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sd-10-EFTA01277221Dept. of JusticeOther

EFTA Document EFTA01277221

*UBS U65 Palencia' Seniices hc 299 Park Avenue 25th Floor New York NY 10171•CCO2 APZ2C01146349 021 4 VI 0 Your $nandal Advisor: SCOTT STACK MAN1LYLE CASKIEL Phone 2 1 2 821 40001800.308-3140 Questions about your statement? Call jour Financial Advisor or the Resourcetine at 800-762-1030. account 029023679 ;natant website: www.ubscomIlinancialservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about t

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sd-10-EFTA01277221
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*UBS U65 Palencia' Seniices hc 299 Park Avenue 25th Floor New York NY 10171•CCO2 APZ2C01146349 021 4 VI 0 Your $nandal Advisor: SCOTT STACK MAN1LYLE CASKIEL Phone 2 1 2 821 40001800.308-3140 Questions about your statement? Call jour Financial Advisor or the Resourcetine at 800-762-1030. account 029023679 ;natant website: www.ubscomIlinancialservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about t

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*UBS U65 Palencia' Seniices hc 299 Park Avenue 25th Floor New York NY 10171•CCO2 APZ2C01146349 021 4 VI 0 Your $nandal Advisor: SCOTT STACK MAN1LYLE CASKIEL Phone 2 1 2 821 40001800.308-3140 Questions about your statement? Call jour Financial Advisor or the Resourcetine at 800-762-1030. account 029023679 ;natant website: www.ubscomIlinancialservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage:. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consaderation - None selected Business Services Account February 2014 Account name: POT & KETTLE, LLC Friendly account nam : TK TT Ltd Account number: Value of your account Your assets Your liabilities onlanuary 31 (SI on February 28 0 00 5,838.70 0.00 0.00 Value of your account $0.00 Change in the value of your account Opening account value Deposits, including investment≤ transferred in $5,838.70 February 2014 (1) Year to date ($) $0.00 $0.00 5,838.70 5,838 70 Closing account value $5,838.70 55,838.70 Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out. SONY GM 00025368 Member SIPC M270002001146349 922000063448 00002 0214 030579743 Y123679550000000 CONFIDENTIAL Page 7 a In EFTA_00135988 EFTA01277221 UBS Business Services Account February 2014 Cash activity summary Account name: Friendly account name: Account number: Ste Account Ea, tho nrolgh foi *IS Is. &dances In your sweep Options are inductedIn the opening and closing balances •due. FDIC Insurance applies only to deposits at UBS Sank USA, not to deposits at UBS AG. Starrioid Erarch 01 bank deposits placed t hrough the UBS international Depose Account ccogan. SIPC protection applies to money market sneer, field holdings but rot bare deposits. See Important Infornanon goer r your statement on the last two pages a' this dof ument for details. February 2014 3) Year to date (1) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 5,838.70 5,838.70 Total additions $5,838.70 35,838.70 Net cash flow 35,838.70 35,838.70 Closing balances $5,838.70 33,838.70 Your Amends' Advisor: SCOTT STACK MANLYLE CASIVEL 212.821.7000f 800-308.3140 APZ20CO203I144350 P22000063448 C0002 0214 030579743 Yt23679550 OCKINEwGitoco25tne S of 14 CONFIDENTIAL EFTA_00135989 EFTA01277222 *UBS Business Services Account February :0.4 Your assets Account name: POT & IIETTLE, LLC Friendly account name: P,T.L'I-L L_C Account number. Sane priC el, income and current values ShOnn may be approximate. As a its ut. gam and losses may nOl be acurately reflected. See important inlormabon about your statement a the end ol tuts document for more infornason Cash Cash and money balances Cashard money balances may include available cah balances, UBS Bank USA deport account balances, U8S AG Stamford Branch deposit accent balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC Wain em elt** limits, but ale not protected by SIPC. UBS AG Stanford Branch deposit account banes roe not insured by FDIC and eee not potected by 9PC. Money market sweep balances are protected by SPC but are not insured by the FDIC. See the Important information about your statement a the endof this doer:nen' for details about those bdances. 0penng balance Closing balance Pnce per :haze Average wiring on Feb I (t) on Feb 28 (S) on Feb 28 (S) rate UBS BANK USA BUS ACCT 0.00 5,838.70 250,000.00 DalclenlIntetest period Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL 212-821-70001800-308-3140 Dais period Cep remount IS) Your total assets Pau. on Feb 28 (SI PEKlmaQeof Cost Estimated your account basis (5) annual income (S) Unrelated gain or loss (S) Cash Total $5,838.70 100.00% $5,838.70 Cash and money balances 5,131.70 100.00% 5,839.70 Account activity this month Foe more Information tout tee priceiealue shown for restricted secuaties, see important in Fermat:6n about your statement a the endof this cbcunent Date ActiMty Your Quantity/ Description expense code face rate moevaiue Cash amount (3) Cash and money blame (S) Ian 31 Cash and money balance 10.00 Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY POT AND KETTLE AT CHASUS33 5,838.70 5,838.70 Feb 28 Closing cash and money balance 15.838.70 SONY GM 00025370 APZ20CO2001146351 PZ200-0‘1448 00002 0214 030579743 Y123679550 CCM,/ Page 9 of 14 CONFIDENTIAL EFTA_00135990 EFTA01277223 UBS Business Services Account February 2014 Account activity this month (Contrived 0ae Money balance octivitin Mn 31 Feb28 Feb 28 The UBS Brant USA Business Account Is your pnmary sweepoption Account name: POT &KETTLE, LLC Friendly account name. TK Account number: Your iq mental Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000f800-308.3140 Actmty Descoptica Amount (S) BalanCe forward $0.00 Deposit UBS BANK USA BUSINESS ACCOUNT 5,838.70 Closing U.S Bank USA Business Account $%838.70 APZ20:02031146352 FZ2000063448 C0002 0214 033579743 Y12367%50 COMSpiyorke,002/3ym 10 of 14 End of statement for account number Y1 23679 55 CONFIDENTIAL EFTA_00135991 EFTA01277224 Important information about your statement LEIS Fiuncial Senates tic. (the F im or UBS Anemia' Services} is a marker of all ',incise' seos canna* and options exchages. LES Fe-erxial Seesaws and U3S Bank USA at rdrect subsiiares of LES AG and affiliates of LES Sege-tin U.C. The Fist's Ii ernial statement is available upon feast. The Fin's excrete off ices ye a: Laski/not Sauces FE. 1200 Harbor Esubvarn Weehawken. to 07086 Ibis statement represent the ant official record of yew LES Frincial Semmes account. Other wads, root official tar docuinents. containing conflict-9dt; should not be relied span If Ku believe there is an error or mission, please report it immediately n wiling to the Enrich Manager of the °lice laving your account. Alkur al figures shown as rdended to be accurate. statement data shouli not be used for tar purposes Rely sae& onyerend tax forms, de., form 1038 Sae. 10425, etc.)whinpretargyour tax return. The Fim required by low to report to ihe IRS all to able &Elena. retort** rantrable dvidends and eatable niereet eared an acuities held in you accent, net proceeds en safe trareactexe, and cost basis ere certain covered parks. Communications with the Finn . Please re-confirm any oral cormarcatorts in sung to further protect your r4its. robing your rght radar the Seasick klieg& Protection Act (SPAS • If thefinancial nstitution cn the tcp left of re hens of this statement is noel% finance' Senses, U3S Pi-areal Services caries yo.r account a cleanng broker by anargenunt with the retested intlilution We Stormed you d the relanianthig when you opened this accost. h this case. your kegs and secureswe located a LES financial Servicesand rot ex trathEng broker. ad you mat make a reborn of any error or *Tuition to both firms. ANaccount slate-nateshall be deemed complete ad accurate i not objected to ih Yeti* within 60 days. • /lean diect customer complaints or iNUiin to tie Fim'sClint Relations Patinae at 201.352.1699 a-toll-free at 800-3569103, 8:CO A.M. to 6:00 P.M. ET Monday through Fridaw a in *gig to LES Financial Senses lx., Client Relations Depatnent, P.O. Box 766 Union City, NJ 07087. • ki case of wren or 04,0 Ens about an electronic funds transit( (EFT), bi puymm or UBS Visedebit card tiansactiorts, call 62-1008 or cote to UBS Frunciathenices Fic„ 1000 Herber Blvd, 6th floor, Weakineen NI 07086. Min RIVINESA Senits Cal or write as soon as you cart if you tit yaw statement or receipt is wog o 4 you need more informal en about a turn* on the flattnient or rOtWO. The Finn or Card Issuer In elPfciable)nou hew horn's° ro later tan 60 days after the Fim sae you the fin statemerd on Which the error or problem appeared. - Provide your name ad accont raiser 0f any) — Desoto the *nor or he wander you ere are about and ratan as chat as wit can why you believe t is an error or whys.* need more iionnation — Proud. the does amount of to suspected error. The km or Cad Issuer 'rho iniessigne your complaint and we correct any error promptly. Please make all checks payable to the Fain or the financial irektion ideated on the front of this stakinent haddkcnto ages. accrue fees accounts may be subject to marterunce fees, changes for late papitrit for searnes purchases and charges for unpaid amounts in car =cuts. Accounts that we transferred to other rotations may be subject to a transfer tee. UBS Sweep Cation, UBS offers options for sweepng cash bine; Winces to bat deposits at UBS Bark USA and WS AG Slanted brads (Bank Sweep Programs), money maks intuit beds (Mor* Fu-ds) ad the InternationalDepost Accant 00Alfor customers withal Interutional Amuse Management Account. Through te Bank Sweep Pregame, cash balances re swept to U26 Sark USA up to at rad:4W pmt ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC mired in accordace with FCC rubs. For awe namation pease vet werwldicgov. Deposits at UBS AG Slanted Burch and tun of Money Funds aro rot inured by the FCC %tour the OA, arvailabk tower balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not insured by the FCC. Balances Fold at to Carman Brach are tempera* exposed to the swereir risk of the Cayman blonds, and dire is no gwantee Cr other obligaton of LES AG to repay be biarces while co the UBSCaymarns Bridis books. Deposes a U35 Bat LEA and each UBS AG Each are not protected by SIPC. Money Fund shires aw protected by SIPC. See -U3S Financial Services Arrant Protection' bobw Upon yak retest, banes in the Bank Sweep Po:gransor OA may be withdraws and shares of a Money Fund my be liquidated, and the proceeds returned so you <caviar aorta accord. Riser formation about available sweep options, nearing ores rawest rates and yetis, e astable at wwwitecomreseepyiekt, from your Frahcit Advisor orgy calling BOO-762.1000. UBS Financial Services aware protection The is a member of the Searilbs Vivea0I Protection Corporation (SIPC), vrnich worth wasities accounts of its members up so 5500,000 including S2K000 for dams kr cash). The SIC asset protection "mks *WV to all account that you hold n a palkular <abases'. The Fins together with certain aft Ewes, ha also purchased applorental protection. The *thrum amount payable to al eligible there, cobras& Erin this protection is 5500 million as of December 10, 2013. klaPct to the pokyconditions ad rata the firm is further protected kr up to $1.9 million n the aggregate for all you accounts held n a poorer capacity. A ha ccpy of he poky waxing as ineilable upon request. The SIPC protection and the supplement' protection both do not apply to. • Certain &uncial asses controlled by (and included A your account value) but hell away from US$Fine-6P Services (e.g.. certain cash al UBS Bat (il cain at LES AG Starnaid bunch (I) insurace proICIS, including variable enmities, and (i4) shares of mutual finds where such shares are registered diet A the name of the account holder on re balm ad records of to applicable issuer a transfer agent); • Certain rwelmert contracts or niestment interest pg., limited partneshix and pirate placement) the we rot *peered raider tie Securities Act of 1%3; ad • Commodities contacts (et, ',reign exchange and psi:usenet.' ortreds). ndudeg futures contact ad corneas otticn contracts. The SIPC protector and to suppkimental protection do not apply to these assets rent theyotherwise appear on you steerntrits. IM SEC pidiedien ad the sort kenentalprotedion der not protect agarct changes in the maim yaw of you investments (whether a a result of market mosement, issuer balktUptCy otherwise} More information is avalable won request You may obtan mere infoonasion Lots Set. Easing the 5WC Brochure, by contacting9PC a 202-371-8300or by usitng the SSC **tam ar YAW/.140‘041 Dividend ReiWetblbeee Program (DPP) Thence reflected is an swage price. You may obtan the actual price Iran yors Financial Adana. Orly as* tire are purchased under DPW; partial shares wit be soli ad tot cash w6 be detailed St your account. The 6viderd reinvestment price applied by he O-er may differ from the market price at which theta:1W shires ye sold Caleklieu I2n Male units may be held in bar account. If you are entitled to a palul unit a a result o'er:tido-4 Panall or otherwise, the Firm VA either sell panel wit at rivulet peke a accept an amount &omitted by a registered clear, agency, awlcredit yar scare. Investment objectives The a-hemmer, obscures rd risk profile we speak to each account and may ray between Please Seise the Finn promote, in won; of any sir kant donee in you. Maxie' situacn or nvestmert objectives. kr each CONFIDENTIAL wan held you choose one of the following imestrnent °brollies' • Pock. Current Imam.. lin-slim es seekng the generation of income crib.. • Achim Capdal Appreciation: Investments waking growth of prncjaal rather than the eversion ol income. • Produce Combination oilman. and Capital Appreciation taiesiments seeking both the generaticn ol mane and gat/the' prit011. Overall rills profdes • Conservative' Seeks to manlier, ndi31 peel* with low risk and volatility to the accord overal, teen if that means the accost does not generate signif 'cant income a returns and may not keep pace with inflation. • Moderate: Wang to accept went fist to principal and tolerate some votatety to seek hgher returns. • Aggress*: Wiling to accept high ink to pinta aid high volatility to seek high returns over time. Statement liouseholdre We may consolidate at related account statements with the same address n the sane envelope. Accounts may be related tor this purpose berate they haw owners who also maintain pia award relationships with other clients at the sane address. This practice's known as • househtiling ' II you prefer to recele individual statements inaikd in separate envelopes — you Tay decline householding by oiling your Snakier Adana. Friendly accept name The Friendliacoart name reflects Wormation that you aimed on the Firm's onlne senses webste. t e a customizable thiclrurnr chasm by you to assia you ash sow recordkeeping It has res legal effect on your want. You can charge yew hiendk account names through Onfre Services or by contacti-gwurFrancial Athisor. ACCOST overview • Paw etre, accoentipondir Net of assets and • Asset Inclas amiable cash balances, varies for restricted sear* kw I, and Global line Deposits, urrealired mars to market, and caftan meets not held by the Fins Does not include unpriced S.CUitifill assets al the end of the primand twirl statement periods, or prorate iwestrrents, invested stock options aid knosable stock options • Eiatatities Includes debt boraces, orienting rrurgn loans. credit the, too avant balances. • Casb/rroney balances Tool of uninvested available cash balances. plus UBS Bak USA deposit Wares LIBS AG Stain ford french deposit balances and money market mitual fund sweep terraces at to cbse of he statement period. Noricormlocity kee credit balances in your accost we rot segregated from other balances and the Fora may use any of these funds in the ordinay course of Wariness. These funds we payable iron your darned. This total is included., the anent period closi-g value. SDNY_GM_00025372 EFTA_00135992 EFTA01277225 Important information about your statement (con inued) Undfig adoration Fer Matedinformation at the Fr es ending places and discheses, refer to your Client Relatorrthip Agennern or Accatt Agreement aid the General Tim,. at Conditions UBS Staten-own of Credit traction available in Agreements andoixioxtrel at rata comlarroiraderangag Utast, Your natement Remit smother. end other was held in the accant at the end of the staternere period. You may ark for deity a defy paid searees at ant time. You may receive sectaries used as loan collateral after Dying any balance due on tem. k -y *curium tramilerred to the hen citing the atatanent period are lined at ticket value as of the end of the strata period. • Cast bast h damning the cost basis of the stories included in this statement, where indicated wih the ntorbee UPS Fa-tealSett has relied en information <bland from sources other than IRS Festal Senices. including tif °munch ten anothe- I km a that sums,. have peovided to your Finaxial Actor. The Finn does not nett:bre& verify a gaunt the Kandy or valley day information provided by sates otter thin teiSFivricial Service. h aicitirt although WS Sirs:rind Services general& tette this tamaten as egret...a, the firm ekes not provide any sentences that the idamatir vet "Cost basis" and 'Ifirealued gar/loss' it accurate as a the date of this statement. As such please dome re& on the nit:motion to make puchace a tale decisions, later aspen.% a otherwise. Accounts Wandered to to Fim may reflect gint loss infametkn only f or the period of tine they at held a the Frm More Natural rikneaten cane,e ated by yotr Fermin Advisor. • Um-edited gansflowes Wien data is eninated tweaked suing lases we Uneaten Ice YeSviclra I sear Sy lots. The transient data for rxfreetal lab may or may not reelect charges sector acuity reterganizal en tots Diridend and otareenwelmmi lots rd systematic prate lots are each canbined to display one averaged lot. The • Trade date • mean presents the aigrul transaction wade date. • Callable securities Bat and ;referred stock that the est tots for ea& reit-plan wil be selected metal& by lot Iran among all seo.reies of that eat held how name or in nominee nor lot or clients. Cdl bathe hecnnaten s cbtaned from third parties and es accuracy isnot guaranteed. Other call knives maybes' which cat affect yaelet complete hfcmiaten Mete provided upon request • Certificates of deposit (CDs) CDs are FDIC tired tp to 5293,000 n prrePal and accrued interest per depostor and pee depose:6y toned:at rs accord ence wt RAC rules. • Preenralue Prove divined for securities and other inducts may be higher or lower than ditto that you would tusk recede h the mallet Prices ore °bland from various third party sources vinith tw Delve to be relitle, but we do not etaralee hear accuracy. — We gentraty um the dogleg price wean avdabea the mean of the bid and ask prices fa lined se:train and cplors a on& NJ prices fa OTC senates. - Less ant& waded securities may be priced using valuation model or the mon recent pet we obtained and may not reflect an actual matt rice or wee - Certain position may appear withrti a pace and will Pow as *price was rot available' if we re unfie to obtain a pnce for a wanly - Deposits or starts dendninated 6currencies ocher than U.S. dollars are reflected at the ethinge rate as of the statement date. - Fcr semen watt eating in noniconformng derienonal ant price ant quaty (face vela) may have been adsted to taciliUle prat tuaion. To obtain current quotatiens, when babble, contact par Financial Adder. • Private arrest ante and druclaired product hivate niestrren sautes (ixbdrig *ea patipation acqam and real estate instalment mat warts) and swami pod cu are generally highly Anvil Certain strixttred Knish have not been registered wih the Securities and Excha- Comeasion a under ani nate securities laws. We prote ethmited vanes for pwae investmem wait es and structured products for idormatiord purposes only. Accuracy k me guaranteed. ▪ Thee values maydiffer tastatiaby born prkes if any, at rand, a vete nresanent security a structured rota may be to4-n or sold and do not necessarilyrepresent the Ma you may receive upon rquidatiOn. ▪ Thal prlyebrnates of %ale are as of a certab dale a-4 are &maid to UBS Femeciel Services on requite bass by in independent vitiation Jim. - Issuer, general partner or spomor estimated vaLes, ory, are unwind to the Fran by the mar, genmal pater or spereor and may be calculated based on deferent irdonnation tan that used by It'd panel Sterne their estinated values. - You can obean additive inearnaten regrading the methodology used to determine the tit* of value ad tie date of the H.:email," that is the basis forte tint by contact lag your Fivitial Advisor. - Chid party esenveed vitas my be reflected as •Not eked' h wow I sit at m. wee n rdependent telethon tent has not stippledor is ulnae to assign a vibe, when we become aware that a materialevent ha °coated that may call a pettily reported vela it question. or when a value would be highly speottive due to the nacre of the sentity. - When neither an suer, general panne or sponsor *stinted rake ha a Otiosity estimated nate if parted the value of the tardy will be dinette ban itspurchaseprice. - •Dslekte an to date may include return of mild. income a both - Ira see' represents the initial orterng pee per unit and may not reelect p.r ton basis • Restricted nanties Rented searnen generally we rot currenty engine nor publk sale. UBSFireyeal Services tees the market price of the unrestricted slock of the sane issuer as an mputed value for the restricted stock for propene of this 'Women on. To the tent that redrined sparkles are eegbn la sale, the vale recehed may be stIonantial& less than the heated value drown • En. bestireeted) inert. current yields end rates. An estinate of mall intorno is bawd en sweet dividend ad interest rates, assuning tie stakes will be held for <ne yea from statement date or trill MIlisity. This tint easy again., accuracy rd continued mono are not gueranteed - Estimated anal name at hart yield fee certain types of stakes could include a Man of detainor capital gate h %Nth case the est income (rd current yeti would be emanated. - Estimated areal tome rd writ yield and the actual itene at yieli might be kwer a higher than theist:matedamounts. — An entate of a-runced ncome (divdend ands interest) divded by the curter market valciaverage balance it based on the Iset dividend or Merest payment made by the issuer and aeries the seostieteposts will be held for one year born the statement date or until manly. Accuracy ad continued weld we not gawked • Ann riot held by UBS 'rancid Service& Certain assets re rot held by the Fin and nee nth the Fern's possesses, or ccenrol. These assets de depleted on you statement fa informational purposes only. Position, rid values presented re Footed by the issui-g hen US$ F rancial Services not revertible for the ntamaion and does not guarantee es accuracy these assets are rot weaned by SIC or the tem% supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition lo commiseons on sales and 12b1 fees recent n ea-racoon with the distribution of mutual Ittids to our c fonts we nuke our Alfas receive mania, Sharing Parente horn distributors ado advisers of the mAki funds that we sell. Theseanoints are based on two defence rsetaxnenrs 0 ten amantol saki by UBS of a pannold mutual fund I ami& to our clients, and CO the asset wined apalioalr rnutual hind I amilis shares held at the ern — We and as afMate also recta nemeeking and ormtus processing lees in consideration for turner agent rarvios that we pray& to the mutual fads. Thew feel gentle are Pad from imestor arts h the mutual fund and are a freed dela amount based ar tie number of accounts at the brokeridealer holdng maul lards el that fund CONFIDENTIAL — h nide cc, to oneirrisscni received n connector wash the sale or cletnbUion of a-ruey contracts and vet investment tat lilies to our <lents, we anctor our affair* weir retsina sharing compost:a from many of the instance companies undenttire; the arruity contracts, athletes of the turn* carpats or sponsors of tetra imestment mats we distaste. - air edits ako receive trading cantata and other cornea-eat° from ennui knit and nuance cement whose prodxls we distribute - Wyatt.* an anal fee from UBS Bak LEA and LES AG Stanford Branth of up to szs per accost writhe to the bat under the UBS Bak Swoop Fragrant Activity hbrmatit regudrig <attars and otter charges iscuricd in connect on with he <nu:knot wades, iidudny option transactions ha berencluded at atirrnthons povously furrohnl eo you, at will be pronged to yOu ramptly at rawest. Short allies f yeu am engaged in short tern a security, you may hair a charge doe to certainbra-rowing costs for that funicular security. Open mkt Regrling oar or • sooditilkanceeled* ceders that were not theafted by the steamer( date, open buy ad sed stop orders are redxed by the mount of dividends a rig-its on an eitividercet a tripes tie unless intruched otherwise by ya.P. You are tearable for eiders that re testate due coyote litre lo caxel elating open orders. Privacy To cbtai, a copy of at cunt Chad FeremyNceice: please contact sour Freesia Achisor or visit err weeniee at ttwailRefigEsthiaURRIER, UBS Rutin Services a rot a bet The WA, Busies SMACK Account RSA and IRMA ore brokerage accounts which provide access eo barking services rid products through arrangements art Alined bat at other thrtipaly banes, ad provides access to nsurace and stay pralacte lead by tenant thirdiparry insurance ecmpa-as through Murano agency subsdiswies of UBS Financial Services Inc. Iniestment nsurace. at ruttyproducts: Not IDIC inured • No bank gement* May tae vela RUA. Rescue. Management decant, Business Senices Account 85A, IRMA and international Resource Management Accost are registered service marks of UBS Fruncial Services he Visa *hate is a registered seeds* mad of visa International. CBS Via Sagan cede cards at UBS yea debt cards are eaten by UBS Bark USA with permission from Wes U.S A Incorporated. UBS Fireendal Services Inc Pm 204102 SDNY_GM_00025373 EFTA_00135993 EFTA01277226 SUBS UBS Financial Services nc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70 0 6 482 58 7 0311 xt YI 0 Business Services Account March 2014 Pelt p. vrtii 11r Account name: POT & KETTLE, LLC Friendly account name: POIKETTLE U.0 Account number. Your Nnancial Advisor- SCOTT STACKMANILYLE CASFIEL Phone 212.821.700Y800.308-3140 Questions about your statement? Call yo,ri Finandg Advisor Or the ReSoiateline at 800-762-1C00, account 029323679 Value of your account on February 28 (V on March 31(1) Your assets 5,838.70 5,588.70 Visit our website: www.ubstomlfinancialservices Your liabilities 0.00 0.00 Value of your account $5,838.70 $5,588.70 Items for your attention • If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionineservices Tracking the value of your account 5.838.7 5,5897 Feb2014 MN 2014 Son rats of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nvesmtenI return Change in market Moe Value of your account on Mar 31, 2014 1O00 SDNY GM 00025374 $558a70 50 .00 $555.70 Member SIPC ANP70005006482587 NP70C03C0496 C0002 0314 030579743 Y123679550 100000 Page 7 of I8 CONFIDENTIAL EFTA 00135994 EFTA01277227 *UBS Business Services Account March 2014 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 5,588.70 10000% B Cash alternatives a co 0.00% C Equities a co 0.00% D Fixed income 0.00 0.00% Account name: Friendly account name- Account number: Value of your account $5,588.70 100.00% $5,588.70 Your current asset allocation Eye on the markets Index Your R sandal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P SOO Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 Year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -017% 1.84% AMMO:04006492588 NP7000307486 03802 0314 030579743 Y1 23679550 10apitGito0025§W 6 of 18 CONFIDENTIAL EFTA 00135995 EFTA01277228 SUBS Business Services Account March 2014 Account name: POT & KETTLE, LLC Friendly account name: P0TK ETTLE LLC Account number. Your PI sandal Advisor: SCOTT STACKMANLYIS CASRIEL 212-821-70001800-308-3140 Change in the value of your account March 2014 O/ Year to date (1) UBS Bank USA Business Account APY Interest perad Feb 7 - Mar 6 Opening account value $5,838.70 $0.00 Opening UBS Bank USA Business balance Feb 7 $0.00 Deposits, including investments Closing UBS Bank USA Business balance Mar 6 $5,838.70 transferred in 0.00 5,838.70 Number of days in nterest period 28 Withdrawals and fees, inckiding investments transferred Average daily balance 81,459.68 cut -250.00 -250.00 Interest earned $0.00 Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0.00% Cash activity summary Ste Account attnny thrs month tot decals Baances in your Sweep Options are mended n the coning and closing balances rdue. FDiC insurance applies coy to deposits * U85 Bank USA, rot to deposits at UEIS AG, SNOW Branch or bale deposits pracedihrougn the u8S Internet:one DePC64 Account program. WC protection applies to money mane sweep land holdings but rot bank deposit. kerrnpOrtint informaD0n Matt i>vg sfeemerat on the last two pages ot tnisoccurnem for ate& March 2014 IS) Year to date (S) Opening balances Addibons Deposits and other funds credited $5,838.70 0.00 $0.00 5,838.70 Total additions $0.00 $5,838.70 Subtractions Checks and bill payments -250.00 -250.00 Total subtractions -$250.00 -$250.00 Net cash flow -$250.00 $5,588.70 Closing balances $5,588.70 $5,588.70 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consderation • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025376 AmP7000S006482S89 W7003303496 C00O2 0314 030579743 V173679550 10C000 Page II of 18 CONFIDENTIAL EFTA_00135996 EFTA01277229 *UBS Yournotes .rvr .50,55.590NIAMON.600032 co I a onsma vmensm ogs. 00.{.” le CONFIDENTIAL EFT,00133997 EFTA01277230 $UBS Business Services Account March 2014 Your assets Account name: POT & KETTLE, LIC friendly account name: POTK ETTLE LLC Account number. Seale PnCeS, income and current vaues ShOrm may be appnbarra14. AS a issue, gains aid10%4SW/, rql be acurately reflected. See important urlormabon about your statement a the end ol this dxurreM for in7te Informalon Cash Cash and money balances Cash and money balances may Ind tee avalable cah balances, USS Bank USA deposit acount balances, UBS AG Slareord Branch deposit amount baances and money maker mutual fund sweep baiances UBS Bank USA deposit account balances are insured by the FDIC vet hi n appliceble limits, but are not protected by 9PC UCIS AG Stanford Dare h decoy' amount balances we not insured by FDIC end ere rot protected by SIPC Morley made* sweep balances are protected by SIPC but are not insured by the FDIC. See the important information about your statement a the end of Out document for daaas about I too balances. Openng bdance Closing Wince Pnce per there Average Fiddng on Mar 1 (S) on Mar 31 on Mar 31 CO rate UBS BANK USA BUS ACCT 5.838.70 558830 250.003.00 Dnidend interest period Your PI nandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Dap tn period Cep amount cs) Your total assets Value on Mar 31 (S) Percentage Cl Cost Estimated your amount basis (5) annual income (3) Unreel/red gain or loss (1) Cash Total $5,588.70 100.00% $5,588.70 Cash and money balances 5,588.70 100.00% 5,588.70 Account activity this month For more Informal/2n about the plildvalue shown for restricted :Knelt% see important Mformati:o about your statement a the end of this document YOU' Cvaitrtyr Die Actinty Cescnptron expense code tale 'take Feb 28 Cash and money balance 15.83870 Mar 24 hiceivaiue (5) Cash amount Cash and money balance (1) Bia Check STATE OF DE CHECE PAID 001001 -250.00 5,588.70 Mar 31 Closing cash and money balance 15.58830 SDNY GM 00025378 APIP703050064.92591 NV7003303486 C0032 0314 030579743 VI 73679550100000 Page 11 of le CONFIDENTIAL EFTA_00135998 EFTA01277231 SUBS Business Services Account ma-ch 2oi 4 Account activity this month cen tnuedi Date Money balance activities Feb 28 Mar 25 Mar 31 The UBS Baru USA &Mines, Account is your pnmary sweep option. Account name: POT r Erni, LLC Friendly account name: P0TK ETTLE LLC Account number. Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212.82 l-7000/800.306.3140 Activity Descriptcn Amount (5) Balance Forward $5,838.70 Withdrawal UBS BANI: USA BUSINESS ACCOUNT AS OF 03/24i I 4 -290.00 Closing UBS Bank USA Business Account $5,586.70 ANP7C005006482592Ne70C0303406 C0032 0314 030579743 Y123679550 I 0igleyGfriL000213esi 12 of 18 End of statement for account number Yi 23679 SS CONFIDENTIAL EFTA_00I35999 EFTA01277232 Important information about your statement LEIS Fiuncial Services Ix. (the F im or UBS Anemia! Semices). is a martet of all principal nosily, cannodty and optima behaves. LES FrertialSenrices and LES Bank USA at rdrect subedares of LES AG and affiliate, of LESSetritin LIC. The Five's thane' statement is available upon reoen. The Fern's *recite* offices re a: LES Fininced Services Ft. 1200 Harbor Flaubert' Weehawken, to 07086 Ibis natement represent the any official record of yas LES Finincial Senses account, Other records, 'rept Mickel tar documnt contening ccrilicting data slimed rot be relied mon If you believe there is an erne or omission please report it immediately needling to the Ranch Manager of the office serving you arrant. Ael-cuoin ellipses shorn re ebended to be accurate. statement data should not be used for tar purposes Rely sorb ones-end tax forms, te.. Form 1099. 5488. 10425, etc.)whin prepregyour tu return. The Fine it requiredby law to report to the IRS all taxabk dividend, nipple* rantanble dui:lends and tat Menne eared on vacuities held in you account net proceeds on safe transactcre, and cost base Co certain covered loos it in. Communications with the Firm • Please retortion arty oral cormtncaterts in mmHg to further protect you; opts, it-tolueneyour rite seder the Se: train !nester Protection Act (WA). • If theMaxie helitution on the tcp kb of the front of this statement is not LEIS Financial Sinews, IBS Feenoal Services carries you- account as cleanng broker by amegernent web the indcated mission We Wormed ISU of tie relationship when you opened this accost. h this case. your Lent and setae:eswe located at LES Financial Senses and rot the enact/mgbroker. a-4 you nut make a SPA ol ray ester or &Inn& to both firms. A arrant statements shall be deemed complete ad accurate f not objected ton *meg within 60 days. • Please diect customer complaints a i -nUiieS to he Fern's C lient Relatins Pertinent X 201352-1699 or toll ree a 800-354-91(G, 8:00 A.M. to 6:00 P.M. ET Monday through Freclap a in *Meg to LES Financial Senses lx., Client Relations Depalrnent, P.O. Box 766 Union City, NJ 07087. • nesse of even Or cLaslian about an electronic funds Wanner n lei puymm or UBS Vise debit card aankictorts, call 62-1000, a voile to UBS Feenoal Semen he., 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. Min RMNBSA Se-mos Cal or write as soon as you cart 4 nth thee, gas statement or receipt is wag or A you need more informai in /boat a twofer on the 'tamers or curer. Tho Firm or Card thus (as MItrablr must her from you no later than 60 days aher the Fim sent you the fin statement on brigs the error or problem appeared. - Prowlers: nane ad accost number 0 any). — Desabe the *nu or he transfer you ant vitae about and explan as cleat as mo cam why mu believe it is an error a why you need more efamation — Proud. the dolor snout el the suspected mix The Fie or Cad Issuer wit inentigeto you complaint and evil correct any error pomp*. Please mote all checks payobk to the Firm or the financial institution nitrated on tie front of this statement haidition to reeguhe accarf for accounts may be subject to mailenrce fees, throes for late parent for securities purchases and charges for unpaid amounts in Glib =ants. Accounts that we transferred to other hakutions may be subject to a sneer fro. UBS Sweep Option UBS offers options for sweepng cash bilarces, biances to bass deposits al UBS Bat USA and LES AG StanIced brach (Bank Sweep Progeny), money market metal kids (Money Fu-de and the International Deposit Account ODAtfor customers withal Intemational Rexene Management Account. Through the Bank Sweep Proaany, cash balances re swept to 185 Sark USA up to ari estabkheol knit ad then to LES AG Stanford Brandt cr a Money Fund. Deposits at UBS Bak USA are FDIC assured in accordace wth FCC rules. For nacre nformation please set mwrldiogov. Deposes at UBS AG Starred Burch ad stores of Money Funds are rot inured by the FDC throup the OA, araileble toads balances we swept to depose accounts at UBS AG New Yak Branch and UE6 AG Cayman Bunch Thew deposits are not enured by the C. Balances Feld at the LES AG Carnal Bra-d-i are tempera* exposed to the sovereign Sc of the Capin blonds, and there is no gamete Cr otter obligation of UBS AG to repay the burn while on the UBSCormann Brach's books. Deposes a 185 Bak LEA and each UBS AG Barth are not protected by SIPC. Money Fund shires ere protected by SIPC. See 'UT6 Frontal Service. Arrant Protection bobw Upon you reqrst, balms n tie Bank Sarin Program or OA may be withdrawn and shares of a Money Fund may be liquidated, the the proceeds returned to you <recur secudier accant. P.nher formation about available weep options, nacre ore,* evetest rates and yet*, a seeable at www.ths comrssueearkt, from your F nano ial Advisor or by calling 800762.1000. UM Financial Services account protection the Finn is a member of the Securities iliniterf Protection Corporation (SIPC), which protect securities account, of its members up so 1500,09) Cnclixling 5293,000 for dens kr cash). the SIK asset protection knits apt to all account that you hold n a palkuls capacity. The Finn, together with certain Mantes, ha also purchased epplemental protection. The mrinun anoint payable so al eked* clients, collects& seder this protectim is S500 million as of December 10, 2013. kloXot to the pokyconditions limitations, cash a the Firm isfurther protected ot ad mote $1.9 million n the aggegate for all you/ accounts held n ape-titular capacity. A hi copy of the poky wsdng n available &on &quint. The SIPC protection and the supplemenUI protection both do not apply to. • Certin Francis! Uwe controlled by (and nctieed in your account value but held away from UBSFinrcel Senecas (e.g.. certain(* cash at UBS Bat (il oath at WS AG Surrecrd bunch (I) interne pi:data. including variable acuities, and (id shires of nate hetet where such them are reentered dienly n the nave of the account holier on the tors and records of the applicable issuer or transfer agent); • Certain register* contracts or Mestment interest pg., limited partnere* and prime placements) the are rot rept-tend trder tie Securities Act of 1503; ad • Commodities corrects (e.g, foreign 'shave and precirsrnetal cantract). nduding foists contacts ad kormoditrootion contract the 51K protectcn and the supplemental potenc) do not apply so these assets evens they otherwise appear on your siXernern. The 9K protection and the sultolareental protection do not protect mane changes in the maim vats of you' investments (Whether as a result of market morment, issuer bankruptcy Cr Otherreil0 More information is avalable mon reopest You may obtan more hfcmation about Sit. eictedng the SRC Brochure, by contacting 9PC a 202371-8300o by wring the SIK **thee ar VAMMert/E Dividend Rear/Utile& Perm (DPP) the pee reflected is an swage price. You may obtan the actual price Worn yas Financial Advisor. Onty neck *Wei are purchased under DRIP) patial shires will be sok, ad tlw rah wa b depotited h your scours The dividend realignment price applied by the issuer may ale from the make price at which thepartial shires are sold Ceolokelieu Orly whole units maybe hewn you' amour. If you are entitled to a palul utt as smolt of a Pride rd Paement or otherwise, the Firm veil either sell parbal kegs at rivulet peke a accept an kronen &Unrifled by a rogiceoed clearing agency, admen you across Investment objectives The rent:nen of/pours and risk profile ay specific to each account and nuy mybetween Please athise the Fern prompter in mning of any simileant Mango n your Maxie siturcn or gni/emelt objectives. For each CONFIDENTIAL scant held, you choose one of the following knestynent objection' • Andes. CumentIrcome. imbim its seekng the generation of income a*. • achieve Cepdar Appreciation: Investments seeking grown of pence:bat rather than the generation ol income. • Produce Combinaton oilman. and Capital Appreciation: I-vestments seeki-g both the generation ol name and gash of pupal. Overall risk prairies • Conservatre Seeks to mantan Sol precis, teeth low risk and volatility to the accarn area, nen if that means the accost does rot generate signif 'cant income or returrn end may rot keep pace with inflation. • Moderate: Willing to accept seem rite to pinoPal and tolerate some menet, to seek hater returns. • Aggressire: Wiling to accept high ink to pthopal and high volatility to seek highreturns oser tine. Statement liouseholdne We may consolidate al related account statements with the sane bide& n the sate enact Accounts may be related Ice this purpose betase they have owners who also maintain pint score roktionshis with other terns at the sane address. This practice's known as • householing ' II you prefer to retake edivalual statements marred in separate rilYekeirl — yen may decline hors/Malang by ping you Fruitier Advise. Friendly accotht name the Fnendk scant name reflects of ormation that you awned on the Firm's onlne settees websee. h is a customizable 'niclrurne' &run by you to &in you rah you recordkeephe. It has no INC effect on your arrant. You can dirge you' hiendb account names, though Onire Services or by contact-9 mut Financial Adana. ACCOWll overview • Yatre of yore amoonaportak, Net of assets ad • Asset latexes salads cash balances, vats for restricted stare), (en I, and Global Tine Deposits, urreelied marks to maker, and certain assets not held byte Fins Does not include unpriced Unfiredassets al the end of the odeand anentstatement periods, or private ithestreents, vested stock options wed emicoable stock options • rielienes Include, debt belaces, cuturdirg rrergn loans. credit the, accent balances. • Cash/money balances. Total of unimested amiable cash balances. plus UBS Bak LISA deposit bat/poet UBS AG Stanford Branch depose balances and money market mutual fund sweep beams, at the Use of the statement period. Noricormlocky free credit balances in your scowl av rot segregated from other balances ad the Fern may use any ol these tunes in the ordinay come of tipsiness. these turds re payable won your dernard, This total n intruded., the omentpeeiod doing valve. SDNY_GM_0002 5380 EFTA_00136000 EFTA01277233 Important information about your statement (coninued) landing information Fix *teed int °mutton on the Finis lending practices and disciosues, ter to you Ghent Relaterraip Armoury or Account Agreement rid the General Teems at Conditions UBS Statement of Credit Practices available in Agreement and Nei owes at taw mac rottarratadargigai Yew abets Your dassment Remit acuities endotter assets held hare accent at the end ot the statement tend. You may ark for delvery of Itty paid scones at ry time. You may receive securities used as loan collateral after pwing any balance due on tem. Pry securities bansiened to to him dreg to steward pentad are listed al market value as of the end of the statarere period. • Can basis. h detemning the cost basis of fate stales included in this statement, where indicated wih the runty. •UPS Fiord& Services has relied on information *1 mad from sources other Man IRS Financial Seraces, including information kern another lam a that you mg haw. !unaided to you Finaxial Advisor. The Finn does not idepatently verify a operant the money or milky day id °triton provided by sates oter than LAK.Fivncial Senates. h tali" although SIBS FintiCel Services generally sextet tie information as it is received, the firm does not provide any astwances that the eternal:II tmbr "Cost basis" and %tweaked garl loss' is accurate as of the date of the statement. As suck please do not reay on this Hermitian to make audit a Sale decisions, fades papaws ce otherwise. Accounts transferred to to fie may reflect gat/ loss tdomition only f or the period of tine they ae held a the F rm fibre historical tonnaan tan be added by yotr FeuncidAdvisor. • Unedited gabalosses Wien data is aoiltly eninated areatized gait lases we cictAated fa navilialseosty lots. Re transactor, data foe nevidal bas may or may not reared <dominions, charges ander sectaity reorganize en events Diridend and °tarn, nvestmmi lots ad systarnatic eschew bts are each tenbined to display cue averaged lot Ste • Trade date • [alto presents the aigtul transaction trade date. • Callable securities Bomb and preferred stock that the infarct for eat redenpf von will be selected mpaelb by lot ban among all seoseies of tot assts held how nowt or in nornhee name lee as clients. Call bade edamation s dotabed from third patties and es accuracy isnot guatteed. Other call leases marmot vetch ttsald affect yaelct compete nlomatco will be provided upon request • Certificates of deposit (marCDs are FDIC enured Leto 5250,000 n acacia' aid accrued interest per depostor at pee deposit:lbinstitution, in accordance will RAC rules. • BriceArolim Prom divinedfor securities and fi ner products may be higher or lower than Mesta that you would actually recte n the minket Prices me °bawd tom vatan third party sources white we Delve to be reliable. but we do not gatealee their accuracy. — We gentrady use the closi-g pricewhen avalthee cr tie mean of the bid ad ask prices farmed acuities and colors or onb bed prices Ice OTC seosties. - Less actemb traded securities may be priced ushg valuation model or the mod recent fora we oared and may not reflect an actual matt price or igte? - Certain points may appear without a price and will thaw as *price was rot bailable if we re undob to obtah a pnce for a leanly - Deposits or sateen denominated er currencies other tan U.S. dollars are reflected at the eichinge rate as of the statement date. - For cerian twines beano n non.conformng deriannalcra ace at tatty0mo wise) may have been added to facilitate proper valuation To obtain current quotations, when wattle, cordad your Financial Atte. • Private inonenwas and drudaped producb. hinte meanest seasein (has/nicked participation acqam grid real estate investment trust smuts) zed stared pita are generally highly Akiel. Certain Prised waists have not bean registered with the Securities and Excha- Com-rasion o- under any state securties laws. We provide estimated sties for private investment leashes and structured produces for edormatecul purposes only. Acosacy snot giuranewd. - These values may differ agnates, from prices. any, at whidna private twesanent security a structured cnxIxt may be bouts or told and do not mussels represent the vale you may receive upon rotation. - Thad prly 'Ornate of vale av as of a certab date and are sabred to UBS Fina-cial Services on a regale bass by an Wei:enders religion tint - Mum general pannw or sponsor tinged valet, fry art wpplied to the Fm by Ow tar, gental pane or sponsor and may be tabulated based on Mewl information from tat used by tadparties laded* tea entailed values. - You can obtain additional Harnett' regarding the methodology wed to determine the ratite of value at The date of Me efamalen that is the basis for de mitt by contacteg your Financial Advisor. - Thad party estimated vitas may be reflected as •Not aged' n sever l sit alit. wive n idependent vitiation tem RS not suppled or is table to assign a vas. Man we became entire that a materialevent has ocoared out may call a !tits), reported vas ib question. or Wien a value would be highly speottive due to die ntre of the sturdy. - When neither al suer, general part se sponsor bibbed sake nor a Uttar estimated vela if wooded the value of the study will be anted km its purchasePrice. - • Ditto cm to date may melt)* return of meal. income a both — 'Crignal sce • represents the initial offerer; price per unit and may not (elect Will cost basis • Restricted securities esstrded wan in generally are rot currently easible son publk sale. UBSFiractal knots ides tlE matel price of the unrestricted slack of the same issueras an mputed value fade restricted stock for porpons of this atatement on4, To the tent that eeff riff ed searkies are 'rube lee the vale receied may be stbeantialB less than the irtp_ced value town • En. (esterneted) inccene current yields and rates. An estinate of a-rual income is based an (Limn dniclind aid interest rates, attuning tie stakes will be held for one yew from statement date or until nUtifite This mitt a ceW a gtelne, mammy rd continued ineanw are not guaranteed - Estimated atual name at curvet yield fo- certain Woes of stakes could include a return of prncpalor capeal gat in uhich case the est income grd current yeti would be onerstated. - Estimated snail icane ad went yeld and the actual item and yield milt be lower a higher than the tstinated amounts. - An eatate of trusteed income (divdend actor interest) died et by the curet market vattraverage balance d based on the last dividend Or interest payment made by the issuer and warms be seositieedeposts will be het foe ore year from the statement date or until manly. Accuracy and continued weld se not garnet • Assets not held by WS 'rancid Services Certain assets me rot held by the fern and not nth the firm's possession or anti These assets me *played on year statement fa ore common& purposes only. Positions and values presented a. Pounded by the swig Inc U6SFroncial Services is not reversible for ins ?formation and des not guarantee es accuracy. these assets we rot protected by Silt or is Fits supplemental SIC coverage. • Revalue shoring and additional compensation. — In addition to commissions on sales and 12b-t fees recent n correction wash the distribution of trawl finds to beams we nuke our &Mau receive revenue *Wing Parent, from distributors ads adriscrs of the mAol funds that we sell. These anowts are based on two *kern components amant ol atm by UBS of a partiailar mutual fund I amiy to our climb and Cri the asset value of a patiosLT mutual fund I amity's dares held at the tern — We and 0.1" Anate aBo recewe netting and ormtus processing lees in corteration for bade agent rata that we pay& to the rrukal fads. Thew feesgenerally are pad from investor assets in the mewl fund and are a heed data amount loosed an the nutter of accounts at the broker.dealer holdng maul heeds of that fund fmiy CONFIDENTIAL — h ade en to covimascra received n connection wth Me sale or danlation o1 array contracts and ,M investment trust units to our <lents, we ands our affiliate mat trans sharing compensation Fran many of the antra companies underwritirg the atittortracts, *kites of the Curate <arca-tor sponsas of Mtn imesvnent wets we distrbute - OJT affiliates also recite trading oarnifiatkra and other cormorant:onfrom mutual finds and nsurance attain whose products we *tribute. - We receive an annual fee from UBS Bak OA and UBS AG Stamford Bart ohm to szs per accost sweeping to the barks under the UBS Bark Sweep Roan. Activity hbrinaterrewarderg caner:nets and other Charge hoped et connedco with the *mutat of eat, ncludng option transactions ha been inclucbd al catenaions puvousty fume-shad to you, ad ad be pleaded to you wavily at rawest Sheet alley f aware engaged in she wait a security, you may noir a chap the to cerUin Wroth's? costs for that particular securty. Open Green Regarding Wen or • gozdtilkancellecr ceders tat were not teocured by the gatemen date, open buy at sell stop orders are redxed by the antral of dividends or rights on an exdividerds a totes thee unless instructed otherwise by you. You are responsble for orders that are weaned the colour failure lo cancel eating open orders. Privity To obtain a copy of cu. current Client Friary Noise pima contact sour Francis' Achisor or vat as website at altaaRRICIatagallaa. UBS Financial Services a rot a bark tin BMA. Bushes Seniors Account RSA and IRMA are brckerase accounts which provide access to batingservices at products trough arranowne-os wet) affiliated bat aid other thrdpay banks, and provides access to roan and snug prodxt awed by unaffiliated thitd.pa-ty tummy companies through roura-na agercy subsidiaries of UBS financial Services Inc. Investment, nsura-ce. ani amityproducts: Not VIC bowed • No bank guarantees May Use vela RUA. Resort. Management Account, Business Services Account 85A, IRMA and alternate's& Resource Management Accost are registered service marks of UBS Fruited Services tic Visa *rate is a registered service mirk of Visa Intonational uBs Via Signalise cede cards and LES yea debt cards are espied by UBS Bank USA with prmosion from to U.S A Incorporated. UBS Finlander Services Int P+v. 201402 SDNY_GM_00025381 EFTA_00 I 3600 I EFTA01277234 SUBS UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70056915790414 V1 0 Account name•. POT & KETTLE, LLC Friendly account name: POIKETTLE U.0 Account number: _3679 SS Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Phone' 212.821 -7000/800-308-3140 Questions about your statement? Call ;Our FinanCig Advisor Or the Rescurceline at 800-762-1C00, account 029323679 Maltour websIte: www.ubstorMinancialservices Items for your attention . it you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.com/onineservices Business Services Account April 2014 POT & KETTLE, 1 Value of your account on March 31 ($) on April 30 (5) Your assets 5,588 70 5,588.70 Your liabilities 0.00 0.00 Value of your account $5,588.70 Tracking the value of your account S S5,588.70 5989.7 Mal 2014 40i 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wthdrames Your riWStrnent return Chaste in market value Velma of your account on Apr 30, 2014 90.00 SDNY GM 00025382 45,588.70 $O00 955811.70 Mombor SIPC ANP700C0005591579 NP1000191025 00002 0t14 030579743 Y123679550000000 Page 7 of 18 CONFIDENTIAL EFTA_00136002 EFTA01277235 SUBS Business Services Account 4)6(2014 Your account balance sheet Summary of your assets A Cash and money balances B Cash alternatives C Equities D Fixed income Account name: Friendly account nani Account number: value on April 30(4) Percentage of yOur account 5,588/0 100.00% 0.00 0.00% 0.00 0.00% 0.00 0.00% E Non-traditional F Corrmodities G Other Total assets Value of your account 55,588.70 100.00% $5,588.70 Your current asset allocation A Eye on the markets Your IIRancid Advisor. SCOTT STACK MANLYLE CASR1EL 212-821.7000/600-308-3140 • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% Ape7C003005691580NIT0C0191825 000O2 0414 030579743 Y123679SSOCOMpiyGitrxweer B of 18 CONFIDENTIAL EFTA_00136003 EFTA01277236 LIBS Business Services Account Account name: POT 8/KETTLE, LIC Friendly account n TK Account number. Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account April 2014 ($1 Year to date (i) UBS Bank USA Business Account APY Interest perrod Mar 7 - Apr 6 Opening account value $5,588.70 $0.00 Opening UBS Bank USA Business balance Mar 7 $5,838.70 Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $5,588.70 transferred in 0.00 5,838.70 Number of days in merest period 31 Withal-awals and fees, including investments transferred Average daily balance $5,725.80 out 0.00 -250.00 Interest earned $0 .00 Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0 CO% Cash activity summary Ste account It 'Noy this mown tot deta Is Blanes in your Sweep Options are included in tne cpertrig and closing Mance, vS ye. FDIC insurance applies only to deposits at UK Bank USA, not to deposits at UBS AG, sianioid Karon or bank deposits pateciihrouch the UBS International DelX54 Account program. sirc projection applies to money maitet sweep fund hcklings but not barer deposits. kermponant Intormacon aboutsom statement on the Lag two pages ot this document tor deals. Apnl 2014 (i) Year to date (S) Opening balances Additions Deposits and other funds credited $5,588.70 0.00 $0.00 5,838.70 Total additions $0.00 $5,838.70 Subtractions Checks and bill payments 0.00 -250.00 Total subtractions $0.00 -$250.00 Net cash flow $0.00 $5,588.70 Closing balances $5,588.70 $5,588.70 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a kill description of the alternative investment objectives in Important information about your statement at the end of this document Your retell objective: Current income &capital appreciation Your risk profile: Primary Moderate investment elig betty consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025384 AMP70303005691581 NV7003191825 00007 0414 030579743 Y123679550003000 Page 9 of 18 CONFIDENTIAL EFTA_GOI36004 EFTA01277237 *UBS Yournotes CONFIDENTIAL EFTA,135003 EFTA01277238 *UBS Business Services Account April 201.: Your assets Account name: POT & KETTLE, LLC Friendly account name- TK TryEVs Account number. Sane pnCes, income and current ea UeS ShOnn maybe approximate. As a result gains and 'OVA'S may ni:M be acurately reflected. See unportantmlormabon about your statement a the end ol this dxumem for 'rote Informaion Cash Cash and money balances Cash and money balances may include avalable cah balances, UBS Barn USA &pout account Warp's. UBS AG Stardord Branch deposit account balances and money maker mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC valhn applicable limits, but are not protected by SIPC. 1)85 AG Stanford Brant h deposit scram brines are not insured by F OK aid be not protected by SIPC Money market sweep balances are protected by WC but ere not insured by the FDIC. Set the important information abootyoor statement at the end of this document for details rout those balances. Picking UBS BANK lISA BUS ACCT 5.58870 5.588.70 250.000.00 Openng Wane. ClosingI:acne Pnce per meet Average on Apr 1 (1) on Apr 30 (1) on Apr 30 (1) rate period Dnidend interest Your N sandal Advisor: SCOTT STACKMANLYLE CABRAL 212-821-7000'800-308-3140 Days en Period Cap arounl Your total assets )(au. on Apr BO (5) PeKenta3e c( Cost Estimated your accord basis (5) annual income (S) Unrealized oan or loss (1) Cash Cash and money balances 5,580.70 100.00% 5,588.70 Total $5,588.70 100.00% 55,588.70 SDNY GM 00025386 ANP70303005691583NP70C0191825 00032 0414 030579743 Y123679550003000 Pegs 11 of 18 CONFIDENTIAL EFTA_00136006 EFTA01277239 *UBS Your notes ANP7C003005£01. NP7003191825 00002 0914 0305797. Y I . 6' 9.. C.3q9NIY_G N1_00025%9 l 2 of 18 End of statement for account number Y1 23679 S5 CONFIDENTIAL EFTA_00136007 EFTA01277240 Important information about your statement LEIS Francial Services tio. (the F im or UBS Financial Services} is a master of all orinokel sxvly, ammo* and opt:ins ex pages. LES Ft-encial Settees and U3S Bank USA we rdrect subskiares of LES AG and affiliates of LES Sect:rein LIC. The Fim's Handal statement is available upon reopen. The FM* titan* &Ices re a: !Assn/nod Sec as 1200 Harbor Boulevard Weehawken, to 07066 Ibis tenement represent the any official record of yas LES Fe-uncial Sawn account. Other records, nape official lair doarrient crowning cordlictim date should not be relied Lyon If you befew there 6 an error cr omission, please report it irrmedately n writing to the Pinch Manager d the office sentigmur account. Aelsough al figures shown me Mended to be accurate. statement data shaili not be used for tar purposes key song onyea'-end tax kerns, te.. Form 103% 5498. 10425, nog whin prepwrgyour tax return. The Fim required by law to report to tot IRS all taxable dividend, reposed* rchtnabla *kends and tat Menet eared on securities held in you axant, nit proceeds on sale transactore, std cost tom cc certain covered secwitin. Communicationswiththe Finn . Please reconfirm any oral cormunatores in swing to further protect your nits. incladng your Ned usdtr the Sainted Wooster Pre/Action Act (WA} • If thefins-KM hstitution an the top lift of We UM of this natant* is not 1)85 Financial Sentes, U35 Frenoal Session carries you account a cleamg broker by anargerront yeah the /skated inslitulien We iriormed you of the Manionshis whim you opened this accost. friths case, your trds and souse,, we located a UB5 RnancUl Servicesand rot the rwootecng broker. aid you nut **sands's' el any mar or anititiOn to both 'inn. Ally-cow* statementsshall be deemed carcilete ad accurate if not objected ton mei* within 60 days. • Meese died customer complaints or bobsiits to tie Fite'sClient *Wirt Depannent at 201.3521699 crtollffee a 800-354-9ICG, 8:CO A.M. to 6:00 P.M. ET Monde? through Frklay a in mei* to LE6 Financial Settees it., Client Relations Depalrnent, P.O. Box 766 Union City, NJ 07087. • Incase of (grey; Or WM, On; about an electronic fixds Wanner (W1 bi puymm or UBS Visedebit card bansatort call 62-1000, or wile to UBS Frontal Semen tic„ 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. Alin RMNIESA Sakes Cal or write as soon as you can, if mu that yxr statement or receipt is men; or i you need more irdamation *cut a turn* on the staternert or resetot. The Firm or Card MUM as aPfnablekniof heat from you ns later than 60 days after Ye Fim sent you the fro remanent on needs the error or problem *Pared. - howdeyokr name ad accost number Of any) - Desoto the egos or the wander you sod vitro about and mitten ao dearg as you can why you believe e is an error ce ohne° need more eicnnation — Proud. the cblar anti ol the suspected error. The Fim or Cad Issuer wil Mosinee your complaint and wet correct any error promptly. Please mate all thesis papist to the Fern or the thane:al inititution Skated on die front of this statement had:Men to sepia accord fax accounts my be subject to marterunce fees, chars for late parent for sautes purchases and charges for unpaid amounts in cashaxons. Accounts that we transferred to other Mentions may be subject to a windy tee. UBS Sweep Claims UBS offers options for sweepng cash betakes, biances to bank deposits at UBS Bat USA and UBS AG Starrewd brads (Bank Sweep Progeny), money market mutual kids (Matey Fund) ad the International Deposit Avant 00Alfor customers withal iteutional Resource Mnagemet Account. Through the Bank Sweep Progeny, cash balances re swept to U16 Bak USA up to in easlakhod Fend ad thento LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC lured in accordance with FCC rules. For more nformatin please sot wwwldicgov. Deposes at UBS AG Stanford Biarxh std ewes of Money Funds at rot nosed by the FCC. Throup the OA, enailetile tooth balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch These deposits are not insured by she FCC. Balances held at the ISS AG Carnal Brad, are tempera* exposed to the sovereign risk of the Carnet elands, and Were is no (patentee or other obligation of ISS AG 10 repay+. Wines while on the UBSC trans Bradt. books. Deposis a LEIS Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires me protected by SIPC. See *U35 Fremont Seven Arson Protection' bobw Upon yak reg.est, balms in tie Bart Sweep Programsor OA ma be writhes" and shares of a Money Fund my be liquidated, and the proceeds returned to you or our nineties woont. Cutlet re ornmon about available steep Option, nothing arnil 'Merest rates and yields, a mailable at www kb: comrsseeppekt, from your F hark al Advisor or by calling B00(7621000 UBS Financial Services account protection The is a member el the Sourdes Inverter Protection Corporation 6IPC), *frith protect securities account. of its members up 10 5500,000 Cncluolim S2B),000 for dams kr cash/ The SEC aset protection 'mks apply to all account fiat you hold n a palkular capaoly. The Fim together nth certain *Mins, ha also purchased symbrental protection. The myrinun anoint payable to al Mgt* die*, collecting titer this protection is S500 million as of December 10, 2013. klotot to the pokyconditions ad 'Mitten, ash at the Firm is further protected kr ma to $1.9 million n the aggegate for all you accounts held n a poioalar capacity A hi copy of the poky waxing n imailtble upon moutst. The SIPC protection end the supplemenUI protection both do not apply to. • Certain Tramiel Asses controlled by (and incited A your account valu) but held away from US$Fine-col Services (e.g.. certain(* cash at UBS Bak (il cad, at LES AG StanIcrd breath Cu) insurate pcdX1S, including variable enmities, and 00 shires of mutual finds whore such than are registered deny it the name of the account holier on We both ad records of the applicable issuer or tender agent); • Certain minimal contracts or Mestment interest pg., limited partnashix and pinto placements) the ore rot registered srder tie Securities Act of I S03; aid • Commodities contacts (e.g, laeign eccha-ge and anti:usenet.' entredE ndudrig futures contacts ad tormoditroPtion contracts. Tee SIPC protection and the supplemental protection do not apply to these assets event they otherwise appear on yas statement. h. SEC protection and the PEOlerrentalproamion do not protect agave changes in he math vain of yxr investments (whether as a resin of market itiOyenlent iSSuer bakruptcy CO otherwise} More information is avalable mon nomad You may obtan nue itomation abou Sit. raidng the 5PC Brochure, by cortaningSIPC a 202-371-8300or by Sift websih ar YAW/.140‘041 Dividend Ihitrietbibenit Niagara (DPP) The wke reflected is an average price. You may obtan the actual prke kanyeu Financial Advisor. Onbsikore Owes are purchased under Dli; partial shares wil be won rd the cash wit be deposited your accost The dviderd renvesenent price applied byte issuer may differ from the market pte at which thepartied shires we sold Cmleielieu I;e4, whole mots maybe held in you accord. If you a-e entad to a palul use a a result of a dviderd Panto' Or otherwise, the Firm yell ether sell panel kna at rivulet peke or accept an amount thumbed by a registered cleans agency, ado-edit you' accost Investment objectives The nvesenere Mint* std risk profile we magic to each account and may vary between. Please Mete the Finnprompt, in men; of any tint Cant Wonge n yow foetal situacn or manure objects... kr each CONFIDENTIAL account held, you choose one of the folkwi* itesenent °Neches' • fsodwe Cument !mom.. I imbue its seekng the generation of income mg. • ArAiske Capra! Appreciation: Investments waking growth of prncesal rather than the generation ol income. • Plocioce Combinaton oilman. and Capital Appieciatcp, l-wesiments seeki-g both the generation ol norne and polish of prittoll. Overall risk wages • Con.wvaeor Seeks to martian nilid pncpal with low risk aid volatility to the accord cteral, even if that mewls the accost does not generate signif 'cant income or returns ad may rat keep pace with inflation. • Modena: Willi* to accept sane sit to pinoPal ad tolerate some votateity to seek hgher returns. • Aggress*: Wiling to accept high risk to pinopal ad high solatilty to seek high returns our tine. Statement liouseholdhe We may consolidate at related account statements with the move Miress n the same envelope. Accounts may be related la this purpose bet &At they haw owners who also maintain pia accost reheiondips wit other clients at the sane address. This practice k known as • househsking ' II you prefer to recede a-diva:hal statements mailed in separate elerelves— yOu Indy docko household,* by oiling yow F nattier Advisor. Friendly actaxan name the trendy accost name reflects el amnion that you extend on the Firm's onlne settees webyte. R e a customizable *niclrurne' chasm by you to amid you with sou recordkeepim. It has m legal 0941 on your aCCOult. You can charge yos hiendg account names, through 0i*ie Services or by contakirgmurFaancial Adesor. Ammon overview • vatm of morarrounerpordth net of assets rd • Assets_ hulas evadable cad, balances. vans lOt restricted sear* lest 1, and Global tine Deposits, urrealted marks to marketand kd, and cetah ins not held by the Fins Does not include worked MU:Merlassets al the end of the prior and curet staterrent periods, or precise ivestnwns, invested stock options aid amenable stock anions • Sialaines lndudn debt b.IIIM•1, antarding rrergn loans. credit fir, dOlaCtant balances. • Cash/money balances. Total of unimested amiable cash balances. plus UBS Bak 1.6A depose barce5 UBS AG Stanford Ranch deposit balances and money market mutual fund sweep Saxes, at to obit of tie statement period. Noncorimodey free credit balances in your account av rot segregated from other balances end tie Fern mar use any of these unds in the ordinary COM,' of its laziness. These funds we payable Lyon your darned. This total is included ri de anent period clang value. SDNY_GM_000253B8 EFTA_00136008 EFTA01277241 Important information about your statement (con inued) Lending information Fix detarechnf °mutton a' the Finis lending practices and &dorms, rmer to you Ghent Relatoregrip Ageement or Accost Agreement aid the General Tarns and Conditions UBS Statement of Credit luctices available in Agreements andOrstfogrres at wzotaiLoicalarsguaggaiguas. Yew meets Your gatament itemise stormier. endother awn held lathe account at the end of the statement period. You may ark fordeivey of fully paid secuaies at ary time. You mayreceive securities used as loan collateral after paying any Wince due on them. My securities Irentlened to he Lim clang the gallivant period are listed al market value as of the end of the gatemen period. • Cast basis. In detemning the cost basis of Me starlit included in this statement, where indicated wih the number UPS Financial Services has relied cn information obtained from sources other tan IRS Fiancial Seraces, including ill ormairm horn another fim a that you may have provided to you Finarvial Maw The Finn does not intImendontly verify a parents the &tansy or vanity day Pi °reflation provided by sons other then 1**Rauncial Senates. h aititat although UBSFinncel Services generally &clots PS igamatian m it e received, the firm dyes not provide any termances that the information Ynier 'Cost basis" and 'Lhreakzed gar/loss' is accurate as g the date of the statement. As such please do not any on this nlovingion to make puchara a tale decision& feria &mom a ahem's*. Accounts transferred to he Fim may reflect gialloss irdamatis orAr for the period of time they we held at the F rm !Pore historical edema cis to be ad:ledby your Financia Advisor. • Unrealised gains/losses When data is awilgoly estimated urearized gainer looses we alcaated Ise intivili(seosty lots. The transaction data for chards( lot may or may not reflect &ruminan t. charges ander 'acuity reorgenizat harms Dividend and °Sane megment lots ad systematic puchne kris are each ormbined todisplay crie averaged lot The • Trade date • cola& presents the algrul transaction trade date. • Callable securities Ebro and ;referred stock that the swat cats for eat redenpf eon wil be selected most* by lot Iran among all seogaies of that anus held hour name or in nornhee name la ox clients. Call bane Pdamatis i &tailed from third patties and is accuracy isnot guaranteed. Other all teases mayennt *Mich could affect geld' complete nlortnatcn will be provided upon request • Certificates of deposit (CDs) CDs are FDIC inured up to 5.29),000 n aloha' and accrued interest per depositor and pee deposlayingirmis Piaccordance con FDIC rules. • Pricenralue Prot, displayed f or securities and ohs products may be higher or lower than thesice that you would antsy receire in the market Prices cue obtained from various third party sources ankh we Delve to be retitle. but we do not pane, their accuracy. — We genera' teethe closing price when avelabka the mean of tie bid and ask prices fa lined mantles and <plus a only bid prices to OTC seoslies. - Less actiwiD waded securities may be priced using valuation model or tie moo recent arke we obtained and may not reflect an achal market price or norm - Certain parallels may appear withan a price aid will how as *price was rot available' if we are ungole to obtain a ante f or a warty - Deposits or startles denominated 6 currencies ocher thin U.S. dollars are reflected at the eachinge rate as of the staterrent date. - Far cation securities tradng in non.conformng ckniminotam, price and qua-anyBate valor) may have been aollysted to facilitate proper valuation To obtain current quotations, when arattle, cor-daa your Financial Adascr. • Private irmsberwite and An/clued produces hinte meninx,* seculars (ixtdrig drect participation ptqam and real estate investment its seeress) rod Unarmed prodxts are generally highly Conan stn_cared proicts have not been registered wit the Securities and Extha- Commission a under ay state securties taws. We prode estimated skies for pwae investment mush is and structured products for Pdormatkrul purposes only. Accuracy knot garenteed. - These values may differ abstantialy teem prics if any, at which a private insament security a structured rodeo may be boughs or sold and do not nix...wily represent the vane you may receive Loon Irmysaroni - Thid prly 'Ornate of vale av as of a certain date and are &palled to UBS Few-cial Services on a regular baus by in independent station Wm. - hug, general panne- or soma estimated miss, ary, ere mpplied to the F rrn by Ow Muer, cannot panne or sponsor and may be tabulated based on &feral information Iran that used by third parties to dearth& estimated values. - You can obtain additcnal Harman" regarding the methodology used to determine the estimate of value and the date of d-e igarnation that is the basis for he en inane by contactirg your &uncial Advisor. - Third party esti-ivied warms may be reflected as •Not read' in weer I sit aims. wfe n Pdependent vitiation fern has not suppled or is unable to map a varm, when we became avare that a rnsterial event has ocoared tat may call a pas usly reported vela So question, or when a value would be highlyspeculative due to he nattre a the sturdy. - When neither al ester, general primed or sponsor estimated value nor a thrdpany estimated valve if matt die valued the warty will be different from its purchase price. - • OstrIzu cro to date' may mclaa returnof caudal. income a both — 'Crianal see • represents the initial ollernt; price per unit and may not (elect pas cots bait • Restricted securities Restated searrin generally are rot currently ellgble nor publk sale. UBSFina-col rmvices toes to market price of the unrestricted stock of the same issue/Assn imputed value for de restricted stock for papas of this statement on, To the relent that restricted scarifies are eiglok la a the valx reared may be sarmantialli less than the inpued value drown • Est (estimated) inecene. and Otte end rates. An 9:finale of a-rual intone is based an current &lard and interest rates, assuming tie securities will be held for one yea from statement date or slit MItitity. This narrate is onD eq.:feint accuracy rd continued income are not guaranteed - Estimated a-nal income and correct yield fa certain toes of securities could include a return of pneaPal a capital gains in which case the est income (and (sere yeti would be overstated. - Estimated areal icane a-d current Wald and the actual Prone andyield mitt be kwer a higher than the estimated amounts. - An estMate ol trusteed home (diedend andor interest) dryadby the cares market valrmaverage balance is based on the tact dividend Of hfereft payment made by the issuer and arms the serosities/deporm will be held for one year kom the statement date or until manly. Accuracy and continued yield me not &warmed • Assets not held by WS Francis( Service& Certain insets ae rot had by the Finn and not vithri the ferns possessis or control. These assets de &awed on guy statement for informational purposes only. Positions and values presented se rounded by he suing Inn UBS F 'mintier Services is not reversible for Its information and des not warms as accuracy. These assets are rot protected by SRC or the Finis sicplemental SIC °maraca. • Revenue shoring and additional compensation. — In addition to commissions on sales and I 2b-I fees received in correction Mn the distnbution of mutual finds to modems we aura our Alfas "Rave revenue Sharing Parrott horn distributors odor adieus of the makil funds that we sell. Theseamounts are based on two deferent COMPOnentf- tiv amount ol sale, by UBS of partkula mutual fund I amik. to our (lies and CO the asset value of apathySr mutual fund I amity's skarn held at the Imn — We and 0.1" Ariale also recewe nem:eking and ormtus processing lees in consideration for under gent senses that we provide to the rrukal funds. These leesgenerally are pad from investor met, h the mutual fund and are a fired Jolla amount based on tie number of accounts at the broke-dealer holdng maul( lade ot that I und fmiy CONFIDENTIAL — e, ad* on to crimson; received n connects wth the sale or danbigron of a-rurry contracts and vie investment net units to our <lents, we arida our affiliate satire retina sharing corrpensaion f rom many of the inexance companies underrating the amity contracts, *gates of to insurance arnpangs or sponsors of Mein imesvnent sees we distrbute - an Align also receive trading commesrma and other tartness:onfrom visual finds and nannce ccenpanin whose maxis we *tribute. - %Verse's n anal tee from UBS Bali LOA and tliS AG Stanford Brand of up to szs per accost sweeping to the bark( under the UBS Bak Sweep Frcgrams. Activity hbrmationregudrigcannissUrs and *tier Charges incurred in connection with he en u:knot tads ndudng option transactions ha been naiad on armirrngiOnS [MMUSSi fliffaShed to you, ad will be provided to yOu fromptlyatrecpest Short wiling f aquae engaged in that selling a security, you may hair a charge the to certainWroth-9 costs for that prmiculir security. Open cedes Regarding Wen or • gozdtilkancelled* ceders hat were not gaggedbythe statement date, open buy ad sal stop orders are redxed by the amour* of dividends or rights on an ex-dividends or bads date unless inctructed wherwhe by you. You are resporobll fa orders that we weaned dap coyote failure to I aXel eating open orders. Privets To obtain a copy of ax current Client Chary Naito. please contact your Francis' Advisor or visit as welshte at wittialGORgiodica2ARIfx, UBS Financial Services a rot a bark 11-e RIK Business Seniors Account GSA and IRMA are brokerage accounts which provide access so barking services and products through arranganents we, affirmed barks and other third-party banks, and provides access to nsura-ce and antsy pratact Sued by unatiliseed third-pry insurance companies through Poura-ce agency subsidiaries of UBS finial Services Inc. Iniestment nsura-ce. ad ruttyproducts: Not VIC inured • No bank guarantee* May kn. Val* RYA. Resource Management Accord, Business Semites Account BSA BMA and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa *salve is a registered service mirk of Visa International CBS Via Signatise cede cads and CBS Visa debt cards are eared by UBS Bank USA with peamosion from Vise U.S A Incorporated. UBS Firianrial Services Inc Ps. 20(402 SDNY_G M_0002 5389 EFTA_00 I 36009 EFTA01277242 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account May 2014 ANP70056347270514 VI 0 POT & KETTLE, I Account name: POT & KETTLE, LLC Friendly account name: POTKETTLE LLC Account number: Your Financial Advisor: SCOTT STACK MANILYLE CAS1bEL Phone 212.821.70001800.308.3140 Questions about your statement? Call yoa Financig Advisor or the Value of your account ReSotirfetine at 800-762-1000, account 023023679 on April 30 (1) on May 30 (1) Your assets 5,588.70 5,588.70 Idslt. our websitit: swirw.ubtcomilinancialsenrices Your liabilities 0.00 0.00 Value of your account 55,588.70 55,588.70 Tracking the value of your account S 3,588.7 5,588.7 401' 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wthdrarrals Your OWSITheil t return Change in market vaue Value of yaw account on May 30. 2014 $5111.70 10.00 35,588.70 9000 SDNY GM 00025390 Monster SIPC A NP7030900534727 NP7000190328 00002 r51 4 030579743 VI 23679550 000000 Page 7 of IS CONFIDENTIAL EFTA_00B60 I 0 EFTA01277243 *UBS Business Services Account May 2014 Your account balance sheet Summary of your assets Value on May 3011) Percentage of your account A Cash and money balances 5,588.70 100 00% B Cash alternatives 0.00 0.00% C Equiltes 0.00 0.00% D Fixed income 0.00 0.00% Account name: POT 3. r CTLE, LLC Friendly account name-00TY ETRE I LC Account number: Value of your account 55,588.70 100.00% 55,588.70 Your current asset allocation Eye on the markets Index Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3 140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change May 2014 Year to date 2.35% 4.97% 2.18% 432% 1.76% 4.11% 1.14% 3.87% 45W7C003005634728 NP70C0I93328 C0M thl4 030579743 Y12367955003apiyGht0002511pie 8 of 18 CONFIDENTIAL EFTA_001360 I I EFTA01277244 UBS Business Services Account May 2014 Account name: POT & KETTLE, LLC Friendly account name:POTKEIRE LLC Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-70001800-3C6-3140 Change in the value of your account May 2014 tS) Year to date (S) UBS Bank USA Business Account APY Interest period Apr 7 - May 6 Opening account value $5,588.70 $0.00 Opening UBS Bank USA Business balance Apr 7 $5,588.70 Deposits, including investments Closing UBS Bank USA Business balance May 6 $5,588.70 transferred in 0.00 5,838.70 Number of days in nterest period 30 Withd-awals and fees, including investments transferred Average daily balance $5,588.70 cut 0.00 -250.00 Interest earned $0 .00 Closing account value $5,588.70 $5,588.70 Annual percentage yield earned 0 00% Cash activity summary Ste ACCOunf scrNrty rha month for detals Balances in your Sweep Options are indudedin the cperrng and closing balances rave. PDC insurance a;i0ies only to deposits at U85 Bank USA, rot to demises at U85 AG, Starroid KariCn or bank .'posits piatedihrough the UBS internationa DePCS4 Account blown,. SIPC projection applies to money medial sweep fund hcidIngs but not Pant deposits. Seermportant inroanapon anootaoursteremeo on thew two pages a this docurnem (Or petals May 2014 (S) Year to date (S) Opening balances Addittons Deposits and other funds credited $5,588.70 0.00 $0.00 5,838.70 Total additions $0.00 $5,838.70 Subtractions Checks and bill payments 0.00 -250.00 Total subtractions $0.00 -$250.00 Net cash flow $0.00 $5,588.70 Closing balances $5,588.70 $5,588.70 Your investment objectives: You have identified the ...mil investment ,T..s.tr.es for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. vou can find a to description of the alternative investment objectives in Important information about your statement at the end of this document Your retell objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility conaderateon • None selected Your account instructions • Voir account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025392 ANP70303005634729 NV7003150328 00032 0514 030579743 Y123679550000000 Pegs 9 of IS CONFIDENTIAL EFTA 00136012 EFTA01277245 *UBS Yournotes CONFIDENTIAL EFTA,135013 EFTA01277246 *UBS Business Services Account May 2014 Your assets Account name: POT & KETTLE, LLC Friendly account name: P0TK ETTLE LLC Account number. Some PrKeS, sncedie and current eilUeS ShCreen may be approximat. AS a (nut, gam and losses may not be acurately reflected. See importanonlormabon about your statement a the end ol this document for more Infortnalon Cash Cash and money balances Cash aM moray balances may Ind tde ayalable cash balances, UBS Bank. USA &pout account Wane's. UBS AG Stanford Branch &pout account baances and money market mutual fund sweep batances UBS Bank USA deposit account balance.; are insured by tne FDIC p11hn topic tble limits, but are not pointed by SIPC. 1)85 AG Stanford Bram h deposit account toriancos are not insured by F OK and age tor proteded by S1PC Money market sweep baances are protected by SIC but ire not insured by the FDIC. Sot the important information about your statement at the end of this document for dot aas tomtits:no balances. Openngbaance Closmg barge Pnce per mare Average Hddng on May I (S) on May 30 al on May 30 (0 rate UBS BANK USA BUS ACCT 558870 558830 250.003.00 Dnidend interest period Your Pinand/I Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000/800-308-3140 Days m penal Cep arount (5) Your total assets valwe on May 30 (S) Percentara of Cost Estimated your acount basis (S) annual income (3) unreaired gain or loss (3) Cash Cash and money balances 5,588.70 100.00% 5,588.70 Total $5,588.70 100.00% $5,588.70 SDNY GM 00025394 ANP70003005634731 NPI0I:0‘97328 oocce OSI a 030579743 ‘1123679S50 000000 Page 11 of t8 CONFIDENTIAL EFTA_00I360I4 EFTA01277247 4tUBS Your notes ANP763C0009334732 NP7000190328 00002 0114 030579743 Yi 23679530 COiStliklY_GM_0002IASt 12 of 18 End of statement for account number Y1 23679 85 CONFIDENTIAL EFTA 00136015 EFTA01277248 Important information about your statement LEIS Fiuncial Services ix. (the F im or UBS Financial Serkes)( is a merrter of all orincigl sxvly, commix* and options exchwges. U3S Feurtial Semites and U3S Bank USA re rdrect sutnitares of LES AG and affiliates of LES Searitin U.C. The Fim's fhancial statement is available upon regso. The Finn tisane offices an a: LES Finaxul Sermon It. 1200 Harbor Boulevard Weetimiken, to 07086 This aaternent represent the any oil icier record of your LBS Fruncial Santos account. Other roods, except office' tar documnt containing contra-9dt; should rot be relied iv:aggro bedew there is an error or omission please report it irrmatinely narking to the Ranch Manager et the office tenting you account. Atough al figures shows ap ttended to be accurate. statement data sh:Lili not be used for tat purposes Rely sae& on mmend tax forms, 6.e.. Form 1099. Sat 10425, etc.) whin prepwrgyour to return. The Fine required by low to won to trei IRS all taxabk Edelen*. report** rcataubk deidends and taxable tdenet eared cm acuities held in you a:cantnet proceeds an sale transactors, and cost two cncenain covered *wain. Communications with the Firm . Please reconfirm arty oral cormtncaterts in wring to funher protect your nits including your rght order the Stones Ir..tor Protection Act (WA) • If the finance' nstitution cn the top left of tee front of this statemert is no UBS finance' Senrbes,U3S Frenoal Services carries jos acorn as clearng baker by at argerrant web the rdcated innatet We Stormed you of this relationship when you opened this icooLrt. Int* case, your Ws and sectrees a-e located a UB5 finance' Senatesand rot to intootecmg broker. al you must make a Won at any aux or amnion to both linen. A N accant slattrnrits shall to deemed complete ad accurate if not objected ton wreng within 60 days. • Please diect °Atoms complaints a tqJiin to tie Firn's C lent Retains Dna-Went at 201.352.1699 cr tolkfree at 800-354-91CO, 860 A.M. to 6:00 P.M. ET Monday through Frei* a in ming to LES Financial Seniors K., Client Retains Depalrnent, P.O. Box 766 Union City, NJ 07087. • in Case of ern Or bastaaa about alelectronic funds Wander(Wn bi payee or UBS Visedebit card Vankictows, call 62-1000, or wile to UBS Onancial Seneca tic„ 1000 Harbor Blvd, 6th floor. Weak/Men W 07086. Win RIANIESA Sences Cal or write as soon as you cart it mu tilt yen statement or receipt is mug or 4 you need more inkrmai *cut a torn* on the statemert or remit. The Firm or Card Meer as 4:Pitiable) mint her from you no later than 50 days aher to Fim WIT you the fin stamen on rthidn the error or problem appeared. - Prow:leyou name ad accost number 0 any) — Daabe the ma or he wands you re tare about and explan as chair as you can why you believe it is an error a why you need more information — Proud. the &Aar amount d to suspected enw. The Finn or Cad Issuer wel ineestgete yew ccmplaint and well cared any error prompt/. Please note all checks payable to the Fern or to financial imitation indcated on fro front of this Oaken' had:Mimeo regula acne fen accounts may be subject to mailenarce fees, chars for late parent for searnes purchases and charges for unpaid amounts in cash nouns. Accounts that ate transferred o other natutnns may be subject to a trends fee. UBS Sweep Claims UBS offers options for sweepng cash bastes, biances to ban deposits al UBS Bat USA and WS AG Starthxd Isere, (feint Sweep Programs), moneymaker' intuit kids (Money Fu-ds) and the International Deposit Accent 00Alfor customers with wantentional Renate Mmagemern Accost. Through tie Sok Sweep Prowart cash balances re swept to LBS Sark USA up to an intabrehed lent ad then to LBS AG Stanford Brand\ or a Money Fund. Deposits at UBS Bak USA are FDIC noted in accordrce with FDIC rules. For mire nlamatim please mit wwwidicgcre. Deposes at UBS AG Stanford Birth std tares of Money Funds aro rot Mond byline FCC. %ratty, the OA, anilible to anti balances are swept to deposit accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits ate not insured by the FIX. Bannon Feld at to LES AG Carnal Brads are tempera* exposed to the sovereign risk of the Carron blends, and tore is no gannete or other obligation of UBS AG to espy be bastes while on the UBSC trans Bradt. books. Deposts a LES Bark LEA and each UBS AG Branch are not protected by SIPC. Money Fund shares ate protected by SIPC. See -U3S Financial Services Accost Protection' bobw Upon yaw request, balances n tie Barn Sweep Prcgrans or OArny be withdrawn. and shares of a Money Fund my be liquidated, and the wan returned so you cr your contain accant. Fisher formation about available sweep options. ncteing anent tiniest rates and yelds, a walk k at www Lb: comrsseepyielck from your F nano W Adios or by calling 800.762.1000 UM Financial Services account protection The Fern name-iterate* SeardeS investor Protection Corporation (SIPC), *nkh protect securities accounts of its members up so 1500,0g)(exixIng 1750,000 for clams kr cash) The Sift asset protection kris spy to all account tat you hold n a palisube capacity. The Finn, together with cenain affiliates, ha also purchased applemental protection. The mparnsn mount payable to al eligible diens, tole e& Lrcis this protection is S500 million as of December 10, 2013. klota to the poky conditims ard limitation, cash a the firm is further protected kr im to 11.9 million n the aggregate for all your accounts held n a vesicular capacity. A fiat copy of te poky waxing h waileble upon mutt The SIPC protection and the supplemenUI protection both do not apply to. . Certain financial asses controlled by (and evicted it your account value) but held away from UBS Fina-cel Services (e.g.. certain cash at UBS Bat (it cad, at LOS AG Stanlord branch cui insuran procbC1S, including warble enmities, and fig shires of maul fun* where such shares are registered dienly n the name of the account holier on to backs a-4 roads of the applicable issuer a Sander agent); • Certain rennet contracts or instment invest (eg., limited partneshix and pirate plemments) the we rot registered under tee Securities Act of 1503; ad • Commodities contacts (e.g. later excha-ge and red:usenet.' ca -acts). Mud.* futures contacts ad tornotitr °ohm contracts. the 51K protects:en and tlhe supplemental protection do not apply so these assets mend they otherwise appear on you staternent he SEC peotectim and the suriOnntal protection dap not protect agave changes in to mato vats of yes investments (whether as a result of market movement, iSSuff bankruptcy a* Cillonteu) More information is avalak tpon ropest You may obtan no hfontion abou SIPC. eicbcfng the 51K Brochure, by contacting SIPC a 202371.83004 by %tang the UK **bait. ar YAW/.140‘041 Dividend ReiWetblbefill Engrain (DPP) Theme reflected is an swam price. You may obtan the actual price Iron toy Financial Advisor. Only whole tare are purchased unckr DRIP; partial shares wil be od ad the rah wa be &potted in your account. The 6viderd renvestrnent price applied by to near may from the meta price at which thepartied shires n sold Cadenlieu Day whole units may be held in Inv account. If you a-t entered to a panel Inn as annuli of a dviderd Paelment or otherwise, the Finn viii ether sell penal Lent at menet pike a accept an amount donned by a registered cleari* agency, and credit you accost. Investment objectives The ricesenerc &noun ard risk profile we spank to each account and may vary between, Phase Seise the Ern pronstly in ragtag of any signiltant change m you cei or nvesuren a: Satins. rat each CONFIDENTIAL noun held, you choose one of to following inesrynent °beeches' • Endue Conentfixon. lux-Aim es seetng the generation Ca income oir. • Achim CaottrIApprodat;on: Inuntments seeking growlh of princpal rather than the gement. of mown?. • Produce Com:blab° of Income and Capital Appreciaban- Inesiments seen* both the generation of name and gambol ;titbit Orwell risk prof des • Conseevatar Seeks to mantain nitol oec Pat with low Sc and voted* to the waxen moral, non if that mans the accost does not generate significant income or routes std may rot keep pace wit inflation • Modern Wilk* to accept sane risk to pincipal and tolerate some whit* to wet hgher returns. • Aggress*: Wiling to accept high Sc to mnopal and high Wahl* to seek high returns over time. Staterneen leouseholdne We may consolidate al related account statements with the sane address ri the same envelsm. Accounts may be related Ice this purpose berate they have owners who also maintain pct accost relationships wit other dents at the sane address. This practice's known as • householing ' II you prefer to retain individual statements mated in separate envetpes — you may dote householdng by calf* your F nattier Advisor. Friendly accourt name the trendy accost name reflects al ormation that you entered on the timrs onlne senses webate It is a customizable *niclreme' dram by you to alit you with sax recordkeephg. It has no legal effect on your account. You can dung. yos hiendfi account names, through Online Services or by contactrgssurFrancial Aden. Account overview • yatre of nor accountiPortiolia Net of assets ani liabilbes. • Asset hulas amiable cash balances. values for restrined seamy lest I, and Global tine Deposits, urrealted maks to market, and certain ants not held by the Fem. Does not include unpriced Wt./int:assets al the end ot the prior and curent statement periods, or prorate iwestrrerns, invested stock options wed estimable stock onions • Eiaturges Includes debt balances, outurdirg rrorgn loans. credit Ike, host accant balances. • Cash/money agaves. Total of uninvested amiable cash balances, plus UBS Bak USA deposit bank 185 AG Surnord Branch deposit balances and money market nal fund sweep Sates, at the cbse of he asemere period. Noricormlocky free credit balances in your accent ire rot segregated from other balances and the Fine may use any ol these funds in the ordinary course of thane's. These funds a* payabk upon your demo d. This total n included in to anent period closi-g value. SDNY_GM_00025396 EFTA_OO1 360 16 EFTA01277249 Important information about your statement (con inued) Lending information Fix detatechnformatton an the Finis landing plotters and dociassres, refer to yea Client Relatership Armoury or Accost Ageomeni at the General Terms at Conditions UBS Statement of Credit Practices available in Agreements andOixiosureS at rota coral arconneelmt. Yaw assets Your oatement Simian siesta( end other anew held in the accoent at the end of the steamer* period. You may ask for &Piety & full/ paid senates at ry time. You may rests* securities lased as loan collateral after prying any balance due on hem. k -y securities transferredto Me hen chtg the statement period are listed at market value as of the end of the Waterton period. • Cast basis. In determning the cost basis of tie males included in he statement, where indicated win he numb*. '1,• UPS Weird& Services has relied an information obtained from sources other tan IRS Financial Senicet including ilforrnsion kern anothe- tem a that yearnss have provided to you Einar-cal Adana. The Finn does not indspendently verify a guarantee the aratacy or vadity day Wornwion groveled by sons oiler than 1**Siuncial Senices. h aicitext although UBS Fina cal Services general& &don fa Hamann at it e rooked, the firm does not provide any astarances that the mammon ender "Cost basis" and "Lhreakzed gar/loss' is accurate as en the date of this statement. As suck please do not rely on this nIcgmation to make &schwa a Sale decisions,. Mien pupates a *theme's*. Accounts transferred to to Fim may reflect gent loss infamaten only for the period of tine they as held the F rm More historical general in can be added by you krunchia Advisor. • Unedited gains/losses When data is agildolt eninated untanned gine Imes we ulciAated fa incevilialseasey lots. Re trantictson data for nabistul 101f may or may not !Oka canniness, charges anchor secuityreorgn,:alin events Dividend and °tarn, nwstment lots ad systematic patios kris are each canbined to display one averaged lot. The • Trade date • colann presents the ages' transaction trade date. • Callable securities Ban* and ;referred stock that the span cats for easy rectenthan wit be selected mural& by lot Iran among all seo.reies of tat eta held hour name or in nominee nen* lee as <Bente. Call bats* inkrinatkn is obtained from third parties and Ss accuracy isnot guaranteed. Other call featres mate's' which mad affect yetis( complete eacmiaten will be provided upon request • Certificates of deposit (C D4 CDs are FDIC rouged hp to 5293,000 ' pristal and accrued interest per dross and per depositoryinstituter,. Pe accordance rah POIC rules. • Prise/value Pros dig:awed f or securities and oho ;seduces may be higher or lower than Meunier that you would aclualy reek* n the mallet Prices cue obtained from voious third party sources vied. tee Delve to be rehash. but we do not garalee their accuracy. — We genera, tee the closi-g pricewenn avalabka the mean of the bid ad ask prices fa lined bargees and <peers a on& bed prices fa OTC seostes. - Lest actively waded securities may be priced usiw valuation model or the most recent spree we obtained and may not reflect an actual market rice Or vakat - Certain portico may appear without a peke and will tow as *price was rot available' if we an unable to obtain a pnce f or a wanly - Deposits or secures de-erninated in currencies ocher thin U.S. dollars are reflected at the eachinge rate as of the statement date. - Fa cerien *wines radon in non.conf omng ciensmnalcris. mice and qua-any (face rake) may have been as:listed to facilitatepro:se vdusere To obtain current quotatens, whin wattle, coraad yaw Financial Adescr. • Private hvestenente and structured producb. ?Mate nwOrrem swishes (ixtding drect paticipation reopen and real estate imestment its searites) and stand prodsu ale general& highly &add Certain dristared waists have not been registered will the Securities and Excha- Comension a under any slate wallies laws. We prode estimated eaters for pmate investment wait es and structured products for Pacenlatisrul purposes only. Acasacy knot giaranteed. - These values may differ stbstantiaky from prees. any, at vhch a prorate itiesanent security a structured &AO may be toAl-a or sold and do not necessarily represent the vain& may receive uPOn Equitation. - Thal paly tsbmates of vale act as of a certain date and are susplied to UBS Fina-cial Services on a regalr bass by in independent vitiation tam. - Maw general partner or sponsor estimated valan, it ary, are wpWied to to by Ow enuer, general pater or spcncor and may be calculated based as &Decent information from that used by thid parties to derive tee estimated values. - You can obtan addle's-al rearnaten regrading he evelhodology used to determine the "Minato of value and the date of he itermatentha is the basis fate em irate by contacting your Financial Advisor. - Th id party esteiveed vitas may be reflected as •Not pied' n wow I sit stens new n Pdependent vitiation tarn has not *spied or is unable to assign a vatae when we became avare that a material event has occured ha may call a pram& reported vats it question. or earn a value would be highlyspeculative due to he mare on the sanity - When neither an sates, general palm( or sponsor *stinted ate nce a Ord./soli estimated eta if mad e the value of the sourly will be &Relent tan espurchaseprice. - • Potion as to date may include return of cased. inCOme a both - 'Origetal intsee' represents the initial along pee per unit and may not ;elect Will cost basis • Restricted securities Resented secentin general& are rot cuerenty eiwble for publk sale. UBSFina-cal Services owes to motet price of the unrestricted stuck of the sane issuer as an reputed value for en restricted stock for pcepons of this at 'torrent on4, To the eitent that redrined learilion are 'Tube la a the realm rioted may be ssbnantial& less than the inp-ted value town • Eat Destirneted) inccene current yields and rates. An 95tinate 01 meal infOr,, is bawd on current deriders:I at interest rates, assuring tee searitis will be held for one yea from statement date or unit maturity This retinal* it ceW age:Salm., accuracy ad continued income are not guwanteed - Estimated anal income ad cement yield for certain tapes of swishes could include a return of pmcpalor capeal gags h Maids case the est income Ord current yeldl would be orientated. - Estimated astral icane and went yield and the actual iron e and yield mi;ht be extra higher than the estimated amounts. — An estmate ol aniseed ncome (divdend andor interest) deeded by the current market vatreaverage balance re based on the bet dividend Of tannest payment made by the issuer and wearies she secutegdeposes will be held for one year from the statement date or until mab.rity. :twangy at continued weld at not garmiteed • Assets not held by IBS ;rancid Services Certain assess me rot held by the Fain and not whin the fern's possessen or ccrarol. These assets me &sawed on yaw statement for rnformational purposes only. Positions aid values presented as Finned& by the issuing inn UBS Financial Services not reversible for to infamation and des not &manure ns accuracy. these assets we rot prattled by SIC or the Finns supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-t fees rewired n correction wan the distnbution of mutual lend to wardens we anece our fl ab eceive (write haring Pagranto from distributors ardor advisers of the mated funds that we sell. Theseanoints are based on two deferent COM:Onentf- ff.* amantol &elm by UBS of a partnaler mutual find I ami& to our clients, and CO the asset weed a palku Le mutual fund family's shares held at the larn — We and as of orate also recewe nemaking and ormtus pessesoing lees in consideration For trader agent woke; that we Fronde to the rukal funds. Thew fees generally are pad from insestor assets in the mutual kind and are a heed Jolla amount based an tie nutter of accounts at the broker-dealer holdng mewl lin& of that fund fmiy CONFIDENTIAL — e, aide& to conmesscro received n connecter. wth the sale or distribUion d a-rusy contracts and snit investment flat units to our <lents, we ands our affiliate marine retina sharing cormsensoen from many of the intrance companies underwritirg the asiity, contracts, *hates d to insurance cargo-en or sponsors of tetra imestment mos we Outshine - Cs affiliates also receive trading commatiso and other compensate° from ,rural Eyck and nsuunce ccmpanin whose MEWS we distribute. - Pitmen, n anal fee from UBS Bale LEA and LES AG Stanford flash of up to szs per accost sweeping to the barks under the UBS Bark Sweep Programs Activity hbernationregudrigcannissens and *ter charges ncurred in connexion with tie giecutcri of wades, ndudng option transactions ha been inducted on conbrnrons meow& furnished so you, at will be pro aided to yOu franptlyatrecpest Short waling Pau we engaged in short selliw a security, you may incur a change the to cerUin barcating costs for that particular security. Open &dem Regarding Wen or • sfx4tilkancefled* orders tat were not yowledbythe statement date, open buy and sel stop orders are refixed by the mount of dividends rights on an exdividerds Cr berigo date unless inetruct•d otherwise by you You are resporobk fa orders that are exeo_ned die coyote 'alum to cancel ensting open orders. Privacy To obtain a cony of as currant Client Fenacy Notice, please contact your Fnancial Achisor or veit our volatile at switaileUDOLOthcaUREIED. UBS Financial Services a rot a brie the RMA. Soonest Soviets Account GSA and IRMA we brokerage /exeunt, which provide access so barking services a-idproducts through areangtenwas yet Alined bats at other thrdpasy banks, and provides access to noura-ce and ennsity pro:Usti slued by unaffiliated third.paty insurance ampules through reurance agency subsiiieries of UBS Financial Services Inc. Iniestment, muerte. ad artily products: Not VIZ inured • No bank savant.** May Ow vats* RM. Reroute Management Accost Business Senices Account 854, RMA and ntematioral Resource Management Accost me registered service marks of UBS Francis' Services he Visa *tame is a registered sereice mark of Visa Intonational. CBS Visa Signature cede cads ard LES yea debit cards are eased by UBS Bark USA with of/mission from Yea U.S A Incorporated. UBS Firiandal Services Inc Pev. 201402 SDNY_GM_00025397 EFTA 00136017 EFTA01277250 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP7005502423 0611 X12 YI 0 Business Services Account June 2014 Account name: POT & KETTLE, LLC Friendly account name: POW ETTLE LLC Account number: Your Financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 212.821-700D/800.308-3140 Questions about your statement? Value of your account Call your Fir-Ian:4i Advisor or the Resourcetine at 800-762-1C00, account 029323679 on May 30 (3) on line 30 (9) Your assets 5588.70 5,589.00 Visit our websIte: www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $5,588.70 $5,589.00 Tracking the value of your account S 5,58)3.7 55890 May 2014 Jun 2014 Sources of your account growth derive 2014 Value of your account at year end 2013 Net deposits end withdrawals Your OveStrllent return, Dia:lendand interest income Chance in market value Value of your aware on .tun 30, 2014 3%540.00 $000 55,588.70 $O30 9000 SDNY GM 00025398 Member SIPC ANP70005006502423 NP700029384I C0002 0614 030579743 VI 23679550 110000 Page 7 of 18 CONFIDENTIAL EFTA_0013601 8 EFTA01277251 UBS Business Services Account lUrP. 2014 Your account balance sheet Summary of your assets Value on June 30 a) Percentage of your account A Cash and money balances 5,589.00 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,589.00 $5,589.00 100.00% Account name: POT & ETRE, Friendly account name. ' Account number: Your current asset allocation A Eye on the markets Index Percentage change fire 2014 Year to date S&P S00 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% Your Nnundul Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3 140 • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances ANF7C005006502424 hle70C0293641 00002 0614 030579743 v123679550 It rigNINGit000255W 6 of 18 CONFIDENTIAL EFTA_00B601 9 EFTA01277252 UBS Business Services Account Lire 201:: Change in the value of your account Account name: POT & KETTLE, RC Friendly account name: Account number. June 20I4 (S) Year to date (I) Opening account value $5,588.70 $0.00 Deposits, including investments transferred in 0.00 5,838.70 Withci-awals and fees, including investments transferred cut 0.00 Divdend and interest income 0.30 Closing account value $5,589.00 -250.00 0.30 Dividend and interest income earned $5,589.00 For puiposes or triS Statement tatabity of inkiest and cludend income has been determined from a US tar pep:piling perspective. Based upon the residence or the account holier. account type. Or product type, some interest ands dvidend payments meg not be subjed to United Sleds (US) ands Park, Pico (PR) income tan The dent month)/ statement is not intended to ta used and cannot be raked upon fix lac purposes Clients should refer to the aprictle lay reporting form{ they receive Irian LIES annualy, such as the forms 1099 and the cams 403. for tat rePtorbn9 information n is the practice of OBS to file the applicatie tar reporting forms with the US Interns Revenue Semce mid PR Treasury Department and in Su( h fOrnIS accurately dasefy cbudench onlcc interest as tat exempt or Mob* IFKarle Please consult Pjuli in diedual tax preparer. Cash activity summary Your N nancial Advisor: SCOTT STACKMANLYLE CASRIEL 2124321-7000(800-308-3140 See Account activity the month tot dela Is Manses in your Sweep Options are inducedin the cpenng and (lasing bdances vita. FDIC insurance gspiet only to deposits at UBS Bank USA, not to deposits at UBS AG, Slanted Branch or bank deposits placed !Wog) the UBS Intonation:I Depose Account program. S/PC protection applies to money market sweep fund hob:tiros but not bad &posits Soetrnportant information about your statement on the lat MO pages N this document for MAD June 2014 (I) Year to date (S) Opening balances $5,588.70 $0.00 Additions Deposits and other funds credited 0.00 5,838 70 Dividend and interest income 0.30 0.30 Total additions $0.30 $5,839.00 Subtractions Checks and bill payments 0.00 -250.00 Total subtractions $0.00 -$250.00 Net cash flow $0.30 $5,589.00 Closing balances $5,589.00 $5,589.00 UBS Bank USA Business Account APY June 201 d (Si Year to date (S) Interest period May 7 - Jun 5 Taxable interest 0.30 0.30 Opening UBS Bank USA Business balance May 7 15,588.70 Total current year $0.30 $0.30 Closing UBS Bank USA Business balance Jun 5 15,589.00 Total dividend & interest $0.30 $0.30 Number of days in nterest period 30 Average daily balance $5,588.70 Interest earned SO 30 Annual percentage yield earned 0.07% SDNY GM 00025400 ANP7000SOC6502425NP7003210841 00037 CEA 4 030579743 VI 23679550110000 Page 9 of 18 CONFIDENTIAL EFTA_00136020 EFTA01277253 SUBS Business Services Account lure. 2014 Your investment objectives: Account name: Friendly account name: P Account number: You have identified the following investment objectives for this account, if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the ahemative investment objectNes in important inkwmation about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment ehcibility conoderation • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your linandd Advisor SCOTT STACK MAIILYLE CASRIEL 212-821.7000,800-308-3140 ANP70X5305502426NP70C0298841 C0032 °SI 4 030579743 Y123679550 II claY_ GM_0002Ifinn of 18 CONFIDENTIAL EFTA_00 I 3602 1 EFTA01277254 $UBS Business Services Account Jury Your assets Account name: POT & KETTLE, RC Friendly account name- Account number %me Ora el, InCOMe and current vanes ShOnn may be approximate. As a its ut, wins and losses mar NW be .Kcurately reflected. See Importamotormanon about your statement a the end ol tho dxurrent for mare Infornalon Cash Cash and money balances Cash and money balances may include available cah balances, OBS Bank USA deport account Wallets, UBS AG Stanford Branch deposit accum baances and money motet mutual fund sweep balances. U8S Bark USA deposit account boraxes are insured by the FOC Wain avecet:et limits, but are not protected by SIPC. MS AG Stanford Branch deposit asCOure balances are not insured by CPC cod Are not protected by UPC. Mosey rrodet sweep balances are protected by SePC but au not insured lathe FDIC. See the Important infonnation toot your state:nen t at the end of this document for deteis tout dose tdances. °permeable/text Closing baste Price per share Average ad.:Mg on fun t ($) on Jun 30(1) on run 30(1) rate U65 BANK USA BUS ACCT 5,5136.70 5,589.00 250,000.00 DnIdencl interest period Your /Isandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-7000'800-308-3140 Days in period Cep amount (1) Your total assets value on fun 30 (S) Percentage d cost Blimps UnrernZed your account bass (S) annual inane (1) gan a Ian (S) Cab Total $5,589.00 100.00% $5,589.00 Cash and money balances 5,589.00 100.00% 5,589.00 Account activity this month For more informaion about tee pike/Joe shown for restrictedsecuetles, see important information about your statement et the endof this document. Date Actlyty Your Quantity' Desopuon expense code Face wane Pricervalue (5) Cah amount ci) Cash and money balance (1) May 30 Cash and money balance 35.588.70 Jun 6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 0640514 .30 5,589.00 Jen 30 Closing cash and money balance 35.589.00 SDNY GM 00025402 ANP70305005502427 NV7003216841 C00O2 C61 4 030579743 Y123679150110000 Page 11 of 18 CONFIDENTIAL EFTA_00136022 EFTA01277255 *UBS Business Services Account lune 2014 Account activity this month (commis) Oate Money balance activities May 30 Balance forward $5.588.70 Actroty Account name: POT & ETRE, LLC Friendly account name:P0TK ETTLE LLC Account number: Your Amand) Advisor: SCOTT STACK MAMLYLE CASRIEL 212421.7000/1300-308.3140 Descriptcn Amount (S) Jun 6 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 06/05/14 0.30 Jun 38 Closing UBS Bask USA Business Account Te UBS sant USA SUS; nets Ac room is your onmary sweep option S5,589.00 ANP213005006502428NP20C0198841 00032 0514 030579743 Y123629550 Ilwre_Givi_0002Nos 12 of 18 End of statement for account number YI 23579 55 CONFIDENTIAL EFTA_00136023 EFTA01277256 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anoxia! Services/ is a merrter of all Drina:el wanly, cart** and one:re exchages. U3S Financial Winces and U3S Bank USA se rdrect subsdares of LES AG and affiliates of LES Seasitin LIC. The Fim's I hencial statement is available upon ticket. The Fitts exotice off ices re a: LIB5 Finnoul Sens FE. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represent the any oil del record of pi' LES Fennel& Somas account. Other rear* nape official tar doarrent containing cordlang data should reit be relied Lyon Nyco befew there is an error or omission, please report it immeckately fining to the Ranch Manager of the office enigma account. Ateugh ellipses shown ate intended to be accurate. statement data shout not be used for tat purposes Rely Piny onyenend tax forms, Form 1099. 549R. 1042S, eto.)whinpreprigyour to return. The Fern it required by low toreport to tie IRS all taxabk addend. reportable renewable *ands and gable iMenelt eared n vacuities held in you nark net proceeds an sale transactors, and cot base cn <eosin covered swanks. Communications with the Finn • Please reconfirm any oral tormencatoris in *Meg to further protect your aids. incladrig your ref* ravdrr the Stonier. nester Protection Act (PPAI. • If thefinancial nstitution on the top left of ne kern of this statemert is not UBS Anatol Senes, LES Frontal Services canes you account as cleanng bather by amargerront wit the indexed intidulion We Wormed yore of fit natant* when you opened this accost. lit* case. your Ltd. and sconesae located a 105 Anneal Strikes and rot to iwocbcng broke.. ad you mat make arePort of ray aror or ankaon to both firms. Abetment staternrits shall be deemed coeriplete ad accurate if not objected ton Yang within 60 days. • Plasm diect antenna complaint a Maybe> to tie Fivn's C Nem Relation Dna-Meat X 201,3521699 or tolkfree at 800-354-9103, 8:00 A.M. to 6:00 P.M. ET Monday through Friday a in ming to LES Financial Seines Ix., Client Relation Depaltnent, P.O. Box 766 Union City, NJ 07087. • Incase of errors or t)et Ens about an electronic funds under EFT), Ni prpuyyrcemor UBS Visedebit card transiotort, call 62-1000, or awn to UBS Frunual Semen hc„ MOO liner Blvd, 6th floor, Weehawken NI 07086. Min RIVINESA Seven Cal a write as soon as you cork if you tile yin statement Cr receipt is may Cr t you need more inkrmai in about a turn* on the statement or mm0. The Firm or Card boar fas 47Pkabld muff as from you no later than 60 days aher to Finn writ you the fro statement on Medi the error or problem *Peered. - Proneyou- nine ad accost number Of any). — Desabe the taw or he wander you ant trilln about, and "clan as okay as you cm why you believe re is an error a why you need more Hamann — Proud. the dzear arrant el to suspected mix The Fim or Cad Issuer vas instigee your complaint and eel correct anyerror prompt/. Please men all docks payable to the Fan or to financial inttitution rented on tie front of the stakemmt hatlittn to mate accord fen accounts may be subject to marterante fees, chages for late parent for searnes purchases and charges for unpaid armunts in cash moons. Accounts that we transferred to other Mentions may be subject to a trick( tee. UBS Sweep Onions UBS offers options for sweepng cash bine; biances to ban deposits at UBS Bat USA and UBS AG Stamen brands (Ctink Sweep Programs), money market mutual kids (Morey Funds) ad the International Deposit Accant ODAtor customers with International Reyoun Management Account. Through the Bank Sweep Pregams, cash balances re swept to U268trie USA up to an ratishod Feb ad then to LES AG Stanford Bran* or a Money Fund. Deposits at UBS Bak USA are FDIC muted in accordree with FDIC rubs. For more net:mato-I please mit wiwildicgov. Deposes at WS AG Stanford Burch and tares of Money Funds err rot fared by the FM. ThroLge the OA, anileble to can balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not insured by to C. Baines Feld at to LES AG Carnal Brant are tempera* exposed to the sovereign risk of the Canon elands, and there is no patentee Cr other oblgaeon oft-18,5AG to repay** Saxes while on the UBSC gnat Brach's books. Dixon at LES Bale LEA and each UBS AG Etch are not protected by SIPC. Money Fund shares ate protected by SIPC. See 116 F Mandel &Nan noon Protection' beim Upon you retest, balances in tie Bank Sweep Progrmsa OA may be vothelown and shares of a Money And may be liquidated, and the proceeds returned to sou a sour wenn accant. Radler information about available wreip options. ncldng tenni netest rates and yokes, a sealable at www.das comreseepyiebt, from your F nem ial editor or by calling 800.752.1000. UM Financial Serena account protection The is a member el the Swans Investor Protection Corporation (SIPC), *nkh protect securities account. of its members up to S500,0:0 (ron* S2B),000 for dams kr cash/. the SIPC asset protection Imes app/ to all account tat you hold n a particular capacity. The Firm, together with certain affiliates, ha also purdiased appinental protection. The madmen mount payable to al eligible Worts, cobeciany trek( this protection is S500 million as of December 10, 2013. klota to the pokyconditions Bald limitation, cash X the firm is further protected fa wa to $1.9 million n the aggregate for all you, accounts held n eyeliner capacity. A fJ ccpy of tie poky wiring is anailible War MIMI! The SIPC protection end the unpins-nal protection both do not apply to. • Certain &ncial Asses controlled by (and hand your account valut)b.:1 hell away from US$Fin-ad Services (e.g.. certain* cash al UBS Bat (il can at LES AG StanIcrd bunch (1) insurne prixtetS, including variable enmities, and (id) shires of mutual fin* where such barn are registered diedly n to nom of to account holder on the backs a-4 records of the applied* issuer a transfer agent • Certain thinner* contracts or instment interest (pg., limited partneshix and pinto placements) the are rot registered under tie Securities Act of 1503; ad • Commodities co-watts (e.g Imeign newly and yeti:usenet.' moans) eidudia futures contacts rd tornotitY anon contracts. the 5IK protects* and the suppernental protean do not apply to these assets event theyotherwise appear on you saternents. Ike SRC peetection and the scnkeriental protection do not protect nava changes in the main vale of you inn-Miens (whether a a result of market movement. issuer baltruptcy Othanfteitt More information is avalable tpon retest You may obtan age neon/lion abote SIPC, ixbdno the 51K Brochure, by cortaaing SIPC a 202-371-8300 Cr by *Moth, 51K went at YAMAIK0111 Dividend Re:we/bank Program (DPP) 11-e price reflected is an aerate price. You mArobtan the actual price tromps Financial Advisor. 0 ithek awn are purchased under DPW; partial shares will be cot rd to each mM b riposted in your account. The 6viderd renvestnent price applied by to issuer may offer from the market pine at which thepartial shares n sold Cselenlieu CM, whole units may be held n war accord. If you ate entered to a palul inn a a mull of a dviderd Parent or otherwise, the Firm MI ether sell pathal knit at market pen a accept an amount determined by a registered clewing agency, andcredit yin accost. Investreene objectives The nenimert oblates and risk profile are speak to each account and nuy coy between Please eine the tam prorrak on Ix erg of any signkane change in yor situates or ethernet% objectives. Fa each CONFIDENTIAL woolen held, you choose one of the following Menne obtain' • Awn. CunentIrcome. l,.esbe es seekng the generation of income crib.. • Achim Capdal Appreciation: Investment( seeking growth of pence:al rather than the generation of income. • Produce Combination oilman. and Capital Appreciation: 'vestments sent* both the generation of mane and growth of plaCjall. Overall risk precise • Canaan, Seeks to mantain noel precloal with low risk and volatility to the axon anal, even if that mewls the accan does not generate significant income a returns and may nut keep pace with inflater,. • Moderate: veiirnD to accept some Sc to orinctal and tolerate some vanity to seek hater returns. • Aggro:see: Wiling to accept high tisk to removal and high volatility to seek highreturns owe time. Statement Itauseholdre We may consolidate al related account statements with the sane bairns n the sin envelvw. Accounts may be related la this purpose beaan they have owners who also maintain pia non relationships wit other dents at the sane address. This practice's known as • householing 'lime prefer to retake rdivalual statements mailed in separate envekpes — yOU may dater householding by Ealing you Fronted Advisor. Friendly ocean name the Frendk account name reflects information that you ertered on the Firm's onlne semen webute. t is a customizable •nielrurre' dune by you to assist you with sow recordkeepig. It has no legal effect on your account. You cal dirge yos Fri endb• account names. through Onfre Services or by contactrgyourFiancial Anse,. ACCOMIt OverwieW • vats (+info aCCOWItIPOrdOlia Net of assets ad liabilities. • Asset 'Atlas salable cash balances, rakes for restricted sting lest I, and Global tine Deposits, urrealted marks to market, and cedah ants not held bytes Fim. Does rot include unpriced Ma:MPS:assets al the end of the prior and °Ant statement periods, or prorate iwestrrents, invested stock options aid namable stock options • Cianitos Includes debt Wines, Qattaa* mar loans. credit the, tat =cant balances. • Cash/money balances. Total of uninvested enable cash balances, plus UBS Bat LISA deposit balances, UBS AG Saran Branch deposit balances and money market matial fund sweep Sans, at to case of he statement period. Noncornocky free credit balances in your accourt at rot segregated from other balances and to Fern may use any of these funds in the ordinay county of *business. these funds are payable upon your darned. This total is includedin ew arrest period clone; make. SDNY_GM_00025404 EFTA 00136024 EFTA01277257 Important information about your statement (coninued) Lending Weaned& Fix &take' inf °mutton en the Fanis Meting practices and &ensues, aler to you Clint Relationship Agement or Accost Agreement aid the General Toms ad Conditions UBS Statement of Credit Practices available in Agreement andDixfosures at magraktracalarsomegainges. Yew awed Your namment Bernina securities endother was held Bathe account at the end of the statement period. You may ask fordeivey of fully paid secuaies at ary time. You may receive smuggles used as loan collateral after paying any balance due on tem. k -y securities Irandenvd to the Film drag the stamen ponod are lined al market value as of the end of the statement period. • Can basis. In determning the cost basis of the starlit included in this statement, Mere indicated wah the numb*. UBS Fe-ureaServices Ino relied cn information obtained from sources other tan UBS Pi-uncial &races. including nf °minion Iran another lam a that sumer haw provided to you Finnial Adana The Finn does not idepardently verify a guarantee the marary or Manly day irk °munition provided by sons other than MEIuncial &aces. h adatixt although UBSFindtel Services generaly wanes his Hamann as it is received, the firm does not provide any marances tat the Mama& shin "Cost basis- and 'Lhreakzed gr/loss's accurate as ate date of the statement. As suck please do not hey on the Haman& to make dad-urea sole decisions. fain papaws cr ahem's*. Accounts transferred to kw Fim may reflect gail loss rdenneten onB f or the period of tine theyat held a the F rm More historical edema cn tar be added by yocr Mania Advisor. • Unrealised 'Malmo When data is awiltly eninated crrealized gaing Imes we alccAated fa in:Willa secret lots. The transact &n data for ndvittal bus may or may not felled <criminal,, charges alder*acuity reorgeniza is events Dividend and °term nwstmeni lots ad systematic pachne lots are each caribined todisplay are averaged lot. She • Trade date • [clams presents the afield transaction wade date. • Callable socurities Eked and ;referred stock that the tat cats for eat redemption wif be selected merely by lot Iran amwg all seoseies of that isate held hour name or in nominee name la or clients. Call bane adennatis it &tailed from third patties and is accuracy isnot guaranteed. Other call Cesare, may mut which mad aged yaelct connate automat& will& provided upon request • Cartifirates of deposit (CDs) CDs are FDIC Mind cm to 5250,000 n pracinal and accrued interest per depositor ad per depositoryinstituted Macttndance weal POI( mks, • area/value eras displayed f or securities and otter products may be higher or beer than the price that you would antsy moire in the mallet. Pries we °bland from vaious third party sources Mid' we beleve to be retitle, but we do not ganalee their accuracy. — We gendarmethe closi-g price when arradae cr de mean of to bid ad ask prices Coined securities and cplors a orky bid prices to OTC seosties. - Less actin'D traded securities may be priced ushg valuation model or to moo recent pie we obtained and may not reflect an adtul maket price or sekee - Certain position may appear withca a Mee ad will tans at 'price was rot available 8 we re triable to obtain a pnce f or a wanly - Deposits or startles de-geminated 6 currencies other than U.S. dollars are reflected at the en:hinge rate as of the staterrent date. - For certain murices wading n non.conformng can:mac& Woe and quaarly (face rota) may have been a:listed to facilitatepm:et vauaim. To obtain current quotatiss, whin matt*, contact par Financial Adnes. • Private artesbnants and druclared produsb. hinte meaner* secure& (ncldrig drect participation acqam and real estate investment trust stashes) and strucised pratxu ale generaly highly alkpaid. Cmain stnxtued proixts hove not been registered wih the Securities and Exchr& (omission a under any state wastes taws. We prode estimated wares for prime investment wades and structured products for incematkrul purposes only. Accuracy Bra guaranteed. - These values may differ abstention/ km pion. if any, at Midi a prime rwestnent security a structured pollen may be bough or sold and do not necessarily represent the Masa& may receive upon rquialtion. - ThM paly tsbrnites of vale ere as of a certain dread are %maid to UBS Financial Services on a regular bass by in independent vitiation Jim. - lsaaer, generalpartner or mentor estimated vaLes, ry, are toppled to the F rrn by Ow Caws gerinalpanner or N0-60r and may be calculated based as dlterent in Iran that used by IMOparties to derive heir estimated values. - You can obtan Samna Marna& regarding the methodology used to determine the Minato of value aid the date of de Hamel& tha is the basis for to em irate by contacted your Financial Advisor. - Thin party est.-mod Muss my be reflected as •Not read' n awn I et dins. win n independent citation tim Ns not suppled or is unable to assign a yam Mien we became aware that a Maidevent Ms creased that may call a premusy reported vela ale question. or Men a value would be highly speoArtive due to die nacre of the sectrity. - When neither al suer, general partner or sponsor estimated sake ncr a &Mary estimated rota if ',mad the value of the wanly will be dinner* ban itspurchasePrice. - • DsIrkes cm to date may orbit return of caned. income a both - int see • represents the initial Olsen; price per unit and may not reflect your LOU basis • Restricted securities ftssIrcled senntin generally are rot currently amble son public sale. UBSFina-cul Services ides de market price of the unrestricted stock the same issuer as an mputed value for de restricted stock fa purposes of the statement on. To the edent that rearined learition are ergion la sae, the sofa reared may be stIonantialD less than the iripsed value down • Est. (estirneted) incomes current yields end rates. An estimate of a-rual income is bawd an current daelfrd ad interest rates, assuring tie securities will be held for cat year from statement date or until Mali-city. This min& is OnD age:Seine, accuracy rd continued nconw are not guaranteed - Estimated a-ntal &erne and evrent yield fo- certain types of securities could include a retun of poncPal or camel gait in Mich case the est income Or-dement yeti would be overstated. - Estimated anual icane and current Old and the actual name ad yield milt be Inver a higher than demandedamounts. - An estMate of a-ruateed home (divdend ardor interest) dryad by the current market valaaverage balance is based on the last di Mend Of interest payment made by the issuer and manes tie secuities/deposts will be het for use year Mom the statement date or until maturity. Accuracy and continued y•eld we not gained • Assets not held by WS Financial Service& Certain asserts are rot held by the Fern and not vithri the firm's possess& or caw ol. These assets de &played on your statement fa informational purposes only. Position, rd values presented do Wended by he issuag tem U6SFroncial Services is not rest:err:MIe for to intimation and des not guarantee OS accuracy. These assets are rot protected by SIPC or the Finis supplementalSIC coverage • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-1 fees receised n correction wash the distnbution of mutual had to maims we arida our alMate receive twortue taring Parents from distributors coda advisors of the maks& funds that we sell. These anoints are based on two defence ChtefOnentt- Ow amcent el sale, by UBS of a patla mutual fund I amiy to our clients, and CO the asset value of a purlieuLT mutual fund I amity's shares held at tie gm — We and cur andele also recewe nem:eking and ormtus processing lees in conalwation for transfer agent sends; that we Fm & to the mated lards. Thew Sem generally are pad from imestor assets in the mutual fund and are a flied dela- amount based an the ouster of accounts at the broke-dealer holdng mut& lulls cri that fund rmiy CONFIDENTIAL — h aka& to commincrs received n connecicn wth the sale or detribinon o1 aunty contracts and Lni ovvestrnent flat unts to our <lents, we ands our affiliate nutria mina sharng cormonsaan from many of the insurance companies adenoid-9 the a-ruity contracts, *hates of to insurance companes or sponsors of hewn imesvnent mots we disirbute - Or Adam also mein trading cannutiss and other armament° f rom ensue' kits and assurance companies whose products we attribute. - %germ& an anal fee from UBS Bait LEA and LISS AG Stanford Branch of up to szs per accost sweeping to the barks under the UBS Bair Swoop Fragrant Activity hbrmsticei regudrig commando and other chugn started in connect is with the mecutcri of wades, indudng option transactions ha burr mended on CColiffndiOnS previously ftiffeiNd to you. at wall be provided tOyOu promptly co fewest. Shaft idling f Scare engaged in short selling a security, you may Mar a charge die to certaintetrad-9 costs for that paticula security. Open catty Regarding ceen or • gxdtilkanceitcr ceders tat were not yawed by the stamen date, open buy and set stop orders are redxed by the mount of dividends or rights on an **divider& a antes ate unless instructed otherwise by you. You are rinpontbk for orders that we nano(' die to sour Islure to (axe' elating open orders. Privity To obtain a copy of or currant OM Flimsy Noise please contact your Francis' Achisor or visit our website at AGOMa0(Ofapmoky. UBS Financial Services a rot a bark 11-e WA. Bunsen Services Account &SA and IRMA an brokerage account, which provide access so barking services ad products through aittn9IMMIS wen affiliated bats and other thrdpany banks, and provides access to nsura-ce and annuty prat& awed by unallaseed third-pay insurance carmaan through asura-ce agency subsidiaries of UBS f inarcial Services Inc. Invest ant raurate. at manyproducts: Not MAC inured • No bank guarantee May hoe Witt RUA. Resource Management Accost Business Services Account 854, IIM4 and international Resource Management Accost are registered service marks of UBS Funchal Services YE Visa Sig atue is a reguered sewice mark of visa Intonation& uBs Via S•gnatise cede cards and UBS Um debt cards we issaed by UBS Bonk USA with pa: minion from Vs* U.S A Incorporated. UBS Financial Services he Pm 201402 SDNY_GM_00025405 EFTA _00136025 EFTA01277258 UBS 1.185 Financial Senices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account July 2014 4Ne70057930870714 vl 0 Account name: POT & KETTLE, LLC Friendly account name: POTKETTLE U.0 Account numbed Your Financial Advisor SCOTT STACK MANILYLE CASRIEL Phone 212.821.7003/800.308-3140 Questions about your statement? call )Our Finan:ig AdviSO, Or the Value of your account Resourcetine at 800-762-1600, account 029323679 on June 30 (11 on July 31 (9) Your assets 5,589O0 5,589.32 Visit our websIte: mew. ubscomainantialservices Your liabilities 0.00 0.00 Value of your account $5,589.00 35,589.32 Tracking the value of your account Sources of your account growth during 7014 Value of your account at yew end 2013 1000 Net deposits and 5,589.0 5,5893 withdrawals 95,58870 Your MeStMellt retuirk. Dbidend and interest income 9O.62 Change in market value 50.00 Value of year moan *Mu' 31, 2014 S5.51/1.32 Jun 2014 ?Om SDNY GM 00025406 Member SIPC ANP70303005793Cel NP70001 93762 0000? 0714 030579743 Y123679550010000 Page 7 of 18 CONFIDENTIAL EFTA 00136026 EFTA01277259 SUBS Business Services Account July 2014 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of you account A Cash and money balances 5,589.32 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $5,589.32 $5,589.32 100.00% Account name: poi .34 E -LC Friendly account name: ra. C Account number: Your current asset allocation A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212-821.700O800-308 3140 • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% Percentage change July2014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% ANP71:0030057930$8 NP706316,3762 CCC02 0714 030579n3 Yl 23679SS00I IegfiyGm00025Vige 13 of 18 CONFIDENTIAL EF1'A_00136027 EFTA01277260 SUBS Business Services Account Lit, Y -1 Change in the value of your account July 2014 (3) Year to date (I) Opening account value $5,589.00 $0.00 Deposits, including investments transferred in 0.00 5,838.70 Withdrawals and fees, including investments transferred cut 0.00 -250.00 Dividend and interest income 0.32 0.62 Closing account value $5,589.32 $5,589.32 Account name: POT & KETTLE, LLC F nd ly a ccou et n ante: POTK ETTLE C Account number. Dividend and interest income earned for purposes of INS statement, tenbity of interest and Conti:lend InCOMe has been determined hem a US la lebortIng PerSPeclhe. Flagg upon the residence of the accounl holder, account type. or product type, tome interest ardor cividend payments may not bo subject to United States (US) ardor Porno Rico (PR) Income tars The tient morn* Ratement is not intended to be used and cannot be (eked upon for to purposes. Chen% should refer to the app ratfe to reporting forms they recent from UBS annualy. such as the forms 1099 and the Forms 493, for lac reporting information his the practice of UBS to file the appticable la( reporting 100115 ?Alb the US 'Media ReWnue SeniCe and PR Treasury Deparlffent and in such forms accurately class fy ciiidenct Arad intereSt as la exerrpt or 'amble 'muffle Please consult your indwdui tas preparer. July 2014 ($) Year to date (1) Taxable interest 0.32 0.62 Total current year $0.32 $0.62 Total dividend & interest $0.32 $0.62 Cash activity summary Your II sandal Advisor: SCOTT STACKMANSLYLE CASRIEL 212-821-70001800-308-3140 See account activity this month tot decals. &dancer In your Sweep Options are toduaeclin the cpenng and closing baances Aut. FDIC Insurance niter only to deposits a U85 Bank USA, not to deposits at UBS AG, Stamford arch or bark deposits placed !brooch the UBS Internaond Depose Account program. PPP protection applies to money market sweep find hddirras but rot bank deposits See Important ink•rmation about your statement on the iZt MO pages ef this document for detaiS July 2014 (I) Year to date 04 Opening balances $5,589.00 $0.00 Additons Deposits and other funds credited 0.00 5,838 70 Dividend and interest income 0.32 0.62 Total additions $0.32 $5,839.32 Subtractions Checks and bill payments 0.00 -250.00 Total subtractions $0.00 -3250.00 Net cash flow $0.32 $5,589.32 Closing balances 45,589.32 45,589.32 UBS Bank USA Business Account APY Interest period Jun 6 - Jul 7 Opening UBS Bank USA Business balance Jun 6 $5,589.00 Closing UBS Bank USA Business balance Jul 7 $5,589.32 Number of days in nterest period 32 Average daily balance $5,589.00 Interest earned $0.32 Annual percentage yield earned 0 07% SDNY GM 00025408 ANP7000300S79303919P7003103762 00032 0714 030579743 511236795500103C0 Pogo 9 of IS CONFIDENTIAL EFTA_00136028 EFTA01277261 altUBS Business Services Account July 2014 Your investment objectives: You have identified the Fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. YOu can find a full description of the altematwe investment objectives in Important information about lour statement at the end of this document Account name: Friendly account nam Account number: Your nature objective: Current income & capital appreciation Your tisk profile: Pnmary - Moderate Investment eligibility cons:de/awn - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out Your Hounds' Advisor: SCOTT STACK MANYLYLE CASIVEL 212-821-7000/800-308.3 140 ANP7C003005793090NPVC0188762 00002 0714 030579743 YI23679550 GM000211filia 10 of 18 CONFIDENTIAL EFTA_00136029 EFTA01277262 *UBS Business Services Account July 201$ Your assets Account name: POT & KETTLE, LLC Friendly account name: POTK ETTLE LLC Account number. Some OnCes, income and current eau!, Shona may Ise apprOximene. ASS itlult. gdlnf MdlOSSts May not be accurately reflected. Set mtporunt into/moan about your statement a the end of this obcumeM for more inform. on. Cash Cash and money balances Casts and money balances may indld?asalazie cash balances, UBS Bant USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC sNthn applIctble limits, but are not protected by StPC UBS AG Stanford Branchdeposit account balances of not insured by FDIC and are not protected by 9FC Money nwket sweep balances are protected by SEC but ane not insured by the FDIC. See the important information about your statement *the endof this docwnent for detain about those balances. sicking UB5 BANK USA BU5 ACCT 5,58900 5.589.32 250.000.00 Owing lodame Cloang Wrote on tut 1 (t) on tut 31 (S) Price per share on Jul 31 (S) menage rate Dnidence Interest period Your Nnandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Days in period Cepamount (S) Your total assets Value On Jul 31 (5) reuentade o Cost ESbMated your aCCOunt basis (I) annual income ($1 umeaued gam or loss (S) Cash Cash and money Wyman Total 55,589.32 100.00% 55,589.32 558932 100.00% 5,58932 Account activity this month For more information about the pike' value shown for restricted secunties. see Important , (orm*ion about your statement at the end of thn doctrnem Dace Actiaty YOur Quality Description expense code Face value Pticeivalue (5) Cash amount (I) Cash and money balance (5) Jan 30 Cash and money balance $5.589.00 Jul 8 Interest U35 BANK USA BUSINESS ACCOUNT AS OF 07107( 14 .32 5,58932 Jul 31 dosing cash and money balance 55,58932 SDNY GM 00025410 AllP7C003005793091 NP7003103762 000O2 0714 030579743 7123679SSO 010000 Page 11 of 18 CONFIDENTIAL EFTA_00136030 EFTA01277263 *UBS Business Services Account July 2014 Account activity this month (COntriued) Oate Money balance ectivities Jan 30 Balance forward 3%589.00 Actwity Account name: POT & r.ETTLE, LLC Friendly account n Account number: Your 15 nand) Advisor: SCOTT STACK MAINILYLE CASRIEL 212-821.7000/800-308.3140 Description Arrount (S) Jul 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 07/07/14 0.32 Sul 31 Closing UBS Bank USA Business Account the UBS Bank USA Business Account is your primary sweep colon 3%58932 ANP70003005793092 NP7000189762 00002 0714 030579743 Y123679550 Olrealiy_Ght00021fin 12 of 18 End of statement for account number Y1 23679 55 CONFIDENTIAL EFTA_0013603 I EFTA01277264 Important information about your statement UPS FhancialSookes hot (the Fim or Un Firwrocial Sacked. is a mar of al pietal security. conanotty and wash achieves Mt twain *was and USSBanle.Thet itiod knee:hike of MS AG and Milian of LOS Soositin u.0 the f ma's facial Pain it tattle won reptt the hr's enure altos an a U3S RIMS Sala he 1200 Haber litatletad Weehawken Nd 07086 This tato/sem reprewoohe only Oda record of sot UPS Honda Seromes account Other records. except ohoal tar downers. co mareg conlOng data should not be abed upon If you boa dart is an eta a twat. pate mot it nernaliately n wring to theerrich Manager of the once saw yew amour AldiCtugh al f9.01. Oxon aro inlenthd b be aC0.010. SI aieNint daa Todd rot be used for tat Nooses ReA solely on 'emend tar Ica 6 . Form 1099. WO. I 041S. tot then peeping sourta rye" ltiet re is required by Ian 10 recon to the RS al mobleOman& female none Web* dvdas ad tar* merest tamed on mutes held n your too" nil proceeds on sale Itanuctuns, aid cost barson sworn and Seamittel Cemmtmiallont with Um Firm • Pleat. reconfirm any oral OaterviCator6 el Aritil9t0 further proud your rritto wherry you-rotas under the *tribes Weser Protect= Act (WA) • el tne feuessal instrlaiOn on the top ke of the Into of the, lalemmt is not lei FitinoalSonnatt. IBS Waal Woke swim SW acccur a dearkg teteby areigement a the adicated nnuton We Infonhel you on the mambo, nhen you opened *the:con in this caw, tsar fords and soot is re looted a 185 Waal Sena and not thy reechoed broker. ad you must mar a report of my awe or °moron W belt in All amount stateroom shall be deemed complete aid acar ate d nor Objelei TO n hetrg term 60 Oaf. • Please area cusierner complants 401,05 to the fins Client talons Dertitment X 201.352116WOr latrine a 1500-354-9,03. 8 00Am too 03 per FT Monday throup hides. a in rano to UBSIonsioal Servati Clan, Relations Cy yatrresnt PO Box 766 Union Car NI 07CC37 • h case of errors a WHOM *GA an ekcoonm tries transfer 0711 bid payment ales vim dash cad bankbook (411806762.1000 or 'roe to LOS Fnancal Woos hc. IOCO Harbor fad . OM I ba. Weetedwo N1 07086. Ann iMMSSA Senecas Cat a vertex can as pa cart d youths* too stawnem or recto 6 svOrg a II Su need more insferticn bout athrote on the 'Mantra or rapt The Fon cc Card Mow ft arplOble)must hear Yom ytti nO L3tiftr1/411 60 dirt alter the fret SOY you the fist Pawner'son oast tie race or problemstrata - horde pro nine and octal number rip - Decree to era. Or the water yru sre wort atom alder:nen as dearly s you tan ray WU bard 4 is an era or ray you need tae nfomnabe, - irate the dote arum of The 'snowed mix The kin or Cad War WI Meagre you Carotin', x4 will mrtect any era praittly elosenak al tots paytio to the Furor to Inarcial ASIkulon nOtted at to front of the statement it akt to regukr woman fee. acorta may be abject to mantra to feet ages Ice re pyre,* ea atoms purchaws ate day fa voad antots es cash afrocnts Adcount$ ma dre tranf Wed 10 0991d. este:tons :nay be :Mod to a banter fee. UPS Swoop Opta UPSoffers ocean for sheeprg ach batrces. baa-mes to bare deports a UBS BA* USA aid UtS AG Staydord bait (Bark Strap hosransl money market maul funk (Money Fowls) arid the hnoltmeal Depot Accost C0Alfor customers Mt at marooned Resource Mmagenent Aconite lluat9h Iht Bat Sweep dr011aTIS. Coed bastrioeS are swept to LOS Oat USA up triestabkhed Imo and then 10 !ZS AG Stamford Brady a a Mersey Furd Depots at WS Sat USA are FOC tweed n accordaxe with Ku... rules For mom derma on pate nut wave Ida goe Deposits a LIPS AG Seaford Branch and *most/troy Fulda rent gust!, by the FDC. Through the OA. wadable to can baton are kept to deposit aCdeurt a lin AG Newrott Brandt aid UBS Caplan Brant The* deposits arena mired by the FDIC llamas bed tone MS AG Gambits Brarch ere tewourity mooed to The SOwaregt rii of theCam Meadt and there it ro guinea other obit:Oro of 185 AG a repay the Dimas who on the LOS CassmaYs Brats boas. Deposits a UPS Bat USA rd each UPS AG Brach aroma owned by SIC Money Fund mm are protected by WC See %IBS Feud Sewn Account Rowan' below. Vern yell tP9.:02, batrmes h to gait Sweep Freda or OA may be ralitrafirt ad nits of a Pvtrney Fund maybe hquelata, rd theproceeds returned to you a you, iodic Further nfonkton tout softie weep optore. vdrAng care oast rats .nil melds. a art** at yews ubscorriswashoyient Iron your cliental Mviiiit cr by tag 806762-W00 UPS Fitlerecial Services mote* protean The Finn is a member of the Securmes Mesta Protection Coporahm (Stet Witt protects sears acorns of es rotates op to 1500000 (noban; 1250.000 for dams for oh) The SK asp acescom tents apPre to all moans PO )ou had n a palest, carat, The Ferro 'agate wth arum al rate has also porchand Appencetat stonaron the rharnuri =oust payable to all WOW dent. collmbrolrunla It; prottaion 6 3500 minor, as of DeWitt& IO, 2013 Skew to the poky anions aid Wash cart ate Fern ifunher protected for up to II 9 mann n he anew* for all your azoonis held n a paha, capay A full Copy of the poky onledlig 6 Nalable up0n 1,9ait The SIC proudmo aid the suppknental paean both do not SPIT to • (anent rani *sets controlled try (at hdtted tire account rake) bus held awayfrom Lell$Finalcial Sermon (.9 anon fecal, alLIBS Bark (Jcafh at 185 AG Stamford &ant. (d) mutate moats hang salable amid le aid (r) Then of mutual Inds inhere Ash shares re registered rfrealy et the nave of the Woo Wine on the books and records of die nice* Gee a tonna agent). • Conan ettarnent coal or norm% merits (99. Imned parowshos anti pruaeplawents) that are na registered ohde the *tribes Act of 1933. and • Carer: +s amino Co 9. keep eddiar90 and preas metal antacid. naksitonses commas and comma:AY Ogbal contracts The SAC matron rid tie pappletrimui protedton do not apply to these assets ean A they Ottehvee appears r Paean The SEC protean, and the soppWata protedon do no ;ewe again awes e the trustee vats or yes arestnints haw as a result of maim moratent. sae bannaptcY of "saw ) More iWnlaons rabble tern most nu may obtan ewe inorrrabn *cut S.C. hdudri9 the SK Bratote by conwrg SeC at 202-Th43300er by witng the Mk mbitle at *AVM StPC Oft? Divided Its Invesmitm Program OW) The text meta 4 srt aerate pnes you may otAan the &tail axe tom par hiunoi Adios Cvity whole twos are Faceted oiler CAP, partial thies wit to soli and ire cash wd be doposeed it sass amour* to dittend rmetier ace tippled by the issuer may doe from the Mint Frisr at what thepaha Mans in sold Cage bleu Only Mole unts nth be held in your axotrd t you are aria to aorta a at armee.* a ditidend parntett or otherwite. tie Arrn wt ether gel partial...tsar make Fere or accept an full Otentred by a nEtStered agency. an:Ian:le your account leVellnitat objealires The nommen Wrote and net prof it are speck to eath aCCOutil aid milwary between fled< fie* Beh Imp promptY n nerng of any carton, donpe in your franca Muslim a Penn/4 arctic,: For end+ accoure held. you choose one of the fo loving nvestrwil ofattneS • Pieta Current axon* bectitnienti seekin9 the rival isn of Mcome only • Atone Ctekblpplanton tweltnnnts **Ma growth pr Cps falba than:h., generson of tiCCM? • Farce Combeation of Income erg Carta APPeoMon moan seeno both Ow 9erwason of Mono lid 70MM i% prnelial 'Tall risk profiles • Consenter. Seeks to 'wreath Miro/ideal wth low risk aid vol. lift to to as spa. tan rt ma means the amour does not genera* SlgMcnt illO)fr*Of Mum, aid eta/ricekeep pace 'fah inl LOCO • Abetted. %WIN to accept tomer& tO Vrel:94 and tolerate rare odadtyn seek hidher returns • AanresIne wing to at hgh ripe toAmapa ant hgh volatility so *Weis cams ewe brat katanterhousishoklirw" We may consoklatt al recited eCCOLlit 9.3teddifillS Mel the. sane AIWA n the same envelope ACadotti may De related for *tit:UW*0 beano they hrw atm leo also matrain pm mount relaiont0s rah ate dents al the same address The padre a Mom al 'hoosseholdrg • I you "let le receive indisitual aeons nekd n meat CONFIDENTIAL ervelood —you may SKIne househokleg by ding your Frtioa Advisor Friona, amount Mine Ter Plea account nane reflects earam that pa entered on tteHms onto soros webste It ea customizable *ammo total by you to azt you rah your readreryarg n by no boa effect on ter axoum YOJ on Piave yes kends/ acorn navies. group Onto Somas or tryccomon; yes Waxer Aorta Mao anew • Vabe of yea acad.:fp/deco/ Ne of assets aid Abate IntIatki orallule cae batman warn la reamed tunny ) rid Global Tor Deposits unroiiked mass to market and cedar assets not held byte Fan Does not ncbdrunpnad saufltelassets the add the ma and wear urea pooch er Preto rueStment unrested kat col coos aid motet'. sea options • Oaekees hassles debt batmen. °Aswan) as loan. cretin Int sheet account bastes • Caste/irony batancel Toes of snintesied tatted/di bitty OA WS Burl: USA Opine bala-cry U8S AG Soma Branch Orem balances aid maim Mirka mutual fold sweep baa'sCes. a the <lose of the Stalenitet pea utnommosty a own baasztottyos am Yana segregate from otter bean and tte homy use any a ae these lush n the merry course of as brio, These tuna paydbfe upon pt demand the total 6 incited in no armor ma dose-9 value Lending information rot detafkg cleans:on on ne F rm. > lefbreg y • arias and dedocures, Sato piclvm RPM iierdip act m or Accomt sawarml and the General Tees ad Caldrons UP5 Stamen of Cade Fractos 'Petal* h Agee :weirs and Duclosures a 322a5SakaglaegardaSa= Your aura Toy statement farce Stakes and other assets held n the account a the ad of the sweat perkd YW may at for claw of runt paid 9Xiatittefaraly tme You may recast y0/tie used a ban collard ater pa /09.1 m balance we on Mem Any fetishes trandened bthe dung the swam period ow line a nfalgl uah• as of the ad of the statement peel • Cost basic h chtewhng theca?; basis of the sedates inducted n the statement. Wee mired lath the number ' UOS Finandat Soreceshas read on into-onion oblaised from sources other than lall$ Firshcal SinteS. 0:Wog illonnation Iran tames fin or to you nut hue provided to yout firmer Mesa The Film dots not hero duty way Or guaranirene nay a validity of sty Maxon provided by sources otter tan Unlace, WOOS to addrion Shorgh LOS Fivrodal Warm rally updates this dawn as t 6 reeved the km does riot pack any antrors Mat me ofcam rider Cost base and 'Unrealized gent's,' is atareo a of the die of this tilastM Ac such. please do not rayon this inland it to mute Draws' a sae dertorts. la la purposes a whereto Artamb Umsloyet to the fern may reflect gallon Moral,' only for the period time they re held a the kin Morthioonol edarnatiOn cm be added by you Pinata Admix • Walked gaInsflogros When dee s tattle *Stinted uwealood gandlosses art calculated fa SDNY_GM_00025412 EFTA_00136032 EFTA01277265 Important information about your statement (Ott brlued) infreitbalsarity lots 11* tandion data fa 'Wigwam' Ø may a may not retest ccmnksafts, Macesma %Canty magenta , wain Delfend Se om« raw...name lots and sytonic puniese lots are each ambned today*, otizearawd lhe • Cade dae* cobrm presents the «Naar Pima :twin traledare • Callable narlties Ponds and preened nod, thal the Over cat to ealy ff.:tempt* n nil be sewed «Tali* by lot tom ran al senates of that 6% lee rout name a n ~meow* ler as dints Callease berm« cri is « tatedfmm thed saies aid les xaraa n rot guarmaed OM« call I earn nay east WW1 could filet Me ~pee rioms kin see tieaided eØ arest • ~as at deposit (CON Cos ate ID< trued up so 1291020 in pampa mid ~ad marear se depositor and par depostlay minslim n ascrdance with CDC niles • Mask« Dices deplane fa sexanes ace other produces maybehigh« a bwir thr te prze mal you war aaually reawe in the mark« PrCeS are Cleaned from vasior rind poly sources Midi we ha? b) le ankle, but we do not gamete fuck scuray - We «mealy no tro doingpia wan sealable cr les mean or ire te and ask teces fa Ivied fadercm and *purrs or on b trd prces or OTC senees - Let area/ treed earn« maybe aced tanga rearm motel a the ma aces Ma we Maned aidmanot Mkt an satin mat« PriS Or wan - COman posbons may £pear remat 1Sn:wand mil ~flex me not wadable' if we are si te to Obtan a pree for a security - Deposes a soothes dencrtgarid n tomdes otte Ts, U S dollars as allele a the off urt f Se as of the tao en! date - For cenan sentries natg n noncatoimng dagmnatems. pct and quality dace gala) may hae bom waned» frieze seoptmoUsun To obtain cram can:~ Wien rattle. crew yo.t Farenar Atka • Pram letnatnerms and gerucumed pronoun Pilate thentrart «dunes Craclidng Aired pzedpation proceed aid as, epee rwstment Min Salted and Suds/CO produas ferns., hghlr tiltud Certain nonsted bra:baser* ned been regdered we the ~cols and Poihabah (moisten a under any Stare Sedan«, lams We Nona estmaed vale, lc( abate mourners ^as are snared predate ler «Crane enalpuToyn only Accuracy., 4049unnitc4 - mete WM« maydifer Stiminually tam plan d ate s Mdl operate nwstrnert secures« slruCtured poetic rnw be Lair a. wed and do not necessity represent the wale you may awe uPtch Iglidson - tiled pro esimaes of via art as of a ran dag aid se wooled lo las enroll Sears on a regns bros by an Wend:Sank elation fern 1£4140c, gearal Draw aeador «read vat if any. are stapled to tie Fim by the aser, general paler is *senor and may be mediate based al afferent aviation from that uxd by thad penes to donee thee estiordvaben - You can atm addantal tarmac., regatta the mell d0Ø used to determine the escalate of via aid the date of the Moirnacon Ty Is the bast fir she gamier taunts:Mg mar Fanlo Adrisor - mstd parry *grimaced vale; may be reflected as 'Not p105 et metalateliers Viet do 'reepenSent valeta' frai Anent %poled or IS malet le assign a value when we bean area* That a matral more hee ocarred thai may alfa peeviiusly tenoned value Mr OuTIOn. a ~due» rime be highly Teal.« duo to tho rut" of the softy - Men writhe, an Eva general wow a sponsor estmated wiener 3 la Neely Mimed varetis prowled. the saw of the warty vol bedineatt tem ant purchase pia - 'Oackeziorn to dare' may tiara mum of cal. mane a both - • On9POJ tat sae' represents de met ollmng en« awash and may not reflect yaw cos Oak • lbearlared securities Financed acurces serneraly ae not orada ageble fa able sale taS Franca, Swerzes uses the mini« pries of to emersuktod nod( of tes sane citric a as muted yaw for the redrased stod be purposes of CM Sane« On* To the town ten reso need saureles se elgble lot sale. tie else steeled may be eta/reedy less Than the imputed Lea Stiovn • In. (.aimed) eØ airraetyields and ratan. An ostlnete of snug mome is based on Gran deerand aid ninon hors awning psi acuities all be held for one year from siaternent date a viol martstv the estimate d any a guenne accuracy aid antnued name se not gsraceed - EstMated anus income and omen neel l« often enesol securities mend Mote dream of aticion or gaol gene in Midi Cafe the Mt In roe (ream« yolk would be °wetted - farmed swat income and carem yield aid the dCtua Ørt and yea night be k/IPW CC hghetNa the fl awed amcbus - An en awe ol simialcod income Paddies! ender sit east) dulled by the curare mak el vant Amax baldeetsbeed m the W duidand or nieren party made by the aver and Manes Tr wart efreposes ell be held'« one ner Iran the statsart dale or wed money AoanICY and card yea de nol guaranteed • Mauna hold bylSSPinandal Parka Conan asset, are melee b!yte FM ad nol widen the Fems possession or amt« Mew. Sets re 46pIrend at yaw Valelltell for starroman ~son>, Posakns aes caws preened se acneed byte raping firm UCS ~Oa aide n not reaponsble for this nfornzie and does net gannet es daises/ thee assets tenet premed by MC or tir Paws sopparnomal SP( coverage • Itoranue sharing and additional ampeasatlen. - et aOlitins to cantons." on ales aid 12t1 lises nognd gi connecter with the dartulon of nanan hairds to our dents we ably OW SHIM reane rereue navg papunUfrom ddlibutars and« ' ,Prison of the malee ands hat we sell Mete anants are based on two different carporents toe mouth el Sagsby Les a a partaiW mutual had fey to car dents. and tat Pie a rateol a broil, main' fund fantic shamMe a res lion - We aid cur *are air ricer.e retwoncng and ormarprocesung lees in coreadetabon for trawler agent makes that we proud. to the maual funds Taw fen generala re pad ben, Marna' arene' the mutual laid sid se aflod delft annum basal on the rumba el snails at the hoar-dear holdingmutual lirds el tat had lama, - in aka an to same:owls rased es cornechen wet the sob or darbution of arriury cornraen as snit Weser:it Mai units ao cur deans Heandc our Sande heel* rear.* clang Oneinaten Ircm numol The resans minnow: weleterung age reurty ortaxis anifrosol toe hatanof carom as SpOnSaS a eturt eiveSeleol IN% we ~bate - Our Mutates also real/eluding come/bans ma other ~ration km aurae holds aid natant Con'Cusies whoa per:bats wodiwbuto - We receive al anus tee horn LBSBaar USA and UPS A4 tranbad Bruds of up to 125 per accunt swooping to the bats wire the Ungar* Swap Pageant ASA" Wormarran megadag corn-okay" stiother Maras Wooed m annecran wit the ertionion of wades neadria rebm tra ms has been nciailed ce «Mom:tons peewit* bandied co you. and walla~ to you proply on rodata Stott Pilling It you ae angagoa ti mort sehg awaraa you may nos a chideAreto email baron" coos Ice OW palgula warty Open <Son ~ling Open or igoodelariCeled • orden that NOV not baited by the Pavan, datee open buy axl sell stop ceders re agreed by to minim of dad ends et (gins en • eedirandsoi 'eagles dato unless mewed animaw by you You re ristbroble 1 or orders thal are reputed due to sir Nara le canal ~big open «den Tax withelditg en ~one from UPS financial Services IRAs ladsal Mc Iawragures t$S anela Se-vices to ~hold Income tar from you unable an divribut am, tut yourm./ des oat lobe« ~us seithena or instead. you ruy elect to have the stadsheld a ara, or naiad anoint as you choose You elcaon wee remain n effects, resoled by you You mayrota. yer OleCtiOn a ase Ono bymare a now enagn t you do not haw erotaili rane tae walteld Iran into diartutions. you maybe rewash* la the patron'« of mannedtax You may nøs pinata d trio moves althea and your enbruted Ir parntins at not puf CO y'ou'lrobligatim Privacy To obtain a copy of cot ammo Caere Proxy Wien pax,* ental you F natal Affraof «vat ow vretisna Y. yew ves ofmenfarf eof r WSinns-1a' Steven e notated< The RNA. &mum Savces Accosa BSA and MN ae ace grade axons Slidl proide access to baton sevsces and produas «rough easements win /Cued brats aid other thleta pany basks and preedos ass to halm aid rwty products isutd by unaffiliated cord {arty rto fan, COMISS tIOU91 OMm agency subsibr es of uBS Fronded Saviors to ~ mat nonance, and amino products Hot 'DC toad • No bat* 9.,3f31110.• May lam vain RMA MSOVCP Mx,agorwm account Business Servica Accort BSA. tees% and ntemabonal Staoutelelmagenant CONFIDENTIAL name% as repeated same mats ce UPS ~al Sergi:es Inc yea Saguaro is a agitated »Ma mat of visa anannomal 1.85 Wa Signets'. (NM Cards aid LÆS Wa debit cat ae issued by OPS Bata USA sigh fatnispon from Yea U S A somrporrd UPS Financial Services Inc Stir 201407 SDNY_GM_00025413 EFTA 00136033 EFTA01277266 UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70057f656301314 Y1 0 Account name: POT & KETTLE, LLC Friendly account name: POW ETTLE LLC Account number. Y1 23679 SS Your financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Resourcetine at 800-762-1000, account 029323679 Value of your account Business Services Account August 2014 POT & KFTTIF III on July 31 (3) on August 29(S) Your assets 5,589.32 5,589.62 Visitour website: Your liabilities 0.00 0.00 www.ubscomtlinancialservices Value of your account 35,589.32 35,589.62 Tracking the value of your account S Sources of your scarunt growth during 2014 Value of your account at yea end 2013 5000 Net deposits and 5.3593 %son withdravals 55.583 70 Your OveStnientreturre ()Wend and interest income 5092 Change in market value 5000 Value of your account Jul 2014 Aug 2014 on Aug 29.2014 $5599.62 SDNY GM 00025414 Member SIPC 00,70003005706563 NP7000198255 C0002 0814 030579743 Y1 23679550 000000 Pege 7 of 18 CONFIDENTIAL EFTA_00 I 36034 EFTA01277267 *UBS Business Services Account August 2014 Your account balance sheet Summary of your assets Value on August 29 ($) Percentage of your xcount A Cash and money balances 5,589.62 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,589.62 $5,589.62 100.00% Account name: Friendly account name- ' • ' IC Account number: Your current asset allocation A Eye on the markets Index Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important inforrna6an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% Percentage change August 2014 Year to date 400% 9.89% 4.20% 9.23% -0.15% 2.93% 1.10% 4.81% ANP700000057B6564 NO7000199255 00002 OBI 4 030579743 Y I 236 7958 C0081yGm0002_48140 $ of 18 CONFIDENTIAL EFTA_00136035 EFTA01277268 SUBS Business Services Account August 2C1 Change in the value of your account August 2014 (3) Year to date (I) Opening account value $5,589.32 $0.00 Deposits, including investments transferred in 0.00 5,838.70 Withdrawals and fees, including investments transferred out 0.00 -250.00 Dividend and interest income 0.30 0.92 Closing account value $5589.62 $5,589.62 Account name: POT & KETTLE, LLC Frie nd ly account name- Account number. Dividend and interest income earned For purposes of tNs statement, tarablity of Interest and dnIdend Income has been determined from a US Nei noting CeISPecthe. Based upon the residence of the account holder. account type, or product type, some barest andor dvidend payments may not be subject to United States (US) ardor Piano Rico (PR) Income tars The tient monthly statement is not intended lo be used and cannot be need upon for tar purposes. Clients should refer to the accficade tax tenoning forms They recent from LEIS annualy, such as the Forms 1099 and the Forms 480, foe lac reporting information his the practice of UBS to file the an:kat:de ta( reporting roans with the US Interna Revenue SerKICe and PR Treasury DeCeinreent and in such loran accurately detsafy chic:lend, ardor interest *Slat eetrept or tamable income. Please exult your inixdual tax prepare/. August 2014 (3) Year to date (1) Taxable interest 0.30 0.92 Total current year $0.30 $0.92 Total dividend & interest $0.30 $0.92 Cash activity summary Your N sandal Advisor: SCOTT STACKMANITLE CASRIEL 212-821-70001800-308-3140 See Account activity the month lot deists Mance' in your Sweep options are includedin the openng and closing balances Aut. FDIC insurance noes only to deposits a u85 Bank USA, not to deposits at Ss AG, Stamford Branch or bank deposits pacedttnoull the UBS internahonl Depose Account program. SiPC protection applies to money market sweep fund hddimas but not bare deposits Seennportant irdormation about your statement on the tat two paces cf this document for detals August 2014 (5) Year to date (S) Opening balances $5,589.32 $0.00 Addt fons Deposits and other funds credited 0.00 5,838.70 Dividend and interest income 0.30 0.92 Total additions $0.30 $5,839.62 Subtractions Checks and bill payments 0.00 -250.00 I )tal subtractions $0.00 -$250.00 Net cash flow $0.30 $5,589.62 Closing balances $5,589.62 $5,589.62 UBS Bank USA Business Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Business balance 1u18 $5,589.32 Closing UBS Bank USA Business balance Aug 6 $5,589.62 Number of days in nterest period 30 Average daily balance $5,589.32 Interest earned $0 .30 Annual percentage yield earned 0 07% SDNY GM 00025416 AriP70303005786565NP7003t,93255 COCO? 0814 030579743 Y123679550000= Page 9 of 18 CONFIDENTIAL EFTA _00136036 EFTA01277269 *UBS Business Services Account August 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the altematwe investment objectives in Important information about your statement at the end of this document Account name: Friendly account name- Account number: Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment efig ibi5ty consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your linendel Advisor: scorr STACK MAMLYLE CASRIEL 212-82 t .700O800-30a-31 40 ANP7C003005796566NP70C0I9825500002 03I4 030579743 5123679550C0MyGpkg002PmFy 10 of 18 CONFIDENTIAL EFTA 0(1136037 EFTA01277270

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