the and official record of you LES Fe-uncial Senses account. Other wads, except official tar doarnenth ratan* ccraring date should rot be relied Loon Nyco benve there is an error cr mission, please report it irrmedately n *Ming to the Bench Manager of the office sentig your account. Ail-ruch al figures shorn at mended to be accurate. statement data shadi not be used for tar purposes Rely sae& onyearend tax kirms,(i.e.. Form 1099. Sat 10425, eto.)whinprepregyour tu return. The Fiona requiredby law to report to the IRS all taxabk dividenek. *tonne nontaxable dwicknds and taxtle nierest erred on acuities held in you nark net prcceeth on sale transactors, ad cost base oncertain covered starein. Communications witlythe Finn . Please re:confirm arry oralcorm-tautens in wring to further protect your colds. incladrig your rote order the Sean *Indoor Protection Act (WA) • If the Enna' hstitution on the top left of do friont of this statement is not UBS Anatol Se-siker U3S Prencial Services carries car account as cleanng broker by anargerrent wah the hdrated institution We Stormed you of the relationship Moen you opened this accost. h this case. your rat and soon* ae located a UBS Rangel Services and rot the hwocbcng broker. ad you must make a MOTO of ray aux or minion to both firms. A II accent statementsshall be deemed complete ad accurate if not objected ton *meg within 60 days. • Please divot *stoma complaints or • • • FiTn's C Int ' eat u cr tolkfree at 8:03 1k .to : ET Monday through as a in meig to UBS Fiona' Senates ix., Client Relations Depalment, P.O. Box 766 Union City, El 07087. • near of errors Or 0.51OnS and an electronic bads wade (Ell b BS Wedeln card transictiore, call a wile to UBS liana Semen M., IMO Harbor Blvd, 6th floor, Weehawken N/ 07036, Orr MAMMA Semen Cal or write as soon as you cart it mut** your statement or receipt is map a 4 you need more nand ion about a torn* on the stattnint or nanist Ty Firm or Card lawn (8, a:Scald mutt her from you no later dras ISO days after to Fim sent you the fro %Innen on relishthe error or problem appeared. - Proneyou- name ad accost number Of any) - Dewbe the err or the wander you nano about and .clan as clear& as woo can why yai believe t is an error a inhy woo need more Manation - Provide the dollar armrest of the suspected error. The Fins or Cad Issuer wa CriestigXe your complaint and wall correct any error romp*. Please man all rheas payable to the fan or he thancial inititution Skated on to front of this statement had:that° nagny accost fan accounts may be subject to mailenrce fees, chines for late parent for securities purthases and charges fa unpaid amounts in Glib =wits. Accounts that ate transferred to other hstitutions may be subject to a transfer tee. UBS Sweep Onions UBS offers options for sweepng cash bine; tines to bank deposits at UBS Bet USA and IRS AG Standoff brach (Cank Sweep Brogan*, money math mutual kids (Morey Fund) rd the International Deposit Accent 00Alfor customers with a International noun Maragenni Account. Through de Bank Sweep Farina% cash balances re swept to U26 Sark USA up to ari estsbkhod knit ad then to LIES AG Stanford Brach or a Money Fund. Deposits at UBS Bak USA are FDIC nkred in accordace with FCC rules. For more rdomatia please mit tinwildicgov. Deposes a UBS AG Stanford Burch ad funs of Money Funds aro rot inured by the FCC. %reap, the CM, mane local balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Brach These deposits are not insured by he FCC. Balances Feld at to LES AG Carnal Branch are tempera* exposed to the sovereign risk of the Canon elands, and Owe is no gmantee Cr other obligation of laS AG to repay*. Wines while on the UBSC *mars Brach's books. Deposes a 185 Bat LEA and each UBS AG Etch are not protected by SIPC. Money Fund shares ae protected by SIPC. See -UBS anemia Sevres Accost Protection' bobw Upon war reg.est, balances is the Bank Sweep Programa: OA may be withdran and shares of a Monty fund may be liquidated, and the proceeds returned so you or your monies amant. Fisher formation about available streip options, notating orient Merest rates and yelds, a mailable at www.sbs< - from your Fromid Advisor or by calling MRS Financial Straka account protection The Fren name:Tiber of the Seosites Inveitill Protection Corporation GEC), *Fah protects weir/aim account, of its members up Xi1500,0X froludirg S2B),000 for dams kr cash). 11-e SIK asset protection Imes aTIPV to all accounts that you hold n a particular <epee*. The Fin, together with certain ASK ha also purchased le-ppimental protection. The madmen amount payable so al &hide Worts, coRecterek thaw this protection is 1500 million a of December 10, 2013. klo fins o the poky conditias ard limitations, cash X the is further protected kr Lp to 11.9 million n the aggegate for all you accounts held n eyeliner capacity. A full copy of re poky waxing is mailable Mori request. The SIPC protection and the supplemenkl protection both do not apply to. • Certin Ennis! Mies controlled by (and Mind your account value) but hell away from MS Firia-col Services fe.g.. certain(* ash at UBS Bat fit cads at LES AG Stanlord brach (U) innate pricant, including variable enmities, cod shires of mutual funds where such shares are registered diedly A the name of the account holder on to boas and words of Me applied* issuer or trader agent); • Cain cannel contracts or inestment interest (eg., limited partnesham and private placement) the we rot registered raider tie Securities Act of 1%3; ird • Commodities contracts (el, 'reign excha-ge and peacoat metal contracts). ncludtg futures contacts rd tornMlitYtPtiCn contracts. The 5IPC protection and to supplemental protection do not apply to these assets event they otherwise appear on yea Materna*. fla SEC protection and the Faalarriantal protection do not protect agamt changes an he make vats of car investments (whether as a rent of market movement, issuer bankruptcy a 0thernim} More information is avalable tpO1 regent You may obtan more iiipmution abets the SIPC Brochure, by contacting 51K at a by *Ong the SIC website at Miwaloctust Dividend Ream/nem hiegran SON The kxce reflected is an sway price. You may obtan the actual price km yar Financial Advisor. Or* whole Own se purchased under DRIP; partial shires will be wild rd tot cash wa be deposited is your account The caddied rerniesvnent price applied by he issuer may cafe from the market price at which thepartial shires n sold Csah-relierea I;M, whole ants may be hetho rt." aocout If you re entered to a palul use a a result of a dviderd Barmen' or otherwise, the Fan MI either sell palial alk at market prk• a accept an amount determined by a *Stored clexin agency, ad credit you: accost. Investment objectives the mummer' °beans and risk profile &ecotone to each account and nury mybetween Please edam the twin prompt/yin *flog of any signified change in you: Maxi& situaion or 'nomad objectives. Fa each CONFIDENTIAL worn held, you choose one of he folioed* inestrnent objectres: • *oda, Cunentlrcome. Mona as seang the generation of income MI/. • Achim CapletAppreciation: Instilment( mating grow., of prnchal rather than the gerersen of moon?. • Psalm. Combination oilman. and Capital Appreciation: 'vestments seelag both the generation of name and go:Nthof Wit011. Orwell risk precise • Conservative Seeks to mantan niliel re-clod, with low risk and validity to the accord meral, not if that men the accost does not generate signif rant income or returns and may not keep pace with inflation. • moderate: veiirrg to accept Went Mt to principal awl tolerate some nett* to seek holler returns. • Aggressne: Wiling to accept high riot to wood aid high solar* to seek high rooms oar tine. Statement Ilouseholdne We may consoldase al related account statements with the sin address n the sin envelope. Accounts may be related la this purpose berate they haw owners who also martain hint non relationships wit other dents at the sane address. This practice',: known as • householing Ilyou prefer to receive rdivilual statements mailed in separate nivelcceS — y0U May dalia honholdwg by Ealingmu F mintiest Advisor. Friendly actotht name The Frendh: secant mane reflects al ormation that you catered on the Firm's onto* sauces webs*. II is a customizable rniclrorre: dote by you to Mtiff you wth your recodkeeprg. It has * legal effect on your we. rt. You Cal change yrs Fiendk nun names, through Onire Services or by contactrgyourFioncial Achim% Acommt overview • YAM of nOr aCCOontiPortfolia Net of assets and • Assets_ hulas av)il* cash balances, vales for restricted sear* last), cod Global tine Deposits, urrealted maks to market, and certain nets not MM by the Fim. Does not include unpriced Ws/tin:assets al the end ot the prior and norm statement periods, or prim* Memnon% invested stock options rid eaccoable stock anions • Entries Include, debit balnes, cubterdig rrurgn loans. credit the, Tae arrant balances. • Casb/reoney balances. Total of uninvested avalable cash balances. plus UBS Bat USA deposit treater UBS AG Sierran french deposit balances and money market mutual fund sweep brans, at the close of he gatemen period. Noncom:nod* free credit balances in your accourt are rot segregated from other balances and he Fins may use any of these funds A the: erdinay course of *business. These funds are payable upon your darned. This total is include)., to anent period close* value. SONY_GM_00023310 EFTA_00133930 EFTA01275701 Important information about your statement (coninued) W alt lionisation For debit' information en the Finis lending plebes and abates, refer to mos Client Relalortip Agee-runt or Accot Agreement rid the General Tits at Conditions UBS Statement of Credit Practices available in Agreements mdDitoscrres at mem rthe rontarrarnottag Yew rests Your garment Remit securities and °tit was held tithe secant at the end ot the statement period. You may ark for delivery of keg paid settles at ary time. You may receive securities ad as leas collateral after paying any balance due on tem. Pry securities tranelened to to Firn clarg the tram' ponad are listed at market value as of the end of the staterrere period. • Cast basis. In detamning the cost basis of the swain included in his statement, where indicated wih the rumba V UPS Fiord &Services has relied on information cbtained from sources other Manila* Frencial Seraces, including tormaticm ten another lem a Oval gouty haw providecho you Finaxial Advisor. The Finn does not idepadently verify a bearantee the acaracy or sality dry irdormation provided by Totes other than tin Puncial Services. Pi adatirt although LIDS Finial Sates generally abbe his Hamden as it is recent, the firm does not provide any astances that the idarnatisn taller "Cost basis" and "Lhreaked Bariloss' is accurate as of the date of this statement. As such please do not teg on this dantion to make pada a tale decisions,. fan prpstes otherwise. Accounts tendered to tie rim may reflect girlloss annatisn only for the period of tine they xe held a the Frm More historical nknnatcn tribe added by you Fend Advisor. • thredised gansflosaes Wien data is adildole. estinated abased gang lases we ulciAated fa retiotial secure/ lots. The transicban data for ndIvistal tots may or may not realest ammissets, &hetes ands'acuity reorgni:alias nits Dividend and °tare nwarnmi lots rd systernatk pada bts are eachcombined to display toe averaged lot. be • Trade date • [alto presents the aignul transaction wade date. • Callable securities Eat* and preferred stock that the ha, cats for erg Fes/intim wil be selected mpastag by lot ten among all seoseies of tat is... held hour name or in nornhee ma la or clients. Call Una hfcraten r datted from third patties and as accuracy snot guaranteed. Other call feattres maybest which could affect yell' con** thimiaton will be provided upon request • Cattificates of deposit (CDs) CDs are FDIC inured Lp to 5250,000 n pritiaal and accrued interest per depositor ad per deposits:6y instituters isaccordance wt FDIC rules. • Pricearalue Prom divined for securities and oter inducts may be higher or lower than Mesta that you would tusk recte n the market Prices are °bland from emits third party sources tit. we Delve to be relitalt but we do not gbralee tar accuracy. — We gently a the (lost° price when avarkbee cr the mean a/1mM and ask prices folded studies and <pions cr ong bd prices fa OTC stashes. - Less actiwg waded securities may be priced ushg a valuation model or to moo recent peke we obtarsed and may not reflect an actual market price or vat* - Cent patois may appear without a peke and will taw as *price was rot available' if se me undale to obtain a pnce for a arty - Deposits or sectaries dentinated ei currencies other tan U.S. dollars are reflected at the eichinge rate as of the statement date. - Fcr cent *curia trading is noniron( ormng ckrarenacra pice asi gutty0am eats) may have been adisted to facilitate prat etuakes To obtain current quotations, whin wattle, contact par Financial AdAscr. • Private arrest ante and structured pod car. hivate raters tunes (kWh2 drect paticipation aware and real estate investment trust washes) artist:and prodxts ale generally highly Aispii. Cent strand boasts how not been registered with the Securities and Excha- Commosion o- under an/ state securties laws. We proide estimated raises for eremite investment wait es and structured products for ntorniatkrul purposes only. Accisacy ins guaranteed. - These values maydiffer abstatiatry from prem. a any, at efridk a private iniefament security a structured eniclact may be twit or sold and do not necessarily represent the Matsu may receive ton - Thad orbestatesof wan are as of a cereals date and are ,abed to UBS Fed-cial Services on a regular bind by ak independent vitiation tint - tat generalpanne- or sponsor tinged vans, ory, are supplied to the F rrn by the roue, genmal pater or MOW and may be calculated based on Meant irdonnation him that used by hid partite to derive their estmaled values. - You can obtain Who:nal adamant regarding the methodology used to determine the "Mite of value at the date of he itcrmatim that is the basis forte &fatale by contactrg your Franca' Advisor. - Th id party estnuted webs% may be reflected as •Not pad' gam I et aims. wee n idependent valation tim RS not suppled or is cattle eo assign a watt when we become avare that a nuttedevent ht °coated tat may call a permusg reported vats it question. or *hen a value would be highlyspeculative due to he nattre of the minty. - When neither as suer, general pane or sponsor "stated vale nee a Ord./any estimated woe if prowled the value of the witty will be different km its purchase price. — • Dart. a to date may nth)* returnof income a both — 'Crignaluv see • represents the initial Otero; price pee unit and may not reflect Will cost basis • Restricted securities Restrcted senseits generally are not currenty engble for publk sale. UBSFintcal Services toes to matrel price of the unrestricted stock of the same issuer as an mputed value for it restricted stock for propene; of this armament on. To the "dent tat restricted seas-hies are siegbk la a the dam birthed may be sebstantealg less thak the invited value town • Et hotirneted) iteanb current yields and rates. An estate of trwl income is based on current dnidend arid interest rates, assuming tie barites rain be held for cue yew tram statement date or call MItteity. This retinae Oa* a gadelne, accuracy and continued income are not outfitted — Estimated anal tome rd cerrent yield fa certain loses of boxeres amid include a tan of amebaor capeal gat n which case the est income find current yed would be omitted. — Estimated rnaal tome and cared yeld and the fl at houne andPeel milt be Iter a higher than the estimated taunts. — An estimate of trusteed income fditlend ands interest) deeded by the curt market vast average balance is based on the last dividend Of interest payment made by the issuer and arras tie seositietrdeposts will be hear for a year from the statement date or until manly. Accuracy at continued weld me not wanted • Assets not held by WS 'rancid Services Certain assets me rot held by the Fern and nee nehh the Fen's possessi:n or control. These assets de deployed on you statement ter informational purposes only. Positions rd values presented an provided by the issui-g Peen U6SFrancial Services is not revertible for ta ?formation and does not guarantee es accuracy. These asses se rot protected by SOP or is Ft% upplemental cover:2gs. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees received n correction rah the distribution of ritual finds to °ardent we redo our alMate eceive revenue *Wing Parente from distributors ado advisers of the seAsil funds that we sell. Theseam:as are based on two defence COMP:nentf- amant ol alto by UBS of a partial mutual fund I amig to our clients, and CO the asset valued a prtior Iv mutual fund I amity's Mares held at the 1mi — We and 0.e" affable also recewe nemerking and ormtus processing lees in cortleration for transfer agent secures that we Froth to the n ada lards. Thew lees generally are pad from investor asses in the nab' fund and are a fold dela amount based as the weber of accounts at the broke-dealer holdng maul finds of that fund rmiy CONFIDENTIAL — el etlecie to commascro recent n connecion wth Me sale or Ostribinon o1 arty contracts and at ',easement tat uses to our <lents, we anctor our affiliate recta reveres :barna oarrpensaion tram many of the inesanc• companies underairg the amity contract, Anal.' of to assurance <organ or sponsors of tetra inexistent tots we trite - Ur all iliatet also rain trading comcnatird and other COMpercatOn from mutual firth and Maitre agates whose mats we olatnblffe. — betake an areal be from UBS Bale OA and IBS AG Stamford Bract of up to szs per accost sweeping to the bade under the UBS Bak Sweep Fe:grams Activity hkernationregudrigcannuss0ns and oter charges tuned n conned cn with he ef eft:1[n of wades, ncludno option transactions has bete. included on ccelhuntiOnS [MM.* lUffeStad to you, at mil be presided to yOu frunptly co fewest Short cellrq f lout engaged in that berg a security, you may nor a charge data to cerUintaroseiv costs for that particular security. Open obit Regarding an or • sixdtilkanceint ceders tat were not icesculed by the statement date, open buy ad see stop orders are redxed by the mount of Misdeeds or rights on an exdividerds a bad*, date unless instructed trend by yeti You are responsble for orders that are wetted be coyote' failure lo ca-KO Vining open orders. Privacy To obtain a copy of ax curt' Client FineryNoires please contact your Francis' Achisor or visit cur reelable at stbsisitGragogicitagegketi UBS Financial Services a a a bat Ne RM0. Bushes, Services Account GSA and IRMA are brekerag• accounts which provide access to barking services ad products through arrangements rah affiliated bats and other thrdpasy banks, rod provides access to roseate and mina prodast hued by unaltiliseelthirdipty "nuance ccmpties through reurat agcy subsilides of UBS Finircial Services Inc. Iniestment, nsurate. at ruttyproducts: Not MSC Mewed • No bank gunntOto May bse vale RYA. Resouce Management Account, Business Services Account 854, IRMA at alternation& Resource Mragernent Accost are registered service marks of UBS Fruncial Services he Visa *rata is a registered senice murk of Visa Intentional. uBs Via Signatre cede cads at LES Vera debt cards are basil by UBS Bank USA with in/minion from Vas U.S A Incorporated. UBS financial Sate inc. Rev.201402 SDNY_GM_00023311 EFTA_0013393 I EFTA01275702 SUBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7006479B190314 XI YI 0 Resource Management Account March 2014 GHISLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv.CDeCkitar Account number: Your Financial Advisor: SCOTT STACKNIANkYLE CASRIEL Phone Questions about your statement? Call y0..It AdVJSCir Of Ire Value of your account RMA Resourceline at 800-RMA-1000, - account on February 28 (1) on March 31 (1) Your assets 27,047 74 11,384.44 Visit our websIte: www.ubscomilinanciaiservices Your liabilities 000 0.00 Value of your account $27,047.74 S11,384.44 Items for your attention • If you use UBS Online Seences, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionineservices Tracking the value of your account S Thousands 17.0 11.4 Feb 2014 Mar 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdranals Your iwestmant return: Disidendarxl interest income Change in market value Value of your &moue on Mar 31.2014 $0.00 SDNY GM 00023312 11 1,384.36 10 08 50 CO 411.314.44 Member SIPC CNP700030864798I9NP7000300405 03007 Wm 030575004 VI 23576550 1000C0 Pegs 73 of 86 CONFIDENTIAL EFTA_00133932 EFTA01275703 SUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (1) Percentage of your account A Cash and money balances 11,384.44 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $11,384.44 $11.384.44 100.00% Account name: GHISLAINE MA c1/1, ELL Friendly account name:Indiv Check/ ar Account number: Your current asset allocation A Eye on the markets Your iq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Unponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -0.17% 1.84% CNP7000:9006479820 NP7003303405 00037 0314 030579304 v123576550 1 0tiehyGm0002pag 74 of 86 CONFIDENTIAL EFTA_00133933 EFTA01275704 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL friendly account name:Indiv ChecklCar Account number. Change in the value of your account Cash activity summary March 2014 (S) Year to date (S) Opening account value $27,047.74 $0.00 Deposits, including investments transferred in 0.00 27,047.74 Withaxavvals and fees, including investments transferred cut -1566138 -15,663.38 Dividend and interest income 0.08 0.08 Closing account value 811,384.44 $11,384.44 Dividend and interest income earned for WIDOWS or INS statement twisty of inkiest and cfredend income nas been determined liana us tar repzeting perspective. Based upon the residence of the account holder- account type, or product type, some interest ands dvidend payments ma) not be subject to united States (us) anlor Puerto Rico (PR) income tines The rant mom* statement is not intended to be used and cannot be mied upon foe tat Domes Clients should refer to the app cede ta, reporting t0rtr6 they receive from VBS snowily, such as the forms 1099 and the Yarns 480. for tar reporting information n is the practice of 1)85 to file the =tirade tar renoning forms with the US InternS Revenue Service and PR Treasury Creoanment and in Su( h kerns accurately classify (bodetal artler interest es tat evengt or tacit:41,1(0Yr Please consult yOur Incledual tax preparer. March 2014 (S) Your Pi sandal Advisor: SCOTT STACKMANLYLE CASNEL See Account activity the month for dela Is Bdances In your Sweep options are includedin the opemng and dating balances villa. FDIC insurance fl eet only to (*posits at UBS Bank USA, not to deposits at U8S AG, Stamford Er anCh or bank deposits placedthrough the UBSInternaionl Depose Account program. StPC protection applies to money market sweep !rod hddirrys but not bare deposits Seetrnportant inSormation about your statement on the last MO Pars N this document for decals March 2014 (5) Year to date (S) Opening balances $27,047.74 $0.00 Additens Deposits and other funds credited 0.00 27,047.74 Dividend and interest income 0.08 0.08 Total additions $0.08 $27,047.82 Subtractions Checks and bill payments -5,045 26 -5,045.26 Cash+ ATM transact ons -6,218.00 -6,218.00 ATM fee rebates 18.00 l8.00 Card payments -95.68 -95.68 Other funds debited -4,322.44 -4,322.44 Total subtractions -$15,663.38 -$15,663.38 Year to date (S) Net cash flow Taxable interest 008 0.08 Total current year $0.08 $0.08 Total dividend & interest $0.08 $0.08 Closing balances -$15,663.30 $11,384.44 $11,384.44 $11,384.44 SDNY GM 00023314 CW70303006479821 NP700330340S 00007 0314 030575004 Y123576SSO 100000 Page 75 of 86 CONFIDENTIAL EFTA_00133934 EFTA01275705 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 Account name: GHISLAINE MAXWELL Friendly account name: Indio ar Account number: $0.00 Closing UBS Bank USA Deposit balance Mar 6 825,263.92 Number of days in interest period 28 Average daily balance Interest earned Annual percentage yield earned $7,600.50 80 .08 My Choice Rewards Points from UBS 001% Rewards pone zfe Reeve(' as of the 26th ci the month or the pnOr DU9ntSS day if the 26th SS's on a weekend hdrdaf Rewards point activity dears can be found on nmew.ubs.condonttneservices March 2014 Year to date Opening balance 0 0 Points earned 140 140 Closing balance 140 140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of rhe alternative investment objectives in Important information about your statement at the end of this document Your linandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggresnie Investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, first In, First Out CHP7C009006479822 N1q000303405 C0007 0314 030575004 Y123576550 I CloeffiwGro0002PAIS 76 of 86 CONFIDENTIAL EFTA_00133935 EFTA01275706 *UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Inds,/ ChecklCar Account number: %Mt PM eS, income and current va ueS Sham may be approximat. As a its u[, Om End losses may nol be accurately reflected. See important information about your statement a the end of this ctcurreM tot more Informason Cash Cash and money balances Cash aril money balances may include avalable cah balances. UBS Bank USA deport account Damen. UBS AG StarOard Branch deport account baances and money maker mutua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat Nn atoll( Sae limits, but are not poleoted by SIPC. UBS AG Stanford Bram h devout acount ',dames we not inured by FDIC and se nal protected by SIPC Money market sweep balances are protected by SIPC but are not insured brittle FDIC. Set the important information about your statement at the end of this docirrkne for dot ails about teem balances. (Venlig [dance Closing bane 'Ince per shire Average Hddng on Mao 1 (S) on Mar 31 (5) on Mar 31 (S) rate VB5 BANK VSA DEP ACCT tvildend Interest period Your N sandal Advisor: SCOTT STACK MANLYLE CASNEL Days in penal Cop arount (S) Your total assets 27,047 74 11,384.44 Value on Mac 31 (S) Percentage Of Cost Estimated your acount tam (5) annual income (SI 250,000.00 unreaqed on or loss (I) Cal Total S11,384.44 100.00% S11,384.44 Cosh and money balances 11,384.44 100.00% 11,384.44 Account activity this month Date Palely Descrption Amount (S) Dividend and interest income Taxable onterest Mar 7 Interest UBS BANK VSA DEPOSIT ACCOUNT AS OF 03/C6(14 0.08 Total taxable interest $0.08 Total dividend and interest income $0.08 Check nurroer Date Descnpoon Amount (S) checks Mat 25 ACH WITHCRAWALCKM1004Sunnse M -627.20 001031 Mar 24 MARKS PANETH & SHROW LLP .354.93 continued next page SONY GM 00023316 CtIP7000R3C6479823NP70t0303405 00007 0314 030575004 Y173576550100000 Page 77 of 86 CONFIDENTIAL EFTA_00133936 EFTA01275707 SUBS Resource Management Account March 2014 Account activity this month tcontnuedi Check nate, Ode Descnplion Amount (I) Checks (:Cams Jiid 1 001002 Mar 25 KIMBERLY CALVACCA • 1,886.00 CO I CO3 Mar 26 THOMAS 1 MAGNANI -220.00 cow% Mar 24 DE SECRETARY OF STATE -25000 Total Meeks 43.368.13 Account name: GHISLA1NE MAXWELL Friendly account name:Indiv Check/Car Account number: Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Date Atllrry Desapion Amount (S) Mar 5 Withdrawal ACH WITHDRAWAL AMEX ElDayment -1,111.04 Aar 17 Withdrawal Total bill payments Bill payments ACH WITHDRAWAL CHASE -566.09 41.677.13 Card Items for your Attention: 90p with conlidence•whether you use your UBS credit card online or offtne, you'll never be held responsible for any fraudulent charges Even better, use your UBS credit cad for purchases and you can extend the manufac tures warranty for up to one year. Enjoy extraordinary protections that just make your life easier. Transaction date Posting dale Desolation Amount 04 Cult/ATM transactions LBS Visa debit XXXO 3536 G MAXWELL Mar 13 Mar 13 CHASE NEW YORK NY -$503.00 ATM FEE REBATE $3.00 Mar 20 Mar 20 CITIBANC002394 NY NY -$2.003.00 HS8C NEW YORK NY -$403.00 CHASE NEW YORI: NY -1503.00 CAPITAL ONE NEW YORK NY -S803.00 ATM FEE REBATE $3.00 ATM FEE REBATE S3 00 ATM FEE REBATE S3.00 ATM FEE REBATE S3.00 Mar21 Mar21 CIT1BANCOD2394 NY NY 42003.00 continued next page CNP7C0030064,9624NPT00030340500037 0314 030575004 Y123576S50 10/60pe_Gm_gopyn 78 of 86 CONFIDENTIAL EFTA_00133937 EFTA01275708 *UBS Resource Management Account March 2014 Account activity this month (ontinued) Account name: GHISLAINE MA (WELL Friendly account narne:Indiv ChecklCar Account number. Your IR nandal Advisor: SCOTT STACK MANLYLE CASRIEL Transaction Posing date date Description Amount (6) Cash/ATM transactions (continued) WS Visa debit >00(0 3536 WANED. (continued) ATM FEE REBATE $3.00 Total transactions Total rebates Date Description 46,218.00 919.00 Amount (1) Card payments Mar 18 CREDIT CARO PAYMENT -95.68 Total card payments 495.68 amnion Payment Due Payment Due Date Creak line Avalable Credit tine Outstanding Waite U8S Visa Signature credit card(s) payment information for April 23.2014 11503 Apr 23, 2014 135.00000 134,956 15 943 85 This cad! cad is enrolled In UBS Pay Credl Cad feature and vAll autcmalicala to pad Cam pug eccOunt tour payment Is scheduled for Apra 18, 2014 We pr0vick this information on your U8S Visa Signature credit cads atter as a colony toyou. The UBS Visa craiure credi card and account are issued by UBS Bank USA. UBS Bank USA ands you Mt official stanement for this account and you skald mate your payment &trotting to that, ingruognS. We do not include your outstanding cacti card balance in the value of your account with UBS Fmancia Services Inc Dace Acthity Ce$Capoon Amount (1) Mar 5 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Ghislaine Maxwo4 -672.86 AT 'MORGAN CHASE BANK, NA Mar 26 Withdrawal other funds debited FEDERAL FUNDS COMPLIMENTARY FED FOND WIRE TO I I 6 East 65th -3.649.58 Street LIC ATJPMORGAN CHASE BANK, NA Total other funds debited 44.322.44 SONY GM 00023318 C NP7C00700647982S NP70033E0406 00007 0314 030575004 Y123576S50100000 Page 79 of 26 CONFIDENTIAL EFTA_00 133938 EFTA01275709 *UBS Resource Management Account March 2014 Account activity this month (Contrived) Date Actmty Descrpuon Amount If) Money balance activities Fab 28 Balance forward $27,047.74 Mar 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/05114 -1,783.90 Marl Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/14 0.08 Mar 17 Withdrawal 095 BANK USA DEPOSIT ACCOUNT AS OF 03/ 14/14 -500.00 Mar 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/17114 -566.09 Mar 19 Withdrawal UE15 BANK USA DEPOSIT ACCOUNT AS OF 03118114 -95.68 Mar 24 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT AS OF 03/21/14 -3,700.00 Mar 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 03/24/14 -2,634.93 Mar 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/2914 -2,513.20 MN 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/26/14 -3,869.58 Mar 31 Closing UPS Bank USA Deposit Account $11,384A4 Account name: GHISLAINE MAXWELL Friendly account name:Indisi Check/Car Account number: Your K nandal Advisor: SCOTT STACK MANYLYLE CASRIEL The U85 Eon& USA Deposit Account Is your primary sweep colon CNP70003006479826 NMI:0300405 00007 0314 0305750Cht V123576550 10iffiky_ GM_0002Pan 80 of 86 End of statement for account number- CONFIDENTIAL EFTA_00 133939 EFTA01275710 Important information about your statement LEIS Financial Semites ex. (the F im or UBS Financial Senakes)l is a member of all grind:el Nosily, cannaily and colons exchanges. MS Fewrgial Sagas and LES Bank USA n rdrect subskiares of LES AG and atlases of LES Seasitin UC. The Fints tondo' statement is available upon mama. The Firm's moos:* off ices at a: LIB5 sinmool Sinai Ix. 1200 Harbor Boulevard Weettmken. to 07086 Bit tenement represents the any official record of you. LES Financial Singes account. Other words, except officio' to doonorib containing cordlicting date should rot be relied lam If you been, there 6 an error cr emission please report it inmedately narking to the &inch Manager of the office setteng your account. Mang" al figures shown re intended to be accurate. statement data shaffi not be used fa to purposes Rely scat onwa, end tax forms, 0.e.. form 1099. Sae. 10425, etc.) whin prepwirgyour ta return. The Fim a required by law to report to tot IRS all taxable avian:a record* rantaabb ditidends and taxable emend eared on acuities held in you woont, net proceeds on sale unactcre, and cost bases cocertain covered Sec-r4 in. Communications with the Finn . Please reconfirm arty oral cormancabarts in metro to further protect your egh s. incladrig your Nam Letter the Stadia Marto( Protection Act (WA). • If thefins-4X nstitution en the top left of the front of this statement is not UBS Maned Sakes, LBS Frontal Services carries your account as oleamg ackw by at argerrent Vet the inderted intlitutirt We Wormed yea of tie relationship when you opened this wooLre. h this case, your Ws aid markt ate located at LES hnancial Semmes and rot the igrodsng broker. ad you mat make a MOW of trey amen or &niftier to both firms. ANaccount statammts shall be deemed complete ad accurate i not objected to h men; within 60 days • PIM* dent customer complaints a I Fin's C Bent ' hit at atolllreeat . BOO .to ET Monday through ay, or in max to WS Financial Semmes lx., Client Relations Department, P.O. Box 766 Union C y, NJ 07037. • home of (gran or WerialS abort an electronic funds trench,' On BS Wedeln cardbarnscbom, card Vankactiorn, call a toile to UBS Frontal Senor, ex. WOO Herby Blvd, 6th floor. Weehawken NI 07036. Ate RMAIBSA Sereces Cal a write as soon as you cart if du shirk you statement or receipt is max Cr 4 you need more dorm am tout a harder on the statement or Merl. The Firm or Card bum as endcableknuff hew horning.' ro later Min 60 days after te Fim sent you the firm seamen on Whichthe error or problem appeared. - Prow:leyou name ad accost number Of any). — Desoto the *nor or he transfer you ant Mane about and "clan as clay as you can why mu Bellew a is an error a why you need more demotion — Proud. the &Aar amount d he suspected error. The Fim or Cad Issuer wel Weston your complaint and wel correct any error promote/. Please mote all checks payebb to the Fan or to financial inititution it:kited on tie front of this statement had:lei:a regular woad fees. accounts may be subject to mai-krona fees, chars ter tote parent for searnes purchases and charges sou unpaid amounts in cash wands. Accounts that we transferred to other htteutions may b subject to a transfer fee. UBS Sweep Claims UBS offers options for sweepng cash bine; Winces to bank deposits a UBS Bat USA ad WS AG Stamford brach (Bank Sweep Po:wants), money market mutual tads (Macy Funds) ad the International 0eposi Accent ODAlfor customers vii h remational Immo. Management Account. through tie Bank Sweep Progeny. cah balances re swept to LEG Bark USA up to an radakhod Fed cod then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC nsured in accordance with FCC rules. For more rdamatim please set mwrldiogov. Deposes at UBS AG Stanford Brach and Mores of Money kinds are rot bawd by the FCC. ThrouM the OA, awilible torah balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch These deposits are not inured by the FIX. Babnces Feld at the (25 AG Carman Brant, are temporagy exposed to the sovereign ride of the Canon blends, and there is no 'madee or other obligmon of WS AG to repay the betakes while on the UBSCaymans Brinfts books. Deposes a WS Bait LEA and each UM AG Bach are not protected by SIPC. Money Fund shares at protected by SIPC. See -U3S Financial SWAMI Account Protection' bobw Upon tats reg.est, balances in tie Bone Sweep Programsor OA may be withdrawn and shares of a Money Fund my be liquidated, and the proceeds returned to you artier tertian woad. Fuller formation about available skip options, robing ore,* detest rates and yelds, a available at wvw.sbs< - from your F banal Mauer or by canna UM Financial Services account protection Meld, is a member of the Semites Inyerill Protection C orporaticn 6IPC), whkh Fromm securities account, of its members up X1500.0:0 Cextudix S2B),000 for <toms kr cash). the Silt asset protection Imes apt to all accounts that you hold n a particular capaoly. The Finne together with certain affiliates, ha also purchased appinental protection. The matirrun amount payable to al elgible clients, cobecleat tricky this protection is 1500 million as of December 10, 2013. klaSot to the poky conditions ad limitations, cash X the firm is further protected fa kin to $1.9 million n the aggegate for all your accounts held n a overeater capacity. A hal copy of re poky waving is mantle upon mount. The SIPC protection and the supplemenUI protection both do not apply to. • Certin truncial aims controlled by (and incLdid your account value) but held away from US$Finned Services (e.g.. certain(* cash al UBS Bat (il calh at WS AG Staged bunch (a) insuraxe rrOsirth including variable amities, and (W) shares of mutual finch whore such shares are registered diectly n the name of the account holder on the books rd records of the applied* issuer or transfer agent); • Certain rnestmere contracts or destment interest (eg., limited partneshps and plate pia:emeriti) the we rot registered under tie Securities Act of 1933; ad • Commodities contacts (el, 'aeon exchange and anti:usenet/al antrods). nduding futures contacts ad tormodito oda, contracts. the 5IPC protection and to supplemental protection do not apply to these asset even if they otherwise appear on as siaternenh. Tee SEC protection and the luridernental protection do not protect agora changes in the make vale of you investments (whether as a rah* el market movement, Maar bankruptcy tr Otherrii4 More information is avoid:kW°, nest You may obtan more domation abaft the SIPC Brochure, by contacting 51K at a by merle the SSC wade at vnewaloceag Dividend Reiweebibent Pin:Iran (DRIP) The age reflected is an average price. You may obtan the actual price loonpots Financial Advisor. Orly vitae tare are purchased under Dli; partial shares wil be and ard tot each wX bet &toted h your :acorn The dviderd rerivestnere price applied by tie issuer may differ from the market price at which the partial stores at sold Cat lt'iiata I;M, whole wets may be held you' rcout if you n ended to a palul use a crews of a dviderd Parent or oterwise, the f wit sell parhal ago at mallet pea a accept an am aunt detamined by a registered clean; away, and credit you acorn Investment objectives The nommen °Mecums rd risk profile we speck to each account and may my between Please mkt the Fan promote, in ragtag of any sionkant change in you Maxie' situaicn or nvestmen objectives. Fa each CONFIDENTIAL account helot you choose one of tie following investment objection! • %odd Cement lexome. les-A, . seekrg the generation of income ant. • *diem GeorgAppreciation: Investment making 9rOwel of prncpal rather than the generation of manna • Produce Combinaton oilman. and Capital Appreciation desiments seeking; both the generation of name and gambol pupal. Oemoll risk precise • Conseevaram Seeks to mantan nilel pro pat with low Oa and validity to the accord meal, eon if that mewls the accost does not generate significant income or returns and may not keep pace with inflation. • Moderate: Willrg to /accept some fist to pirsPal and tolerate some toddy to seek hgher returns, • Aggrezte: Wiling to aced high fir 10 principal aid high nolatilit to seek highreturns OW( tint Statement liouseholdne We may consolidate at related account statements with the sane didleiSrahe some envelope. Accounts may be related la this purpose Locate they haw owners who also maintain pit woad relationships wit other clients at the sane address. This practice's known as • househnling ' II you prefer to receiveI-die/dual statements mailed in separate envelopes —you may decline householang by ulingyote F runnel Advisor. Friendly aceourt name the Frendt accent name reflects al arraign that you wand on the Firm's onlne mimes websee. II is a customizable *nich-orre' den by you to matt you doh you record...mix. It has rsolegal effect on your Nee. nt. You can change yet hi endt account names, through Onfre Services or by contactegdurFeancial Aetna% Aaron overview • Vat. of du arrountfporffek, Net of assets ad liabilities. • Alma hulas salable cash balances, maws for restricted seamy lest I, and Global line Deposits, urrealied marks to make, and caftan mats not held byte Fim. Does not include unwired SeCuitiell assets al the end of the prior and carat statement periods, or prorate ivestrrents, invested stock options aid execoable stock options • Linares Includes debt blI/M•5, oylaardina rrergn loan credit lrin hat ascent balances. • Cash/recant Winces. Total of uninvested amiable cash balances, plus UBS Bak LEA deposit balances. UBS AG 5tarreotd Branch depose balances and money market mwail fund sweep birds, at the cbse of tw statement period. Norocormlocity kee credit balances in your acorn at rot segregated from other balances and tie Fern may use any of these funds in the ordinary COW,' of hexane's. these funds ae payable town your darned. This total 6 included ri tw anent period clostg value. SDNY_GM_00023320 EFTA_00133940 EFTA01275711 Important information about your statement (con inued) Lending isformation Far deteed me °mutton an the Eris lending Indices and &Pares, refer to you Client Relatorship Airmen or Accost Agreement at the General Toms at Conditions UBS Statement of Credit Practices available in Armee* andOixfoscrres at .kmau&S.Casafaxauttabsialt vessassee Your artement Bemires securities end other assets hell is the secant at the end of the starernere period. You may ask fades)/ of bay paid senates at ary time. You may receive secunties used as loan collateral after prying any balsa due on them. Any *curets tramilemed to the Cirri Brig the stateirent ponad are lied at market value as of the end of the stamen period. • Cast basis. in &Damning the cost basis of tie smiles included in this statement, where indicated wih he nada. -1,• UPS Thera& Services has relied an information obtained from sources other tan IAA Financial Senices. including Horn-warm kern anothe- lim a that you maw have providecho you Finmxial Advisor. The Finn does not iidependenely verify a pavane* the watery or varclityd ay Si °relation provided by sans other tan LESErantial Senates. h aicitixt although LIDS Fintif el Services general& updates this Hamation as Carew:red, the firm dyes not provide any essances that the esteemed:vs crow "Cost basis" and "Uffealsed gar/loss' a accurate as at the date of this statement. As suck please do not rety on this Hermitian to make puchara a tale decisions Sees pspates otherwise. Accounts transferred to the rim may reflect gar/loss Homati6 on& for the period of tine they a-e held at the Frm More historical Same cri tan be allied by you Feuncel Advisor. • Urnaliad gain/losses When data is aaildole. estinated se-realized gains bun we Wanted Ice invileal secret lots. We transaction data for naviial lots may or may not reelect <criminals, charges ands security reorganize is everts Dividend and °tens mamma lots ad systematic pachne lots are each canbined to display are averaged lot. The • Trade date • [cling presents the aigrul transaction trade date. • Callable securities Bach and ;referred stock that the eta cats for ea-Ra redemption coil be selected mpanal& by lot Iran arrorg all seo.reies of that issue held hour name or in norniset mine la as clients. Call feats Hamatbn a cbtaned from third parties and es accuracy isnot guaranteed. Other call fealtres mattes' which raid affecct yield complete I-demean:a will be provided upon request • Owtifirates of deposit (marCDs are FDIC hewed up to S2 9),000 ' priahal and accrued interest per &costa at pee &pansyinched:as is accordance web POIC rules. • Preehralue Press dirtswd for securities and other inducts may be higher or bser than awake that you would anualy serene h the mallet Prices are obtaned tom vaious third party sources which we beleve to be retitle, but we do not sisalee tear accuracy. — We generaty use the closing price when seseldffe the mean of the bid ad ask prices fa lined scathes and <plus a on& lad prices fa OTC seosties. - Less anise& waded securities may be priced ushg valuation model or the moo recent prce we obtaned and may not reflect an actual ma-he price or vane - CS'S pasha% may appear without a price and will Pau at *price was rot mailable' if we are undole to obtain a pnce for a wanly - Deposits or stashes den:Snaked 6 currencies other ton U.S. dollars are retested at the eichinge rate as of the statement date. - Fa seen wanks raring n non.conf meg cknoweatcres, mice at qua-gay0am aka) may have been adisted to facilitateproper vtusion. To obtan current quotations, when asailgsle, cordad par Financial hogs. • Private Mestnente and structured produce% hivate rnestrrea seculars (inding drea paticipation raccom and real estate investment hat senses) and situated pods% are general& highly akpii. Certan assessed proi_ces have not been registered with the Securities and Extha- (omission a under ay tae securities laws. We provide Saluted Saes for private investment sash is and structured products foe nformatisrul purposes only &ovary knot guaranteed. - These values may differ stbetstiah/ from prices any, at Mid a prorate inresanent security a structured taxes% may be WAS% or sold and do not necessarilyrepresent the wag& may receive upon laudation, - Thid pat/ estimates of sale ate as of a cereals date a-id are supplied to UBS Fna-cial Services on a regular bass by an independent vitiation Wm. - borer, general panne- or sponsor estimated vaLes, ary, are wpWied to the F rrn by the roux, gemalpsner or spcnsor and may be tabulated based on different Stagnation Iran that used by Midparties laded* teir estimated values. - You can obtain addiecnal Harnsicri regarding the methodology wed to determine the Sinai* of value ad the date of the ilcanatizn that is the basis forte Sheet by contacting your Financial Advisor. - TAW party estriveed Sues may be reflected as •Not prked* n sewer I sit *km wee n Sdependent relation tern has not suppledor is u sable to assign a value, when we become imam that a materialevent has &oared tut may call a peens* reported wise ien question. or when a value wouli be highly specuLative due to the nese of the sectrity - When neither al suer, general prince or sponsor *stinted vale nor a thrdipany estimated wee if peovde% the value of the Nasty will be defense ken itspurchaseprice. — • Pstrizes off to date may include return of canes( inCOme a both — Origetal ace' represents the initial Sang price per unit and may not reflect kas aid basis • Restricted securities harried warden general& are rot contently engble Ice publk sale. UBSFinacal Services sec to mallet price of the unrestricted stock of the sane issuer as an mputed value for to restricted stock for purposes of NM 'roamer* onAr To the Sent that reariaed learition are ergbh la sale, the Sae reared may be sclostantial& less than the imaged value triown • Est. hastirneted) iname. current yields and rates. An (Otinate of areal income is bawd an current dreiderd at interest rates, assuning tie searkies will be held for apt year from statement date or Until Mataity. This sins ace* a gadalne, accuracy rd continued income are not guaranteed — Estimated anal nccme ad anent yield for certain tees of swishes could include a rebsn of pmcPal or septa' gars n which case the est income (rd tuner., yeldl would be assisted. — Estimated antral icon and case Old and the actual Scone andyield might be kwer a higher that theist:matedamounts. — An esiMate of rruateed Some (divdend ardor interest) deeded by the curs market valettaverage balance is based on the tat dividend Of htenKt payment made by the issuer and arms the secuteadeposts will be held for ore year korn the statement date or unbl manly. Accuracy erd continued weld me not garaffeed • Assets not held by IBS Financial Services Certain assess are rot held by the Fin and not wthis the Fern's possesseh or amok These assets are disalwed on gas statement fa informational purposes only. Positions ad values presented se Manded by lee issuing Inn US$ Emicial Services is not resparable for to iteration and des not guarantee is accuracy. These assets are rot protected by SSC or the tants supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-t fees resealed n sanction coat, the distribution of mutual funds to curets% we anda our Alfas receive twwwe Mating Payments Iran di:tributes a-dor athiscrs of the mAki funds that we sell. Theseam:ants are based on two deferent COMP:nentf- tlY amantol alto by UBS as pen: 6W mutual fund I ami& to our <liana and (e) the asset value of a pa-tbu Le- mutual fund family's saxes held at the Ism — We and as afMate also resewe nemaking and °embus proceseing lees is consideration for gender agent servits that we Fronde to the mud funds. Thew fees generally are phi from investor sets is the mutual fund and are a had dent amount based an tie nutter of accounts at the brokeidealer holdng maul lads cal that fund Famiy CONFIDENTIAL — h Ste& to conmascrs received n connecicn wth the sale or delnbason d arty contracts and an investment flat mils toot <lents, we ands our affiliate recewe awns sharng corrpensaion tram many of the insane* companies underwriting the amity contracts, afthates of to Mace <organs or sponsors of term investment mats we distrkxte - Qrt affiliates ako receive wading cannusin and other corripersathn from mutual fuck and 'nuance companies whose MEWS we distribute - Weems an anual fee from UBS BSc OA and SIBS AG Stafford Branch of up to szs per accost sweeping to the bark( under the UBS Bark Sweep anagrams Activity Inbernation regsdng cast:hats and other charges named re cone don with the esecutcri of rode% ndudng option transactions ha been included on conkrrnalons prevously furrished to you, at wall be prosided to yOu franptly at fewest. Short k loon engaged in short selli-g a security, you may hoar a change the to certaintar-owing costs for that particular security. Open radar Regarding Wen or • sinitilluncellecr aden that were not tecuted by the statement date, open buy ad se stop orders are refixed by the /noun of dividends rigsts on an ex-divider& a esentets date unless intrusted Samar by you. You are responsble fa orders that are exeofted die coyote lilts to caxel eating open orders. Priest To obtain a copy of as currant Client friary Notice please contact your FhancialAchisor or St as weeniee at wwwffAUfkOtathapattla UBS anancial Services es riot a bat the WA, Busiest Services Account BSA and IRMA are brokerage accounts which provide access to barking servbes andproducts through arrangements wets affiliated bats and other thvdtany banks, and provides access to roan and anniey praises hued by unaffiliated thied.pany insurance cempanies through roura-cie agency subsidiaries of UBSEinarcial Services Inc. Iniestment, nsura-ce. at a-nuttyproducts: Not MSC Soured • No bank guarantee* May lose Sae RUA. Resource Masagement Accost Business Services Account 854, RMA and ntematiorul Resource Merugernent Accost are registered service marks of UBS Tramiel Services Inc Vsa Signatse is a regiffered seiner* mark of Visa International. CBS Vila Signetse cede cards at LAS tars debt cards are based by UBS Bank USA with pension from na U.S A Incorporated. UBS Cinemas' Services Inc Phi 201402 SDNY_GM_00023321 EFTA 00133941 EFTA01275712 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ChiP70056887070414 VI 0 Resource Management Account April 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Incliv.CheCkiCar Account number: Your Financial Advisor: SCOTT STACKLIAWLYLE CASRIEL Phone Questions about your statement? Call your Finanag Advisor or [lie Value of your account RMA ResourCelane at 800-R MA-1000, account on March 31 (5) on April 30 (1) Your assets 11,384 44 8,416.79 %Stour websIta: www.ubstomffinancialservices Your liabilities 000 0.00 Value of your account $11,384.44 38,416.79 Items for your attention • II you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to ubs.comronineservices Tracking the value of your account S Thousands 11 4 a4 Mar 2014 Apr 2014 Sou roes of your mos mit growth duriag 3014 VA* of your account at year end 2013 Net deposits and withdrarials Your VIVeStrIleilt return Dhidendard interest income Chance in market value Value of your acc•xrit on Apr 30. 2014 10.00 SDNY GM 00023322 $8,41622 10.57 $O00 $8.416.79 PA•mber SIPC OrP70c030054338707NF700019I 7450000a Ale 030575004 YI23576550 000050 Page 85 of 98 CONFIDENTIAL EFTA 00133942 EFTA01275713 UBS Resource Management Account April 2014 Your account balance sheet Summary of your assets Value on April 30 (4) Percentage of your account A Cash and money balances 8,416.79 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmodities 0.00 000% G Other 0.00 000% Total assets Value of your account 13,416.79 $8.416.79 100.00% Account name: GHISLAINE R4AcNELL Friendly account name:Indiv Check/ ar Account number: Your current asset allocation A Eye on the markets Your Financial Advisor KC- 7 • ":r• LYLE CASRIEL 9 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% CNP700C9005608708 NP7003191 745 000O3 0414 0305750Gt Y123576SSOCOMiliyGmimogya 86 of 98 CONFIDENTIAL EFTA_00133943 EFTA01275714 Resource Management Account ITEIS 1 21(1 14 Change in the value of your account April 2014 (SI Year to date (S) Opening account value $11,384.44 $0.00 Deposits, including investments transferred in 44,000.00 71,047.74 Withci-awals and fees, including investments transferred cut -46,968.14 -62,631.52 Dividend aid interest income 0.49 0.57 Closing account value $8,416.79 $8A16.79 Account noire: GHISLAINE MAXWELL friendly account neme:Indiv CheckiCar Account number. Dividend and interest income earned for purposes of ids stateinent laud:Sty of interest and ctadend Income has been determined Iran a US tag rep:dung perspective. Baled upon the residence of the account udder, accent type, on product type, some interest ardor dvidend payments mai not be subject to United States (US) ardor Puerto Rico (PR) income tan The dent month),, statement is not intended to be used and tamed be gelid upon for Is pawn Clients should refer to the apt:kale ta reporting forms they receive from UBS annuilly, such as the forms 1099 and the Earns 480, for tat reporting information n is the practice of UBS to file the applicaUe lac reporting fowls with Ihe US Interbd Revenue Semite and PR Treasury Demmer& and in Sigh tort* accurately ClaSefy Chu:rends Errdr Cr Interest as Ia. exempt or tiesatde inCCMX Pleffie COnSUlt yew induclual tax preparer. April 2014 (1) Year to date (S) Taxable interest 0.49 0.57 Total current year 80.49 $0.57 Total dividend & interest $0.49 $0.57 Cash activity summary Your N mandril Advisor: SCOTT STACKMANLYLE CASNEL See Account activity ma month 101 dealt &games In your Sweep Options are tnd uded In the openng and closing balance: vat. FDIC insurance *pies only to cepasin at U85 Milk USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed lhroug the UBS Intern/Lora Depos4 Account program. SIPC protection applies to morn/ market sweep fund holdings but rot bank deposits Srelmportant information about your statement on the rat Mo pages cf this document for dials April 2014 (S) Year to date (S) Opening balances Additions Deposits and other funds credited $11,384.44 44,000 00 $0.00 71,047.74 Dividend aid interest income 0.49 057 Total additions Subtractions Checks and bill payments $44,000.49 -46,60097 $71,048.31 -51,646.23 Cash( ATM transact sans 0 00 -6,218.00 ATM fee rebates 0.00 18.00 Card payments -367.17 -462.85 Other funds debited 000 -4,322,44 Total subtractions 446,968.14 -$62,631.52 Net cash flow Closing balances -$2,967.65 $8,416.79 $8,416.79 $8,416.79 SDNY GM 00023324 CIIP7C007005668709NP7003191745 00030 0414 030575004 Y123576SSOC00000 Page 87 of 98 CONFIDENTIAL EFTA_00133944 EFTA01275715 SUBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening OBS Bank USA Deposit balance Mar 7 825,263.92 Closing UBS Bank USA Deposit balance Apr 6 $11,384.93 Number of days in interest period 31 Average daily ba lance 818,660 79 Interest earned 80 .49 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Friendly account name: Indiv ar Account number: My Choice Rewards Points from UBS amerce gams are ieflected as or the 26th a the month or the COY bin ness rife if the 26th Nib Cm a weekerd Wide/. Rewards point activity detals can be found on www.ubs.com/onlinesenrkes Apra 2014 Year to date Opening balance 140 0 Points earned 99 239 Closing balance 239 239 Your investment objectives: You have identified the following investment objectives fa this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your Mandel Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibiity carsiderabon - None selected Your account instructions • Your account cost basis default closing method is FIR), First In, First Out C rIr70009005688710 NP70C0191 745 C0M 0414 030575004 V123576550 CONFIDENTIAL 4Y GM U of 98 EFTA_00133945 EFTA01275716 Resource Management Account UBS Ap I;C 11 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Incite ChecklCar Account number. Same pN es, income and current vaueS sham may be appronirrole. AS a rest[, gam sodlosses mar nos be accurately rehicted See important Anlornabon about sow statement a lite ends this dxurreM for more inforna4On Cash Cash and money balances Cash and money balances may led inde available cah belay«, UBS Bank USA deposit account baances, UBS AG Stariord Branch deposit «count baances and money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the WC vette n fppictle limits. but are not protected by WC. UBS AG Stanford Branch deposit «count balances are not insured ty FDIC end are not protected by SIPC. Money market sweep balances are protected by SeC but Sc not insured by the FDIC. See the important afonnaion Sail your Valenta a the end of this document for detaas about those tdances. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASNEL Orennobalarke Closing balance Price per :Fuze Average DnIdenCI Interest Days tn eldcing on Ape 1 (0 on Apr 30 (5) on AP 30(S) rate period period Cq, amount U85 BANK USA DEP ACCT 11,384.44 8,416.79 250,000.00 Your total assets Pexentageof Cost Estimated Unretaded Value on Apr 30 (5) your account basis (S) annual mate (5) On a loss CO Cash Total $8,416.79 100.00% $8,416.79 Cash and money balances 0416.70 100.00% 1,416.79 Account activity this month Date Actiiity Description amount (S) Deposits and other funds credited Apr II Transfer JOURNAL FROM 1.1 23575GHSLAiNE MAXWELL 44,000.00 Total deposit and other funds credited $44,000.00 oat Primly Descrotion Amoral (S) Dividend and interestincorne Taxable interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04 in 0.49 Total taxable interest Total dividend and interest income 80.49 1.0.49 SDNY GM 00023328 CNP70307005038711 NP700319I 74500030 0414 030575004 71735765500000M Pegs 89 of 98 CONFIDENTIAL EFTA_00133946 EFTA01275717 *UBS Resource Management Account April 2014 Account activity this month tcontnuedi Check nurrber Ode 001005 Apr? ANITA CELL. Total chat 0tte:1014,n Checks Date Achoty 0e5(nph0rl Apr 9 Withdrawal ACH WITHDRAWAL AMEX (Payment -2.100.97 Apr I5 Withdrawal Apr 16 Withdrawal Total bill payments Account name: 5.1i< V. El Friendly account name: Inii‘ r cNCar ( Account number: Your lqaandal Advisor: SCOTT STACK MANYLYLE CASRIEL Amount (5) -500.00 4500.00 AMMAR (1) WI payments ACH WITHDRAWAL IRS -30,accoo ACH WITHDRAWAL WS 7AX & FNANC -14,(00,00 446.100.97 Card Items for your Attention: Shop with confidence-whether you use your UBS credit cad online or °Stine, you'll never be held responsible for any fraudulent charges. Even better, use ycur UBS credit card for purchases and you can extend the manufacturers werranty for up to one year. Enpy extraordinary protections that just make your life easier. Date Description Amount (I) Card purchases WS Vise debit )00(0 3536 G MAXWELL Mar 28 DUANE READE #14221 NEW YORK NY 1248.32 Apr 22 EXQUISITE HAND SPA BEVERLY HILLS CA Total charges 17500 Oat Description $32332 Amain( (S) Card payment Apr 17 CREDIT CARO PAYMENT -43.85 Apr 22 CE BIT CARD ACTIVITY -323.32 Total card payments 4367.17 CelP7C0M0SE887i 2 NP70C0191745 00009 0414 030575004 712357655000MyGykoadat 90 of 98 CONFIDENTIAL EFTA_00133947 EFTA01275718 (SUBS Resource Management Account April 2C11 Account name: GHISLAINE MAXWELL Friendly account name:Pother Check/Car Account number. Your rinandal Advisor: SCOTT STACK MANNYLE CASRIEL Istinmsrn Payment Cue Payment Due Date Credt fnt Availatie C reds tine Outstanding Wage. UBS Visa Signature credit (Ardis) payment information for May 23, 2014 515.00 May 23, 2014 335,00000 534,931 58 598 42 This crest cad is enrolled in u BS Pay Credt Cardfeature and will automatically tie pad from your zooms, Your payment is scheduled for May 18, 2014 We Nook theinformation on yOst 085 visa 9gnature credit ark witty as a ok nesy to you. The UK visa 9raiti re credi aid arid account are issued by UBS Bank USA. UBS Bank USA sends you the cabal 'lament lot this account and you shottd matt your payment accacIng to thee IrolruflOrn. We donor i nd ode your outstandingO4dt cam tulance in the value d your account with 065 Firiancla Services Inc. DSe Activity DeSCripben Amount (1) Money balance activities Mar 31 Balance forward S11,384.44 Apr 7 UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04/14 0.49 Deposit Apr 8 Withdrawal ups BANK USA DEPOSIT ACCOUNT AS OF 04/07114 -500.00 Apr 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04109/14 -2.10097 Apr 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 44,0® 00 Apr 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0411914 -30,000.00 Apr 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04116114 •14,000 00 Apr 21 Withdrawal tin BANK USA DEPOSIT ACCOUNT AS OF 0417114 -43.85 Apr 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22/14 -323.32 Apr 30 Closing UBS Bank USA Deposit Account $BA16.79 The UBS Bank USA peacoat Account Is your primary sweep mon SONY GM 00023328 c tri7COOF00568871 3 NP7003191 745 000O3 0414 030575004 Y173576S50 000000 ►age 91 of se CONFIDENTIAL EFTA_00 133948 EFTA01275719 *UBS Your notes CNI, C004,0056697i 4 NP7000,91145 C0008 Oil 4 030575004 Y123576,0 CONNw_Gm_.02PAIS 92 of 98 End of statement for account number MEM CONFIDENTIAL EFTA_00133949 EFTA01275720 Important information about your statement LES Financial Sakes tic. (the F im or UBS Anoxia! Strong is a mentor of all pdrcpol cannon and cpteris exchages. LES FrencialSences and UES Bank USA ay rdrect sun:Fares of LES AG and affiliates of LES Setritin LIC. The Fim's fhoncial statement is available upon regret the Fins **afire off ices re a: LES Finmoul Sens Fe. 1200 Harbor Boulevard Weetimken, tU 07086 Ibis =tenni represents the any official record of your LES Fe-uncial Satins account, Other nor rapt official tar documents, containing ccrillideg data should riot be relied Loon N you believe there is an err or omission please report it immediately n wane to the ranch Manager of the office serving sour accent. Alkoucti al figures Shan., are Heeded to be accurate. statement data trill not be used for tat purposes Rely trek on ra.-end tax lams, te. Form 1099. Sat 10425, mc.)whinpreprigyour tt. return. The Fim required by law to non to tie IRS all taable dhidwt. report** rastocable dvidends and tank merest earned cn %curers held in you accent, net proceeds as sale transactors, awl cost base entertain covered wanks. Communications win the Finn • Please re-confirm any oral cormincations in vette to further protect your rotes incladrug your reed rider the Sentra/aster Pardon Aar (NM) • If the finance' nstitution en the top left of lee frint of this statement is not 1)85 natal Sant LES Prencial Services caries you account as cleanng looker by sr/Argenta wah the rotated institution We iriormencu et the relater* when you opened this accost. h the case. your lads and saint we located a LES financial Services and rot to eroding broker. ad you nut make earn of ray enter or *Tuition to both firms. ANentre statemaits shall be deemed unpin an accurate if not objected to in *meg within 60 days. • Please died tetomer complaints or Fim's C Int ' ent or toll-free at 8:00k .10 ET Monday threugh as a in swing to U26 Financial Services Ix., Client lel/tens Deponent P.O. Dr 766 Union City, N.I 07087. • In car of errOrt Or Onsrans and as electronic funds trine (51), BS %/seder( card tranuctiorn, call or wile to UBS Frunual Sena ex., IMO Harbor Blvd, 6th floor, Weehawken N/ 07036. Arc RMAIBSA Sintros Cal or mite as soon as you cart 4 you tie your statement or receipt is mug or 4 you need more itcntulen *cue a tuner on the statement or rOCOOt. The Finn or Card boar (as oorkable)mn her born you no later dram ISO days after fie Fim sent you the fro Innen on which the error or problem appeared. - Prowde you- name ad accost number Of any) - Dnebe the err or tie tender you nano about aid "clan as deark aye can why you believe t is an error or inn,' need more Henan — PrOwdethecblar arrant d the suspected error. The Fim or Cad Issuer wit Hessen your complaint and vAl correct any error homer. Please mate all cheeks payable to the Five or the lhancial intthution rotated on to front of this Manisa had:Onto regular accord feu accounts mai be subject to mareenrce fees, chaps for late patron for securities purchases and charges for unpaid armunts in Glib =wits. Accounts that we transferred to other incaution may be subject to a transfer fee. UBS Sweep Options UBS offers options for erwmpne cash biomes, Winces to bat deposits al UBS Bat USA and UBS AG Stan:rad brach (Bank Sweep Pregame, money make. innual Ards (Morey Funds) ad the International Deposit Avant (DAtfor customers venal Intentional Resource Manage ern Account. Through Ix Bank Sweep Pronn cash balances re swept to LES Etrk USA up to an irenehed Fort ad then to LES AG Stanford Brands or a Money Fund. Deposits at UBS Bale USA are FDIC nsured in accordace with FOIL rules. For nxre nlamatin please act mwrldicgov. Deposes at UBS AG Stamford Barxh red fans of Money kinds am rot inured by the FM. Throup the Ca &dila to cad, balances we swept to depose accounts al UBS AG New Yak ranch and UEIS AG Cayman Branch Thew deposits are not nun by she FIX. Balance Feld at the LES AG Canal Bra-di are tempera* exposed to the sovereign risk of the Canon glands, and tore is no grantee or other obligalon of U86 AG to repay** trans while on the UBSCayman's Bradt. books. Deposes a 185 Bale LEA and each UK AG Bench are not protected by SIPC. Money Fund shams ere protected by SIPC. Ste -U3S Financial Serene:groan Protection' bobw Upon your reg.est bears in the Bat Sweep Programer OA my be withdraw. and shares of a Money Fund may be liquidated, and the pinta returned so you cr sour swoons accant. Fisher formation about available weep options, ncleing err ent arrest rate, and yell, a nibble at www.sbs< from your Fixer al editor or by calling UM Financial Servers account protection The F is a member of Or Startles Mveltill Protection Corporation (SIPC), wheh protect. Arnim accounts of its members up so1500,0X) Craton; S29),000 for dams kr cash). fine SICK asset protection Imes apt' to all account tut you hold n a particular capacity. The Finn, togeeher with certain affiliates, ha also purdased noplonental protection. The madman amount payable to al eligible dierts, colencpy under this protection is S500 million as of December 10, 2013. klota to the pokyconditions In nations, cash X the firm is further protected kr totette million n the aggeoate for all your accounts held n a paraular capacity A ful copy of te poky wiring is nibble upon request. The SIPC protection and the stoplemenUI protection both do not apply to. • Certin fruncial ages controlled by (and Hided in your account value] but hell away from US$Fin-col Services (e.g.. certain(* cash at UBS Bak, (il cash at LES AG StarnIrd branch (u) insuraxe anat, including ratable enmities, and (M) shares of mutual findt where such than are registered diedly n the name of to account holler on to books a-4 records of the wreak issuer or traner agent); • Certain nearer* contracts or nesement interest kg., limited partneshim and prime placements) that are rot registered under tie Securities Act of 1933; and • Commodities cornets (e.g. keep exchage and yeti:corneal contracts)• nurse futures contacts ad FormalnY Oren contracts. fi e 5IK rotecton and the supplemental protection do not apply to these assets erne they otherwise appear on you. Marna." ha SEC protection and the sultokerientalprotoction do not protect agree changes in the motel vaLe of your investments (whether as a result of market movement, issuer ballcrnptCy CY Othereriu) More elf ornrion is avaitle Lon regost You my obtan owe htionnation abou the SIK Brochure, by contacting 51K a or by %ninethe SIFC website arvar.s4PPOit Dividend ReiWetblbefilt Program (DPP) 1he prke reflected is an average price. You may obtan the actual price Iron tor Financial Advisor. Orey oink tire are punned under DRIP; partial shares will be sod rd the carp wt be dotard in your account. The &ricked reiwesvnent price applied by to issuer may dTa from the mint price at which fiepartied shares are sold Caderelieu Chap whole units my be held" you: accoust. tyoure man to use a a null of a rriderd Panall or ofierwise, the Firm MI ether sell parhal ants a rivulet pin or accept an amount determined by a neared Haag *new awl credit your accost Inn:trent objectives the nvernert aunties and risk profile ere specie to each account end nuy mybetween please nee the Fernpion-0k in yadrg of any simileant change in you: %taxied twain or norm% objectives. Far each CONFIDENTIAL nowt held, you choose one of the foliating Mennen object's' • endue Current/mane. h.esbum as seang the generation el income crik. • Arnim CeparAppaciaties Insatment seeking growth of prnepal rather than the anon ol income. • Plodoce Combinaton of Income and Capita Appreatcot nesiments seekkg both the generation ol Herne and gowth of priXpll. Ceeroll risk precise • Conservare Seeks to maidain inlet pi-cirl with low risk and wonky to the non neat ern if thee mews the accost does not generate significant income or returns and no, not keep pace with inflater. • Moderate: nag to accept sane risk to principal and tolerate some +Hatay to seek herr returns. • Agressire: Wiling to accept high ink to pinopal and hit worry to seek highreturns or time. Statement fiouseholdne We may consoldaie at related account statements with the sane address n the sin envebpe. Accounts may be related Ice this purpose Leone they have owners who also maintain pH acorn relationships nin other den at the sane address. This practice's known as • householing ' II you prefer to Neer rdivilual statements mailed in separate envekpes — you may drier hourholding by ulna you Friona Advisor. Friendly accatart name live Frendk accost man reflects al aviation that you entered on the Firm's onlne wires webote. II is a customizable fniclrorne- &own by you to alit you ash tar record...ping It has no legal effect on your are. rut. You cal change yes hiendk accost names, through Oslo Services or by contactrgeourFeancial Ansa A000‘nt overview • tate of mor accountronfir Net of assets and • Asset atlas salable cash balances, vaLS for restricted storey lest), and Global Time Deposits, urrealied marks to market and cenah nets not MU byte Fim. Does not include unpriced seen tier al the end of the prior and curent statement prods, or private iwestrrerns, invested stock options aid Henan stock options • Eiatines Includes debt rces, warn mar loans. credit lie, toe wont balances. • Cash/money balances. Total of uninisted avatar. cash balances. plus UBS Bak LISA deposit traces UBS AG Sun -Ford Dann deposit balances and money nurket mewl fund sweep Sant at to cbse of he gatemen period. Noncom/lady rev credit balances in your accourt ire rot segregated from other balances ad tie Fim may use any ol these funds in the: ordinary GOWN of tartness. These funds are payable moon your darned, ibis total n intruded fie arrent period closi-g value. SDNY_G 0_00023330 EFTA_00133950 EFTA01275721 Important information about your statement (Continued) Larding information For &teed information on the Fknis baling practices and **sues, rear to you Client Relatorship Agee-nes or Accan Agreement and the General Terms ad Conditions UBS Statenerd of Credit Practices available in Agreements andDixfoscrres at muratassagrrsagaRgainal Yowsweta Your riatament iternirm securities andother meta held tithe account at the end of the statement period. You may wk fordeivery of hay paid searkies at ary time. You mayreceive securities wed as loan collateral after paying any Wince due on hem. Any securities tranylemd to he Fiat claim the eatement penod are listed al maket value as of the end of the slatemem period. • Cast basis. In *limning the cost basis of the %melees included in this statement, where indicated wen the melte. "I,' UBS Fa-verde/Services han relied cn information obtained from sources other tan 1.135 Financial Semce,, including nf °melon Iran another lim a slat sumsy have provided to you Fins-seal Ades& The Finn does not heliaperclently verify a "want** the &caress or validity day Wormer& provided by sans other thin LEGAventral Senates. h addle" although LIDS Financial Services general& accletes he edamatian as it e received, the firm does not provide any asarances that the itamatisn tnier 'Cost basis" and 'Unrealized gar/loss's accurate as of the date ol this statement. As suck please do not way on he reamer& to make &schwa a sale decisions fcrta papaws cr otherwise. Accounts transferred to he Fim may reflect girl loss Samaria, on& for the period of tine they av Arida cue F rm More historical eke/mem tan be added by yoce Fong/ Advisor. • Urrealited tans/Imes When data is wail** eninated urearized gaing Icsses we stained fa ndvilial teary lots. Re transaction data for edudel lots may or may not leek' commence-at charges and* snaky reorganization emits Dividend and otarre nye:Mini lots ad systematic ouches lots are each ombined to display are averaged lot. The • Trade date • cola& pesents the aged transaction wade date. • Callable securities Bat and ;referred stock that ter issuer <Ss for eat redemption veil be selected moaner& by lot Iran among all seethes of that ism* held noun rumt or in nornnee nee lee our clients. Call frame ilainattn s dotakied from third patties and is accuracy isnot guaranteed. Other call teases may exist which ocald aged yield arnp/efe erionnatir will* provided upon request • Certificates of deposit (CDs) CDs are FDIC noted tp to S29),000 n prininal and accrued interest per &coact ad per deposhay rostrata". in accordance vet POIC rules. • Preeriralue Prom displawd for securities and otter tendons may be higher or lower than the price that you would an ay receite n the market Prices re obtained from vaious third party sources vshiti we being to be relies* but we do not gwranee their accuracy. — We gent* tae the closi-w pricewhen avalabb a the mean of the bid and ask prices foisted scarifies and cplors a orky bid prices fa OTC seounties. - Less anew& traded securities may be priced ushg valuation model or the most recent peke we &tared and may not reflect an actual maket price or mkt - Celan position may appear without a price ad will tow at *price was rot available' if we re unto* to obtain a pnce for a 'tardy - Deposits or sectritin deraninatied n currencies other than U.S. dollars are reflected at the erchinge rate as of the statement date. - For certain securities trading n noniron( ormr9 ckrimnatcris. price and qua-oilytaco mks) may have been adjsted to facilitate proper vtusion. To obtain current quotations, when arattlet contact par Financial Advise,. • Private freventments and structured prothacb. him* meninx& studies (ncldng drect participation crcqam and real estate investment its searites) and structred prodxts ale general& highly Akid. Certain stn_ctued products have not been registered wits the Securities and &ashrge a under any state secure*, laws. We provide estimated varies for private investment leashes and structured products for Mormatibrul purposes only Accuacy isnot guaranteed. - These values may differ mbstastiaby from peat if any, at whch a prove iniesanent security a structured proles may be bough or sold and do not necessarilyrepresent the day& may receive Won liluidation. - Thid party estimates of vale are as of a certain date and are swpried to UBS Fna-cial Services on a regale' bass by in independent vitiation Jim. - Muer, generalpanne- or spornor estimated veto', ry, are supplied to Morro by trio truer, gemal palm or SpanOr and may be tabulated based on afferent irdormation from hat used by thid parties to de*. ter( estimated values. - You can obtan addiecnt Hamel:xi regarding the methodology wed to determine the Minato of value ad the date of dn. Pecrmation the is the basis forte ea irate by contactim your Financial Advisor. - Thkd party *shimmed varbas may be reflected as •Not &Med' n sem I sit stew. win n idependent valuation tem has not suppled or is rumble to assign a watt when we became aware that a material event has ousted the may call a premusly reported vats its question. or *hen a value would be highly3;4.'4**e due to tie nattre of the security. - When neither an sue, general prime or sponsor estimated value nor a thrdipany estimated value is mad, the valued the smutty will be different him itspurchaseprice. — • Dsetta cm to date may meta return of capital. income cc both — 'Crianal int see • represents the initial otlerng price per unit and may not ;elect Will cost basis • Restricted securities Rtstrded sectreits oterrraltr are rot oritenty riwble for public sale. UBS Funeral Services wee the mate price of the unrestricted stock of the same issuer as an mputed meat for dm restricted stock for purpose:of this freemen oa4r To the relent that restricted sectrkies are efgbk la stet the valJe reared may be stbsuntral& less than the ittp-ted value Snoonn • Est (eetirneted) inownes anent yields end rates. An Minnie of rrual income is based an current Sicked and interest rates, assuming tie statues will be held for one year from statement date or until malady. This Minato bony a aim:blew, accuracy rd continued mann are not guaranteed — Estimated a-ntal name and current yield fa certain types of acuities could include a retun of pmcpalor capital gars in which case the est income grd current yeti would be overstated. — Estimated areaal rcone ad current yield and the actual toune ad yield might be kwer a higher than the wanted amounts. — An essinate ol a-rualeed n<ome (divdend and* interest) dryadby the anent market valseaverage balance is based on the last diridend or Merest payment made by the issuer and manes the seositietdeposa will be held for an year from the statement date or unhl matey. Accuracy ant continued weld we not gartiteed • Assets not held by WS Financial Services. Certain mugs re rot held by the fern and not writhe, the ferns possessm or control. These assets are *payed on six statement for informational purposes only. Positions aid values presented act Fetid& by the issuing lam UBS Fnincial Servees iS not reversible for On it:matron and des not gunnye is accuracy. these assets we rot preened by SIC or the Fines supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-I fees received in correction wan the distribution of mutual finds to our dents we ands our rifts receive revenue **Mg Payments from dertributon a-dor athiscrs of the natal funds that we sell. These arrant, are based on two *Fern serntoneritc amcent ol sales by UBS of a panizole mutual fund I amibi to our slims; and CO the asset value of apanicsLT mutual fund I amity's tares held at the Imn — We and ccir Addle also recewe nemsrking and orrntus processing lees in consideration for transfer agent arse; that we provide to the mbar far& Thew lees generally are pad from investor assets n the mutual fund and are a fried dolt mount bused an he rest er of accounts at the broke-dealer holdng mewl lulls of that fund Famiy CONFIDENTIAL - h ad* on to crirroscre received n tonnes-Ian wth the sale or clanbinon of a-ruey contracts and cm investment flat units to our <lents, we ands our Ohm* rookie resent sharng compensation From many of the inmranc• companies underwriting the entity contracts, *tales of to insurance corpanes or sponsors of Metre imesvnent hats we disirbute - Use Agates also receive trading cowman and other canters:at° from mutual finds and nsurance companies whose prodxts we *tribute. - We receive al anal fee from UBS Bak OA and WS AG Stanford Blanch of up to SPS per account sweeping to the barks under the UBS Brie Sweep ricgrarro. Activity hbanationregudrigcannissas and *Der charges inured in roma cis with tie *musket of wades, ndudng option transactions ha been included on CCAlirrnrOnS IMMUSY ltirreShed to you. ani will be provided to yOu promptly co recited. Short selling f rain engaged in that strew a Wu* yOu may hair a charge the to certain bwriareim costs for that particular sweaty. Open orders Regarding Wen or • gxdtillicancoaled* ceders hat were not yawedbythe steamer( date, open buy ad sap stop orders are redaced by the mount of dividends or rights on an exidividerds or antes date unless inputted otherwke by you. You are rosponank fa orders that we evecuied die to your film to caner eating open orders. Pr*say To obtain a copy of at current Client hinny Neice, please contact mor France* Achisor or visit our website at www&ERCRigiothcriOmfikb UBS Financial Services a rot a bat The RUA, Bunnies, Sonia% Account GSA and IRMA are brokerage accounts which provide access to barking services a-idproducts trough arrangements wet, affiliated barks and other thrdpany banks, rod provides access to nsura-ce and enmity prortacts blued by unaffiliated Mr/teeny instance companies through insure-co agency subsidiaries of UBS finarcial Services Inc. Investment, nsura-ce. ad ruttyproducts: Not MSC inured • No bank guarantee* May tee vale RYA. Resource Management Acccunt, Business Services Account 85A, IRMA and ntematioral Resource Management Attars are registered service marks of UBS Frontier Services es Visa Seemlye is a registered service mark of Visa International WS Visa Signature credit cards and UBS Veld deter cards are blued by UBS Bank USA with IMMffliOri from Visa U.S A Incorporated. UBS Simonds' Services Int kn. 20(402 SDNY_GM_00023331 EFTA_0013395 I EFTA01275722 SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CW10056317290514 V1 0 Resource Management Account May 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv Check/Gar Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call tos finance AdvJsor or Ile Value of your account RMA Resoun-eline at WO-RMA- 1000, account on April 30 (1) on May 30 (1) Your assets 8,416 79 2,881.13 %Stour website: www.ubs..comifinancialsennces Your liabilities 0.00 aoo Value of your account 38,418.79 $2,881.13 Tracking the value of your account S 8416,8 20311 Apr 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdratials Your irn*Strnen I return. Diadend and interest income Chance in market value Value of your bemire PI May 30. 2014 5000 SDNY GM 00023332 92,88723 $0.90 SO 00 Szeirma Member SIPC CNP70003305631729NP70C0193246 00003 ?614030575004 Y1235765500003C0 Pegs 85 of 96 CONFIDENTIAL EFIA_00133952 EFTA01275723 UBS Resource Management Account May 201 4 Your account balance sheet Summary of your assets Value on May 20 Percentage of your account A Cash and money balances 2,881.13 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $2,881.13 52,881.13 100.00% Account name: .73,-IriAINE NIA .V.ELL Friendly account name:Ir-li., r a. Account number. Your current asset allocation A Eye on the markets Index Percentage change Ma 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 4.32% MSC I - Europe, Australia & Far East 1.76% 4.11% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% Your iq nodal Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances CNMOCOOOSCal 730 NP70C0197246 C0038 0SI4 030575004 Y11.3576SS0C0MINIGM000AgIS 86 of 98 CONFIDENTIAL EFTA_00133953 EFTA01275724 SUBS Resource Management Account May 2014 Change in the value of your account May20140) Year to date (I) Opening account value $8,416.79 $0.00 Deposits, including investments transferred in 0.00 71,047.74 Withctavvals and fees, including investments transferred cut -5,535.99 -68,167.51 Dividend and interest income 0.33 0.90 Closing account value $2,881.13 $2,881.13 Account name: Gell5LAINE MAXWELL friendly account name:Indiv Cheek/Car Account number. Dividend and interest income earned For purposes of this statement tasabity of mimed and Undend income nos been determined nom a US lea lepating perspective. Based upon the residence of the arount holder. &count type, of product type, some i Merest arida dividend payments may not be subject to United Stales (US) arklat Puerto FlicoLFT0 income tars The tient manta/ statement is not intended to be used and carrot be meted upon fee las purposes. Clients should refer to the apocaneta. repotting forms they wen. train LOS smugly. such as the forms 1099 and the Tarns 480. for tat reporting information n is the practice of 1.185 to file the applicatie las reporting forms with the uS interns nevem* Service and PR Treasury Decentrent and in such forms acculaten classify ancliena anla interest as tat exempt or tacit* income. Meese consult von induclual las preparer. May 2014 ($) Year to date (S) Taxable interest 0.33 0.90 Total current year $0.33 $0.90 Total dividend & interest $0.33 $0.90 Cash activity summary Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity the month for deists Manses In your sweep Options ate indudedin the opening and closing bedsores vats. FDIC insurance 4saies only to deposits at U85 Bank USA, not to deposits at U85 AG, Slamfold Branch of bank deposits paced !brood, the UBSIntemaionrf Depose Account pogrom. SIPC protection applies to money market sweep field hddiros but not bank deposits Ste Important information about your statement on the last two Pages cf this document for detals May 2014 (5) Year to date (S) Opening balances $8,416.79 $0.00 Additions Deposits and other funds credrted 0.00 71,047 74 Dividend and interest income 0.33 0.90 Total additions $0.33 $71,048.64 Subtractions Checks and bill payments -3,389.97 -55,036.20 Cash/ ATM transactions -2,00300 -8,221.00 ATM fee rebates 3.00 21.00 Card payments -146.02 -608.87 Other funds debited 0.00 -4,322.44 Total subtractions -$5,535.99 -$68,167.51 Net cash flow -$5,535.66 $2,881.13 Closing balances $2,881.13 $2,881.13 SDNY GM 00023334 CklesOLICE005831731 NP7000190246 Cocoa 0514 030575004 Y123576550000000 CONFIDENTIAL Page 87 of se EFTA_00I33954 EFTA01275725 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account APY Interest Pencil Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 Account name: GHISLAINE MAXWELL Friendly account name: Indiv ar Account number: $11,384.93 Closing UBS Bank USA Deposit balance May 6 $5,908.23 Number of days in interest period 30 Average daily ba bnce $10,517.98 Interest earned 80 33 Annual percentage yield earned My Choice Rewards Points from UBS 004% Rewards pants ye felltoed as or the 26th Ot the month or the pnOr Du, ntia day if the 26th fa 8 on a weekend holidaf Rewards pant want)/ detals can be found on wAmr.ubs.conllonaneservres May 2014 Year to date Opening balance 0 0 Points earned 0 239 Closing balance 0 239 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your Finandul Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggresswe Investment eligibility conpderation • None selected Your account instructions • Your account cost basis default closing method is RIO, First In, First Out CNP70008005631 732 NP70C0197246 00008 0514 030575004 Y123576550 C0NNWGM0002/AS 88 u CONFIDENTIAL 0 EFTA 00133955 EFTA01275726 *UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indio ChecklCar Account number. Saone PM& income and current vaues snovrn may to approxirrWre. AS a recut. OM and IOSS4X may rol be acurately reflected. See important inlormation about your statement a the end ol this dxurrent for more Infortnalon Cash Cash and money balances Cash and momy balances may Ind ale avalable cah balances, UBS Bank USA deposit account Wanes, UBS AG Stanford Branch &pout account balances and money maker mutual fund sweep balances. UBS Bank USA deposit account balancer( are insured by the FDIC vat n Volk eble limits, but are not potected by S1PC 1)85 AG Stanford Branch deposit acoum balances ate not msuted by FDIC =Id are not poreded by SIPC Money made* sweep balances are protected by SIPC but are not insured by the FDIC. Seer the important information about your statement at the end of this document for detain about that. balances. Hddng U85 BANK USA DEP ACCT 8,41679 2,881.13 250000.00 Owing balance Closing belaxe Pnce per snare Average on May I(1) on May 30 (1) on Mai 30 (S) rate ()Moen° interest peeled Your ti sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Dap in period Can annum (1) Your total assets Value on May 3001 Percentage Of Cost Estmated your xcount bass (5) annual mccene (SI unrearzed gan or loss (1) Cash Cash and money balances 2,881.13 100.00% 2,881.13 Total $2,881.13 100.00% $2,881.13 Account activity this month Date Actinly Description Arnow' (I) Dividend and interest income Taeable interest May 7 Interest U85 BANK VSA DEPOSIT ACCOUNT AS OF 090914 0.33 Total taxable interest $0.33 Total dividend and interest income $0.33 Check number Dae Descnpoon Amount (5) Checks 001007 May 5 RYAN DIONNE -2.050.00 continued next page SDNY GM 00023336 C HP70303005631 733 NP7003193246 00003 0514 030575004 Y123576S50 000000 Page 89 of Se CONFIDENTIAL EFTA_00 133956 EFTA01275727 SUBS Resource Management Account May 2014 Account activity this month (Contrived) Account name: •I Friendly account name- ir • Account number: Your 'gonadal Advisor: SCOTT STACK MAMLYLE CASRIEL Check ember Date Description Amount (S) Checks (cortmued) Bill payments 001003 May 12 MARKS PANETH -304.97 Total chedts 42.354.97 Date Adlity Description Amount (I) May 2 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -419.25 May 2 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -39.64 May 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -576.11 Total bill payments 41035.00 Transaction Posting date dale Descnpiion Mount Cash/ATM transactions WS Visa debit: lOtX0 3536 G MAXWELL May 09 May 12 CIT1BAN0009591 NY -42.003.00 ATM FEE REBATE 53.00 Dominion 42.003.00 $300 Amount CO NYC TAXI 31438 LONG ISLAND W 074125090476074834 11390 STARBIXKS a 18509 NEW New York NY $3.54 STARBOCKS118509 NEW New York NY $4.30 ESPA CORP NEW YORK NY 474145900018300092 129.00 55034 Total transactions Total rebates Date Card purchases teS Visa debit: X)0(03536 a MAXWELL May 04 May 05 May 07 May 23 Total charges Date Description May 16 CREDIT CARD PAYMENT 95.68 - *moult II) Card payments convoyed next page CW70003005631734 NP7003193246 00003 0514 030575004 Y123576550 COictfitne_ GM000259,9 90 of 98 CONFIDENTIAL EFTA_00 133957 EFTA01275728 *UBS Resource Management Account May 2014 Account activity this month ccontnued, Date Card payment (continued) Account name: CHISLAINE MAXWELL Friendly account name: Indic Check/Car Account number. Your N nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL btu:option Amount IS) May 28 DEBIT CARD ACTIVITY -50.34 Total card payments 4146.02 Marken Payment Cue Payment Due Dare Credi one Amite Credt tine Outstanding balance UBS Visa Signature credit cards) payment information for June 23, 2014 S15.00 Jun23, 2014 $es,cmoo $34,751.01 $24&99 This <reds cad k enrolled In UBS Pay Credt Cad realm ad will automatic* be paid (corn your account. You, peimem Is schectded for lune It 2014 wo provide thisinformationon you. UBS Visa Sprague (radii cads solely a '<tunny to you. The UBS Ku granite credt card and account at issued by UBS Bank USA. UBS Bank USA sends you the cerioi starred for this account and you shotid mato your payment acconing to thee instructions. We do not include your outstanding oath cad telarce in the yew d you account wkh UBS Financial SWAM inc. Oat. Activity Descripticn Amount fS) Money balance activities Apr 30 Balance forward $8416.79 May 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0902114 .458.89 May 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 -2.050.00 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906(14 0.33 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As 0; 0909114 -576.11 May 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0912/14 -304.97 May 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913114 -2,000.00 May 19 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 0916/14 -95.68 May 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0928/14 -50.34 Meg 30 Closing UBS Bank USA Deposit Account $2,881.13 The UBS Bert USA Deposit Account Is youe primary sweep notion SONY GM 00023338 C MM.:103305631 735 NV7003190246 00003 0514 030579004 Y123576550000000 Page 91 of 96 CONFIDENTIAL EFTA_00133958 EFTA01275729 *UBS Yournotes arX0.11.0.173.I.O193.6030:605140.579.M.3576550,1g. G., opo.... 92 al 98 ..".........cn , ^uTbw CONFIDENTIAL EFT,00B3959 EFTA01275730 Important information about your statement LEIS Feuncial Services tic. (the F im or UBS biaxial Services} is a matter of all orincial wearily, carwroily and grins tit:Wages. LES Fe-ercialSenices and LBS Bask USA at rdrect sutridares of LES AG and athletes of LES Secultin U.C. The Fim's I handal statement is available upon tiger The Firm's earn* off ices re a: LE5Fineoul *was Ix. 1200 Harbor Boulevard Weetsarken, to 07086 Ibis =anent represent the any off trial record of pox LES Financial Swats account. Other recta inapt office' tar cloarnents. containing regrind date should riot be relied Lye Nyco beam there is an error cr artisan please report it irrmedately n ailing to the Ranch Manager of the office sentim your account. Ail-cuch al figures shown ate attended to be accurate. statement data shout' not be used fa tar purposes Rely soak lays-end tax forms, For 109E. Sat 10425, etc.) whin prepregyour at return. The Fat a required by law to report to ihe IRS all taxabk deride*. report*ie roan:able an:lends and tat Waned eared an vacuities held in you acorn, net proceeds on sulk transactor:a, and cost base cn amain covered aura in. Communications with the Finn • Please reconfirm any oral cormencatorts in *wig to further protect your colds. incbdrig your rite order the Seariries Waster Promotion Ace (EPA) • If the finascal nstitution on the asp left of re fro-4 of this statement is not UBS *axial Sentkes. IRS Parental Services canes yos account as cleanng ticker by anargerront vats the naiad inswrian We Wormed).* of tai relanianaja when you opened this accost. let* case. your this and sautesow bated a UB5 RI:moat 5eneces and rot the brodxng broker. ad you must make seafood el ay ewer or CerlittiOn to both NITS. A arrant *tenets shall be deemed awoke. ad accurate i not objected ton swan within 60 days. • Mean died ostomer canplaints or • • • Fim's C let ' eat at crtoll4 ree at 8:03 A. .to : ET Monday through as a in wring to UES Financial Services Sex., Client Relate:els Data-Went P.O. Dr 766 Union City, NJ 07087. • base of errs Or 0.51i:nS and al electronic funds trends (Ell BS Visedebit card tranactorw. call a voile to UBS Frunual Sense" ex., WOO Herbs Blvd., 6th floor, Wahankers N/ 07036, AtIrr RMAIBSA Senn Cal a write as soon as you cart if you tale yes statement or receipt is rang a 4 you need more Henn in about a turn* on the flaltrliet or rOCOOt. The Firm or Card Issuer Cis sarkable)nuo her Noma° no later dal GO days after to Fim sent you the fro remanent on bath the error or problem appeared. - Provide you name ad accost number Of any) - Dewbe the nor the wander yau aware about, and .clan as deark as au can why au believe t is an error a why you need more riamation — Provide thedollar arrant of the suspected error. The Fern or Cad Issuer wit ineesegate your complaint and MI correct any error promote/. Please mat all rheas payable to the Fern or to financial inaution Skated on to front of this start-ant h Wale to rewire accord fen accounts may be subject to mai-reru(' fees, changes for late parent for searnes purchases and charges for unpaid arrcunts in cash =ants. Accounts that ate transferred to other nakutions may be subject to a transfer tee. UBS Sweep Options UBS offers options for saripng cash *taxes, brakes to bar deposits at UBS Bat USA and WS AG Sanskrit arch (Bank Sweep Pagan* money market marl fads (AoraFu-ds) ad the International Deposit Accent (CAW( coroners Shan remational Resource Management Account. Through re Bank Sweep Prarams, cash balances re swept to U26 Bak USA up to an easbkhod Feb ad then to LES AG Stanford Brandy or a Money Fund. Deposits at UBS Bak USA are FDIC nosed in accord:roe with FCC rubs. For mate nlamatia please wit marldicgov. Deposes at UBS AG Stanford Burch rd fur of Money Reds ay rot inured by the FCC. Through the Ca, araileble local, balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not inured by to FCC. Baron Feld at the LES AG Carnal Braxh are tempera* exposed to the sovereign risk of the Cayman Mends, and Sere is no garantee Cr other obligation of U8S AG to repay*. Waxes while on the UBSC grans Brea's books. Deposts a 185 Bat LEA and each UBS AG Earth are not protected by SIPC. Money Fund shires ate protected by SIPC. See 'CBS Financial Sevres Arrant Protection' bobw Upon you req.est, Waxes is tie Bank Sweep Programa OA me be withdriars and shares of a Money Red may be liquidated, and the wans returned so you <flour sari* accant, fuller formation about available weep options, nolaing want latest rates and yelds, a ankle at www.sbs< from your Frac al Adair or by calling UM Financial Sera= account protection The F rrn tants el she SeCulleS ilvellOI Protection Corporation GIPC), *Fah pram' securities account, of its members up so 1500,0X) Criclaling S2 g),000 for dams kr cash) The SIPC asset protection inns ac V to all account that you hold n a palkular capacity. The Finn, together with certain affair's, ha also purchased Applarental protection. The madam amount payable to al eligible die*, cane& vox this protection is 15% million as of December 10, 2013. kbct to the pokyconditions ed ramekin, cash a the firms further protected fa pp to 11.9 million n the aggegate for all your accounts held n a paawlar capacity. A ftull copy of tie poky wiring es nth L0011 request. The SIPC protection and the supplemenfl protection both do not apply to. • Certain I' rantial amts tenoned by (and Wicked is your account value) but hell away from UBSFina-col Services (e.g.. reran** cash al UBS Bat. cadn at LAS AG Stanladbrinch (4) insane prodX1S, including variable enmities, and (it shires of mutual funds where such sham are registered diedly in the name of the account holder on to boas and ends of tae applicable issuer or trader agent); • Certain veneer* contracts or easement interest (rg., limited pirtneshix and piste placements) the we rot marred under Ix Securities Act of 1933; ad • Commodities corrects (e.9, foreign excha-ge and etc nus metal ocritords). nduding futures contracts rd torrnoditY anon contracts. The 5IPC protects:a and the suppenerral protection do not apply to these awes men if they otherwise appear on you satarnares 11. SEC peotactie and the arialmentalprotadion do not protect agent changes in the maket vals of you' investments (whether as a rest* of market movement, issuer bankruptcy cr otherwise} More information is avalable tool recansi You may obtan rare nhannation abets the SIPC Brochure, by contacting 51K at a by nanothe Mk abate ariaiwalocOE Dividend ReiWetblbefill Anagram (DPP) 11e age reflected is an average price. You may obtan the actual price km yar Financial Advisor. Onk whose far are purchased under Off partial shas will be won rd tot cash wa b deposited in your account. The aided rerwesvnent price applied by fie issuer may differ from the market price at which the partied shires are sold Cadealittu CI*, whole units may be ha* you accrue. If you are entad to aterline unit a a result of a dviderd Imitnent ▪ oferitse, the Firm veil ether sell parhal snit a nude) peace accept an amount determined by a regiaered dearg agency, and credit you: accent Invistment objectives the newer obricuris ad risk profile ate specific to each account and my ay between Please Weir the Ft* prompt, on met of any sip/Keane change in you: fnaxial situate or meaner% objectives. For each CONFIDENTIAL account held, you choose one following Wes-brat objection: • Abate Cement !mama. Inca* searg the generation d income oak • Achim CepAg Appreciation: Investments waking growth of seminal rather the the gereraisn of mow* • Produce Combination oilman. and Capital Appreciation: basements seeking both the generation of noon. and gash of pitpll. Overall risk profiles • Con.wvata Seeks to mantan Sol precioal with low risk and voktility to the account overal, not if that mews the score does not generate signet 'cant income or returns ad may not keep pace with • Moderate: vearrg to accept sane rest to principal awl tolerate some /totality to seek hirer returns. • Aggressire: Wiling to rapt high riotto pager and high volatility to seek high returns oar time. Statement lauseholdne We may consolidate a1 related account statements with the same adders n the sine enveter. Accounts may be related la this purpose berate they have owners who also maintain pit acorn rottionshas with other clients at the sane address. This practice's known as • househaling ' If you prefer to receive rdivilual statements mated in separate enveives — you may drIew householang by Ealing you' F runcial Advisor. Friendly await name The Fnendk accant name reflects information that you sated on the Firm's tank* senses webste. t is a custandable 'nick-ate darn by you to said you wah you reradkeeping. It hero legal effect on your anon nt. You can change you' Fri accost names, through Crane Services or by contactrgyourFeancial Achiss. A000%ffilt overview • Yakre of ma annanWPOrtda, Net of assets and • Assets_ atlas avail* cash balances, vales for restricted storey lest), and Global Time not to nuke, and cash awns not held by • the Fim. Does not include unpura seennierassets al the end ot the prior and ourent statement periods, or private erwestivents, masted stock options rod evocable stock options • Einecos Include, debt bilarcos, warding *roan loans. credit role, tion account balances. • Cat/money balances. Total ot unimested avalable cash balances, plus UBS Bak USA deposit balances. UBS AG Surrioed Branch deposit balances and money market maul fund sweep Saxes, at the done of he rtaernere period. Norecormadty free credit balances in your account ire rot segregeted from other balances and tie Finn may use any of these funds in the ordinay GOWN of ethane's. these funds are payable upon your darned. This total is included., recurrent period closi-g value. SDNY_G M_0002 3340 EFTA_00133960 EFTA01275731 Important information about your statement (con inued) lending irtomiation Fix detafed information ark the Finis kneeing pactes and adman, refer to you Cleat Relatorehip Ageernere or twat Agreement and the General Towns rd Conditions UBS Statement of Credit Practices available in Agreements endear/melees at maw aka ronVarcorinalertagai Vas awn Your ststament Remit securities endother wets held is the account at the end of the statement period. You may ask for deka, of bay paid seareies at anytime. You may receive securities used as loan collateral after prying n balance doe on them. Pry securities transferred tote Fan data the starrent period are listed at market value as of the end of the statemere period. • Cost basis in ramming the cost basis of tie wastes included in this statement, where indicated was the number I, • UBS Fisarcial Services It relied ainformation cblained from sources otter than WS Fignoal Services. including information kern another firm a Matsumay los provided to you Finarcial Advisor. The Finn does not river-candy verify a tsarina* the acosacy or vardity of are information provided by sates other than LESEi-encral Senices. h acitixt although IBS Financial Services generally sedates this Hammel:in at it is received, the firm does not provide any learances that the Hamar trder "Cost basis" and 'threalried gar/loss' is accurate as d the date of this statement. As suck please do not may on the Hermitian to make padura a sale decisions. Brew purposes otherwise. Accounts transferred to tie Finn may reflect gat/loss Samar onb f or the period of tine they at held at to F rm More historical Hansa to be added by your Financial Adreor. • Umeolitod gains/losses When data is amildob. eninated arealized gaits bsses we calculated la iscividat saucy lots. The transaction data for nolittal lob may or may not leek' amnesia's, charges alder acuityreorganization rants Dividend and °term nwstment lots rd systematic padvse its are each canbined to display cne averaged loth* • Trade date • [elanpresentsthe agave transaction trade date. • Callable muskies Back and ;referred stock that to arm cats for eabr redemption will be selected mpatelb by lot kern arrong all seo.reies of that ear held hour name or in nominee name la as clients. Call bane adamation b &tined from third parties and is accuracy snot guaranteed. Other call leases mayoral which coal affect mkt complete adcrniation Melte provded upon request • Certificates of deposit (m¢CDs are FDIC hared a to 5293,000 h crianal and acaued interest per <Hosea rd per depository institaia haccadance was lOlC • trieenralue Peon displayed fa. securities and *her products may be higher or lower than the price that you would anualy reek* h the mallet Pries we obtained from vaious third party sources said. we Delve to be retitle, but we do not grantee their accuracy. — We g• era' um the closi-g price when awlabka the mean of the bid ad ask prices kilned margin and cplons a onb bd prices fa OTC seoaties. - lass actiweb waded securities may be priced usig a valuation model or the moo recent prre we oblate and may not reflect an actual market price or vale - Certain positions may appear witheut a price and will Pow as *price was rot available' 8 we re unapt. to obtain a pnce for a marry - Deposits or %cuts dercninated alcurrencies ocher thin U.S. dollars are reflected at the ethengt rate as of the statement date. - Fa certain seamier trading n noriconf wing dearninatccis. pica al treyDace okra) may have been 2i:bated to facilitate peeper valuation To °blies current quotations, when amiable, °tan your Financial Adviser. • Private ketesbnents and structured producb. Mate rnestrrent sectaries (xides? drect pa tcipation ptqam and real estate investment WM searites) and structred prodxts are generally highly Akyril. Certain sea-tired proists have not been registered wit the Securities and Extha- Commesion o- under ami state scuttles laws. We prode estimated valets for prime investmem secures and structured products for itematira purposes only. Accuacy knot guaranteed. - These values may differ abstantirty from pron. a any, at Midst private Sweatt security a structured prixtect may be toA1-4 or sold and do rot necessarilyrepresent the oast may receive Won rquidition. ▪ Thal pat), esbmates of vale de as of a certab date ad are saplied to UBS Fna-cial Services on a regalia' baW by in independere rotation lint - laut generalpanne- or spornor estimated vales, ary, are supplied to the F rrn by the inter, general seine or spreor and may be calculated based on dfferent infonwation Iran that used by thad parties to derne their estimated values. - You can obtah addacnal Hammen regarding the methodology used to determine the retinae* of value ad tie date of the Hamar tha is the basis for U. ware* by contactig your Faancial Advisor. - mild pirty *sawed vetoes may be reflected as •Not prised' n sever I sit atm, wee n independent %elision tent has not steeledor is unable to assign a value, when we become aware that a material event has °coated the may call a peturty reported ate it. question, or neon a value would be highlyspeculative due tote nave of the sectrity. - When neither al muss general pane or sponsor *stinted vale nor a leathery estimated vale is ',road. the value of to warty Ma be &Swint Fran its purthae price. - • Pstko cro to date' may nab* return of caonal. income Cr both - 'Crignalrra see • represents the initial ochre; price per unit and may not ;elect Will WO basis • Restricted securities Restrded want:as generally are rot currently elgiole doe public sale. UBSFinvecol karvices uses Me mart price of the unrestricted stock of the same issuer:ea mputed value lade restricted stock for moon: of this 'Women o4 To the ertent that restricted securities are eligbk la sale, the ako retied may be abnantialb less than the irttted value Moms • Ea. beitirneted) inecene current yields and rates. An estinate of arta income is based a current ditched and interest rates, assuning tie parities will be held for cne sea from statement date or until filltleity This retinae is onb agar:Stine, accuracy rd continued income are not guaranteed - Estimated eatal tame ad anent yield la certain apes of stakes could include a ream of paceal or metal gat in raid case the est income Ord current yokel would be overstated. - Estimated arrsaal icane rd caret yeld and the actual itene adyield misht be lower a higher than theist:matedamounts. — An estinate of a-averted tome (divdend actor interest) dryad by the anent market valWaverage balance is based on the last dividend Or interest payment made by the issuer and marries tie seethes/deposes will be held for one year from the statement date or until manly. Accuracy a-d contnued peed se not gamed • Assets riot held by IA3S 'Rancid Service& Certain assets are rot held by the Fenn ad not wain the Ferns possession or carol. These assets de doplared on stir statement for informational purposes onfy. Positions ad values presented re doted by de esd9 fern UBS Frontlet Services is not revokable for des ilcanation and des not guarantee es accuracy. These assets re rot pond by BCC or to Fines applemental SIPC covens?. • Revenue sharing and additional compensation. — In addition to commissions on saes and 12b-I fees received in correction wan the detnbution of raid lads to °wallas we mock, our Alfas receive menu' teeing Payments from diaributors a-doe advisers of the mutual funds that we sell. These amounts are bred on two deferent COMP:nentt- amantel sales by UBS of a partioula MOUS fund family to our clients, and CO the asset value of a partioar mutual hind I amity's share; held at the Ism — We and as afleate also recewe nemaking and orrnbus processing lees in consideration For trader rent servies that we provide to the mutual fads. These hesgenerallT are Pad from investor assets in the nutual fund and are a fired de la amount based on tie number of accounts at the brokeedealer holdng maul lads of that fund CONFIDENTIAL — e, role on to cairngorm received n connection veth Me sale or delnbinon o1 antsy contracts and raw investment mat ails to our <lents, we stator our affiliate recto revenue sharng compensation tram may of the insurance companies undenatig the amity contracts, aft hates cr to turn.* oxrpanes or sponsors of thetas investment wets we assist ▪ Oar affiliates ako native trading ecenrnetids and other cornea-err from mutual fads and trance <empress whose marts vie distribute. - Wetmore as anal fee from UBS Bak OA and WS AG Stanford Bland i of up to $zs per accost meting to the barks under the UBS Bark Sweep rregrann. Activity hbittaten regudng <dem:mere and *tier churl tuned in connecta with he oecutcrt of tad", including option transactions ha beerrincluded en cartirrnrons devoutly fur...shed so you. ad will be prowled to yOu promptly at rawest. Short anise F youae engaged in that brag a security, you may hair a charge Os to certainboreal-9 costs for that Wads secunty. Open ceded Regarding oPer. or 'scodtikancellacr orders that were not hafted by the stamen date. open buy ad sea stop orders are refixed by the mount of dividends or riles on an eadividerds a trips date unless instructed otherwise by yea. You are responsbk for orders that are wearied date coyote failure to caxel eating open orders. Privacy To obtain a copy of at current Clime Feisty Waist please contact your Frontier Advisor or vat our Viebsite ate. UBS Financial Services is rot a birk The WA, Busiest Services Account OSA and IRMA at brokerage accounts which provide access to barking services and products though arrangements rat affiliated Darts sod other thrdery banks, and provides access to nsura-ce and asnirty prcacts awed by unaffiliated third. pay insurance cempries through I-aura-op agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura-ce. ad amity products: Not IDIC inured • No bank guarantee* May tee valet RUA. Reroute Management deco" Business Services Account 854, IIMA ad ntematioral Resource Management Accost are registered service marks of UBS Enamel Services Inc Yea Signatee is a reggered service mark of Visa International LBS Visa Sgnattre aedit cads and Les Yea debt aids are ease by Unbar* USA with pernieraion from Visa U SA Inv:operated. Last Firrrtml Services he fan. 201402 SDNY_GM_00023341 EFTA 00133961 EFTA01275732 ;It UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064989750614 X123 Y1 0 Resource Management Account June 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name GHiStANE MAXWELL Friendly account name: Irodiv.CheckiCar Account number Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the Value of your account RMA ReSourcetme at R00-RW-1000, account on May 30 (5) on lune 30 (9) Your assets 2,881 13 33,131.53 Msit our website: www.ubscomif inancialsennces Your liabilitleS 0.00 0.00 Value of your account $2,881.13 $33,131.53 Tracking the value of your account S Thcuianis 33.1 2.9 MAP 2014 Jun 2014 Sources of your account growth during 2014 Value of your account at yea end 2013 Net deposits and wrhdrarials Your investment return Dividend and interest income Chance in market vane Value of your account on Am 30, 2014 5O00 SDNY GM 00023342 $33,130.49 51 04 5000 Saa 131.0 Member SIPC CNI10005006498975 N11700029374100009 C614 030579304 Y123576%0111000 Page 89 of 102 CONFIDENTIAL EFTA_0n 133962 EFTA01275733 SUBS Resource Management Account lune 2014 Your account balance sheet Summary of your assets Value on June 30 (11 Percenta9e of your account A Cash and money balances 33,131.53 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $33,131.53 $33,131.53 100.00% Account name: GHISLAINE MA c1/1, ELL Friendly account name:lndiv Check/ ar Account number: Your current asset allocation A Eye on the markets Your 14 vandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change lune 2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CHUDX9006498976NP7003290741 00003 0814 03057500t VI23576550 1l yGmoga4390 of 102 CONFIDENTIAL EFTA_00133963 EFTA01275734 UBS Resource Management Account Change in the value of your account fune20i4(S) Year to date (S) Opening account value $2,881.13 $0.00 Deposits, including investments transferred in 61,302 62 132,350.36 Withdrawals and fees, including investments transferred out -31,052.36 -99,219.87 Dividend and interest income 0.14 1.04 Closing account value $33,131.53 $33,131.53 Account name: GHISLAINE MAXWELL Friendly account nome:Indiv Checkkar Account number. Dividend and interest income earned For outposts of this statement, tarabity of Inkiest arc cvdden0 income has been determined from a US tag iepating perspective. Based upon the residence of the account hokieL account type, or product trke, some interest ends dvidend paytnents my not be subject to United Stales (U9 ardor 8sell0 Elten (PR) income torn The tient monthly statement is not intended to be wed and cannot be riled upon fix Ia purposes. Clients should refer to the apcircztie lax reporting rams they recehe From IRS annualy, such as the Forms 1099 and the cams 493. foe lax reporting information It is the practice of UBS to file the arolicatie is. reporting forms with It* US interne Reveal* senice and PR Treasury Depanment and in Su( h rOrMS accurately dasSfy ChuiendSarder Interest as lac ectlY01 or tall)* loCarge Please consult yew Ind mdual tax prepater. June 2014 (1) Year to date (1) Taxable interest 0.14 1.04 Total current year $0.14 $1.04 Total dividend & interest $0.14 $1.04 Cash activity summary Your Pi nandal Advisor: SCOTT STACK MAMLYLE CASRlEL See Account activity the month for detab. sines in your Sweep options are induCed in the openng and closing Manus sit ea. FDIC Insurance *pies only to deposits M U85 Bank USA, not to deposits at UM AG, Stardotd Eranch or bank deposits placed throush the UBS Unit-motion:1 Depostt Account procyam. SiPC protection applies to money market sweep Fuld holdings but rot bank dtposih. Ste Important information about your statement on the tat MP pars cf this document for detals June 2014 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $2,881.13 61,302 62 $0.00 132,350.36 Dividend and interest income 0.14 1.04 Total additions Subtractions Checks and bill payments $61,302.76 -26,891.18 $132,351.40 -81,927.38 Cash/ATM transact ons -4,036.00 -12,227.00 ATM fee rebates 6.00 27.00 Card payments -161.18 -770.05 Other funds debited 0.00 -4,322,44 Total subtractions -$31,052.36 -$99,219.87 Net cash flow Closing balances $30,250.40 $33,131.53 $33,131.53 $33,131.53 SDNY GM 00023344 Crle700030064%4977NP7003298741 DOM C6I4 030575004 Y12357655011100) Page 91 of 102 CONFIDENTIAL EFTA_00133964 EFTA01275735 *UBS Resource Management Account lure 2014 UBS Bank USA Deposit Account APY Interest period May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 Account name: GHISLAINE MAXWELL Friendly account name: i iv ar Account number: $5,908.23 Closing UBS Bank USA Deposit balance Jun 5 $47,208.38 Number of days in interest period 30 Average daily balance $4,681.29 Interest earned $0.14 Annual percentage yield earned My Choice Rewards Points from UBS 004% Rewards ponis are reflected as of the 26th of the month or the pnec Dug/ Nis day if the 26th fa Is on a vrenenct tolidat Rewards pint actanty petals can be found on w.vw.ubs.conllonlineservres June 2014 Year to date Opening balance 486 0 Points earned 21 260 Closing balance 507 260 Your investment objectives: YOU have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your Finandul Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive investment ehgibihty cionpderation • None selected Your account instructions • Your account cost basis default closing method is nro, first In, First Out O1117C009006498978NPVC0298141 C0008 CO 03C675004 Y123576SS0 I I #jtjy_Gm_ciociliam592 of 102 CONFIDENTIAL EFFA_00133965 EFTA01275736 *UBS Resource Management Account Jur • 2i Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv Ched4Car Account number. Sane pn< es, meant and current vaueS Shaun may be zippoornase. As a its us. gdni and losses may IXM to acurately refleded. See unportanonformaaon about year statement a the end ol this dxurrent for more infortnason Cash Cash and money balances Cash and money balances may Ind We available cah belay's, UBS Bank USA deposit account balances. U85 AG Sta-riord Branch deposit account balances and money market mutual fund sweep balances. Wheel* USA deposit account balances are insured by the FDIC %Min applic et* limits, but are not pointed by SIPC. UBS AG Stanford Stare h deposit account balances are not insured ty FDIC and se not protected by S1PC. Money rrodet sweep balances are protected by SPC but are not insured by the FDIC. See the Important in formatkan about your statement at the end of this docterent for details toll those balances. Ocenng balance Closing balance tithing on Jun t (S) on Jun 30($) 1.85 BANK USA DEP ACCT Pnce per that Average on Jun 30 (1) rate addend Interest penal Your PI sandal Advisor: SCOTT STACK MAN/LYLE CASRiEL Dais in period Cap room (l) Your total assets 2,881 13 33,131.53 value on no 30 (S) Percentage Cost Binned your account basis (Si annual interne (S) 250,000.00 ',waited gain or loss (S) Cash Cash and money balances Total 33,131.53 100.00% 33,131.$1 100.00% $33,131.53 Account activity this month Date Activity Description Amount (S) Deposits and other funds credited Jun 4 Transfer FM Y1 23575 0100 50,000.00 Jun 13 Deposit LOCAL CHECK 12.00 Jun 13 Deposit LOCAL CHECK 351.53 Jun 13 Deposit NON-LOCAL CHECK 383.00 Jun 13 Deposit NON.LOCAL CHECK 423.77 Jun 13 Deposit LOCAL CHECK 2,933.10 Jun 13 Deposit LOCAL CHECK 6,780.22 Jun 13 Deposit NON•LOCAL CHECK 419.00 Total deposits and other funds credited 661,302.62 $33,131.53 SDNY GM 00023346 CelP7C0030C6498979NP7003298741 00003 1:614 0305750)1 YI 23576550 11t OCO Pays 93 of 102 CONFIDENTIAL EFTA_00133966 EFTA01275737 *UBS Resource Management Account lune 2014 oat< Aciiigy Desceertion Account name: GHISLANE r.". • • Friendly account name:Incliv Chec./ Account number: Your II nand) Advisor. SCOTT STACK MAMLYLE CASRIEL Mown (I) Dividend and interest income Ta rabic. sr re'eg Checks Jun 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 0.14 Total taxable interest Total dividend and interest income Chick wren ale 001009 Jun 5 Description KIMBERLY CALVACCA US TREASURY 10.14 80.14 Amotet (3) -3214.00 001010 Jun 19 -15,00000 001011 Jun 18 Total checks NY STATE IN COME TM -7000.00 Date Adtity Jun 3 Withdrawal Deg aPliOn ACH WITHDRAWAL GOLDEN RULE INS -125.214.00 Amount (s) OBI payments -419.25 Jun 3 Withdrawal Jun 9 Withdrawal Total bill payments ACH WITHDRAWAL GOLDEN RULE INS ACH WITHDRAWAL AMEX EPayment -39.64 -1218.29 41.677.18 Transaction Posting date Cale Description Amount (3) Cash/ATM transactions 1.18SVka debit )0003536 G MAXWELL May30 May30 CMBAN0009591 NY NY -12003.00 CI11BAN0009595 NY NY -12.003.00 CMBAN0CK)9591 NY NY 1200300 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 ATM FEE REBATE -$3.00 Jun25 Jun25 CMBAN0009591 NY NY -42,003.00 AIM FEE REBATE $3.00 Total transactions -$4,006.00 Total rebates 86.00 CNP700030054969B0NP7000293741 000030514 030575004 V123576550 II NteigyGigia94 01 102 CONFIDENTIAL EFTA_00133967 EFTA01275738 (*DUBS Resource Management Account Lit CC • Account activity this month (cont.-meth Date Card purchases Lin Vira debit' )0,<X0 3536 G MAXWELL Account naive: GH1SLAINE MAXWELL Friendly account name:Indiv Check/Car Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Dexnprion Amount at Jun 11 ESPA CORP NEW YORK NY 16550 Total charges f65.50 Ode DeStripcon ArnOunt IS) Jun 18 CREDIT CARD PAYMENT -95.68 Card payments Jun 27 DEBIT CARD ACTIVITY -65.50 Total card payments -$161.18 nenurn Payment Out Payment Due Dale Credt kne AvalableCtednUne Outstanding is:lance DES Visa Signature croft card(s) payment information for July 23. 2014 13500 Jul 23, 2014 135,000 00 134,824 53 9175.47 This credit cad es enrolled in Vies Pay Crecti Cad feature and ntli automavcaty tx paid Iran your account. Your payment is SthedUltd lot July 18, 2014 We provide this information on your MI5 Visa Squallsre credit cads sold,/ as a car nesy to you. The U85 Visa 9cnatu re oak card and account at issued by UBS Bank USA. uB5 Bank USA sends you tie official statement fames account and you should make you payment acconing to tnev insiructons. We do not include your outstanding crecit cam briarce in tne value of you &count won UBS Nonni:Di services inc Odle Activity Desdotak Amount CS) Money balance activities May 30 Balance forward $2,881.13 Jun 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As Of 0902174 -2,000.00 Jun 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06703114 -458.89 Tun 5 Deposit UBS BANK. USA DEPOSIT ACCOUNT 50.000.00 Jun 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 .3214.00 lun 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0610914 0.14 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909114 •1218.29 Jun 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 11302.62 Jun 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06118114 • 7,095.68 Jun 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 091W 14 -I5.000.00 continued next page SONY GM 00023348 CriP70003006498981 NV7003293741 00003 0614 030575004 Y123576550 11 t000 CONFIDENTIAL Peg* 95 of 102 EFTA_00133968 EFTA01275739 *UBS Resource Management Account lune 2014 Account activity this month (COnteivedl Date Money balance activities (continued) Jun 27 Jun 30 Sun 30 The UBS Sara USA Deposit Account Is your primary sweep cpbon Account name: GHISLAINE MAXWEU. Friendly account name: Indiy Check/Car Account number: Your le sandal Advisor: SCOTT STACK MANLYLE CASRIEL act Description Amount (S) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 092604 -2,000.00 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06427114 -65.50 Closing UBS Bank USA Deposit Account $33,131.53 CNP70003005498902 NP7000298741 00003 06l4 030575004 TI23576SSO II MyGM3,00flialg96 of 102 End of statement for account number- CONFIDENTIAL EFTA_D0133969 EFTA01275740 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! Stnikes). is a mentor of all orincioel sxvly, canon* and colons exchaves. LES Ft-encial Selects and LBS Bank USA at rdrect subsdares of LES AG and affiliates of LES Seasitin LIC. The Pim% firondal statement is available upon regrO. The Firm's executer on ices at a: LE5Fironoul Serums Ix. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represent the any official record of you LBS Fruncial Senses account. Other records, except official tar documnt containing ccrilicting data should rot be relied Lyon If you befine there 6 an error cr emission, please report it *medal*. n *Ming to the Bench Manager of the office serving you account. Armagh al figures shown re intended to be accurate. statement data tculi not be used for tar purposes Rely meet Goys-end tax kerns, te.. Form 1099. 10425, ma.) whin preprigyour tee return. The Fins it required by law to report to tie IRS all taxabk thither*. report*. rontauble *ands and lath serest end on vacuities held in you aoccent, net prccetob on sale transactcre, and coR base cc certain covered stunt in. Communications with the Finn • Please re-confirm arty oralcorm-to-rations in vete* to further protect your nits. incbdrig your right order the Searities Inset& Protection Act (SSA) • If the finrical nstitution on the top left of tee font of this statement is not UBS Financial Sonikes. LEIS Financial Services carries car account a clearing baker by anargerrent wan the initiated institution We Wormed you of the relationship when you opened this accost. lithe case. your birds and secutes re located a UB5 Bnancial Strikes and rot the iwoctscng broker. ad you matt make a rePon of any error or &nation to both firms. A II accant statementsshall be deemed ccerolete ad accurate if not objected to nisei* within 60 days. • /lean died *atoms canplaints or • • Fivn's C lent ' eat u won-frees 8:03 1k .to : ET Monday thnough as a in yeti* to UES Financial Senates lx., Client Relations Dees-anent, P.O. Box 766 Union City, ell 07087. • in case of errors or caTiTh:hf and an electronic funds trends (Ell BS Visatedebit card transictorh. call of voile to UBS Frenual Services ex., IOC Herbs Blvd, 6th floor, Weehawken NI 07036, Mtn RIANBSA Serves Cal a write as soon as you can, if you hit you statement or receipt is mug a 4 you need more Hanoi ion /bout a turner on the gannet or r9Ce,t. The Firm or Card boor (8, mrkable)nuft her horn you no later than 60 day: after te Fim sent you the fro stsemere on which the error or ProDkre appeared. - Prow:leyou- name ad accost number Of any) — Desoto the era or the wander you reins, about, and .clan as cleark as mu can why yai believe t is an error a why you need more itionnation — Provide thedollar anoint of the suspected error. The Fins or Cad Issuer wit imessigate your complaint and wall correct any error promptly. Please mate all dodo mask to the Fern or tie financial institution Skirted on fro front of thi, statement had:Mimeo reguir accost fees accounts mai be subject to mailenrce fees, chages for late parent for securities purchases and charges for unpaid amounts in cash ascents. Accounts that be transferred to other institutions may be subject to a wands fee. UBS Sweep Option, UBS offers options for serepng cash bine; Winces to bats deposits at UBS Bat USA and UBS AG StanIcrd birch (Bank Sweep Programs), money market mutual funds (Money Fu-ds) rd the International Deposit Accant BOAlfor customers with an Mime:tonal Resource Management Account. Through tie Bank Sweep Progano cash balances re swept to 1.85 Berk USA up to en rad:4W knit ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC Pissed in accordaxe with FCC rubs. tor nxre nlamattn please sit mwrldicgov. Deposes at WS AG Standard Burch rd tares of Money Bands at rot hared by the FCC. Throup the OA, available loath balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not insured by he FIX. Balance, Feld at the LEIS AG Carr Braxh are tempera* exposed to the sovereign risk of the Canon glands, and there is no 'sante or other obligation of UBS AG to repay the biarces while on the UBSC trans Brach's books. Deposes at LEIS Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires re protected by SIPC. See *U3S T helmet Services Accent Protection' betw Upon you Roast, balrices in the Barr Sweep Prteram or OA may be withdraw, and shares of a Money Band may be liquidated, and the proceed, returned to you or sour secirein accant. Furter formation about available sweep options, ndaing anent retest rates and yelds, a mailable at www.dosc from your Friarsal Advisor or by calling LIDS Financial Services account protection The F rm name-Tiber cl the SeardeS Inveitill Protection Corporation GIPC), *nkh protect regain accounts of its members up lo 1500,0X) fnoluding S2B),000 for clams kr cash) Ho SIK asset protection Imes copy to all account that you hold n a palkular capacity. The Firm, together with certain aft Aims, ha also purchasechtpplemental protection. The morrun amount payable to al eligible die*, tacos& sects this protect:air S500 million as of December 10, 2013. kloOct to the poky conditions aid limitations, cash a the firm isfurther protected at m tp to $1 .9 million n the aggregate for alms accounts held n a pasioalar capacity. A full copy of to poky wiring is inedible bar et:tura. The SIPC protection and the supplementl protection both do not apply to. • Certain fruncial Asses controlled by (and Misled your account value) but held away from US$Fine-col Services fe.g.. certain(* cash at UBS Bat, (ii cad at LOS AG Started bunch (I) insigne prodX1S, including variable Janata* red (iii) shires of mutual finds where such shares are registered diedly A the name of the account holier on he bock, and reccrids of the applicable issuer or trrider agent); • Certain rneslmert contracts or Mestment interest (eg.. limited partneshix and Fixate pie:entree) thee are rot registered under tie Securities Act of 1503; ad • Commodities corrects (e.g fatten exchange and semi:usenet.' ccetreds). nduding futures contacts rd 4Orna:litY0Phal contracts. Hie SIPC *Medan and to supplemental protection do not apply to these Mat event they otherwise appear on car staternent. Tar SEC protection and the PrOlerreental protection do not protect against chines, in he mats vats of you investments (whether as a rest* 04 Market ITI0*Ment, issuer bakruptcy or otherwise) More information is avalable moan mord Vcu may obtan more tkenation abors the 5IPC Brachia...by contacting 51K at cr by asking the 50C **kite at Walitalocb, Dividend ReiWetblbefill Kieran (DPP) The pr ke reflected is an swage price. You may obtan the actual price km you Financial Advisor. Ory oh* tire arc purthased under DRIP; partial shires wit be won rd tot cash wS be deposited in your secure The caddied regvesvnent price applied by he issuer may dNe from the market ate at which the patied shares are sold Caelerelieu Cnb, whole Lints may be heads, yotr *mut if you re rinsed to a panel int a a mutt of a dviderd Paffnent or oterwise, the Firm MI ether sell parhal int at nutlet pike a accept an amount clotamincd by a registered clewing agency, and mode you: accost Investment objectives The rivestmers objectives and risk profile are speak to each account and rimy wry between. Phase Weis the Fern pion-pt.in metro of any triter* change in you Maxi& skumon or nveomme objectives. For each CONFIDENTIAL *count held, you choose one of the following knestrient objeclher • Pookse CunentIrcome. inotnie es seekng the generation of income cr4. • Achim CapletAppreciation Instilment( seeking growth of pone WI rather than the gerersion of income. • Plodoce Combinaton oilman. and Capital Appleciaapit Itiesiments seeking both the generation of name and gorth of plaCpIl. Overall risk precise • Conserwartm Seeks to manta* MHO percioet with low risk tertl volatility to the accost overal, even if that mewls the accost does not generate significant income or returns mama, net keep pace with inflation. • Moderate: Willi* to accept some rigs to principal and tolerate some +rotate* to seek hirer returns. • Aggress*: Wiling to accept high riotto pinopal and high Watley to seek high returns over tint. Statement liouseholdne We may consolidate al related account statements with the sane address n the sans envetpe. Accounts may be related la this purpose beause they have owners who also maintain pia accord relationships wit other clients at the sane address. This practice's known as • sisa l ' II you prefer to receive in:Inn:WI statements mated in separate em ekpes—yea may decline housholding by slang you Prentiss Advisor. Friendly accoult name The Frendkaccant name reflects formation that you entered on the Firm's link* service, webste. II is a customizable *niclrerny' dune by you to matt you with you recordkeepim. It has * legal effect on your Neer ra. You can change yaw kiendk accost names, through Onire Services or by contactrgyourFioncial Achiss. &MOW% overview • Mr of nOr art-06ntiPOrtiolia Net of assets and IiAA • Assets_ hulas salable cash balances, valises for restricted searey lest), and Global Tine Deposits, wreaked marts to merket, and cattail mats not held bytes Fem. Does not include worked h•Ctritifill assets al the end of the prior and curent statement periods, or private enter**, invested stock options rid emicoable stock options • Eiatutites Includes debt balerces, oattardirg margin loans. credit the, tca =ant balances. • Cash/money balmices. Total of uninvested amiable cash balances. plus UBS Bak USA deposit thirces UBS AG Sanford Evan* deposit balances and money norket makul fund sweep bilarms, at tlx doe of tie statement period. Noncom-rocky free credit balances in your accent are rot segregated from other balances and te lam use any ol these funds the ordinary course it laziness. These funds re payable Lton maw darned. This total is included in tie °rent period closi-g who. SDNY_G M_0002 3350 EFTA 00133970 EFTA01275741 Important information about your statement (Continued) Lending information Fcr detaled information en the Finis ending plates and disclosues, reeer to you Client Relatorship Agreement or tear Agreement at the General Towns at Conditions UBS Statement of Credit Practices available in agreement and oixfoscrres at mew not mmaroternedo-lougya. vessassee Your dastment itemise. snuffle( end other mom held inter rant at the end of the stemma period. You may ark for deity a bay paid senates at ary time. You may recent secunties used as loan collateral after prying any balance due on tem. k -y securer transferred to the ;ire axis; the starred prod are listed at market value as of the end of the sidemen period. • Cast bas's h detemning the cost basis of the soars included in this statement, where indicated wih the nurrbee • UBS Feared Services It relied .,information 'obtained from sources other tan 1B$ Fe-social Senices, including idonnaion hen anothe- Sim a that youry have pnovided to you Finaxial thisor. The Finn does not independently verify a gaunt the money or vardity dry irdormation provided by sores other than LAK.Rhoncial Senices. h atlas although LIDS Firs: cal Services general& grew this Hamann as it k recethd, the firm does not provide any astatanies tat the llamado, titer "Cost basis- and "Lairealced gar/loss' it accurate as cd the date of his statement. As suck please do not rely on this Hatton to make pacht a Tale decisions. fa Inc p-rpates *theme's*. Accounts traneferred to tie rim may reflect °idiots tdamatkn °rib for the period of tine they a-e held at the F rm More historical edema' cn tan be added by you rancid Advisor. • Unitized gat/losses When data is estinated 'reedited gait lust we Undated fa irvital tease/ lots. Re transicton data for nthelsal lots may or may not melee carter, charges ander lathier reorganization ewnts Dividend and °tune nwstment lots at systematic purl ose lots are each arnbined to display are averaged lot. The • Trade date • cairn presents the aigaul uansection wade date. • Callable securities Bar and ;referred stock that the Mar cats for tab redemption with be selected mpavalb by lot Iran among all seo.rties of tot kite held hour name or in nominee nee la as clients. Call bane adonnaten is tithed from third parties and es accuracy snot guaranteed. Other <all fears mayenst which cat affect yeelot complete ntcm'atcn will be provided upon request • Cattificatee of deposit (menCDs are FDIC Mend Lp to 5250,000 ' prat and accrued interest per depositor ad per teposnay institution, h accordance vet POI( rules. • Preanralua ;roes direst for securities and other pa:ducts may be higher or lower than the price that you would aclualy recewe in the market Prices me obtained from various third party sources 'Midi de berg to be retitle, but we do not guaralee their accuracy. — We genes-abuse the doily price Own avalabba the mean of the bid and ask prices fa lined stages and cplors a onb WI prices fa OTC stories. - Less actiwb traded securities may be priced usiy valuation model or the moo recent brae we dotted and ma/ no reflect an actual market rice a vat* - Certain positions may appear withcut a pice eel will tor as *price was rot available' if se re untie to obtain a pnce for ;warty - Deposits or senates denominated n currencies other tin U.S. dollars are fettled at the en:hinge rate as of the statement date. - Fa arlan securities wading M non.conformng cremates tee at qua-oilyBate Ma) may have teen 2r:basted to facilitate prcper vdusir To obtain current quotations, whin wait*, contact you Financial Addur. • Private Moor ante and structured produced. hire nfestroeit secant (rrdary drect patipation ratqam and real estate imminent VISE seosites) at suuctred petcu are generalb highly wised. Conan dna-tared crotch hove not been registered with the Securities and Exchange Commesion a under ay date securties laws. We prode estimated vibes for pane investment wanks and structured products for illormatibrul purposes only tasty knot gthenteed. - These values may differ thostastiab from prees. any, at etch a prove noesanern security a structured redact may be bought or sold and do not necessarily reptant the vela you may receive Won Equitation. - Thal prly tsbrnates of eats act as of a certab date at are scpplied to UBS Fined Services on a regult bass by an Wet:enders natation tin - kter, general partner or sponsor estimated vars, ary, are supPied to tat Fr by the Cam germal pater or sponsor and may be calculated based on differed irdonnation ram that used by hidparties to dere their estmated values. - You can obtan *retort adarnaten regarding the methodology wed to determine the entire of value ad the date of the hdermalkn that is the basis forte &dint by carnally your Fa-uncial Advisor. - Th int party *striated Outs my be reflected as •Not pied' n wow I et aliens wfe n adependent solstice tern has not stippledor is made to assign a watt when we berm aware that a material event has °cored tut may call a permed, reported stet it question. or Own a value would be highly speottive due to the nattre • the security - When neither an suer, general panne or sponsor Minted vale nce a thedpany estimated valve if crowded the valved the warty wit be deemed Veen Espurchaseprice. - • Osebt as to date may oda returnof catalat income Cr both - 'Crignalfra see • represent the coital oiler rg price per unit and may not (elect rxr cost basis • Restricted securities Resected tectar in ameralY are rot currently eagble for publk sale. UBSFina-col rvices as to matel price of the unrestricted dock of the sane issuer as an mputed value for the restricted stock for paper of tints statement on, To the ',Went that restricted states are elite la sin the waxretied may be thonantralb less than the implied value teeth • Est bestirnated) intend current yields and rata. An estimate of anal income is bawd or. cant Sided at interest rates, assuming tie stades will be held for cat lea from statement date or until nUtifity. This retinas. Say a gtalne, accuracy ad continued income are not outwitted - Estimated anal nccme ant cunt yield for certain byes of stakes could include a rebsn of oncPal or causal gate h which case the est income OS current yeti would be assisted. - Estimated anal teen at caret Old and the actual Wm at yield misht be Ither a higher than the estimated amounts. — An estmate ol thudded ncome (diedend ands interest) divided by the current market valthaverage balance is based on the bet dividend or 'Merest payment made by the issuer and rams the tease:in/deposes will be held fa ere year from the statement date or until matey. Accuracy ad continued old we not garmiteed • AfSal not held by IBS Financial Services. Certain assets we rot held by the Fern and not nth the Fen's possession or amok These assets me deplyed on plan statement for informational purposes only. Positions rd values presented au trended by the Stag Inn US$ F mina' Services not reswroble for the flirtation and des not guaantee es accuracy. These assets me rot prattled by SOP or the ann's supprrontal SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b1 fees received in correction with the ditibution Fraud held to ourclents we ander our Alfas receive ilvonue trimg Pagrento from distributors ads advises of the napery funds that we sell. These arrant, are based on two deferent COM:Onentf- tlY amantol sale, by UBS of a parttler mutual fund family to our clime and CO the asset valued a pa-tauLe mutual fund family's tires held at the lim — We and as WNW aho recewe nemerking and ormtus truing lees in consideration for transfer agent woes that we twee to the maul fads. Thew lees generally are pad from investor ten in the mutual kind and are a heed dole amount based an the outer of accounts at the broke-dealer holdng maul had oi that fund Family CONFIDENTIAL — h arm to ormescre received n connector wth the sale or derbikon d a-ruey contracts and Lne investment tat units toots <lents, we andor our all diet* recewe reverse sharng compensation tram many of the hater companies underwriting the ariity contracts, afliates d to insurer canpats or sponsors of Swum investment tuts we distire - Cur anilines ako recite trading carmen and other camper-satin from mutual fulls and nsurance umpats whose prodrif we distribute. - ;bream* an atual fee from UBS Bark LEA and LES AG Stanford &ninth of up to $zs per accost sweeping to the barks under the UBS Bali Sweep Pogrom. Activity bream...on regudng cannisserts and other charges Marred n tomesen with the oecutcrt of eat, ncludny option transactions ha becroncluded an COnfirrnPlOnS [MMUS& fUln5h2d so you, at will be pronided to you wavily atrecpest. Sheet alley yea are engaged in short sellag a security, you may her a charge due to certainWrathy cods for that particular security. Open mien Regarding to or • gozdtilluncelled* ceders that were not mated by the statement date, open buy at set stop orders are redxed by the anoure of dnedends a rigus on an exdividerds a tripes date unless inducted otherwise by yeti You are ...siderite for orders that we executed dm to your film to (axe' vesting open orders. ;beery To Wain a copy of as current Clint Fkiewy Nat, please contact your FnancialAchisor or vat ar teethe ate. UBS rancid Services a rot a bark The BMA, Busness Services Account GSA and IRMA are brekorag• accounts which provide access so barkingservices a-idproducts though arTangowns wds MOW bat at other thud-pay banks, rod provides access to nsura-ce and ennit protst nerd by untried/deb/dealt insurance creases through aoura-th agency subsidiaries of UBS Financial Services Inc. Iniestment, nsura-ce. ad arely products: Not MSC inured • No bank guarantee* May toe vela RYA. 'Cesare Management Account, Business Senices Account BSA, IRMA at alternation& Resource Management tore we registered service marks of UBS Fruncial Services arc Visa *poise s a registered sernice mark of Visa International uBs Via Synder cede cads at LES nrea deb cards are espied by UBS Bank USA with prmnf ion from re U.S A Incorporated. UBS Financial Sprites Inc. Rev. 2014102 SDNY_GM_00023351 EFTA_00133971 EFTA01275742 4tUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNI170057139505071enYI 0 Resource Management Account July 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHSLANE MAXWELL Friendly account name: Incliv.Checkkat Account number. Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account BMA ResourceUne at 80ORMA-1000, account on June 30 (3) On July 31 ($) Your assets 33,131 53 31,364.05 Ksit our viebsite: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $33,131.53 $31,.364.05 Tracking the value of your account 5 'Inc u5ana5 37 31.4 Jun 201a hl 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and wit trans Your investrnent return: Di*lend and interest income Change in market value Value of your account on Jul 31, 2014 5000 SDNY GM 00023352 $31,361.24 92.81 90 00 Sat3stos Member SIPC Csie7000)005769SOS W7000183665 00008 0714 030575004 Y123576550010000 Page 119 of 100 CONFIDENTIAL EFTA_00133972 EFTA01275743 *UBS Resource Management Account July 2014 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: GHISLAINE MAXWEU. Friendly account name:Indiv. ar Account number: Percentage of your account A Cash and money balances 31,364.05 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $31,364.05 100.00% Value of your account $31,364.05 A Eye on the markets Index Your R nancid Advisor. SCOTT STACK MAN LYL E CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% Percentage change July 2014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% CNP7C00005769506 NP70C01$9665 COM 0714 030579004 Y12357655001 WiyGitocias390 of 100 CONFIDENTIAL EFTA_00133973 EFTA01275744 $UBS Resource Management Account July 201$ Account nanne: GHISLAINE MAXWELL friendly account nanke:Indiv Ched4Car Account number. Change in the value of your account Cash activity summary July 2014 (1) Year to date (S) Opening account value $33,131.53 $0.00 Deposits, including investments transferred in 0.00 132,350.36 Withdrawals and fees, including investments transferred out -1,769.25 -100,989.12 Dividend and interest income 1.77 2.81 Closing account value $31,364.05 $31,364.05 Dividend and interest income earned rot PuIDOses of Ws statement, tarablIty of interest and drildend income has been determined ticM a US tar reportirg cerspedive. Based upon the residence of the account holder. account type. or prodixt type, tome interest ardor dvid.nd payments may not be subjort to United Stan (US) ardor Puerto Rico (PR) Income tars The tient monthy statement is not intended to be used and cannot be retied upon for to imposes. Clients should refer to the 800Katte tar retorting forma They recent from UBS annualy, such as the toms 1099 and the Forms 493, for tat reporting information. t is the practice of UBS to file the apoicatte la reporting forms with the US mere. Kewnue Service and PR TreaSury oeparvrent and in sun fOrrns accuratecy clasyfy chiclena arca Cr interest as itp, exempt or 'arab* 'mane Meant (omit your incledual tat preparer. July 2014 (3) Year to date (I) Taxable interest 1.77 2.81 Total current year $1.77 $2.81 Total dividend & interest $1.77 $2.81 Your PI nodal Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account activity the month for deists Bdances In your Sweep Options are indudedin the openng and closing balances value. HNC insurance apples only to deposits at u85 Bank uSA, not to deposits at ties AG, Stamford Branch or bank deposits pacedWool, the UBSInternahorsa Deposit Account program. SieC protection applies to mom market sweep find hob:lin-Abut rot bare deposits See Important inSormation about your statement on the tat two paces cf thiS document for detals July 2014 (3) Year to date (S) Opening balances Additions Deposits and other funds credited $33,131.53 0.00 $0.00 132,350 36 Dividend and interest income 1.77 2.81 Total additions Subtractions Checks and bill payments $1.77 -1,522.60 $132,353.17 -83,449.98 Cash/ATM transact ons 000 -12,227.00 ATM fee rebates 0.00 27.00 Card payments -246.65 -1,016.70 Other funds debited 0.00 -4,322,44 Total subtractions -$1,769.25 -$100,989.12 Net cash flow Closing balances -$1,767.48 $31,364.05 $31,364.05 $31,364.05 SDNY GM 00023354 CelP7C00;005789507Ne7003‘9166S 00009 0714 030575004 Y123576550010003 Page 91 of 100 CONFIDENTIAL EFTA_00133974 EFTA01275745 (SUBS Resource Management Account ii, UBS Bank USA Deposit Account APY Interest period Jun 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 Account name: GHISLAINE MAXWELL Friendly account name:Indiv. ar Account number: $47,208.38 Closing UBS Bank USA Deposit balance Jul 7 $32,674.41 Number of days in interest period 32 Average daily balance $39,689.59 Interest earned $I 77 Annual percentage mid earned My Choice Rewards Points from UBS 0.05% Rewards connate reflected as 04 the 26th d the month or the pnOf business day if the 26th fah On a weekend holiday Rewards po.nl actnnty oetals can be found on Kwwuns.consionisheservxes July 2014 Year to date Opening balance 507 0 Points earned 199 706 Closing balance 706 706 Your investment objectives: Your ilnancial Advisor: SCOTT STACK MANLVLE CASRIEL You have identified the following investment objectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Aggressive Investment efigbity consderatron - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Crill'70309005769UXINPVC0lea055 C0008 07I4 030575004 Y123576550 0ligt#wGpit000lits€592 of I00 CONFIDENTIAL EFFA_00133975 EFTA01275746