EFTA Document EFTA01276055

UBS 1.3S Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057253251015 Y1 0 Resource Management Account October 2015 NIS IN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Indiv Chockkar Account number: Your Financial Advisor: SCOTT STACK LIAN/LYLE CASRIEL Phone Questions about your statement? Call yoa Advisor or fte Value of your account RMA Resourceline at 800-RMA-1000, account 026023576 on September 30 (S) on October 30 (5) Your assets 23,883.82 15,875.44 Visit our website: swirw.ubscorni I inancialsetwes Your liabilities 0.00 0.00 Value of your account $23,883.82 S15,875.44 Tracking the value of your account S Thousands Sources of your was eat growth during 2015 value of your account at year end 2014 671,570.66 716 Net deposits and withdrawals 455,706.45 Your rivestrnerit return Diudend and interest income Change in market value $11.23 $0.00 13 9 159 • Value of your emote& on Oct 30, 201S S15,875.44 De< 1014 se') ioi s 2ois SDNY GM 00023664 Member SIPC CNP10303005725315 NP7000199496 00009 1015 030575004 Y113576550000000 Page 1 of 8 CONFIDENTIAL EFTA_00 134284 EFTA01276055 sUBS Resource Management Account October 2015 Your account balance sheet Summary of your assets Value on October 30 (1) Percentage of your account A Cash and money balances 15,875.44 100.00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: GHI$LAINE MA51/4EU. Friendly account name; I iv. ar Account number: E Non-traditional Value of your account $15,875.44 Your current asset allocation Total assets 515,875.44 100.00% A Eye on the markets Index Your Nnuncid Advisor. SCOTT STACK M AN LYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, WS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 Year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% CNP70009005725326NP7000183496 COCO 1015030579004 T12357655000MyGm000238tsge 2 of 8 CONFIDENTIAL EFTA_00134285 EFTA01276056 *UBS Resource Management Account Change in the value of your account October 2015(3) Year to date (I) Opening account value $23,883.82 $71,570.66 Deposits, including investments transferred in 169.62 86,559.08 Withdrawals and fees, including investments transferred out -8,178.40 -142,265.53 Dividend and interest income 0.40 11.23 Closing account value $15,875.44 $1 5,875.44 Account name: GHISLAINE MAXWELL friendly account name: Inch,' Checkkar Account number. Dividend and interest income earned rot outposts of Ins Statement temerity of interest and dindend Income has been determined limn a US tat reConirg perspective. Baud upon the residence of the account holder. account type, or product type, tome interest ands dvidend payments may not be subjoin to United States (US) anda Puerto Rico (PR) income tares. The tient monthy statement is not intended to he used and cannot be feted upon for tar purposes. Clients should refer to the laPOKE0e tar reporting forms they reCeite from UBS annualy, such as the Mims 1099 and the Farm 480, for tax reporting information. his the practice of UBS to file the aPpkatle ten reporting forms with the US 'MOM Revenue SentCe and PR Treasury Pei:aliment and in sigh f0rrns accurately (rasa fy (imam:Saraa IntereSI as I& exempt or tamable ifixtme nease consult yell inthicliel tax prepare: October 2015 (S) Year to date (1) Taxable interest 0.40 9.30 Total current year $040 $9.30 Prior year adjustment 0.00 1.93 Total dividend & interest $0A0 $11.23 Cash activity summary Your Financial Advisor: SCOTT STACK MAN/LYLE CASF0EL See account ac May Ma month tot details mantes in your sweep ono ons are aid uded In the openng and closing balances vale. FDIC Insurance /poi., oNy to deposits at u85 Bank USA, not to depouts at ties AG, Stamford french Or bank deposin placed throuq the UBSIntemaiona Depose Account program. WC protection applies to money market sweep find holdings but rot bank deposits Seelmportane information about your statement on the rat Mra pages cf this document for detals October 2015 (g) Year to date (5) Opening balances Addrtions Deposits and other funds credited $23,883.82 $71,570.66 169.62 86,559.08 Dividend and interest income 0.40 11.23 Total additions Subtractions Checks and bill payments $170.02 S86,570.31 -7,39616 -140,009.36 Card payments -226.98 -1,700.91 Other funds debited -555.26 -555.26 Total subtractions -$8,178.40 -$142,265.53 Net cash flow dosing balances -$8,008.38 -$55,695.22 $15,675.44 $15,875.44 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $4,394.68 Closing UBS Bank USA Deposit balance Oct 6 $20,126.38 Number of days in nterest period 29 Average daily ba lance $25,201.41 Interest earned $0.40 Annual percentage yield earned SDNY GM 00023666 002% CelP70309305725327NPMC0169496 00003 MIS 0305'79004 Y123576S50000000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134286 EFTA01276057 4t UBS Resource Management Account October 2015 My Choice Rewards Points from UBS Account name: .1 Your Ileencial Advisor. Friendly account name: SCOTT STACK MANFLYLE CASRIEL Account number: Rewards pants are reflected as of the 26th of the month or the pnot business day if the 26th tab on a weekend holiday Reward, point activuy cetais can be found on teamiubs.toreionaneservxes October 2015 teal to date Opening balance 3,759 1,433 Points earned 195 2,521 Closing balance Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change than, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the attemabve investment objectives in important information about your statement at the end of this document 3,954 3,954 Your return objective: Current income &capital appreciation Your dsk profile: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. CNP7C0C0305725328NP70C0189496 C0038 1015 030575004 Y123576550 C0M#4YGM000236ftge 4 of a CONFIDENTIAL EFTA_00 I 34287 EFTA01276058 (SUBS d. Resource Management Account . Your assets Account norm: GHISLAINE MAXWELL friendly account name:Inch,' ChecklCar Account number: Some Prices, income and current values ShOeM may be approximate. AS a rest*. darn and lOsses may rot tie accurately reflected. See Aportant informabon about your statement a the end of the cbcumeM for more infornason. Cash Cash and money balances Cash and monly bances may include avalaole cash balances, UBS Bent USA depost account balances, UBS AG Startord Branch deposit account balances and money matte mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MK vat to n applicable limits, but are not protected by SIPC tins AG Stanford Branch deposit account balances an not insured by FDIC and se not protected by WC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those Sancti. Hddng UBS BANK USA EV ACCT 23,883.82 Cowing balance Closing Wine Nice per enact Average on Oct I ($) on Oct 20 (S) on Ocl 30(1) rate Daidenel Interest period Your /1 nandal Advisor: SCOTT STACK MANLYLE CASRiEL Dap en period Cep anounl (1) Your total assets 15,875.44 250.00000 Value on OR 30 (5) Peicenta?? Con abrnate0 your ac0unl oasis (SI annual intone (11 Urrealize0 gain or loss (1) Cash Total $15,875.44 100.00% $15,875.44 Cash sad money balances 15,875.44 100.00% 15,875.44 Account activity this month Date notary Description Amount (1) Deposits and other fends audited Oct 5 Ceposit NON-LOCAL CHECK 169.62 Total deposits and other funds credited 516942 Oat ACtiuty Descnoton Amount ($) Dividend and interest income Taxable interest Oct 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cr 0Ei 15 0.40 Total taxable interest Total dividend and interest income 50.40 90.40 SDNY GM 00023668 CNP700011301725329NPTOCOI$9496 DOOOB 10IS 030571004 Y12357611000000) Page 5 of 8 CONFIDENTIAL EFTA_00134288 EFTA01276059 SUBS Resource Management Account October 2015 Account activity this month (Contrived) Check Account name: ' Friendly account name- ir Account number: Your Handal Advisor: SCOTT STACK MANLYLE CASRIEL nurrtier Date Description Amount (1) 005012 Oct 1 ANITA R CELA MD -2.775.00 Total chat 42.775.00 Checks Date Aditity Oct 2 Withdrawal Oct 2 Withdrawal NI payments Oct 9 Withdrawal Total bill payments Description Amount (5) ACH VATHCRAWAL UPITEDHEALTHONE -556.98 ACH WITHDRAWAL UNTECHEALTHONE -00.22 ACH WITHDRAWAL AMEX EPayment -4.023.96 44.621.16 Transaction date Posting dale Decal:elm Amount CO Card purdsraes ten Visa debit MOO 3536 G makwELL Oct 22 Oct 27 STLIMANS GREENHOUSE NEW BRAINTREE MA 24529698000277839d $14.00 Oct 22 Oct 26 mt. NOODLE LAB BOSTON MA 005296000311237304 S5.30 Oct 23 Oct 27 JENNFERS NAILS AND BOSTON MA 605296300446097483 $13.00 Oct 25 Oct 27 ZOE HAP UX BOSTON MA 43529910300 t 84091 7 $99.00 Total charges 213130 Date Description Amount (I) Oct 16 CREDIT CARD PAYMENT -95.68 Card payments Total card payments 49548 CNP70009005725330 W7000189496 00003 WI 5 030575004 Y123576550 009fritiy_ ontoonaderie 6 of 8 CONFIDENTIAL EFTA_00134289 EFTA01276060 (SUBS Resource Management Account October 2015 Account nanw: GHISLAINE MAXWELL Friendly account narne:Indiv Cherkkar Account number: Minrrurn Payment Due Payment Due Date Creel% Int Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Avalatie Credo tine Outstanding bamre UBS Visa Signature credit card(s) payment information for November 23, 2015 $68.21 Nov 23, 2015 135,000 00 132,754 77 12,245 23 This creth cad it enrolled in UBS Pay Credo Card for um and will automatcaoy b pad Bornyou' account Your pament is schoctared lot No enter 18. 2015 we sonde this inforrwt•on on 'cis U85 Visa Signature credit cads sckt'y as a courtesy to you. The UBS visa Brow re crew card and account se issued by UBS Bard:05.4.08S Bank USA sends you the official statement for this account and you shottd maw your mem nt accenting to thee InitnaCUOm: We do not indude your outstanding crecit cam baste in the valued you/ account with UBS Financla Snwes Date Actimly Desception Oct 1 Withdrawal FEDERAL FUNDS CONPUMENTARY FED FUND WIRE TO Cohn Cowie AT -555.26 Amain' 01 Other funds debited Money balance activities FIRST REPUBLIC BANK Total other funds debited -$55536 t Activity Detcroon Amount (S) Sep 30 Balance forward 623,86322 Oct 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/01/15 -3330.26 Oct 5 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT ASOF 1(702/15 -597.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 169.62 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/06/15 0.40 Oct 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -4,023.96 Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10/16115 -95.68 Oct 27 Withdrawal L185 BANK USA DEPOSIT ACCOUNT AS OF 10/26/15 -5.30 Oct 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10127115 -126.00 Oct 30 Closing UBS Bank USA Deposit Account The UBS Bank USA DeD09t Account Is your primary sweep coon $15.87544 SDNY GM 00023670 C NP7C00?30572S331 NP7003189496 000:03 1015030575004 Y123576%0000000 Page 7 of 8 CONFIDENTIAL EFTA_00134290 EFTA01276061 *UBS Your notes CNP70.005725332 NP70001.96 00003 1015 030575004 vi 23 576550 00MY_OM_000238/49* 8 of 8 End of statement for account numb.. CONFIDENTIAL EFTA_00134291 EFTA01276062 Important information about your statement UBS Fhancial Sakes Mc Marini MSS Frani Swim/ is a ranter of al parr di senrity. camgddy and owns echarges UBS f Mica Waco and MBank I.PSt ay Slied 9ubtal iris of IS AG and Off liras of ulltS Semites LLC Met nwstnaicial sweat it Sable won rennin the Mrs ermine offices at a U3S incanted Soros tic 1200 Haber Badman Viceimak en NI 07086 1h6stawnem represents.* hnly °POP rased of me OBS Belinda Sauces aCCOunt Other reC0f05..:Cept0110.31taK doomeno. honoring conflOng data should not be Med ups d you bets? there 6 an sera sisal. Ooze spoil il rrenethrety n lenient° telkach Marpir of the once senng your asaaum oThough al 49ns Sohn are inlendtd lo be arvratik Slaisint data TWO rot be used for tat Nooses ter sok*/ on yeakird to Wm Ge.. Fath 1099. SOO. 10415. tic) ohs prepring )our return The f or is misled by Ian to ram tote RS al troh le Meilen& repent!e non IathW Mann' ad oaf* meter toned on senates heU n your acCoure, nil proceeds on sale tranUctost and cost batonratan mead Snots; Ctrl iumicitIons with the HIM • Neale ((Kaden, any oral Ccrivrole.atons nemngto furrier mum your Mitt ncliding you* rigirs undo, the Mum* Wen Protecion ACT ISPA) • /line Sonar 'listen/ion onto top het n the lam of this laternml is not tAIS FitinoalSOnnan, IBS Feurscial Bastes shies eat vacua 356(6/kg broker by amememni *nth the Mated matron We inonnel Kw 04 Si rebtionibto 'Son este opened Nis accost in this Glee Mr Mds and WOO los re looted a 1115 Mimi Simms red not the arodumg broker. as you rant mate 3 mat of sly era or °molt to both ban, all account suterents shall be deemed co pate and acar ate d riot Objeled to ii wrong Who 60 days • Please area calmer amplants a iminat to the (mrs den Rearm OnOtnerit X 2014521699*r lollies. a 1300-34-9,03. 8 00a hi to 6 03 PM ET Monday thooup rndy. a in wring to IDS Minns' Sentel Clan' ReUrionsDepatnots PO Box 766 anon Crts NI 07(87 • Si case of ems a WHOM about as ekoono LIDOS under Coll bit Perim, ce lls Vat deit cad tram:honk Call 1300-762-1000 a store to LOSEn/noel Motes W. IMO Kantor Md. 60 liar. Wrehrokin. N) O7636. Ann Iota 135.4 Savoys Cal) yule as soon as ,,c) u cart d satinet yor stawnem or wax 6 'wag </Ilya) need more Montt Loa atrtrofer cc, the smarm or mart The Mn a Card ISSuar (as cep 10610) mug hear tan Su rot tate' thlt 60 Caps alter the inn Sent you the fro manna on .'k di the nor or probiten armed - Frans you nano and nom number a rip - Owribe the mot or the tanferym ay wove atoo red or tan as Maly yau On any you brim 4 is al error or My you need moo nlanotian - Amide the data moans:4M supped to The km or Cad 69a wit nentigateyOtrtteintint a+1 wall OrteCI any taw pronvly Pleawnie al Seeks payaelo so the Fernor to Soma Animal ndcated on te front oft) slawnint haddt it to agar want fem. Watt may be strict to mamma.. loco thaws Ice Ise parent for saurtee putchaws and chrm fee tread nulls n cat scants AaountS ma Ye tralsiernid to olio niteutcns may be Mira to a banner lee. OBS Sweep Option UBS oilers orlon for 'among cat batricei braices bar &posts a USS Bak USA ISM AG Parford Omit (Bark Swap hoping maw market mutua finds Nom Curds) arid the likirentiona Depose accord 00446or customers win n memaima tenure latagesnent Arsouf4 llueugh fixElse Sweep S011anh cat. balinCeS are swept sa WS Bark LOA tea a an egad-hod Imo ad then to ICS IC Stadion Brant, a a Iserney Fund Deposes at LOS Bar USA are FOC routed n accordance with Wsz: rules For was :lo ma prat out wow Ida go Deposits a LOS AG amiford Thant ad thares C ?Ass FuldS tenet nsure3 by the FOC. Through the Om available to can Manors re swat to CISOS/ aCCOuniS a IBS AG Wreak Brach and IlSAG Caplan Brant These deposits arena roved by the FIX SaarKe'S heLf a me LOS AG Comm Brash re terrowily oposed TO TN. Sew:Orr risk of the C tow rant and there is no guinea other on lostit of LISS44 a repay theDimas cable on the 185 Cayman Brach's bocts. Deposits a URS Bak USA rd eachOBS AG Brach and fartimed by SPC Murry fund tins are acceded by SPC See %IBS Mama Seems Account Protection" below. Opt you rerun. dab-Kett' to Bak Meer Program a OA may be wilxraren and tires of a Winer Fund maybe liquidated aid the tamed' returned to pa a yos wails attest Further ottoman tout sadnie um" *pio n. oxlidng anent nom saes and pens. is artibie a www tinarrisimpOins tom your Corral Minor a by Ming 806762-1000 UBf Irmancial Straka. mow* protection The rim is a Marta of the Securms nine' Protection Corazon ORO MIT prams mantis rcoans of es martin us lo 1500 000 Maiding 1250.00010' deal, tor GM The 5PC tap crotchet mot apish so all maws diayou hold n apricot:amours The fart together wen arum II dates. has also poniard szariontotai prormon the roaanum mount payable to all diglar dont. colicteoliunder Nis proteaion 6550) mast as of Decors:in IP 2013 Sawa tote polcyardarro and kneatons cat at Me Gmi Cunha protected for up to SI 9 milkn nest aw- male for al your a:cantsheld n a palicula capay A full copy el CO poky onOrdng 6 Nat* upon ,AaJesT The SIC proltOce red the stspnlenental OrCealcn both do not 4PlY to • Cenaantraaa awls controlled tri(on.) Skated flys' scant ratio) but had away from 155 Sinaloa Swoon Ceg.anal a cat aOSSBa*(Jca1ia USS AG Stamford trandi. (th) rouraxe aottols. mixing vast* amain aid Oa Than of rub el lava elate sut, shays ay maned Maly ei die name Of the aMatri Win on the books aid records of the nicer Over a thnSt agent). • (ens roonarent cora:hoe norms% Most (99. Mined parowshos aid prvae plawents) that are na mislead VOX the Sthlx es Act of 1933. and • Commas/Ms coniram to 9. font's 'Pahang* and proaus metal contort fumes comoas and commend WW1 contracts The 9 ,C protection rid to omplorrimto protection do not *ay to these assetsmen Ohm Ottenede antiwar,* summon The WC protects and the sppbristt protecton do not yenta aganst Ss?, n the market vase of sof asestnints Meta as a mon of marm snowman. epos.' barman of l thl tio'he) Mote eaurnaon a mit a wpm must Vat may Osten met ntormasn about SIC. includn9 the SPC Brochure by ammrg SPC at 202.3M/3300a by Mum tie SP( Allovle al *SW alt 010 Dividend It Merniem Program OW) the rw aikaal do average pnce you may °bean the actualagehos your rinanoi Adeoor Only whole Sees are premed safer CAP. partial taw coil be sold and die ash iv,' be destard n yor mom The diritend renvestrer6 pot* supplied by the sous may deter fro., the stain tea at Muth the rata tan at sold Cadmirliou CI* Mr le units may be raid in yOur =Ant f 1,0u are entithni to 'pot:plait as arts' of a brand manna or otherwise. the tan wM ether al partial ists 'make' rice a accept n atom ditatted by aregistered Owing agercy. an:Is:redo yar account lavesbnew °bitchy. The Men/Vent cApcnies and nt prof skate 5p2CIC lo earls acoxim aid may way boom flew acme the Inn prompts in mem of any urnicant amp. in your Boma stuatim a neeStIMM etiectivel For eat account had. you choose one of the fo lowng noestment Mattes • Padua Cement acme twentieth setbinj tlw genera on of I-comeonly • Atha* CePUIAPPICsiOon tweorrents spiking growth of pmcpal fah. than tot ginflatOn of name • proolice Conlin/on of income seclCarMAPPenilon mamma s wing both Me gorwaion of Mono aid goavdi ed prncral Onall risk pronto • Commas, Seeks to mantas Waal -Opal wth how risk aid rola lit to the account oast. wand Na means the want does not ginelleignehaill 'Mane Or returns sd myna keep pace wilt Oil Won • Ailocken %Wing to map: tom OS to 0'044 rid tolerate sow Ma Atya seek higher rams • Ainrnla.e Wang to assert hgh nsis to vowel ad hgh volanty so wet hign atm met tone Statement Mousithokling" We may onsoldate al rgited mom statements wish the sant addiess it the smear...lope kozonts airy be related for this mnose beano they haw owners oho SA martin pant mount Mama: no rah Mrs dents 31 the sure address the practre a know 'nouseholcIn9 • f you pale to make indiinual flaternerTlf maikd n Xp,raft CONFIDENTIAL ervekpos —you may Mane househollrg by arm your Emma Adv5Or Friona, account mew TiothienTh warn nave reflects Manorial that icy mead on the fans online wow webste It as customizable •nosumo• ass by you a erase Sou win your nortecon n Nn no kga afoot on your arum l'Cu on mange you* 'rands", atom names. trout Mine Somas of Mottacun; pm Mato, Adds° r Account etwiow • Mlle or sow ittounrpardsoz Ne‘ Of asset aid hatpins • ASaets InClucki ',alio* cats Macea velem ronrkted wonkytat ) aid Gkbal Ts* DepoSt troolizod maid to motet and certam artes not held byte km Does not nciideunonad semitelassets a the en! of the pro andwest staterrern poocdl a pr at kostnenth 'owned ito6 colons aid aurceeba slat Worn • LiSkteS PiCI)005 CAC balriCK. outmoding magi loan. mat Me. short account banes • C atemantytalaxty Tots of tun led as/Sheaf' bSancts. plus LS'S Ball" USA dips', balson 1.195 AG Stanford Brant depose balances and maim meter maul laid sweep balsam a the dose of the Statement period wonorrenos Ey Me peas batman h yea ao:ounl at not maimed from etabaron and tre Femme use any these furls n the ordiwy course of as banns These fun% Of ▪ payabie tpon yos demand On total 6 incbded Ae Mint pond dos rg value lending information fa detamd rilanwon on ter rer 'Wake) psalmand didocurot Mx to you'Cle i R44.31;:ntp Artenall or Awn Agennl aid let Genera Terns ad Condemns ORS Stamen of Cade Practices fl ab* n AgnemeIrs ad Dectstas a lovaiiM rnmdierovflaw nni rowan Year state itenl times Sectoteo and other 355gsheld n the accowil a the end of the Staleablnl period You may dk for Mem of furypad *mites z ay (me You may recta. marries used a ban collated eater Pator.alian balanceroe on them imosszuntes tranlened athe duty the stamen toned an lies a natal WI* if of thy end of the Moment NOM • Cost basic Si deleanhng team bail of the stoats indided n Iha statement what r isted web the number ' OBS ManSal Strimeshas meted on imams ion °Waned (rah sources other Than 1.85 Firnicol %aces. naming Manton Ism fl aw fits or tat you may hat prootled to rut imam' Mom "Winn dots not intiondeniii mayor gunmen. aszvacy a vaidey of any inarrnacn pronded by sources °tartan USS F racial SWOPS in addtion Stough LOS FraidalSorske: gloomily opiates t6 donnas:el as t 6 Welted Theron Coes no ormick any woman Mat she nf amoral mkt 'Cost ball' aid 'lioralitird gars lass is asorate a of the dote of this SIMM411 As soak please do not rayon this Mama it to make cactus' a sae Miran la la pusses a ottesice Accatan Unstated to the fern may reflect girths' nformait al y for the periad of time they at had a the Fern Morehinonol edarnatgli CS be added by kw FINNS Mow • unload salmi bases than daa s /rattle naiad urrealcal gun losses re Maimed fa SDNY_GM_00023672 EFTA_00134292 EFTA01276063 Important information about your statement (coiltinUed) ittfricktivemity lots The tan:Hadata fa iniiittbal Ian mayor may not reflect aninilien% dirgesau seam* reorsuncalm awn Dirlfend ad other reinvestment lots and smarm* purchase lots re oath combined to display area:eased lhe • 'Bade dr.' cobra, presents the original Iranian ma traledate • Callabla deoutItias Bonds and piefinwed stock that the in calk for extyredervionwil be selected nail* by lot tan among 8A 'Humesof that 6%* tielin our nano to n nom:wenn for our climes Cat fear* 'Somme:a is attired nom thrd omen and in revery eel %stalked Other Call leases may east mach could affect yell cantle% Mama lon ea be provided *Poi aqua • Cortirrataf of deposit (COO CDs are MC mired opt 1293.000 st pattmal and sated settee pre &wax and pi, depouto-y anionic.. n accordance with nibs • prioehrolue Pieces caoplavd fa WASS aid otter products mar be higher ce beer that to price that you Me IS a3ually !tats* in the make; PrCeS are Waned Iron vanXiS Ted party Warren Much we belerce to be reline, but we do not garage eel' a:curacy - Wo poreraly mote dosng pre* areal arab** or IN? meal or the bid aid ask vices Ice Isted Wart** and omen Ot on led picasfor OTC tort en - Let acme.; baled warren maybe prom tang a mbarn modre a them, scan ala se. obtaaed and may riol Mkt an acturi matte Pnce or MM. - Certain pOSIMM may £pea tni1Cut Apra and pall show a 'mice was rat ataaable Awe are enable to obtain a prce for a security - Deposes or Searles denominated n wages other Mn U S dollars are ref Woe a the esstergouee as of the ttattrunt date - For oerun sentries 100g anon-can:4min deramnatems. pct and quality dace vibe) may hae been wined:a Irma* papa Human To obtain Outten gritreali wen arallYele.COrcaa your Prandial %Serer • Mena InvostrreMa and Muddied prataa Pneato Headman :aunt anctnIng direct prerpsion protean and real mute n*arnem trUft securities) and Waived product re INWaly hghlr dyad Conan oruotaed roams have no born rogeiaed sets the Seaacols and &Oxide Carknssan a under any stare acute, Wm We prove* estmted kat*, fcr pirate Moaner* ScaosteS and stoats products for alarms analpupoom only AcanCY a not 9onntecd - Thee values may/differ sebstantany from plCeS, A a/ as *nth acreage mostrnert stoutly a structured pronto my be Helot a sold aid do not normally wren, the wale you May Mane upon Iraedatnn - BIM prty immaes of Ha are as ot a ran Ore sot re supplied to LtS lemma Savors on irregular brus by an ndeperMent natation Um l“ust, SsorteallsaTer gra:Icor Sowed wanes d Joy. are steepled to tie Frm by the mom general Hanoi a sponsor and may be Obialed based on Okra* atormation from that used by thrd pries to donee thee esikroted want: - You cal obtain adklaccie itcrmaton regaling the rreholology used to dentine the Hirano of riot and tan dace of the hfonn.ton Ma Is Me boa fir the mann byre-de:tag your Pardo' Herber - 11,k0 parry estinael vibesmay be reflected as 'Not paced' n sneer auatira when an ittleperMent valuation fat Ices not suppled cc 6 untie es 551903 value when we bosom. arra %Mamie-el war[ hie cm:cared tha may calla previously tenoned vala too (NOW% a wen avant nand be Very speculatee duo to the now of the sanity - Innen nritlw an Hum rent wow a sponsor estimated manor 3tirdpaly est awed masa is pritteded tie Hue of the tear Cy wet tn.:Metal tan ms psalm pnot - 'Ohabaiorn to dap' my Mika. reran of can't* ware a both • CoVeki set vie revesents Me Mel olloteig prone per wit rid may not reflect per ma bath • IbIStriated SOCUritin Restncted secures genera* Hs not awn* rouble fa pa* IRS OHMS Saran uses the mate precool t a ennesolood stock of the sane our a n mutedtake for the restated out for purposes of This saner,' on* TO the maim that rest, eted serailiel a* elipbto for Salt Mt Yalse rreeled nay be substantiate less men the angutte vim shawl • Est. leilirnated) Mean, arrentyields and rata An tstiMato 01 :mud moo* is based en mown dennend and Wean ran. awing la oranges will be lyeld for one yea, from oremett date or snot rtUrunly this estimate is Crq 3 guldens* accuracy and °Wooed Mama ae not pairalreed - E9nutedamWl MM. and %melt yell tor ant tpecol socurihn could helot? drawn of crinclot or CaPUI pare di Mat Olathe ea OCCene (aldairrant yeld)would be Hemmed - Hatnated amid income aid operant Meld aid The actut Poore and yield mght belowor hgher thm the enknate1 morns - An ninala al mroalced novae icluidred alter feast ducted by the amen' matte rata/nage balance a lased an TS Ida diedeld or teems porta made by the awn and attunes die sewn indeporAs wit be bindle. one nue Ban the statement date or trod murky Await and continued yeld at not wanted • Arno not held by WS financial Sava Cava MPH an Mt HUbyteBan ad not witInh Me Finis possession or envoi Them assets re aciplynd on yam seateneen for irdonnational pavan on* Position am wakes veserned are rivaled byte issuno firm MS ! 'lancet n not reparable for this attention and does net guarantee es accitacy These assets Zeno, prowled by SVC a tee Frm's supplanornal Sat coverage • Revenue Hating and addklonalcompeasatlea. - et adilitim I0 orninissem on mks aid 12b.1 lees recsed en connection with thedata:Non of tralut finds to our dints we attla ors 1Bliae revue rem tee Marna pa/luau from adubutors »dor anison of tee malt ends tat we sell Peso nags reloaded an hen dintent armaments 0 the annum Of saksbytISS 01 a partcuLt mutual NM fanny toot duns. and Id the rue mite of a trail, nada toed 1 anti/. sham thAd a ihr Imf - We aid as HA* Pm mare retnakag rid own:taproom:nig lees in coruderaton for trailer agent sevlas that we proed• to shorn:awlfunds These fees sew" at pad *cm investor =as in the mutual lad ad ae a rind doll? anoutt based on the natter of ascents at the haw -deal* hotting mutual rinds of Mat had laniV - m Hest ion tocommenced 'Hewed m orraction wen the tabor darbuton of us ury mat= ad init db. h“ Mot unit to of den% we andaour PUGH recut mere* Mang OVeptettanca maryol me romance companies undavening the auudy contacts HUH. or the no ranee corrnmin a sponsors a to UM IleraMell Ma% he &astute - Ott andates also acelie trading coma/moos ani other compernation from mutual herds aid murex* Cortcales Went penexts we dist burrs - Werecent an armor fee horn LEIS Bank USA anlUBS AC Starnord Braid. ol up» 125 per axount snoring to the banks ode the Liner* Swap Program ASA, Holman:a regardng cormisnins and other charges ironed in connection win the Herndon ol wales ackidng option trenactens has been added n ccalantons vinous* loathed to you. and ...libel:ion:HI to you vane* on rawest Short selling it you at engaged in Ton tethg nosily you may cos a chive OH to cenan knowing costs I.:Lethal panaiLv *Grey Open erden 4 9Xding open *preclailaireled • orders that were not totooted by the staernent date. open buy axl Sell StOp orders a ed.:ad by the annuli of dredendScr rghts on • oudi.idindsor ourehIS deo unit.% Hamad otherwise by you You are reporoble for orders thal are emcuted dye to your false to cancel coating open orders Tax withalditg an fearbutions Poen UK Pinola,' Senates IRAs hiltal tax raw tenures LIESS inattql Servos to withhold ircorie tar from gm tackle MA dissibr ern tut you may dm ea to ha* Hone to wtytPs or instead. you may Ho to have Ix wertteld a Sere or n a rind rnown as you choose sew/ elicton vu I remain n el Sect untr remind by you You may neck* your election a army lino by m.top anew Haan If you do not haw moot, ', come toe wettnelfinall your derbutiOnt you maybe aplomb* la the prim of earn.tted law Wu may not Farm if the anoints withal and yet estinated hw parweinis se not equal tO Hit ix obligation aria, To obtan anew of cu tame Clint Pretty lattice ',bre contal yaw F natio, Adasor or rise our Heine at Him vas comemioneofry an Financial Setwitts 6 nor a bat The WA. gnaw SearcesAaunt BSA aril AMA are beaerage 30XtteS Mum provide access to baling servos and prodais Orugh anamemetts Mt /*IWO basks ad othot mCd party basks. and prudes moan Hamm and amuity prodpols isund by unaffiliated shed tarty Horan" contras Hough emosice agency paddle es of tees FrianCial Severe I% t uesonatt. nsurance, and amuly products Pet IDC hilted • no bank gumtree May lose wane PM Recast. Knoroni Account Buttress Seminn ACCOMII BS& IPMA and ncemaboar Resource Mmagenttat CONFIDENTIAL ACCOult WO registered sauce mats a IPS Fruxial Services kx Yea S•paturo it a rogiorrad *mice mak of visa Imernamial MS Wa Signabst cede cads and IBS Wa den cads are issued byMSBatt USA with durnman from v ea u S A worpraud WM Financial Serails Inc Rev 201407 SDNY_GM_00023673 EFTA 00134293 EFTA01276064 (SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CM-70056439531115n VI 0 Account name: GHiStANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your financial Advisor. SCOTT STACKMANO.YLE CASRIEL Phone: Resource Management Account November 2015 HIC IN MAX LL Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA- 1000, on October 30 (5) on November 30 (1) account 029023576 Your assets 15,875 44 13,237.97 Visit our website: Your liabilities aoo o.00 www.ubscomainancialservices Value of your account $15,875.44 $13,237.97 Tracking the value of your account Sources of your account growth during 2015 Value of your account S me :7,..311CS at year end 2014 $71,570.66 Net deposits and 7: 6 withdrawals -$58,344.22 Your ausstellenreturn, Disedendard interest income 811.53 ISO Change in market value 90 00 13.2 Value of your account Dec k)14 Oft kl 5 Nov 2015 on Nov 30, 2015 $11237.97 SDNY GM 00023674 Member SIPC 0070001005643953 NP7000193349 00008 1115 030575004 Y123576%0010000 Pap t of 8 CONFIDENTIAL EFTA 00134294 EFTA01276065 SUBS Resource Management Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (S) Account name: GHI$LAINE MArMEU. Friendly account name; I iv. ar Account number: Percentage of your account A Cash and money balances I 3237.97 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $13,237.97 100.00% Value of your account $13,237.97 A Eye on the markets Index Percentage change November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Your li nodal Advisor. SCOTT STACK MANELYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, ILIBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the Last two pages of this statement for details about those balances Interest rates on November 30, 2015 3-month Treasury bills: 0 21% One-month LIBOR: 0.24% CNP7000BO05643954 NPAX019:049 CCM 1115 030575004 Y12357655001 Wit#1.COM000236,4139e 2 of 8 CONFIDENTIAL EFTA_00134295 EFTA01276066 SUBS Resource Management Account November 2015 Change in the value of your account November 201 5 (31 Year to date (S) Opening account value $15,875.44 $71,570.68 Deposits, including investments transferred in 0.00 86,559.08 Withdrawals and fees, including investments transferred cut -2,637.77 -144,903.30 Dividend and interest income 0.30 11.53 Closing account value $13,237.97 $13,237.97 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Cheakar Account number. Dividend and interest income earned Foe purposes Of this statement, taeablity Of inteeest and Orridend income has been determined ficM a US tm lePortlre3 PersPercie. Based upon the residence of the account bolder, account type. or product type, torn. interest andor deidend payments may not be sutler, to United States (US) anda Puerto Pico (PR) Income tares. The (tent monthy Ratemtm is not intended to be used and cannot be reaed upon for ta< purposes. Clients should refer to the aDOKEttt Lat tenoning forms they receise from IRS annualy, such as the Conn 1099 and the Forms 480, for tax reporting information his the practice of UBS to file the applicable tam reporting forms with the US sterna Revenue Sei(e and PR neastay °torment wain such banns accutatety class fy chi/Jena AMP Cl Interest as is exempt or lamb* imam Pease consult your Inds/dial tax preparer. November 2015(S) Year to date (1) Taxable interest 0.30 9.60 Total current year $0.30 $9.60 Prior year adjustment 0.00 1.93 Total dividend & interest $0.30 $11.53 Cash activity summary Your Honda' Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for deists &dances in your Sweep Options are indudedin the openng and closing balances ad ut. FDIC insurance 4Viel only to deposits at U85 Bank USA, not to deposits at LOS AG, Stamfoed Branch 01 bank deposits pacedibeoush the UBS Interne: and Depose Account program. SIPC protection applies to money market sweep find holdings but ml bare deposit. Seelmportant information about your statement on the iat mV pages d this document for decals November 2015 (5) rear to date (5) Opening balances Additions Deposits and other funds credited $15,875.44 0.00 $71,570.66 86,559.08 Dividend aid interest income 0.30 11.53 Total additions Subtractions Checks and bill payments $0.30 -2,38429 $86,570.61 -142,393.65 Card payments -25348 -1,954.39 Other funds debited 0.00 -555.26 Total subtractions -$2,637.77 -$144,903.30 Net cash flow -12.637.47 dosing balances $13,237.97 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 5 Opening UBS Bank USA Deposit balance Oct 7 -$58,332.69 $13,237.97 $20,126.38 Closing UBS Bank USA Deposit balance Nov 5 $15,210.54 Number of days in nterest period 30 Average daily balance $16,749.68 Interest earned $0.30 Annual percentage yield earned 002% SDNY GM 00023676 CelP7C00330564395SNPMC0193349 00000 1115 030575004 Y123576550010000 Page 3 of 8 CONFIDENTIAL EFTA 00134296 EFTA01276067 *UBS Resource Management Account November 2015 My Choice Rewards Points from UBS Account name: Friendly account name: : Account number: Rewards pants are reflected as of the 26th ot the mcnth or the pow business clw if the 26th IS h on a weekendtondos. Rewards paint activity cmens can be found On vatavuhs.tomfonlinesesvices November 2015 Year to date Opening balance 3,954 1,433 Points earned 0 2,521 Closing balance Your investment objectives: v::L. • the following investment objectins for this account If you haw questions about these ubietbves, disagree with them, or wish to change them, please contact your Fivancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in important information about )our statement at the end of this document. Your totem objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibi'tty consideration • None selected 3,954 3,954 Your account instructions • Vow account cost base default closing method is FIFO, First in, First Out. Your Kneed' Advisor. SCOTT STACK MAIsY LYLE CASRIEL CNP70308005643956NPVCOIS0349 C0006 1' 15 030575004 Y123576550019SONCGM000236,99e 4 of a CONFIDENTIAL EFTA 00134297 EFTA01276068 UBS Resource Management Account November 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: indiv CheCk/Car Account number. Some paces, Income and current values shown may be Eppioxiinak. AS a intl. gains andlosses may mot be accuidlely reflected. See Amnon infoanabon about your statement a the too 01 the ctcumeM fOr Rae infornason. Cash Cash and money balances Cash and money balances may Ind trip. avalkile cash balances, UBS Bank USA &pont account balances, UBS AG Staniord Branch deposit aaourn Glances and money main mutual fund sweep batances. U95 Bank USA deposit account balances are Insured by the FOC ninon applicable limits, but are not protected by 9PC. UBS AG Stanford Branch deporat JICcount balances as not insured by FDIC and are rot protected by SIPC Money mutat sweep balances are protected by SIC but as not insured by the FDIC. Ste the important information about your statement at the endofthis document for detaas tout those telances. Hiring UBS BANK USA DEP ACCT 15,875.44 13,23797 250000.00 Openng Wax. Closing balance floe per share Mope on Nov (S) co Nov 30 ft) on Nay 30 0) rate DMclend interest pedal Your rinandel Advisor: SCOTT STACK MANILYLE CASRIEL Days it period Cap room 5) Your total assets value on Nod 30 IP Percentage of Cost BIrrated your &count OOPS (51 annual income (S) UnrealiZed wen or IOSS (S) Cask Cash and money bSanas Total 813,237.97 100.00% $13,237.97 13237.97 100.00% 13.237.97 Account activity this month Otte Acuity Description Amount (I) Dividend and interest income Taxable inrerea Nov6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1110915 0.30 Total taxable interest $0.30 Total dividend and 'merest income $0.30 Date Actisty Descnpbon Amount (S) Nav 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -556.98 Nov 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -40.22 Nov9 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,787.09 Total bill payments 42384.29 SDNY GM 00023678 Bill payments CtietC0033055439S7 Ne7003‘97349 OCCO3 IS 030575004 Y123576S50010000 Page 5 of 8 CONFIDENTIAL EFTA_00134298 EFTA01276069 UBS Resource Management Account November 2015 Account activity this month kootnuedi Transaction Posting oate oate Oescnotion Amount (S) Card purchases U3S Von debit XX>C0 3536 G MAXWELL Le35 Visa debit. XXX4 0963 G MAXVVELL Oct30 Nov 03 ESPA CORP NEW YORK NY 47530590001 5700107 168.00 Total dlarges $68.00 Nov 20 Nov 24 ESPA CORP NEW YORK NY 475326900017600052 189 80 Total charges Total card purchases ono $157.80 Account name: Friendly account name: ir Account number. Your Knancial Advisor: SCOTT STACK MANYLYLE CASR1EL Date Demnption Amant (S) Card payments Nov 18 CREDIT CARO PAYMENT -95.68 Total card payments 495.60 minmurn Payment Cue Payment Doe Date Crew line Avalatre C feat Une Outstanding baance UBS visa Signature credit card(s) payment information for December 23. 2015 $6809 Dec 23, 2015 135,00000 532,825 36 12,174.64 This crew cad is Crueller, in UBS Pay creoi Cad feature and vil autcmatcaty te paid /ran you' account. Your Payment Is scheldled tot Decreete, 18, 2015 We provide Misinformation on your UBS Visa Signature credit cads slee, as acOJttesy to you The UBS Visa Sratu re (Ted! cad and account are issued by UBS Bank USA. UBS Bank USA sends you the ottioal statement for this account and you shod mate your payment accordng to thed instru(tion. We do not Ind ode your outstanding crew cad !sane in the rake of your account with U65 Financial Services Inc Date Actnnty Oct30 Balance forward Delfirplial Amount 11) Money balance activities $15,87544 Isbav 4 Nov 5 Nov 6 Deposit Nov 10 Withdrawal Withdrawal Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11103/15 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/15 UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1/09 15 -597.20 -68.00 030 U85 BANK USA DEPOSIT ACCOUNT AS OF 11109/15 -1,787.09 continued next page CNP7C005005643958NP7OCOIS0349 COCOS 1115 030575004 Y123576550 01 ggeitiyG m0002361~ 6 OF 8 CONFIDENTIAL EFTA_00134299 EFTA01276070 *UBS Resource Management Account November 2015 Account activity this month (continued) (We Money balance activities (continued) Nov 19 Nov 25 Nov 30 The UBS Bank USA Copoot Accourt i; your primary sweep colon Account name: GHISLAINE MAXWELL Friendly account name: Inch,' Checkkar Account number. Your ft nandal Advisor: SCOTT STACKKUNO/LE CASRIEL Afton!, D(1(101101 Amount (t) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11118/15 -9568 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11124/15 -89.80 Closing UBS Bank USA Deposit Account $13,237.97 SDNY GM 00023680 C HP70380305643959 NP7003197349 COCO 1115 030575004 Y123576550 010000 Pogo 7 of 8 CONFIDENTIAL EFTA_00134300 EFTA01276071 Your notes CNP700O)305643960NP7003193349 00003 ill 3 030575004 Yi 2357655001 iftliklY_GM_00023604ge 8 of 8 End of statement for account number- CONFIDENTIAL EFTA_00 134301 EFTA01276072 Important information about your statement U36 Financial Services tic. the F im or UBS Financial Senekes). is a merrter of all orincial seosft ammo* and colors exchanges. LASS Frerxial Selects and LEA Bank USA we rdrect subsidises of LES AG and affiliates of LES Saurian U.C. The Fim's financial statement is available upon reopen. The tease:Kul* on ices a. a: UBS ainencul Sauces 1200 Barba Boulevard Weehawken, NJ 07086 This statement represents the ally official reard of you LBS Fhancial Seniors account. Other march, rapt official tar documents. containing cordlidew data should rot be relied Ian If you bedew there is an ems or emission, please *pea h irrnadiately n wrung to the Branch Manager of the office seam you account. Athaate al hoses shown are ntended to be accurate. statement datashould not be used for tar purposes Rely sae& on yeauend tax Icons. Form 109. Sat 10425. etc.) whin prepargyour La return. The Fine is required by low torepon to ihe IRS all ta.abk divider.* report** nontaxable Thadends and Mt interest end en acuities had nyour scant, net proceeds on sate transaMexe, and cost base ioncertain covered sensitise. Communicotions with the Fim • Please re-confirm ary Oral corm's...atoms in awittb to father protect your WV; irolsfrgyat ricfies seder the Secactias Mentor Protection Ace (WA). • II the Craw ial haitution cn thrtcp left of tie Irat of this statement is not U3S Financiel Sark's, LSS Financial Seraces caries yas account as clearng brcker by acrangerrent well the nolcated insubson We irdoemed you of this relatorchP when you opened this OCCOJII. In tie taw, your Ss& and securities are located a UBS financial Services and rot te ironadacreg broker, ardo3u taxi mace a repon of ay ma or cminion to both firms. All accent statements shall be deemed ccenpate and accurate i not objected to in wring within 60 days. • Please diect customer complaint or twines to he Fem.Clem Relations Depavnent a 201.352.1699 or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in wring to U3S Financial Services hc, Client Relations Dela-Mena, P.O. Box 766 Union City, NJ 07087. • h caw of emn, or pastime about an electronic fach transfer (FM bit payment a UBS VoSeclebie card transactions, call 990-762-1000, certif.to UBS Financial Services lx., 1000 Hater felt*, 6th floor, Weehawken. NI 07086, MTh RIA103EA Seises. Cal a wee as loon m yea can if you ilia your statement or receipt 4 atm or if you need more tilantaten Boca a trander on the slaement or reaps. The firm or Card ewer (as applablM must hear from you no lay then CO days afar tie Finn sent you tie fin staterma on ash* the aro- or ;abbe, spewed. - NT, ,,,!r ani n t,-N-or r — Desote the error or tie trawler you se uture bosh, and explah as dem& as ycu cal shy you beam t is an error a why you mod more rdemotion — Proade the dollar amount of doe suspected emu. The Firm a Card Issuer MI inanigate your ampairt and MI correct any error promo*. I we take more ton 10 Lianas dap to do The, we will cried' your account For the angst you Mile 6 hems so tot you will have Meuse of the money tang the tier* h takes us to complete Our thiestigation. PleaSO make all checks payable fe the Fan or tie froncial institution rdcated on tie front of this statement hadditionto regutar accost fees accounts my be subject to mavens-a lees, Throws for late payment for margin purchases and chuges kr unpaid snorts n cashaccounts. Accounts that at tea* erred to other InStalitiOnS May te subject to a trawler fee UBS Sweep Option LBS Offen options kr sweeping cash balances, balances to ba-k cheeses at UBS Bak USA and LBS AG Stanford trench (Bank Sweep Programs), money market mutual fads (Money Fin*) adtheentemot cnal Deposit Account (0A)fa customers with an international imam Managemert Account. Through tie Bank Sweep Prone* cash balances TO swept to 1185 Bak USA up to an estiteashed emit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC rimed in accordance with FDIC nat. For mere itemation pear romfdic got. Deposes at LES AG Stanford Bra-ch ad shares of Monty Funds at rot insured by the FDIC. Through the Ok asailible bete Whalen are swept to depose accounts at UBS AG New Yak Each and LBS AGC wan Braxh These deposits are not interred by tie FOC. Balances held at tie LES AG Cayman Each ace tempo's* apostate the sooereign rift of the %men blends, and them is no wart/rase er other obligation of LES AG to repay Re balances while ti the LIES Cayman's Brach. books. Deposits at MS Bait USA and each UBS AG Branch are not protected by SIC. Money Fund shres are protected by SIPC See #U35 Financial Services Account Thatcher.- bebyr. Upon your repaint, balancie in the Bank Sweep Awn or CA may be withdrahn and sham of a Money Fund near be liquidated, ad the proceeds returned to you a mat sautes account. FIS114. donne:an about available sweep *piens, incleSng anent tarat rates and yields, a available at masubsanisweepyel*, from your Financial Advisor or by callng 800-762-1000. WE Financial Senior mount protection The Fim e a member of taw Searilin Investor Protection Caporal* 6IPC). which protects securities scants of is members up to SSOO,C00 (mixing S2 t0,000 for claim for cash). The SIPC aeon protection limits apply to all acorns that you hold in a panicutr csocity. The FM, *gets with certain anbates, has also purchased waparreental protection. The madman mount payable to al *Babb chat, caeca/etc arch this praecicn is 1500 millon as of (*center 10, 2013. Subject to The poky radians ad Imitations, cash a the Firm esfather protected fa up to SI 9 million el the amregate for all pit amounts heed in a particular capacity. A WI copy of tee poiqr wordig is available upon request. The SIPC petalin and the supplemened prelation both do not apply to* • Certan financial assets controlled by (and incised n your account value) bat had away born LBS Financial Services (e.g., amain (Bash at UBS Bat (il cash at LBS AG Samford bunch, (id ilsomarce prectecte. including variable annuities and OM torn of rrub.al finds where such shares are registered drecdy n the nane of The account holier on tie books and records of to applicable *sr a transfer agent). • Casein minimal contacts or trattnent interests (*Q.. limited partner:him and pause plarmants) teat are rot registered under the Securities Act of I933; ad • nodilies contacts (e.g. foreign "charge and pa bus metal artrate) includinp futures antucts ad commodity option COntraCIS. The SIPC pasta) and tie supplemental protection do not apply t0 these abet" even if they °their/1Se appear on your seaternenn. The SSC peotecan and the .."Carreental protection do not protect agents changes in the makes vale of you investments Meths as a result of market moternent, Issuer batruptcy otherwise) More information is amid* upon repast Yoe may obtain more information about SIC, hoaxer* the 51K Brochure, to contacting 51K at 202-371-8300a by estrig the SIC website al waw.elpeffig Dividend Renvertment Program (DRIP) The ate reflected is an meter price You may obtan the actual price from you Financial Advisor. Orey tole dares re purchased Leda DRIP; partial shares wil be sold rd the each wit be deposited h your account. The dividend reinvestment pricesupplied byte suer may offer (Min the market price at which tie partial shares are sold CaatMlieu 019 whole urns may be hada your account. if you at witted to a panial unit as a result of a &Wird pwrnerd otherwise, me Firm ell Star sell anal units at menet ;eke a accept an intent determined lag a agitated cloarg agency. and credit you accase InvesThaent objectives The rwestmere *mama ad nil profile are speck to each account and may mybetween Please ache. the Firm reformat in saw of any Mendicant change in pa Mama situaicn or ncestmeet objectives. For each CONFIDENTIAL account hekl, you choose One of the following tresment objectires' • erodes, Cunene/mom.. limb.* as seekng the generation et income crib.. • Adieu* Copt*, Approciatan: Inurement( soaking yowl" of prncpal rather than the proration of p. • Produce Combination of arcane ad Capital Appreciation hamments sentry both tie generator of ncome and goerth of pritpll. Overall Bilk profiles • Coast:van* Seeks to maritain intel prix.pat with low risk and volatility lo the ayoun overal, ern that means the accost does not generate Madcane mane or returns and may rot keep pace with inflation. • Makes. Wittig to accept sane rift to pinepal and tolerate some voaatairty to seek hirer returns. • Aggressne: Wiling to accept high risk to principal aid hip ...Agility to seek high returns over time. Statement Thouseholdbe We may consolidate at related account statements wit tie sane *dress n the same envetce. Accost may be related Ice this purpose brace they have owners who also maintain pit accost relationships with ocher dents at the same address. This pracke 6 known as • tosel-oldrg R you prefer to receive rdiedual statements MAled n leplate envelopes — you my decline hauseholding by sating you F handed Achitor. Friendly account name The hardy account name reflects information tat you entered on the firm's onine services tribute. It a a customizable 'nice:arm • chosen by you to anise you rah your recordkeeping it has no legal effect an your account. You Can (ham? yar Riendhccount Mtn*. trawls Onlre Services Or by contactrg you Finamial Aorta. Asannt overview • SSA of you accountdpornaMio Net of assets and • Amt. Inds* avail* cash balances, vales la restricted seosty less), and Global tine Deposits, u-realzed make to market, and coyish assets not held by the Finn Does rot include unrenced wavelet assets at the end of the pior and anent statement periods, or porase inieStilWitS, treated stock options and 'amiable stock options • Li its Includes debt balarces, oublarding rnagn Ion, credit we, Ova scant bale-ices. • CashAtoney balances. Total of uninvested available cash balances, plus UBS Irk USA deposit barces.UBS AG Stanford Bench depose balances and money market MALI land sweep balances, at da dole of the statement period. Noreccarnodry free credit balances in your accost ere rot segregated from other balances *dine Fan may use any of these funds in the ordinary course of its laziness. these funds a* payable upon your alma*. This total is included in tie <want period closing value. SDNY_G M_0002 3682 EFTA_00134302 EFTA01276073 Important information about your statement (CM limed) Lending information Fre Mated informalin on the Fins lending practices and doclosue refer to you Cent Relfienthip Asfeernml or Is«ctrit Arenlent and the General Team and Con:lib:4S LOS Shannon of Credit Prank,. mailable in 49resterifs and Canckeures mine obi romiacceingrie . 'few meets You stmemeed bombes securities ri d other assets held in the moral at the and of the SIMMS% period. You may ask for debeety of lolly paid sourein at ern time. You may remise scotches used as loan collateral after ppaaytg rryy balance dim on them. Any securities Wei ekarRI to the Firndring the statenunt period are Medal frueket vale as of the end of the staemerd Pend • Cost batik In damming the cost base of the tamesresoled n this statemat, where induced with the nob. 'I,' LOS f ionise Soria, Ms relied en info/mann cbuined tom sources other than UBS channel Services. including nip:nation Iron another fire one that you may have provided to you Menial editor. The Fin don not indigonitedy May ix guarantee the rcuarya valdity of try damnation provided by touch On than 1.65 Financial Services. h ablers aftnugh LOS Financial Sauces generalk plates the Marimba at it it received. the Finn does not porde at assurances that the inforinakin under "Cost basis' and "Urrealced gait loss' is acute as of the date of this statement. As wch please do not Si on this Motivation to make thrchwe a sale decisions, for me p.rposos otherwise. Accounts transferred to the new my reflex °artless Mammon onk for the period d time they are held a the Firm Morehistorical nformalien can be oiled by your Anoxia Advent. • Urns. Med gehalones When data is avoitable, estimated urrealized goad losses are calculated for Medial searty lots. The transaction data for marital loss mayor may not rifled carmosicre. durgn Arida- vacuity reorganitann runs. Diidend and other reinveament lots and systmatic perches. km are each ccertned to display one aveleced let The Trade date' cokann presents the «gnat transaction tude date • Callable securities Bends and ;referred stock that the issuer cats for tab redemption wit be selected /martial& by lot Wm among all SeOfireS of that issue held in our rime or 'moron* mix fa at clients Call feasse infonnakn is obtained from third panes and es accuacy is not guaranteed. Other call lenses may most whch could afoot yiekt conk* inerrnaltit will be pained upon request • Certificates of deposit (CDs). COs are FOK inured up to $290,000 n princPal and accrued ireeresi per depose« and per depositoryManakin in accordance wth FOIC tubs. • Prietthalue Prices displayed for wardes and other products may be higher a lower than the pin that you wouldas-mak, tome n the market Prince obtained from Mon thrd pay sources which We bekve to be reliable, but we do not guarantee thee ateu racy. - We fame* use the dosing pice when aveikabb or the mean of the bid and ask prices fee aided securities ad optionsor onb bid prices lee OTC securities. — Less acting traded woven maybe picot using a vakiation model a the most merit Foie we obtained and may not reflect an actual ma-ket peke cc van. — Certain positions may appear without a price and will anon as 'eke was not avalable• A we re unable as obtain a price for a sootily — Cre/SOSIIS ce unifies detxminated in curencies other than U.S. doers are reflected IA the «change rate as of the statement date. - For «Wan stositits racing in nonconforning demninatems dice an CluantitY (f ace value) may have bon adested to f militate «cher vabakin. To dam niffent quotations, Men agaiabk, coma patr Fnancial Adds«. • Private kreestmento and streamed amoebas. Private inesenwe mosaics (ix Wig Mot denotation program and real estate imestmerd trust securities) and miscued products are general g Mfiti Algid Censn structured poducts haw not been registered with the Securities and Exchaw Corrmissim cr ender ay state securities laws. We monde Minuted yaks for private irlytillnern fenfitieS and Mowed products fa inkorreatorul Papaws only. Acre-racy is not guaranteed — Thew taken maydiffer substantial/1nm pion if any, at *hilt a private immanent sentry or %waived «MAT may be boxfil or sold and do not necessarily represent the yak* you my roam upon liwifition. - lhid parlyestinges of value aro as °faunal date and are applied to UBS Fnaxial Service on a angular base by an independent valuation I Wm. - Issuer, genial pain. Of sponsor estimated values. if any, are supplied Coln, rot, by the ewer. 0ntral parolee a spans« and may be calculated based on different iitematon tan that used by third petits to dew thee Mowed vats. - Tauten obein addekrul riformation regarding the methodologyused to Minim the estimate value and the date of the donation that is the basis for the minute by contacting your Financial Advisee. - Mid party estimated values may be reflected as 'Not need' n several situations: wen an independent valuation him has not SuPfakd dr is unable lo assign a vala when we become aware that a material event has occurred that may call a perviaaly repined Wm ineci quest:" awhen a van mexf1/41 be hiahlispeculatim clue to the note ad The Sfallity. — When neither an issuer, general partner or sponsor estimated vain nor a thrd-party estimated valor is provided, the maw of the security wit be diaerent Iron as purchase We- — 'Clihrbscions to date' may include return of capita income cc both. — 'Crignalsrd represents the mita alerts; price per cant and may nee leant you cost bass • Resticled severities. Antrkted segrikes recall( av not and, eligble for public sale. Le3S Financial Seines use, the Markel rite d the unrestricted stock of the same eater as an fl uted value la the restricted stock for purposes of the sidemen' onk To the indent that restricted securities' are Migbia to cab, the wake mend may be stbstantialk less than the Oputed value shown • Est. (Mirneted) income, current yield, and ref An minx. of arrual income it based on current dvidend and interest rates, msuning the securities will be held for cre year from statement date or well maturity. TM eginam is only a gudelne, accuracy and continued insane we not gueranteed — Estirmted anal Mane and coral yield for cedar types of securities could Maude a return of «fecal or Capital gailS n shish case the est. income OM tuner* yin() would be overstated. — (saluted arnuel income and omit yield and the actual income and yield might be barer or higher than the estimed amounts. — An ensnare of arrualeed income (dividend and« intemo stoke by the tarn make %sheaving. balance is based on the last dividend a Merin Perm made by the issuer and mums the seas besidaposts will be hell for one yea from the statement date Or until maludy. Accuracy ad continued yield are not guaranteed • Amu net held by UBS Financial Services. Certain assets are not held by the Pim and not even the Fern's possessem or control. These assets are deployed on vas statement for informational pirposes only. Positions and values presented are provided by the awing fem. lin Financial Services is not respatuble for ten jar:mud«) and does not guarantee its accuracy. These assets are rot protected by Seta*. Fan's paplonental SIPC courage. • Revenue Swung and additional compensation. — In addition to CCOrniSSCaS on mks and 12b1 lees received an arnedon toil the «WIWI« of nykul find to ors climes we andor our af (nate receive "Pm, sharing pa tern frtnIdigrbuton anew Wines of the mutual funds that we sell. These mosses are based on two Meant conwnents 0 the amount of salts by U3S of a pankula mutual kind rank to our clients. and GO the mot yak* of a particular mutual fund 1 anitu shoes hied a the link — We and cis aHaate ate roam netwokng and combs processing lees in consideration It, tondo agent cones that we smith to the mutual finds these feesgenerally are pad from investor assets in the mutual fund and are a fond deep mount based on the rumber of accounts at the bthkethleake holding meta lunch of the fund family CONFIDENTIAL - h addition to commeskfis received in connonn wth the sale or distrbution of an-Lay contracts and sat erieitrninl Kat units 10 Our thefts, we ant/Cr err affiliate drew rowers chug cenfiensmicn from merry of the insurance con-pans urdenweing the annuity {overacts. all dates of the Murree coenpanies or sponsors of the on immanent trusts we donut, — Cur aff aisles also men tradig ccermosions and other comp/make' from meal lurch and insurance companies whose products we eklaulti — We receive an anneal fee horn LOS Bak USA ad UBS AG Suffield Branch of up to $25 per account sweeping to the bats undo the UBS Bank Sweep Protraws. Activity hlennationtegardng commasken and other charges nand n correction with the occutcen of lodes, ineLdng option transactions has been included en confirmations previous)/ furnished to you. ad .WI be provided to you prearestly on reepeSt. Short selling eou ate engaged in shoe sellieg a security, you may incur a charge die to cenan beercwing costs for that panular security. Open «den Awarding opts. Cr Wzdtiacancellee «den that were not mousedbythe gatemen date, open buy rd sell stop orders are reduced by the snout of diadends or rightson an exavidends or <weights dote unless instructed otherwise by you. You are responsible foe orders that ye executed due toyer failure to cancel emhn9 open orders. Privacy To <Main a copy of our current awn eritscy Notice. please contact your Friartial Aden"- re vier ors swine.; at gene ant Onifreivaestolev UBS remcial Services is rat a bat the RMAv Bushes, Services Account BSA and IRMA are brokerage accounts Mich provide access to bracing smites and products through arramonents win aSI haled bats and other thrd-party bares, and provides access to insurance and a-nuty products issued by snail dieted thrdpany 'memo companies through Munn* agency subsidiaries of UBS Financial Services It Imegnum, nsurance. and army products: Not FDIC mind • No bank guwantem May lose value RMA khan Manage nest Acosta. Business Services Amami 95.4,, AMA ad nternaziecol Resource Management Accost are registered service marts of UBS Mamie Services tic Visa Signnue is a registered service mark of Visa Imanationie LOS V63 Strohm credo cards ad tes Vet debt cards are it by 1185 Bank USA with perission horn via U SA Incorporated. USS Financial Services Inc. Fey 201511 SDNY_G M_0002 3693 EFTA 00134303 EFTA01276074 SUBS 085 Fnancial Seniors nc 299 Park Avenue 25th Floor New York NY 10171.0002 Fwen309725i29 tits xi2 vs 0 Account name: GHISLANE MAXWELL Friendly account name: Incliv.CheckiCar Account number: Your Financial Advisor: SCOTT STACKIAANhYLE CASR1EL Phone: Questions about your statement? Call your Financial Advisor or the RMA aesourceU lie at 800-IIMA- WOO, account 029323576 Resource Management Account December 2015 HI AN MAX Lt Value of your account on November 30 (5) Your assets on December 31(3) 1 3,237.97 1 ,93/ 36 Vislt our websIte: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $13,237.97 $1,932.36 Tracking the value of your account S Thousands 716 Sillialitsilitlimilliii rewrai3/444, 13.2 Dec 2014 Nor kits 1.9 aMale Dec 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $71,570.66 Net deposits and nrithdrattals -569,650.14 Your nvestment return MO:lendand interest income 811.84 Change in market value 5000 Value of your woman on Dec 31, 2015 $1932.36 SDNY GM 00023684 Member SIPC ENP70C04038075129 NP7000311876 00306 121 S 030$75C0e Y123576550110000 Page 1 of 8 CONFIDENTIAL EFTA_00 I 343041 EFTA01276075 SUBS Resource Management Account Decernb?r 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Account name: Friendly account name:1r Account number: Percentage of your account V. ELL A Cash and money balances 1,932.36 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 51,932.36 100.00% Value of your account S1,932.36 A Eye on the markets Index Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -0.39% -0.32% 0.55% ENP70004038075130IPTC003I18760C0CIS 1215030575051 Y123576650 I titaiyGm00023elitge 2 of 8 CONFIDENTIAL EFTA_00134305 EFTA01276076 SUBS Resource Management Account December 2015 Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. December 2015 (3) Year to date (I) $13,237.97 $71,570.66 225.00 86,784.08 -11,530.92 456,434.22 0.31 11.84 $1,932.36 $1,932.36 Dividend and interest income earned For purposes of INS Statement taablty of interest and drAdend InCOnle haS been determined flan a US lm rePoning 1:erSpective. Based upon the residence of the account ncader account type. or prodixt type, some interest ands dvidend payments may not bo subject to United States (US) ardor Naito Pico (PR) Income taws. The (tent mord* statement is not intended 10 be used and cannot be weed upon for tar purposes. Clien1S should refer to the al:ate:lel& mooning forms 'hey receite frorn tee annudly, such as the Forms 1099 and the Forms 493, for lac reporting information tt is the practice of UBS to file the fiCstigfitle 18( reporting 100115 vAth the US InterM Revenue ServiCe and PR TreaSury DeCOMTent and in such towns aCCuratety dasIfy caw:tact ardor interstate. carrot or tenable 'mane Pleat Consult your indvdual tax preparer. December 2015 (S) Year to date (1) Taxable interest 0.31 9.91 Total current year $0.31 $9.91 Prior year adjustment 0.00 1.93 Total dividend & interest $0.31 $11.84 Cash activity summary Your Mnandal Advisor: SCOTT STACK MANNYLE CASRIEL See Account activity the month tot deists Mance' in your sweep °nouns are indudedin the openng and closing balance: yaw. FDIC insurance Jacket only to deposits a U85 Bank USA, not to &pouts at LOS AG, Stamford Branch or bank deposits paced inmost) the UBSInternahond Depose Account program. SleC protection applies to moor; market sweep find holdings but not bare deposits Srelmportane informatian about your statement on the last two pages cf this document for detals December 2015 (1) Year to date 04 Opening balances $13,237.97 $71,570.66 Additions Deposits and other funds credited 225.00 86,784 08 Dividend and interest income 0.3! 11.84 Total additions $225.31 $86,795.92 Subtractions Checks and bill payments 1,435 24 -153,828.89 Card payments -95.68 -2,050.07 Other funds debited 0.00 -555.26 Total subtractions -$11,530.92 -$156,434.22 Net cash flow 411,305.61 -$69,638.30 Closing balances $1,932.36 $1,932.36 UBS Bank USA Deposit Account APY Interest period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 $15,210.54 Closing UBS Bank USA Deposit balance Dec 6 $12,472.08 Number of days in nterest period 31 Average daily ba lance $13,406.68 Interest earned $0.31 Annual percentage yield earned 003% SDNY GM 00023686 DaT0004009375131 Me7030311876 00003 1715030575031 Y123576S50 110000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134306 EFTA01276077 UBS Resource Management Account December 2015 My Choice Rewards Points from UBS Account name: Yourlquancial Advisor: Friendly account name: SCOTT STACKMANYLYLE CASRIEL Account number: Rewards pa ms are reflected as of the 26th or the month or the poor bug ness daj if the 26th tan on a weekerxr holiday Reward. 0ignI activity cetais can be found On wwwunscoratonariestrviCes December 2015 Year to date Opening balance 3,954 1,433 Points earned 325 2,846 Closing balance Your investment objectives: You haw• identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 4,279 4,279 Your return objective: Current income it capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on - None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. ENPMC04C08075132 NP70003118760CO3 t215030575004 Y123576550 1 1 4 191refiMC1002361,44 4 of 8 CONFIDENTIAL EFTA_00134307 EFTA01276078 *UBS Resource Management Account December 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indio CheCklCar Account number. Some 0nCes, income and current values shoat, may be apt:m*104k. AS a telt& gam and1055<s may not be accurately refkcled. See smporum inionnabon about your statement a the end of tuts dxumeM for more infornason. Cash Cash and money balances Cast, and monly balances may include avalade cash balances, UBS Bant USA deport account balances, UBS AG Stallard Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vathn applicetAe limits, but are not patented by StPC UBS AG Stanford Branch deposit acnoum balances an not insured by FDIC and are not protected by 9PC Money Market sweep balances are protected by SEC but ale not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those Sanas. Hddng UBS BANK USA UP ACCT 13,237 97 1,932 36 250.000 00 Goering bdaxe Cloung tulence Pnce per share Average on Dec I (I) on Dec 31 (I) en Dec 31 (S) rate Dnidencl Interest period Your Finandal Advisor: SCOTT STACK MANILYLE CASRIEL Days In period Cep annual (S) Your total assets Value On Dec 31 (5) Beicentaged Cost ESbrnated your accent oasis (S) annual intone (5) tirreatied gam or loss (5) Cash Cash and money balances Total $1,932.36 100.00% $1,932.36 1,93236 100.00% 1,93236 Account activity this month You hart Osafed fora St 50.00 Anna account fee waver. Date Adinty Description Arrount(S) Deposits and other funds credited Dec 9 Deposit NON-LOCAL CHECK 225.00 Total deposit and other funds credited 5225.00 Die Adidty OescrPtion Amount (I) Dividend and interest income Taxable 'Mete/ Dec 7 Interest UBS BANK LISA DEPOSIT ACCOUNT AS OF 1004(15 0.31 Total taxable interest 10.31 Total dividend and interest income $0.31 SDNY GM 00023688 D070004C08075133 (07C003118760C00.3 1215030575031 Y123576550 110000 Page 5 of 8 CONFIDENTIAL EFTA_00134308 EFTA01276079 *UBS Resource Management Account December 2015 Account activity this month tcontnveth Check minter Date Description Amami (I) Checks 005015 Dec 14 THOMAS J MAGNANI DDS -220.00 005016 Dec 8 KIMBERLY CAINACCA .6,682.49 005018 Dec 4 MORGAN & BROTHER MANHATTAN -169.00 008264 Dec 7 AR ENTERPRISES LLC -2,070.00 Total checks 49,14149 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecIdCar Account number: Your Ii Banda Advisor: SCOTT STACK MANLYLE CASRIEL Date *chitty Description Dec 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -556.98 Dec 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -4O.22 Dec 9 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent 1,696.55 Total bill payments Amount (I) Bill payments Date text-it:mon Dec 18 CREDIT CARD PAYMENT 42.293.75 Amount (I) Card payments -95.68 Total card payments nmum Payment Due Payment Out Date Cred1 the 495.68 Ayala* Credit Lire Outstanding bdaxe INS Kea Signature audit card(s) payment information for January 23, 2016 373.59 Jan 23, 2016 935,003.00 $32,570.96 92,429.04 This crecit cad is enrolled in UBS Pay Crecit Cad feature and will autcmaticaty be paid from your datum Your payment is scheduled for January IR 2016 We provide this information on your UBS visa Signature credit cads sole), as a courtesy to you. the U8S v1sa Signature (fedi card and account are issued by UBS Bank USA. UBS Bank USA sends you tit official staler -ere for this account and you shoUd make your payment extorting to the✓ instructons. We CIO not induce your Outstending credt card romance in the value c4 your &Count oath UBS manic's Services Inc Date Activity DtSCrelicn Anount U) Money balance activities Nov 30 Balance forward $13,237.97 Decd Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 12/03115 -597.20 Dec 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 -169.00 Dec 7 DepOSit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 0.31 Dec 8 Withdraws UBS BANK USA DEPOSIT ACCOUNT ASIDE 12/07115 -2070.00 continued next page EfiP70C04008075134 HP7000311876=08 1215 03057soa• Y123576550 I 0 1514yGivi0002360IP 6 of 8 CONFIDENTIAL EFTA_00134309 EFTA01276080 SUBS Resource Management Account December 2015 Account activity this month (continued) Date Activity Description Amount (t) Money balance activities (continued) Doc 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 12/08/15 -6,682.49 Dec 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/09115 -1,471.55 Dec 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/14/15 -220.00 Dec 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12118/15 -95.68 Dec 31 Closing USS lank USA Deposit Account 11.93236 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Check/Car Account number. Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Tne 0B5 Bant USA OeI:OSit ACCOunt Is your primary sweep cption Summary of approved payees and recurring payments Baled on you; instruCtfOn.t the foNowel payee: and returrog ppm ergs art considered 'approved parses' As a result (lbw may authorize addkicoaltranskrs folks. payees verbady and (2) you ore 40 Auger rerevong :Welch's' confirmations bit payments to dice payees. Pao* cbsception Cohn Cowie FAST REPUBLIC BANK The payees and recurring payments Aged belOw do not include Bil)Payments VertiOng funds Tansfen and certain other transfers benveen accounts at (/85 fl y.% have addiWnal payees and/or recurring instsuctons on Me you we recent separate conlernatons from your financal Advisor. To update or cancel any of these ostructions. please contact ,your finencial Adws or Pstansernent Amount (S) method lyrsEvent Frequency Last used Stan date End dale date varied Federal Funds Payee on filo Upon request ria itch Oct 01, IS SDNY GM 00023690 ENP70004C09075135107030311876 00038 1715030575031 Y123576550 110000 Page 7 of 8 CONFIDENTIAL EFTA_00 I 343 I 0 EFTA01276081 *UBS Your notes au,roo,...,.. ,... ,....,,,,,..,...,..,.......G. G. .0 ...9., . of 8 CONFIDENTIAL EFT,00B4311 EFTA01276082 Important information about your statement U3S Financial Services M. the F im or UBS Financial Senakes)t is a merrter of all ennead gorily, canna* and colons exchanges. LA36 Financial Seems and LEG Bank USA we rdrect sibsidiares of LBS AG and affiliates of LBS Senritin U.C. the Fim's financial statement is available upon recang. The Fun's axone.* off ices ye a: CBS tint:cut Since, M. 1200 Harbor Etulevard Weehawken. NI 07086 This statement represents the <My official recad of sea U3SE-roxisl Swann amour*, Other march rapt official tar documents. cornering cane-9 data should rot be relied ken If you berme there is an emx or emission, please capon h irrnediately n *Moo to the Branch Manager of the office going )our account. Arcot al (gores shown are Mended to be accurate. statement data shy* not be used for tar purposes Rely sdey onyeakend lax hafillS, (Le, Form 1099, Stlaff 10425, etc.)whinprepargyour tut return. The Fini 6 required by low to moon to ti• IRS all taxabk arida.* report** rontacable dvidends and taxable Merest eared an acuities held nyokr accent, net proceeds at sal transactime, and cog tom cocertain covered rarities. Commtnications with the Fan • Please re-conf km ant rat corm-mamba* in wring to funher protect your rij ts. ircLeing you rotes soccer the Eames Investor Protection Ad (Bel • t the finer ial fraction en the top left of le from of this statement is not 1.85 Financ41 Strokes, 1.65 Financial Services caries gas account as clearing broker by ana-gerrent wan the rdcated snsoluton We Worsted you of this relatorehte when you opened this OCCOJII. In ti cask your lads and secs-ties are limited a UBS financial Services and rot ter iroccdxfg broker, and you an* mare a report of ay era or cminion to both firms. All accarit statements shell be deemed coospbee ad accurate a not objected to it writi-g within 60 days. • Please divot customer complaints or fogiesto he FimmClem Relations Depament at 201.352.1699 or toll-free at 8C0-354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Frday, a in *Mfg to U3S Financial %Nees Ix., Client Relatire Dna-anent, P.O. Box 766 Union City, NI 07087. • is um of errors or gash:re about an electronic hods transfer WO, bi psyment cc UBS Veaodebit card transactions, call 930-762-1000, ca w ife to UBS Financial Services Ix., 1000 Hatalltd, 6th floor, Weehawken NI 07086, Alt RIA103SA Senates. Cal cr watt as soon as gas can if you hail your statement or receipt 4 *erg or if you need more frkemation Axe a transfer cote clamant or wee. The firm or Card Issuer (as apemblg must hear from you no Int than 60 days after tie inn sent you tie fig statement on whit the error or pecbkos agent — Pioxideyou- nave ad accore number (4 aye — Desote the era or the gander you areUlan. $0.1, and exploit as dem& as you cal shy you belies t is an error et why you need more nforrrotion — Fronde the dollar emote ce tie suspected en. The Firm or Cad Issuer MI inaaigate jots compare and MI earect any clot prompt. I we take nog tan 10 banns deg to do tit she will red( gout accoint For the moult you tills a her* so tat you will hare tie use of the moray dory the Ire it takes us to complete our fumigation. Please make all reeks payable to the bin or tie insteution rdcated on fie front of this statement Is addimm to regular accost fees. awards my be subject to inatentece lees, charges for bte paymmt for marlin purchases and charges for unpaid wants is cash accouns. Accounts that are varderred to other institutions may be subject to a trawler tee UBS Sweep Options LBS offers options ice nymph9 cash balances, balances to ba-k deposits at UBS Bak USA and U35 AG Skimmed branch (Bank Sweep Programs), money market mutual funds (Money Find) adtheMen-et cnalDepost Amman (OA)fa customers with an international Itennotte Management Account. Through the Bank Sweep Program, cash balances ac swept to 11858a-k USA up to an established knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC inured in accordance with FDIC nat. For core fIcrinatif peace sift wvmidic got. Deco* at UBS AG StamladElra-ds and shares of Monty Funds at rot inured by the FDIC. Through the Ok Rohe* beach balances are swept to depose accounts at UBS AG New Yak Branch rd LBS AGC wan Brach These deposits are not rased by the FOC. Balances held at the LBS AG Cayman Branch are tempo's* anoxia to the sovereign rig of the Cana blanch and teem is no garartaa a other <epsilon of LES AG to repay tie balances while nth, LES Cayman's Brach's books. Deposits at U135 Bat USA and each UBS AG Branch are not protected by 5IPC . Money Fund shags are protected by SRC See *U35 Ffuncial Services Accant kotecticri- beer Upon acts regret, balances in to Bank Sweep Programs a OA may be withdrann and shares of a Money Fund me, be liquidated, ad the proceeds retuned to you a your seam/nem:ult. Fitter igoimaten about available sweep options, interline arrow Mend rates and yetis, 6 available at men*, corrisweepaelt from your Francial Advisor or by eating 800-762-1000. UPS Iffnenciel Service' mount protection the Fern it a member of to Starke, Investor Protection Coeporati:n 151K). which protects securities afants of Cs members up to SSOO,C00 fncludny 42t0,000 for dams for cad* The SIPC asset protection limits apply to all a-k-cunts that you hold in a panctAr capacity. The Fern, together with certain altiliates, has also purchased napkins/nal peotection. The megrim anoint mg* to al *Gable clones, coNclink u-dee this protecfcn is 1500 millon as of (*center 10, 2013. Bert tote poky corditons ad Imitations, cash a the firm islute< protected for kp to SI 9 million n the amregate for all pour amounts held in a partkular capacity. A full copy of The poky wading is available 030flretiLieSt. The SIPC protect On and the supplemental protection both oh not aogy to' • Certain f facial assets controlled by (and ficlucad n your account value) bat held away trorn WSFinancial Services (e.g., certain 0) cash at LBS Balk (il cab at LOS AG Slammed bunch, (id Murex* pro: acts, including variable annuities, and fin fares of rot a1 finds where such shares are registered drecdy n the nave of tie account holder on the books ad records of to applicable iaaer a transfer agent). • Certain nom men convects or imemmeni interests (eg.. limited pertnenhe and prose placements) tat ere rot registered ender the Securities Act of 1933; ad • Cornnoditces contacts (e.g , foreign ',charge and prec Cos metal cations), indudi-g futures contract, at commodity option contexts, The SIPC pinta-tan and the supplemental protection do not apply to these asset e'en if they othetrase appear on you sizternents. he SEC peotecinn ad the gaigariental protection do not protect nand changes in the malcm vain of your investments (whether as a result of market moternent, issuer baThruptcy cr otherwise). More inform eion is aorta kpon reanst You may obtain more ht.:an/lion about SIC, iscladirg the 51K Brochure, by contacting SICC at 302-371-8300r by tiring the SRC website at wow.alpe.00p Dividend Reaveetznent Program (DRIP) The cite reflected 6 an grace price You may obtan the actual price from yar Fnancial Advisor. Orty whole tams see purchased carer DRIP; pale shares wit be sold rd the cash wff b deposited a your account TM dviderd rerncestment pricesuppled byte issuer may tafter from the market price at which ter partial tares at sold Cardrielieu poly whole urns may be held el yoke am* if you at weed to a paha( knit as a result of a chiderd p4rnent oterwise, the Firm veil ether sell penal fits at mint peke ce accept an amount determined by a regard closina agncy, andcredit your acorn Investment objectives The megmert *goof ad nsk profile at speck to each accost and may wiry harem Please edam the Firm amerce& in rang of ry significant change in vas knack( situacn or ntestmert objectives. Foe each CONFIDENTIAL account Inekl, you choose one Of the following Mesment objeclier • Produe CurrentIncome. nab as segng the generation d income crib.. • Achim Capttaf Appraciataa Insestrnentt seeking crouch of prncpal rather than the peroration of nod te. • Produce Combination a ircoene ard Capital Appreciation I-segments seekt-g both tie gereratcn of income err: Tort ol [Siting. Oveeell 'ilk profiles • Consecrate Seeks to maritain nein prircjon, with law risk ad volatility to the acoun ograt even 4 that means the accost does not generate sipil cant fame a returns and may rot keep pace with elation. • Modextre Warp to accept some risk to pincPal and tolerate some votatffty to seek hgher returns. • Aggressne: Wiling to actin high lilt to principal and hi* volatility to seek highreturns over tint Statement Thouseholdikr We may consolidate al related account statements wit le sane aldress n the same eartge. Accords may be related Ice this purpose irate they have owners who also maintain pin roam relatiooships with other chintz at the sane address. This crack* 6 known as • kaneholdrg. R you reefer to main indicedual statements mated in separate envelopes — you may decline householdeg by ailing7MS F asocial Acker. Friendly Gowan name The Eerily account name reflects eV (motif tat you entered as the firm's onine services relate. It a a customizable *nielnerne • chosen by you to assist 1,0J rah your recordkeepits t has no legal effect an your accost. You Can thaw your FnenAtaCC0tut ninon. thtugh Online Services a by contactrg you Finatial Acesa. ACCinnt overview • Moe otter accountisorgofo. Net of assets and • Arita totes avail* cash balances, yaks ha restricted storey lest and Global tine Deposits, u-realred marks to market, and certain assets not hell by tie aim. Does rot include *arced sensateassets at the end of the primand anent statement periods, or prvate rareanwits, vented stock options and erecuatie stock anions • Lieeitos Includes debt bilacm outstarding magi, Ions, credit 11w.Ottet accord balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit balances, LBS AG Stamford Branch deposit balances and money maket MALI lund sweep bilancek at the clew of the statement period. Noncoennodry Vet credit balances es your accouv are rot segregatedfrom other balances ad tie Fit, rnay use any ol these funds in the ordinary course of itslaziness. These funds at payable upon your domed. This total is included in tie <mime period closig value. SDNY_GM_00023692 EFTA_00134312 EFTA01276083 important information about your statement ken [hued) landing information Fee deeded informal:xi on the Fm's lending practices and docknuen, refer to pot Client Retaiathip Agvennini or Amman Averment mil the General Team ad Conditions U/aS Slater/WM of Creed Wan Xes available in Are enS andOesslasuros at wriwob• somncrommistinarrep. You ants You statement Manes securities and other assets held in the acotant at the end of the Staining period. You may ask for debrery of lolly paid spurees al art/ time. You mairecent secuthes used as loan coasted after paying any balance dr on them. Any securities Ira oft "Ito the Filmding the statmwnt period are Feudal market vale as of the end of the firemen Period. • Cast Wt ik In date-tithing the cost laser of the sautes inguded in this statement where indcated MA the rester IA* inancial Services An relied on information cbtained Soon sources other than UBS Fluvial Series, inchrling nf «motion Iran another him or that you may have provided to yips Fnancial Adam The Firm don not indtpenitelly wily a "manly the souarya oddity of any information MSS by solaces Ow than LIBSFinixial Satires. Affelia attlxtigh LOS financial Singes gdwalk madates this inkling:an as it is rooked. the In does not semi* any envenom that the edarnation under "Cost basis' arid "Urrealced gar/ loci is same as of the date of this statement. As such please do not reb on this Information to make ;heehaw a sale decisions, for Is papaws a otherwise. Accounts transferred to the firm may ref Lea °artless ricrmatth onb for the period ef tire they are held at Be Firm More historical raconalon can be added by you Anoxia Advent. • Unrealised gainfiosses When data is avoitable. enervated a-realized gore losses are calculated for rdevindl seater lots. The transaction data for cxlivilaal lots mayor myna relied cornI6OCCO, (Karon ado vacuity reorganization events. Diidend and otter reinvestment lots and systernatk pathise Ions am each contned to display one 3Yff aced lot The Trade date totempresents the aging transaction trade dale. • Callable margin Birds and prefaced and that the issuer cab fa ea redemption wil be selected meanly by lot Iran among all Revues of tut issue held in out mime or n nominee nine la at clients Call batre information is obtained from third parties and es eau", is not guaranteed. Other call fearer may eszt whch could affect yiekt armlet inkatulto will be provided upon request • Certificates of deposit (CDs). CDs am FDIC inured up to 5,29D.000 in princgal and accrued interest per depose« ard per Otos:eq.-Petition inaccordance wow FDIC rules. • Price/value Prices disptrytd lot udrites and abet pccdaels may be higher or lower than the ineke that Au would amal recta" n the market Feces we obtained from vaned tied party sources which sw bekve to be reliable, but ow do not guarantee the. accuracy. — We acme* use the dosing price when avaibbio or the mean of the bid rd ask prices for fished securities ad colonsor «dr bid prices fa OTC securities. — Less acteeb traded wuritin maybe priced using a vakution model or the mon recent pie we obtained and may not reflect an actual market vice cc vaen. — Certain potations may wear without a price and will thaw as 'price was not avalable• ft we re unable to obtain a price for a warily — Deposits or senates desxminated in currencies ocher than U.S. dears se reflected at the eichange rate as of the statement date. - For oaten stories tracing in nonconforming derxeninanent peke and MigidifY Gate vas) may have been adysted to f militate beeper wthation To obtan current ottani:ins, *Awn avaiabk, contact vFnancialAdeisa. al • Private thmsbnents and structured products. Mate immanent purities (ix lading drect partkination program and real estate intestmern trust securkin) and stucued products are generally hethb Algid Caton structued ;mists have not been regiteced with the Securities and Exchange Corrmissip a triter any state securities lam. We provide estimated vas for private nrestrent swathes and strums«) products for infer deiced deposes only. Accutcy is not guaranteed. — Thew vats maydialer substantial/ from prim if any, at *hi:haves. invest/ern seority or strwtved swirl may be Easfil or Wad and do not necessarily represent the via. you my receive icon &audition. — lhid partyest:noes of rake re as Pawner. date and are applied to UBS Financial Services on a regular basis by an independent vaistion I ern. — Issue, general partner a sponsor estimated values, if any are added to the Fan by the our. vernal barrier Of spans« and may be calculated based on &erre information kern that used by third pangs to dame the. minuted vales. — toucan obein additiorul Monnation regarding the methodology used to determine the *Pima* of value and the date of the adoration that is the basis f or the estimate by contacting )cur Financial Advisee - Thin party nursed vibes may be reflected as 'Not priced' h several snaked: when an independent valuation Inn has not sispkeda is unable 10 assign a mew when we become aware that a material event has awned that may call a psevisaly reported value into quest:set a when a yak* scull he Mithis Speculative due to tie naive a the seaway. - When neither an mud, general palmy a sponsor estimated wake nor a tined-party estimated value is Orovdect the value of the cavity nilbedifferent Iran its pasha One — 'Dad:unarm to date' may kick)* return of cvheal income cc both. — 'Diocletian see' represents the nihal alerts; ace per unit and may fyll reflect you cost basis • Resticted nominee Restreted securities generalb are not &nerdy eligble for public sale LOS Financial Services uses the owlet peke of the unrestricted stock of the same issuer as an awed value la the restricted stock few purposes el tier me...monk To the eiders that moo-kW securities are *liable to ;Se, the wake received may be abstalthalb less than the irkuied value Oven • Eel Datimeted) insane, cumin yieldt and rata An minted arrual income is based on eurrorrt dnidend and merest rates, assuring the securities will be held for one yea' from statement date or wail maturity. This est:nate is only aguideline, accuracy and continued insane we not gunanteed — Estimated anal imam and <urea Yield for cedar tapes of securities could include a fella, a PmCP4I Of cal:4094ns it wends case the en income Owl curate yekO would be overstated. — Estimated annual hour* and hawk yield arid the actual income and yield Mote be lower a higher than the estmred arnxnts. — An estmete of a-rualited income fdiederd aka'« interest) dirded by the mired matt rebored.' nye balance is based on the an dividend or Myren Pennant made by the issuer and awns the sear am/deposits will be hell for one year from the statement date a until matt:tr. Accuracy and continued yea me net deiranteed • Assets not head by UK Financial Servkaa Certain assets are not held by the Firm and not wen the Fern's possession or control. These assets are deployed on you statement for informational elapse Colt Positions and vakses presented are provided by the issuing Inn. lin Financial Services is not respymble for du information and obes not guarantee is accuracy. These assets re rot protected by Sat or the Fines swolemental WC coverage. • Revenue shoring and additional compensation. — In ad6tith to commission on sibs and 12b1 lees received n arnecton with tie thstribstion of nasal funk to our chits we and« our affair. receive revergathOnn9 Menet from distribution and" advisors of the mutual finds that we sell. these arnowas re bawd on two canteen: components 0 the amount of saki by LOS of a partisger mutual fund fatal to our dents. and 40 the asset value of a particular metal fund faniys shares hail at the firm — We and or SIAM also recent networking and awnless el/Welling lees in consideration err under agent wires that we «on& to the mutual lux: new f ee gawally are pad from investor assets in the mutual ftrd and area lead dots amount based on the renew of accounts at the lakesidealte holdng mutual tomb ol that fund family CONFIDENTIAL - h addition to commescris received in connection nth the safe or distrbriicn of an-uty contracts and lad ewestrnint m at units to Our Clients, we an MX al affiliate receive novena slusig ccepermation from may of the insurance companies aldermen; the annuity contracts. all bates of the Murree convenesor sponsors of the tent ineesunent trusts we drnityte. — Cur affiliates alsomod* trading carrnesicris and other commix-mak° from mutual furls and insurance companies whose products we &WWI. — We receive art email fee horn LOS Bare USA aril UBS AG Stangoed Branch of up to $25 per scam sweeping is the banks under the UBS Bank Sweep Frograns. Adivity hforrnation regarOng commissions and other shapes inn-wired n comedian with the execution of lodes. incLdng opeion transactions has been included on anlimutions venous)/ furnished to you. and will be provided toyou prountly on reopen. Start selling f you are engaged in short sting a security, you may Isar a dirge doe to cenah borrowing costs kr that pan kular satiny. Open aeden Regarding open ce • esweltilcancellect ceders that were not 'tweed by the statement date. open buy ad sell stop orders are reduced by the ant of deidends a rights on an excfividends or weights dote unless instructed otherwise by you. You re responsible for «dem that re executed due to your failure to cancel iMierg open orders. Privacy To cbtain a copy el our current Cline lirecacy Notice, please contact your Financial Aden"- a vim our ease.; at yearn ids roeannvecenne UBS Financial Services is net a brit the RMA, Business Services Account BSA and IRMA ere brokers ge accourds which provide access to baiting services and products through arrangernents Win all elated barks and other thrd-party banth, rd VOW*, access to mance and bray products issued by waft dialed thadparly insurance companies through insurance agency subsidiaries of UBS Financial Services ax. Inestintni, nsurame. rd annuity aoducts: Not !PK nand • No brink guvonteee May lose yak* RIO Resource Managernent Account. Business Services Account 85A. AMA and international Resource Management Accost are registered service marts of UBS Alumni Services PC Visa Sign/tux is a registered service mark of Vat. hatimationa LOS Visa Strafe aede cads and L Vas debt cards are awed by UM Bank USA with permission horn use USA worporried. UBS Financial Services Inc. Rev 201511 SDNY_GM_00023693 EFTA_00134313 EFTA01276084 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CN4700569994somisxi Ye 0 Account name: GHISLANE MAXWELL. Friendly account name: Incliv.Checkkar Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASFOEL Phc•ne Resource Management Account January 2016 HIS IN MAX LL Questions about your statement? Value of your account Call )Oar Financig Advisor Or the RMA Resotsrceline at 800RMA.1000, on December 31 (1) on January 29 (1) account 029323576 Your assets 1$32.36 aoo 1AsIt our websIte: Your liabilities 0.00 0.00 swevnubsoomilinantialservices Value of your account $1,932.36 $0.00 Tracking the value of your account 1 Thousands 716 elit3 /4 11111114414114113 /4 %.84.1%.444%,% ; Dec 2014 oerzoi 5 Sou ran of your account growth during 2016 Value of your account at year end 2015 11.93236 Net deposits and withdraNals 41,932.38 Your nwsMent return Disedend and interest income $0.02 Change in market value $0.00 00 Value of your acootmt tan 7016 on Jon 29.2016 $0.00 SDNY GM 00023694 PA•mbor SIPC 04170003305669045 W000187084 00003 0116 030575004 Y173576550100000 Pogo 1 of 6 CONFIDENTIAL EFTA_00134314. EFTA01276085 UBS Resource Management Account January 2016 Your account balance sheet Summary of your assets Value on January 29 (1) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: GHISLAINE MAXWELL Friendly account name: Indiy ChecIdCar Account number. Eye on the markets Index Your Ksandal Advisor: SCOTT STACK MAMLYLE CASRIEL Percentage change January 2016 Year to date S&P 500 4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 1.38% 1.38% CNP70009005699946 NP70001070134 00003 MI6 030575004 VI 23576550 1091ffiyma00023608ge 2 of 6 CONFIDENTIAL EFTA_00B4315 EFTA01276086 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheCkkar Account number. Change in the value of your account Cash activity summary January 2016(1) Year to date (I) Opening account value $1,932.36 $1,932.36 Deposits, including investments transferred in 4,422.65 4,422.65 Withdrawals and fees, including investments transferred cut -6,355.03 -6,355.03 Dividend and interest income 0.02 0.02 Closing account value $0.00 $0.00 Dividend and interest income earned For purposes Of Ms statement, tatabity Of interest and dividend income has been determined ficrn a US Is lelkotIFF3 CersPectht. timed upon the residence of the account header, account type, or proclixt type, sane interest ands ancient, payments may not be subject to United States (US) arda Porno Pico (PR) Income tams The (lent month$, datemem is not intended lo te used and carrot be retied upon for tar purposes. Clients should refer to the ataCetie tar reporting fora they 'era* from LISS armualy, such as the fauns 1099 and the Forms 480, for tat reporting information n is the practice of UBS to file the reporting fOrMS MTh the US Mterna Revenue ServiCe and PR Tle8Sury DecelartM. fend in Sul h to accurately classify cibidends arclrer interest as I& exerrpt or tackle 'mane Please consult you incleclual lac preparer. January 2016 (1) Year to date (1) Prior year adjustment 0.02 0.02 Your ?I nandal Advisor: SCOTT STACK MAULYLE CASRIEL See Account activity this month for deists &dances in your Sweep Options are includedin toe °prong and clangMance: rd ,t. FDIC insurance apples only to deposits at UBS Bank USA, not to &pouts at UBS AG, Stamford Branch or bank deposits pacedthrouch the UBS intemahond Depose Account program. SIPC protection applies to money market sweep fund holdings but rot bank deposits Seelmpxtant a-dor/nation about your steemert on the tat to pages cf this document for deists January 2016 (5) Year to date (S) Opening balances $1,932.36 $1,932.36 Additions Deposits and other funds credited 4,422 65 4,422.65 Dividend and interest income 0.02 0.02 Total additions $4,422.67 $4,422.67 Subtractions Checks and bill payments -6,259.35 -6,259.35 Card payments -95.68 -95.68 Total subtractions -$6,355.03 -$6,355.03 Net cash flow -$1,932.36 -$1,932.36 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $12,472.08 Closing UBS Bank USA Deposit balance Jan 7 $1,335.18 Number of days in nterest period 32 Average daily ba lance 82,276.85 Interest earned $0.02 Annual percentage yield earned 0 01% SDNY GM 00023696 GIP7C00300568•3947NP7003187084 00000 0116 030575004 Y123576550100000 Page 3 of 6 CONFIDENTIAL EFTA_001343 I 6 EFTA01276087 *UBS Resource Management Account January 2016 My Choice Rewards Points from UBS Account name: - Jr Friendly account name: Ir Account number: Rewards pains are reflected as of the 26th of the month or thepro:business day if the 26th fats on a weekend hdiaw Reward. ppnl actunty (*Ibis can be louna on e.med.uosawaronrinesammes January 2016 teal to date Opening balance 4,279 4,279 Points earned 112 112 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these Coble<hues, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 4,391 4,391 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None !elected Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. Your Anuncio Advisor: SCOTT STACK MANY LYLE CASRIEL CNP70006005689948NP7000i$7084 C0008 0116 030575004 vt23516$50 4ictliWGM000236g444 4 of 6 CONFIDENTIAL EFTA_00134317 EFTA01276088 UBS Resource Management Account January 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indio ChecWCar Account number: Some pnces, income and current vaues shown may CeappiOvinVale. AS a rest*. mdlosses mai not be &muddy reflected. See rmporunt infoanabon about your statement a the end of ths dxumem tOr mote Inform on. Cash Cash and money balances Hddng IBS BANK USA DEP ACCT Goering toderiCe CIO9ng bateiCe on Mtn t (S) an In 29 (5) Nice per snare on Jan 29(1) Average rite [addendinterest wed Your Financial Advisor: SCOTT STACK MAN' LYLE CASRIEL D8yS penao cap amount (3) Account activity this month Deposits and other funds credited 1832 36 0.00 250000.00 Dale Activity Description amount (5) Jan 12 Transfer JOURNAL FROM VI 23575GHISLAJNE MAXWELL 4,301.97 Jan 15 Transfer JOURNAL FROM YI 23575GHISLAJNE MAXWELL 95.68 Jan 27 Transfer JOURNAL FROM YI 23575GHISLAINE MAXWELL 25.00 Total deposits and other funds credited Rate Activity DeVrOliOn 90422.65 Amyl (f) Dividend and interestincorne mscellaneous Checks Jan 4 Interest 1)85 BANK USA DEPOSIT ACCOUNT AS OF I 331115 0.02 Total misallaneom Total dividend and interest income Check minter Dote Plano:on 80.02 $0.02 *mown ($) 005019 Jan 26 NYS DEPT OF LAW -25.00 005020 Jan 11 AD. ENTERPRISES LLC -120.00 005021 Jan 11 INSURANCE OFFICE OF CENTRAL •2,399.00 Total checks Date Mikity Destilption Ian 6 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -556.98 Jan 6 Withdrawal ACH WITHDRAWAL UMTECHEALTHOKE 42.54490 Arnowit Dill payments -40.22 continued next page SDNY GM 00023698 C riP7C0C4005669049 NnTOCOI 07084 00000 Oils 030575004 7123576550100800 Page 5 of 6 CONFIDENTIAL EFTA_00 1343 18 EFTA01276089 *UBS Resource Management Account January 2016 Account activity this month contnueth Account name: GHISLAINE MAXWELL Friendly account namatIndiv CheckrCar Account number: Your linandal Advisor: SCOTT STACK MAAY LYLE CASRIEL Date Adisty Descnpion Amount (S) Bill payments (continued) Ian 11 Withdrawal ACH WITHDRAWAL AMEX EPayment -3.118.15 Total bill payments 43.715.35 Date Description Amount LS) Card payments Jan 15 CREDIT CARO PAYMENT -95.68 Total card payments 495.68 Jammu"; Payment Due Payment Due Date Coed' kne Avalatie Coedit Lone Outstanding Wan(' UBS Visa Signature credit card(s) payment information for February 23. 2016 177 38 Feb 23, 2016 135,00000 532,526 13 92,473 87 This credt cad es enrolled in UBS Pa/ Great Cad feature and vall autcrtatcaty be paid Iran your account. Your payment is scheduled tor February 18,2016 We provide this information on your UBS visa Signature credit cads catty as a ccunesy toyou The U85 'Asa 5ratu re cleat card and account ae issued by LAS Bank USA. UBS Bank WA sends you alma statement for this account and you shodd make your payment acconing to then instructions. We do not inditee your outstanding credt caulMance in the 'Oil* cf your account with UBS Financla Services Inc Dae Activity Descrohen arrount (I) Money balance activities Dec 31 Balance forward 61.932.36 Jan 4 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31/15 0.02 Ian 7 Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OF 01, 0516 597.20 - Ian 12 'Withdrawal U85 BANI: USA DEPOSIT ACCOUNT AS OF 01/11116 -1,335.18 Jan 29 Closing UBS Bank USA Deposit Account $0.00 The UBS Ban) USA Deposit Account is your primary sweep option CNP7C008005689960NP70C0187084 00038 0116 030575004 " 23576S50 lo9Stiitir GM 00023611,0 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 343 I 9 EFTA01276090 Important information about your statement LES Financial Services rc. (the F in) or UEIS Anemia! Sevices)i is a nerd:et of all prima» heady, cannottly and colons exchanges. LBS FnancialSenices and 1.1136 Bank USA ere rdrect sibsiduries of LES AG and affiliates of LBS Secuitin U.C. The Finn's financial statement is available upon reopen. The Fin's mecca:. off it,, are a: LBS Finaxul Some, Ix. 1200 Harbor Eastilevard Weehawken, Iti 07086 This statement represents the only official record of you LES Feylcw Senn account. Other mouth, enplu official to dxunents. containing coriliden data should rot be relied win If youbelieve there is an ertar or mission, phase report It inmedialely n writing to the Branch Manager of the off ice wining you account. Ael-ctigh al figures shown are Intended to be accurate. statement Plash:old not be used fa ta purposes Rely Web. on yeacend tax Icons, (i.e., Form 1099, 5498, 10425, etc.hrAwnpreprrirgyour tak return. The Firm b nguired by law to report to Mr IRS all taxabk *tide,* report** ~teat* ckticknds and tat Merest end on vektankes hid nyotr accunt, net proceeds on sale transactexts, and cost boo ca certain covered »mein. Communicatione with the Fain • Please re-conf irm eery oralsorrow-nations in peen to further protect yourrilitst inapingyour pops prole te Scanned Investor Protection Ad (WAS • II thefins** ittlitution ca the top la of the kcal of this statement is not LES Financial Services, LES Financial Seines canes you account as clearng broker by arrangement well the ndcated nstrturon We informed you of tus retitorehta when you opened this OCCOJII. In this cast your ends and secuities are located a 11E5 financial Senates and rot the iroodxrep broker, and you nut mice a report of try error or omission to both firms. All accant statements shall be Paned conobte ard accurate i not objected to in writing within 60 days. • Please diva customer complaints or roans to Ow Fim's ClintRelations Depannent x 201.352.1699 or toll.free at 803.354-9103, 8.00 A.M. to 6:00 P.M ET Monday through Friday, a in invici-g [PLEB Feentral Senices hc, Client Relatin Depatmerk P.O. Box 766 Urson City, NJ 07087. • hum of *ran or nesters about an electronic fu-ch transfer WO. bi payment or UBS Vorirdebil card vansactions, call 930-762-1000, «wit. to UBS Frontal Services Ix., 1000 Hatcr Blvd, 6th floor, Weehawken W 07086, Attan RIA4854 Stones. Cal or winter as soon as yea cat il you nit yar stammers or receipt is sung ai you need more edonnatian abash a traner on the st te or reap. The Finn or Card ewer (as eppluble) must hear from you no bier tan CO days after tie aim sent you tie fist statement an whirr. the ern or retbkin append. - rna,,, an1 nt,-r+or - Matte the error or tie isander you ere nose titt, and explah as chat' as you cal why you belies e is an error or why you need more nforrridion — ProWde the dollar arnOtt of the suspected tutor. The Firm or Card Issuer MI emanating ccmpeaint and MI carat any error promptly. a s>e take now tan 10 business days to do drit we w11 crock your account for the anoint you that b eh error, so tat you Mil ham tie use of the morey Oxing the tinw II takes us to complete out insliption. Pleasemake all checks payable to the km or te financial ~Won rdcated on tie front of this statement haddilin to regla accord fees, anoints may be abject to mergence lees, chirps for We pansy for tarens purchams and chums kr unpaid anorm n cash accomts. Accounts that are varderred to other innalittOriS May be subject to a transfer fee. LIDS Swap Optima U36 offers options in nymphg cash balances, balances to bank deposits at UBS Bek USA and LBS AG Stanford branch (Bank Sweep Program), money market mutual fuxb (Money Futt) and the Internet cnal Depose Auxin (CA)tir euromen with an Intentional Reran* Ma agemern Account. Through Pe Bank Sweep horn cash balances re 9~1 o UBS Bak USA Up to an estialshed unn ad then to UBS AG Stanford Branch ix a Money Fund. Deposits at UBS Bank USA are FDIC enured in accordance with FDIC rules. Fa more information pease wmvIdic got Deposes a LESS AG Stamford Brach ad Ones of Morey Funds an rot nosed by the FDIC. Through the ok mailable to cash Winces are swept lo depose accounts at UBS AG Hew York Enrich ard LES AGCabwan Brach These deposits are not roared by te FCC Balances held at the UBS AG Cayman Brad" are tempicanly noosed to the sovereign irk of the Comm blends, and thee is no guaurtwe a other obligation of LES AG to repay te balances while <tithe Lei Cayman's Brad's books. DepOsib at LES Bait USA and each UBS AG Branch are not protected by SIPC. Money Fund shays are protested by SIPC See #1135 Fiwicial Senates Account Rosetrim' bebor. upcn p.r tenant, balances n te Bank Sweep Rogan; a OA may be withdrawn and sham of a Money Fort/ may be liquidated, ad the prime* returned to you a your season acoxnt. Rote< bionnaten about available seep omens, nØ0 anent renrest rates and yklds, available at membscordsweePpeld% from your Frondal Ad‘4sor or by talIng 800-762-1000. UPS Financial Semi= wan protection The inn mamba- of do Scones Investor Protection Comoratin (51K), Path protects 'acuities a-conts of its Renters up 101108803 (nclidng 1292,000 for claim for cash). The SIPC awn protection limits apply to all xconts that you hold in a panicula- capacity. The inn, together with certain affiliates, has also purchased ',whiteout protection. The madmen mount payable to **labia chore% cotitcleek oder this protection is 1500 millon a of December 10, 2013. Stbject to the poky coniitons ard Imitations, ash a the Fitm isfurther protected for co tot] 9 million in the ~gate for Apes worms heed in aparticular capacity. A ful copy of tie poky wading is mailable upon request. The SIPC protect sn and the aupplementil protection both do not *Pk fo' • Certain financial assets controlled by (and educed ri your account value) bat held away trorn UB5 inaxial Seines (e.g., certainty cash x LES Barb. (i) cash at LES AG Sleekedbunch, (id been* procixte, including variable amok". and Gil shares of Fruits' hods where such shares are registered drecdy n the rune of the account holier on tie tooles ad records of te applicable kaser or um-diet agent). • Certain Coveirnew contracts a hontnerd interests (eq., limited partnwshix and private placannts) dat are rot registered under theSecuritiesAct of I933; ad • Commodities contacts (e.g, temp exchange and pmOsmetal ottrattA inducing futures antracts a-cl commodity option contracts. The SIPC pouch:en and te suppementil polecton do not apply to these abet, erer.A hey OtelvtiSt appear on your >istemenn. Irr SEC protectin ard the ~anntal protection ds not protect wan changes in tie maim vats of yxr imestrnents (whether a a result of market momment, issuer brkruptcy otherveittt More information is and* won recent You may obtain more information about SPC, >lading the 51K Brock" by contacting SlfC a 202.371.8300a ty letting the 51K scenic at WWW.4404081 Dividend Itenvertanont Program (DRIP) the pen reflected n an aiwage price You may obtan the actual prete from you Financial Advisor. Or Pot dons re purchased wider DRIP; partial elutes will be std ard the cash wX bet deposited h your account. TM dvickrd reinvestment pricesupplied byte issuer may offer from the market pice at which te partial shares ae sold Caraleitilieu CM, whole units may be held in you non. if you are entitled o aw-MI wit as a result of a Linferd lawman et oterwiSe, the Wen ell either sell banal Was at mint ake or accept an amount ~mined by a repOceed clomp agency. and credit you acorn lov hent objectives the nvestmen Owns ad nsk profile xe speck to each account snd enty aury between Please sine the Fern porn,* in *vitro of av si nilkant change in you financial situaton or rnesvnent objertims. For each CONFIDENTIAL account Mkt, you choose one of the following i-resment objection' • Predate Curentintome. minim as seekng the generation of income crib.. • Ann Capeal Appreciate:in: Investment leaking growl. of precPal rather than the gem/ration of nota e. • Produce tonemeson of !none and Capital Appreciation hiertments seekeg both tie gerwaton of income and goo/the! brixpal. Overall dab profiles • Consevanrt Seeks to marnain wth ber tick and volatility 10 the acorn naafi, even if tut means the non does rot generate signd Cant morn, o mum and may rot keep pace with inflation. • ~defer. Warm, to accept scene rid. 10 PrIcOal aid tolerate sorre volateity to seek hirer returns. • Aggressne: Wiling to accept high risk to principal and high Mail* to seek high returns oser tine. Statement lloweholdissr We may consolable al related account statements with IN sane address n the same envetpe. Accents may be related lor this putpose brume they have owners who ako maintain ard accord relationships with other chants al the same address. This practbe is known a • householong ' II you prefer to reset., ednedual statements mated 41 separate envelopes— you may decline houteholding by titling sou Fnencial Meister. Friendly account name The Frierdy account name reflects inf («nation that you entered on the inn's onlne schist's mimic. It d a customizable 'nidrune' chosen by you to au* yaa vedl you r«Ofdk«Pif; KM no legal effect Ca your account You can Page you Thercltiaccoint names, Pour octane Services or by contadrg your Fina-cial Advisor. Amman overview • Patio Paonaccountiwrnfo Net of assets and • Anal 'colas scald* cash balances, mans Ice restricted wary lest), and Global Pine Deposits, streak Fed mats to 'Turkel, and caftan assets not held byde Fim. Does rot include unpiced swungassets at the end of the primand amenstatement periods, or goal* irwesurents, invested stock options and merman stock maims • Inertaires Include, debt bale-tan auntie-ding mar lord, ire, text accoent balances. • Cash/amity balances. Total of unimested available cash babnces. plus UBS Bak USA deposit bala-ces, LEG AG Stanford Branch deposit balances and massy make stut lund sweep bin* at ta chi* of the statement period. Nortcommodity We credit balances in your accost are rot segregated from other balances and tie Fins may use any of these funds in the ordinary tours of Meanness. Thee funds we payable won your derna-d, This total is included.. he ounent period closi-g value. SDNY_GM_00023700 EFIA_00134320 EFTA01276091 important information about your statement (Ca'trued) Lending information Fce delayed informal« on the Finis karing practices and data -fen, refer to you Clem BelaIcalsip Agemen) or trues tenement and the General Terms and Conditions MS Statement of Cm« Practices avatrle in Agreements end Disclosures at laws ern r om /area end wriarese Your wets Yoe stalflt itemizes locurinn ard other assets held h the ~I at the end of the moment per«. You may ask for dekveryd luty paid securities at am tine. You may rinks secunties used as ban collateral after paying any balaxe due on then. Any secures In Jo FEU to the Fern 6.nm; the natemmt petaled are Modal medet vale as of the end of the statement Pend • Cest bails In &Waoren; the rob lesa of Me secures en in this statement «ere indcated veer the rear. '1, ' UBS financial Services I« relied on forma on ebuired from sources other than UBS fFinntialSerkes. 01Cluirrny nip:meek:err« another lima that you may have provided to you Financial Meta The Finn does net indeperdemb. verily guarantee law accur. a of ry Wormation Podded bru lanes «me than 145 Franhal Seduces h ~km although 165 Financial Senates general& west« this natnnilian as it is rec~ the tint does rot provide am assuancts that the horenasalen inder "Cost basis' and "Urrealced gadtoss' is acute as of the date of this statement. AS sack please do not rely on this *Norman« to make path« a sale decisions, for is pupae a otherwise. Accounts hardened to the Firm may reflect °artless Hamm« only for the period tire they are held x the Finn More hishrkal nionnalon un be added by your &uncial Adopts. • Unrealised gehefieteee When daa is anotable. estimated u-realized gangkisses re osculated for «Mire securey lots. The transaction data le< nctiviliat lots mayor may na relied <cerinnsion changes anta tensity reagantaron events. Dridend and other reinvestment I« and systematic such« lots ye each oxibned to display one awns« lot The • Trade date tel.« presents the «yid transaction trade date • Callable securities Bon* and crelmid stock that the pour cats for erle redemption will be selected (spaniel& by la Irra among all secures of that issue held nou mime of n nomixe mine la or clients Cell boa nlonnation is obtained horn third pine% and es accuracy is not guaranteed. Other call leaves may «se «chi could affect yell carpet* inkinulan will be provided upen request • Certificates of deposit (erta). CO. are FOK «a« it to $290.000 n prixPal and accrued interest per der:idea ard pr depaSOCeyingatiSin in accordance with RAC rules. • Priedvallue Prices dispIxed lar "rain and or« an:ducts may be higher or lower than the trice that Sou woudachakt rem« n the market Ft« re obtaned from venous rid pry sources sheikh tee bekne to be reliable, but we do not guarantee the moray. - We firtwAY ose thedash° pike when avadebie or the mean of the bid ad ask prices fa listed ~ties ard ØØa only bed prices for OTC stunted. — Less ache& traded securities may be priced wing valuation model a the most recent pie we «tailed and may noe reflect re actual maket pike a vable. — Certain pations may appear «Nu a price and will show as 'peke was not available' d were unable lo obtain a pekefor a sairity - Deposits a se«. bes dencmhated is preemies ocher Man U.S. dotal re reflected it the exhand rate as of he statement date. - Fer cat« martin awing in nenconforming dtnaninitin. Sake ard «nay (face valsa) may have beta adpsted to fetter. Peeper dluaton. To obtain orient oxidises, «en «dab*, contact your financial Arise. • Private kweetneente end auseoter ed products Private immure* situ-dies (inckeing diet panicpation program and real estate investment tun saunters) and «mired products ere general& hey* aphid. Cm« structved products haw not been reordered with the Securities ond Exch~ Cormissim a urder any state securities laws. We prouder estimated yaks la private ~relent securities and struttuld products fa itnItitarfal pflOWS Only. Accuracy it not guaranteed. — Wiese values maydiffer substantial& from prices if any at vibe:hawk" iwearneril sektrity or «dyed prod« may be borsht or sold ad do not necessarily wain the vie» you tray wane upon liquidation. - rid party «titres of aka re as of a «tan dale and are applied to UBS Enancial Services en a regulse basa by en independent valuation I alm. - Issuer, general partnci or sponsa estimated values. if ant re suppled tether Finn by the our, Breral partner or sponsor and may be calculated based en &feed nfirmaton ban that used by third pasies to dense the. «ended vales. - toucan dean additenal Sarmatian regarding the metode used to diteemine the aboard value, and tie date of the donna:xi that is the basis f or the «Male by contactiug your Financial Adma. - Mid party esterixed values may be reflected as 'Not priced' is several stuations when an independent valuation I« has not Ste>ded or is unable in an*, a value, when we become awry that a materiel event has calmed that may call a previously rivaled value ido quenket a %%non a vale ~be Mihilspenslanst due to the roam of the seculty. - When neither an as«, general palm a sponsor estimated value net a the-Marty estimated value is provided the value ril hes smarty sail be dill rent Iran its arch« price - 'Oserbukins to date' may nixie «um of capita. norne or both. - «dial on, we' represents the Initial «erg price per vne and may roo reflect yam cost basis • Restricted swathe Restricted ~Ws general& re not Cunenlit degble for pudic salt 1.65 Financial Services uses the market prke of the unrestricted stale of the same issue as an emptied value for the restricted stork few purposesofthå Water's,' one/ To the wtent rat rest ice« securities are NOE for a the wake received may be substantbl& less Menthe knatied wake shown • Eel (estimetad) incane, cumint yield, and rater An «hub of atrual income is bated on currant dvidend and interest rates, awning the securities will be held fa one year from statement date a trail maturity. lis 011irlale is Only a gudelne, accuracy ed continued moan at not guaranteed — Estimated annual inane and cured Weld for certain tapes of seorites could -made a return of pupal or capital gains en which case the est income OM current yak') would be overstated. — Estimated arrsal road and «vent yeld and the actual hoorer and yield might be berenx hirer the the «muted arnxers. — An enmate of arrualited non* (diederd awl'« inter«) &wise by the online market veer^ away, balance is based an the last dividend a nintg Priam made by the issuer and asarres the sec rreadepods will be held for one year from She statement dale or urul nnabrily. Accuracy and continued yield ere not gamma«. • Assets net held by UBS Financial Services Certain assets re not held by the Fim and not wren the firm's possess« or control. These assets re deplayed on yoke statement for informational Napo« only. Position and values presented re provided by the issuing Inn. 1.65 Financial Services is not responsble for tnt information and does na guarantee ås accuracy. these assets are rot protected by SVC a Me Finis sisplemerial Slit coverage. • Revenue during and additional compensation. — In addict, to tommeson on veks and lib-1 lees received n corned« wth tie distrquion mutual find, to ose deres we indite our Were receive revemettinn9tteteneett front dOtrenetces arch" arisen of the mutual finds that we sell. am ids are bawd on two deferent cowponies: (I the amount of sales by tell$ of Jr precola muna fund frni& to our dents. and X) the asset vak» of a particular mutual find lamiye heeded x the lien — We ad or Menlo ate receive nettorkeng and arnbus processing lees in omsklerateer tor transfer agent strokes the we provide tore mutual find these fees geneedly are pad from investor assets in the mutual ftrd and are a fried doter amount based en the romber of accounts at the biohnelealee baking maul funds of that fund family CONFIDENTIAL - h addition SOCirnrfOnin niCtned n connection wth the sale a distrixtion of arm.* contrails andast emednieill Wig unit IOW Chants, we antra nor affiliate wad new«. awing coo enrien fram many of the Murano script« urderwrieird the arniny contracts. all åates of We insurance cowmen or sponsors of the in iniestment trusts we deserbate. — Cvvr all Ames also receive trading ccernsinkns ant other compensate, from mutual funds and insurance companies whose products we damlette. — We receive an email fee from LES Br* USA ard UBS AG Surlad Branch of up to $25 per aconnt sweeping to tnt banks under the UBS Bag Sweep hoyret. Activity hlarristiortrecsrdng unseats:ors and other dirges inarred n correction with the execution of tors. isclAng option transactions has been included en ardimutions previously furnished to you. ani vell be crowded to you promctyon rawest. Shirt Sling f you re engaged in shoe selling a security, youmay nos a dirge die to <en« barcwrg costs ferret pan kular secure)'. Open at Bearded or« or 'goodliacancellee ceders that were not esecuted by the premiere date. open buy rd sell stop orders re reduced by the awe of diode«, or rigfrsts on an ex-dividends er wrichts date unless instructed otherwise by you. You re responsible fa orden that re executed due to your tefure to «el "sling open orders. Privacy To obtain aØ of our o.erent Chet annoy Nonce. draw contact your Financial Asir« a vet web at ay« tibtromMeivettstalieo UBS Financial Semites is in:tabs* RMA, Business Services Account BSA and IRMA are «Swage accounts which provide access to barking services and products through arrangements we aft Mel banks and other thrd-pany tents, red weeds access to issuance and annuay products issued by unaffiliatedthee:loamy insurance companies through insurance agency subsnieties of UBS Fhanciel Services 1x. hewn«, nuance. aid fl utyproducts: Not FOX rand • No bank guarantee* May lone vakte RMA. Resctexe Management A«cent. Butinns Services Assail OSA, BMA and «metro-al Resouce Management Accost are mastered service marts el UBS Financial Orrice. tic Visa Sagnahre s a sego-wed senke mark of Visa lemenatiord LOS Visa Sgrutue <re& cads and U35 Vat debt cards re awed by LES Bank USA with plane« horn visa U SA secomaned. 1135 Financial Services Inc. Pee 201511 SDNY_GM_00023701 EF1'A_0013432 I EFTA01276092 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York IV 10171.0002 CNP70057492110216X1 Yi 0 Account name: GHISLANE MAXWELL Friendly account name: lndiv ChecKar Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA ReSourCeline at 800-RMA- 1000. account 029323576 Value of your account Your assets 4sIt our websIte: Your liabilities vmw.ubs.corntlinancialservices Value of your account Resource Management Account February 2016 HI AN MAX LL on January 29 (S) on February 29 (1) 0.00 28,649.36 aoo 0.00 $0.00 S28,649.36 Tracking the value of your account 1 Thousands Sources of your account growth during 2016 Value of your account at year end 2015 31,932.36 Net deposits and 71.6 withdrawals 526,716.98 Your knestment ream Dbklend and interest income 10.02 Chance in market yaw/ 4000 Value of your aware DK 2014 Dec 2015 kin 2016 fro 2016 on Feb 79.2016 $21649.36 286 SDNY GM 00023702 Mamber SIPC GNI:II:fa:6005749211 NP7000202277 00003 0216 030575004 Y123576550100000 Page 1 of 6 CONFIDENTIAL EFTA_00134322 EFTA01276093 *UBS Resource Management Account February 2016 Your account balance sheet Summary of your assets value on February 29 (1) Account name: cplaj4 ' rl.L. Friendly account name: Incliy Account number: Percentage of your account A Cash and money balances 28,649.36 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 528,649.36 100.00% Value of your account $28,649.36 A Eye on the markets Index Your Knandal Advisor- SCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, LAS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Percentage change February 2016 Year to date -0.13% -5.09% -0.03% -567% -1.80% -889% 0.71% 2.10% 01P7000600574921 2 N1'7003202277 00003 0216 0305750N T12357655010My_Gm_000237Vir 2 of 6 CONFIDENTIAL EFTA_00134323 EFTA01276094 SUBS Resource Management Account Account name: GHISLAINE MAXWELL friendly account name:IndivChed4Car Account number. Change in the value of your account Cash activity summary Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value February 2016 (51 Year to date (I) $0.00 $1,932.36 53,614.54 58,037.19 -24,965.18 -31,320.21 0.00 0.02 $28,649.36 $28,649.36 Dividend and interest income earned For purposes of tNs statement, unatilty of interest and tredend income has been determined ficM a US tat rePortirc Ceradne, traced upon the residence of the account header. account type, or product type, sane interest ardor dvid,nd payments may not be subject to United States (UA ardor Porno Info (PR) income tarn The dent mom* Ratement is not imended to be used and cannot be need upon for to purposes. Clients should refer to the alligratte tat mooning forms they recent from UBS annualy, such as the foam 1099 and the Forms 480, for lac repotting information his the practice of UBS to file the apiskaue to reprong tOrMS with the US InterM Revenue Senate and PR Tre£6uN Department and in such fOrrns accurately classify Orden Aram interest as I& exerrpt or tenable ircenle neat consult you I indgclual lax preparer. February 2016 (3) Year to date (1) Prior year adjustment 0.00 0.02 Your finandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity this month lot deta Is Mance' in your Sweep Options are included in the opening and closing balances vas. FDIC insurance gsolief only to deposits at UBS Bank USA, not to &pouts at LOS AG, Stamford Branch or bank deposits placedthrough the UBSInternahond Depose Account program. AK protection applies to money marhn sweep fund holdingsbut ml bare deposits Seelmportant inaormation about your statement on the tat two paces cf this document for detals February 2016(S) Year to date (S) Opening balances $0.00 $1,932.36 Additions Deposits and other funds credited 53,614 54 58,037.19 Dividend aid interest income 0.00 0.02 Total additions $53,614.54 $58,037.21 Subtractions Checks and bill payments -24,869.50 -31,128.85 Card payments -95.68 -191.36 Total subtractions -$24,965.18 -$31,320.21 Net cash flow $28,649.36 $26,717.00 Closing balances $28,649.36 $28,649.36 UBS Bank USA Deposit Account APY Interest period Jan 8- Feb 4 Opening UBS Bank USA Deposit balance Jan 8 $1,335.18 Closing UBS Bank USA Deposit balance Feb 4 $0.00 Number of days in nterest period 28 Average daily ba lance S143.06 Interest earned $0.00 Annual percentage yield earned 000% SDNY GM 00023704 ChIPMOOKIDS749213MPT0037022r/ 000O3 C016 030575004 Y173576550 100000 ►aye 3 of 6 CONFIDENTIAL EFTA_00134324 EFTA01276095 *UBS Resource Management Account February 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards prams are reflected as of the 26th of the month or the pool busness day if the 26th fah on a weekend hOliday Remora paint activity details can be found on vrnw.ute.coratonlinesewices February 20I6 Year to date Opening balance 4,391 4,279 Points earned 373 485 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fivancial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibikty consderat:on None selected 4,764 4,764 Your account instructions . Your account cost base default closing method is FIFO, First In, First Out. Your Mounds' Advisor: SCOTT STACK MANY LYLE CASRIEL CW70309005749214 NP700O202277 COWS 0216 030575004 Y123576550 100,gaitwGro00023A5sge 4 CONFIDENTIAL EFTA 0[1134325 EFTA01276096 *UBS Resource Management Account February 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account narrie: lack, Cheds/Car Account number. Some (Wes, income and current values Shona may be EpploainWe. ASS int*. gam did losses May nal be accutalely reflected. See Aporunt infosmafron about your statement a the end of ttus dacurnem tOt mote information. Cash Cash and money balances Cash and morty balances may include. avalade cash balances, UBS Bar* USA cUpont account balances, UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured try the FOC nlIhn applicable limits, but are not protected by StPC UBS AG Stanford Brant h deposit account balances an not ensured by FDIC and are not protected by Silt Money market sweep balances are protected by SVC but ate not insured by the FDIC. See the important information about your statement ale the end of this docunent for deiaih about those Sancti. Hddng UBS 8ANK USA CEP ACCT Openng balance Cloung lorlaxe on rob (1) on Feb29(S) Price per :ha:e on Ceb 79 (I) Average late Dividend Interest period Your Finandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Dais in period Ka, snow') ft) Your total assets 0.00 28,649.36 Value on Feb 29 (SI Percenfa?? your account COSt Estimated oafs CP annual income (51 250.000 00 Unrealized gain or loss (S) Cash Cash end many Isalasas Total 28,649.36 100.00% 28409.36 100.00% $28,649.36 Account activity this month Date Adiboy Description amount (S) Deposits and other fonds credited Feb 4 Transfer JOURNAL FROM Y1 23575GH1SLANE MAXWELL 597.20 Feb 10 Transfer JOURNAL FROM Y1 23575GHISLAWIE MAXWELL 1,440.89 Feb 10 Transfer JOURNAL FROM Y1 23575GHIStAINE MAXWELL 866.88 Feb II Transfer JOURNAL FROM Y1 23575GHISLAINE MAXWELL 50,000.00 Feb I1 Transfer OURNAL FROM Y1 23575GeiSLAINE MAXWELL 709.57 528,649.36 Total deposits and other funds credited Crs rurratier Date DestnrcLon 353.614.54 Amount lb Checks Feb 10 ACH WITHDRAWALCK4 I04ICAPITALO -709.57 continued next page SDNY GM 00023706 C WM:0033057492i S NP7003702277 COCCI 0216 0305750CM Y173576550 100020 Page 5 of 6 CONFIDENTIAL EFI'A_00134326 EFTA01276097 *UBS Resource Management Account February 2016 Account activity this month (contnvedi Account name: GH1SLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Your 15 asocial Advisor: SCOTT STACK MAAILYLE CASRIEL Check natter Dae Cascaption Amokett (SS Checks Cr nnucd) 001042 Feb 10 ADAM KOFFLER -866.88 001043 feb18 INSURANCE OFFICE OF CENTRAL -21254.96 Total checks 422.831.41 Dae Actluty Feb 3 Withdrawal Bill payments Feb 3 Withdrawal Feb9 Withdrawal Total bill payments Die Description Feb 18 CREDIT CARD PAYMENT -95.68 Desophon Amount IS) ACH WITHDRAWAL UNTECHEALTHONE -55698 ACH WITHDRAWAL UNTECHEALTHONE .40.22 ACH WITHDRAWAL AMEX EPayrnent -1.440.89 42.038.09 Amount (SS Card payments Total card unfits 495.68 ?Amnon Payment Due Payment Due Cole Credl kne Avalatie Credt Une Outstanding Wave UBS Visa Signature credit card(s) payment information for March 23, 2016 184 45 Mar 23, 2016 135,00000 $32,219 12 12,780 88 This credit cad is enrcned in UBS Pay °telt Cad feature and wall autaracaty De pict Iron your accoure YOur payment IS scheduled for match la 2016 We provide this Information on you UBS Visa Signal ure credit cads sciay as a courtesy to you. The UBS Visa Signature craft card and account ae issued by UBS Bilk USA. UBS Bank USA sends you the offioS stalement for Ms account and you shottd make you mires acrorcino to thee instructons. We do not indude your outstanding credt card baance in the vat* at you account with UBS Frnanclgl Services Inc Cote ACtrvity DeSoplion Amount (S) Money balance activities Mn 29 Balance forward $0.00 Feb 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 50,000.00 Feb 19 Withdraws UBS BANK USA DEPOSIT ACCOUNT As OF 02/18116 -21350.64 fob 29 Closing UBS Bank USA Deposit Account The UBS Bank USA 0e609t ACC0Unt IS your primer sweep cpteon $28.64936 CHP7C003005749216NPVCO202277 COM 0216 030575004 Y123576$50 IONNW_Ght 00023Mge 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00134327 EFTA01276098 Important information about your statement U3S Financial Services M. the F im or UBS Anemia Sentes), is a nester of all orincial sexily, cannacky and coigns eighates. LA36 Frencial Semites and LES Bank USA at rdrect *Midis on of LES AG and affiliates of LBS Segritin U.C. The Fim's I horde' statement is available upon reopen. The Ferns agate • ices ye a: Fininoul Seances 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the ally official record of you U35E-uncial Services accosts. Other mach rapt official to docurneas, cordaning conflicteddam should rot be relied Ian If youberme there is an emote or emission please stood h irrnediately n asking to the Branch Manager of the office omit you account. Athaeti al tiptoes shown are intended to be accurate. statement datashould not be used fa taa purposes Rely sae& on mmend lax loons, (i.e., Form 1099 Sat 10425, lack whin preptregyour to return. The Fim 6 required by low to report to Ow IRS all taxabk dividend;, report** nontaxable Mridends and tad* intend eared on Roadies I-tidily:iv accent, net proceeds on sae transactors, and cog tut on certain covered soma kn. Commemications with ihe Fins • Please reconfirm any oral cormn.ncabons in wring to higher protect your rips, ircLeing yeanotes under the Seguin Investor Protection An (StAl • II the finamial hoeution on the top left of the front of this stammers is not U3S Financid Services, LSS Feencial Sates cadet your account as dearew tinges byarea-cement well the *gated insuknon We Wormed you of this rebnoreka when you opened this attars. In ti case, your lads and seoseies are located a UBS financial traces and rot tie ironcdaceg broker, ad you nut mare areport of ay ma or emission to both firms. All accent statements shall be deemed complete and accurate t not objected to in writag within 60 days. • Please dim customer complaints or ecueies to he Fits C lem Relations Depavnent at 201.352.1699 or toll.free at 80:X3SO-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in writag to U3S Feencial Service hc, Client Relations DePamment, P.O. Box 766 Union City, ell 07087. • in cam of errors or pastas about an electronic fads transfer WT bit psyment cc UBS Vontdebit card transactions, call 990-762-1000, cc nrite to UBS FigncialSenices Ix., 1000 Hatcr1314, 6th goon Weehawken NI 07086, dart RIA103SA Senates. Cal cr watt as soon a mu cm if you tit yore statement or receipt 4 vacua or if youneed more itemation axial a Wanner ante statement or wept The firm or Card boar (as applubld must hear from you no lea thin 60 days steer tie inn sent you ter fig statement on Mich the arcs or prcbkin gland. — Prow de you- nave a-d actor., number (4 anY) — Desote the era or tie gander you areafar& /OS, and explah as <leek as ycu cal shy you beline a is an error a- why you need more Mormation — Prohde the dollar amotrit of the suspected ewer The Firm a Cad Issuer era inegipate sue amp/airs and MI cared any tiler primp*. t we take nag Man 10 teams days to do tit we mil met you waft For the mart you that 6 herr* so tot you will hat the use of the mosey dreg the time it takes us to complete Our inestgation. Please make all chedis payable to the Ern or to thencial ea:Out:on rdcated on the front of this statement hadditn to regterm accost fees, accounts may be subject to Ina-senate lees, charges for ode hamlet for mania purchases and chums kr unpaid amounts a cat accents. Accounts that at varderred to other Mations May be subject to a trawler tee UBS Sweep Options UBS offers optift Ice simming cash belargek balances to bag deposits at UBS Bak USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual fads (Money Ftrit) at the Internet gnat Depose Aomori (DA)fa customers with an Mernatital Recant Management Account. Through tie Bank Sweep Program cash balances Se swept to U85 Bat USA up to an established knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at 885 Bank USA are FDIC rimed in accordance with FDIC rules. For more Manta gem kit wmfdic Deposes at LES AG Stanford Brant at shags of Mona Funds at rot instred by the FDIC. Through the Ok erailible to cash banes are swept to depose accounts a UBS AG New Yak Wench add LBS AGC am* Brach These deposits are not Bored by tie FOC. Balances held at the LES AG Cayman Burch are tempaanly aposed to the sovereign rig of the Comm blands, and tone is no stoat, a other obligation of LES AG to repay tie balances while ca the LISS Cayman's Brecht books. Depose at LES Bat USA and each UBS AG Branch are not protected by 5IPC . Money Fund shoes are protected by SEC See *U35 Feoncial Services Accord Potecten- bean. Upon yea reµaat, balances in to Barg Sweep Prop:ans.:FDA may be withdrawn and shares of a Money Fund may be liquidated, ad the pram* retuned to you a your seamen acomft. Rata Siormataln about available sweep option, ackdag oarent Merest rates and Wasik 6 available at wynotbscorrisweemeelt, from your Frontlet Advisor or by eating 800-762-1000. UPS Financial Service' amount protection The Fern e a member of The Stevan Investor Protection Commotion 6IPC), which protects securities atants of its members up to SS00,0:0 (ncludrg $29,000 for dams for cash). The SIPC asset protection limits apply to all mounts that you hold in a panicula- capacity. The Fern, toped-et nth certain affiliates, has also purchased ofplarental protection. The madmen, mount ma* to at *Gable clogs, cotaleek ader this protection is 1500 millon as of December 10, 2013. Wong to the poky corditons ad Imitations, cash a the aim is furter protected fa eq to tl 9 million el the amregate son all our amounts heed in a particular capacity. A fat copy of tie poky wadeg is mailable coon request. The SIPC protection and the supplemmli protection both do not apply to* • Certen financial assets controlled by (and exited n your account value) but held away from 085 Financial Services (e.g., certain (0 cash at LBS Bag, (il cat, at LES AG Stamford bunch Ed Mame progicte. including writhle annuities. and fig shares of trawl finds where such shares are registered drecdy in the nave of to account holler on the books and records of to applicable Mar a transfer agent). • Certain minimal convects or banners interests Eg., limited partneri% and private placements) tat ere rot registered under the Securities Act of I933; ad • Cornnodities contacts (e.g, foreign exchange and am ids metal antrats). included (aura contacts at commodity option contracts, The SIPC Biotech* and to supplemental peolecteon do not apply to these asset Wen 4 Sty °Struts< appear on yea team*. The SEC peotecien ad the TWOlarentalprotegion do not protect against changes in the mater vale of yea investments (whether as a result of market moiernent, issuer bagruptcy otherwid More Of arrotion is avert.° tam rayon You may obtain more istangsion about SEC, kits* the 51K Brochure, ty contacting9PC a 202-371-8300a by useng the Sec **bade ar Dividend Refreshes,* Program (DRIP) The gene reflected is an average price You may obtan the actual price from you' Financial Masa. Or whole tarts ate purchased ado DRIP; pang shares wil be sod and the cat wh be deposited f your account The dodged reinvestment pricesuppled byte issuer may Offer (Menthe market pice at which to partial shares at sold CadeMliou Cn9 whole units may be hello yctr accoug if you at earned to a paid cast as a result of a &tad want et otherwise, the Firm call ether sell halal Was at mina pi-Xmas/meet an amount determined by a ntwood closet away. andcredit ma morn Investment objectives The reamers *worm ad nsk profile at speck to each account and may say Mayan Please algae the Firmworry*/ in sang of any signilkara change in your Mancha situate, or nestle* objectives. Foe each CONFIDENTIAL account MK you choose One Of the following eiresment objester • Preclue Conant/axone. I imbue as seang the generation of income any. • Achim Opt*, Approciatan: Immanent,. soaking growth of prncpal rather than the peroration of • PrOtinCe COMOinetOn of arcane nor Capital Appreciation hesiments seated both gie gereratcn of income an: gwerthol tettintl. Overall tiek profiles • Consetvage Seeks to maroon initial prec.pad with bet risk aid volatility lo the acorn ograll teen t that means the mars does not generate signet cant home a roam and mg rot keep pace with Station. • Modeearec gang to accept same rig to pincPal ad tolerate sore Mighty to seek hyl-er returns. • Awning Wiling to accept high east to precipal and hi* volatility to seek high returns over env Staternent Thouseholdigr We may consign:law al related account statements with Be sane *dress n the wire envetpe. Accosts may be related Ice this purpose became they have owners who also maintain pie room relationships with other dents at the sane address. This pracke 6 known as • houmeoldrc t you prefer to receive edisedual statements mated ei separate envelopes— you may decline hauseholding by canna yOUrFinancial editor. Friendly amotart name The Riad& accost name reflects int amnion that you entered cri the firm's ontne services wassee. It a a customizable 'nisi:wire • chasm by you to rid you nets your recordkeeping d has no legal effect al your attar. You can (hennas FnenAraCCOLW names. tea 4n Onfre Services a by contactrg yes Fina-cial Advisor. /CCM/ overview • Mae otter accounthonfro. Net of assets and • As,et lockets salable cash balances, calms la restricted seamy list), and Global tine Deposits, u-reakied males to make, and certain mots not hell by the aim. Does rot include forged oatcakeassets at the end of the pior and anent statement periods, or poem eroestnwes, knotted stock options and tegnaLle stock options • Liabiges Includes debt bilirew Quints-ding may, Ion, credit rre, dmo Want balinces. • CashAtonee balances. Total of tminested available cash balances. plus UBS Bag USA deposit basses, AG Stanford Evan* depose balances and money malts itutud fund sweep bilancek at re axe of the statement period. Noricoarnogy Vet credit balances in your accost are rot segregatedfrom other balances ad to Fern may use any of these funds in the ordinary course ch its ttainess. These funds se payable upon your domed. This total is included in to cumnt period closig value. SDNY_GM_00023708 EFTA_00134328 EFTA01276099 Important information about your statement lCon &Wed) Lending inIonnotion Fa °tate information on the Fm's lending practices and disc keute refer to you Clem Relateethip Agrotnwe or Am the Agreement and the General Tema ad Conditions UBS Stumm of Credit Practices available in Agreements andOixdosurto at xxocrute romeetwretelnen° 'feu wets Vote staternerc Omen secret.° at other emu held n the amount at the end of the StMOMent period vou may ask for delivery of Itily paid securities at a tire. You ma/ recto. tomtits used as loan coatert ter paying any betake due on them. Arty Wonted traMemd to the Fire ding Ihe statement period are lived at market volt as of the end of the stamen pent. • Cost basis. In detterraning the cost basis of the states incited an this statement where indicted wilt the ninths U3S Financial Services fin relied on information obtained born sources olive than UEIS Financial Senate-eluding nftnnation Iran another rim a that you may hawprovidedto you Enamel Adviser. The FM dew rot irdeperdently verify er gasmen the tun or sub:Bye any dormaon provided by sates other than WSFa-uncial Services. In attach atheugh LOS /instal Setts generally updates this inlermatit as t is recce** the Frit does rot tote any actuates the the aunt" , tier -Cost basis` and "Untalced gat-Moss' is accurate as of the date of this statement. As such please do rhe rely on this Monett to make pacts* or tale decisions. for ua papooses or otherwise Accounts transited to the Fine may °tea ger/loss dermalen coo for the period of tine they are held a the firm More historical nfoinuut can be added by you awned Adieu • Unrealised oohs/Iowa When data is available. talented unrealized gait kisses are alcuthed for ndirdeal wore/ kits. The transaction data for rekvithal lots sty or ma/ not reflect cormessions: clumps exit security roomette en not Ditend and other reinvestment lots and systematic puts? Ms are each cceg>neol to display one averaged lot. The • Trade dale cotmn presents the chant transaction trade date. • Callable securities Bends and profaned stock that the Kelte cats for ea redentitaan will be selected rriestaby by Ice Ircm tug all tones of that awe held is our Mane or n nOnnt nano for os client; Cell intro nlonytalizn is obtained horn third pates arid es accuracy is not guaranteed. Other call features my eat whch could idea yteld antele rionnalen sill be tended upon request • Certifierites of deposit (CDs). COs re FDIC Mood up to S2 99,000 in princPal and accrued interest per decant' at per depository inOlthen inaccordance wit 10K hies • Pricarvalue Pries displayed for Stout*, and Other reCCIXIS may be higher or lower than the price that you would achaay receive in the market Paces at cleaned from various thrd pity sources which we bete to be telltale, but ow do not guarantee their acaracy. - we 90neetY use the dote price when avalabb or the mean d the fad and ask prices for listed secuites and options cr only bid prices for OK swathes. - Loss eche& traded stuntin may be priced using a rattan model or the most recant pees/ we Waned and may not reflect an actual maist price or value. - Callan potsWS may appear virtu, a price and will show as • pike was not evelable it we are untie so detain a pree for a wanly - Deposits or senates denominated in our:emits other than U.S. dollars are reflected a the °change rate as of the stalemem date. - for thin securities *song n noncentamng denernintent price and apathy (lace value) may hiveN.1 adyasled to facilitate peeper vaketion To obtrin current Cluatalisnt. when evadable, contact was / natal Whist. • Private irwestments end structured produds. Private investment secures decent pancpation progam ad real estate intestmerd mast Waite') and gruCtured proiasts are offserally (4* liquid cent., structued prochris hate not been regetered with the Securities and Ewhate Con-miss= or under any state Senate.; Laws We protde estimated vats fee pfive• investment securities and ittuatted products for Wormaterul MOOS.% Only &canary it nor guaranteed - These vaknt mat differ pi:Partial& frOM paces, it any, at whiti a prtvre Mennen' sensity or outer/ product may be boujot er saki sod do not noctsurify represent the rake you my wen IWrilation - Thid party estowes of value re as of a cenan dale and are Pa:0yd lo UBS Financial Services en a legate tits by an indepoten valutiontirm. - Issuer, general partner of spent( *stinted watt if my, are applied to theft by the tar. General pater or sponsor and may be calculated based it dfferert Notation Iron that used by thirdparties to dome Ow estimated rakes. - 'tau obtain addrtieral iefeefeten regarding the methodology used to Weimer...the estimate of vale and the date of the demerit that is the base for the eantale by contacting your Financial Advisor. - Thid party estimated velel Tay be reflected as 'Not priced' h several thatkrit when an independent relation Ian has not °OS:fledOr table se assign a vat weaned become aware that a material mil has got tot may call a valescelY reported value it gusto\ or when a would highly Speculative do to the nitre cl the secuity - %hen net her e issuer, gruel palne sponsor estimated value rice rathrdan estimated value is fro it s the value of the taffy will be different from its outhat price - 'Deirbesiere to date • may mask returned capita* income cr both. - 'Choir:ultra See' represents the meal offering price per Wit and May Mt reflect you cost base • Resbicled nosities Restricted studies general& are not trimly rigible for pubic Salt LEIS Financial Services uses the Martel We. Of the unrestricted stock of the same issuer as an imputed value for the restricted stock for purposes of the a•toment °my To the Mont that rewicted securities are eliabb to sale, the rake received may b substarrial& less than the irrputed vat* shomn • Est. (estineted) hewn. ants yields and rates. M estimate of annul 'worm is based en currant dvidind and dere° rates, assuming the securkes will be held for one year from statement date or trod maturity the estimate is only a gudelne. accuracy at continued income we not guaranteed - Etauted annual income and <WPM yield for eerier types of senates could nclude a than of Withal or caps.' gains n ankh case the eel income (rd cures yekt1 would be overstated. — fainted annual notne and cutest yet() and the actual Mane and yield aright be lower or higher than the estrted amounts. ▪ An estimate of avualeed income (dicdend ardor altered) if &tit by the <tent merle rebtraveraw balance is bast on the last dividend ▪ ^Wen payment made by the issuer and assures the sectriesteposss will be held for one year icon' the statement date et until mat y. Accuracy and continued yet are not wetted. • Assets not heed by UBS Financial Services. Certain asserts 30 not held by the Fim arid not viehn the Fin's possesses" or control. These assets se displayed on hes statement it negational purposes only. Positions and values presented are provided by the issung Ion, Lan Financial Services is not respcenble for IM irlennaut at does not guarantee as accuracy these assets are net protected by SRC or the rim, supplemental SIK coverage. • Revenue during and additional compensation. — In aderticn to conwrssens on saes and 12b.1 lets received in cohecton web the distribution of mutual lira to outwits we ander our true receive revenue sharing permit fern di:era:um ardor advisers of Me mutual funds that we sell. These anuses are bated on two dtf.ent components U the amount ol sales by LOS of a Particular mutual fund family to our cheats. and 6i) the asset value of apt:cube mutual fund lamills shires held at the fern — We and cas that. ato Wen* ntiverkng and °thus totting lees rt cceederaten ft transfer agent servcot the we provide to the mud finch The, fees generally are paid from investor assets in the mutual turd and are a Wed dollar amount based on the muter of accounts at the betenckaln heldng mutual funds of that fund family CONFIDENTIAL - h addition to commissions wart n CCeintsiOn wit the tabor distrbisien o' army Contracts and unit investment that tits tocarelents, we ands Oct affiliate rent* reverts stung tepees:Won from Many of the must certants underwriting the they contracts. all hates of the insurance ampaners or sponsors of the tre in ettinfm wets we destitute. — Cur affiliates also receive acting commeekre and other componsten from moue' tuts and insurance companies MOY? putts we distrisse. — We receive an snarl fee from LOS Bs* USA and UBS AG Surdixd Branch of up to 125 per account swooping to the bras under the UBS Bank Sweep Program Activity Mornutionfecardng tromissons and other charges noted n cornet en will the maven of Wades, inching option transactions has been included en confirrtions whets& furnished to you. at MI be provided to yOu prctiprix on request. Sheet Swig :pa art engaged in short sting a wunly, you may nem a dirge die to thin borrowng costs for that Pt 'cuter Securer Open orders Regarding own cc 'coaddileteertbe orders that were not coated by the Parte date, open toy at sell slop orders are reduced by the amount of dradends or rides on an ex-dividends et hut° dote unless Mooted otherwise by you. You at rethenoble foe ceders that at executed We to your tett to cancel erntin9 open orders. Privacy To obtain a copy of to currant awn Privacy Wit. Please contact your Financial Adrisor ca visa os oast www nibs tOm/orivanetalprit UBS Anted Services is rot a bank We RM& Business Services Account BSA and IRMA are brokerage scout which provide access so baring services and products through arrangements with titled banks and other thrd-paty bats and wow* access to nsuance and annul), Proctet issued by wall/feed thrd.pany insurance companies through Marko agency subsidiaries of UBSFitancial Services W. IMeStrnent, rOuranCe and arrurty products: Not FDIC raved • No tuk gusset* May lose vibe RhIA Restace Management A«etnt. Stress Services Account BSA, WA at international Resource Management /come are registered true mart, Of UBS financial Services he Visa SKILitUre 6 a registered se vice mark of Visa hernationat LOS Visa Sgnattre code cards and 185 Visa debt cads are tat by UBS Bs* USA Mtn p.anitspon Iron, Visa U S A actuated. IAS Financial Services Inc Fey 201511 SDNY_GM_00023709 EFTA_00134329 EFTA01276100 UBS U85 Felancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 crariooissiaioicanxi3 YI 0 Resource Management Account March 2016 HI AIN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Incliv.aleckitar Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Phone: Questions about your statemett? Call your Financial Advisor or the Value of your account RMA Itesourceline at 800-RMA- 1000, account 029323576 on February 29 (3) on March 31(4) Your assets 28,649.36 12,09856 Visit our webs1te: viww.ubstorNfinancialservices Your liabilities 0.00 0.00 Value of your account $28,649.36 912,098.56 Tracking the value of your account Thousands 716 12.1 Dec 2014 Dec 2015 Fel> 2016 /.481 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 41,932.36 Net deposits and withdrawals 410,165.67 Your VMStMent return. Diwdend and interest income 40.53 Chance in market value 4000 Value of your arcane on Mu 31.2016 612.098.56 SDNY GM 00023710 Member SIPC OO70o09306518207 W000309999 03006 C016 030575004 v123576s50 101000 Page 1 of 8 CONFIDENTIAL EFTA_00134330 EFTA01276101 SUBS Resource Management Account March 2016 Your account balance sheet Summary of your assets value on March 31 Percentage of you xcount A Cash and money balances 12,098.56 10000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Corr noddies 0.00 000% G Other 0.00 000% Total assets Value of your account $12,098.56 S12,098.56 100.00% Account name: GHI$LAINE MAs.VVEU. Friendly account name:I iv. ar Account number: Your current asset allocation A Eye on the markets Index Your Financial Advisor SCC YLYLECASRIEL . Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important informal an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% Percentage change March 2016 Year to date 6.78% 1.35% 7.04% 0.97% 6.59% -2.88% 0.92% 3.03% ChIP7000300561820EINP7003309909 000050316 0305750(ht V12357655010MilteGm0002371pRO 2 of 8 CONFIDENTIAL EFTA_0013433 I EFTA01276102 SUBS Resource Management Account March 2016 Change in the value of your account March 2016 (Sr Year to date (I) Opening account value $28,649.36 $1,932.36 Deposits, including investments transferred in 0.00 58,037.19 Withdrawals and fees, including investments transferred cut -16551.31 -47,871.52 Dividend and interest income 0.51 053 Closing account value $12,098.56 $12,098.56 Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheCkkar Account number. Dividend and interest income earned For popoStS of tins statement, tembIty of interest and °stoma income haS been determined lien) a US tin rePortieg Per/Pettily. Based upon the residence of the account holder, account type. or product type, some interest andor cividend payments may not be subject to United States (US) andor Puerto Rico (PR) income tails. The tient moon* statement is not intended lo to used and cannot be reset upon for tar imposes Clienls should refer to the altoKatie tar reporting fount they receise from IRS annualy, such as the forms 1099 and the Forms 480, for tax reporting information tt is the practice of UBS to file the .104001itte lac reporting forms with the US InterM Rotate Strait< and PR TleaSUly DeparaTent. and in such to accurately 0469 fy dsidenctardrce interest alaz exempt or 'ambit Dreg** meat consult yew indydual tax preparer. March 2016(S) rear to date (S) Taxable interest 0.51 0.51 Total current year $0.51 $0.51 Prior year adjustment 0.00 0.02 Total dividend & interest $0.51 $0.53 Cash activity summary Your Pi nandal Advisors SCOTT STACK MANLYL£ CASRIEL See account activity this month lot deists Bdances in your Sweep Options are indudedin the openng and closing balances vz1 la. FDIC Insurance nIies only to deposits a U85 Rank USA, not to deposits at Ss AG, Stamford Branch or bank deposits placed through the URSInternahond Deposit Account program WC protection applies to monry market sweep find hddinos but mt bank deposits Seelmportant information about your statement on the last MO pages cf this document for detals Mardi 2016 (1) Year to date (S) Opening balances $28,649.36 $1,932.36 Additions Deposits and other funds credited 0.00 58,037.19 Dividend aid interest income 0.51 0.53 Total additions $0.51 $58,037.72 Subtractions Checks and bill payments -16,45563 -47,584.48 Card payments -95.68 -287.04 Total subtractions -$16,551.31 -$47,871.52 Net cash flow -$16,550.80 Closing balances $12,098.56 UBS Bank USA Deposit Account APY $10,166.20 $12,098.56 Interest period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 50.00 Closing UBS Bank USA Deposit balance Mar 6 $23,869.59 Number of days in nterest period 31 Average daily ba lance 825,676 46 Interest earned $0 .51 Annual percentage yield earned 002% SDNY GM 00023712 CelP70008305518209NP7003309989 00036 0316 030575004 Y123576550101000 Pass 3 of 8 CONFIDENTIAL EFIA_00134332 EFTA01276103 UBS Resource Management Account March 2016 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards pants are reflected as of the 26th of the month or thepro:business day if the 26th fals on a weekend/Wiwi Renard, point dainty cetals can be found on winv. vaster/dimmest/vices March 2016 Year to date Opening balance 4,764 4,279 Points earned 0 485 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager toucan find a ful description of the ahemaove investment objectives in important information about )our statement at the end of this document 4,764 4,764 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment etiyality consderat:on None selected Your account instructions • Your account cost basis default closely method is RF0, First In, First Out. You rignancial Advisor: SCOTT STACK MA:1MS CASIVEL CNP7000000651821 0 Ne70C0 000 031603057500+ Y123576550 l0gt#,wGike,00237,1ige 4 of 8 CONFIDENTIAL EFTA_00134333 EFTA01276104