EFTA Document EFTA01277061

*UBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700360577I 1015 srl 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Tina Dag Advisor or t1 :e Resourceline at account 1fisitourwebsite: www.ubSCOMIlinanCiakervi(e5 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Business Services Account October 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (5) on October 30(5) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account S '.22-3 $5,238.24 S 2382 40 5.238 2 Dec 2014 Sep 2015 Oct 2015 Sources of your account growth during 2015 Value of your account at yea. end 2014 Net deposits end vvithdravaki Your ovestromt return Change in market value Value of your account on Oct 30.2015 $7,238.24 SDNY GM 00025208 -52,000.00 $0.00 8%238.24 Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135828 EFTA01277061 41aUBS Business Services Account October 2015 Your account balance sheet Summary of your assets Value on October 30 (B) Percentage of your account A Cash and money balances 5,238.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 55,238.24 55,238.24 100.00% Account name: Friendly account name: ' • Account number: Your current asset allocation A Eye on the markets dex Percentage change October 2015 Year to date S&P 500 a 44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Your A asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamfogl Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6 CONFIDENTIAL EFTA_00135829 EFTA01277062 UBS Business Services Account Change in the value of your account Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. October 2015(Si Year to date (S) Opening account value $5,238.24 Withcfrawals and fees, including investments transferred cut 0 00 $7,238.24 -2,000.W Closing account value Cash activity summary 85,238.24 $5,238.24 See Account activity this month for dna It Balances in your Sweep Don ons are indudedin the cperirq and closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG. swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC protection applies to money market sweep fund hdclIngS but ml bank deposits. See Important inbrignotion abOut put Stettnielt On the 1w two pages cir this document for aetals October 2015 (1) Year to date (S) Opening balances 15,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances 15,238.24 $5,238.24 Your Mandel Advisor: SCOTT STACKMAULYLE CASRa UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $5,238.24 Closing UBS Bank USA Business balance Oct 6 $5,238.24 Number of days in nterest period 29 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manages You can find a ful description of the alternative investment objectrres in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccosderatan • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025210 AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135830 EFTA01277063 *UBS Yournotes rerma...n............,sca....rms."...., ,,,, 0,,02m• a s CONFIDENTIAL EFT,O0133831 EFTA01277064 *UBS Business Services Account October 23! 5 Your assets Account name: MAX FOLR1DA110N Friendly account name: MAX FOUNDATION Account number. sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil be acculalely reflected. Set Aporunt in fosenabon about your statement a the end of the ot cumeM fOr more infornason. Cash Cash and money balances Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances, UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC. See the Important information about your statement at the end of this doctrrent for det arts about those trances. Operengtdence Cloung turaxe Pn re per share Average Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 DoldenclIMertsl period Your Financial Advisor: SCOTT STACK MAW LYLE CASRIEL Oafs in period capamount (S) Your total assets Value on Od 30 (5) Perentageol cost FSbmred your aCCOunt basis ($) annual income (Si Unrealized oath Or 1055 (5) Cash Cash and money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 5,238.24 SDNY GM 00025212 ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6 CONFIDENTIAL EFTA_00135832 EFTA01277065 *UBS Your notes ..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6 End ot ...en,. account numb.' CONFIDENTIAL EFT,00135833 EFTA01277066 Important information about your statement URS Fria/cielSeves flo Oie Fini or URS Finaxial Sarre. 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SP( coverage • Ravenna abating and addkbnalcanyeasatka - ti adlitini lo aminissom oe sake aid 12bil fen nand n merear with the Masan of reaua aids to our dais we mace ma Mir rase mein navg womb f rom datibutors and« arson of tes wawa lads nix el, sell Tate rants am bad on two Warr ompormts the taunt el Sisby La Ma Saab* Mutual IMO lark to madems. ad Id O.e saw vane of a pray mutual find lady% trot Nil a IN Inn - We aid by ant* ab) reCetit retwang and «man/recessing lees in omkirtlen for unto agent sakes mal we peak to the arm fulls TM« fats walk ag pad from Mar snet: in the awl lud sid se a tea dollt anaum based on Me rutter of acmes at a trokadealn holdingmutual leads el eta had Isnik - in al ion ue mamma tar n °mean win the sabot darbutnn et areury comas ad unit Malang Mal units to our deems He alai:four Made rteartrtria slang banana« from maryof me nuance combat indenana mo amuity maxis aniamol sloe harela cowries SpOnSed a the urn navfa adi ma we »tote - Ott Mates also recede trading cominbas ard otnet *apeman from ma/ hads and mate Mahar aose «oats we Madero - Wetter an anal ree from L8S Balk USA a UPS Ad Stanford Balch a up be RS per a:Count sweeping to to harts ede the L85 Bat Weep prograf ASA" Homan desproleg corn-Man aid othr chars., dosed n anneasn Ann the emodiOn 01 valet. Mang cam tramanns has been nied oxfIrMons preadrar lambed to you aid rat aMM to you «yak on Mall Short ailing It you r• agerged en Tort sehg awarityy you may not a Magedue to anal bestowing enis MOO prima Panty Open <Sue 'Waling Open or goodailatelled • ordersthat were not beated by the Sidemen, Ogle. Open boy al tell SIM «den re taxed by the anoint of Wands« rghis on • otdiandsor caddis dato una maned Mara by you YOu se reanable lot orders lal are mated day to )0., faire so umel ersing open «den Tax withaldim on ~ono lean Ised Pinedal SIMMS IRAS FtOistal tat a«regareSIL85 halal Oran remalk encore tat from sois table as aria ned tut you ray *a not Wham madam wean or intomt you nay elect to have lac wettiMel a ara. or gala alas as you Mae Yes Warn tad learn n afeCt untg reeked by you You may realm pair eloction a my Ono by nang a now Mann If you do rol haw croup reosen tai war urom 'Our dartuliOnS. you maybe mamba la the prim of moat tav You may oaf pinata d ve moans vant and your alma la« pawls reret Mal CO YOU' a/cabana Privacy To Øen mopyolosr dam Cars hay aka please contact F data Artor «vino« wane a. kniv inixosmenirseary UBSidascial Sago k not a bark The Rfa. &muss Sown Aaosit BSA ara deMei as OM gage amens era proide axes to barerg sat aid paint «roe* anagrams, who affiliated Daaes ad ova thkdi any balks and prordos aØ to Mace aid snuet' praxis islet by unaffiliated tiled {tarty Mon« mama Hough mart« agency tuba« nar UPI Franca areas et ~ I naiad:tared annulyproaCIS Hot lot Mated • No bat* 9Anifica May lose value P.M fttsmrceSitriaginwo now" %webs ava Mane BSA efMA and mernatnal /moms tiara CONFIDENTIAL rotor as mattered saga mats or llitS Friantial Serena Ira Saar is a ranted sonataof Visa Vararena ronat 1.85 la Samara Mat Cards and UEd Vdd dad cads at issued by UPS Bank USA Mell ammo from Yea USA imarparat UPS Finanal Salvia MC Bey 201407 SDNY_GM_00025215 EFTA 0135835 EFTA01277068 c*UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 101 71.0002 ANP-AX06105.051115Y2 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKIAANILYLE CASFIEL Phone Questions about your statemeatt Call your Financial Advisor or the Resourcetine at account 14sItour webslte: www.ubscomffinancialsennces Items for your attention Help protect yourself from I rau:l and review bank, credit card, and brokerage statements regularly. Also, get your free credt report annually from www.annuakreditreport.com. Value of your account Business Services Account November 2015 MAX FOUNDATON 116 EAST 65TH STREET NEW YORK NY 10065.7007 on October 30 (1) on November 30 (1) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account '.22-3 • 35238.24 11.'3g 2 • 5.238.2 04( 2014 0(1 2015 145v 2015 Sources of your account growth during 20t5 Vzdue of your account at year end 2014 Net deposits end withdrawals Your 'west:Meat retumc Change in market value Yam of your account on Nov 30, 201S SDNY GM 00025216 $7236.24 -12,000.00 1000 6%23624 Member SIPC ANP700CQ00061053SNPT000060960 00001 it IS 00CC00000v12366ISSOOICOCO Page 1 of 6 CONFIDENTIAL EFTA_DO I 35836 EFTA01277069 SUBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (I) Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 55,238.24 55,238.24 100.00% Account name: Friendly account name: N:. • Account number: Your current asset allocation A Eye on the markets Index Your R nancial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% Percentage change November 20t 5 year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% ANP M002003610536 NPMC0060960 C0C0I II IS 000030000 r12.366I SS0ol WaikiyGit 00025Age 2 of 6 CONFIDENTIAL EFTA_001 35837 EFTA01277070 *UBS Business Services Account November 2015 Account name: MAX FOUNDATICN Friendly account name: mAx FOUNDATION Account number. Your N nandal Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account November 20 I 5 (V Year to date (1) UBS Bank USA Business Account APY Interest period Oct 7 - Nov 5 Opening UBS Bank USA Business balance Oct 7 $5,238.24 Opening account value $5,238.24 $7,238.24 Withcfrawals and fees, including investments transferred cut 0 00 -2,000.00 Closing UBS Bank USA Business balance Nov 5 $5,238.24 Number of days in nterest period 30 Closing account value Cash activity summary $5,238.24 55,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% See Account activny Ott; month for deals Balances in your Sweep Options are indudedin the qwrirg and closing balances value. MC insurance applies only to deposits at 08$ Bank USA, viol to deposits at 085 AG. %vitro winch or bank (*Poses Placed throucn the UBS inteinationel Depose Account moven. SIPC protection Applies to money market sweep fund hebsling5 but nit bank deposits. See Important inknmation about rout statement on the last two pages cir this document for (*tars. November 2015 (S) Year to date (1) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 000 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change then, please contact your Financial Adnsor or Branch Manage. You can find a ful description of the alternative investment objectrves in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate investment eligIbildy consideration None selected Your account instructions • 'lora a:cc unt cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025218 ANP703020C06105.37 NV7003060960 0000I II'S 000030000 V12366I 550 01 COOD Pegs 3 of 6 CONFIDENTIAL EFTA_00135838 EFTA01277071 *UBS Your notes ...,,......,,,,........ ,,,,..........iy G..0 .254,....1 6 CONFIDENTIAL EFT,00135839 EFTA01277072 *UBS Business Services Account November 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some prices, income and current vdues ShOM May be Epproxiirgat. ASS rest. gMtss and tosses ma/ not be ECcurately afkoled. See Smportant informabOn about your gatemen: a the end of the cecumern for more infornalon. Cash Cash and money balances Cash and money balances ma/ include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch ',pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vatten appric etre limits, but are not protected by OPC UBS AG Stanford Brans h deposit account barites as not insured by FDIC and re not protected by SiFC Money market sweep balances are protected by SEC but re not 'nailed by the FDIC. See the rmportant information about your statement a the endof this document for deiaas about hose trances. Hddng UBS SANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering trance Cloung trance on Nov I (I) on Nov 30 (S) Nice per :haze Average on NDV 30 (I) rate Dun:lend Interest period Your Fi medal Advisor: SCOTT STACK MAN/LYLE CASRIEL DSO in period cepmount (S) Your total assets vane on NO., 30 (5) Percenta?? Ol Cost ESSmated your account Oasis (5) annual interne (51 Unita/Red gan or 1055 (5) Cash Cash end money balances Total $5,238.24 100.00% $5,238.24 523824 100.00% 523824 SDNY GM 00025220 .01P71:00201:0610539 NP70000E0960 00031 I 11S 000030000 Y123661SS0010000 Page S of 6 CONFIDENTIAL EFTA_00 I 35840 EFTA01277073 *UBS Yournotes . d a.m... acmun CONFIDENTIAL .,,. — — EFTA,1352.41 EFTA01277074 Important information about your statement U3S Fancial Services M. the F im or UBS Anemia! Scrigesk is a merrter of all orinoical sexily, arrwroily and options exchanges. 1.436 Francial Services and LES Bank USA we rdrect subsidiaries of LOS AG and affiliates of LES Sauritin U.C. The Fines Handal statement is available upon reopen. The Firm's sneaky off ices a a: UBS Sinincul Since, Ix. 1200 Harbor Boulevard Weehawken, N1 07086 This statement represents the city official record of yeti' U3SFancial Services account. Other march, rapt official to documents. containing taillight/data should rot be relied ran If you bate there is an error or mission, please repot h irrniediately n writing to the Branch Manager of the office seining you account. Atemestr al (gores shown are ntendcd to be accurate. statement datashould not be used kr tae purposes Rely sat on yemend lax harnIs. Form 1099, STA 10425, etc.) whin prepargyour tu return. The FM it required by low to report to tie IRS all taxabk di idtnd, report** rentable aidends and tattle infanta end en securities held ripens mark not pmeeds on sit transactors, and cog bags Cacertain covered months. Camanunications with the Finn • Please re-confirm n oral cormitnatats in *Meg to further protect your riggs, incasing your rips ader the Senates Investor traction Ace (9P.4). • II the I inax ial ratitution en the tcp lets of the front of this statement is not LES Enamel Services, LGS Financial Senate caries sox account as clearng brdcer by arra-gerrent will the notated insuknon We irdonned you of tha relgorehiP when you opened this OCCOJII. In ate case, your lads and stakes are located at UBS financial Services and rot the irogaing broker, and you eat mace a capon ol ay ma or omission to both firm. All accent statements shall be domed comae aid accurate f not objected to in wnig within 60 days. • Please divot customer complaint or I-epeesto the Fim's C tem Relations Depavnent at 201-352-1699 or toll-free s SC0954-9103, 8:00 AM. to 6:00 P.M. ET Monday through Fri*, a in wriehg to LES Financial Sates he, Client Relate:ea Dem-tante P.O. Box 766 Unon City, N107087. • h case of errors of qualm about an electronic feuds transfer (13-1). b r S Vaardebit card vansactions, can or wife to UBS Financial Senices le., aim manor Ind, 6th floor, Weehawken 611 07086, Attn FMN8LA Seas. Cal a canto as soon a; you can 4 you Mk your statement or receipt 4 wag aif you need more iffamation abash a transfer on the stamen or reap. The Firm OICard bear (as applmble) must Fie from you no tar tan 60 days titer to inn sent you the fig statement an Mich the error or prcbkin wheat - r nattr s-r ni.nhm t - Mute the error or tie trawler you ere unsure EWA, arldexplah as clay as you can why you ban a is an error a why you need more narration - Fronde the dollar amount of the suspected tmat• The Firm or Card Issuer vAl I-wagger/a arradaire and MI correct any eller prompt,. I we take more tan 10 Wilms days to do chit sm wit oval your account For the mat you thirk 6 ilea, so tat you will haw the use of the money (trig the time h takes us to complete Our Meagan. Pleasemake all checks payable to the FM or the financial Mt:nut:on rdeated on tie front of this statement h addition to requiem accost fees, accounts my be subject to mantenme lees, chasms for late pammt for Naha; purchases and chums kr unpaid arretras ri cash accounts. Accounts that at hardened to other institutions May be subject to a transfer lee. US Swap Optima UM offers options kr nymphg cash balances, balances to bank deposits at UBS Bak USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual Rods (Money F,nt) and theInternet gnat Depose Assn (CAMS Cuttarierl with an Internatienal Reran. Management Account. Trough tieBank Sweep Programs, cash balances acv swept to IRS Bak USA up to an estigthed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposes at UBS Bank USA are FDIC inured in accordance with FDIC nat. For more hformation pease snit rermfdic sore Deposit at UBS AG StamfordElragn aid than of Money Funds at rot insured by the FDIC. Through the Ok anyilidle bud, balsas are swept to depose accounts at UBS AG New York Wanchaed UBS AGCaoran Brach These deposits are not it by the FOC. Balances held at the LES AG Cayman Branch are tempiganly noosed to the sovereign rah of the Celan bads, and theta is no suararem or offer gigation of CBS AG to repay the balances while ti the LIES Cayman's Brach's books. Deposes at MS Bat USA and each UBS AG Branch are not protected by SIC. Money Fund shays are protected by SIPC See TU35 Financial Services Account ffotecticri- beba Upon ?as reµato, balances in de Bank Sweep Protons or CA mw be withdraws and shares of a Money Fund maymaybe liquidated, and the proceeds retuned to you a your searein account. hasher Hemmen about available sweep options, nailing anent unrest rates and yields, 6 available at maths coin. horn your Facial Advisor or by Cann; Iffnancial Service' man protection The Arnhem*** of to Muria Investor Protection Cowman (51K). which MOM securities marts of is members up to 5500,0:0 (ncloolrg S2`4000 for 'refer cast* The SIPC assel protection limits aPalY To yl accuts that you hold in a panicula- capacity. The FM, together wth certain affiliates, has also purchased n.ppbrnental protection. The macaw mount payable to al *Goble clogs, colitcliak under this protection is 1500 millon as of Decenter 10, 2013. Subact to the poky corditons ad Imitations, cash a the Firm is further protected fa up to tl 9 million el the agg'egae for all 'our amounts heed in a partkular capacity. A Iii copy of tie poky wording is mailable upon request. The SIPC protection and the supplemental protection both irk not eon's' M • Cerlan financial assets controlled by (and induced n your account value) but held away torn U8Sfinvical Services (e.g., certain 0) cash at UBS Bat (i) cash at LOS AG Suimlad branch, (id Mame maim including variable annuities. and 6e shares of Fraud finds where such shares are registered drectbr n the nee of the account holler on tee books ad records of a applicable ismer a Pala er agent). • Omura minima contacts or hatment interests (Aso.. limited partner:hem and private placements) that are rot registered under the Securities Act of I933; ad • Cornnoderes contacts (e.g, loran exchange and pmametal contratM includig futures contracts ard correnod4 option contracts. The SIPC aotecten and the supplemental protection do not apply t0 these asset even 4 Seyothynose appear on your Materna,. he SEC ototecien ad the malarental protection do not protect gang changes in the man vale of you investments (whether a a result of market movement, issuer bankruptcy a otherwise). More information is maid* upon mast Vote may obtain more information about SITC, react* the 51K Brochure, by meaning 51K at /02-3719300a by rang the SIC website arsiow.alpcSig Dividend Reiworbriont Program (DRIP) The oche reflected 6 an average price You may obtan the actual price 1mm your Fnancial Advisor. Orsly Mole dunes re purchased under DRIP; partial shares coil be mill and the each we be deposited h your *coon TM 6videni reinvestment pricesuppled by the issuer may Offer from the market price at rah the partial dares ere sold Caohalieu Cnb, whole urns may be heed in your account. t you a-e mined to a paint unit as a result of a &Wird pwrnent otherwise, the Firm call either sell halal Was at market ;eke a accept an anount detamined by a regneed cleans agency. and credit tar morn Mennen objectives The magma* amines and ask profile ay specie to each account and may ow behveen Please edge the Firm promptly in wring of any sicnilkara change in your franca situation or ntestreere objectives. Foe each CONFIDENTIAL account Mlq you choose one of the following Mesment objection' • Prague Current/mom.. I rimb rin as sang the generation of intone crib.. • Adis* CmOol Approdatan Investment( seeking yowl of prrepal rather than the generation of • Prague Combinaton of Creme anf Capital Apprecinon- Inegments seek both the generation of ncome and goarth of 0 aattell. Overall eiale profiles • Conservatirt Seeks to maroon Mid prix'pti, with bee risk and volatility to the a-cou-n overal. even 4 that means the mote does not generate sipil cant name or ram aid may a keep pace with • Moderate Wiling to accept sane ride to pinctial and tolerate sore snaky to seek higher returns. • Aggressne: Wiling to accept high risk to prrepal and high volatility to seek high returns ow tine. Stotarnant Itouseholdihr We may consolidate at related account statements with U. sane address n the ma envelope. Accosts may be related Ice this purpose became they have owners who also maintain gilt *con relationships with other climb at the ma address. This taxa 6 known a • tougholdrg R you prefer to receive rdinclual statements mated in separate envelope's — you may decline houteholdng by ailing your Fancied Achiser. Friendly account name The Friend& account name reflects al amnion that you entered on the firm's canine services ranee. It a • custorniubl• 'nicIrserny • chosen by you to amid yea rah your recordkeeping t has no legal effect an your account. You Can change your Fnen*account names, thogh Ore me Services a by contactrg you Fina-cial Achisor. ACCiant overview • Vakoe acme account/porta" Net of assets and liabilities. • 4sset Maas sealable cash balances. velars la restricted seat' leg 1, and Global tine Deposits, u-realzed marks to market, and certain assets not hell by tie Fins. Does rot include unpaced wait; assets at the end of the prior and anent statement periods, or prime eveanwits, unrested stock options and exermable stock options • Eigyikes Includes debt balancer ouhlarding Mar Ions, credit lie, 040 account balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit beirces,UBS AG Stanford Bench depose balances and money market laud lund sweep balancer, at the axe of the statement period. Norscarrnotity free credit balances in your account at rot segregated from other balances ad the Fern fray use any ol these funds in the ordnay course of its ttainess. These funds the payable upon your domed. This total is included in the <want period dais value. SDNY_GM_00025222 EFTA_00135842 EFTA01277075 important information about your statement (Continued) Lending information Ice dialed informatim on the Fein's lending practices and dockisisei, refer to yam Client Relatcnthip Agreement or Accent Averment and the General Terms ad Corditiont LAS State sent of Creed hal kes available in Agreements and Dortmund at weAt UM. ranilacerwrtrieth caret You sots You start-pent treats tocuritim and other assets held in the account at the end of the statement period. You may as for debreey of Italy paid secureiks at aria time. You may recene seconties used as loan control after any balance due on them. Airy *cooties "Ito the FWDdrip the statement pared are Ikeda maker value as of the end of the statement • Cantinas. In damming the con bans of the feast's included n this statement where indicted with the renter 'I,' 'SS financial Services hes rebid alinformation obtained from sources other than UBS Fin...keel Seeks. exhaling nip:Intim Iran another co that you may have provided to mur Financial Added Tlw Fim does not •IrvaxdultlY War anion the aaur. Cr 1444 of ary information Provided by mines aw than LIBS Fruncial Services h million Though LOS Financial Serous getwalb godates this Mantua:in as it is received. the tint does not provide ay ash...enc.-snit the rfarnahon order "Cost basis' and "Urrealeed gars loss' it acute as oe the date of this statement. As sulk please do not rear on this Motivation to make pushes.« sale decisions, for fik mafiosos« otherwise. Accounts Wrist wiled to the lien may ref lea gad loss Hermann onb for the period of tire they are held a the Firm Morehistorical reormalcn can be added by your ;initial Adm.,* • Unrealised gaist/taams When data is *wattle. evinced «realized gaintbsses are akutaled for ravidual toasty lots. The transaction data for rxkvidral lots mayor may not Mien cormosicro, dungen mcfcr imuity reorganitan evenh. Dildind and other reinvestment lots and systernatk wolves kits are each contded to display one 3Yflard lot The Trade dale- colon's:accents the original transaction trade dale • Callable, securities Bends ant preferred stock that the issuer oats for ea reckerplon wif be selected apartialy by lot Iran among all secunies of that issue held in out nee or n non nee name la as clientt Call hair* Mammon is obtained from third patties and es accoracy is not guaranteed. Other call films may exist which could affect yeekt <ankle ificanalen will be provided upon request • Certificates of deposit (CDs). CDs so FOK inured up to $290.000 in vinegar and accrued interest per deposed rd per depositoryWitt-nen naccordance wM FOIC rules. • Pricervalue Fern displayed for leavens and ogler predicts may be higher a lower than the W. that Au would await nem" n the market Erces we %timed Iran vaned tied piny sources which we befeve to be reliable, but we do not guarantee their accuracy. — We Perm* use the <losing once when avabbh or the mean of the bid rd as prices fa Pissed SeCUritieS and whom or orib bid prices for OTC securities. — Less acheb waded securities maybe priced using a vakution model a the most recent pie we obtained and may not reflect an actual market price of vathe. — Certain positions may appear without a peke and will shows 'prke was not avelable• Awe re unable to obtain a price for a warily — Deposits or sear ties denominated in currencies other than U.S. dollts at refitted at the 4:change rate as of the statement date. - For cede" securities rating in nonconforning dewnintenk price xd quantitY (lace value) may have been adysted to f militate doper uabscion. To obtain tune coax:ors, Mien avaiabk, contact Toth Fnancial Advisor. • Private intsbnants and structured products. Private immanent seosilies (ix Wig drect partieMation program and real estate investment trust securitin)ardsououred products are general& WU, algid. Cohn savored predrces have not been registered wish the Securities and Exchww Commission a Lade' any state securities laws. We provide estimated vas for private neestrrent 'tootles and striated products for intermittent Prpows only. Accuracy is not guaranteed. — These vain may differ substantial, from prices, if any, at *hitt a private Mestrntra secuits or ',dived ;mixt may be «kohl a sold and do not necesuribtepresne the yak* you may recent toaert liquidatiae — Reid palyestinges of yak* re as of a «nab date and are applied to UPS Financial Services en a regular base by in independta vaLiation I km. - Issuer, general panne. Of sponsor estimated values. if any, ar supplied to the Fim by the Cour. gnat partner a sponsor and may be calculated based on &erect infermation thorn that used by third panics to delve their minuted mks. - You can °Min additiorul rionneekin regarding the methodologyused to dettemine the estinaw of value, and the date of the formation that is the basis for the en note by contacting your Financial Ai a. - Thid arty esterad vibes may be reflected as 'Not priced' in several sheatkro: when an independent valuation lire has not soMPhect or is unable to assign a meat when we become awae that a material event has «fined that may call a peeviaidly reported wit into quetion a when a value *mid be bighlr speculatiw due to the metre a the seculty. ▪ When neither an *suer, general palm te sponsor estimated vale net a thrd-perty estimated value is prowled the value of the tensity evil be different Iran as purchase thke — '051*W:ono to date' may het& return of right!. income or both. — 'Cygnetum see' represents the initial «form price pet sent and mayn't reflect you cost basis • Resticted notifies thastrkted stonfin gineralfr are not end? elgible for publk sal. 1135 Financial Sennce, uses the owlet price of th, unrestricted neck of the same issuer as as Mauled value for the restricted stock rot purposes atria anal,* 014 To the &dent that moo-kW securities are *liable to cab, the wake received may be sobstanfialb less than the imputed value shown • Eat (atirnetad) income, cumin! yields and rata. An eninate M anal income is bawd on current dnidend and interest rates, awning the securities will be held fa' one yea ben, statement date or trail maturity. This estimate is a* a guideline, accuracy and continued imam, art not gawked, — Estimated and ixorne and caret MIO for certan types of Seatities could Wade a fella, of Pre-J(931os capital gains n maid case the est income ("clement yek0 would be overstated. — Estimated anal income and Gwent yield and the actual income and yield fright be bwer ex higher than the estmad — An esamate of aualizei income (dinderd ander intermi) &add by the Gwent musket vakiiraymmye balance is based on the an dividend or Moen Permit made by the issuer and nays the seashesfdepouts will be hew for one year Yom the statement dated urrul nuttily. Accuracy and continued yakt are not garaged • Arun not head by UK Financial Services Certain assets au not lield by the Firm and not within the Frm's possession or control. These assets are displayed on your statement for informational paws only. Positions and values presented are provided by the inuing firm. II-65 Financial Services is not repeal* for dminlormation and des not guarantee its accuracy. these assets are rot protected by Seta*. Fiats swplanental SOIL coverage. • Revenue sharing and additional compensation. — In addition to curtness':as on mks and 12b1 lees received n «mecum via the chain« of mutual fu nth to our dimes we ardor Our af fate receive reveria shying Pieeneres f no r n detriadon ands advisors of the mutual finds that we sell. Tease amoords are baud stn two efferent components (I the amount of sales by UPS of a pertkultr mutual kind f amib to OW <lents. and 40 the awn mks, of aparticular mutual fund fmiys shares hefi at the fern — We and or Agate ate receive newiking and combs ;recessing lees in consideration kr transfer agent smokes that we piaidie to the mutual fords These fengrow" are pad from investor assets h the mutualfund and are a feted doter amount based on the natter of accounts at the krokendealer holckw makial funds of that land family CONFIDENTIAL - h edition to commessens received in connection loth the sate or distrbdion of an-uty contracts and one investment that units to our clients, we anted or, affiliate receive menu. shrug ccopernalien from merry of the insurance (orison:es undenweina the arruity {overacts. all bates of the insurance companies or spensoes of the on imestinent trusts we &utast — Cur affiliates Ammon* trading <amiss:a and other compensation from mortal funds and insurance companies whose products we «flthulf. — We receive al snail fee from LOS Bar* USA and UBS AG Surdoed Branch of up to $25 per taunt sweeping to the banks under the UBS Bank Sweep Programs. Actinity hfornutionregardng commissions and other charges nursed n correction with the exeoanin of trades. intldng option transactians has been irnueled en anlimutions creviousfy furnished lo you, sib will be provided toyou promptly on regain. Skirt selling f you are engaged in shoe selling a security, you may ix« a dirge due to tenon borrowing costs fee that pal kular security. Open cedars Regarding open or 'ecodlikcancellee «den that were not mated by the stamen date. open Loy mtl sell stop orders are reduced by the arristrit of dredends or rights on an ex-dwidends or aright date unless instructed otherwise by yak You am responsible for orders that re hooted due to you f *lure to cancel t'otin9 open orders. Privacy To <b, a copy of ou current OKA Privacy Notice. Please contact you Financial triunes a vim ou- websile at yyvnviibiroatlarivremono UBS Financial Seams is «dabs* the RMA, Business Services Account BSA and IRMA are &dinar accounts *Ankh provide access to lurking services and products though arrangements eah aftPaled bales and other thrd-party bias, and provides access to mance and smut), products issued by unafilited %heel-piny inmranc• companies through Murano* agency subsidiaries ol UBS Financial Services ax. Ime-strretni, nsurance. ad treaty produces: Not 10K rowed • No bank gut/ahem May bee vale RMA. Resource Management Accord. Business Services Anoint El* AMA and international Resoone Management Accost are registered service mats of UBS Financial Services Ix Visa Signature is a registered service mark of Visa Irdernationa lOS Visa Sigrware <reit cards and LBS Visa debt cards are issued by LEG Bata USA with permission from tria USA mcomorried. UBS Financial Services Inc. Rey 201511 SDNY_GM_00025223 EFTA 00135843 EFTA01277076 ;14) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70012309291215 X12 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Nnancial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call your flnan0al Advisor or the Resourcethe at account visit our website: www.ubscomifinancialseences Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report ann tally from www. annuakreditrepoetcom. Value of your account Business Services Account December 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on November 30 5/ on December 31($) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account S 35,238.24 7.22,3 • ,7e 2 1 5,238.2 Dec 2014 Nov 2015 c 2015 Sources of your account growth during 2015 vSue of your account at year end 2014 Net deposits and withdrawals Your nvestmentretum Change in market value value of your account on Dec 31. 2015 SDNY GM 00025224 57.233 24 42,000.00 SO.00 b%2311.24 Member SIPC ANP700C0001230929NP1003124888C0001 1215 000O3C000 Y123661550110003 Page 1 of 6 CONFIDENTIAL EFTA_00135844 EFTA01277077 SUBS Business Services Account December 2015 Your account balance sheet Summary of your assets Value on December 31 ($) Percentage of your account A Cash and money balances 5,23824 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Conmodlties 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: MA). F01,, irATION Friendly account name: P1:O Fri rir ATIrN Account number. Your current asset allocation A Eye on the markets Index Percentage change December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your R Bendel Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. U85 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ANP7C003001230930NPMC0124$88 COM' 1215 DOCO3C000 Y123661 550 000252fte 2 of 6 CONFIDENTIAL EFTA_00135845 EFTA01277078 SUBS Business Services Account December 2015 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your N minds' Advisor: SCOTT STACK MANLYLE CASRIEL Change in the value of your account December 2015 (S) Year to date (I) UBS Bank USA Business Account APY Interest period Nov6 - Dec 6 Opening UBS Bank USA Business balance Nov 6 15,238.24 Opening account value $5,238.24 $7,238.24 Withdrawals and fees, including investments transferred cut 0.00 -2,000.00 Closing UBS Bank USA Business balance Dec 6 15,238.24 Number of days in Piterest period 31 Closing account value Cash activity summary $5,238.24 $5,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% See Account activily this month for dna It Giant's in your Sweep Opli ons are indudedin the cmnirg and closing taances vat ue. FIK insurance applies only to deposits at UBS Bank USA, nol to deposits at 085 AG. Santoro Karch Or bank deposits Pacedthrows, the UPS intemaliond CePOsst Account program. SIPC protection applies to money market sweep fund holdings but not bans deposits. SeeimportontintOrmAtiOn atoot your statement on the last two pages ci* this aceurpent tor (*fats. December 2015 IS) Year to date (S) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0 00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment elig betty consideration • None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out SDNY GM 00025226 At1P7C003001220931 NP7003124608 COCCI 12I503C030000 Y12366i S5011C000 Page 3 of 6 CONFIDENTIAL EFTA_00135846 EFTA01277079 *UBS Your notes .,,,,,,,..4 ,.. ,,,no.,z4.4a4. ,x,sooc44.444,...,,.., G. .0,25.g. 4 of 6 CONFIDENTIAL EFT,00B5847 EFTA01277080 *UBS Business Services Account December 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some paces, income dad current vdueS StiOtitn may be appr0xirnale. AS a resft, gam au:11055es mdy nol be accurately reflected. See Aportant infantabOn about your statement a the end of ttws cecumeM f0r more infornalon. Cash Cash and money balances Cash and matey beta:Ices may incitede avalaalecah balances, UBS Bar* USA cposn account balances, UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep balances. 0BS Bank USA deposit account balances are insured by the CDC vAl h n applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances Si. not insured by FDIC and se not protected by Silt Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this document for del aas about those Sancti. Hddng UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering Dame< Cloung belaxe Nice per share Average on Dec I (t) on Dec 31 (I) al Dec 31 (1) tato Curiderici Interest period Your PI nandal Advisor: SCOTT STACK MAHLYLE CASRIEL Days period Cap rnaunt (S) Your total assets Value On Dec 31 (S) PerCenta?? Of Con EStmated your account pax (S) annual intone (5) Une8INCI gain or loss CP Cash Cash and money bawls Total $5,238.24 100.00% $5,238.24 523824 100.00% 523824 SDNY GM 00025228 ANP7C003001 230933 NP70031346418 00O21 1215 000000000 Y123661550110000 ►age S of 6 CONFIDENTIAL EFTA (10135848 EFTA01277081 *UBS Your notes ANP70003001230934 NP7000124888 00001 1215 001;030000 VI 23661550 1180iyGht00025Alyr 6 of 6 End of statement for account number- CONFIDENTIAL EFTA_00 B5849 EFTA01277082 Important information about your statement L.8S Financial Senesces M. the F im or UBS Financial Sevizen, is a merrter of all orinciml stilly, mono* and cptons exchages. 1,25 Fe-axial Selects and LEG Bank USA are rdrect mbsidures of LBS AG and affiliates of LES Ssnrdin U.C. The Fines financial statement is available upon reopen. The Ferns meanie off ices an a: Finencol Sernces 1200 Harbor Mulevard Weehawken. W 07086 This statement represents the any- official record of you 1.85 Fermin Services account, Other imack rapt official tar doarnerds. corrtahing cortflidingdata should rot be relied Ian If you berme there is an errs or mission, please repot h immediately n writing to the Winch Manager of the office saving your account. Allsagr al figures ;Men are intended to be accurate. statement dila shoat not be used for to purposes Rely MeV on wa--end lax k011t,O.o. Form 1099, 5495. 10425, etc.) whin preturegyour at return. The Fim 6 required by law to recoil to tre IRS all taxabk dividends, repaid* nameable okra:lends and taxable Meng end m counties held n you accent, rot proceeds as sere transactors, aid cost kw* on certain covered 40:1-f it its. Conentnications with the Fit • Please re-contra ant oral cormxncateans in *nag to 1 unher protect your rips, irclang your ripe, seder the Sautes Investor Protection Ad (9M) • B the friary ial institution on the tcp lets of she from of this statement is not 1.85 Fit-rancid Servkes, 1.85 Financial Winces carries gas account a clearng broker byma-gement well the ndcated insubnon We Wormed you of this relatorehM nem you opened this OCCOJII. In this case your lads and states are located a UBS financial Services and rot tat ironsdnew brae. aryl you nut mace a renal of eery error or amain to both firms. All accant statements shall be deemed conapbte ad accurate t not objected to in writi-g within 60 days. • Please died customer complaints or hopkies to he FimMC tent Relations Deparment a 201-352-1699 or toll.free at 8C0-354.9103, 8:00 AM. to 6:00 P.M. ET Monday through Fri*, a in mil-9 to LES Financial Semites Vic, Client RelanalS Deihl-rent, P.O. Box 766 Unon Cay, N1 07087. • h caw of erten of suntan about an electronic 1u-de transfer MTh. blislES Vaa•debit card sanctions, cal or reit. to UBS Fianna' Senices Iv.. sum mama IM, 6th floor, Weehawken NJ 07086, Attn FAMES% Sakes. Cal a mete awn ayou cat d you ihek you or receipt 4 wrong or if you need more ellonnatim Axon Meander en the flatten or realm The firm or Card tun (as ipplablB must hear I rom you no later than 60 days after the Fins sent you ere fin statement on *hit the arca or prcbken cipeavd. - Rondeyou- none ad accost number Of am. — Desute the errs or the Vander you are Unae atom, and *kaiak. as dent as you cal shy you belies t is an error a elm you need more information — Pronle the dollar amount d the suspected 91.0.• The Firm oe Card Issuer vaa kwenigate your conaaire and MI correct any error promptly. I we take mom tan 10 tininess drys to do this we null crock your assault For the mart you theic 6 in error, so tot you will have the use of the money cling the tire* t takes us to complete ow errestgation. PI mem*, all checks payable to the Wm or tie financial insteuten rdcated on tie had of this statement In additir to regular accost fees, awards my be subject to maktenrce lees, thaws for late payment for smile; purchases and charges kr unpaid an-ants er cashaccount Accounts that at varderred to other inOrlitiOnS May be subject to a tralder fee. UBS Sweep Optima UM offers optimn kr sweeping cash balances, balances to ba-A deposits at UBS Bak USA and U3S AG Stanford trench (Bank Sweep Programs), money market mutual funds (Money Ftna) ad the Menai:nal Depose Paean (OA)1a customers with an international Rance lEnagmmrd Account. Through tie Bank Sweep Programs. cash balances a-9 swept to UM Bak USA up to an ea-kited 'mit and then to UBS AG Stanford Branch a a Money Fund. Deposits at UBS Bank USA are FDIC inured in assonant, with FDIC rules. For mg incernatim pease kit vemefdis Deposes at LBS AG StanladElrant ad shams of Money Funds an rot insured by the FDIC. Through the OA, available to east Ulnas are men to depose accounts at UBS AG Hew York Wench add UBS AGCcrun Brach These deposits are not imsed by The FOC. Balances held at tie UM AG Cayman firth are tempaanly noosed to the soterega rift of the Cann Maids, and them is no gwrareee a other obligation of LBS AG to repay de balances while en the LIES Cayman's Brach's books. Deposits at MS Birk USA and each UBS AG Branch are rot protected by SIC. Money kind sheet are protected by SIPC See TU35 Financial Senesces Account kotecticre bete Upon vas regain, balances in the Bank Sweep Prop-ant:eta may bee withdraren and shares of a Money Fund ma, be liquidated, ad the proceeds returned to you a your seamen acccut hater iionnakan about available sweep onions, inckdic oarent unrest rates and yields, i available at °A.N4b SSE horn your Fs-uncial Minor or by calling UN Financial Services seamen protection The Fan is a member of de Secuilin Investor Protection Cottonton (51PC). which protects securities xcosit of As members up to S500,0:0 (nolydrg 5292,000 for claim for cash). The SIPC asset protection limits apply to all account tot you hold in a panics/a- capocity. The Fan, tognein with certain affiliates, ha also parch: and %Bohn-rental wotection. The minimises mount pieta to al *table clones. coke-lint: seder this protection is 1500 millon a of Decenter 10, 2013. Stoma to the poky corditons ad Imitations, cash a the Firm is father protected fa i.e to SI 9 million lithe axnegate for all sour amounts heed in a partizular capacity. A WI apy of tie pokey wording is available Lipti request. The SIPC protection and the supplemental protection both irk not eon's' to* • Certan financial assets controlled by (and kicked n your account value) but held awayfrom U8Sfinvicial Services (e.g., cenain (0 cash at UBS Bret (i) cash at LOS AG Stamford bunt, (id Vturarov yodel; including variable annuities. and 60 shores of mutual finds where such shares are registered drecdy n the none of the account holler on tie books ad records of de applicant ismer a turder agent). • Certain nommen convects or imenvient interests (eg., limited pHs-sten and prime placement.) tat are rot registered under the Securnes Act of I933; ad • Commodities contacts (e.g, foreign excha-ge and pmMsmetal contrad) inducting lotuses canons ad commodity option contracts, The SIPC wotecton and to supplemental protection do not apply to these asset ten if SW othatvese appear on your siaternents. The SEC protection and the TWOlemental protection do not protect agents changes in the makel vain of yes investments (whether a a result of market movement, issuer batruptcy Cr' otherwise) More id arrotion is avoid* tom repast You may obtain more edam/lion about SIC, hcbdiro the SIPC Bochum by contacting 51K at 202-371-8300a by ustng the SIC *rebate at wow.alpcoop Dividend Retvertment Program (Dc') The peke reflected is an average price You mar obtan the actual prete from you Fnancial Advisor. Orly Mole tares re purchasedus:MOM; partial shares will be soli and the cash call be deposited h your account The dviderd reinvestment pricesuppled byte issuer may Offer from the market price at which the partial shares are sold CadeMlieu DI), whole uses may be held n you account. if you ere mined to a pa-lial unit as a result of a &nerd pkrnent otenvise, the Firm veil other sell panal units at nutlet wk• a accept an mount determined by a regnant eking agency. andcredit you accord Investment objectives the rerestmere obiecums ad nsk profile am steal c to each account and may ray behnen Please ackee the firmpromptly in sit; of any sitilicart change in vas Toenail situatcn or rxestmert objectives. Foe each CONFIDENTIAL account Fat, you choose one of the following imesment objedirer • Prague Cement/mom.. I wen rie as seekng the generation of income any. • Action. Captbrf Approciatan: Investments seeking crowth d prncnal rather than the generation of nod n. • Produce Comet:Won oilman. and Capital Appreciation- Imenments seeking both tie generator of ncome and wowth ol preeptl. *Well tisk profiles • Conserve:Art Seeks to mantain initial winagn with bet rise and volatility to the avatt ovirat even 4 tin means the coast does nee generate signetcant name a ware and mry rot keep pace with in tenon. • Moderne. Wrap to accept sane risk to pinctal and tolerate some Milky to seek higher returns. • Agresti*: Wiling to accept hit Sc to pencal ad hit volatility to seek high returns over tine. Statement Thouseholdte We may consolidate at related account statements with tie sane Miens n the same envelope. Accosts may be related Ice this purpose Lessee they have owners who also maintain Pin accost relationships with other clients at the sane address. This 'nada it tarn as 1-ousel-oldrg t you prefer to receive edindual statements mated n scant envelopes — you my decline householding by ailing your Fhencial Actiaor. Friendly account name The Fiend& caul name reflects etemation that you entered on the firm's onine services mettle. It a a customizable *nicIrsorm • chosen by you to assist yea web your recordkeeping it has no legal effect an your account. You can (ha-c.c./ FnetAraCC0M Mote. thyugh Onto Services a by contactrg you Fina-cial Actium ACCIMW overview • Vat,. *toot accountortt. Net of assets and liabilities. • Alma Iodizes avail* cat balances, vats la restricted starry lest), and Global tine Deposit, u-realzed maks to market, and cedars meta not hell by the Fim. Does rot include unwired mune; assets at the end of the prior and anent statement periods, prima rareanwits, unrested stock option and temeaLre stock anions • Liattess Includes debt WI/row outearding may, loan, credit lie, don account balance.. • CashAnoney balances. Total of uninvested available cash balances, plus UBS Bark USA deposit balaces,UBS AG Stan-lord Barash deposit balances and money market mutual lund steep balances at the close of the statement period. Noncom/vim Vet credit balances in your accost are rot segregated from other balances and the Fin. miry use any ol these funds is the ordinary coune ch itsbusiness. These funds me payable upon your domed. This total is included in Me current period closing value. SDNY_GM_00025230 EFTA_00135850 EFTA01277083 Important information about your statement (Continued) Lending information Fa detaAtd informal:et on the Firms lending practices and <Inc lasina, refer to you Clem Relati0nthip Asf cement or geckos Agreemem and the General Teems and Conditions LOS Statement of Credit Pr/dices mailable in Agwements Jade:orb:um a error mbc rormarcounederrimom Yew poets You statement Maim moorhen and other assets hell in the account at the end of the cowmen period. You may ask for delvey d luk paid securities at ary tine. You maireread secunties used as loan collateral after ppay/ng icayy balance due on them. Any statues fra vanPRIto the Nendrip the statenwni perod are lards nudes vain as of the end of the statement Peg& • Cost barm. detemning the cost basis of the teatimes iextuded in this statement where endeared with the number 'I,' LOS f Mandel Services An relied alinformation cbuined from sources other than UBS natal Sags. gliding nip:motion tram another tiro ce that you may haveprovidedto your Fnancial Adoisot The Fim does not indignimity way ce garnet the /aura a mica of try Womation Povided by sages Op than LES Froexial Semites h ableat aalgigh LOS Financial Seigel general& plates this idernutian as it is received. the fine does not gookk ant asstrances that the rociornation under "Cost basis' arid "Unvalced gael loss- is acute as of the date of that statement. As sulk please do not re& on this rooming to make ;eschew a sale &cis:ans for um ;apposes a othenvise. Accounts Oaf eased to the firm may reflect gag loss informatith onE for the period of tine they are held ate Finn More historical reicrmalkn can be added by your Anoxia Advisor. • Unneatheed glans then data is estimated greafized ging bsses are calculated foe eidividual settee lots. tht transaction data foe adroit/al km may or may not reflect ormrossions, Merge' at minty neorgnitaler manes. Dividend and other reinvestment lots and systematic puthwe lots are each tattered to display one swaged lot. The Trade dare' colmn grants the agiW varnaction trade date. • Callable securities Bonds ant preferred stock Out the issuer cals for ea redemptive wd be selected aparteal& by lot Iron among all serrates of that issue held in our none or n non*** nag let or clients Call Raise rocomiecn a cbtaiwd from third pates and ets acctracy is not guaranteed. Other call teams may eszt which could affect yield covplele information will be pr °redid uptth requital • Certificates of deposit (CDs). COs are FOK eared up to $29S.000 in «nopal and accrued germ per deposit« ad per deposixeynaitkoket inaccordance with FDIC rules. • Priarmalue Mtn displayed for unsities and other prodals may be higher a lower than the prig that you wok, acuagr meg n the market Mon a-e %binned from rang that patty sources which we berme to be reliable, but we do not guarantee they accurag. - We farite* li e the dosing pig when avabble or the mean of the bid rd ask Pritfl foe SOP SeCifitiEl ad meatsor ora/ bed prices to OTC securities. — Less active& traded securities maybe priced using a vakation model or the mon recent peke we obtained and may not reflect an actual motet vice ow vain. - Certain pzetions may appear wrocke a price and will show as 'peke was not avalable• l we re untie to obtain a price for a sourly — Deposits a smokes denominated incurrencies other than U.S. dam are reflected a the eichange rate as of the statement date. - For mean sermities vexing in nenrmakemng denorninakom price rd elormitY dace roles) may have been adapted to f agate mpg Yakut:art To obtain current cuotans, when aratabk, contact rokr freesia Ad.'s«. • Private thveronents and structured products. Mate immanent retrain (ix tiding Overt particpatiso «warn and real estate intestmerd trust %acorn:Mal sirucued peolicts are general& Irjr1/ Ilkalid Cense. structured proton haw no been registered with the Securities and Exthrg Commission a under any slate secures., laws. We provide Minuted raves lee private secured sectritiro and 'tattered products for inter mrocnal Paws only. Acckoacy is not garrotted. — These rotes may differ substantiate from prices, if any, at whets a prase imparnent vaulty or gictured product may be butil or sold and do not necessarilya:preen* the veto/you ray receive upon litwidation. — Aid panyestirmes of yak* am as of a tartan date and are applied to UBS Financial Services on a regular basis by an independent vatation I ion. - Issuer, general panne. Of sponsor estimated velvet if any are supplied to IF* Von by the Soar. gnatparr Ce spars and may be calculated based on Offerer* gomaton from that used by third ponies to derive thee minuted robes. — toucan obtanaddaioral Sarmatian regarding the methodoUgy used to deteemine the Meng of vale and the date of the :eternal :xi that is the basis f or the estimate by contacting peaFinancial Adige. - Aid patty t'o'uted robes may be reflected as 'Not priced' in several durations: Mien an independent valuation Inn has not supple sea unable to asstri a Yam when we become away that a material event has gored that may call a previously repeated rake no question or when yaks. woad be highE speculate* due to the nage a the secutity. - When neither an route, general prime to ton«r estimated van nor a third-party estimated value is larded the value of the security wig bedifferent from its (*whale price — 'Ostrtgions to date' may rick& return ot capita. ixorne or both. — • Cogs& Lod sure' represents the nit a along price per ling and may nKA felled you cost bass • Racuicted sororities Restrkted securitiesgeneral& re not Cutler& elegble for publk salt LOS Financial Services uses the nutlet poke of tte unrestricted Pock of the same issue as an imputed value foe the restricted stock for purposes *Oho Mager 014 To the eiders that togged securities are eliabla to sae, the rake received may be stbstantalE less than the it:vied yak* shown • Est. (astineted) income, curter* yields and rata An ening ot arm/ income is bated on current dnidend rd interest rates. purling the securities will be held for one year from statement date or add maturity. This mina is only a guideline, accuracy ad continued income we not gueranteed — fanged anal income and curet yield for cetan types of sororities could node a .nun Of PencPal or capital gains in *Nth case the en income Or cument yak& would be overstated. — Estimated antal inCOMe and wept yield and the actual icon and yield night be bona higher than the estmaed antra,. — An estimate of a-realized income (dividend yaks' germ) diwied by the Covent market vets/roomer balance is based on the last «Wird a nine* pay ra made by the issuer and ages the seargadeposes wine hell for one year from the statement date a urrul matey. Accuracy and continued yes are not guiranseect • Assets not MAI by UK Pantie/ Serviaa Certain assets are not held by the Finn and not mitten the Fern's possessor or control. These assets are deployed on you statement for irdoimaticaul purposes only. Positions and values presented we provided by the awing firm. LOS Froncial Sermes is not responsible fortes inf «nudge and does not guarantee es accuracy. these assets are rot protected by SIC or the Figs statement.' UPC coverage. • Revenue sharing and additional compensation. — In ad6tion to ICtrefliSSvadd on robs and 12b.1 lees received en connector. with the thstabAkin of rrotial furxh to our dents we armor are afore receive revenue sharing Pawner." from dOtrebulcos ardor advisees of the mutual finds that we sell. Orme nuns are bawd on two Moment components 0 the amount of sales by LOS of a pekular mutual fund fen& to oat dorms. and 40 the apt value of apantile. casual fund treys stares held a the fins — We and as afloat. ate receive omitting rid iambus processing lees in consideration br transfer agent cervdes that we provide to the metal firms Thew feesgenerally are paid from investor assets in the mutual fu-d and are a fixed dole/ amount based on the rumber of accounts at the lonakerdealer holder; mutat kends of that fund family CONFIDENTIAL - h addition to commissOns received in connection lath tee sale or distrberion of annay contracts and eat investment in« units to our clients, we ander au alfilialla ref eiee mpg shying crepes/Am from marry of the insurance companies undergoing the arruily contracts, allocates of the insurance co./pan:es or sponsors of the unt investment rusts we drortute. — Cur affiliates also receive trading commas:on' and other compensate:a from mutual fink and nsurance companies whose products we &adage. — We receive an anal fee lion, LOS BP* USA and UBS AG Sunda Brandi of ep to $25 per access* sweeping es the barks under the UBS Bank Sweep Progarres. Activity Morena/an regardng commissions and other charges ironed n correction wth the executor. of trades. incldng opeion transactions has been included m «intimations ;remota furnished to you. at will be provided lOyOupectraly on recatost. Wart selling f you are engaged in shoe selling a security, you may has a charge Oa to cenin barogg costs for that pal irmar security. Open at Fadarind open CC scoStig cant oiled' orders that were not motoredbythe paten** date, open tuyard sell stop orders are reduced by the most of diederds or rights on an exavidends a grights dote unless instructed otherwise by you. You we responsible fa orders that re executed due to you failure to cancel elan"? QOM ceders. Privacy To obtain a of our cut.* Client Privacy Notice, please tread yew Financial Advisor or visit our websde at wow utnrorderiviewohna UBS rinanta Services is not a term. The PIMA Bushes, Services Account BSA and IRMA are hedger mounts whkh provide access so bracing services and products though arrangements web of PIS banks and other lhod-party bans, arm «ogles access to nuance and smug products issued by unatilealedthodoany nuance companies through hegira agency subsidiaries of UBS Financial Services It Ineeltrtard, nsuraxe. arid annuny products: Not KM rend • No low* guwantee• May lose yak* RMA. Re:mg Management Asostra. Business Services Accomt BSA, BMA and nternarnal Fiance Management Accord are registered wince marls of UBS financial Seivices Inc Visa Sign/tux a a registered serge mark of Vas Inseationa WS Visa Signature coed/ cads and LES Visa debt cards are issued by UM Bank USA with pennesion from vire USA Incomorated. UBS Financial Services Inc Fey 201511 SDNY_GM_00025231 EFTA D01;5851 EFTA01277084 UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York 1W 10171.0002 aiNP70006010730116 V1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Finandal Advisor: SCOTT STACKMANISYLE CASFIEL Phone Business Services Account January 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the ReSourceline at on December 31 (1) on January 29 (4) account VIsItour websIte: swirw.ubscomlfinancialservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report actually from VIW VI a n nu ak r edit re p oft .< o m Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 35238.24 Tracking the value of your account 7 2282 • '3° 2 • 5.2382 Dec 2014 Dec 2015 fan 2016 Sources of your account growth during 2016 Value of your account at year end 2015 $5238.24 Your nvestrnent return Charge rn market value Value of your account onion 29, 2016 SDNY GM 00025232 5000 SS2313.24 llismbar SIPC ANP700020C0601073NP1000057721 00001 0116 000030000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135852 EFTA01277085 UBS Business Services Account January 2016 Your account balance sheet Summary of your assets Value on January 79(31 Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities a CO 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: N:. • • Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% Percentage change January 2016 Year to date -4.96% -4.96% -5.64% -5.64% -7.22% -7.22% 1.38% 1.38% ANP70002003601074 NP7003057721 COCO' 011600o:0mo° yi2366IsSOCOOPIYGM000252/Ve 2 of 6 CONFIDENTIAL EFTA_00135853 EFTA01277086 UBS Business Services Account .4! .14.; 3c Change in the value of your account ranuary 2016 (S, Year to date (I) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY $5,238.24 15,238.24 Interest period Dec 7 - Jan 7 Opening UBS Bank USA Business balance Dec 7 Closing UBS Bank USA Business balance Jan 7 15,238 24 Number of days in interest period 32 Average daily balance $5,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: Your investment objectives: You have identified the fdlowing inveStrnent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager You can find a full description of the alNmative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - Moderate investment dig ibifty consideration - None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. Your Flnandal Advisor: SCOTT STACKMANLYLE CASNEL SDNY GM 00025234 AmP7C0020C060107S NV7003057721 COCCI Oi le 00C030000Y12366ISS0000000 Page 3 nf 6 CONFIDENTIAL EFTA_00135854 EFTA01277087 *UBS Yournotes CONFIDENTIAL EFT,00135853 EFTA01277088 *UBS Business Services Account January 2C17_, Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some ()noes, income and current values ShOren may te approximate. Asa refill. gains aid tOsses may not be accurately refkcled. See AporUntinfognefrOn about your statement a the end ot this document fOr more info reason. Cash Cash and money balances Casts and money balances may incited? avalaole cash balances, UBS Bant USA depout account balances, UBS AG Starford Branch Ce post' account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the PDC vAlhn applicable limits, but are not protected by 9PC 085 AG Stanford Branch deposit se oum batantes an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Hddng UBS BANK USA BUS ACCT 5.23814 5238.24 250.000.00 Opertng War*. Cloung balence Pnce per share Average on /am I (S) on Ian 29 (El on /an 29(0 rate Dtddend Interest period Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASNEL Oafs in period cepmount (S) Your total assets VSUe on tan 29 CS/ Percentad? Cif CoSt alienated your account 6395 (5) annual infant (ft UmeartZed gain or loss (5) Cash Cash sad money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 523824 SONY GM 00025236 ANP7C0020C0601077NP700305T01 Wel OI I 6 000:00000 Y12366I 550000000 Page f 6 CONFIDENTIAL EFTA_00135856 EFTA01277089 *UBS Your notes ANP76302060601078NP.0057721 00001 0116 000030000 vi2366,50 CONMYGM0002523466 6 of 6 End of statement for account number- CONFIDENTIAL EFTA_00 I 35857 EFTA01277090 Important information about your statement U3S Evade' Services ix. the F im or UBS biaxial Smites). is a merrter of all ['Motel Nosily, ammo* and colons "'haves. 1.036 Proemial Services and UBS Bank USA at rdrect subsides's of LES AG and affiliates of LES Securities U.C. The Firs fronded statement is available upon red, es. The Fin's ermine off kes ere a: UPS annul Sin aces Iv. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the ally official record of six U35 Fivricial Services account. Other week rant official to dos-wank. corrtaning conflicteddata should rot be relied ran t you berate there is an emar or omission please repot h immediately n wring to the Branch Manager of the office "rung your account. Athaiti al lions shown are 'Mended to be accurate. statement data sruld not be used kr to purposes Rely sorely on yemend tax fent,(i.e.i fort 1099, Sae. 10425, etc.) whin preprrirgyour talc return. The Fim k requiredby low to report to tie IRS all taxabk dividerook report** rents:cable dendends and twit tent eared on mcunties held nyotr accunt, net proceeds sale transactors, and cost tut en certain covered tare ies. Corraranications with ire Fain • Please reconfirm eery oral corm-warms in wring to fuller protect your rips, ironing your ropes infer the Swains Investor Protection Au (9PAR • B the finax ial halittion on the top left of to front of this simmer* is not 1.85 Fir-avoid Servkes,L6S Femoral Senates cafes you account as clearg brdcer by arra-oerrent well the ticketed unsittoon We Wormed you of Its relatorchcl when you opened this OCCOJII. In tic case, your brok and securities are located a U85 financial Services and rot des ketdarg broker, and you nut mace a roped of ay errs or emission to both firms. All accent statements shall be deemed conapbte ad accurate t not objected to lei sariakg within 60 days. • Please divot customer complaints or ecpeies to the FM'sClem Relations Depavnent a 201-352-1699 or toll.free at SC0354-9103, 8:00 A.M. to 6:00 P.M. ET Monday through Friday, or in wrifir-g to LES Handal Services Ix., Client Relations DeParenb P.O. Box 766 Unon City, all 07087. • in cm of erten or "umbra about an electronic fu-ds transfer MTh. lai r Ye:Orit b card vansactions, call or wife to UBS Randal Senices le., air 'labor hat, 6th floor, Vileehavaers NJ 07086, Attn DINAMSA Sears. Cal or tante as coal a; you cal. 4 you thrk yam statement or receipt 4 sing at you need more ruination awn aVander cote sheenier or reap. The firm or Card bear (as *piratic) must hoar from you no low than 60 days after tie Pim sent you tie fed statement on which the error or problem gland. - Noir p!rn attr n tpre-or t r,-; - Desute the error or tie Vander ycu inure Etait And explah as clay as you cal why you belies a is an error a why you need more remotion - Prokle the dollar amotnt of the suspected emu. The Firm or Card Issuer val region your complaint and MI correct any error promptb. I we take ma* tan 10 business days to do the. we wit mink your account For the avant you theic 6 hear, so tat you will haw tie use of the money ding the time h takes us to complete our ivestgation. PlOne alike all teas pay-dole to the FM or tie fraidal instauten rdcated on tie front of this statement haddtionto regular accost lees, anoints may be subject to makeentece lees, chasms for We payment for etritin purchases and chums kr unpaid anoints n Cash accords. Accounts that at barderred to mho- inflaUtiOnS May be subject to a trawler lie. UBS Swap Optima UBS offers options kr tammiog cash balances, balances to bank deposits at UM Bak USA and U35 AG Stanford branch (Bank Sweep Programs), money market mutual ids (Money Fora) avIdie remit knal Depose Accoum (I)Apct customers with an Imernational Reran. Management Accost. 'Moth the Bank Sweep Procne. cash balsas act swept to 111358a-k USA up to an en/tasted knit ad then to UBS AG Stanford Braidt a a Monty Fund. Deposes at U85 Bank USA are FDIC enured in accordance with FDIC nat. For core rdonnetir pease kit wwwfdic gore Deposit a UBS AG Stainkrd Bra-di aid than of Moon: Funds at rot eared by the FDIC. Through the OA, mailiele beak bale as are 'wept to depose accounts at UBS AG New York Eanchard UPS AGC wan Brach These deposits are not hissed by Ite PDC. Balances held at tiel035 AG Cayman Branch ate temp: arty noosed to the sovereign irk of the Colman blends, and there is no suttee a other cegation of 5136 AG to repay the balances while ti the LIES Cayman's Brach's books. Deports at MS Bat USA and each UBS AG Branch are not protected by SIPC, Money Find shares are protected by SIPC See 'UM Fnaicial Senices Accent Potection- her" Upon acts reµaain, balances in to Bank Sweep Programs a OA may bee withdram and shares of a Money Fund mad be liquidated, and the proceeds returned to you or your senates accotnt. hater it tertian about available temp options, inckiliv cement inmost rates and yet*, is available at math cot horn your Francial Advisor or by baling UN Financial Serener accarit protection 11-• Fern 6 a member of the Stares Investor Protection Corporation (SIPC). wItch [erects securities acorn of es members up to 5500,0:0 (nolodro $250,000 for Art: for °sit The SIPC asset protection limits apply to all *count that you hold in a panictar camcity. The Fern, together with certain affiliates, has also purchased o.ppbrroental protection. The mairrion mount mar to al *baba clients, color:an irder this protection is 1500 millon as of December 10, 2013. Street to the poky corditons ad Imitations, cash a the firm is furter protected for up to %I 9 million n the axnegate for all 'our amounts held kr a partkular capacity. A hi copy of tie poky wording is mailable ton request. The SIPC protect an and tie supplemental protection both do not AVIV to' • Certan financial assets controlled by (and Staid n your account value) but held away born UBS Fine-cal Services (e.g., certain 6/cash at UBS Bata (i) cash at CPS AG Stamford braich, Ed hurray* Foetid; including variable annuities. and Et shares of mutual finds where such shares are registered drectb n the nave of die account holler on tie tonics ad records of to applicable ismer a rosier agent). • Certain minimal contacts Or imminent interests (eg.. Grated partner:hi% and prime placement.) tat are rot registered under the Securities Ad of 1933; ad • Cornneditoes coravots (e.g, foreign "charge and pmGametal cordontO includiv futures antrada ad commodity o COntraCIS. the SIPC protector and de supplemental protection do not apply to these abet tend Sty otharrnse appear on you ataternenh. Tlw SEC meter,/ and the onlarattal protection do not poled mond changes in the matta velae of you instalments (whether as a result of market motement, issuer baikruptcy or otherwise) More it orrration is avaltde tun mean Yoe may •rah more idonnition about SIC, hclidiro the 5IPC Brochure, by contacting 51K a 202.371.8300m by nitro the SIrC "abate at reow.apacoop Dividend Retvortment Program (DRIP) The crCe reflected 6 an acerage pike You may obtan the actual price kom your Financial Adasor. Only Mole tares re purchased under DRIP; partial shires wit be ton and ell cat was be deposited h your account. The dviderd rehvestment price supplied byte issuer may dffer from the market mice at Mach tie partial shares at sold Cmletilieu Di), whole units may be heal in your account. if you re mined to a palial unit as a result of a &dad pmrant • otennise, the Firm *Nether sell panal inks at mart pike a accept an annunt determined try a nocto-ed cleats army, aid credit nor mar Investment objectives The mummer* °booms ad ask profile at speck to each account and may spy batten Please adrim the Formprompt& ;n min; of any sicnilkare change n your fnancial situation or ntestmert objectives. Foe each CONFIDENTIAL account held, you choose one of the following testrant objection' • Prod*. Conentbacome. 1 nub it as sett; the generation of income cribs • Adam Capttaf Apreciatan: Internments soaking growth of prnopal rather than the peroration of e. • Produce Combination of Moine ard Capital Appreciation- regments sentry both tie generator el encore and Tooth of pritpll. *wall tisk profiles • Conseivahrt Seeks to martin nhit pri-cPse with bw risk aid volatility to the non meat even diet means the mom does not generate signet cant morn, or returns end may rot keep pace with • materna Willing to accept sane risk to pincOalad tolerate some votataty to seek hirer returns. • Apprespie: Wiling to accept high risk to prnopal ad heti Many to seek high returns one' tine. Starner liouseholdhe We may consolidate at related account statements with de sane Placa n the sane envelope. Acacias may be related Ice this purpose biome they have owners who also mainain p' ie mom relationships with other chintz at the same address. This praclke 6 known as •hoteml-oling 'Ilya; prefer to recta* ednedual statements mated in separate envelopes — you may decline householdng by ceiling 'Our F nutria Acbitor. Friendly accourt name The Friendly accent rime reflects information that you entered en the firm's ordne services websee. It a a watorniuble *niclnerrat • chosen by you to ass yeti Well your recordkeepiog t has no legal effect an your account. You can throe your FnenAraccotort Mann, trough Ohre Services a by contactrg pit Fina-cial Advisor. ACCO•nt overview • Pam oimoiaccountgorrio. Net of assets and liabilities. • Alma Inclas avail* cash balances, tams to restricted starry lest I, and Global tine Deports, u-realzed mats to market, and cattail mats not hell by tie Fem. Does rot include unwired unkindassets at the end of the mior and cured statement periods, a peva* ineestrrents, expected stock options and 'atonable stock options • Ciankos Includes debt btlircez oubta-ding magn loaf, credit wit, chat accord balances. • CasWwoney balances. Total of uninvested avarkble cash balances, plus UM Bak USA deposit buirces,UBS AG Stanford Emrich deposit balances and money mart itutual fund sweep balancer, at the axe of the statement period. Nonicornnoeity free credit balances in your account at rot segregatedfrom other balances ad he Fern fray use any of these funds in the ordnay course cd its laziness. These funds at payable upon your demard. This total it included rn tie curled period clock.) value. SDNY_GM_00025238 EFTA_00135858 EFTA01277091 Important information about your statement (contrued) lending information Fa Misled information on the Frees larding practices and Mande:. tea to you Clem Relatenthip Agreement or imam Agemem and the General Team and Conditions UBS Stammers of Credit Practices mettle in Agreements and Dislosuras at ismer/to romixonartirchthem Your mots You stalement Amen smithies and other asses held n the account at the End 01 the SIXOnsert period You may ask for delivery of Itibt paid securities at my tire. YOU may recent mutes used as loan coateral thee pyng ay balance our on them. Ary securities tratared to **FM drug the statement period are listed at market value as of the end of the statenners period. • Cast basis. In determining the cost basis of the sautes incited in thus statement oboe indicted wth the nurbe 1.8$ Financial Services has relied on information obtained from sources oiler than LES Financial Seneca's, including Of eanatico from anothe am or that you may have provided to you Financial Adviser. The Fan don not incleperdently verily or gannet the eaten or staidly or icy downshon provided by secrets other than (.85 Financial Stones. h addition, /Smug, LOS Financial Sauces general& madams this relcernaten as it it received. the film does not provide are assvances that the incernaten under -Cost bases' and "Orvealced canker is accurate as of the date of this statement. As SSA please do rot rely on this information to make nrchase a tale chickens. for la puposes or otherwise Accounts transferred to the Fins May Mkt gad loss infernal im ceder for the period of tine they are held a Be Fun Mat hbtescal nfoimaith can be added by you MancitAdmor. • Unrealised saiteloises When data is esteemed urrealized gam losses are cauthed fee ndividaal SeCtifty SAS The transaction data for rxkvidaai lots May 01 may not reflect carvithoons, chines ands security reeiganaat en mots Ditend and other reinvestment lots and ;animate purchase lots ice each cceconed to display one averaged lot the • Trade dale' coLmn presents the agent transaction trade dale • Callable smirking Bonds and profaned stock that the issuer oh for es& redemption and be selected grparbalfy by Ice Iran meg all secusies of this nor held is our Are or rume for our clients Call Seats* illonnali:n f obtained from third pates arid as accuracy is not guaranteed. Other call leaves may nth whch could *ea yield cannel, nlonnateen will be provide upon request. • Cartineatet of deposit (ma). COs at FDIC inured up to $297,000 n princgal and accrued Mem per depositor at per depository inPrecteck re madame won FDIC Min. • Price/value Prces dowlmed for secures 314 Other protracts may be WOK or lower than the price that you wadi eta, receive in the market Prms re ebtaned from venous than pity sources wench we begot to be telltale, but we do not guarantee they xctracy. - we gm* use the dosing price when avagabb or the mean d the bd and ad prices for lined seethes and options or oney bd prices for OK sauces. - Less thee& traded securities may be priced using a vakation model or the most ream price we °blared and may not reflect an actual maket price or value. - Certain cOS.1.:e1S may appear without a pege and sideshow as 'price was not available' il we are urge* to obtain a nee for a wanly - Deposits a senates dente/Mated in currencies other than U.S. dollars se reflected X the ...change rate as of the sealemem date. - for chain securities Wading n noncentamng denaminalicnt price and (snit, (faze valu)rmbr hive been admled to Veinale proper vats/Pion to obtan current (patent when availlath contact ess f mental Achisco. • Private Sweatiest end structured products. Private investment mutes (iic Wig drect patio (ation progam led teal estate settlement trust seethes) and emceed products are generally 114* Rigid Certain sertemed produces haw nal been upstaged with the Securities and Exchange Con-mission or under any mate SecurrheS laws We pronide estimated vats fa prime notelet-sot securities and itruatted products for egormateml purposes only Arcing is not guaranteed - These vibes mar differ Manantialey from fakes, if my, at *hit a private :gement seosity co theme/ preeked may Ise basfit a said and do not necessarily represent the Met you my receive awn Igvilation - Thid party mown of rale re as of meet" dale and se a:pared to UBS Mundt Services one regale basis by an independem vacation Ism. - Issuer, general panne or spathe tainted values. if any, are nip to the F im by the mnr, genital div e pan or sponsor and may be Moaned based co f Met information Iran that used by thirdparties to deem they estimated vales. - You <al obtain addle:nal infansisen regarding the methodology used to deeming. the earnate of value and the date of the Mconation that is the basis for the eainte by contacting your Financial Advisor - Thin party taloned velief may be reflected as 'Not priced' meal statism when an independent vaLetion Ian has not kJ/Wieder rS enable so asset, a mkt when we beam swag Out a material mot has mimed that may call a vak* previously tuned value nth ammo or sown wood be highly speculative due the name a the Witty - Shen rather an issuth great palne sponsor estimated vale rer a thed-pany estimated value is brooded the value of the stoney MU be different from its carthase price — 'Onlrbesion to date • may nett* retum of capital. income a both. — 'Crignalthi see' represents the neat °fleeing price per kin* and may Mat reelect your cost basis • Restieled securities Restricted seethlies regal& are MI omen* ekgble for public Salt LOS Financial Seven use, the motet ace of the unrestricted stock of the same issuer s an imputed value for the totted stock for purposes of Me atetereent any. To the Mont that restricted securities are eliabb fa sale, the value received may be substannal& less than the imputed value shown • Est. Ostineted) Marne. cant yields and rates. An estimate of annual 'mane C based on currant chided an interest rates, n suoing the securities will be held for one yea from statement date or unit maturity 7th Mamie is only a gudelne. accuracy and continued mane are not guwanteed — Mimed antal Marie and <went yield for Cedar% types of seasitm could include a return of Poona' or upset gains is which case the eg encore* (at anent yek0 would be overstated. — Manta/ snail hire and arrant yield and the actual income and yield might be lower ce higher than the estmted amounts. .!• An mange of aro/need Mont (dividend ardor velem) divided the current nude valmeaverm• balance it based on the Last dividend or ^leen payment made by the issuer and assures the sectraestepoth will be held for the yea' from the statement date a until maturely. Accuracy and continued treed are not guaranteed. • Assets not MA by IA5 Financial Services Conan assets 30 not held by the Fro and not vschn the fern's possessen or control. Mese assets are displayed on your statement la newsmen', purposes only. Positions and ram presented are provided by the issuing ten, U3S Financial Services is not respcenble for IM irleonabon at does net guarantee as accuracy these assets are not protected by WC or the rims supplemental DK coinage. • Revenue sharing and additional compensation. — In adaticn to commtions on saes at 12b.1 lees received en anneaon with the destrbthon mutual funds to our clients we ardor out aft Am receive revenue Meng paymerts hem dierimers ardor advises of Me mutual funds that we sell. These arrants are bated on two difeent conwontots a the anxont of sales by U3S of a Particular mutual fund fatuity to our clans, arid O) the asset yake of aped:cult mutual fund lamilfi shires heed ate. tem — We and cis anhate ado Wen* netheekng and cants processing lees in conaderatm foe uarrtfee agent serest that we provide to the mutual funds Thew fees generally are pad from investor asses re the mutual thrd and are a toed clods amount based on the member of accounts at the broter.ckaler holding Mutual guts of that fund CONFIDENTIAL - h acidic° to COmn, :SrerS received in connection wit the sale or destrissico of stub/ contracts and um investment suit units tom dents, we antra cur affiliate remit reverts sturng compensation from many of the issuance companies uedenwen9 the annuity contrxis. all hates of the returnee carpanes or sponsors a the urie inefennnl tn.ntS we drUrbaite- - Cur affiliates also receive Poling carrnician and other compernatth from mewl fun* and no/ranee companies MOS. products we datum. — We receive an actual fee from LIBS Kane USA and UBS AG Suraced Branch of up to $25 per access sweeping to the bates under the UBS Bank Sweep Programs Activity ethrmationregardng unimesscen and other charges Mthed n comedian web the executer" of Wades, incising onion transactions has been included on COnlirriVirS previously 1/41m.Shed 10 you. and all be provided to you peCtnpfly on request. Sheet Swig I ma we engaged in that selling a west, sou may racer a charge due to Certain borroeri-g cons for that Pal 'cuter security. Open orders Regardeg opal a 'thadtileanceke orders that were not erstrodby the nevem date, open buy and sell stop orders are reduced by the amount of doidends a 'eggs on an ex-dividends cr except due unless instructed otherwise by you. You are respomble foe cedses that an executed de to your Calm to cancel erntin9 0PMorders. Privacy To obtain a copy of as current omit Privacy Wee. nease contact your Financial Advisor a viii as mann at Ism ribs rintaineutalev US$ Maned Services is Mabee nv WA. Busses, Services Account BSA and IRMA re brokerage mourn which provide access to barging yokes and products through arrangements vows aNhlated bags and other thrd-party banks, and prom* access to nsurance and annu.Y130:1-03 issued by that edited thrd.pety insurance companies through Murree agency subsidiaries of UPS Financial Services yr. thestnum, riluranCe. ad amity products: Not FDIC ratted • Nobs* gammen May lose vale RhIA Resource Management Atoms. Business Services Account BSA, II/AA and neemsional Resource Management Amount are registered service marts 01 UBS financial Services Inc V6a Signals. 6 a regthead service mud of Visa Intentional LOS Visa Signature cede cards and t.13$ Visa debt cans are issued by UBS Bat USA with p.annspon Iron ma U S A hcomated. LISS Financial Services Inc My 201511 SDNY_GM_00025239 EFIA_00I35859 EFTA01277092 *UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 AN7A006897490216 YI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your N nancial Advisor: SCOTT STACKMANO.YLE CASRIEL Phone Business Services Account February 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call ,c,„ pinan:ra, Advisor or Re Rescurcerone at on January 29 (3) on February 29 (1) account Ksit our website: %%yew. Lbs corn? I inancia:secvices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from 'OW VI. annuakreditreport.com. Your assets 5,238.24 5,238.24 Your liabilities 0.00 O.00 Value of your account 35,238.24 35,238.24 Tracking the value of your account S 2.22,3 2 .2 223 2 5,2382 5.238.2 Dec 2014 Ott 2015 Ian 2005 Feb 20'6 Sources of your account growth during 2016 Value of your account at year end 2015 45238.24 Your swestrnent return Change in market value Value of your accoutt on Feb 29. 2016 SDNY GM 00025240 5O00 56230.24 Member SIPC ANP70002000039749Nr7000070822 00001 02 l 6 000000000 Y12366I 5500000GO Page 1 of 6 CONFIDENTIAL EFTA_00 I 35860 EFTA01277093 *DUBS Business Services Account February 2016 Your account balance sheet Summary of your assets Value on February 29(S) Account name: FOI,i:LEATICrir Friendly account name: MA Fri rir ATIrN Account number: Percentage of your account A Cash and money balances 5,238.24 100 00% Your current asset allocation B Cash alternatives 0.00 0 00% Total assets $5,238.24 100.00% Value of your account 55,238.24 A Eye on the markets Index Your Bnancittf Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UPS Bank USA deposit account balances, UPS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Percentage change February 2016 Year to date 413% -5.09% -0.03% -567% -1.80% -8,89% 0.71% 2.10% Atirt03020036697SONF7003070822 COCO' 0216 DOCO3C000 Y12.366ISSOCOMYOM000252049, 2 of 6 CONFIDENTIAL EFTA_00135861 EFTA01277094 Business Services Account uBs F,L.,..„.:0.6 Change in the value of your account February 2016141 Year to date IS) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY Interest period Jan 8 - Feb 4 Opening UBS Bank USA Business balance Jan 8 $5,238.24 85,238.24 Closing UBS Bank USA Business balance Feb 4 85,238.24 Number of days in interest period 28 Average daily balance 85,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: mAx FOUNDATION Account number. Your investment objectives: You have identified the fdlowing invesunent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fioncial Advisor or Branch Manager You can find a ful descripticn of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Pnmary - hhaderate investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your /9 nandal Advisor: SCOTT STACK MAIILYLE CASRIEL SDNY GM 00025242 ANP70007000689751 NP7003070822 COM 0216 000030000 Y123661%0000000 Page 3 of 6 CONFIDENTIAL EFTA 00135862 EFTA01277095 *UBS Yournotes CONFIDENTIAL EFE,9_00135863 EFTA01277096 *UBS Business Services Account February .: 0 '6 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Sane ones, income and current vdues Sheri' may Ix EpprOxinale. AS a result. gains and losses mai noi be accuralely relkotO. see Aportint infosenebon about your statement a the end of the OxymeM for more inform...ion. Cash Cash and money balances Cash and matey betances may include avaldde cash balances, UBS Bant USA derout account balances, UBS AG StartSord Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n applic be limits, but are not protected by SIPC UBS AG Stanford Brant h deposit of ou m balances ate not instated ty FDIC rod me not protected by 9PC Money market sweep balances are protected by SIPC but ale not innured by the FDIC. See the important information about your statement at the end of this docunent for detai/s about those balances. Hddng UBS BANK USA BUS ACCT 523824 523824 250.000.00 Opering Waif. Cloung Wax! Nice per :haze Average on Feb I(1) on Fob 29 (S) on Feb 29 (S) late Dividend Interest period Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Oafs m period op /mount (S) Your total assets value on Feb 29 (SI relcenta?? Coq ESbmcled your account DatS (F) annual income (S) Unrealized gain or loss (5) Cash Total $5,238.24 100.00% $5,238.24 Cash and money balances 5,23814 100.00% 5,23814 SDNY GM 00025244 ANP7C00201:0669753NPI000070822 00001 0216 000030000 Y123661SSO 000000 ►age 5 .-pf 6 CONFIDENTIAL EFTA 00135864 EFTA01277097 $UBS Your notes reemooxemarsoqmotorzezz000mosomaxoconnecssoccg.y cA 0.2,ft.. 6 a Eneolstalemant.accountnumber CONFIDENTIAL EFT,O0B3863 EFTA01277098 Important information about your statement U3S Financial Services re. the F im or UBS Financial Senetes). is a merrter of all orincial sexily, cannodty and eptere exchanges. LES Fe-axial Services and LEG Bank USA are rdrect tbsidures of LBS AG and elides of LBS Secuitin U.C. The Finds financial statement is available upon reopen. The Firm's rood:* off ices an a: LES Finney' Since, 1m. 1200 Harbor Etulward Weehawken, 111 07086 This statement represents the ally official record of sea 1.85 Fruncial Services account, Other monk rapt official to docunents. cornahing corilicleg data should rot be relied ran If you berme there is an emm or emission, please report h immediately n *Mop to the &inch Manager of the office seenag you account. Athcop al fives shown are ntended to be accurate. statement &lash:add not be used kr to purposes Rely soap on waend lax IC011S, (i.e., Form 1099, Sage. 10425, etc.) whin prefuregyour tax return. The Fim 6 required by low to report to toe IRS all to able Ogden& report** rontarrable dee:kinds and treble serest caned en %wines held nyou accent, net proceeds an sae transacume, and cod base ascertain covered martin. Communicetions with the Rim • Please re-corifirm ay oral cormitaxabons in *Meg to further protect your ripts, irclafrigyat rips add tee Sam-rens Investor Protection An (SPA) • B thefins-K41 imeintion on the tcp lets of the hem of this statement is not U3S Finantiel Servies,L6S Frencial Seneca carries gnu account a clearing brick., byarrangement well the indexed anstauton We Wormed gnu of this reletorchP when you opened this aces. In this cask your lads and secedes are keeled a UBS financial Services and rot the ironscliceg broker, and gourmet mace a capon of ay ma or cminion to both firms. All accont statements shall be deemed ccerpbte ad accurate t not objected to in weiti-g within 60 days. • Please diet customer complaint or empties to he Fim'sClem Relations Deparment a 201-352-1699 or toll-free at 803.354-9103, 8.00 A.M. to 6:00 P.M. ET Monday through Friday, a in wedirg to LES Fruncial Seneca he., Client RelanalS DePalmen‘ P.O. Box 766 Unon City, ell 07087. • h me of er015 or suntan about an electronic herds transfer OM. b reS Vaa•debit card transactions, cal or wit. to UBS Feencial Services km., cum mance Rd, 6th floor, Weehawken 1g 07086, Attn MANESS Sakes. Cal a %Me as soon a you cat d you the* your statement or receipt 4 *nag orgy:duneed more rilennatisn dxut a transfer an the sIXemenit or reap; The Firm or Card tsar (as irpluble)must hear from you no Ism then 60 days after fit Sim sent you Pe fist statement on whit. the era or earthen gland. - Nvic ton r nattr n tpre.-ot t — Mute the error or tie render you an inure tot, andexplah as neap as you cal shy you belies t is an error a- why you need more information — Pronde the ddlar arrant of the suspected (sect The Firm or Cad Issuer MI irwaigae sot conpart and MI carect any enor promo*. I we taw rmre fan 10 totems days to do this we will credi your account For the mart you that 6 in erne, so tut you will have tie use of the money claing the tine h takes us to complete Our Mestgation. Please make all chalks pay-Job to the Fam or ire inntal rettution rdcated on he front of this statement hadditir to requiem accost fee; avant, may be subject to martentra lees, chcogs for Me padrent for marlin purchases and chug.' kr unpaid arricut ei cash aceouits. Accounts that at tearderred to other institutions may be subject to a trawler lie. UBS Sweep Options UM offers optiv kr sweeping cash balances, balances to bat deposits at UBS Brk USA and LBS AG Stanford trench (Bank Sweep rn5), money market mutual Ards (Mae; Ft.n) and the intend matDepose Accare (0Aila customers with an Mernatiznal Renece Management Account. Though tie Bank Sweep Proven cash balances Te swept to U85 Bak USA up to an es-dashed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at UBS Bank USA are FDIC ilSured in accordance with FDIC nits. For mime ilarnatir peat. sat wrmfdic sore Nowt at LBS AG StaMadElra-d) ad shores of Morey Fends are rot instred by the FDIC. Through the Ok 'nibble bead, balances are swept to depose accounts as UBS AG New Yak French ard LBS AGC *run Branch These deposits are not snared by ten:X. Balances held at the LES AG Cayman Brad, are temperanly noosed to the sovereign Sc of the Cann bland; and them is no wawa,. a other cingsation of LBS AG 10 repay the balances while on the LBS Cayman's Brach's books. Mims* at LBS Bak USA and each UBS AG Branch are not protected by SIPC, Money Fund shres are protected by SIPC See *U35 Feuncial Services Accent Potecticn- bebvt Upon pot regain, balances in the Bank Sweep Prop-ans.:et/A mg be withdrawn and shares of a Money Fund may be liquidated, ad the goods returned to you a your seorein account. hater ilem's:an about available swop *pions, inckedng anent Merest rates and deter; i available at wynembs wise frorn your Fruncial Advisor or by eating LES Financial Sender semen potation The Firer 6 a member of to Searkin Investor Protection Comoratbn 6IPC). Mitch protects acuities amarits of is members up lo S500,0:0 fncladrg S2(0,000 for dams for cash). The SIPC asset protection limits ;PAY to all a-conts that you hold in a panicuta- capacity. The Fim, together with certain affiliates, ha also purchased expbrnentalpeotection. The morrow mount payable to al *Gable clones, colrectieek trot this protection is 1500 millon a of December 10, 2013. Stbject to the poky corditons ad Imitations, cash a the Firm is further protected fa i.e to SI 9 million el the agg'egae for all sour amounts heed in a pertbular opacity. A fig apy of the poky wading is mailable uptl request. The SIPC protect en and the supplemental protection both do not apply • Certen financial assets controlled by (and encircled n your account value) but held away from LBS Financial Services (e.g., certain 0) cash at UBS Bat (ii call at LBS AG Surdad bunch (id isturne amixts including valid, annuities. and fed shares of nuked funds where such shares are registered dreedy n the nane of the account holier on the backs ad records of the applicable near or Welber agtra). • Cretin Minimal contracts or inwonent interests (eg., Bated pannershim and private placements) tat are rot registered ander the Securities Ace of I933; ad • Cornnodities cornets (e.g, foreign ',charge and prec bus metal contrentst includrg futures ant/acts ad commodity option contracts. The SIPC protects:nand the supplemental polection do not apply to these asset, awn 4 they otherwise appear on ma stamens. he SEC peotecticn ad the maOlariental protection do not protect rand changes in tie makes vale of was investments (whether a a result of market movement issuer batruptcy otherwise). More information is avaltfe Wan retard You may obtain more edam/Won about SIC, eclidrig the SIPC Brochure, by weaning SIFC a 202-371.8300a by asitng the Stet website atttaw.aptap Dividend Renvertment Program (DRIP) The crop reflected 6 an average mice You Mat obtan the actual price from was Fnaocial Advisor. Ors1y whole darn re purchased seder DRIP; partial shares wil be sold rd the cash wg b deposited h your etcetera The dviderd reinvestment pricesuppled by tester may offer from the market price at which tie partial shares at sold Cadekelieu whole ads may be hekhn you- account. if you ere sniffed to a pa-lial ant as a result of a &Mad payment oterwise, the Firm veil other sell prat snits at mina ;eke a accept an anount ditamincd by a rigattred clong agency. andcredit your accorn Investment objectives The neestmere °booms ad nsk profile an specific to each account and rng wry between Please Weise the Firm amen d& in ale-got wry sicpilicant change in xis finacial Muria or investment objectives. For each CONFIDENTIAL account MM, you choose One Of the following Mesment Venires' • Prague Cement/mom.. era no as seang the generation ce income erg.. • Mist* Opt*, Approciatan: Insestrnents seeking growth of prncpal rather than the generation of e. • Produce Combination of arcane and Capital of searg both tre geretatcn of ncome and veto' pf it OIL overall risk profiles • Constevanrt Seeks to maertin whit prinepal with low risk and volatility to the attars owral, even tin means the accost does not generate signil cant name a warn and may rot keep pace with inflation. • Makare. Willing to accept sane risk to pincOal and tolerate some notated, to seek hirer returns. • Agyressne: Wiling to accept high Sc to prnopal ad high volatility to melt highreturns over tine. Statement ¶ousehddng' We may consolidate al related account statements with the hone address n the sand envebpe. ACCOSeS may be related la this purpose became they have owners who also maitin Pm KCCard robtionthips with other <lents at the sane address. This prank* 6 knew, as •housel-oldrg R you prefer to receise rdiadual statements Meted es separate envebog — you may decline hauwholding by calIngjOLIF F Modal A&icor. Friendly account name The Friend& *mud name reflects information that you entered con the Fatnb orgne services websie. It a a cotorniuble *nielrarm • chasm by you to mid you web you recordkreping it has no legal effect an your accost. You can cha-ge yen RienAcaccotnt name; thoegh Orem Services a by contactrg yon Financial Adeisor. ACC04•11 overview • VA,* of po0f aCCOUntliOrt6k, Net of assets and • Asset. Inducks salable cash balances, vitas la restricted storey list), and Global tine Deposits, tr • end make to make; and sedan mats not held by tie Fim. Does rot include unrinced secudie0 assets at the end of the pior and caveat staterreM periods, or prorate rwearrents, parented stock options red entrasabee dock anions • Lialeartal Include, debt behron cutdarding frogn tort,, credit lit dace accant betimes. • Cashlmoney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit baferces,U3S AG Stamford Bench deposit balances and rocney make MALI fund sweep biro; at the clan of the statement period. Norsccermodey lee credit balances in your accost are rot segregated from other balances and the Fim may use any of these funds b the ordinay course of its laziness. These funds ase payable upon your &nerd. This total n included.. te cunent period closi-g value. SDNY_GM_00025246 EFTA_00135866 EFTA01277099 important information about your statement (Gbn (Wed) Lending information Fre delaAed informalon on **Fins lending practices and and:outs. refer to wis Clem Relafienthip Agreemeni or Arm** Arement and the General Terns ad Conditions LOS Statement of Cad Practices mailable in Agnemen0 and Cancbsures sumer ribs romiacceurArinflgam. Yew Sett You stmemeed sins waritits ri d other assets held in the acant at the and of the statement period. You may ask for delve& of lolly paid seardies at art/ time. You may recent secuthes used as loan co/karat after paying any balance eke on them. Any securities a oh Ill to the Mumdein the Ohtani pored are Feudal market vale as of the mel of the staemerd Peal • Cost bat- h detaining the cost base of the earthes itxtuded in this statenent. where instead th the nearby LOS f halal Services hat relied o n n informal's' cbuined from scones other than UBS Finixial Service% including Mom/dim Ina another him or that you may have provided to you Fnancial Adieus. The Finn does nal indtbenierely wily a "aurae* the accur a valeta), of any information provided by saner aw than 1.65 Fruncial Senices h affelen, aftliough LOS Financial knees general& iodates the igernutian as it is received. the firm cases not pack at asuances at the inforinaien under "Cost basis' and "Unealced gaff loci is acute as ci the date of this statement. As such please do not refis on this elf aeration to make pasha a sale decisions, for Is peposes OthMaist. Accounts transferred to the Finn May ref ea garbs Sara en on& for the period car tine they are held a the Mn More historical nionalon can be added by you Anoxia Ada,. • Unmediated gaitilomea roan data is avaitablt. estenated urreafized wine losses are calculated for eavidual searey lots. 1* transaction data for rekvalmi lots mayor may not reelect cormesions, chron infra - vacuity reorganatin has. Okada and other renveament lots and systernatk wase km ad each contned to display One 3w:faced lot The 'Trade date colonel presents the orqiul transecoon trade dam • Callable securities Bends and preferred stock that the issuer cats for ea redemption wit be selected impartial& by lot Ircm among all Se011seS of that issue held in our rue* or *nominee** It, at clients. Call Semite hIcamaticn is *Maned from third panes and acs accts., is not guaranteed. Other call leases may hot witch could affect yield carckle aranalta will be prmided upon request • Certificates of deposit (CD.). Cos so FOK read up to $29(),000 in princioal and accrued interest per depose« and per depository thaseet in accordance with FOIC hies. • Pritethalue anon displayed for whim and other «oda% may be higher a lower than the pice that pu wad acuaty recent n the market Feces obtained from Wien died patty sources which a bekve to be reliable, but we do not garnet the. arcuracy. - We cony* vie the doting pot, mien vase or the mean of the bid and ask prices foe listed SeCtritieS ad cohortson on& lad prices ice OTC securities. — Less aster& traded securities maybe «iced using a ...Lotion model a the most recent pie we ebtahed and may not reflect an actual market once cc sakie. — Certain positions may appear mass a pee and will show spice was not avalable• ft we re unable to obtain a price for a warily — Deposits Cr smuts deexmated in °henries ocher than U.S. dotes are reflected at the enhaege rate as of the statement date. - Ter certain searities eating in nonconforming denteninmens. pee ad CluemlitY 0 ace value) may have been adasted to failealecnater vabaion. To abler) Current ctotakee, Men amiable, coact rostr flannel Ad.'s«. • Private easement and drawled products. Private instant morales (ix lading Oat participation pecqam and real estate imestmerd tat securitin) and sawed praxis are general& hejily Skean Cwt... structured ;redacts have not been adored with the Securities and Exchaw Commissith a titer any state securities laws. We provide estimated yaks for private inytillnent mantes and structered products for inkeramorul Paws only. Acctracy is not guaranteed — These vain ay differ substantial& from prices, if ay, at *hits a private investment secuity sauteed prodad may be bats or sold ad do not necessarily represent the vak* you my raise too, liq,idation. - lhid party estinges of vat* aro as of a rowan dale end ate seroplied to UBS Financial Services an a regular basis by an independent vat-salon I a. — Issuer general pain. Of sponsor estimated values. it arab at supplied to the Fatty the our. gnat para.* a space and may be calculated based on different Momabon from that used by third petite to done thee meowed vales. - You can °teen addinul rionnaten regarding the methodology used to decennia the minum al value and the date of the formation that is the basil« the estimate by contacting stir Financol Advises - Mid pa est:awed vales may be reflected as 'Not peed' ei several Wane when an independent valuation Inn has not stppleda is unable to assign a vale, when we become awav that a material event has occurred that may call a pea:us& needed Wm nio quest:xi a when a rate wend be high& speculative due to the mare of the matey — When neither menu*, general partner a sponsor estimated vain nee a thed-pany estimated value is provided, the !olio of the security will be di/levent Inn es purchase Pee- — 'Detrtesions to date' may include returnof caehat name cr both. — •Cognalursi see' represents the nasal offer's; pixy per sou and may not feat(' rafr cost bass • Restricted sonorities Resented Seantin general& ere not current& eliable for public sale. 1.035Firuncial Services use, the market peke of the unrestricted slack of the same issuer as an imputed value for the restricted sled for purposes el the stetemene any. To the eggs that restricted securities' are eliabe for me, the *Ise received may be stiostaial& less than the imputed value shown • Eq. (estimeted) income, currerrt yield. and rata An estimate of anal income is baud on current dvidtnd rd interest rates, awning the securities will be held foe ow year from statement date or trail nativity. TM mina is only a gudeine, accuracy and continued interne av rot guiranteect — Estimated anal inane and curet yield for (elan types of securities could include a rerun of Preece' on Capital gain n vein case the est. income Ord twat yekg would be overstated. — (stated anal income and current yield and the actual income and yield night be Meer or higher than the estmted amounts. — An imamate of re-malted i-eorme (dividend axles interest) divided by the *trent make venateanuage balance is based on the last dividend or Merest payment made by the issuer and eaves the seasitiMetepouts will be hell for ore year from the statement dates 'arid matudy. Accuracy and continued yield are not gurranteed • Assets not held by UBS Fifefleiel Services. Certain assets ate not held by the Firn and not wen the Fern's possesscn or control. These assets are deployed on yas statement for Moratorial pm-pow only. Patens and values presented we presided by the swig fem. 1,85 Financial Services is not respable for tvs inf cannon and does not guarantee is actuary. These assets are rot protected by SIC or the Finis supplemental RIC coverage. • Revenue sharing and additional compensation. — In adation to CCOOliSSCaS on mks and 12b1 lees received n ccenecton with the daemon of mutual lunch toot dares we ands cum off wale make revenue sharing Parma fat di:Iris:ten arida advisors of the mutual funds that we sell. Rose amens are based on two different components 0 the amount of sales by U3S of a petal, mutual hen finny to our awns. and GO the mot yak., of a particular mutual fund lani&I shy.t held a the fins. — We and or afloat. ate have netweekng and «axe processing lees is cadent«, It, tracer agent sakes that we Faith to the mutual kids These feesgenerally are pad horn d invests assets h the mutual fu-d and are a fired oer amount based on the number of accounts at the **(brim* hotting modal lands of that fund family CONFIDENTIAL - h ackan to commesseths received in connecter' wail the sale or distrbAion of anAy contacts and eat investment Intl units to Our (hells, we ands as affiliate redeye name sluing coneensmen from many of the Murtha corepanirs urdenweing the an {overacts. all Fetes of We Insurance cceroanies or sponsors of the trot investment VW'S we «saute. — Cur athletes also ma leading canrnesions and other compensate° from raual fuel; and insurance companies vase products we dmIrkellt — We receive an annul fee loom UBS Bak USA ad UBS AG Suffield Brandt of up to $25 per accosts sweeping b Ow bares undue the UBS Bank Sweep again. Activity hlonrutronregerdng carnssians and other charges incanted n correction with the taut«, al trades. nosing omen transactions has been included en confirmations previously furnished to you, an/ can be proms to you prarestly on reepteSt. chart If you are engaged n sham seri-gateway, you may incura charge die to (email banning costs fa that parlkular security. Open radon ReffPfdesd open a 'srockliacancellee ceders that were not einuted by the stamen date. open buy ad sell stop orders are reduced by the mare of diadem's or rigsts on an ex-dividends or seriph date unless iretructed otherwise by has You am responsble foe «Oen that ate eased due to you failure to cancel test open orders. Privacy To obtain a copy of our current Chem rrifacy Notice. pease contact your Friancial Adria ce vie ou websee at gene uturonfreivadenere UBS rmancial Services is not a bat the RMAv Business Steven Account BSA and IRMA re bazar accounts which provide access so baling services and products though arra-wants was Of Waled barks and other thrd-party banks, and provides access to nsurarke and annoy prodacts issued by wall diated thirty-any insurance companies through Muria agency subsidiaries of UBS Financial Services hr. Ine-unront, nsurance. and annuityproducts: Not FOR seised • No ban guarantee* May lose value BMA Rouyn Managerrni Arcata. Business Service. Accoint BSA, AMA and nternananal Resouce Management Accost are registered Reece mails of UBS financial Services as Visa Siannue is a monad service mark of Visa anutioeut IBS ved Signature cede cards rd Les Vat debt cards are eased by LOS Bank USA with pennon from Vna USA morpormed. LBS Financial Services Inc. Pay 201511 SDNY_GM_00025247 EFTA_00 I 35867 EFTA01277100 *UBS lifiS Financial Services Inc 299 Park Avenue 25th Floor New York 1W 10171.0002 ANP7001C615510316X13 YI 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your rinandal Advisor. SCOTT STACKMANILYLE CASRIEL Phone Business Services Account March 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the Resourceline at on February 29 (V on March 31(S) account Visltour websIta: www.ubscomainancialseNices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aedt report annually from www.annuakreditrepost.com. Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 $5,238.24 Tracking the value of your account ',228 2?.3 2 5,2382 5.2382 Dec 2014 Dec 2015 Feb 2016 Mar 2016 Sources of your account growth during 2016 Value of your account at year end 2015 $5233.24 Your investment return Charge in market value Value of your account on Mar 31, 2016 SDNY GM 00025248 SO® SS238.24 Member SIPC ANP7004:00011:61551 NPI000127670 C0001 0316 00CC00000 Y123661550101000 Page 1 of 6 CONFIDENTIAL EFTA_00135868 EFTA01277101 *DUBS Business Services Account March 20 7 6 Your account balance sheet Summary of your assets Value on March 31 (9) Percentage of your account A Cash and rrxmey balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: tL • • Account number: Your current asset allocation A Eye on the markets Index Your rl vandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% Percentage change March 2016 Year to date 6.78% 1.35% 7.04% 0.97% 6.59% -2.88% 0.92% 3.03% ANP70003001061552 NP7000127620 COCO' 0316 DOCO3C000 Y123661650 IOMAlteGht000252livre 2 of 6 CONFIDENTIAL EFTA_00135869 EFTA01277102 SUBS Business Services Account March 2016 Change in the value of your account March 2016 Year to date IS) Opening account value $5,238.24 $5,238.24 Closing account value $5238.24 UBS Bank USA Business Account APY interest period Feb 5 - Mar 6 Opening UBS Bank USA Business balance Feb 5 $5,238.24 85,238.24 Closing UBS Bank USA Business balance Mar 6 85,238.24 Number of days in interest period 31 Average daily balance 85,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAx FOUNDATION Account number. Your investment objectives: You have identified the fdlowing invesunent objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Fioncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecutron Your risk profile: Pnmary - moderate Investment diglbihty conc.:144'21ton - None seiected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00025250 O1117(1003001061653 NP70:0127620 00031 0316 000030300 Y123661650101000 Page 3 nf 6 CONFIDENTIAL EFTA 00135870 EFTA01277103 *UBS Yournotes CONFIDENTIAL EFTA,1358, EFTA01277104 *DUBS Business Services Account March 2016 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Some PhCes, income dry current vaues Sh0nn May teappi0Arnble. AS a festt gam aid losses ma/ n01 De ECcutalely telleded. Set Aporunt infosmafron Stour your statement a the end of this dtcumem for rote information. Cash Cash and money balances Cash and morcy balances ma/ include. avalaile cash balances, UBS Bar* USA depoat account balances, UBS AG Stallard Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balanCeS are insured by the WC vAlbn epstic able limits, but are nod protected by S/PC USS AG Stanford Brant hdeposn swum balances are not insured ty FDIC and are not protected by StPC Money mantel sweep batances are protected by SSC but at not insured by the FDIC. See the rmportant information about your statement at the end of this docunent for del aes about those Sanas. 0penng Wane. Closing belaxe Price per share Average Hddng on Mat I (5) on Mar 31 (1) on Mar 31 (1) rate UBS BANK USA Bus ACCT 5.23824 5238.24 250.000 00 Drilckncl Interest period Your %sandal Advisor: SCOTT STACKMANLYLE CASRIEL Drys m period Cap arounl Your total assets value On Mar 31 (5) Percentage 01 Cost alienated year ac0unt 0.35,5 (5) annual income (5) Unreatied gain 0r 1055 (5) Cash Total $5,238.24 100.00% $5,238.24 Cash and money balances 5,23814 100.00% 5,238.24 SDNY GM 00025252 AelP70003001061 555 NP7003127620 00C01 0316 00C030000 Y123661550101000 Page S of 6 CONFIDENTIAL EFTA_00135872 EFTA01277105 *UBS Yournotes -' CONFIDENTIAL EFTA,135873 EFTA01277106 Important information about your statement 1.85 Francial Services Pc. (the Fern or UBS Fnercial Sr tea). is a minter of all principal acuity, ccmrrodty and cob:concha-ages. UBS Financial Semler, and U135 Bank USA ate i-died subsilenes of UPS AG and aft ihaes of U3S Startles LLC. The Flares fnanoal statement h available upon reckest The Fim's hewn& off km ire at 1115 Financial Senses Inc. 1200 Harbor Boulevad Weeheinken, NJ 07086 This aatemerif repesents the only official record of you' IBS Financial Services account. Other wads, beep( official twdocunents. contanng conflictingdata should not be relied wan II you bele* there is en tour cr 'minion. phase report it immediately n writing to the Branch Manager of the office strung your account. Allestip al 'ivies noun are Mended to be actuate statement ctn.. thoukl not be wed for tar proposes Rely week on yerend tax kerns, (le Form 1099. 5498. 10425. etc ) when orepamg your fax return. The Fim required by law to report to the IRS alltaxable &Wend; mportabb rontarebb theittand and untie ?detest erred en families held in you meant net proceeds on see tra-sactire, ad cog basis on certain covered searaies. Caversanketkne with the Firm • Fleas* reconfirm in, oral cormoncationt in writing to further protect your rides indudrg your rados under the Seonies Investor Protection Act (SPAR • If the financial Mtitution cn the top left of the tad of this slams isnot IBS Fared Saykes.U3S Financial Semites carries year account as dieting tacker by arra-gement wish the rdcated institution We informed you of this relatcnshio Pd1enTraa opened this ocean. h the cast your tu-a and marines tre located at UBS financial Stakes and rot the inolaceg broker, rd you nut make airport of any error or emission to both firms Asdesabed in the imoun ageerrents, yea mat natty us of any errors or baud invoking docks reflected an your statemont withal 30 days after t was mailed or made avalike. All staternerds shall be <berried complete a-d acarate n act other respects if not objected ton *rang within 60 days. • Pleamdlect astomer canptaCti or 1 q.ann to to Fern's C leM Rebhan Depatnent at 201.352.1699 cr tollfree at 800-354-9I03, 8:CO A M to 602 P.M ET Monday through Friday, a in wring to 1185 Financial Semites Irc., Client Pet/tiers Depinment, P.O. Box 766 Union Ciy, NI 07087. • h case of errors or questins about an electronic firds transfer (EFT), EIS Visedebit card transactions, call a wee SPUDS Fnanual Senses Ix., WOO Harbor Blvd., 6th floor, Weehawken NJ 070£6, Ann ROANBSA Senses Cal a write as soon as you can, if you that yes stakrrent or receipt 6 wren) or 4 you need more edomaten tail a under on the statemmt or neon* The Firm or Card bsuer (as aPPIcable)musl her IroMyOu no later than 60 days after the Frm sent you the list st lit4014.11 on which the erns or Problem aePerod. - Flood, yow name rd accost IlleciStc Of any) — Desert* the error or the tansies you we inure about, ad egoism as <barb as yeu en why you believe t is anent or why you need more Samoan — Frondethe dolor amaint of de suspected era. The Firm or Card bsuer will ivestgete you <emplane and will correct any enor pomp*. For alleged *non engin"? UBS Viet debit cad transactions. if we take more than 10 bk inns days to &this, we will credit yds* acorn for the amount you think 6 in error, so that you suit have the use of the money dunng he tine it takes us to complete our iwestiption. Please mike all checks payable to the Firm or the Inns& lanolin (ticked on the trait of ha statement In addition to nrgiar acacia fees, accounts 'nay be abject to mai-donate fees. changes for We torrent tar securities purchases and charges ice unpaid arncares n cash acostnts Accounts that we tansferred to other instnAcns my be subject to a maser tee. UM Sweep Options U65 offers options kr meting cash balances, balances to bark deposits at UBS Ba-k US& and U3S AG Stanford branch (Burk Sweep Progeny), moneymann mutual firch Money Funds) and the Intetralional Depose Accost (DA)for customers nit an International Rescue, Managemeed Account. Through the Bat Sweep Program% cash bala-ces we swept to ILESBank LISA go to an established NV ad then to UBS AG Stanford Winch or a Money Fund. Deposits at Les Bank USA are FIX Mired in accordance whh FCC nibs. For more int <motion Pere v6A wewidic goo. Deposal a 1.65 AG StamfordBra-Eh ad shares of Money Fads are rot hared by the FCC. Through the DA, amiliole to cath balaxes we swept to depose axants al UBS AG NewYak Branch and 1.85 AG Caron Branch These deposits are not routed by the FCC. Sines held at the 1.85 AG Caron Bench are temporny hposed to the sovemign rick of the Chmen binds. and there is no g.warsee or odor obigabon of UBS AG to repay to Dilates %Nil cn the UK Cayman's Brach's books, Deposes a LBS Bark USA and each UBS AG Stanch are rot protected by 51K. Monty Fund shares are protected by SIPC. See 'LBS Financial krises Accost Protection' below. Upon pis IsNUSIS, balances in to Bank Sweep Programs or DA may be wittdrawn arid shares of a Manes Fundmay be ligiclate; and the proceeds returned to you or yeti sea-rdin =can. Bather i-icemalcn about amiable sweep options, nclairg parent interest rates and yelds, is mailable at remv.ubscorrinveepyrelds, from your Fnancial Advisor or by calling 800762.1000. UBS Pitantial Stereos account protection The Fin, is a member of do Shy ties hien norection Corporation (51PC). which protects townies wow-Mot its menters up to 5500.003 (including $250,000 ice claim for cash). The SIPC asset protection limits apply to al w.conts that you hold n a paniodar capaoky. 1110 Fill; together with certain affiliate, ha also purchased supplemental protection. The no:airman /moot payable to al eighte clients. cobecleelyu-dw this protection is 1500 Shoo as et Decanter TO, 2015. bnact tot* poky catkins ad hi-nimbi); cash at the firm is further protected for up to $1.9 million in the agTegate for admit accounts held it ?pa-tinier caPacity. Aft,' copy of tie policy wadeg is wail** upon request. The SIPC protection and the si-pplermntal protection both do not a0011 to, • Certain financial assets controlled by (and inclad your account value) be held away from LOSFinancial Service, g., caking/cash at UBS Bark USA, lig cash at WS AG US.brard-in, muffle triscitta, including with enmities, and (k) shares of annual funds where such shires are registered drealy in the name of the account holder an the books and records of the appliceble Muer a tinder agent). • Certain rwestmert contract, or intestinal roman (e g.. limited partnerships ad private placements) that are rot regttered under the Securities Act of 1933; end • Commodities contacts (e.g, foreign exchange and prec tut metal certratO inducirg futures carnets and commodity cpticn contracts. The SIPC protector and the supplemental proteclon do not apply so these assets then if they othensise appear on yes statements. The SVC protection and the applemental protection do not protect against changes in tie malret vale of yak investments (*tether as a t reset o rwe ol market e) movement moment issue. balcruptcy h ce More information is awed* tarot repast. You may obtain more information show 5K, hclaing the 51PC Brochure, by contacting 51K at 202-37143300 or by eking the SIC website at mew.spepag Dividend Reinitiating Program (D W) The price reflected is an average price. You may obtan the actual pia bon yos Fnancial Advisor. Orgy wok shares are purchased under DPW; panel shayswit be sold rd the cash wit be deposited n your account The trident rernestrnem pice applied byte eaass may &ler from the mike price at *tech the partial shares are sold Crnivliaa Cn& to a May be held in yeti accent. If you are entitled to a partial unit a a result of a dniderd payment or rise, the Finn will gather sell paid saes at marten price a accept an arrant determined try a registered cleri-g agency, rd credit par vowel Investment objectives The nvestment oblectws and risk profile are speck to tech account and may vary between pa acorn flea advice the Firm prorrm b in erring of a-y CONFIDENTIAL sighilcart change n your Gunnel siturtion investment objectives. For each accord held, yo4 choose one of the follwand eminent ebjectreas • Produce Correa income Inesh in, as seeking the generation of tcome any. • Achieve Capti/Appcaciatort Inaestments kiting growth of pinata' rather than the generation of income. • Produce Condyinenen ofMoomo an:10000 Apeman:in. Imesenents seekrg both he generation of mane and growth of pricPal. Overall risk profiles • Consonanw Seeks to mantain pri-cPet with low risk ad volatility to the accord twat even if that means the accost does net generate signdica-t incorre a rams and may not keep pace with inflatkn. • Moderato Willing to accept acme risk to pinopal aid tolerate setae volatility to seek I4wr return,. • Aggressid: WEN to accept hit. risk to pinapal ad high volatility to seek high returns over time. • Investment Eagan* Consideration: I selected a portion d the portfolio for that account may nclude corrplex stragies, tinted liquicky and create volatile?. StatemaM ahotawboldIng• We may consolidate all related account statements with the arm address n the same envelope. eg. because they have otters take maintain join account rektionshlos with oter dents at the 111Te address. If you prefer to mein indindual statements mailed in separate metopes, you may d«Ine hmenoling by calling your Financial Advisor. Friendly account name The Friendly account name is a cusiomeable *ni:knane clown by you to assist you with your record; eepin; has n, legal effect on your account You co-i chrge your friendly account names, through Onlne Services a by contacting yes Fivricalacigsa. ACCOIllt owrvww • V al• of your taormtpornbfra Net of assets rd Staines • Amen Includes available cash balance; titresfor restricted secure), (est,),. and Global Tine Deposits, unreeind marls to market, and certain assets not held by the Fim. Dots rot include unprical seastiolascets at the rd of de plan and curent statement penods, or ornate noesanents untested stock options aid ',steade stock options • Oakes nines debt Waxes, onsterdng merge+ Ions, credit line, *ices asocial hatinces. • Coahlmoney balances. Total of uninvested available cash balances, pin demit balances al UBS Bank USA., UBS AG U.S. Branches end =coy matte rrutui find seep balances. at the close of tie statement peciCid. Non.corrmoclity free aiedt Wishes in you vaunt are not segnmed from *ha balances and the Fim may use any of these fuxb tithe ordina-y course of its busikss These funds wens** apcn your demad. This total is ex Lded in the curent period casing vale. SDNY_GM_00025254 EFTA_00135874 EFTA01277107 Important information about your statement (COMMied) Landing information Ice Mated prmenution on the Fitres lending awaits and chaste.% refer to yar Client Relate-chip Acreernrit or Accost Agreement and the Ciervatal Terris ad Conditions. UBS Statement of Credit Nantes nobble in Agreement and Disclosures at jure udkromthreriteiriiiirlmi ores. Yaw wets Your staemem amines securities rid other assets heti in the account at the end of the staternert period. You may ask for &brow d full/ paid sautes at re time. You mar receive wadies tied as loan collateral after paying any balance de on them. der/ securities banal/alto the Fern dreg the statement period are liked at market yaw as of the ended the statement period. • Gad batik In tetirrnning the cost basis of the sautes included in this casement, vitae indicated vet the natter 'I,' LES Fnancial Services has relied on information obtained from sources other than LES Phanual Services, including nformstion Iran another fern a that you mw ham provided to you Finrcial Adrisor. The Firm does rot indePerdently verify Cr guarantee the acaracy a viably of ark information provided by acmes other than LEG Financial Semites h addniab although LESFinancial Stakes generally ,.plates this tdcrmaticn as it is reamed, the Firm does not provia are assurances tat to ntarnation order 'Cost basis' and 'Unrealised gad lose is accurate as a the date of thk statement. As such phase do rot mega on the nformation to make rtraese cc sale decisions. la tar ;arose; ce otetwise. Accounts transferred to the Film mei reflect grabs itenution only foe the period of tine byre held at the Fim More historical inkematen ro be added by you- Financial Advisor. • Unrealized gangland; %Ten data t arailipti *kneed wreaked gairmilosses are aerated kr ihdvidaaseary lots. The transaction data for ideidaa bit may or may not laden commisfons, Ccl= amerce security reorganizat en events. cl and other reinvestment lob ad systematic pintos* bb are each combined to diaby tee awraged lot. The 'Trade date comes prevents the anginal transaction trade date. • Callable wectirities Bonds and preferred stock that the suer cal, for eery redemption will be sekcied impartial& by lot frcm arrcrg all scosein of that sea held hour name or in nominee nine fa as dents. Can lease ?donation is alinedfromthird parties and is accuracy is not guaranteed. Otter call leases may hest which could affect weld complete information will be provided upon request • Certificates of deposit (CDG. CDs are FDIC nstred Lp to 1250,000 in principal and accrued interest per depositor and per depository institute\ in acconana wit, RAC rules. • Plicefvalue Paces dialayed fix secunoes and other prodxts may be higher or borer than the price that you would utuaIN receive in the market. Prices a-e obtained from venous third party sources which we believe to be reliable, but we do not gunntee their sauna - We ;serer* use he clostg price when amiable cc the mean of the bid and ask prices for listed securities and options a or* bid prices la OTC acuities - Less active1traied swathes may be priced using a valuation model a the most recent price we cbtaned and may not reflect an weal marker price a vas - Certain postai, nu-y apper without a price ad will dxw as 'eke was rot available' awe are sable to ocean a price for a acuity. - Deposits a securmes denominated ncurrercies other than US dollen se ref kited at the exhunge rate as of the statement date. - fa certain searkies Paine innor-scoot ormiv denominations price and quality (lace wt.*) may have been adjusted to facilitate prgar valuators. To captain anent quotations, when &math, contact yar Finartial Armscr. • Private investments and structured products. Private nwstmert shanties (nottlrg drat participation program and real estate investment but swarms) and auctued Freda are genstalV hghy Gad. Certain structued pockets have not been registered with the Securities and Exchana COMM6Skrt a Lacier try slate secumies laws. We pnakkevenated estate for pita investment acuities and stnd urod products for neormationd tispost °Mr karma isnot guaranteed. - These vales may differ stbstirtialy Pan pre.; il any, at which a aerate iwestrarn WWII Cr structured product may be bought of sold and do rot noototwibr rep-eserd the valet you may receive moon liquidation. - Third party enmaesot vaLe re as of a certain date and are supplied MUM Friaxiar Services on a rebuts ben by an independent volution lira. - lots. general panne, orsponox estimated rapes, iI ay, are moplied to to Fin by the issuer, general partner or sponsor and may be eattlated based on dikter* in time that used by *Cid main to claim their estimated goes. - You can obtain Satin' iltimation regarding the methodology used to determine the estimate of value and the date of the informationthat is the basis for the estimate by contacting your Financial Advisor. - Third pity airman: vain may be reflected as 'Ma pried in several 'tuitions: when an taperctint valuation Imo has not stoPlaed of 6 unable to assign a vane, when we become seam that a material mfmt has craned thee mat call a preMousb reputed sots into question, or mhen a value would be highly speculate., due to the nature of the seconty. - When neither an issuer, general panne or sponsor estimated valor nor • thectparry estimated glee is pnvded the take of the security will be diHerent from its puchase Pnee. - triaibutions to date may indude retu-n of capitaL inseam or both. - • 0rignal ant see represent the initial &ferns3 pike per one and my not reflect yap' cost basis • Restricted seaside, Bean s-red senates generalbr re rol currency eigbk kr public sale. MTh SF Services uses the maket price of the Lnrestixted stook of the time issuer as an mputed value for Om restricted stock for purposes of Mei statement only. To the ettent that madded seariiin are eliable for sale, the vale rackedmay be stbstanbal1less thrm the imputed vale thaw. • Ea (eetimetad) income, orient yields and rates. An ultras of a-nuel :loam, is based on current dniderd ad interest rates, assuming the sear tes will be held for one yes from statement date or until maturity The ,, matt is only a quaint, accuracy and cortinued income an not guaranteed — Estimated read 'acme rd talent yield for certain bees of waits could include a rettm of prmapal or capital gait n match case the est income tind Current yiell would be owniated. — Estimated antral harm and caveat Weld and the anal name ad Pell might be lover or higher than the hinted amounts. — An eninge of avualaed income (dividend andor interest) divided by the Omit market vatitaweage balance is based on the last dividend or intern payment made by the issuer and amines to seannesreleposes will be held f or Cr. year from the statement date or until !cavity. Accuracy rd continued yob re not %wafted • ASS•ti not hekl by WS Financial Services. Certain assets ae rot held by the Fitt rd not vethn the Finns possession or corwol. These assets arc disphyed on vox statement for informational purposes only. Petitions and values presented are provided by tlx twig fem. LBS Financial Services is not responsible for this rformation and does not guarantee its accuracy. These worm n rot protected by SPC or tie Finis supplemental SITC coverage. • Revenue during and ad.:Miami compersaticet — In addition to commissions on saes and 1210-I fees received in correction well the distribution of rrutLul knob to our chants we ander our Iffiest receive revenue sharing payiTentS tan daributors a-dor advisors of theSWUM funds that we sell. These arrant are based on two different con xnents (I the arnant of sales by LBS of a paticular mutual fund I amiB to our climb; and (0) the asset value of a parlicula- mutual fund amiVs shares held at tie Inn — We and cur atIdate ado receive netwosking and ormtus processing fees in consideration for transfer agent services that eve provide to the mutual fun*. These fees generally are pad from investor asset in the mutual kind and are a load ads rmount based an the nymber of accounts at the broketdealer holdngmutui finds of that hind family CONFIDENTIAL — h addition tocommissionsreceived r connection with the sale a dstrbution of array contract rdunt inocanent but unit tools clients, at rdor ar affiliate ream reserve shatig compensation fromnary of the instance companies treferwreing the annuity contrasts, Of bates of the insurarm anwaries or sponsors d Mount inkarnert mots We Mitt I:Ott ▪ Ott affiliates also receive trading commorms and other compensation from mutual has and inkrance companies mhos* produces we daubs. - Wereceive an awned fee horn UM Ba-k LEA and UBS AG Stamford Bench of tea to $75 per account soaping to the bales under the UBS Bark Sweep Proqaark. Activity Information regardng ammksions and other charges incurred in correction wth the executer, of wades, inducing option transactions ha peen included on confirmations previously Vanished to you, and be provided to you promptly on repast. Short siting II you are engaged in short wring a w.unty, you may incur a thug* due to (Maintain...iv costs for that pa-aural seoxty. Open orders Regarding open or • gm:Mil-canceled' aides that were not executed by the statement date, open buy and tel stop ceders re maned by the amount of disiands or ritesen an arc-dividends a etirkkits dire unless instated otherwise by yak You are responsble for orders that are executed da to you' failure to cancel "Gag open orders Privacy To obtan a copy of our current Client /Vivify Noiice, please contact you F narxial Advisor a mat ox estate • wmw uh- remdriraididdrifee UBS Firmed Senaes s rot a brit The BMA, Baines, Services Accost BSA and IMAA ire brokerage a-cants which pr vide access so bakingservices zedproducts through arrirgaineeds wash dilated bat and other third pany barks, and provides access to incurs-co and army products issued by unaHiliated thin:Italy 'wince companies through insurance agency stbsicianes of LBS Financial Services Inc. Investment, instrarrit ad a-ruky products: Not FDIC eased • No bank gurantea May bse value RMA. Resource Management Arai nt. Business Services Account RSA, IRNIA rd international Resource Makagernire Accant n registered servke marks of UBS Financier Senrces he Vita arature is a rebound Service murk of Visa Imemationat UBS visa Signalse cede ands rd LBS Via &be east are issued by UK Bark USA with permission from Visa U SA Incorporated. • Finincial Services Ink Fey 201603 SDNY_G M_0002 5255 EFTA_00135875 EFTA01277108 c;It UBS 065 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 646170036132470416 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACK kilANLYLE CASRIEL Phone Business Services Account April 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statemeat? Value of your account Call your Financial Advisor or the RescurceLine at on March 31 (5) on April 29 (1) account 1.4sit our website: lvww.ubs.comainancialsennces Items for your attention y Help protect yourself from fraud and review bank, credit curd, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepottcom. YOur assets 5,238.24 5,238.24 Your liabilitieS 0.00 0.00 Value of your account 35238.24 $5238.24 Tracking the value of your account 9,2232 S 5,2362 5.238.2 Dec 21)14 Dec 2015 Mar 2016 A012016 Sources of your account growth during 2016 Valve of your account at year end 2015 $5238.24 Your investment return Change in market vane Value of your accout 041 Apr 29. 2016 SDNY GM 00025256 5000 SS23B2A Member SIPC ANP700020C0613247Ne70C0059368 00001 Y1 23661 550 000000 0416000:00000 Page 1 of 6 CONFIDENTIAL EFTA_00135876 EFTA01277109 SUBS Business Services Account April 2016 Your account balance sheet Summary of your assets Value on April 29 ($) Percentage of your account A Cash and money balances 5,238.24 100.00% B Cash alternatives 0.00 000% C Equities 000 0 00% D Fixed income 0.(20 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: ' • Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UPS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% Percentage change April 2016 Year to date 0.39% 1.74% 0.62% 1.59% 3.00% 0.04% 0.38% 3.43% ANP 70002003613240 NF7003000360 ()XV 04160000X000 Y123661 SS0COMYGM00025a9u 2 of 6 CONFIDENTIAL EFIA_00135877 EFTA01277110