Text extracted via OCR from the original document. May contain errors from the scanning process.
*UBS
U85 Fivincial Services Inc
Private Wealth Management
299 Park Avenue
25th Floor
New York IW 10171-0002
ANP70010738110617 X1245 Y1 0
Account name MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number
Your Unsocial Advisor -
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Resourcetine at 800-762-1C00,
account 029323655
Value of your account
Business Services Account
June 2017
PO BOX 308
TEANECK W07666-0308
on May 31 Cs)
on lune 30 (5)
Your assets
1.13
1.13
Visit our website:
Your liabilities
swow.ubs,comainancialsewices
Items for your attention
our lees, charges
and compensation, please set
ubs conegudetorees and
ubs cceniaccotntdisclosures
0.00
0.00
Value of your account
11.13
Tracking the value of your account
833.1
$1.13
804.t
DK 2014
1.1
Dec 2015
Den 2016
1.1
•
May 2017
11
•
un 2017
Sources of your account growth
duriag 2017
Vzdue of your account
at year end 2016
Your nvestment return
Change
market value
Value of your account
omen 30.2017
51.13
SDNY GM 00024012
10.00
$1.13
PA•mber SIPC
AH870080001073811 NP70133126T 18 00001 13617 003000000 Y123655550 110110
Pogo 1 of 6
CONFIDENTIAL
EFTA_00134632
EFTA01276243
SUBS
Business Services Account
June 2017
Your account balance sheet
Summary of your assets
Value on
June 30181
Percentage of
your aCCOunt
A
Cash and money balances
1.13
10000%
B
Cash alternatives
0. 00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$1.13
$1.13
100.00%
Account name:
Friendly account name:MAX
MO
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your Fl asocial Advisor.
212-821-7000/800-308-3140
• Cash and money balances may include
available cash balances. UBS Bank VSA deposit
account. VBS FCC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about war statement on the lest two pages of
this statement for detais about those balances.
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.22%
Percentage change
lune 2017
Year to date
0.62%
9.34%
0.90%
8.93%
-0.15%
1423%
-0.10%
2.27%
Art7000300107301 2 NP70E01261 le 00001 0617 00=000 VI 23655550 1 I ligtitiyGm00024,:pase 2 of 6
CONFIDENTIAL
EFTA_00134633
EFTA01276244
SUBS
Business Services Account
2017
Change in the value of your account
June 2017 Cl)
Year to date (S)
Opening account value
$1.13
$1.13
Closing account value
$1.13
UBS Bank USA Business Account APY
Interest period May 5 - Jun 6
Opening UBS Bank USA Business balance May 5
11.13
$ I 13
Closing UBS Bank USA Business balance Jun 6
S 1.13
Number of days in interest period
33
Average daily balance
S1.13
Interest earned
80.00
Annual percentage yield earned
0.00%
Account name:
friendly account name: MAX HOTEL SERVI
Account number.
Your investment objectives:
You have identified the fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fioncial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Capital appiecution
Your risk profile:
Pnmary - moderate
investment eligibility consideration • None so1ected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
Your Pi sandal Advisor:
SCOTT STACKMANtLYLE CASRIEL
212-821-70001800-308-3140
SDNY GM 00024014
ANP7C003001073813 NP7003126118 COCCI 0617000000000 Y173655550110110
Page 3 of 6
CONFIDENTIAL
EFTA_00 I 34634
EFTA01276245
*UBS
Your notes
... ,......,
,,, ,..
,,....
, ......s,.,,pgppiy
G. .O.,,,,,
s al 6
CONFIDENTIAL
EFT,00134635
EFTA01276246
*UBS
Business Services Account
fur
Your assets
Account name:
Friendly account name: NIAX HOTEL SERVI
Account number.
Sane ()noes, income and current vaues shown may teEpproxiffene. ASS teat gains enCllOsses may not
be accuralely reflected. See rmponant inforennon about your statement a the end of this Cecumem for
mole infornason.
Cash
Cash and money balances
Cash and money balances may induct+ avatar'e cash balances. UBS Bant USA depoot account balances,
UBS FDIC insured Rogan Balk Etatances, UBS AG Stanford Branch ceposit account balances and money
market mut utl fund sweep balances.
See the Important information about )our statement at the end of this document for detail, about those
balances.
Hddng
Your total assets
Your A sandal Advisor:
212-821-7000/800-308-3140
UBS Balk USA and a UBS FDIC Visored Progan Bank deposit account tOE/Xes are insured by the FDIC within
applicable lint but ale not protected by SIFC. UBS AG Stanford Branch deport account balances zee not insured
by FDIC and ae not protected by 5110. Money market sweep balances are protected by 51K but se not Insured by
the FDIC
ocenngtkiance
closing Cadence
Price Der share
outrage
DrriOenci merest
oafs in
on run l (I)
on Jun 30(5)
on Jun 30(t)
rate
period
period
cep amount (5)
1 13
1.13
250,000.00
Percentage of
Cost
Estimated
unrealized
value on Jun 30 (I)
your account
baits (S)
annual income (51
on or loss (S)
cash
Cash and money balances
1.13
100.00%
1.13
Total
$1.13
100A0%
$1.13
SONY GM 00024016
AhIP7C00300107381SNP7003I26III3 0000I C6I 7000000000 Y123655550110110
Page 5 of 6
CONFIDENTIAL
EFTA_00134636
EFTA01276247
*UBS
Your notes
.. , ....e.,
,,,..
,,,,...
, ....,...negmy
G. 0002<f/I46e 6 .1 6
End of statement . account num.'
CONFIDENTIAL
EFT,00B4637
EFTA01276248
Important information about your statement
U3S Fr racial Services Pc. (the km or UBS Fnercia
Servas), is a member of all principal swishy, cemrroday
and epteris exchanges. UPS Financial Seniors and 1.85
Bank USA we i-diect subsdenes of UPS AG and
affiliaes of UBS Sautes LTC. The Fun's I hanoal
statement b available upon reahest The Fenss moan*
offices rot a.
UBS Financed SereCeS lx.
1200 Harbor Boulevard
Weehawken, RI 07086
This Statement represents the onbr off icial record of you'
LBS Financial Semites account. Other rereads, meat
official tr drounents. contanng conllinng data should
rot be relied lath II you beam* there 6 en era a
omission please report it immediately n writing to the
Branch Manage of the Woe wvig your account.
Allhowth al Noires shown re Wended to be accurate,
statement data *cad not be wed kr tam purposes Rely
noels on yethend tax kerns. (Le • Form 1099. 5498.
10425. etc) when Drepamg your lax return. The Fim
required by law to report to the IRS all tamable dreamt.
reports/de ronsauble anima and usable enema
end en twenties held er pis masa net proceeds
co sale breast ore, rd cost basis ancertain covered
sterile..
Cravermilatkins with the Finn
• Please resod iim ry oral come/neatens in wring
to further protest your risals, indudrg your rchts
Leder tie Seo_riies Imestor Protection Act (SPAT
• a thefin/nod ithiution m the top left of led Morn
of this seacoast snot UBS Enna Services, U35
Fhancial Seams carries yea lawn( as daring
broker by arra-gement win the edcated inslituten
We informed hat of this relatAnthg• when you
opened this wain. h this cast your irth and
stories tre boated a U85 financial Senate and rot
the immixigbraer, and you raw make a man
of thy error or emission to both firm
• As devoted in the account agreements, yw rrust
roily us of any ewes or fraud involving d-ecks
refleCledarlyour statement within 30 days awards
mailed or made avelabla.
• Please died *sonar complaints or ixathes to the
Fimss C Fent Relations Department a 201.352.1699
or tolUree at 8C0-354-9103, 8:CO A.M. to 6 OD P.M.
ET Mondry through Frday, a in wing to WS
Fewmal Semites ha, Client Relatiens Deparomot,
P.O. Box 766 Union Ciy, W 07007.
• A 0 slaemeres shall be deemed complete ad waste
if not cOoted to in welting within CO days
• Fa TT' services_ Call 844412.0986 or boom outside
the US.: Cal 201.3521495
• In cer of ono s or dastere about an electronic
knob transfer WO, bit payment ce UPS Veriabil
card transactrons, call B20.762-1000. or wile to UPS
Fe-uncut knees Ix., 1000 Harbor Blvd, 601/100r,
Weehav4.0% NI 07086, Atn RIAMESO. Sakes,
Cal a write as soon nye./ can, if you tiCk par
statement a receipt is warn or 4 you need more
Womaron ran a transfer on the statement or
receipt. The Film or Card bsuer (as applcaltdmast
her fromyou no later then 60 days alter the Fon
um you the list statement on With the error or
Facblem XPered.
- Doaneyou name ad ace am nuster (4 any)
- Cesabe to error or tie trawler you re inure
about, ad Polon as clearly as you can why you
believe d is anent a say yw need more
information
- Pima. the doles arrant of the suspected era.
The Firm a Card Issuer wa Westgate your carailan
and MI comet a-ry error promptly. For alleged orison
enolving UBS Vert *be ca-dtransaclere. if we take
more than 10 btutressdays to then, we WOcredit
yea acorn for the amount you thnk 6 in error, so that
you we haw the use of the money dung the One n
takes us to complete our imestgation.
Please mate all checks payabb to the Fern or the
financial insto.nipn ndcated on the front of the
statement In addition to regter accord lin accounts
may be abject to mareena-ce lees, charges for late
pommel kr securities purchases and charges kr unpaid
imams n cash accotnts Accounts that re transferred
to other instatens may be subject to a Vander lee.
UBS Sweep Options
LES offers options ter sweeping cash balances to balc
depose accounts al non-affiliated bats ad Satiated
banks, money !Tweet mutual f unds (Money Realest
the neernatthalOtWet Accost (CA) fa cum:nem
will an International Worm Management Accost.
Depost account al UBS Bak USA and non-affiliated
banks panicipatng n the UBSFDICanstred Deposit
Progrrmi are FDIDimured in accordance with FDIC roles.
Fa more infornatko, pima visit *wee fdic.war. entomb
accounts at UBS AG Stanf ord Brand, and shores of
Money Fuab are not hared by the FCC
Through the DA, cash balances we swept to deposit
accounts at UBS AG New Yon Brarth and UBS AG
Caen.' Branch. These deposits are not insured byte
FIX. Balances held at tee LES AG Cayman Branch are
tenth:only thawed to the sovereign rift of the Cayman
blinds. ad there is nog...rine or whet obis/hen of
LIBS AG 10 repay the balances while on the UBS Cayman
Branch's bales.
Bank deposits are not protected by 547C. Money Fund
shires we protested by 51K. See "UBS Finned Sanas
decant Detection' below.
Li:enJour request, banes n the bare depositsmew be
winchawn, ad shoes of a Money Fan may be
beheaded and the proceeds retuned to you a gout
spathes acectre
Father llamas° about available sweep options,
helping cumin ireernt rates and Olds, is available at
mmubscomrsweepyala from your Francis' Advil«
a by calling KO-762-1000
UBS Financial Services meant protection
The Firm e a minter of the Searnies hvestoi Protection
Cop:ration (SIPC), winch protects acuities netomen
of is merrters up to 1500,000 (including 1250.0X/for
dams for mat Babnathey brochre marble upon
tegatell or at saw *c.o., The SIC asset pretence.
link apply to all moms tut you hold in a oracular
capwity.
the Fu n. together nth certain affiliates, ha also
purchased mplemetinaraxe The ma. mum
amount payable te at elgble client, whom& titer
this protester. is 1500 mllim as ol December 10, 2016.
Subject to the poky:andiron at limitation, cash a
the Firm is further protected for up to $1.9 million n the
aggregate kr all your accounts held n a panther
capacity. A ha ropy of the pacy wordeg n araibble
won request.
The SIPC protection andthe supplemethil protection
both do net apply to
• Certain financial wets controlled by (and innaled
your account value) but hell away from UBSFinancit
Smears (e st. certaina/deposits at affiliated and non-
affiliated bats 00 nsurace products, nclaing
variable arrules, and big shares of mutual funds
Mew such shires are registered away in the name
of the account hoderth the books ad records of the
issuer or trawler agent);
• investment contracts or mesh-new eeerests (e.g.,
limned partnerships ad private placements) that are
not registered under the Securities Act of 1933; ad
• Commodities ca'*acts tog. f reign inchanw and
precious metal contracts), includna (enures contracts
ad commodity option contracts.
the SIPC protection and the supplemental protection do
not apply se these nem own 4 they otherwise Amax
on you. swemeres. The SVC protection a-d the
applerrental protection do not protect agarst changes
in the mantel vas of yea insestrnents (Mother as a
result of menet movement, issuer bretruptcy a
otherwise)
Dividend Reinstate.% Prop:ern (DPW)
The price reflected 6 an average price. You may obtan
the actual price Iran you financial Adidas Ore Nab
thaw are purchasedunder DPW; partial alms well be
sold ad the cah vra be deposited et your account The
&ricked reewesenent price applied by the War may
Mar liom the nude price at trench the patial shun
re sold
Cesh-Slieu
Wry whole urns maymaybe herd n ps anoint. If you at
moiled to a paid um as a result of a cluiderripapant
or *mouse the siim will ether sell panel ire, at
market pik, Cr accept an arrtarn determined by a
registered cleans agency, ad credit your acorn.
Inviable,* objectives
The erwilmeri objectives and mist profile /respect& to
each account and may cay between p, accounts
Maw achte the Firm prornothr in ageing of ay
sconfrant change in your fnancial situation or
inveamem cbectives. For each account heti you
choose the of the following investment doyennes:
• Rada Comentincont Investments seekig the
generation of Wantonly.
• /*chew Capitataporeciabon, hreaments seeking
growth of principal rather awn the generation of
income.
CONFIDENTIAL
• Aortae Combination of Income end Capita%
Appreciator. Investments Mang both the generation
of scone rd (wombat pritripal.
Overall risk profiles
• Comerrattre. Seeks to manila nitul pax Pal with
low rib ad Manny to the attune carat even if
that mere to accosts does not generate signifies/a
income a resin and may rot Peep pace with
inflation.
• Moderate: Willing to accept sane risk to wincipal at
tolerate acne volataty to seek bother returns.
• Aggressive: Willrg to accept hi j, rink to ennead and
high volatility to reek highreturns our time.
• abestment Elgoliky Consideration: I selected a
lefetiOn of the MOWN her MA account may include
carpet strregres, tented liar* and geate
solitary.
Statement shoureholdite
We may consoldate t related account statements with
the sane address in the sire envelope, eg because
they hare owners who also mantan yam accent
rebtiornhth web other dents at the same edam. If
you prefer to receive indisidual statements mailed in
separate metopes, you maydecline householding by
caleg your Feunual Adwor.
Friendly eons% mime
The Friendly account name is a CtWkeriqth hnidename
chosen by you to assist you with your recordkeeping
has no legal effect an your account Ycu unthaXy
your Friendly ermine name, through Onthe Services or
by centactirg yew Fe-antral Achisor
Account overview
• tram of your anantrportfolo. Net of assets and
labile es
• Asper, Includes awaits cat balances. yaws for
restricted security (est ), and GlobalTim Deposits,
unrealized marks to market, and certain assets not held
by tie Fat Does not in&de wasted secuntieslassets
at the erd of the pnot and curent statement penods,
pima iwestments, invested stock options a-4
emackable nod options
• Liarboos Faiths debit balances, outstanding moron
Ions, credit lint shat account balances.
• CasMeoney balances. Total of uninvested avalate
cash balances, plants deport Winces at Oared ani
norhaff Wood bank, a-dreammann mutual Sad
sweep batances, at the cbse of tie Orient period
Non.cornmodity Ire, creak balances in yos axon are
not segregated from other balances and the F rm may
use any of these finds h the ortenity rouse el is
buttress. Thew funds arepasta wen your dema-d.
This total 6 Widest in tie current period closing vakae.
Lending Information
For detaid hicrmation an the Firm's bran, punkas
an (Subsume. refer to you Clew Relationship
Ariel-wit a Arent Agreement and the General
Tema and Conditions UBS Statement of Credit Pactices
mailable h Agreement; andOisclosums a
weterebt enngternraernelnerrat
SDNY_GM_00024018
EFTA_00134638
EFTA01276249
Important information about your statement (OBTAINS)
Yes area
Your Pitarrent itemtos securities rd other assets held
tithe arcant al the end of the steamed period. You
may ask fordovery of fule, pad seastin at emir time.
You ma/receive securities used as loan collateral ether
paring try balance di: on them. bey securities
tenderfeet to to Fins drirg the statement period are
heed at make value as of the end of the sternal
period.
• Cart basic n determine the cost basis of the
scalds included n this statement, where indicated
wih the number 'I,• LOS Fronde Santee has relied
en information (brained from sources other ihanitir5
Financial %nests. including illarrietion from another
Inn a that you may have provided to you Fina-cial
Adrisor. The Firm does not indeerdenkly verfy
garirdo• the acaracy a widity of my idorrnetion
n
provided by souces other than U35E:vadat Senices
aiciticrt, although UES Financial Senices generalt
updates fro demotion as it is received, the him
does not provide art assunrces the the nfamation
sander "Cost base rd "Unrealced gar/ low- is
accurate as of re date of this statement. As such,
please do not relit on this rdamation lo make
purchase or sale decisions. la tr.wares or
°themes* Accounts turaletred to tie Film may
reflect gallon alternation only fa the period of
tine they are held at the Fain More hidorical
itn,attn can be actied by your Inertial Advisor.
• Urnialleed ganeriedes When data a arailabb.
*striated urealind windlasses an celculated la
securey lots. The transaction data for
hfitinal ids may or may not ref lest animas:ans.
charges andor security reorganization events.
Deeded and are, reinvestmeni lots and traumatic
purdnese bit are eachcombined to dispLy re
averaged lot The 'Trate date totem presents the
aged transaction wade date.
• Callable pecurktie Bonds and retaid Rod the
the kruerces for tab redemption win be selected
Orpalialt by lot Iran anxrp all securities of fiat
axe held hour need a en nominee name for as
clients Call lean Mamie, a cbtaned from third
partite and at accuracy is not guranteed. Other call
leans may end which mead affect Weld complete
inktmatifi trill be receded upon request
• CatititARes of deposit (CDs). CO, are FDIC routed
sp to 1293,000 in principal and armed interest per
depositor ad per depository inaikeizers inaccordance
web FDIC mks.
• Pricehalue. Prces die:amitotic, securities and other
docket may be higher or easier than the price thai
yai would actually receive in the maker PrXes are
<trained from trans rid pry sources Mitt we
beaeve to be retain.* but we do not guarantee their
accuracy.
- We general & use the closing price when ~lise a
ire mean of the bid and a* prices fcr hsted
securnis ad options a one, bid prices tor OTC
leashes.
— In actiwt traded 54.0.rnes maybe anted usng a
valuer en model or the most recent price we
obtained ad may not reflect an acted market price
a vent
— Certain positions may appear will-eul a pier rd
will sinew as • irks was not availabb • if we are
unable to Mien a once for a cavity.
- Deposits a securities denominated isairlines
ate. thin U.S dolls, at reflected at the 'whinge
rate as of the nehmen date.
— For certain searnes rating in non-conf onning
denomnationk pnce and quantity (face wise) may
hive been adjusted to Indere MP. valuate^
To cbiain oared quatatans, when amiable, contact
oar Financial Arleta"
• Private inveetments did structured products.
Private nveumene wands (re Wing cited
pewter ion program end real estate onwstment trust
secure es) and structured prances are gonwalk. highly
&pd. Colin structured ra0CLCIS law not been
registered with the Securities and Exchange
Canntion or under ay state studies laws. We
petiole *stinted vales for private inurement
stades a-died-lured products for Harnett:rut
wrests only Arany ens. guaranteed.
— These odes may differ starting" tom prces,
any, at which a petiale iwesentra security a
structured produce may be Matti or sold and do
rot necessri r rep-earl the value you may receive
scan liquidator.
— Third party estmatesol rake re as cl a certain
date ant we supplied to UBS Finencial Services on a
regal bar by an independent venation firm.
— acute, general Paine, or sponsor estimated relies,
d are, are .;plied tote Fm titheissuer,
general partner or sponsor and my be cakilated
based on dfferent trioffneton Iran rat used by
rid parties to chnw their estimated values.
— You can obtain adder:ref ilormation regardirg
to merablogyused to determine the estimate of
value at the date of the donnaton that is the
bask for the estimate by conertirg your Fined:al
Advior.
— Third party estimated vanes may be reflected as
*Not aided in several Austin: when an
ideperdent valuation Inn has not suppled a
usable to astir a vane, when we based aware
that a materielfient has occurred that may call a
previousy repined alt Ito quegion, or when a
value would to highly speoilatrie due to fie nature
°Ire many.
- When niter an tuna, tamer al partner or sponsor
estimated value nor attend-pay estimated value is
prowled the raid of the secuty vrill te drifted
Iran 05pm:hese once.
— 'Distributions to date may include roan of
wild tisane or both.
- 'Original unit size retattents the nitol offering
Price per unit ad may not reflect your cost baud
— DIP and unlisted REIT stashes are not listed en a
national dunes exchange and are genet*
algid and own a they can be sold. the price
Mewed mW be Ian tan tic per share estimated
value provided in the account statement.
• Restricted securities. Restricted securities getralkr
we rot currently elgble for public sale. UBS Pinta&
Service, we to innoi price did unrestricted stock
of the sane issuer as an mputed value fa the
restricted slack for domes of eta statement only. To
the Mari fiat redacted seines are elgble la sale,
the wile received my be wbstantialy lets than the
inkkad value to....
• fat. (estinialed) income, current yields and rates.
An estimate ol astral name rs based on current
dividend erd interest rale% attuning fie invites will
be Midler an year from slimed date or ma
nuttily. This esterase is °die gukleine; accuracy
and continued mord are not guaranteed
— Estimated anal dune rd current yeld fe
certain byes of Nantes could suicide • erten of
principal or recital gains in which rase the est
income (ad current yield would be overstated.
— Estimated anal hcane and curent yield and the
Mai Mourne ad yield mitt be lower a high's
than the estimated amounts.
— An *climate of aruaked income (dividend radar
interest) deeded by the current maket
vanefaverage balance* based on the last dividend
or rarest payment madebythe issuer and
ammo. M seadierkleposits sill be held for cr.
year barn tie statement date or until many.
Accuracy and continued yield are not warned
• AMU not heed by UN Pinandel Services. Certain
assets are rot held by the Fern and not welt" the
inn's possnsbn or armor These assets are
dredeyed on yos statement for informational
purposes only. Positions and values presented are
provided by to issurg fern UBS Friona& Services a
not respirable for the inkmation and din not
guarantee its accuracy. These netts a. rot protected
by SIPC or lx Firm' s supplemental5'PC coverage.
• Revenue during and additional condensation.
- h a:Whim to carnmktin cah sales and 12b. I fees
n eared in connection with the distriadifi of mutual
fifnth to our chats we actor our affiliate rice-hie
motor sharing payments tan distrtutas andor
advisors ol the maid lured tat we sell. These
smarm aft bred on two different carrporenti: (0
to aware of safes by ILSS of a Peatirula- "Owl
krd f artily to ourclents; and GO fie asset sake of a
particular minal hid lanais shares held a to
Inn.
— We ad our affiliate also naive ramrod ing ard
iambus proressi-g fees in consideration for trendy
agent viewers that we prank to re mutual funds
These fees generally at paid from investor asset n
Oro mutual Fund and are a feed dant arrant based
an the number of accents at the brolier.dealer
hokirwreinal finds of that fund family
- h ad:Monto commesims received in correction
with the safe or distributionol annuity contracts and
mit inveanart butt tat to Ca client., we ardor
as mate receive revenue sharing cortpensation
Iran many of fie bowfin <crimes srdenceiting
the annuitycontrast *fibres of theinnate
convenes or sponsors of the sed investment trusts
se &tribute.
CONFIDENTIAL
— Our affiliates also receive rang renvnissum erd
offer compernatian Iran mutual funds end Monne
cempanin whose products we &triode.
— We wine n a-rualfee from L85 Bank USA ad
U3S AG Stanford Branch of upto VS per rant
sweeping to the 'oinks uncle the ties Bad Sweep
Brogans
Activity
Information regardng commasens and other dunes
incurred in carnecten with re execs:lenof trades,
inducing00bn tranuctions hen beenincluded an
confirmitions previously herr:shed to you, ard will be
provided to you promptly On request.
Short sating
If you x• engaged in short selling a secuSy, you may
incur a charge due to certain torroverq costs kr that
Particular seam.
Opts orders
Regarding open or 'goodiatancelee oder, that
were not executedbythe stamen date. open buy and
set stop ceders are redaced by the mount of dividends
or rifits on wt exrdividerds a evrefits date unless
instructed of edid by yoi. You are entomble for
orders that re executed die to your lalure to cancel
Orating Men orders.
Priem
To obtain a copy of as anent Client Privacy Najd
please redact wits Financial Advisor or vide ar website
totatiaatitilftiaListiltit.
— LES Firuncial Services a not a bait. The RIM, Business
Services Account BSA and SMA are brokerage
accounts which donde access banding ernes end
predict Ih-cugh arrangements with affiliated banks
and other rid-partybank and provides access to
hareme and amuty predicts issued by snaftilialed
rird-prty insurance amprnes thrcutfi insurance
agetyabsirkties of WS Financial Senn Inc
— irmrstrrent, inure-re, rd amity p-ccbcir
— Not FDIC dured• No bank guarantee* May lose are
- BMA. Iesane Management Account. Business
Services Account SSA, IRMA and demational Resource
Management Amu* am registered service maks of
LESFirenrialSenicis lx.
— VISA is a registered vademak owned by Visa
htematifial Sent Asvocetion ad used under
kense. The UBS Vita credt cads and the UBS Visa
debt cards are Mud by UBS Bank USA with
permit:on from Visa U 5.4 Ircorporated AR caw
vademaks, registered trackmerks, woke marks and
regatered service marks are of thew respected
riceipires
UBS Financial Services Inc
Rev. 201705
SDNY_GM_00024019
EFTA _00134639
EFTA01276250
*UBS
UBS Financial Services ex-
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002
swp70036426370717 Y1 0
Account name MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your Unsocial Advisor.
Fficoe: 212-821-7000/800-308-3140
Questions sboutyour statemest?
Call your Financial Advisor or the
Resourcetine at 800-262-1800,
account 029023655
Visltour websIte:
www.ubs.comffinancialservices
Items for your attention
Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
www. an nuak redit report .com
Value of your account
Business Services Account
July 2017
PO BOX 308
TEANECK Nl107666-0308
on June 30 (SI
on July 31 (9)
Your assets
1 13
1.13
Your liabilities
0.00
0.00
Value of your account
11.13
Tracking the value of your account
S
333
11.13
304
I 1
1 1
Dec 2014
Dec 2015
Dv: 2316
iun 2017
I1
•
Of 2017
Sources of your scar unt growth
during 2017
Value of your account
at year end 2016
Your nvestment return
Change in
market value
Value of your account
on kd 31.2017
31.13
SDNY GM 00024020
90.00
$1.13
Member SIPC
soP70002000642637NP70030605S4 00031 071 7000000000 Vi 23655550000000
Page 1 of 6
CONFIDENTIAL
EFTA_00 134640
EFTA01276251
SUBS
Business Services Account
July 2017
Your account balance sheet
Summary of your assets
Value on
July 31 a)
Percentage of
your account
A
Cash and money balances
1.13
10000%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Corrrnodit ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$1.13
51.13
100.00%
Account name:
Friendly account name: MAX HVIEL SERVI
Account number:
Your current asset allocation
A
Eye on the markets
Your iq Randal Advisor.
212-821-7000/800-308-3140
• Cash and money balances may include
available cash balances. UBS Bank USA deposit
account. UBS FCC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about mu statement on the last two pages of
this statement for detais about those balances,
Index
Percentage change
July 2017
Year to date
S&P 500
2.06%
11.59%
Russell 3000
1.89%
10.99%
MSC I - Europe, Australia & Far East
2.89%
17.53%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2017
3-month Treasury bills: 1.07%
One-month LIBOR: 1.23%
0.43%
2.71%
2 of 6
0717 000000000 v123655550 0301wGM000240tilge
Awe700020006s2638 woo:Ice:6m Roca!
CONFIDENTIAL
EFTA_00134641
EFTA01276252
SUBS
Business Services Account
July 2017
Change in the value of your account
Account name:
friendly account name: MAX ligIEL SERVI
Account number:
IL.ly 2( /(S.
Year to date it)
Opening account value
$1.13
$1.13
Closing account value
$1.13
$1.13
UBS Bank USA Business Account APY
Interest period fun 7 - Ju19
Opening UBS Bank USA Business balance Jun 7
Si.13
Closing UBS Bank USA Business balance Jul 9
81 .13
Number of days in interest period
33
Average daily balance
81.13
Interest earned
$0.00
Annual percentage yield earned
0.00%
Your investment objectives:
You have identified the (drawing investment objectives fix this account If you have guts. tions
about these objectives, disagree with them, or wish to change them, please contact your
FMancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital apptecation
Your risk profile:
Pnmary - Moderate
Investment eligibihty ccotdaratton - None sabered
Your account instructions
• Your account cost bast default closing method is FIFO, First In, First Out.
Your 3isandal Advisor:
212-821-70001800-308-3140
SDNY GM 00024022
AP1P700070006r2639 Ny7003093554 0000i 0717 OOO)DCOOO Yt 27655550000000
Pap 3 of 6
CONFIDENTIAL
EFTA 0013464?
EFTA01276253
*UBS
Your notes
m............N..“....... om.....,,,......,,,,,,,,,,,,,, • a 6
CONFIDENTIAL
EFT,0011.503
EFTA01276254
*UBS
Business Services Account
J*7
Your assets
Account name:
MAXI-401EL SERVICES CORP.
Friendly account name: NIAX H01EL SERVI
Account number.
Some pncet, income and Current vaueS Shore, may be Edpiddinale. Asa test*. gam and lOsses mar mot
be Etcurately reflected. Set Aportanonfonnabon Stour your statement a the end of the dxumem to,
mote Information.
Cash
Cash and money balances
Cast, and money balances may incite.t avalaie cash balances, UBS Bank USA depost account balances,
UBS FDIC insured Rogan Bank Balances, UBS AG Stamford Branch deposit account taasces and money
[mike mutes fund sweep tedanCeS.
See the Important information *bout your statement at the end of this document lot detain about those
balances.
Heldng
Your total assets
Cash
Your Illnandel Advisor:
212-821-70001800-308-3140
U85 Bank USA and al U85 FDIC insured PrOtyam Bank depOSit tcCOuntb08-Kes are injured by the FDIC within
applicable Ina, but ale net protected by WC. U85 AG Stanford Branch des:out accourt balances at not insured
by FIX and are not prorate by 5IPC. Money market sweep balances are protected by 51K but am not Insured by
the FDIC
openngba Sue
°acing Cadence
Price Per Shale
Average
Dun:Jena Interest
DayS in
con) 1 (t)
on Jul 31 (5)
on Jul 31 (1)
rate
period
Peeled
Cep mount
1 . 13
1.13
250,000.00
Peron/sr of
Cost
Estimated
unteeirta
VJue on JU 31 (1)
yOuc acc0unt
teas (5)
ante incare (5)
gen or loss ($)
Cash aad money balances
1.13
100.00%
1.13
Total
$1.13
100.00%
$1.13
SDNY GM 00024024
ANP70002000642641 NV7003060664 COCCI 0717 000:00000 Y123655%0000000
Page S of 6
CONFIDENTIAL
EF1'A_00134644
EFTA01276255
*UBS
Your notes
..n..ano,.....nocon.sunao.
6 61 6
End ots........n,numbe,
CONFIDENTIAL
EFT,00B4645
EFTA01276256
Important information about your statement
L.
Financial Services Pc. (the ffirn or UBS f nerd'
Serene). is a mentor of all principal secuRy, cemrrodey
and cohere; exchanges. UBS Financial Services and 1.85
Bank USA ore tilled subsilones of UPS AG and
aft ihaes of 1.85 Secures LLC. The Fires f hensal
statement is available upon request. The Fim's estate&
calkos are a.
1.135 Financial Serraces lax.
1200 Harbor Boulevard
thechetWen. N107086
This statement reaesents the only off icial record of your
LBS Financial Services account. Other reccrds, bust
Mittel las documents. contanng conking dka should
not be reliedithan II you bedew thee ben firer cr
'minen peaty report it immediately n writing to the
Branch Manager of the office wvig )out account.
Allhocep a figs.' shown re Mendel to be masa*,
statement ctstatheukf not be wed fa ta. pupates Rely
sclek on yeacend tax kerns, ke , Form 1099. 5498.
10425. etc ) when prepamg your lax return. The Pim
required by law to reixel to he IRS all livable &widen&
report/Lb roma/the anima and mute hurts
end en Weinei el held n you accost, net proceeds
on the tratactere, rd ma basis cn certain covered
stories.
Cownedateme wide the Firm
• Please neon/ iim ay oral communcatone in wising
tofurther protect your rights. mdudrg your echts
under tie Seoseies Investor Protection Act (SPA)
• If the I inincii ithitution m the top left of the front
of this steams snot 185 f furze' Stokes, UBS
Finincial Setae carries your account as clearing
tacker by arra-gement with the ideated insieution
We in
you of this relalionshio 'AVM S ,
opened this accost hew cast your lanes and
searlffes tre located at LOS financial Services and rot
the eirecteceg braes and you nun make a open
of ay erns or omission to both firms.
• As detated in the account agrerrents, yw rut
reedy us of any mos or fraud Smelting decks
reflected en your statement within 30 days after t was
mailed a made avelable.
• Please &eft othorrer complains or ixpries to the
Fines C Fent Retatens Department at 201.352.1699
or tolUree at 8020-354-9103, 8:CO A.M. to 6 SO P.M.
ET Mondry through Friday, or in wraith to UB5
ffinenual %nice Ors Client Rektiot Depairmat
P.O. Box 766 Union Cky, W 07C$7.
• A 0 statements shall be deemed complete ad waste
not cbboted to h wiring wain 60 days
• Fa TTY services_ Call 044-612.09,36 or nom cutside
theVS.:Cal201.3524495
• In owe of elms or coasters akeul an electronic
bads transfer Mk bit payment or UBS Visardebil
card ransaftrons, call KO-K2-1000. Od wile to UBS
Peonsal Sewn lx., 1000 Harbor Blud, 6th Hoer,
Weehawken NI 07086, Atn RINSES& Senn-
Cal a *rite as soon asyoea can, if you thee you
statement a receipt is wag or 4 you need more
hlonmatin tut a transfer on the statemere or
recipe. The Film or Cad Baer its kthecable)aluet
her I romyou no later then 60 days ate the Fm
sent you the lest st lit4014.11 on Wash the ems or
Problem atheard.
- noted, sow name ad xcare nutter (d any)
- Cesabe to error or the nosier you nature
about, ad evplain as <hark as you can why you
believe d is anent a why you need more
normanon
- Providethe dolor amcomt of the suspected era.
The Finn or Card Issuer sva :sample your <emplane
and will coned any ems acmptly. For alleged errors
Moen"? UBSVsae debit cad transact:era if we take
more than 10 he leas days to MOW, we will credk
you axon for the amount you that 6 in error, so that
you wel hove the use of the money dunng the tine n
takes us to complete our iwestiption.
Please mike all checks payabh to the Fern or the
kuncial instiutien notated on the tent of the
itesment In addition to nrgitar arson fees, accounts
may be subject to maimnarce kos, chaps for We
pasment lee securities purchases and charges for unpaid
arnants n cash accocnts Accounts that we fransferred
to other instattims may be subject to a Vander lee.
UBS Sweep Options
1.185 of
options lee swatheg cash balances to bat
depose scants al non-ati dieted bats ad affiliated
bankt money merle mutualfunds (Money Funds) and
the imernatenal °Mot Amur (DA) fa castanet
wit, an Internet:and Pesaro Management Accord.
Depose accounts al UBS Bak USA and cm-affiliated
banks panicipatng n the UBS FDIC-Insured Deposit
Proemial are FDIC4mured in accordance with (PAC nabs.
For no. iffornaten, plane visit *win fdic.gay.Deposk
accounts at UBS AG StanfordBrands and chars of
Monty Purb are rot egad by the FDIC.
Through the DA, cash Winces re swept to deposit
accounts at UBS AG New Yorl Brardn and UBS AG
Carnal Branch. These deposits are not inured byte
FDIC. Balances held at he LES AG Cayman Brandi are
tenth:rank noosed to the sovereign riff of the Cayman
blinds ad there is no gaunter or Whet oblegaten of
UM AG 10 repay the balances while on the UBS Cayman
Branch's bales.
Bank deposits are not protected by SPC. Money Fund
shears we protested by 51K. See UBS Finereel Sawn
leaser Protection' below.
1.1%n sour request, baffixes n the bark deposits maybe
**dawn, ad shays of a limey Fad may be
licmcbtect and the proceeds retuned to you a your
secures accont.
Father idernlabal about available sweep options,
rasing curter newest rate. and yields, it available
wow tabs corriwneepyilit from your Financial Advisor
a by calling K0.762-1000.
UBS Fiesta! Sterlaa amount preftacelon
The Firma a tweeter of the Sethilin basica Protection
Carnation Or), which protects stories astomen
of es members up to 1500,000 (*Wading 5250,000 for
dens for cash). Elobnatay broths* avai0ble upon
repast or at ~wept. org The SIC asset protection
link apply to all accesses tut you hall in a particular
capacity.
The Firm together kWh certain affiliates, ha also
purchased snakmestalinsvaxe The monism
amount pal dab to at elgble diet, coercive& imder
this protection is 5500 million as of December 10, 2016.
Subject to the poicyardikes ad lernithiens, cash at
the Firm isfurther protected fa up to $1.9 million n the
ample for all you accounts heed n a partioulai
capacity. ABA espy of the poky watlig is wade&
LOCC request.
The SIPC protection ad the supplemsthl protection
both do not apply to
• Crain leuncial assets controlled by (and incleled ii
your account value) bat held awayfrom UBSFinancol
Seethes (e se. certain (i) deposits a affiliated and ras
*dieted bats (e nsurace products, ncteing
variable anruhies, and (ii) shores of mutual funds
when such sham aro negiderod deity in the name
of tie account hotlerm the books and records of the
issuer or trawler agent);
• in
contracts or nave-Mere nerests(eg.
limited partnerships send private pi/semen') that are
not registered under the Securities Act el 1933; and
• Commodities contacts (e.g. foreign exchato and
precious metal contracts). includragf out contracts
and commodity option contract.
the SIPC protect on and the supplemental protection do
not apply to thew asset, even a they othenew appear
on you statements. The SIC Protect:A and the
scppkmental protection do not protect against changes
in the makel vats of you investments (*tribe a a
milt of market movement. issue benkruptcy
otherwise)
Dividend Rebwestmene Program (DRY)
The price reflected is an average price. You may ottan
the actual price fran you Financial Adana. Orly whole
shams we purchasedunder DPW; partial sham sal be
sold ard the cash *1 be deposited h your account The
decked reewestment prke applied by the Mar may
differ Dom the make price at which tie partial shares
re sold
Cash-th-lieu
Only whole units may be heed n you' accent. if ycv at
entitled to a parliefind as a moult of a chadent payment
or atoms, the Firm will ether sell panel uhm at
market cake or accept an remora determined by a
registered death) agency, and credit you' accont
InVeStritent objecting
The investment objectives and risk profile are spec Ilk to
each account and may wrybetween you accounts
Deese ac se the Finn prom* in wiring of kW
sonecant change in your Coaxial situation or
inveitmem obncuvec For each accant held, you
choose one of the following investment objectives.
• Pewees Curnerrabcome Investments seeki-g the
geneaton of rcane only
• Ache.* Capital Appreciable' tuestments seeking
growth of principal caber than the generation of
income.
CONFIDENTIAL
• Aortae Combination of Income and Capita%
Appreciator. Investments seeking both the generation
of income math growth of precisa.
Overall risk profiles
• Conn/rake. Seeks to manUin nitiel wee pa, with
low risk ad solitary to the attars ourat teen if
that mom the accost does not generate significant
income a resin and may rot keep pace with
inflation.
• Mockrate; Wiling to accept sane rids to pincipal ad
tolerate sane volataty to seek hirer returns.
• Aggressive: Wiling to accept hi;h rile to pnnopal and
high vat/traits to rag highreturns over time.
• Mniestoestagffiraky Coma/ration: I selected a
portion of the portlolbfor that account may include
complex strategies tented 'Oki* and geater
vobtifty.
Statement touseholdithe
We may consoldate al related account statements with
the sane address in the sink envelope e.g. because
they have owners who ako maintain bee moon
rebtionehis weh other dents a the same address. If
you prefer to receive individual statements mailed n
sepaateeneelopes, you may decline houkheading bra
cadeg your Feunoal Adwor.
Friendly account name
The Friendly account name is a myernethle nano-Fie'
chosen by you to assist you with your recordkeeping
ha ro legal effect an your account You rat chaxy
your Friendly account names through Onlne Services
by contacting yoke Feencial Advisor.
Amon eveeview
• Pala of you kkomtbakitdo. Net of assets and
liabilein
• Astha Includes wobble cash balances. news for
restricted security (est ), and Global Tim Deposits,
unwind marks to maim, and certan assets not held
by the Fern. Does not include inpriced securtielassets
at the end of the pion and anent stalemeMpenods,
mote inentemna invested stock options ad
merceatte cock options
• Lialekees Writhes debit balances, cutstanfeg MVO
Ion, Cada line, short account balances.
• Cash/moneybalances. Total of untested avalkle
cash balances, pis desalt balances at affiliated ad
non-aff iluted bails adfirmsmatt mutual kith
swop balances, at the closedf tie statement period
Nen.cornmodity tree creek balances in my, account am
not segegmed from other balances and the F rrn may
use any of these trees h the °teensy come of As
bushess Thou funds arepaste yam your &math.
Ths total is .lasted in the anent period closing value.
Lowing Information
For &mid edamation an the Firm's krideg prates
and (Subsumes. refer to you Client RelationshP
Agreenwnt a Accost Agreement and the General
Tema and Corditions 1.185 Statement of Credit ftaftices
available n agreements and Onclostnes
2dMvAdy, danidanwadddlnynd,
SDNY_GM_00024026
EFTA 0[)134646
EFTA01276257
Important information about your statement (0001RUtd)
yet assets
Your rearrent itemises securities 'Sothic assets held
heti* ascatht al the erd of the strewn period. You
may ask fordovery of bid pad seines at anytime.
You may receive securities used as loan collateral after
paying rty babrce do on them. Any securities
tranderred to to Fim frig the stalenwnt period are
lied at make write as of the end of the strewn
period.
• Cart bait In deter ring the cost basis of to
testes induded en this statement where indicated
with the number 'I,• UBS Fiercer Senior has relied
an information obtained from sources other tent-16S
Financial Semites. including Of cern:lion from another
lion a that you may have provided to you Fina-cial
Addeo.. The Firm does not indeerdently venfy or
garinew the maim a vaidiry of any idorrrestion
provided by souses other 'hal U3SFivancial Senices.
although UES Financial Services gineralth
updates this nformation as ihs rece*'e the km
does not provide any assurances that the nfamation
ender 'Cost base ard "Unrealoed gar/ loss is
accurate as of to date of this statement. As such,
please do not rely on this cremation to make
puchase or sale decisions, fa to rupees or
°thereto Accounts turreted to tie Fen may
reflect gel loss inkranalith only fog the period of
tine they are held at the Finn Morehistorical
Manteca can be added by yea Mance Advisor.
• Unrealised generieeees When data n *marble.
crenated sneered semitones are calculated fa
inividial secure/ lots. The transaction data for
relivislial lots may or may not ref lett commissions,
charges and or security reorganization events.
Dirdend and other reinvestment lots std systematic
prthese bit are each combined to display ore
averagedlot The 'Trate date' totempresentsthe
egret transaction trade date.
• Callable lieurkiela Bonds and permed rod than
the issuer cats for orb redemption evil be selected
inothelbr by lot fern among alive:trines of that
ewe held hour rare or in nominee none for at
<lents Call lessee nktmatcre rs obtaned fromthird
parties and ism accuracy is not guaranteed. Other call
leases may inkt which could elect Weld emirate
nicrmatith will be provided upon request
• Certificates of deposit (eel. CO, are FDIC mired
too 1293,000 n principal and accrued intent per
&road rd per depository institution ii accordance
with FDIC rubs.
• PriceNakier Paces die:deed fix enures and other
proicts may be higher or laser than the price that
you would actually main in to market. Rion we
drainedfrom various thid party sources Whitt we
[eleve to be reliable, be we do not guarantee thee'
accuracy.
- We general & use the closing ace when availbkor
themean of the bid and a* prices for listed
senates ad options or wit bid prices for OTC
Senates.
— Less actin* traded *Wiles maybe paced usng a
valueden model or the most recent price we
obtained and may not reflect an taut market price
a vale
— Certain positions may awe. will-cul a rice rd
vrill show as • grke was not availabb • if we are
viable to obtain a axe for a wady.
- Deposits or securities derwmnated newsmen
other then U.S dollars arc reflected at the each
rate as of the statement date.
— For certain senates racing iinon.confomvg
denominations pnce and qua-lay(tre vale) may
haw been adjusted to Were WOK valuation
To *Urn current quotations, when nibble contact
sox Financial Advise.
• Private incenses and structured products
imam nverment startles ( rcidng deed
pewee ion program and real estate onweteneet hurt
welt es) and structured prodels are careralb highly
&pd. Colin gawked widths NW not been
registered with the Securities and Exchange
Commission ee under ry state wadies laws. We
aerie *rimed vanes fix private investment
wanes a-451rue wed products for Harnateal
arrows only Ammo isnot guaranteed.
— These vales may differ Abstertiady tam prces, d
any, at which a prime iweserenl security or
structured product may be boo/ni l or sold and do
rot necesnlyreaesrr the value you may receive
span liquidatcn.
— Third party ermatesol value re r d a certain
date red re supplied to UPS Financial Services on a
regal ban by an indepandert ideation firm.
— Issue anent panne, orsponscr estimated vales,
it are, are Applied tote Fm by the issuer,
general partner or sponsor and may be cab dated
based on different ,formation Iran tattled by
third parties to dale their ',Unread values
— You can obtain add:reel ntormasisnregardig
the methccblogy used to determine the estimate of
value ad the date of the ironnaton that is the
bask for the estimate by conocting your Feancial
Advisor
— Thirdparty eninred vales may be reflected as
'Not priced in several Muslims: when an
indeperdent valuation Inn has not suppled a is
enoble to assign a vale when we beente over*
that a material went has occured that may call a
previous), rep reed vat
into question, a viten a
value would to highly speotatne due to the nature
of the Settinty-
▪ When neither an kiwi-, general partner or sponsor
treated value nor a thirdparty estimated okay is
provided the take of the shanty elite diklerer
Iran its ruches, price.
- 'Distributions to date' may include ream of
capital income or both.
- 'Original unit size Weird, the niter offering
Wk. per hie a-d may not reflect your cost bass.
- DIP and unaided REff sedates are not listed cn a
national wines exchange and are gee*
ilicod and ewe a they can be sold, the price
Meted mW be hi, tkin the per share interred
value provided in the daunt statement.
• Restricted seethed Restricted securities generalb
ae rot currently egble for public sale. UBS Fiercer
Services We to market price of the unrestricted stock
of the sane issuer as an matted value fa We
restricted slack lint...rano/ ma stamen( only. To
the Went that redacted settees are elgble la sale,
the ate marred may be eiterantialb lees than the
indeed value thaw
• S. festinated) income, current yields and retail
An estimate of annual ncome rs based on curet
dniderd rd intent rates assuning the waxes will
be held for one year from statement date or end
maturity. This Whew isores/eta:bine; accuracy
rd continued Exam are not guaranteed.
- Estimated atrial name and curet yeld fa
certain tepee of testes could include • retun of
principal or capital gars in which cage the est
income lard current WW1 would be overrated.
- Estimated anal icon and current yield and the
actual name ad yield mitt be lower a higher
than the esteemed arrows
- An ellen of arruaked income (dividend ander
interest) divided by the current market
vabefaverage balancers based on the last divelend
or merest payment madebythe issuer and
themes the sooritiertalopens sill be held fee ale
year born the statement date or until merit'.
Accuracy and continued yield are not geranteed
• AMU not heed by YDS Pinamiel Serviced Certain
axes se rot held by the Fern and not mirth the
Ferris possession or enrol. These assets are
di:dyed on yds statement for informational
purposes only. Positions and values presented are
provided by the abr.? fern LEG Fritter& Services a
not resperaible for the infamation and des not
guarantee its accuracy. These owes aae not protected
by SIPC or tie Finds supplemental SIPC coverage.
• Revenue searing and additional compensation.
- h stake, to canmksiens cn sale and 12b. I lees
record in connection with the distriddith of mutual
hod to or civets we actor our affiliate reel*
wensshrew payments tan distil:O1as enact
advisors of the meet Kra that we sell. These
warns we baud on two different coin pro
(1
the store of sabs by
of a paiticula rAthuld
&dirtily to ourclents; and GO the asset ale d a
palicutr mutual ford fandis shares hdd a the
In,,
- We alders affable also receive network iv ard
annbus processing fees in consideration for trawler
agent vexes ter re provde to the mutual funds
These fees generally ae paid from investor assets n
to mutual Fund and are a feed dollar retiree bred
an the number al accants at the brolter.dealer
hokingrrobal finds ol that f trod family
-
ad:Monto commissisns received in correction
with the safe or Strbutionol annuity orracts and
snit newer butt test to our diem!, we and or
our effete receive revenue sharing compensation
ten many of the rourace <Pommes undereiting
the annuity contracts Ada*, of theinnate
condones or sponsors of the Lela investment beats
se distribute
CONFIDENTIAL
— Our attires EWO recent tradig cenvnissons and
other emperor:an Iran mutual funds end Murree
compres whose products we astrtute.
— We recent an ritual f ee than 1.85 Bank USA and
LOS AG Slanted Bunch of solo f2Sper acccunt
sweeping to the banks wale the LES Bank Sweep
Program
Adivity
Information regarding commssiths and other dunes
incurred in ccmection wish the exectocn of ruin,
inducing option transactions has been included cn
confirmaions peneusb furnished to you, rd writ be
provided to you promptly on retest.
Short selling
If you are engaged in Mai selling a wuriey, yOunuy
incur a charge due to certain terowing costs for that
PartiCULF seam.
Open orders
Regarding open or 'goads ilkancelbe ceders that
were rot executed by the steams" date, open buy and
set stop ceders are redxed by the afloat of dividends
orrigre an an exthividenis a evn/its date unless
imaucted <fee* by you. You are responsble for
orders that re executed de to your (slue to cancel
Peeling Mee orders.
Priem
to obtan a cow of as cement Client eeryNew
pleas contact rats Financial Advisor or visit or evert*
at 1WWW.Laragitiake022kat.
— LES Feancial Winces a nos a bait. The RM, Business
Services Account BSA and SMA are brokerage
accounts which provide access to barking services and
widths through arrangements with affiliated banks
and other ihidparty bank and provides access to
tarn and arnuety prodxts issued by snail-tired
third-pry insurance compares tva4, insurance
agency ettirkries of MS Financial Stew Inc
— hestment houraw, and arnuity amber
— Not FDIC Mured• No bank guarantee* May bse value
- IIMA. tisane Management Account. Business
Services Account SSA, IRMA and ritemational Resource
Management Assault are registered service maks of
LESFrionrial Semites lx.
— VISA is a registered vadernak owned by Visa
htemaiknal Sent Asthcotion and used carder
kens. The US$ Visa creole cads and the LBSVia
debt cads are issued by UBS Bank USA with
permission from Visa US.A. Morporatect Ad ate
vadernaks, registered tra&marks, unite maks ad
registered service marks are of their respects*
OCONITileS
OBS Financial Services Inc
Rev. 201705
SDNY_GM_00024027
EFTA 00134647
EFTA01276258
UBS
UBS Fewncial Services inc
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP700362665t 0017 >2 Y1 0
Business Services Account
August 2017
PO BOX 308
TEANECK NJ 07666-0308
Account name: MAX HOTEL SERVICESCORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your Anancial Advisor.
Phone 212-821.70001800.308-3140
Questions about your statement?
Call your Financial Advisor or the
lieSourCeline at 800-762-1C00,
account 029023655
Value of your account
on July 31 (3)
on August 31 (3)
Your assets
1.13
1.13
Visit our %wink.:
www.ubstorratinancialservices
Your liabilities
0.00
0.00
Value of your account
11.13
$1.13
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
Sources of your account growth
www.annuakreditreportcom.
Tracking the value of your account
during 2017
Value of your account
S
at year end 2016
31.13
333,
SO4 1
Your Investment return
Change an
market value
3000
Value of your account
on Aug 31.2017
$1.13
I 1
1 1
Dec 2014
Dec 2015
Dr: 2016
Jul 2017
t1
•
Aug 2017
SDNY GM 00024028
Member WPC
ANP70002000676651 Ne7000059973 C0001 MI 7 000O3C000 Y123655%0010000
►age 1 of 6
CONFIDENTIAL
EFTA_00 I 34648
EFTA01276259
SUBS
Business Services Account
August 2017
Your account balance sheet
Summary of your assets
Value on
August 31 ($)
Percentage of
your account
A
Cash and money balances
1.13
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$1.13
$1.13
100.00%
Account name:
Friendly account name:MAX
SERVI
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
August 2017
Year to date
S&P 500
0.31%
11.93%
Russell 3000
0.19%
11.20%
MSC1- Europe, Australia & Far East
-0.02%
17.50%
Barclays Capital U.S. Aggregate Bond Index
0.90%
3.64%
Your Fi minds' Advisor-
212.821.70001800.3083140
• Cash and money balances may include
available cash balances. ()BS Bank LISA deposit
account, VBS CNC insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the Important information
about your statement on the last two pages of
this statement for data ks about those balances.
Interest rates on August 31, 2017
3-month Treasury bills: 1.00%
One-month LIBOR: 1.23%
Am10002003626652NPMC0058973 COCOI OBI 7 000000000 Y1236555500' tftlINY_GM_000240,10 2 of 6
CONFIDENTIAL
EFTA_00134649
EFTA01276260
SUBS
Business Services Account
August 2C 1 7
Change in the value of your account
August 2017 ($
Year to date (S)
Opening account value
$1.13
$1.13
Closing account value
$1.13
UBS Bank USA Business Account APY
interest period Jul 10 - Aug 6
Opening UBS Bank USA Business balance Jul 10
11.13
S 1.13
Closing UBS Bank USA Business balance Aug 6
SI 13
Number of days in interest period
28
Average daily balance
S 1.13
Interest earned
$0.00
Annual percentage yield earned
0.00%
Account name:
friendly account name:MAX HOTEL SERV?
Account number.
Your investment objectives:
You have identified the fallowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact you
financial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Capital apptecution
Your risk profile:
Primary - moderate
Investment eligibt6ty ccosderatan - None selected
Your account instructions
• You account cost bases default closing method is FIFO, First In, First Out.
Your Financial Advisor:
212-821-7000'800-308-3140
SDNY GM 00024030
ANP70007000626653 NP7003059973 MCC OBI) ON:030000 Y123655550010000
Page 3 of 6
CONFIDENTIAL
EFTA_00134650
EFTA01276261
*UBS
Yournotes
CONFIDENTIAL
EFT,0011.551
EFTA01276262
*UBS
Business Services Account
Auirt,,l 2C I'
Your assets
Account name:
Friendly account name:MAX HOTEL SERVI
Account number.
Some prKes, lMome and current vaueS shorn may be approximate. Asa resit. gam andlosses may mr1
beaccurately reflected. See Apemen intantabOn Wearer statement a the end of ths dxumem for
!Mt Infounsion.
Cash
Cash and money balances
Cash and money balances ma/ include ayaltle cash balances, UBS Bank USA caposit account balances,
UBSF DK insured Progarn Bank Balances, UBS AG Stanford Branch &posit account baances and rroney
market moue fund sweep balances.
Ste the important intormekm aboottote dater:nem at the end of this document for detain tom those
&lances.
ficlOng
Your total assets
Your %nand% Advisor:
212-821-7000/800-308-3140
U6S Balk USA and al UBS FDIC issued Prorgarn Bank dep091 acct Waxes are insured by the FDIC within
applicable lints, but are not protected by SIPC. UBS AG Stanford Branch deport accourt balances ate riot insured
by NYC and at not protected by 51K. Money market sweep tames are pointed by 9PC tat at not Insured by
the FDC
()peeing bilatt(e
Ciosing baence
Price per snare
Average
Onldenainterest
Oap in
on Aug l(S)
on Aug 3I (I)
on Aug 31 (V
rate
period
period
Cep /mint IS)
I.13
1.13
250,000.00
Percentage of
Cost
Estimated
tImealzed
value on Aug 31 ($)
irour account
bens CS
annual income 01
parlor loss CO
Cash
Cash sled money balances
1.13
100.00%
1.13
Total
$1.13
100.00%
$1.13
SDNY GM 00024032
Aste7C0020C062665SNP7003058973 00001 OBI 7 000:00300 Y123655550010=
Page 5 of 6
CONFIDENTIAL
EFTA_00134652
EFTA01276263
*UBS
Your notes
,,,,,,,coo.co
anooao”,,, °a..., ...or,
...so...,
G. oo024.9. 6 of 6
End of ...moot for account flume.,
CONFIDENTIAL
EF1,00134653
EFTA01276264
Important information about your statement
Fiuncial Services Pc. (the km or UBS Farrell
Serval). is a anther of all principal cecvily, comrroday
and optares exchanges. UPS Financial Seniors and 1.85
Bank USA are i-died subsidenes of UPS AG and
affihaes of UBS Sautes LI.C. The Fim's I hanpal
statement 3 available upon reesest The Fiths itereaire
alas are at
UBS Financial Sences
1200 Harbor Boulevard
Weehawken, RI 07086
This statement represents the ono official record of pox
LBS Fhancial Sakes account. Other reads, eat
official Ia. dxunents contanng conllinng data should
not be relied Loan II you bah* there is en era a
omission please report it immediately n wad to the
Branch Manage of the office wag your account.
Atta4' a lige.' shown re Minded to be accurate,
statement data *cud not be wed kr Is purposes Rely
sag on yeaend tax bias,
, Form 1099. 5498.
10425. etc ) when prepamg your lax return. The Fim
required by law to report to he IRS all tauble dnidencts
reportabb non-moth theitand and uutsk rarest
erred en Wearies held n gar account, nee proceeds
on see basadans, rd con basis ancertain covered
stashes.
Caveranlaelano with the Firm
• Please reconfirm ay oral ormuncatons in ma irg
tofurther protect your rit4s, indudrg your rights
under the Seo_nies Imestor Protection An (SPA).
• If the financial ithitution n the top left of tie front
of this statement snot LBS F furz' Sakes, LBS
Fancial Sonia carries yam =cunt as daring
Poker by arra-gerrent wit the rokated inslituton
We informal you of this relatortittrolten you
opened this accost h the case. your kids and
senores tre boated a LOS financial Sena' and rot
the reathorg bran, and you nut make a mpri
of any error or omission to both firm.
• As desisted in the account agreements, yw rust
roily us of any ears or fraud involving decks
reflected on your statement within 30 days auroras
mailed or made awilabla.
• Pleat/ divot *soar complaints or i-akies to the
Fiths C fent gelatins Deperment x 201.352.1699
or toll-free at 8[0-354-9103,8:C0 A.M. to 6 CO P.M.
ET Mondry through Frday, or in wag to WS
Fe-uncial Spices k., Client Rastas Depairmet
P.O. Box 766 Union C 3y, NI 07087.
• A 0 streemeres shall be deemed complete end waste
if not cOoted to it sating vain 60 days
• Fa TT( services_ Call 8444120986 or tom outside
the US.: Cal 201.352.1495
• hose of ems or cantiffie akcia an electronic
kids transfer Mk bit pared or UPS ffistabil
card transadrons, call 920-762-1000 or wile to UPS
Frontal kmces lx., WOO Harbor Blvd, 6174100k
Weehawken NI 07086, Atn RIANESA Sakes-
Cal a sate as soar as you can, if you tide pa
statement a receipt's ?wag or ef you need more
hlomialon about a transfer on the statement or
receArt. The firm or Card bar (as applicable)fnust
her I rornyou no later then 60 days after the F rm
sent you the list statement on which the error or
problem aPeand.
- Proud, you' name ad accosnt ntericer Of and
- Cesabe to error or tie trate you re inure
about, ad obtain as clearly as you ea why you
believe d is an mu a why jhu need more
information
- horde the dolor arrant of tie suspected era.
The Firm a Card auer w1 nrestgate yew caviare
and MI coned a-ry tiler promptly. For alleged errors
evolving UBS Veva dare ca-d fraud:as if we take
more than 10 ba hess days to a ths, we MOcredit
you' accoal for the mantra the* a in error, Botha
au wit Km the use of the money dunng the the n
takes us to complete our iwestiption.
Please mere all checks payabb to the Firm or the
Nasal inmost) ndcated on the front of tha
stewment In addition to regale accord lee* accounts
may be abject to mane:ha-he lees, argon for late
parried Ice securities purchases and charges kr unpaid
anodes n cash accord-its Accounts that a transferred
to other inslaans may be subject to a Vander fee.
UBS Sweep Options
LES offers options a sweeping cash balances to bar
depost accords al non-affiliated bats ad affiliated
bath, reams market mutual f unds (Money Ands)ayd
the aeration' Dead /wean (CA) for castanet
wit an International Recant Management Accost.
Depost account al UB5 Birk USA and non-aff bated
banks panicipatng n the UPS FOIC4nored Deposit
Program are FD1Ciimured in accordance with f DIC rules.
For more namable, please vet awn f dic.gor. Deposk
accounts at UBS AG Stall ord Brand, and chaos of
ManyFunds are rot hared by the (CAC
Through the DA, cash balances are swept to deposit
accounts at UBS AG New von Brarch a-d UBS AG
Carnal Branch. These deposits are not hared by the
FIX. Balances held at he LES AG Cayman Branch are
tenth:only hposed to the sovereign rte of the Cayman
blinds ad there is no patentee or can °Megaton of
LBS AG to repay the balances while on the UBS Cayman
Branch's books.
Bank deposits are not protected by 9PC. Money Fund
shires are protested by 51K. See 'WS Finaroel Sanas
Arrant Frounion- below.
LAxn your request, balances n the bank depositsmin be
twetclawn, ad shoes of a Money Fist may be
Scudded and the proceeds and to you a your
stakes accctra.
Father into
about available sweep options,
hablreg current interest rates and yields, 3 available at
wrarubsconthweepygl* from your Fancier Advisor
a by calling 920762-1000.
UBS Financial Semler anane protection
the Firm e a interne of the Sea ties Investor Protection
Cap:ration (SIPC), whoh protects securities customers
of is merrters up to 1500,000 (hcluding 5250,000 for
dams for oak Eipanatory brocha availtle upon
nun or at sum six. org The SIC asset protector.
Amin apply to all scripts that you hold in a particular
capxffi.
the Feth together vett certain affiliates, ha al*,
Purchased opplenente mance The mai mum
amount pool* ask al elbffie clients, coleciweA aide
this prawn:ors 5500 million as ol Daenther 10, 2016.
Akan to the polo/condition at limitation, cash at
the Firm is further protected for up to $1.9 million n the
asgeowe kr all pose accounts held ri a particular
capacity. A (J copy of thepoky wordeg is enable
won request.
The SIPC protection adthe supplemval protection
both do not apply to
• Cochin leuncial stets controlled by (and inlaid n
your account value) but hell awayfrom UBS Financier
Services (e 9.. certain (I) deposits at affiliated and non-
affiliated baits 00 nsurace products, inadng
variable smiles, and (ii) shuts of mutual funds
uhere such than are registered dreary in the, name
of tie account hodercri the bocas at records of the
issuer or trawler agent
• Investment contracts or natant inerests (e.g.,
limited partnership and whoa placements) ha are
not registered under the Securities Act of 1933; and
• Commodities contacts (e.g. foreign exchange and
urea: us metal contracts), includng futures contracts
ad con-meaty option contracts.
the SIPC protect on and Ile supplemental protection do
not apply to these assets own rf they otherwise awes'
on at statements. The WC protection and the
applemental protection do not protect against changes
in tie market vales of pa investments bather as a
resat of market movement. issuer baruptcy cr
tithe-Had)
Dividend Reiweittment Propran (Can
The price reflected is an average price. You may obtan
the &dual price tan you financial Adar. Orly vihok
sham are purchasedunder DPW; partial alas wil be
soli ard the cash *1 be deposited in your account The
clacked reenesbnent price stapled by the isber may
dile fromthe market price at whch de patina shares
re sold
Cash-ivlieu
OnA whole urns may be held nvett *cant. If you are
ended to a partial owl as a result 01 a Omani prgant
• abendre, the Finn will ether sell pawl sub at
market his or accept an rant determined by a
registered axing agency, ad credit you acorn.
InItattritent objecting
The entsimen objectives and risk profile are spec NA to
each account and may aybetween yes accounts
Please echo. the Firm prorroffir in wining 01 o/
signicant change in your f racial situation or
invearrent cbactien. For each accord heft you
choose on al the following instant objectives:
• PeocbaCumentincome Investments saki-gar
greaten of named*
• Aohewe CaprtatAporeciabon, easements seeking
growth of principal caber tan the generation of
income.
CONFIDENTIAL
• hake' Combination of Inane and Capitaf
Appreciation Investments Searg both the generation
of roon rd growth of racial.
Overall risk profiles
• Consamaye. Seeks to manUrn ntul rasps, with
low rack ad volatility to the accord mall even
that metro a account does not gestate Upon jure
income a ream and may rot keep pace with
inflation.
• Moderate; Wdlirg to accept sane rids to principal at
tolerate sae volataty to seek bother returns.
• Aggressive: Wiling to accept high rile to *mood and
high van% to seek high returns over time.
• Payment agiffilay Consideration: I selected a
Portion of the portfolio for tot *Count may include
conthlex shapes, lasted liquidity and geaw
Strtementshounholdne
We may consolidate a related account statements with
the same address in the sere envelope , eg. because
they have corners who ako manta jai =oat
rebtiornhp wan ,the dents at the sane address. If
you prefer to receive inditidual statements mailed in
sepate envelopes, you maydecline householding by
calrg your Finnual Advaor.
Friendly account name
The Friendly account name is a ctolonetb -riffename-
chosen by you to assist you with your recordeephos
ha no legal effect co your account You can china
your Friendly account nap, through Orden Sonia a
by contatirg oar F runcial Achisor.
Amount overview
• vela of your aacatthonfolo Net of assets al
litanies
• Aare Includes avatars oath balances. was for
restricted security (est ), and Global Tine Deposits,
unrealized marks to make, and cater, assets not held
by tie Fim. Does riot include anted securniedassets
at the cod of the par and anent statement periods, a
private ambient% ranted stock options ad
ewercatte nod options
• Lialdas rotas debit balaes, Waning rrurgn
loan, credit line, shon accant balances.
• Cash/money balances. Total of uninvested evade*
cash bolas, plat deport balances at allgisted at
non-affiliated bank, end money man naval lard
sweep babas, at tee cbse of tie torment period
Non-commodity tree creek balances in yar accord are
not sengated from other balances and afro. may
we any of these fads tithe ordinary course of is
bona. Thew funds are poise synch your dema-d.
This total is nclad in tie curet period closing yoke.
Linda's information
For &tend hfcrmation cn the firm's lording practices
and dscbsures, refer to pis fliers Rebtionshb
Appestat a Account Agreement and a General
Terms and Cordnions UBS Statement of Credit Factices
&wilt& h Agreement; aid Dixlosures a
yemvidy, magternimaktinvoat
SDNY_GM_00024034
EFTA_00134654
EFTA01276265
Important information about your statement (continued)
Year assets
Your statement genies securities rd other nests held
nth, account al the end of the staternat priori You
may ask fordovery of fully pad sesames are tine.
You mac receive secinties used as loin collateral ether
paying sly balance cLis on them. dry securities
tranderred to the fins dreg the statement period are
listed at market vale as of the end of the sterner*
period.
• Cart basin M &Scanning the cost basis of tee
wastes induded in this statement where indicated
wish the number 't• LE6Fhanoir Services has relied
on information obtained from sources other than U6S
Financial Senices. including Of a-matron from another
lien a that you my hawprovidedto you Fina-cial
Adam,. The Firm does rot indePerdently verify or
%orate the arms ace a itaklify of my idormation
provided by souxes other thri U3SFinanteal Senices
aiibicri, although UESFinricial Stride generalgr
updates fib nformation as ihs received, the him
does not provide any assume tut the Somalian
u-der 'Cost base rd "Unmalced gar/6W is
accurate as of the date of tic statement. As such,
please do not refer on this Hamden lo make
puxhase or sale decisions la tot purposes or
°Inmate Accounb literolered to tee fm may
reflect gallon information only for the period of
tine they are held at the Fim More hitorkal
Mantalon can be added by you' Inertial Advisor.
• Unrealised gainneeses When data a wadable
*aerated u-redired windlasses are cideulakd kr
indanisal securoy lots. The transaction data for
Calwasal lots may or may Oct reflect commissOns,
charges aide( security reorganization events.
Dividend and otet reinvestmeni lob and yatematic
psdnase ids are each combined to display re
averaged lot The 'Trate date (yawn presents the
orMral transaction Made date.
• Callable peourkiet Bonds and refered clod that
the issuer oak for cab redemption wil be selected
inpralbi by lot from arrirm allies:trines of that
arse held hour name or in nominee name for as
dents Call kart nktmaton a calmed from third
parties and as accuracy is not muranteed. Other call
leans may win which could ilea yield complete
inkrmaton Grill be rewired upon request
• Catificates of deposit (030. COs are FDIC nsued
up to 1293,000 n principal and accrued intent per
deposior ant per depository int:add\ inaccordance
edit FDIC nobs.
• Pricehalue. Pares dimlyed fa securities and Other
pod is may be higher or lower than the pike that
you would actualba receive in the menet. Prices we
&minedfrom various thid party sources *hits we
[Were to be rekable boat we do not guarantee thee'
accuracy.
- We general & ow the cbsing price when swath a
Ix mean of the bid and a* pier; for listed
securnes ad options ce only bid prices for OTC
leashes.
— Less actin* traded secures maybe paced usng a
velumen model or the moat recent price we
obtained and may not reflect an rust market price
a vale
— Certain positions may appear withoul a pier rd
vertu show as • ate was rot avelat* • if we are
unable to ratan a price for a security.
- Deposits a securities derornmated is °amerces
ate. then U.S dolls, are reflected at the exchange
rate as of the statement date.
— For certain mines racing in non-conf onning
denominations pace and quantity (lace wake) may
hew been adjusted to laded* groper valuation
To *Urn current quotation% when mailable, contact
yds. Financial Adria"
• Private investments did structured products.
Innate minimax starers (IC dreg direct
pannier in program and real estate onwstment scat
moult es) and structured proixt are genwalb highly
ifickei. Certain structuad prodscts have not been
registered with the Securities and Exchange
Commission et under rap nine smarties laws. We
porde minuted vales for private inverdrrent
wanes asd structured products for Harnatird
arroses ony. &wary area guaranteed.
— These vales may differ substantially tom paces,
any, at which a prwee iwestmenl security 0
structured product may be ha*. I or sold and do
rot necessai r represent the value you myreceive
upon liquidation.
— Third party estimates ol valve re as ot a certain
date and we supplied to UBS humid Services on a
regular bars by art independert relation firm.
— Issue gimlet erne, cosponsor estimated valves
ay, are supplied tote f rm by the issuer,
general partner or sponsor and mac be caloSated
based on diferent irioimaton Iran tat raid by
tied prin to chew their 'Minded values.
— You can obtain addnirel ilormatn regarding
to meta:blow wed to determine the estimate of
value ad the date of the ilommion that is the
basil for the Simile by cant:on-9 your Finned
Adder.
— Third party eninated vales may be reflected as
'Not piked in several etUatirit when an
adeperdent valuation Inn has not suppled a
umble to astir • yaks, whin we become avant
that a material event hardened that may call a
previousy reported vale ink suestion, or Wen a
value would to high* speostatrie due to tensors
oldie smutty.
- When neater an kiwi-, general partner or sponsor
titillated value nor atterdpahr estimated vale is
provided the rake of the secunywilltediklere-4
learn its puttee, once.
— 'Distributions to date may include reesn al
capita( Mome or both.
- 'Original unit size' MM.t, to ingot offering
Price per unit ad may not reflect your cost basis
— DIP and unlisted PER startles are rot listed an a
national setuttes exchange and are goner*
aloud end even 1 they can be sold, the price
rinererdmW be less tan to per shoe marred
value provided in the account statement.
• Restricted securities. Restricted securities gererali
are rot carentW etgble for public sale. UBS Nimrod
Service, we to menet price Ode unrritneted stock
of the sane issuer as an mauled value for Ike
restricted nook for domed of tad steadatdd only. To
the anent tet redacted seo.rites are elmbe la sale,
the vets received my be ebstantialb less than the
imputed value shorn
• S. (estimated) incomq current yields and rates.
An ',envie of amass rotate is based on current
dniderd erd interest rams, assuming tie sesames will
be held for one yer from statement date or vita
maturity. This &Mate army a gukleine; accuracy
and continued income are not guaranteed.
— Estimated and scan rd current yeld la
certain types of marlin could include • resin of
principal or caeca' gains h which ease the ma
income fadaunted yeti mould be overstated.
— Estimated anal scan and current yield and the
eve income ad yield might be lower a higher
than the estimated annum.
— An estivate of a-ruaked income (dividend ander
interest/ denied by the current market
valsefaverage balancers based on the last dividend
or Merest payment made by the issuer and
manes tie tear beadeposits will be held fee as
year tram the statement date orurtil nanny.
Accuracy ad continued yell ae not waded
• AMU not held by LOS Finandal Services. Certain
awls re not hell byte Fan and not meth the
Fen's possmsbn or control. These assets are
disdayed on your statement for informational
purposes only. Positions and values presented re
provided by she issuing fern LEG Financial Services a
not respectable for to inkanation and does not
qua-antre its accuracy. These swats re rot protected
by 51K or tie Firm's supplemental SIPC coverage.
• Revenue string and additional compensation.
- h steer, to arnmksiam cn sales end 12b1 ices
received anonnection with the distrbden of mutual
knob to our <lents we ardor our affiliate recce*
reveredstatism perverts tan distrtulas ands
advisors of the mind and that we sell. These
Amaral ace baud on tea different carp: rents (g
tee snare of sabs by 12$ of a particular "Owl
1u-dirtily to ourclents and GO fie asset rake of a
perdu& mutual iced fanny's shares heed at to
Inn
— We rd our affiliate also receive networkim2rd
cambus processing fees in COnSideration fa harder
agent services tee ne provide lo to mutual( unds
These fees gereralbr are paid from investor asset n
is mutual I und and are a feed dolls ander baud
on the number of wants at the broker.dealer
hoking renal fads of that f Ind fa-nily
- h addlon to commastre received in correction
with the safe or &Newtonal annuity ardracts and
unit insesinant butt unit to our clientt, we tutor
our aft Rate receive revenue taring corrpensation
Iran many of fie Murree can
es underwiting
the annuity contracts *fibres of the insraxe
comparesor sponsors of the are investment trusts
re &tribute.
CONFIDENTIAL
— Our affiliates also receive wring ceerenissoins and
offer compernstian Iran mutual funds end itsumme
companies whose products we &eta,.
— We wine n asrualfee from 1.85 Bank USA and
LES AG Stanford Bunch of up to QS per amasst
sweeping to the beaks under the LBS Bank Sweep
Program
Activity
Information rearcIngdmmasins and otter chimes
incurred in (amnion path fie executorsof racket
inducing option frensaarons ha beenincluded an
confirmations prenoudi furnished to you. rd sWI be
provided to WU promptly inns:test.
Short sating
If you are engaged in shot selling a wurity, puny
incur a charge due to certain boyoreing costs for that
Palicular seamy.
Open orders
Regarding open or 'geode ilkanceibe ceders fist
were rot executedbythe stammers date. open buy and
sell stop ceders are redded by the anount of disidends
or ripts on an ex-diadem:Is cc ern/sts date unless
instructed dhetwise by you. You are traponsble for
orders tot are wended die to your (slum to cancel
rafting open orders.
Privity
To obtain a copy of as anent Client Piracy Nolte
plane contact you/ Financial Adieus or Wit ar embed
2CO:ailaragitiCaCKI22kra,
— LES Fivncial Senices a not a bank. The RM4, Business
Services Account BSA and AMA are brokerage
accounts which porde access to basking services and
pariah II-rough arangorrents with affiliated banks
and other ihidparty banks. and provides access to
hsuraxe and annuity proicis issued by unattained
Inird-prty insurance comprise trough insurance
agenyettiekeil of LES Financial Sates Inc.
— iwintmere Murree and arnuity prodris
— Not FDIC raured• No bank guarantee* May Me valve
- IMA. Resource Management Account. Business
Se eves Account BSA, IRMA and remational Resource
Management Amur re registered service marks of
LESFrencial Senna. lx.
— VISA is a registered radernak owned by Vita
htematiznal Senxe Asszcation rd used urder
kense. The UBS Visa creole cads and the LBSVia
debt cards are Boyd by UBS Bank USA with
permission from Visa U. S.A. Morporatect M Weer
rademaks, registered tradmirts, senate maks ad
regateredseroce marks are of ter respect.*
ecrones
25 nnaroal Service. Inc.
Roy. 201205
SDNY_GM_00024035
EFTA_oo134655
EFTA01276266
UBS
Felancial Services Inc,
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002
IWP7001C6418t 0917 X13 Y1 0
Account name. MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERV!
Account number:
Your Financial Advisor:
Phone. 212.621-7007/800-308-3140
Questions about your statement?
Call yoar FinandaI Advisor or the
ResourceLine at 800-762-1C00,
account 029323655
Value of your account
Business Services Account
September 2017
PO BOX 308
TEANECK W07666-0308
on August 31 (4)
on September 29(4)
Your assets
1.13
1.13
Visit our vaebsite:
Your liabilities
www.ubsemlfinancialserviCeS
Items for your attention
r Help protect yc-arlel! from !situ and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
iennw.annuakreditreport.com.
0.00
0.00
Value of your account
$1.13
Tracking the value of your account
833.1
$1.13
901.1
Dec 2014
1.1
Dec 2015
Der 2016
I 1
•
Aug 2017
11
•
SO 2017
Sources of your account growth
during 2017
ttaue of your account
at year end 2016
Your nvestment return
Change in
market value
Value of your account
on Sep 29, 2017
S1.I 3
SDNY GM 00024036
4O00
$1.13
Member SIPC
ANP703030011:64181 NP70C0124666 00001 0917 00(103C000 Y123655550 1010C0
►age 1 of 6
CONFIDENTIAL
EFTA_OOI 34656
EFTA01276267
4tUBS
Business Services Account
September 2017
Your account balance sheet
Summary of your assets
Value on
September 29 fl)
Percentage of
your account
A
Cash and money balances
1.13
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
a CO
000%
G
Other
0.00
000%
Total assets
Value of your account
$1.13
$1.13
100.00%
Account name:
MAx HDIEL SERV.CES CORP
Friendly account name:MAX HOTEL SERVI
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
September 2017
Year to date
S&P 500
2.06%
1424%
Russell 3000
2.44%
13.91%
MSC I - Europe, Australia & Far East
2.53%
20.47%
Barclays Capital U.S. Aggregate Bond Index
-0.48%
3.14%
Your Nnancial Advisor
212-821.7030/800-308-3140
. Cash and money balances may include
available cash balances. U85 Bank USA deposit
account, UBS INC Insured Deposit Program Bank
accounts, VBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the Important in formavon
about ;our statement on the last two pages of
this statement for detaks about those balances.
Interest rates on September 29, 2017
3-month Treasury bills: i
One-month LIBOR: 1.23%
A:WAX:03001064182 NM000124666 03C01 0917000000000 Y12365555010 gtlitiYGM000240599. 2 of 6
CONFIDENTIAL
EFTA_00134657
EFTA01276268
(t) UBS
Business Services Account
September 2017
Change in the value of your account
September 2017 ($1
Year to date (1)
Opening account value
$1.13
$1.13
Closing account value
$1.13
UBS Bank USA Business Account APY
Interest period Aug 7 - Sep 7
Opening UBS Bank USA Business balance Aug 7
$1.13
S1 1 3
Closing UBS Bank USA Business balance Sep 7
81 .13
Number of days in interest period
32
Average daily balance
$1.13
Interest earned
80.00
Annual percentage yield earned
0.00%
Account name:
friendly account name:MAXI/01EL SERVI
Account number:
Your investment objectives:
You have identified the fdlowing imestment oblectnes to this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Filancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Pnmary - moderate
investment eligibifty consideration - None sefiacted
Your account instructions
• Your account is currently coded for margin.
• Your account cost basts default closing method is FIFO, First In, First Out.
Your II sandal Advisor:
212-821-7000'800-308-3140
SDNY GM 00024038
ANP7000,3001C64183 N7700313466600001 0917 000030000 7123655S50 101000
Page 3 of 6
CONFIDENTIAL
EFTA_00 134658
EFTA01276269
*UBS
Yournotes
CONFIDENTIAL
EFTA,11.559
EFTA01276270
taUBS
Business Services Account
September 2017
Your assets
Account name:
MAX HO1EL SERVICES CORP.
Friendly account name:MAXI-101EL SERVI
Account number.
Some prices, income and current vaues ShOrn May be approximate. AS a kite. corn at lOsses ma/ nal
be &croakily refkaed. See tmportint intormafrOn about your statement a the end of ths dacurnem for
more information.
Cash
Cash and money balances
Cash aocl moray balances may include avalaie cash balances, UBS Bank. USA eepaat account balances,
UBS FDIC Insured Flogarn Beni: &lances, UBS AG Stanford Branch deposit account taances and money
market mtaud hand sweep balances.
See the important £oformgion *booty:et statement a the end of this document for detain about those
balances
Your %sandal Advisor:
212-821-7000/800-308-3140
UBS Bank USA &Walton FCC Insured PrOgan Sank clepOSit aCCOunt bOenCes are insured by the FDIC within
agaticatise lint but ale not protected by SIPC. U85 AG Stanford Blanc h deposit account balances me not insured
by FDIC and am not protected by 51K. Money market sweep tames are protected by 9PC but are not Insured by
the FDIC
0cenng ba Erge
Cif/Sing baexe
Price per share
Ake tar
Derldend Merest
DEVI in
Hddng
on Sep l (S)
on Sep29 (5)
on Sep 29(t)
ote
period
period
cap amount (S)
1 13
1.13
250.000.00
Your total assets
Percentage of
Cost
Eflindled
uncea4Na
vaue on Sep29 (S)
yOur account
boos DI
annual inccme
con or loss (S)
Cash
Cash and money balances
1.13
100.00%
1.13
Total
$1.13
100.00%
$1.13
SDNY GM 00024040
AtIP7C003001C6418SNP7003124666 00031 0917 000030300 Y123655550 10l OCO
Page S of 6
CONFIDENTIAL
EFTA_00 I 34660
EFTA01276271
$UBS
Your notes
—77==
CONFIDENTIAL
_CAl_poomaipie 5 of 6
EFT,0011.5fil
EFTA01276272
Important information about your statement
Financial Services 1-6. (the Fern or OBS Fnercia
Servnes), is a member of all principal securky, centrality
and cptia gehapt. UB5 Financial Services and 1.85
Balk US/ are i-died subside/nes of UPS AG and
airbagsof UES Securities LLC. The Fim's Insnoal
statemert a available upon request. The Fines exennia
often ere at:
UBSFinarcel SO-MPS I-C•
1200 Harbor Boulevard
Weehawken, Ne 07086
This SUMMird represents the onb officialrecord of you
LBS Financial Semites account. Other feted; eapt
official tax ixunents, contanng conflidng data should
not be relied Lan II youbeam there 6 an era or
omission please report it inmedately n snag to the
Branch Manager of the office wvim your account.
Allhaep al lignin them re Mended to be accurate.
statement dela 'kaki not be used kr es purposes Rey
tab on yemend tax forms. (Le • Form 1099. 5498.
10425. etc ) when prepamg your lax return. The Fim
required by law to repel to the IRS all Usable cheat*
mportabb rastabk data* and table Mast
end en NCl/ilia held n your accost net proceeds
on see breactire, rd con basis on certain covered
seises.
Ciarsralatans with due Firm
• Please moon/a any oral cormroncatons in wring
to further protect your rills. indudrg your nate
under the Seo_Mies Imestor Protection Act (SPAT
• If the financial Paitution an the top left of tie front
of this stamen snot LBS Enna Sates, LBS
Fkandal Sonia carries yea accost as clearing
broker by arra-gement via the ideated insitutors
We informed you of this relatcnshe usher you
opened this ocean. h tris cast your Ilia aid
males are Mated a LOS financial Seams and rot
the nada9 brokers ard you nut make afar
of any error or omission to both finm,
• As dated in the account apeements, you rat
roily us of any errors or triad airing decks
reelected an per statement within 30 days after t was
mailed or made rabble
• Pleadisci atortor complants or ixpries to the
Finrs C Fent Rears Departmentx 201.352.1699
or toll-free at 802-354-9103, 8:CO A.M. to 602 P.M.
ET Monday through Friday, or in rang to U65
Financial Seneca Pc., Client Relations Deparneet
P.O. Box 766 Union Cky, W 07007.
• A II staements shall be deemed complete red acerae
if not &acted to in writing within 60 days
• Fa Try services_ Call 044412.0986 or tom outside
the US.: Cal 201.352-1495
• h ciao of eats or castes abaul an acetonic
Ends Wander (FT). MI lama a UPS astable
card transactions, call 1320-7C2-1000, a wile to UPS
Frontal awes Ix., WOO Harbor Blvd, 60,1100,,
Wedestears NI 07086, Ann RIANESA Sakes
Cal a ate as soon myth can, if you think yes
sthement a receipt is wag or 4 you need more
Homan 4xut a tratsfer on the statement or
recept. The Film or Card bar (as apacable)MVA
her I romyou no later than 60 days after the F rm
set you the list statesmen on vaith the era or
Problem appeal.
- Peri. yotr name ad account number (d any)
- fthsabe Ile error or tie ander you as UTAIre
about, ad testa as ceay as you cm why you
believe d is an ricret a say you need more
erformatia
- Provide the doter amount d the suspected era.
The Finn or Card Issuer surd Peestgate your complaint
and will coned sty ear papist For alleged errors
Morin; UBS Vthe debit ta-d ha-oath:nu if we take
more than 10 but inns days to cloths, we will credit
yea acorn for the amount you thinks in error, so that
you a hem the use of the money dunng he tine n
takes us to ccmplete our iwestiption.
Please mike all checks payable to the Firm or the
lariat msttacn ideated on the tom of this
statement In addition to nista imam lea, accounts
may be object to mare:mate lees, shaves for late
payment kr securities purchases and charges ke unpaid
amounts n cash accounts Accounts that are tansferrei
to other instaans may be subject to a trader lee.
UBS Sweep Options
1,65 cars options kr swang cash balances to ba-k
depose accents al non-affiliated bats ad affiliated
banks, ant, owlet mutual f unds (Mcney Funds) and
the korai:nal Data kart (DA) fa cancan
will an International Pearce Manama Accost.
Depost accounts al UB5 Bak USA red non-affiliated
banks panicipatng n the UBSFDICintried Deposit
?roofer are 'Matured in accordance veal (DSC isles.
For more itenatian, plea* via ~iv
.
fdic.gar.Deposk
accounts at UBS AG Stan, ord Brands and shires of
Maim Fuxb are rot tined by the FDIC.
Through the DA, cash teams we swept to deposit
accounts at UBS AG New rot Brara ad UBS AG
Carl.' Branch. These deposits are not insured byte
FOC. Balances held at te LES AG Cayman Brandi are
temp:only (reposed to the sovereign rest of the Cayman
bads. ad there is nog...ante or cat oblate" of
LBS AG a repay the balances while on the UBS Leman
Branch's books.
Bank deposits are not protected by 9PC. Money Sued
shires are protested by 51K. See '1.135 Fermi Seat
Account Protection' below.
Ltxn sour request, bataxes n te bark deposits mie be
wthchawn, ad sham of a May Ford may be
Ithatect and tie proceeds retuned to you a your
190.1110$ anent
Further Morman about available sweep options,
ricking current interest raft. and yields, a available
mew ubs corriwneemekh, from your Freesia Advisor
a by caring 920.762400ft
'JOS Panda Services mown protaion
The an a a member of tie Seaties ante Pretoria,
Corporation (SIP°, which pacts securities oatonws
of es members up to 1500,000 (including 1250.0X/for
thins for cash/. Eebnatay broths* available upon
repast or at /me sec. org The 9PC asset protean
Ian apply to all scares that you hall in a particular
capacity.
The Fin, together wen certain aft iliates, has alto
Parthased telanwintal innate The mamas
amount pith.* to at ekableclicnts. colletwee cater
this oration is S500 million as of December 10, 2016.
Subject to the poky cornea at Imitations cash a
the firm is further protected to up to $1.9 million n the
aggregate kr slime accounts held n manias
capacity AM ccpy of the poky wadi-9 is sake
upon request.
Neither the SIPC protect nnor the ftophrmental
protedon apply to:
• Certain f racial assets controlled by (and Mated n
your account value) but hell away from UBSFinancol
Senates For tarok certain (i)insuraxeorcdats.
including variable enmities, and (i0 shares of lath
funds registered in the name of the accost holder on
the boots of the issuer or transfer agent),
• Inatment contracts or Primamt /areas lesit
limited partnerships and private placements) tart are
not registered under the Securities Act of 1933;
• Commodities contacts (e g, foreign takers* and
paths metal contras), includirg futons contracts
rd commodity option contracts; and
• Deposit accounts (except certificates et deposit) at 1.135
Bank USA, UBS AG U.S. britches and banks n the
FDIC Mad Deposit Program.
The SOC rota on and tie supamental protean do
not apply to thew asset; OM" 4 ayoft-ease appear
on you slatemerts. The SPC carotene:0 and the
aidokmertal protection do not protect against changes
in the make vale of your investments (whether a a
resat of nodal movement. issuer brkruptry Cr
011modose)
Dividend Reinvesbant Program (DAD)
lhe ;eke reflected is a enrage pee YOU may Waif
the moot pie Iran your Stacie Advisor Only whole
shares are purchased under DRIP; ramal shags wil be
sold and the cash wri be deposited in your account The
divided armament price applied by the titer may
defer from the market pia at which the panial tarn
re sold
Cash-a-lieu
CnN whole urns may be Itid n your account. If you we
emeriti to • pal tal at sea result ol • chided penal
or otherwise, the Firm al either sell panial units at
rake price a accept an warn detained by a
registered cleatg agency, ad credit yos accost
Investment abOttime
The investment objectives and risk profile ate speck to
each account and may vary between you /cants.
Pftase advise the Firm arab in starting of ay
Kraig change in you Inaxial stationor
inatment <ejecta For each aeon hell you
choose a
of the (plowing investment cbectia
• Produce Currenelnicore: Investments wing the
genecatcen of nccmeork
CONFIDENTIAL
• Achieve CaptiAppreckaion: Investments seeking
growth of papal rather than the generators of
income
• Produce ConaMation of lame ars/Capital
Aparece*n. Investments seetti-g both the generation
of nccme and growthof prixei.
Overall risk profiles
• Conservata Seeks to manlan nal papal with
low rids axe alertly to the accord meat even 4
that means tie ant
does not generate signet kat
income a retire arid may rot keep pace with
inflation.
• iladerie Wiling to escape sae ride to pinup,' ad
tolerate some volatility to seek hither returns.
• aggressia: %Clic to accept hip risk to pincipal at
high volatility to seek high returns over time.
• nmestmene ape* Consideration: If selected a
portion oe the portfolio for dot account may include
complex strages, linked liquidky andante
volatiky.
Statement •ftmateholding•
We may consolidate at mired account statements with
the WMe address in the same envelope. eq. because
they have canes who aka manta ant accent
rationshes was otter dents a the are address. it
you prefer to receive indedual statements mailed 'n
stone sendepet„ you may decline houwaiding by
tag your Franca' Advisor
Friendly account name
The Friendly account none is a cusamiable 'nickname
caws by you to assist you with your recordkeepin
has no legal effect as your account You canchat?
your Friendly account nines, through Online Services a
by cat/cling yes F inanoal Adosa.
Account Olathe
• Vat ef)oor aasounthorralis Net of assets ad
/knees
• Assets Includes avalable cash balances, yamsfor
restricted security (est), arid Global Time Deposits,
unrazed mods 10 market, and canon assets not held
by the Firm Does not include unpriced OkUritiOddiraft
at the end of the par and current statement toned', cr
private Pasant, u
vd stock options ad
arcade stods options
• Dams Maas debt balaxes, thtsta-deg atom
loam, can lint shon account balances.
• Catheomy balances. Total of crammed avalabe
cash balances, pia dethot balances al affiliated and
nonaftikated banks, ad moray make rrutual bad
sweep balances, ate cbse of the amerrent peeled.
Nen.cormadity Ire. eat balances in prix want a
not segrs 'geed from other balances and der Fen ray
use any of these fads tithe ordina-y course of its
busness These funds we 'myth* upon your derna-d.
mis total is incLded in the assent period dosing wie.
SDNY_GM_00024042
EFTA_00134662
EFTA01276273
Important information about your statement (00ilbilued)
Lendieg intormatien
For debited information on the Finis lending peactees
and disowns refer to yew Chem Relaicoship
Agreement or Account Agreement and the General
leans and Condrtons LISS Statement of Credit Practices
available in Agreements and 0n<losures
at didSaLLPLOIStga/222/412:422
Your assets
Your statement rtemees securities and other assets hell
in the accordant* end of the statement prod You
may .r.S. for *Way d Inn/ paid tco-rfties N ray time.
You mar receive panties used as loan collateral after
piing any balance dye on them. AN securities
tranPerred to the Fins drip the statement period are
listed at makes vale as of the end of the statement
read
• Cost bast In detemming the cost bacs of the
searilies included
this Paternoro. Were indicated
even the nurbe I,' LIES Friancial Services has relied
on information obtained from sources other than UBS
Financial tench. whaling Warnation Iran another.
fern or that you may hawprovidedto >as Finrcial
Arbor. The Firm does not independently verily a
sismantee the :rosary or valedily of any elarnthon
weird by saxes other than LES Franco' Sawn.
h askRion, although LOS tnaxil Singes garotte
updates this Mayor ion pais received. the arm
doh not provide n
assurances that the nformaton
under 'Cost basis' and • orrealeed gaff loss' 6
accurate as of the date of the itatement. As such
please do nat rely on this information to mike
ceschase or sale decisions. fa tarps:poses or
otherwise. Accounts Van? erred to the Fire may
gar/ loss Hamm6n only for the period of
time they re held at the him More historical
inkernalion can be added by yoke Financial Adviser.
• Unrealized gains/lones When data is availabb
estmated revalued gait losses are calculated for
rich/Owl sehrey lots. the fferextion data for
inctiMal loin may or may not reflect cemnissions,
charges sake secrity reagent:at KO rent.
Diedend and Ott. reinvestment lots and rystonalk
parchme lots are each combed to display ore
award lot The • Trade date' («win prows the
°cling transaction trade dale
• Callable securities Bonds and preferred godc that
the 69* cads for eery redenlation wit be selected
manuly by lot from awn; al save., of that
issue hold in our nano a it nominee rant for as
clients Call tease ntormalecn is attained from third
parties and es actuary snot guaratteed. Other call
braes may exist vetch could Men wry. complete
Manton wilt be provided upon request
• Certificates of deposit (04. CDs are FDIC Mired
Lp to 525;,000 n principal and accrued irtenest per
depossa and per depaitory 'marten nattedance
with fOIC rubs.
• Price/vats Peres displaced fa wirer and Other
products may be higher or lower than the price that
ydu would anuelN recent in the market Feces are
obtained front wan thud party sawn *heal we
believe to be reliable. but ree do not guarareee thr
secrecy.
- We "carat use the closing price when palate a
the mean of the bid and ask prices for listed
Panties and options a only bd prices fa OTC
Acura its
- Less actmyy traded Acuities maybe priced using a
valuation model a the most recent once we
obtained and may not reflect an actual maker price
or value.
- Certain poctions may appear without a price and
will show as 'coke was not svadablo• if we re
unable to Obtain a price for a Se<unty
- Deposes or securities denominated
denomnated'n currercies
other tnat U.5 doll,, are reflected at the exhrige
rate as ol the statement dale.
- For certain wastes tracing in nonconforming
dencennotonx price and (unity(lwe value) may
have been adjusted to facilitate proper artisan
To Wotan o.nent guotaticns, when aver lab*. contact
you Financial Advisor.
• Privet* investments end steuctund products.
Private rivesunint seosilies (rx biro dreg
Part<iPateri Program and real estate investment trust
securers) and screetrod proems are gentrily hghy
afteid Cs-tan Anictued crodots have not bean
registered writhe Securities and Exchange
Carrnssisn or tinder any state securities laws. We
proede estmated yaws let private nvestment
securities and stnactured products for ntormatcrul
disposes only A«Lracy a riot guaranteed
- These values may differ stbstantiat from prices,
any, al which a prrae Meaner sectary a
structured product may be bought or sold and do
not 'Wintry feature the vat* you may receive
upon liouidatcn.
- Third patty est-insets of vale re as of acertain
date and are stored to UBS Financial Services on a
regular base by an independers valuation firm.
- Isfun, pineralprtna or sponsor estimated rabies.
if any, are supplied to the Fin by the :twin,
general paw or sponsor and may be cat/sled
based on deferent rdormaton from tut used by
shed panes to derive ther crenated values.
- You can obtain adddnrul information regarding
the methodology used to determine the estimate of
value ad the date of the etamation that 6 the
basis la the estimateby contacting your Financial
Advisor.
- Thed pity est Mad values may be reflected as
pncedf in several vtuationsi wen an
.
.
valuation tern has not suppled or 6
unable to assign a value, wren we become aware
that a material event has °coated due may call a
peevianry reported vale i'eo restico a Wen
value would be high Speculaton, die to the nature
or the security
- When neither an 6Suee, general partner a sponsor
estimated value nor a third-arty estimated vita is
provded, the value of the Acuity will bedifferent
from its punkas.? price
- • OVarbut CAS to ewe nay wide return of
Capttat. Mane of both.
- • Coginal unit size • represents the noel offering
price pr Ln6 and may not reflect you cost base
- Coe and unlisted RUT wishes we not listed on a
national wishes exchange, and re generally
ilhaud and even if they <en be colt the price
received may be less than the per share estimated
wax provided n the acv un statement.
• Restricted I4Kurkies Restricted Acuities gerseral;t
re not currently eligible for public sale 1.65 Financial
Services uses the market price el the unreanned stock
of the same issuer as as mputed value foe the
restricted stock la purposes of this petement onry. To
the relent that restrined securities are religble la tie,
the vela reeened may be stbstantrat less than the
snored. valve Mown
• tit. (estimated) norm, current yields and Mee.
An estimate of aroust income is bred an otters
dividend and 'rowan rates, assunin; the securkies will
be held for one year from statement date ce irtt
maturity. Rase estimate is only a gudelne, accuracy
and continued income are not guranteed
- Estenated and income aid current yield fa
tenant/On of wastes cord include a realm of
prnabal or captalgans n which case the est
income (and <went yield) weld be overstated.
- Fos-rated annual rooms and currant yield and the
anaal income and yield mete be lower a hirer
than the estimated snorts
- An estmate of annaakzed income (dirdend andar
interest) aided by the crow market
vabelaver aye balance t based on the Lest dividend
or interest payment made by the issuer and
antries the seornesIdecoses will be hell I ar one
yen ban the statement date or until malty.
Accuracy and continued yield at not guaranteed.
• Awns not held by UBS Financial Services. Cenin
assets re rot held by the Fin and not with., the
Fein's possession or control. These assets re
deployed on yam statement for informational
purposes only. Positions and values presented are
provided by the issuing film UBS Financial Services is
not responsble for this ePOOMPOn and does na
grantee its accuracy. These assets an not protected
by STK or the F was supplemental Slit coverage.
• Revenue sharing and additional compensation.
• h adder, to coernisscris an sales and 12b-I tees
ri<enti el connection with the darbsco of mutual
funds to our cents we 'bra our affiliate receive
revenue Mari; parremn from clarbAcn rola
advisors of the mutual funds that we sell These
anards are based on two different conacnents:
the smut 01 sales by (RS of a pat cull rrulual
fu-sd lardy to out clients, and 40 the asset vita 0.
particular mutual hod finale shares ?rid al the
fen,
— We and ow affiliate also receive networkno and
annexes processing lees in cons.derieco Ice transfer
agent wwes that we Fronde to the mutual funds
These fees goneraIN re paid from :wester assets in
the mutual find and are a fixed dollar wove based
an the number at accounts at the bracer-dealer
taking inyteall funds of that fund family
CONFIDENTIAL
— h Addy", to «enwrap:ins recemd n COMKPan
wen the tale or deakarkel of seenaty connects red
unit investment trust units tow clients, we odor
Cu' affiliate receive reserve sha-n; ccerprisrion
from many of the fikf WO tementes underwriting
the amity canons, all Ames ol the mural°,
companies on toonton of the toil investmom trusts
we cfistrieste.
- Ow affiliates also mem-trading earrrissans and
Other compensation Iron mytual kends and nstearce
canpanits whose products we dabute.
- We Wen,* n annual fee from tires Fri USA end
1.8$ AG Stamford Branch of up to S25 per account
sweeping to the basks under the LISS Bat Sweep
Program.
Activity
Information negardng <vomits:sins and attic charges
incurred el correction with the exeoalion of trades,
includingoption vansactons has been extruded on
conlimiations prewousN furnished to you, ad sell be
provided to you promptly on mount
Short selling
you re engaged in Met selling a warily, wormy
incur a charge are to certain borrowing costs fa that
pa-Coyle- sea-ray.
Open orders
Rt.aaiOng open CI • good-Ulcancetled* orders that
Wee° rot weaned by the Witmer< date, open buy and
sal step cedars re reared by the snore of &Mona
or netts an an erodeviderds aerordnis date unless
enured otherwise by
You we resparoble for
or dm that are executed !Lrt. to your latee to cancel
writing open orders.
Privacy
To obtan a cop/ of Off anent Chem Macy Notice,
please contact Ste flancial Admix or vat or ',tibiae
www gin ed).04
fitMex
165 Financial Swan is nee a bank . The RMA, Banns
Sun
Account BSA and • MA re broker*?
accounts MO pour access to barn; seduces and
redacts fl our. arongemenis troth affiliated banks
and olive tidy:arty banks, and peovidet axons to
Murano, and annuity products issued by ruff tired
age ncy
Insurance «marlin thrice.* Marano.
agency subsid
es ta 1.65Finuncul races Inc.
— rastmert, (durance, and amuay predicts
it. We PDC nand • No bank guarantee. May lase vela
— WA Regan* Marion* Account Business
Services Account BSA, IRMA and international Resource
Management Account are registered service marks of
1.65feruncial Sown Inc.
- CU is a registered Inedetnalc owned by Visa
Internat.:nal ServicesA
cirticri and used under
kens., The U3S Vis (red. cads and the LAS Visa
debt cards are *stied try 185 Bank LISA with
permission Ron Visa U 5.A Incorporated Mother
Peanuks agreed tuarnerki, service marls and
registered venire nmae we of their respective
COrnpenieS
UPS Fanatical Serous Inc
Pei 201709
SDNY_GM_00024043
EFTA_00 134663
EFTA01276274
UBS
UBS Financial Services tic
Private Wealth Management
299 Pwk Avenue
25th Floor
New York NY 10171.0002
aNe7C0365533I1017 V1 0
Business Services Account
October 2017
PO BOX 308
TEANECK NJ 07666-0308
Account name: MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number:
Your Financial Advisor:
Phone' 212.821.7000/800.308-3140
Questions about your statement?
Call your Financial Advisor of the
Resourceline at 800-762-WOO,
account 029323655
Value of your account
on September 29 (S)
on October 31 (V
YOur assets
1.13
1.13
Idsit our website:
www.ubs.comainancialservices
Your liabilities
0.00
0.00
Value of your account
11.13
$1.13
Items for your attention
e Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
Sources of your account growth
viww.annuakreditrepoit.com.
Tracking the value of your account
during 2017
Value of your account
at yea' end 2016
$1.13
833.1
801.1
Your MtStalleflt far.
Change in
market value
1000
Value of your account
on Oct 31. 2017
51.13
Dec 2014
Dec 2015
Dec 2016
1.1
•
Sep 2017
•
Oct 2017
SDNY GM 00024044
member SIPC
ANP700000C0655331 NP70120061384 00001 1017 000000000 Y123655$50000000
►age 1 of 6
CONFIDENTIAL
EFTA_00 134664
EFTA01276275
SUBS
Business Services Account
October 2017
Your account balance sheet
Summary of your assets
Value on
October 31 (9)
Percentage of
your account
A
Cash and money balances
1.13
10000%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$1.13
$1.13
100.00%
Account name:
klAn HOTEL SERVICES CORP
Friendly account name:MAX
ERVI
Account number:
Your current asset allocation
A
Eye on the markets
as of Cetober 3O, 2027
Index
Your A Rancid Advisor.
SCOTT STACK MANLYLE CASR1EL
212.821.700O800.306.3140
• Cash and money balances may include
available cash balances. UBS Bank VSA deposit
account. UBS it:4c Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about war statement on the last two pages of
this statement kr detais about those balances.
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U S. Aggregate Bond Index
Interest mess on October 30, 2017
3-month Treasury bills: 1.12%
One-month LIBOR: 1.24%
Percentage change
October 2017
Year to date
2.23%
1639%
1.99%
1617%
1.39%
22.14%
0.08%
3.23%
ANP70002000665332NP7CCOC6138400031 1017 00C031:000Y123655550040,wGit 00024cesge 2 of 6
CONFIDENTIAL
EFTA_00134665
EFTA01276276
Business Services Account
CK.!,_]I..rr 27'7
Change in the value of your account
October 2017 (3)
Year to date (S)
Opening account value
$1.13
$1.13
Closing account value
$1.13
UBS Bank USA Business Account APY
11.13
S 1.13
Interest period Sep 8 - Oct 5
Opening UBS Bank USA Business balance Sep 8
Closing UBS Bank USA Business balance Oct 5
S 1.13
Number of days in interest period
28
Average daily balance
81 13
Interest earned
$0.00
Annual percentage yield earned
0.00%
Account name:
Friendly account name:MAXHOTEL SERVI
Account number.
Your investment objectives:
You have identified the fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fioncial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in important in (*matron about your statement at the end of this
document.
Your return objective:
Capital appiecution
Your risk profile:
Primary - moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out.
Your Pi vandal Advisor:
212-821-7000'800-308-3140
SDNY GM 00024046
ANP7C00201:0655333 NP7003061394 00031 101700C070000V1736S5SSOC00000
Page 3 of 6
CONFIDENTIAL
EFTA_00 134666
EFTA01276277
*UBS
Yournotes
-----.--„...„„„,,,,,..
CONFIDENTIAL
EFT,0013.50
EFTA01276278
*UBS
Business Services Account
a! Jur. 27' 7
Your assets
Account noose:
Friendly account name: MAX HOTEL SERVI
Account number.
Some prices, income and current va ues shorn may teEpproximatt. As a rest, gam and losses mai nol
to accurately refkaed. Set Amnon inaorenabOn about your statement a the end ol ths dxumem for
more Information.
Cash
Cash and money balances
Cash and money balances may include avalaole cash balances, UBS Bant USA depost account balances,
UBS MC insured Rogan Sank Balances, UBS AG Stamford Branch &posit account baances and rroney
market mut utl fund sweep balances.
See the rmportant infonnelon stout your statement at the end of this document for detaits about those
balances.
Your total assets
Your ftsandal Advisor:
SCOTT STACKMANLYLE CASRiEL
212-821-7000/800-308-3140
1185 Bann USA and al UB5 MX insured Program Bank deposit account baErKts art insured by the FDIC within
appticatiteimu, but ale not protected by SIFC. U8S AG Stanford Brant h deposit account balances zee not insured
by NYC and are not protected by 51K. Money market sweep &dances are protected by 9PC but at rot Insured by
the FDIC
owing bdance
Closing &fence
Price per share
Average
Dnidend merest
Oaysin
on Oct I ft)
on Oct 31 (S)
on Oct 31 (t)
tete
period
Period
Cep anount (S)
1 13
1.13
250,000.00
Percentage of
Cost
Estmated
unrealized
Vaue on Oct 31 (S)
yOur account
Oasts (SI
annua incca* (S)
con or ices (4)
Cash
Cash and money balances
1.13
100.00%
1.13
Total
$1.13
100.00%
$1.13
SDNY GM 00024048
ANP700020C065533SNP7003061384 COCCI 1017 030030000 7123655%0000000
Page 5 of 6
CONFIDENTIAL
EFTA_00134668
EFTA01276279
$UBS
Your notes
-------
CONFIDENTIAL
....
,,..
5zocc(SIVel_cAtaaozaclew • . 6
EFT,0011.569
EFTA01276280
Important information about your statement
L.
Fiuncial Services to. (the firm or UBS entail
Strube), is a morrow of all principal secuRy, cemrrodey
and eptaro exchanges. UBS Financial Semler, and 1.8$
Balk USA aft i-diecl subsilenes of UBS AG and
Abaft, of UM Scorers U.C. The Files I tonna'
statemert a available upon rented. The F tors exeosire
off an ere at:
1115 Fennel Serums to.
1200 Harbor Boulevard
Weehawken. NJ 07086
This statement represents the only off icial record of your
U3S Financial Serous account. Other records, kept
official ladocunents. contanng conkingdata should
not be relied wan II youberme there 6 an era or
omisnon pleat. report it inurneclakely n wrong to the
Branch Manager of the office keg your accost.
kraal's a Noses titan re Mended to be accurate,
statement data tkukl not be wed for to proposes Rely
Met on yemend tax krms. (Le • Form 1099. 5498.
1042$. etc >Mien preparog your lax return. The Fim
requiredby law to repel to he IRS all tenable dividends,
imortebb rontauble dadima and uuble Merest
end en feCleitia held n you accost net proceeds
on sit tramactims, rd cost baroncertain covered
noses.
Cravoranlatftme wit, two Firm
• Please moon( ism my oral communcationt in wring
tofurther protect your rites, indudrg your rotes
viler the Seosiies Investor Protection Act (SPAT
• If thefin/mill taitution an the top left of lie front
of this stamen isnot 195 Fnrta Stakes, U3S
Finocial Sankt carries you =ant as clearing
lector by arra-gement win the isiotted insieution
We informed you of this relalonshft 441.40 you
opened this attest h the cast your lards sod
senders tre located a LOS financial Services and rot
the invinorg ardor, and you mat make a wpm
of aft ever or emission to both firm
• As deleted in the accout agftements, YOU nut
may us of any tows or Laud Molting decks
reread an your statement within 30 days after t was
mailed or made mike.
• Please died nearer complaints or Mears to tie
Filo% C Fent Relative Department a 201.352.1699
or toll-free at 860-354-9103, 8:60 A.M. to 6 CO P.M.
ET Mondry through Friday, or in wing to WS
Financial Senice" fro. Client Retakes Deportment,
P.O. Box 766 Union City, NI 07040.
• A 0 rtaernents shall be deemed complete ad accost,e
not cbeedid to in writing within 60 days
• Fa TM' services_ Call 844412.0986 or from outside
de I) 5.: Cal 201.352.1495
• In can. of *nets or cuestas about en 'titanic
fads transfer WO. bR pork or UBS Vera•dioil
card transactions, call 820-762-1000. Or wile to UBS
Financial Seems M., 1000 Harbor Blud, 6Ihfloot
Weehmean NI 07086, Attn. RIMVESA Ser.tes.
Cal a mite as soar as you can, if you fink your
'lament a receipt is wagon 4 you need more
iftomialon abet a transfer on the statement or
recibir The Firm or Cad Muer (as aplicable)routt
her Iromyou no later Men 60 days alter the Fm
seed you the list statement on which the ems or
Moblem amok.
- pordeyou name ad accost meter (if any)
- DLaabe Ile tumor tie tattier )Cu at inure
about, adobbin as chart as you cm why you
believer is men a why ),,J need more
teformasion
- Provide the dolor anent a die suspected vra.
The Finn or Card Issuer wil inesegate your cemplant
and well coned my eke promptly. For alleged anon
Moth? UBS Viet debil cad transact:ea if we take
more than 10 bus ress days to duties, we will credit
you* acouft for the amount you thinks in error, so that
you vii have the use of the money dung tee tine it
takes us to complete our iwestiption.
Please mike all checks payable to the Fern or he
financial inanition misted on tee tar of VW
statement In addition to regular roast fees, accounts
may be abject to mareenace fres, chaps for late
porno* tar securities ourthases and charges la unpaid
recent' n cash accounts Accounts that aft transferred
to other instates:ens may be subject to a Mode fee.
UBS Sweep Options
uas offer: (vim: lee swetveg cash balances to bat
depose accounts al non-affiliated bats rid Anted
banks, money made mutual f unds (Money Finds) and
the Henan:nal DePocit Accost (DA) fa customers
win n Internationt ikon Management Accost.
Depose account al UB5 Bak USA red ism-aff dieted
banks participatng n the UBSFOC4nstred Deposit
Program re FCAC Muted in accordance with f DIC new
For rare reknneron, please vat v.ww (destroy. Genoa
accounts at UBS AG StamfordBranch and shafts of
Mary Funds are rot Wined by the FDIC.
Through the DA, cash balances we swept to deposit
accounts at UBS AG New von Branch ad UBS AG
Comm Branch. These deposits are not inured byte
FDC. Balances held at tie LES AG Cayman Brand. are
temp:rant ("Dosed to de sovereign refs of the Cayman
blinds. ad there is nog...rink or other oblation of
lBS AG to repay the balances whit on the UBS Cayman
Branch's books.
Bank deposits are not protected by BaC . Money Fund
shires are protected by 51K. See "UBS Financial SiteiCt
ACOCUlt {Munro' below.
Llen sour request, banes n se bort deposema be
**dawn. and shams of a Moray nod may be
lopoloect and tie proceeds rend to you a your
190.114$ account
Father ilormaton about available steep options,
robing amen interest rate. and yields, it available at
twee ubs cordweeennekft from your Friona Advise
a by calling 920.762-1000
UN Financial Services actown prier:Om
The Firm name-be of tie Stosties Investor Protection
Corporation (51PC). Mich creeds securities miaow;
of Rs members so to 1500,000 (eickiding 1250,000 for
claim for cash. Boftnalay brochse avaikle upon
moped or at me. sic. org The SVC awn protector,
lime apply to all scares tat you hold in a particular
capacity.
The Frt. together wish unload ries. has also
purchased tpplernmal innate The mai mum
amount payable to as eigbr cheat collate/et tridg•
this protection is 1500 million as of Decerdwr 10, 2016.
SLIoict to the poky cordite:re at limitations, cash a
the firm is further protected to up to $1.9 million n the
aggregate for all your accounts hell n a partioulat
capacay A fpl copy of the poky wading is mailable
uPon request.
Neither the SIPC preen on nor the orphrnental
protecion apply to:
• Certain f rimers! awes controlled by (and Undated n
your account value) but hell away from UBSFinancol
Services. For example certain 0 ensuraxeorcdsts.
including variable amities. and 00 shares of ntaal
funds registered h the name of the account holder on
the boots of the issuer or ender agent),
• 'ninon catracts or iNfilTerrt interests (e o.
limned partnerships and private placements) that are
not registered under the Secunties Act of 1933;
• Commodities contacts (e.g., foreign ouches* and
pre or metal catrain inducing futures contract,
and commodity option contracts; and
• Deposit accounts (except cenif Oates a deposit) at 1.135
Bak USA, UBS AG U.S. bunches and banks n the
FDIC tosurel Deposit Program.
The SIPC protect on and the supplemmtel maroon do
not apply to these met own if May otentis• appear
on yors statements. The SVC protection ad the
soopkmertal protection do not protect aganst changes
in to make vat of you investments (whether at a
mailmdimovemmiuuerbranoptcye
othemme)
Dividend Reinvestment Program pm
Me ;Mr reflected is an average pike. You may obtain
the actual stk. Ircm per Fink ii Advise Only neck
Mann are purthased under DRIP; Panel shoes will be
soli ad the cash wit be deposited in your acount The
divided envestmere pnce kopled by he eater may
defer from the mike pike at *tech de partial sure
ay sold
Cash-klieu
Cnt whole tens may be tednyois accord. If you re
eft nod to • parte int as a result ol • decked payment
cc atomise. the Firm will either sell pane units at
market price a accept an more detemined by a
'nand cleirrg agency, ad credit yet actors.
Investment Abating
The investment objective ad risk profile aft speak to
each accost and may vary between you arsons.
Please advise the Finn prorrptt in voting day
ego-secant change in you Maxie situation or
investment °began*" For each icon hen you
choose area the (plowing investment cloictim,
• Produce Curentruconte: Investments searg the
generation of hccmeorey.
CONFIDENTIAL
• Acker* CapreaMpprecnition Investments seeking
growth d pmcoal rather than the generation of
mere
• Prole. Comanthon of rook and Capital
Apprerd*n. Investments seeking both the generation
of mane and growthof prixjal.
Overall risk profile
• Conservenve- Seeks to manlin naul rim pal, with
low rok and volatility to the accord owral. even if
that mesa the accost does rot generate significa-e
income ix retire and may not keep pace with
ionise:2n.
• Moaner Wiling to *scant some ride to prime and
tolerate sane volatity to se* Fester returns.
• Agreed*: Wiling to accept hip risk to pincipal at
high volatility to seek high returns overtime.
• anasemene Elgikey Consideration: d selectee a
portion d the portfolio for that account may include
complex straws*. liked limiciey andante..
volatilty.
Statement •househading•
We may con roldate at related account statements with
the sane address in the same correkm. et. beausse
they haw omen take maven OM account
reationshjos wth other dents a the sire address. if
you prole to reek individual statements mailed iv
setae imelopeo you may decline houtehdding by
caning your Financial Aohmor
Friendly account name
Ihe Friendly account none is a customizable fro:Mane
crown by you to ',sin you with your reccedkeeping
has no legal effect cn your account You can throe
your kindly account nines, through Online Services a
by contacting yes PeunualAdmscr.
roman overview
• Yak,. of MO aanuntrparricen Net of assets ad
liAilaes
• Assets_ Includes available cash balances, votes f or
restricted security (eat), and Global TO* DffeillS,
unreMzed mods to market, and canon assets not held
by the Fint Does not include unpricod teturtieeawb
at the end of the prim and cement staiemeM pen**, er
private Mennen% u
vd stock options ad
misused* sloe options
• Ciabrioes hcbdes debt balaftes, outia-drg Mir
loam, credit line, shoes acorn' bakes.
• Cashreomy balances. Total of uninvested avalabe
cash balances, par deme balances at affiliated and
nonuffikated banks, ini money mate nutlet fad
weep balances, tat the cbse of he statement peerod.
Na.cormtedity free ma balances in yes want ay
not segru 'died from other balances and tea Firn may
use any of these fait tithe ordina-y course of es
business these funds aft payrie won your derna-d.
The total is &Wed in the arrest period closing vale.
SDNY_GM_00024050
EFTA 00134670
EFTA01276281
Important informatioll about your statement (OgiMided)
Lending ofonnuon
Fr dela'ed
ormatai cn the Timis lending ornate,
and disci:nu-et refer to you. Chin Relannship
Agreement or Accost Agreement ant the General
learn ad Conatons L65 Statement of Credos Practices
available in Agreements and On o:blurts
at wenv ubs canThecOuntfiterlolati
Vow Men
Your statement rlemon securities and other assets hell
in the 'Recant al the end of the statement period. You
may rd. for &Way of luny paid :calks a My time.
You may receive acuities used as loan collateral after
meg any balance de on them. An/ securities
tranOthed to the Fin, thing the statement penod are
Ibted at minket value as of the end of the statement
panel
• Cost basis. In determining the ore bam of the
sautes included
this arrow& where indicated
with the nutter 'I,' SSFinancial Senesces nes relied
cn information obtained from sources other than US$
rnaXial Stokes, rolidirg damnation tram another
fin a that you may have provided to you Finaval
Achrisor. The Firm does rot independently verify a
guarantee the xosacy or vandity OtarynkerniCiOn
ponied by sautes other than LAS m ixes krone.
atkatiort alough LOS F
Services morello
updates this almostkin as it is received. the Fern
does rot Arndt any Entrances that the nformaton
infer "Cost basis' and untaleed gar/ loss' 6
Jaunt* as of the date of the ttatement. As such
please do not rely on the information to maw
paschase or sale decisions, for tar psposes a
otherwise. Accounts transferred to the Firm may
reflect gang loss Mantel cn only for the period of
lima they re heel at the him More haat.'
information can be added by ear Financial Advisor.
• Unmediated gains/bats Men diva is atailatet
esumatedumealued gaindlosses are ukugted for
naviasal save, lots the insertion data for
niviaral lots may or may not reflect cannissions,
chars ander waxily reorgarathatal rents.
Diedend and Otte renvestmmt lots and wskrnak
piths* lots are each «ntned to display the
averaged lot The • Trade date' column ptnents the
original transaction trade date
• Callable securities. Bonds and ;Welted tot that
the issuer oafs for say redenttion wil be selected
rrOartialb, by lot from thong al sautes of that
issue hold iv our name of in mann» nine for as
clients Call tease iconnalbn is obtained from third
parties and es accuracy isnot guaranteed. Other call
leaves may exist which could Men nil complete
itoonahon sill be provided upon request
• Certificates of deposit (CDs). CDs are FDIC Mired
to to 1250,000 n peinc al and accrued Interest per
depositor .and per depository tnStitiftek nxcadnce
wth FOIL rules.
• Price/value Prtes asplased fa WCUMMS and other
[colds may be higher a twer than the price that
you would actually receive in the make. luxes are
obtained horn various thed party tonnes which we
belied to be titbit. but vie do not gdrartee
accurary.
- We 9enoraTY use the elelin Dna, town avalabie
the mean of l
and ads prices fa lissed
sec.-nits and optons a on/y bet prices lot OTC
ossifies.
- Less xtivabi traded securities may be priced nosing a
valuation model a the most Went price we
obtained rad may nor reflect an xtua make( price
a value.
- Certain pothiro may appear rdecui a precast
will show as 'price was rot svadabb• il we ye
unable to obtain ones
a ssourily
- DepOlas
the
MPS denunriated iacurrnmies
other thin U.S dollars one reflected the exchange
rate as of the statement date.
-
(than saciskes wading nonconf aiming
dencenevatixn. price anti quamity (face value) may
have been adjusted to xiltate Prover valuate,.
To obtan anent quotations. when
ova
table. contxt
your FiuncialAcMsa.
• Private initiations and stsuctund products.
Private investment Search.. (IX Wing drift
OanCiPatal Program and real estate investment mast
securities) and stmc lured products are gerairelSr highSo
SAM Certain structured crakes have not been
regittered with the Sectrities and Exchange
Caninssion a under my state securities laws. We
provde estimated errs for wan nvestrrent
rosins and stnxtured products fee rtiorniat ant
psposn only A«isacy is rut guaranteed
— These values may differ obstantilify from prices,
any. al MUM a privet investment secuity
structured product may be «sett on sold and do
rot rkNinalb'rePresere the veer you may recent
upon liwidaton.
— Third arty enemies of rafke one a; of a certain
date and are supplied to UBS Fnancial Services on a
regular bass by an independent valuation
- Muir, wink' cabinet or sponsor estimated values,
it any, re stscoried to the F im by the illott.
general partner or sponsor and may be calculated
based on dff erect nformaton from that used by
1140 bathes to derive her estimated values.
- You can obtain additions, infamaion regarding
the rnethodelaw used to (*OM**
the estimate of
value and the date of the igamation that is the
basis la the estimateby contacting your Financial
Advisor.
- Third piny esenbated vat*, may be reflected as
'Not anted' in several ottani:en, when an
.
valuation hen has not stapled or is
unable to assign a vats. 'Mien we become aware
that a material event has toothed that may call a
previously reported valor two <unto% a when a
value would be highly speculate* tae to the nature
of the security
- Then nether an issue(, general panne a sponsor
estimated value nor a thrd-party estimated vitae is
wooded. the value of the tensity will bedifferent
from its purchase price
-
ions to date nay nude mho' of
Capital.. Mane of both.
- • Original unit we represents the nbal Oita in.;
price per tne and rnae not reflect you cat base
- OFF and scnsted REIT stashes re not listed on a
national welshes exchange, and se generally
illgud and even if they can be sod the price
received may be less than the per share estimated
vale provided n the axon statement.
• Restricted nocurkies Restricted secuitirs gontrafir
one not cureently ele4ble br piblk sale LEIS Financial
Services uses the market price of the unrestricted stock
of the sane issuer as an mimed value Ice the
restreled stock fa AVOWS of this statement only. To
the Merit that restricted sentries are death la sit
the yaks teethed may be substarrialS less than the
Mooted value sedan
• Eat. (artinated) incomes aliment yields and rates.
An ea Math of anal inane is based an cure
dhidend and needs, rates, assuming the securities will
be held for one yea from statement date ce until
maturity This estimate a crai a guideline, accuracy
and continued income are not guranteed
— Ennuted atrial income ad current yield for
«Ilan hOes of secures «tad include a return of
peacoat or captal cans n which case the est
income (Indanent yell rout be overstated.
— &Mated anal nom* and current yield and the
nal Count andyid:I mete be lower a hither
than the ...sensed snorts
— An estimate of arcuated income (divdend axlicr
interest) tinged by the current 'inlet
volition/ear balance is based on the last drweand
or Merest payment made by the issuer and
assumes the searresideposts will be hey fa one
yea from the statement date a until natty.
Accuracy ad continued yield an not guaranteed.
• Arts not held by WS Financial Sena,. Certain
assets one not held by the Fin and not inithn the
Fern's possessor or control. These assets are
deployed on your statement for informational
purposes only. Positrons and ram presented are
provided by the issuing firm URS Financial Services is
not respixdble for this efOrrilraan and does not
guarantee es accisx-y. these assets are not protected
by STK or the F rat's supplemental RFC coverage.
• Revenue sharing and additional compensation.
• in addition to carcntsions on sales and
I fees
receind en connection with the dentinal of mutual
knit to otr dents we theta our afftiate receive
revenue shoring payments from cletrbAcn andor
advisors of the mutual hands that we sell These
amounts re based on two different conwents: nn
the aerate Of Sales by (125 of a pat Kula rrulual
ltd family10 OW Clients. and 00 the and vat', Ot a
particular mutual hod farnejs shires told et In
tem
— We and ow affiliate also receive networkno and
ornnbus processing lees in consdeuebn for transfer
agent services that we provide to the mutual funds
Thou fees generally am paid from investor assets in
the mutual find and are a hoed dollar amount based
an the mamba of Amounts at the bracer-dealer
boding mutual funds of that fund family
CONFIDENTIAL
— h addenn to commissions recerod n connection
way the sale or dembolith of athoty contracts and
unit investment trust units tow clown% we ardor
as aft
recent revert* shrug concentrion
Iran marry of the (nuance oar/Dante. undermining
the am ity trams, allaiateS of the mur.exe
companies or sponsors of the trail investment trusts
we cattrixAe.
- Ova affiliates also recent trading carrristhns and
other compernation f ran matual funds arid nsuarce
<anoints whose products we dthrbute.
- We WON* an arrual fee from LEG Bank USA ad
LBS AC, Stamford Branch of to to $25 per account
sweeping to the banks unit the t,8S Bat Sweep
Program.
Activity
formation negardng commissars and otter charges
incurred on correction vain She exe0-tlOn Of trades,
includingoption transitions has been saAuded en
confirmations previously furmihed to you, and will be
provided to you promptly on recutst.
Short selling
II yOU are engaged n tort selling a sekurty, you may
incur a charge dap to certainborrowing costs la that
articulate:bray.
Open orders
Regaedng open or • goodiliticancelled* orders that
were not executed by the gatemen date, open buy and
sel slop ceders re reduced by the amount of &Adonis
or rights on an ex.dividends a emri-J-ts date unless
roses coed «hawk. by tyio. You ye respithstile for
ciders that re executed the to yet Dilute to cancel
engin? Men ceders.
Privacy
To obean a copy of as anent Chin Priacy Notice.
please contact nag Financial Admix or vat oil me:ate
at now hen tvxmintiva, vf...1.-,c
— 1.85 Financial Services is non a bars, The RnA, Ekstrom
Sereces Account BSA and SMA we broker*e
roasts which poste access to barking services and
products through irrangernorts with affiliated banks
and other ihicl.parte banks, and wonts ram to
'seine
and annuity products issued by no-affiliated
thiml.pa-ty nuance «mounts thrcuth instants
agency subsidiaries of LBS Financial knots Inc.
— Me:Insert reuralCe, and amuty products.
Net FDC rand • No bar* guarantee* May lase vat*
— WA Pesaro Management Account Business
Seniian Account BSA, IRMA and international Resource
Management Account are registered service maks of
Financial Sexes Inc.
- VISA 4...registered vedemth evened by Visa
tvernaional Service Association and used under
kense The LBS Visa creek cads ard the UE6 Visa
debt cards are *sued by LAS Bank LISA with
permission from Viva LI 5.A I-torero/and M other
tratimutlit registered trademarks, service marts and
registered service marks are of their respective
contents
F nancial ServicesInc
Rev. 201709
SDNY_GM_00024051
EFTA_00134671
EFTA01276282
4tUBS
U8S Femncial Services Inc
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70036402431117 Y1 0
Account name: MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Business Services Account
November 2017
PO BOX 308
TEANECK NJ 07666-0308
Your Nnancial Advisor.
Phone 212.821.7003/800.308-3140
Questions about your statement?
Call your Finan:aae. Advisof Or th.e
ResourceLine at 800-762-1C00,
account 029323655
Value of your account
on October 31 (S)
on November 30 (1)
Your assets
1.13
1.13
Visltour webslte:
vnetw.ubscornIfinancialservices
Your liabilities
0.00
0.00
Value of your account
11.13
$1.13
Items for your attention
Help wotect yCJItei‘ lion, haul and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
Sources of your account growth
WNW. annuakreditrepost.com.
Tracking the value of your account
duriag 2017
Value of your account
at year end 2016
31.13
833.1
801.1
Your imeSeren I return
Change in
market value
1000
Value of your account
on Nov 30. 2017
51.13
1.1
Dec 2014
Dec 2015
De( 2016
1.1
•
00 2017
11
O
NOv 2017
SONY GM 00024052
Member SIPC
ANP700Ce0C0643243 NP7000060525 00001 111700C<00000 Yi23655SS00000:0
Peg* 1 of 6
CONFIDENTIAL
EF1'A_00134672
EFTA01276283
SUBS
Business Services Account
November 2017
Your account balance sheet
Summary of your assets
value on
November 30 ($)
Percentage of
your account
A
Cash and money balances
1.13
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$1.13
$1.13
100.00%
Account name:
MA>. HOTEL SERViCES CORP
Friendly account name: MAX HOTEL SERVI
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your IInuncio' Advisor.
212.82 I 4000/ B00-308.3140
• Cash and money balances may include
available cash balances. UBS Bank USA deposit
account. UBS NYC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important information
about tour statement on the Last two pages of
this statement for detail about those balances.
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 30, 2017
3-month Treasury bills: 1.25%
One-month LIBOR: 1.37%
Percentage change
November 2017
Year to date
3.07%
20.49%
3.04%
19.93%
1.06%
23.61%
-0.13%
3.07%
ANP700020006.0244 NP7000060525 COCO! III7000000000V1236S555000MPYGM000240~ 2 of 6
CONFIDENTIAL
EFTA_00134673
EFTA01276284
SUBS
Business Services Account
November 2017
Change in the value of your account
November 21)17 (3)
Year to date (S)
Opening account value
$1.13
$1.13
Closing account value
$1.13
UBS Bank USA Business Account APY
Interest period Oct 6 - Nor 6
Opening UBS Bank USA Business balance Oct 6
$1.13
S 1.13
Closing UBS Bank USA Business balance Nov 6
S I 1 3
Number of days in interest period
32
Average daily balance
81.13
Interest earned
$0.00
Annual percentage yield earned
0.00%
Account name:
Friendly account name: MAX HOTEL SERVI
Account number.
Your investment objectives:
You have identified the fdlowing investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fi,ancial Advisor or Branch Manager You can find a full description of the attemative
investment objectives in important information about your statement at the end of this
document.
Your return objective:
Captal apprecution
Your risk profile:
Pnmary - moderate
Investment eligibility consideration - None selected
Your account instructions
• Your account cost bases default dosing method is FIFO, First In, First Out
Your Pi sandal Advisor:
212-821-70001800-308-3140
SDNY GM 00024054
ANP7C0020C0640745NP700300352S 00031 1117 00C030000 Y1236S5S5000C0C0
Page 3 of 6
CONFIDENTIAL
EFTA_00 II 34674
EFTA01276285
*UBS
Yournotes
CONFIDENTIAL
EFTA,11.575
EFTA01276286
$UBS
Business Services Account
November 2017
Your assets
Account name:
Friendly account name: MAX HOTEL SERVI
Account number.
Some prices, income and current values ShOrrn may be EpprOxlmble. AS a kite. gains adlOsses may nol
be accurately reflected. Set rmporunt inaomabon about your statement a the end of ths Cecurnent 10r
Ton information.
Cash
Cash and money balances
Cast) and money balances may yid ode. avalaole cah balances, USS Bank. USA depoot account balances.
UBS FDIC insured Progarn Sank Balances. UBS AG Stamford Stanch deposit account balances and rroney
market mutual fund sweep balances.
See the Important information *boot )our statement at the end of this document for details about those
balances.
Hddng
Your total assets
Your Pi nandal Advisor:
212-821-7000,800-308-3140
U8S Balk USA and 81 UBS FDIC Insured Progam Balk deposit account Wallas are insured by the FDIC within
applicable lints, but ale not protected by SIK. U8S AG Stanford Blanc hdecout accourt balances ate not insured
by FCC and at not protected by 51K. Money market sweep balances are protected by SIPC but at rot Insured by
the FDIC
°venni? baance
closingOdes-Kt
Price per share
Ahtrage
Dnidend Interest
Dal in
on Nor 1 (l.)
on Nov 30 IS)
on Nov 30 (I)
rate
period
period
Cep amount (S)
I 13
1.13
250,000.00
Percentage of
Cost
Estimated
Unrealized
value on Nov 30 IS)
your account
bass (S)
annual r AO:me (5)
gan of loss (S)
Cash
Cash sad money balances
1.13
100.00%
1.13
Total
$1.13
100.00%
$1.13
SDNY GM 00024056
ANP7000200064024 7 NP7003060S2S 00001 11 7 000030000 Y1236S5S50 00;000
►age 5 of 6
CONFIDENTIAL
EFTA_00134676
EFTA01276287
*UBS
Your notes
..,......,......
, , I, ....,......,
G. 000240
6 of 6
End ot .....
for.... no...
CONFIDENTIAL
EFT,00B4677
EFTA01276288
Important information about your statement
U3S Financial Services Pc. (the Firm a UBS anted
Strikes). is a member of all principal rarity, oratory
and cptia exchanges. UBS Financial Seniors and 1.8$
Balk US/ ate i-died subsilenes of U% AG and
airbagsof UES Sautes U.C. The Files Piaui
statemert is available upon recast. The Fres tannic
offices re a.
UB5 Financed lances
1200 Harbor Boulevard
Weehawken, NI 07086
This Stattment represents the only official record of par
LBS Financial Semites account. Other meads, east
official ti.dxunents. contanng conlliang data should
not be relied tan II youbeen* there is an era or
omission please report it errnediakely n writng to the
Branch Manager of the afire servi% your account.
Allatep salivate shown are tended to be accurate,
statement dstaskukf not be wed fate purposes Rey
soloN °nye...end tax krms.
Form 1099. 5498.
10425, etc./Mien grepamg your lax return. The Fier s
required by law to repal to the IRS all table dividends,
reportabb ratable clariihna and Lexdole inerest
end en families held it your account, net proceeds
on see trreact ore, ad cot beancertain covered
sec Ales.
Ciavaraketkms with the Firm
• Please mania ay oral errancatons in warg
to further protect your rit4s• indudrg your rigns
under the Seo_riies Investor Protection Act (SPAT
• If the finincii atitution an the top leg of the front
of this slims isnot LBS Enna Stakes, LBS
Fiuncial Soren carries you. =ant as clearing
Peke by arra-gement wit the alcated areal
We informed you of this relatcnshis wl+m you
opened this axon. I. the cast your h it aced
searlties are located aims financial Services and rot
the innacig broker, rd you mat make a awl
of any error or omission to bode firms
• As devoted in the accoutt agreements, you muse
roily us of my enors or fraud airing decks
reflected an your statement within 30 days after a was
mailed or made althea
• Pleadied cuarrer complains or i-curies to the
Fitts C Tent Relations Department at 201.352.1699
or toll-(ree at 880-354-9103, 8:CO A.M. to 640 P.M.
ET Monday through Frday, or in tang to UBS
Fe-uncial Seinen ex., Client Relatiens Dept/met
P.O. Box 766 Union C ky, W 07C$7.
• A II a/temente shall be deemed complete ad waste
if not cbbclid to n writing within 60 days
• Fa nv service Call 044412.0%6 or tam outside
the US.: Cal201.332-1495
• In caw of *nes or pastas about an electronic
knit Vaunter (EFT). bit prima a UBS Vsa•debil
card transactions, call 050-742-1000, a wile to UBS
Sanoal Semmes It,, 1000 Harbor Blvd, 6th floor.
Weehawken ti 07086, Atn RIANESA Sakes.
Cal a wite as soon as you can, if you *irk yxr
statement a receipt is varg or 4 you need more
information azut a transfer on the statemert or
rimier The Firm or Cad bar Gs iplicable)must
her I roMyOu no later then 60 days alley the F rm
sere you the list it atallent on which the ems or
Problem a;P•ancl.
- hood, yotr name ad accost Ifterter CO any)
- Nsabe tie error or tie trawler you re lr61.11*
about, ad neaten as chary as you can why you
believe • is men a ay you need more
Hermalien
- Providethe doter amamt of to suspected era.
The Finn or Card bsuer wil ivestgete your complain
and will coned my near snarly. For alleged errors
revolving UBS Vies debt pa-die-each:a if we take
mote than 10 brines days to dohs, we will wed
year accaril for the amount you theirs in error, Botha
you wi heve the use of the money dunng he tine it
takes us to canpleie our iwestiption.
Please mike all checks payabb to the Fen or the
fatal insteutian acated on the tag of thi
stamens In addition to ngtSr accost fees, accounts
may be object to mane:ha-a hos, (haves for late
pasment for securities purchases and charges a unpaid
inane n cash accounts. Accents that a tansferred
to other instaans may be subject to a Vander fee.
UBS Sweep Options
LES offers options tor whoreg cash balances to bale
depost avails al non-edited bats ad affiliated
banks. Meaty mane( mutual t unds (Money Fade) and
the ter national Nast Arcane (CA) for cuncenort
win n International Rescace Management Accost.
Depose account al UB5 Bark USA std non-affiliated
banks participatng n the UB5FDICinstred Deposit
Program at FDIC insured in maids-roe with MIC ales.
For non amnia, please visit wwwfdk.gay. Depot/
accounts at UBS AG StanfordBranch and shags of
MoneyFunds are not rand by the FDIC.
Through tie DA, cash tames we swept to deposit
accounts at UBS AG New Yon Brarch ad UBS AG
Cairn.' Branch. These deposits are not inured byte
FIX. Balances held at tie LBS AG Cayman Branch are
tentaanly noosed to the sovereign ris/ of the Cayman
blinds, and there is nog...mina or other °bloat of
LES AG to repay the balances while on the UBS Carlon
Branch's books.
Bank deposits are not protected by 9PC. Money Fund
shires are protected by 51K. See ^1.135 Finer-col SMICiff
Acacia Fauna' below.
Lpen your request, balances n to bark depositsmew be
wthclawn, and shads of a May Ford may be
lathed, and he proceeds retuned to you a your
190.1114$ awn
triter inormatim about available sweep optons,
rating current interest rate. and yields, it available
www ubs corriseneennela from your Frio% Advisor
a by calling B20.762-1000.
UBS Panda' Services wan protaien
The Firm is a merrier of the Seosnies ante Protection
Corporation (SIPC), which protects securities oaten s
of es members up to 5500,000 (including 1250.0% for
daises for cash/. Spbnatory broths* avoiliele upon
regent or at any. opc. org The SVC awn protection
links apply to all awns that you hall in/particular
capacity.
The Fir,, together wish centilitre's, has also
Purchased applemental innate the mai mum
amount pia, to at elgb6 clients, oohed...fig under
this protection is 1500 million as of Deena 10, 2016.
Sthict to the poky cadgers and limitations, cash is
the firm is further protected to up to $1.9 million n the
aggregate for all you accounts held n a parikubr
cepaoty AM copy of the poky watli-g is allele
upon request.
Neither the51PC waft-Ionnor the apphrnental
protection apply to:
• Certain frontal assets controlled by (and kidded n
your account value) but held away frorn UBSFinancol
Senates For example certain (i) insuraxe pro:kris.
including wadable anruities, and 00 shares of last
funds registered 'n the name of the accord holder on
the boots of the issuer or transfer agent),
• Imament coreracts or rosteamt interests fe.4.
limited partnerships and private placements) that are
not registered under the Securities Act of 1933;
• Commodities contacts (e g, foreign etches* and
pen ma metal contradsk including futures contracts
rd conntedity option contracts; and
• Deposit accounts (except certificates c4 deposit) at LES
Bali USA, UBS 46 U.S. britches and banks n the
FDIC Insured Deposit Program.
The SOC protect on and the supplamtal proteicn do
not apply to thew assets event they otherwise appear
on you statements. The StC protection rd the
appkmereal protection do not protect against changes
in to make vale of yea investments bdiellver at a
mat of market movement, issuer bliteptCy cc
Crthirertle)
Dividend Reinvesbnent Program (00%)
the ;eke reflected is an average pie You may obtan
the actual pa teem yos Fagg
Advisor . Only TAP,
shares are purchased under DRIP; sail shags wil be
sold ad the cash wit be deposited in your account The
divided arm/intent price applied by tie Baer may
direr from the abet pica at which the phial thaws
ro sold
CnN whole wets inay be Arid • - ryas acccunt. If you me
•
hiten
entitled to • panel knit :area ol • chided pitmen
cc otherwise, the Finn al tither sell partial ina at
market price a accept an arrant detained by a
registered deal% agency, ad credit you accord.
Investment ebiertives
The investment objectives and risk profile ate speck to
each want and may vary between yes /awns.
Please aka the Finn prorrptg in wining d ay
operant <Menge in you I maxi.' siabon or
investment <biota( For each accord hod you
choose or* of the (plowing investment do/olives:
• Pucka Currennincoot Investments pea% the
gererecn of ncome only.
CONFIDENTIAL
• Achieve Coptiappreckffion: Investments seeking
growth of pmcpal rather than the generation of
income.
• Produce Connaotion of acme and Capital
ApprerdtMv Investments eeeki-g both the generation
of nccme ard growth of foriai.
Overall risk profiles
• Cannata. Seeks to mantan nal papal with
low rids and volatility to the accare teak even it
that mean the accost does not generate signif tag
income or rears and may rot keep pace with
inflation.
• Nfookerge. Wiling to accept some ride to principal and
tolerate sane volatity to ma higher return,.
• Algyaressioe: Willi% to accept hip risk lo pinata at
high volatility to seek high returns over time.
• nmestment Eatgeakey Consolidtion: If selected a
portion of the iodide, for tat account may include
complex stages, tinted tacky and create
volatiky.
Statement 'household/Jr
We may corooldste al related account statements with
the sn address in the same 'ameba. eg because
they have owners take mitten ant awn
relationshlos well otter dents at the sire address. It
you peeler to rescue individual statements mailed 'n
sena-de endive% you may decline houwhading by
calrg your Pi-uncial Advisor
Friendly account name
the Friendly account ant is a customizable tnianane-
clown by you to assist you with your recordkeepin
has no legal effect an your account You can than?
your friendly account nines, through Online Services a
by contacting yes FrunoalAduscr.
Aecamt oYYMw
• YAM 04/our accouniportiolo Net of assets ad
Stokes
• Asset_ Includes available cash balances, webs for
restricted vaulty (est), and Global Tine Deposes,
unreazed marks to market, Andaman assets not held
by the Finn. Does not include unpriced onuritielaseets
at the end of the prior and arrent statement genet/ cr
prase r esames u
vd stock options ad
attest* stods options
• liaises alas debt balances, oista-drg merges
loans, credit lint slat account balances.
• Cathelomy balances. Total of uninvested avalabe
cash balances, pbs depost balances at affiliated and
norkaffikated banks, and matey matte mutual Ltd
weep balances, at the chose of the statement period.
Not.rormindity free mit balances in yea want am
not segregated from other balances and tie Firn ray
use any of these funds nth, ordina-y course of es
busness These funds agpayiole mon your dernaki
This total is molded in the anent period doing wide.
SDNY_GM_00024058
EFTA_00134678
EFTA01276289
Ilnportaut information about your statement (00iIkilued)
Lendng irrformatron
Ice detaimi int °mut on on the Fenis tendency pratmet
and discirwen refer to your Client Relationship
Agreement or Accost Agreement ad the General
In
and Conditions LISS Statement of Credit ?radices
available in Agreements and °Automates at
.,nr oh. rothectonnletkuou
Your assets
You statement dernces sr-trines and other assetsheld
in the account at the end of the siatemere period. You
may ax for &Way of lualy paid:co-elks at any tine.
You may receive secunlies used as loan collateral after
wig any balance dr an them. Any securities
tranderred to the Fiona's:mg the statement period are
listed at market value as of the end of the statement
period
• Cod bone. ki Stemming the cod basis of the
sautes inckaded in this garner& where indicated
reel the nutter I,' Lescriancie Services Nis ruled
ninformation obtained from sources other than US$
Services, I-clueing formation from another
fiin or that you may haw provided to you- Finial
Ackisor. The Firm does rot irdepardently verify a
guarantee the actuary or wordily of a
alamthon
phi
d by torus other than LES financial Unmet.
.:dl
although LEK Surmise Services geretralb
updates this edema ion avers received, the Inn
does not croak any assurances that the nformation
under 'Cost bass' and idevealeed gar, loss' 6
accurate as of the date of the statement. As such
&ase do not rely on tic information to mad
purchase or sale decisions, for tar pAposes or
of
Accounts Iraerred to the Fin may
reflect gent loss Hamm in only fox the period of
the they are heed A the Fenn More histoemal
information can be added by yOut Financial AchAsor
• Urrutind gainfionet Vitten data is available,
ePnweduverized gardlosses are calculated for
&Aida, seosey lots. The transaction data for
incevilaal lots may or ma; not ref lect commoticeo.
charges minx security morganitai on nits
Dividend and other renvestrnint lots and systematic
purchase this re each contithr to dispLw ore
averaged lot. The • trade date cols& presents the
original transaction trade date
• Callable markies Bonds and preferred stock that
the issuer cats for ea redemption %via be selected
?martially ylot Iran among all soothes of that
issue had n our rune or n nomnee name IoW
clients. Call lease farmer:nil obianed from third
patios rd as acctracy is nal waranteed Other call
features may enin which acid Elect Ver. complete
information will be prosided upon request
• Ceetifiestas cif deposit (CDs). COs re FIX nsuted
tie to $250,0)0 n priMpal and accrued interest per
depositor rd per depository instthiezet nxeadrxe
with FDIC nieS.
• Price/value Prices dispLiked for secishes rid other
products may be hgher a Sower than the pine that
you %mull actually recent in the market. hives se
obtained from mos teed party sources which
blew to be relabb, hit we done guarantee their
accuracy
- We generally, use the closing price when adila)k
the mean of the bid and ink prices Ice kited
securdies and options or only bid prices to OTC
securities.
- Less Aetna/ traded 'runt in maybe priced usn9 a
valuation model or the mod recent price we
obtained and may not reflect an actual model puce
a vats
- Certain pool kiss my ripper without a price and
will rpm as 'price was not evadable' a we re
unable to obtain a price for a sinsity
- Deposits a securities dermennated incurer-it
other thin U.S dotter are ref tested at the ewhangt
rate as of tho statement date
— For Chelan securities tuning in nonconforming
denominalan, pee and waxily (lace oaks) may
have been admsted to facilitate proper valurceo.
TO obtan current quotations. when rabbi* WOO
rat/ Feuncial Addax
• Private invefUthenTS snd 'Motored products.
?mate mesh-rent sautes (ix lid nd deed
pan <cal en pour am and real estate investment trust
',makes) and shut lured palacti are gent." hitt/
aicluid C•rtan aructuvd products have not been
registered with the Securities and Exchange
Cawnssion a under any date securers laws. We
provide ennead valets for private nvestityM
veosites red structured products for Morrrnat crud
ruporow only Accuracy is not guaranteed
- These values may differ soAgantiaey from pries, e
any, at which a private ruminant& security a
structured product may be borrig or sold and do
not nocosunkt represent the vats you may recent
tart
- thine/ party estenres of value re as of a certain
date and re applied to UBS Feint:IIServes an a
regular base by an independent volution firm.
- tear, antral partner or sooner est:noted raber,
if la, re slaked to the F am by the .star,
general pain. or sponsor and may be taktrated
based on effluent formation thorn that used by
tined patties to derive thee minuted value,
- You can obtain ad:It:sot information regarding
the methodology used to determine the estimate of
value aid the date of the ithamation that tithe
basis la the estimate by contacting your Fiuncul
Advisor.
- Thard party estimated valets may be reflected as
poncee n several author's. when an
independent valuation Inn has not suppled a is
unable to assign a vats. when we become aware
that a material event has attired That mutate a
previously reported yaks into question, a v.hen a
value would be highly speculative due to the mat to
of the secunty.
- When nether an that, general paw or sponsor
*Pinned rata nor a Chid party estimated yaks is
worded, the vats of the seosky willbedeferent
from is purchase prate.
- • Disubacons to date' may nix* return of
capita . mane or bah.
- 'Orignal unit vre represents the initial offering
vice per unit and mw not reflect you cost basic.
- OPP and Lasted REP secuntes re not tested an a
nett:nal smutss exchange, and are generally
raged ad even it they can be sold, the price
,,etvettl may be less than the per share estimated
ate wooded n the accost statement.
• Restricted securities Restricted retries &walk
me rot run V cobble for public sale LAS Financial
Services uses the market price of the unrestricted stock
of the same 6suctr as an mpated value for the
restricted stock for pope:orof this ststomont on4r. To
the runt that restrktecf securiles are abbe la sale,
the vats receivedmay be stbstantialq less thanthe
nthised vale shown
• Est. bostimated) income. current yield" and Wm.
An estimate of nal income is bred on currem
olnictend and misuse rates, assowing the secretes will
be held for one yea from statement date or until
inattsity This estimate is cnSr a gudethe. accuracy
and continued income are not gusarreed
— Estimated anal income rod aliment yield for
cenan tax-s of secutescald nolde a return of
proncpal or captalgans n which case the eft.
income (axe current retort would be overstated.
— EP:mated annual income a* current yield and Ow
actual income andyield nice be lower or higher
than theesterixed amounts
— An estimate of armalved trKOrne (divdend Arida
interest) divided be/the current mane'
valsraveratre balance 4 based on the last dividend
a feted payment made by the issuer and
asaanes the seorthesbeposts will be held for one
year from the statement date or until ;naivety.
Accuracy and cognised yell at not guararemd.
• Assets not held by UOS Finned Services. Certain
assets re not held by the
and not wron the
Form's possession or control. These assets are
deployed on yos statement for infortnationa
pupate only. Positrons and values presented are
provided by the issuing fern UES Franca Services is
not responsbk for this ethomuron and does not
patentee as accuracy. These assets are rot protected
by stPC or the Serfs supplemental SOK coverage.
• Revenue shoring and additional compensation.
- n addlicn to commissions an sales and 12th I tees
recent* n conned in with the darbson of 'tutus'
fin* to our drentS lye aide ors alMase rimer
revert,. sharing payments from dartmAces ands
advisors of the rrutua funds that we sell these
annpums are based on two different components: (A
the Jrnautt Cel salts by LISS of a patio& mutual
lind family to or, chefs, and 60 tie asset value of a
Pattgllar rMwl ftrd lama's seams heed at the
nen
- We arid our affiliate also receive neteddrig and
onto% processing lees inconsideration for transfer
agent services thee we provide to tie maw, funds
Those Ices generally are paid from Mester assets
the mutual turd and de a freed dollar amount based
on the rumba Cl accounts at the broker-dealer
holding mutual hands of that laa fan*
- n ackiiken to ccenmksions received in correction
with the sate or distrbution of amity contracts and
unit nnestment trust sits to our orients. we ardor
or athlete receive reverue sharing conansation
from flurry of thr 1%ouncecompanies underwid ig
CONFIDENTIAL
the amuty cornetts, alwaters ol the awake
companies or sponsors of the unit investment Inds
trio dstriaute.
▪ th adeftlian to commrSPOM Mewed from the
pathos* and sale of NeuShares 'Leda, we ardor os
affix& raceme an asset-based revenue sharing
payment from Nevi$hxes dicta:Mors, as en as
fu-din? foe *chock% dmekpment, tranng and
emirate:in.
- Our if dates ako ream- tradeg comenssions ed
other compensation fromtextual funds ad Minede
companies whose products we &abut*
- We recent an an
f ee from LOS Bak USA and
IAIS AG Stamford Brach of up to $25 per account
sweeping to the banks under the LOS Sari Sweep
Programs
Activity
thformation regordng CGMM6SCCTS and otter charges
incurred ran ccnnec tom with the execution of trades,
&Wog option transactions has been inWded on
W
harnthed to you. ad well be
Provided to you promptly on modest.
Short selling
If you re engaged n short selling a securay, you may
incur a charge tae to certain borrowing cons for that
Pal kulfr searity.
Open orders
Rhjalding open
• gaa6iiitcancyllecr ceders that
Iwo not maxtAed by the
date, open buy and
tel nap orders se red iced by the anon of dredends
anglescon an rickvidends a emirates date unless
mauled otherwise by you. vas re responsbk for
orders that se executed die tondos 'alum to cancel
"Ming open orders.
Privacy
To Wan a copy of as Current Client Privacy rake,
please carat you Fn vial Athisor or via or webs&
at atennw oar eneirarivamodex.
- 1135 Enamel Services is net
The BMA. Burrs
Senior Account SSA arid IRMA re brokerage
accouss which provide access to bank ing Strvicts and
pircarcls *met arrangements with affiliated bats
and other Ihind.party banks, and proaks access to
Wear& and amity products issued Wu-affiliated
thithrparty nun
cam panes through Manna
agency sanctions a LES Financial Sernmes no
▪ rmnirront 61101erte. and trnuity prottots
- Pbt FOC nosed • Its bank guarantee* May lose rats
— WA. IteSOSCP Management ACCOtelt, Busness
Service Account BSA. IRMA and neernatooral Resource
Management Account re required service marks of
185 F cumin Services am.
— VISA is a registered wakened owned by Vera
MEM:Via-el Singe Association ad used under
license. The LEIS Visa ore& cards and the LEIS Visa
debt cads re Owed by LOS Sank USA with
permission from visa U SA Incorporated All Other
trackman, registered trademarks, service marks ard
registered service maks are of their "spat"
fanthanoes
UPS "bonnet Services Inc.
Rev 201711
SDNY_GM_00024059
EFTA_00134679
EFTA01276290
*UBS
U8S Financial Services Inc
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70012957851217X123Y1 0
Account name: MAX HOTEL SERVICES CORP.
Friendly account name: MAX HOTEL SERVI
Account number.
Your linancial Advisor-
Phone: 212-821-7000'800-308-3140
Questions aboutyour statement?
Call your Financial Advisor or the
Resourceline at 800-262-1C00,
account 029023655
Value of your account
Business Services Account
December 2017
PO BOX 308
TEANECK N107666-0308
on November 30 IP
on December 29(9)
Your assets
1.13
0.00
Ksit our websIte:
Your liabilities
NVY1W.LbS comtf inanciaiservices
Items for your attention
r Help protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
%NW VI. an nu ak r edit r e p or t .com
0.00
0.00
Value of your account
11.13
$0.00
Tracking the value of your account
Sources of your account growth
during 2017
Value of your account
at year end 2016
91.13
333
SO4 1
Net deposits and
withdrawals
-91.13
Ntur 11%4V:tient return[
Change in
market Mu.
10.00
Yam of year account
on Dec 29. 2017
90.00
I 1
Dec 2014
Dec 2015
Dr: 2016
1 1 •
I:O1 2017
00
• 2017
SDNY GM 00024060
Member SIPC
ANP70003001295795 HP7000127895 00001 1217 000030000 Y123655S50 111000
Page 1 of 6
CONFIDENTIAL
EFTA_00 I 34680
EFTA01276291
SUBS
Business Services Account
December 2017
Your account balance sheet
Summary of your assets
Value on
December 29 (S)
A
Cash and money balances
0.00
B
Cash alternatives
0.03
C
Equities
0.00
D
Fixed income
0.00
E
Non-traditional
0.00
F
Commodities
0.00
G
Other
0.00
Total assets
Value of your account
$0.00
S0.00
Account name:
Friendly account name: ''• •
Account number:
Eye on the markets
Index
Percentage change
DeCernber 2017
Year to date
S&P 500
1.11%
21.83%
Russell 3000
1.00%
21.13%
MSC I - Europe, Australia & Far East
1.62%
2562%
Barclays Capital U.S. Aggregate Bond Index
0.46%
3.54%
Your Seam:id Advisor
212-821.700011300-308.3140
Interest rates on December 29, 2017
3-month Treasury bills: 1.32%
One-month LIBOR: 1.56%
ANP70003001295786 NP7000127885 00001 1217 000030000 VI 23655550 11 gepteGht0002400sge 2 of 6
CONFIDENTIAL
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