Text extracted via OCR from the original document. May contain errors from the scanning process.
*UBS
U65 Palencia' Seniices hc
299 Park Avenue
25th Floor
New York NY 10171•CCO2
APZ2C01146349 021 4 VI 0
Your $nandal Advisor:
SCOTT STACK MAN1LYLE CASKIEL
Phone 2 1 2 821 40001800.308-3140
Questions about your statement?
Call jour Financial Advisor or the
Resourcetine at 800-762-1030.
account 029023679
;natant website:
www.ubscomIlinancialservices
Your investment objectives:
You have identified the following
investment objectives for this account If
you have questions about these
objectives, disagree with them, or wish to
change them, please contact your
Financial Advisor or Branch Manage:. You
can find a full description of the
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consaderation - None
selected
Business Services Account
February 2014
Account name: POT & KETTLE, LLC
Friendly account nam :
TK TT
Ltd
Account number:
Value of your account
Your assets
Your liabilities
onlanuary 31 (SI
on February 28
0 00
5,838.70
0.00
0.00
Value of your account
$0.00
Change in the value of your account
Opening account value
Deposits, including investment≤
transferred in
$5,838.70
February 2014 (1)
Year to date ($)
$0.00
$0.00
5,838.70
5,838 70
Closing account value
$5,838.70
55,838.70
Your account instructions
• Your account is currently coded for
margin.
• Your account cost basis default closing
method is FIFO, First In, First Out.
SONY GM 00025368
Member SIPC
M270002001146349 922000063448 00002 0214 030579743 Y123679550000000
CONFIDENTIAL
Page 7 a In
EFTA_00135988
EFTA01277221
UBS
Business Services Account
February 2014
Cash activity summary
Account name:
Friendly account name:
Account number:
Ste Account Ea, tho nrolgh foi *IS Is. &dances In your sweep Options are inductedIn the opening and
closing balances •due. FDIC Insurance applies only to deposits at UBS Sank USA, not to deposits at UBS AG.
Starrioid Erarch 01 bank deposits placed t hrough the UBS international Depose Account ccogan. SIPC
protection applies to money market sneer, field holdings but rot bare deposits. See Important Infornanon
goer r your statement on the last two pages a' this dof ument for details.
February 2014 3)
Year to date (1)
Opening balances
$0.00
$0.00
Additions
Deposits and other funds credited
5,838.70
5,838.70
Total additions
$5,838.70
35,838.70
Net cash flow
35,838.70
35,838.70
Closing balances
$5,838.70
33,838.70
Your Amends' Advisor:
212.821.7000f 800-308.3140
APZ20CO203I144350 P22000063448 C0002 0214 030579743 Yt23679550 OCKINEwGitoco25tne S of 14
CONFIDENTIAL
EFTA_00135989
EFTA01277222
*UBS
Business Services Account
February :0.4
Your assets
Account name:
Friendly account name: P,T.L'I-L L_C
Account number.
Sane priC el, income and current values ShOnn may be approximate. As a its ut. gam and losses may nOl
be acurately reflected. See important inlormabon about your statement a the end ol tuts document for
more infornason
Cash
Cash and money balances
Cashard money balances may include available cah balances, UBS Bank USA deport account balances,
U8S AG Stamford Branch deposit accent balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC Wain em elt** limits, but ale not
protected by SIPC. UBS AG Stanford Branch deposit account banes roe not insured by FDIC and eee not
potected by 9PC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the Important information about your statement a the endof this doer:nen' for details about those
bdances.
0penng balance
Closing balance
Pnce per :haze
Average
wiring
on Feb I (t)
on Feb 28 (S)
on Feb 28 (S)
rate
0.00
5,838.70
250,000.00
DalclenlIntetest
period
Your Financial Advisor
212-821-70001800-308-3140
Dais
period
Cep remount IS)
Your total assets
Pau. on Feb 28 (SI
PEKlmaQeof
Cost
Estimated
your account
basis (5)
annual income (S)
Unrelated
gain or loss (S)
Cash
Total
$5,838.70
100.00%
$5,838.70
Cash and money balances
5,131.70
100.00%
5,839.70
Account activity this month
Foe more Information tout tee priceiealue shown for restricted secuaties, see important in Fermat:6n about
your statement a the endof this cbcunent
Date
ActiMty
Your
Quantity/
Description
expense code
face rate
moevaiue
Cash
amount (3)
Cash and
money blame (S)
Ian 31
Cash and money balance
10.00
Feb 27
Deposit
CHASUS33
5,838.70
5,838.70
Feb 28
Closing cash and money balance
15.838.70
SONY GM 00025370
APZ20CO2001146351 PZ200-0‘1448 00002 0214 030579743 Y123679550 CCM,/
Page 9 of 14
CONFIDENTIAL
EFTA_00135990
EFTA01277223
UBS
Business Services Account
February 2014
Account activity this month (Contrived
0ae
Money balance octivitin
Mn 31
Feb28
Feb 28
The UBS Brant USA Business Account Is your pnmary sweepoption
Account name:
Friendly account name.
TK
Account number:
Your iq mental Advisor.
212.821.7000f800-308.3140
Actmty
Descoptica
Amount (S)
BalanCe forward
$0.00
Deposit
5,838.70
Closing U.S Bank USA Business Account
$%838.70
APZ20:02031146352 FZ2000063448 C0002 0214 033579743 Y12367%50 COMSpiyorke,002/3ym 10 of 14
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_00135991
EFTA01277224
Important information about your statement
LEIS Fiuncial Senates tic. (the F im or UBS Anemia'
Services} is a marker of all ',incise' seos
canna*
and options exchages. LES Fe-erxial Seesaws and U3S
Bank USA at rdrect subsiiares of LES AG and
affiliates of LES Sege-tin U.C. The Fist's Ii ernial
statement is available upon feast. The Fin's excrete
off ices ye a:
Laski/not Sauces FE.
1200 Harbor Esubvarn
Weehawken. to 07086
Ibis statement represent the ant official record of yew
LES Frincial Semmes account. Other wads, root
official tar docuinents. containing conflict-9dt; should
not be relied span If Ku believe there is an error or
mission, please report it immediately n wiling to the
Enrich Manager of the °lice laving your account.
Alkur al figures shown as rdended to be accurate.
statement data shouli not be used for tar purposes Rely
sae& onyerend tax forms, de., form 1038 Sae.
10425, etc.)whinpretargyour tax return. The Fim
required by low to report to ihe IRS all to able &Elena.
retort** rantrable dvidends and eatable niereet
eared an acuities held in you accent, net proceeds
en safe trareactexe, and cost basis ere certain covered
parks.
Communications with the Finn
. Please re-confirm any oral cormarcatorts in sung
to further protect your r4its. robing your rght
radar the Seasick klieg& Protection Act (SPAS
• If thefinancial nstitution cn the tcp left of re hens
of this statement is noel% finance' Senses, U3S
Pi-areal Services caries yo.r account a cleanng
broker by anargenunt with the retested intlilution
We Stormed you d the relanianthig when you
opened this accost. h this case. your kegs and
secureswe located a LES financial Servicesand rot
ex trathEng broker. ad you mat make a reborn
of any error or *Tuition to both firms.
ANaccount slate-nateshall be deemed complete ad
accurate i not objected to ih Yeti* within 60 days.
• /lean diect customer complaints or iNUiin to tie
Fim'sClint Relations Patinae at 201.352.1699
a-toll-free at 800-3569103, 8:CO A.M. to 6:00 P.M.
ET Monday through Fridaw a in *gig to LES
Financial Senses lx., Client Relations Depatnent,
P.O. Box 766 Union City, NJ 07087.
• ki case of wren or 04,0 Ens about an electronic
funds transit( (EFT), bi puymm or UBS Visedebit
card tiansactiorts, call
62-1008 or cote to UBS
Frunciathenices Fic„ 1000 Herber Blvd, 6th floor,
Weakineen NI 07086. Min RIVINESA Senits
Cal or write as soon as you cart if you tit yaw
statement or receipt is wog o 4 you need more
informal en about a turn* on the flattnient or
rOtWO. The Finn or Card Issuer In elPfciable)nou
hew horn's° ro later tan 60 days after the Fim
sae you the fin statemerd on Which the error or
problem appeared.
- Provide your name ad accont raiser 0f any)
— Desoto the *nor or he wander you ere are
about and ratan as chat as wit can why you
believe t is an error or whys.* need more
iionnation
— Proud. the does amount of to suspected error.
The km or Cad Issuer 'rho iniessigne your complaint
and we correct any error promptly.
Please make all checks payable to the Fain or the
financial irektion ideated on the front of this
stakinent haddkcnto ages. accrue fees accounts
may be subject to marterunce fees, changes for late
papitrit for searnes purchases and charges for unpaid
amounts in car =cuts. Accounts that we transferred
to other rotations may be subject to a transfer tee.
UBS Sweep Cation,
UBS offers options for sweepng cash bine; Winces
to bat deposits at UBS Bark USA and WS AG Slanted
brads (Bank Sweep Programs), money maks intuit
beds (Mor* Fu-ds) ad the InternationalDepost
Accant 00Alfor customers withal Interutional
Amuse Management Account. Through te Bank
Sweep Pregame, cash balances re swept to U26 Sark
USA up to at rad:4W pmt ad then to LES AG
Stanford Brandt or a Money Fund. Deposits at UBS
Bak USA are FDIC mired in accordace with FCC
rubs. For awe namation pease vet werwldicgov.
Deposits at UBS AG Slanted Burch and tun of
Money Funds aro rot inured by the FCC
%tour the OA, arvailabk tower balances we swept to
depose accounts al UBS AG New Yak Branch and UB5
AG Cayman Bunch Thew deposits are not insured by
the FCC. Balances Fold at to
Carman Brach
are tempera* exposed to the swereir risk of the
Cayman blonds, and dire is no gwantee Cr other
obligaton of LES AG to repay be biarces while co the
UBSCaymarns Bridis books.
Deposes a U35 Bat LEA and each UBS AG Each are
not protected by SIPC. Money Fund shires aw protected
by SIPC. See -U3S Financial Services Arrant Protection'
bobw
Upon yak retest, banes in the Bank Sweep
Po:gransor OA may be withdraws and shares of a
Money Fund my be liquidated, and the proceeds
returned so you <caviar aorta accord.
Riser formation about available sweep options,
nearing ores rawest rates and yetis, e astable at
wwwitecomreseepyiekt, from your Frahcit Advisor
orgy calling BOO-762.1000.
UBS Financial Services aware protection
The
is a member of the Searilbs Vivea0I Protection
Corporation (SIPC), vrnich worth wasities accounts of
its members up so 5500,000 including S2K000 for
dams kr cash). The SIC asset protection "mks *WV to
all account that you hold n a palkular <abases'.
The Fins together with certain aft Ewes, ha also
purchased applorental protection. The *thrum
amount payable to al eligible there, cobras& Erin
this protection is 5500 million as of December 10, 2013.
klaPct to the pokyconditions ad
rata
the firm is further protected kr up to $1.9 million n the
aggregate for all you accounts held n a poorer
capacity. A ha ccpy of he poky waxing as ineilable
upon request.
The SIPC protection and the supplement' protection
both do not apply to.
• Certain &uncial asses controlled by (and included A
your account value) but hell away from US$Fine-6P
Services (e.g.. certain
cash al UBS Bat (il cain at
LES AG Starnaid bunch (I) insurace proICIS,
including variable enmities, and (i4) shares of mutual
finds where such shares are registered diet A the
name of the account holder on re balm ad records
of to applicable issuer a transfer agent);
• Certain rwelmert contracts or niestment interest
pg., limited partneshix and pirate placement) the
we rot *peered raider tie Securities Act of 1%3;
ad
• Commodities contacts (et, ',reign exchange and
psi:usenet.' ortreds). ndudeg futures contact
ad corneas otticn contracts.
The SIPC protector and to suppkimental protection do
not apply to these assets rent theyotherwise appear
on you steerntrits. IM SEC pidiedien ad the
sort kenentalprotedion der not protect agarct changes
in the maim yaw of you investments (whether a a
result of market mosement, issuer balktUptCy
otherwise}
More information is avalable won request You may
obtan mere infoonasion Lots Set. Easing the 5WC
Brochure, by contacting9PC a 202-371-8300or by
usitng the SSC **tam ar YAW/.140‘041
Dividend ReiWetblbeee Program (DPP)
Thence reflected is an swage price. You may obtan
the actual price Iran yors Financial Adana. Orly as*
tire are purchased under DPW; partial shares wit be
soli ad tot cash w6 be detailed St your account. The
6viderd reinvestment price applied by he O-er may
differ from the market price at which theta:1W shires
ye sold
Caleklieu
I2n Male units may be held in bar account. If you are
entitled to a palul unit a a result o'er:tido-4 Panall
or otherwise, the Firm VA either sell panel wit at
rivulet peke a accept an amount &omitted by a
registered clear, agency, awlcredit yar scare.
Investment objectives
The a-hemmer, obscures rd risk profile we speak to
each account and may ray between Please Seise the
Finn promote, in won; of any sir kant donee in you.
Maxie' situacn or nvestmert objectives. kr each
CONFIDENTIAL
wan held you choose one of the following
imestrnent °brollies'
• Pock. Current Imam.. lin-slim es seekng the
generation of income crib..
• Achim Capdal Appreciation: Investments waking
growth of prncjaal rather than the eversion ol
income.
• Produce Combination oilman. and Capital
Appreciation taiesiments seeking both the generaticn
ol mane and gat/the' prit011.
Overall rills profdes
• Conservative' Seeks to manlier, ndi31 peel* with
low risk and volatility to the accord overal, teen if
that means the accost does not generate signif 'cant
income a returns and may not keep pace with
inflation.
• Moderate: Wang to accept went fist to principal and
tolerate some votatety to seek hgher returns.
• Aggress*: Wiling to accept high ink to pinta aid
high volatility to seek high returns over time.
Statement liouseholdre
We may consolidate at related account statements with
the same address n the sane envelope. Accounts may
be related tor this purpose berate they haw owners
who also maintain pia award relationships with other
clients at the sane address. This practice's known as
• househtiling ' II you prefer to recele individual
statements inaikd in separate envelopes — you Tay
decline householding by oiling your Snakier Adana.
Friendly accept name
The Friendliacoart name reflects Wormation that you
aimed on the Firm's onlne senses webste. t e a
customizable thiclrurnr chasm by you to assia you
ash sow recordkeeping It has res legal effect on your
want. You can charge yew hiendk account names
through Onfre Services or by contacti-gwurFrancial
Athisor.
ACCOST overview
• Paw etre, accoentipondir Net of assets and
• Asset Inclas amiable cash balances, varies for
restricted sear* kw I, and Global line Deposits,
urrealired mars to market, and caftan meets not held
by the Fins Does not include unpriced S.CUitifill assets
al the end of the primand twirl statement periods, or
prorate iwestrrents, invested stock options aid
knosable stock options
• Eiatatities Includes debt boraces, orienting rrurgn
loans. credit the, too avant balances.
• Casb/rroney balances Tool of uninvested available
cash balances. plus UBS Bak USA deposit Wares LIBS
AG Stain ford french deposit balances and money market
mitual fund sweep terraces at to cbse of he
statement period. Noricormlocity kee credit balances in
your accost we rot segregated from other balances
and the Fora may use any of these funds in the ordinay
course of Wariness. These funds we payable iron
your darned. This total is included., the anent period
closi-g value.
SDNY_GM_00025372
EFTA_00135992
EFTA01277225
Important information about your statement (con inued)
Undfig adoration
Fer Matedinformation at the Fr es ending places
and discheses, refer to your Client Relatorrthip
Agennern or Accatt Agreement aid the General
Tim,. at Conditions UBS Staten-own of Credit traction
available in Agreements andoixioxtrel at
rata
comlarroiraderangag
Utast,
Your natement Remit smother. end other was held
in the accant at the end of the staternere period. You
may ark for deity a defy paid searees at ant time.
You may receive sectaries used as loan collateral after
Dying any balance due on tem. k -y *curium
tramilerred to the hen citing the atatanent period are
lined at ticket value as of the end of the strata
period.
• Cast bast h damning the cost basis of the
stories included in this statement, where indicated
wih the ntorbee
UPS Fa-tealSett has relied
en information <bland from sources other than IRS
Festal Senices. including tif °munch ten anothe-
I km a that sums,. have peovided to your Finaxial
Actor. The Finn does not nett:bre& verify a
gaunt the Kandy or valley day information
provided by sates otter thin teiSFivricial Service.
h aicitirt although WS Sirs:rind Services general&
tette this tamaten as egret...a, the firm
ekes not provide any sentences that the idamatir
vet "Cost basis" and 'Ifirealued gar/loss' it
accurate as a the date of this statement. As such
please dome re& on the nit:motion to make
puchace a tale decisions, later aspen.% a
otherwise. Accounts Wandered to to Fim may
reflect gint loss infametkn only f or the period of
tine they at held a the Frm More Natural
rikneaten cane,e ated by yotr Fermin Advisor.
• Um-edited gansflowes Wien data is
eninated tweaked suing lases we Uneaten Ice
YeSviclra I sear Sy lots. The transient data for
rxfreetal lab may or may not reelect
charges sector acuity reterganizal en tots
Diridend and otareenwelmmi lots rd systematic
prate lots are each canbined to display one
averaged lot. The • Trade date • mean presents the
aigrul transaction wade date.
• Callable securities Bat and ;referred stock that
the est tots for ea& reit-plan wil be selected
metal& by lot Iran among all seo.reies of that
eat held how name or in nominee nor lot or
clients. Cdl bathe hecnnaten s cbtaned from third
parties and es accuracy isnot guaranteed. Other call
knives maybes' which cat affect yaelet complete
hfcmiaten Mete provided upon request
• Certificates of deposit (CDs) CDs are FDIC tired
tp to 5293,000 n prrePal and accrued interest per
depostor and pee depose:6y toned:at rs accord ence
wt RAC rules.
• Preenralue Prove divined for securities and other
inducts may be higher or lower than ditto that
you would tusk recede h the mallet Prices ore
°bland from various third party sources vinith tw
Delve to be relitle, but we do not etaralee hear
accuracy.
— We gentraty um the dogleg price wean avdabea
the mean of the bid and ask prices fa lined
se:train and cplors a on& NJ prices fa OTC
senates.
- Less ant& waded securities may be priced using
valuation model or the mon recent pet we
obtained and may not reflect an actual matt rice
or wee
- Certain position may appear withrti a pace and
will Pow as *price was rot available' if we re
unfie to obtain a pnce for a wanly
- Deposits or starts dendninated 6currencies
ocher than U.S. dollars are reflected at the ethinge
rate as of the statement date.
- Fcr semen watt eating in noniconformng
derienonal ant price ant quaty (face vela) may
have been adsted to taciliUle prat tuaion.
To obtain current quotatiens, when babble, contact
par Financial Adder.
• Private arrest ante and druclaired product
hivate niestrren sautes (ixbdrig *ea
patipation acqam and real estate instalment mat
warts) and swami pod cu are generally highly
Anvil Certain strixttred Knish have not been
registered wih the Securities and Excha-
Comeasion a under ani nate securities laws. We
prote ethmited vanes for pwae investmem
wait es and structured products for idormatiord
purposes only. Accuracy k me guaranteed.
▪ Thee values maydiffer tastatiaby born prkes if
any, at rand, a vete nresanent security a
structured rota may be to4-n or sold and do
not necessarilyrepresent the Ma you may receive
upon rquidatiOn.
▪ Thal prlyebrnates of %ale are as of a certab
dale a-4 are &maid to UBS Femeciel Services on
requite bass by in independent vitiation Jim.
- Issuer, general partner or spomor estimated vaLes,
ory, are unwind to the Fran by the mar,
genmal pater or spereor and may be calculated
based on deferent irdonnation tan that used by
It'd panel Sterne their estinated values.
- You can obean additive inearnaten regrading
the methodology used to determine the tit*
of
value ad tie date of the H.:email," that is the
basis forte tint by contact lag your Fivitial
Advisor.
- Chid party esenveed vitas my be reflected as
•Not eked' h wow I sit at m. wee n
rdependent telethon tent has not stippledor is
ulnae to assign a vibe, when we become aware
that a materialevent ha °coated that may call a
pettily reported vela it question. or when a
value would be highly speottive due to the nacre
of the sentity.
- When neither an suer, general panne or sponsor
*stinted rake ha a Otiosity estimated nate if
parted the value of the tardy will be dinette
ban itspurchaseprice.
- •Dslekte an to date may include return of
mild. income a both
-
Ira see' represents the initial orterng
pee per unit and may not reelect p.r ton basis
• Restricted nanties Rented searnen generally
we rot currenty engine nor publk sale. UBSFireyeal
Services tees the market price of the unrestricted slock
of the sane issuer as an mputed value for the
restricted stock for propene of this 'Women on. To
the tent that redrined sparkles are eegbn la sale,
the vale recehed may be stIonantial& less than the
heated value drown
• En. bestireeted) inert. current yields end rates.
An estinate of mall intorno is bawd en sweet
dividend ad interest rates, assuning tie stakes will
be held for <ne yea from statement date or trill
MIlisity. This tint easy again., accuracy
rd continued mono are not gueranteed
- Estimated anal name at hart yield fee
certain types of stakes could include a Man of
detainor capital gate h %Nth case the est
income (rd current yeti would be emanated.
- Estimated areal tome rd writ yield and the
actual itene at yieli might be kwer a higher
than theist:matedamounts.
— An entate of a-runced ncome (divdend ands
interest) divded by the curter market
valciaverage balance it based on the Iset dividend
or Merest payment made by the issuer and
aeries the seostieteposts will be held for one
year born the statement date or until manly.
Accuracy ad continued weld we not gawked
• Ann riot held by UBS 'rancid Service& Certain
assets re rot held by the Fin and nee nth the
Fern's possesses, or ccenrol. These assets de
depleted on you statement fa informational
purposes only. Position, rid values presented re
Footed by the issui-g hen US$ F rancial Services
not revertible for the ntamaion and does not
guarantee es accuracy these assets are rot weaned
by SIC or the tem% supplementalSIC coverage.
• Revenue shoring and additional compensation.
— In addition lo commiseons on sales and 12b1 fees
recent n ea-racoon with the distribution of
mutual Ittids to our c fonts we nuke our Alfas
receive mania, Sharing Parente horn distributors
ado advisers of the mAki funds that we sell.
Theseanoints are based on two defence
rsetaxnenrs 0 ten amantol saki by UBS of a
pannold mutual fund I ami& to our clients, and CO
the asset wined apalioalr rnutual hind I amilis
shares held at the ern
— We and as afMate also recta nemeeking and
ormtus processing lees in consideration for
turner agent rarvios that we pray& to the
mutual fads. Thew feel gentle are Pad from
imestor arts h the mutual fund and are a freed
dela amount based ar tie number of accounts at
the brokeridealer holdng maul lards el that fund
CONFIDENTIAL
— h nide cc, to oneirrisscni received n connector
wash the sale or cletnbUion of a-ruey contracts
and vet investment tat lilies to our <lents, we
anctor our affair* weir retsina sharing
compost:a from many of the instance
companies undenttire; the arruity contracts,
athletes of the turn* carpats or sponsors of
tetra imestment mats we distaste.
- air edits ako receive trading cantata and
other cornea-eat° from ennui knit and
nuance cement whose prodxls we distribute
- Wyatt.* an anal fee from UBS Bak LEA and
LES AG Stanford Branth of up to szs per accost
writhe to the bat under the UBS Bak Swoop
Fragrant
Activity
hbrmatit regudrig <attars and otter charges
iscuricd in connect on with he <nu:knot wades,
iidudny option transactions ha berencluded at
atirrnthons povously furrohnl eo you, at will be
pronged to yOu ramptly at rawest.
Short allies
f yeu am engaged in short tern a security, you may
hair a charge doe to certainbra-rowing costs for that
funicular security.
Open mkt
Regrling oar or • sooditilkanceeled* ceders that
were not theafted by the steamer( date, open buy ad
sed stop orders are redxed by the mount of dividends
a rig-its on an eitividercet a tripes tie unless
intruched otherwise by ya.P. You are tearable for
eiders that re testate due coyote litre lo caxel
elating open orders.
Privacy
To cbtai, a copy of at cunt Chad FeremyNceice:
please contact sour Freesia Achisor or visit err weeniee
at ttwailRefigEsthiaURRIER,
UBS Rutin Services a rot a bet The WA, Busies
SMACK Account RSA and IRMA ore brokerage accounts
which provide access eo barking services rid products
through arrangements art Alined bat at other
thrtipaly banes, ad provides access to nsurace and
stay pralacte lead by tenant thirdiparry
insurance ecmpa-as through Murano agency
subsdiswies of UBS Financial Services Inc.
Iniestment nsurace. at ruttyproducts:
Not IDIC inured • No bank gement* May tae vela
RUA. Rescue. Management decant, Business Senices
Account 85A, IRMA and international Resource
Management Accost are registered service marks of
UBS Fruncial Services he
Visa *hate is a registered seeds* mad of visa
International. CBS Via Sagan cede cards at UBS
yea debt cards are eaten by UBS Bark USA with
permission from Wes U.S A Incorporated.
UBS Fireendal Services Inc
Pm 204102
SDNY_GM_00025373
EFTA_00135993
EFTA01277226
SUBS
UBS Financial Services nc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70 0 6 482 58 7 0311 xt YI 0
Business Services Account
March 2014
Pelt p. vrtii
11r
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number.
Your Nnancial Advisor-
Phone 212.821.700Y800.308-3140
Questions about your statement?
Call yo,ri Finandg Advisor Or the
ReSoiateline at 800-762-1C00,
account 029323679
Value of your account
on February 28 (V
on March 31(1)
Your assets
5,838.70
5,588.70
Visit our website:
www.ubstomlfinancialservices
Your liabilities
0.00
0.00
Value of your account
$5,838.70
$5,588.70
Items for your attention
• If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.cornionineservices
Tracking the value of your account
5.838.7
5,5897
•
Feb2014
MN 2014
Son rats of your account growth
during 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your nvesmtenI return
Change in
market Moe
Value of your account
on Mar 31, 2014
1O00
SDNY GM 00025374
$558a70
50 .00
$555.70
Member SIPC
ANP70005006482587 NP70C03C0496 C0002 0314 030579743 Y123679550 100000
Page 7 of I8
CONFIDENTIAL
EFTA 00135994
EFTA01277227
*UBS
Business Services Account
March 2014
Your account balance sheet
Summary of your assets
Value on
March 31 (3)
Percentage of
your account
A
Cash and money balances
5,588.70
10000%
B
Cash alternatives
a co
0.00%
C
Equities
a co
0.00%
D
Fixed income
0.00
0.00%
Account name:
Friendly account name-
Account number:
Value of your account
$5,588.70
100.00%
$5,588.70
Your current asset allocation
Eye on the markets
Index
Your R sandal Advisor
212-821.7030/800-308-3140
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P SOO
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
Percentage change
March 2014
Year to date
0.84%
1.81%
0.53%
1.97%
-0.57%
0.77%
-017%
1.84%
AMMO:04006492588 NP7000307486 03802 0314 030579743 Y1 23679550 10apitGito0025§W 6 of 18
CONFIDENTIAL
EFTA 00135995
EFTA01277228
SUBS
Business Services Account
March 2014
Account name:
Friendly account name: P0TK ETTLE LLC
Account number.
Your PI sandal Advisor:
212-821-70001800-308-3140
Change in the value of your account
March 2014 O/
Year to date (1)
UBS Bank USA Business Account APY
Interest perad Feb 7 - Mar 6
Opening account value
$5,838.70
$0.00
Opening UBS Bank USA Business balance Feb 7
$0.00
Deposits, including investments
Closing UBS Bank USA Business balance Mar 6
$5,838.70
transferred in
0.00
5,838.70
Number of days in nterest period
28
Withdrawals and fees,
inckiding investments transferred
Average daily balance
81,459.68
cut
-250.00
-250.00
Interest earned
$0.00
Closing account value
$5,588.70
$5,588.70
Annual percentage yield earned
0.00%
Cash activity summary
Ste Account attnny thrs month tot decals Baances in your Sweep Options are mended n the coning and
closing balances rdue. FDiC insurance applies coy to deposits * U85 Bank USA, rot to deposits at UEIS AG,
SNOW Branch or bale deposits pracedihrougn the u8S Internet:one DePC64 Account program. WC
protection applies to money mane sweep land holdings but rot bank deposit. kerrnpOrtint informaD0n
Matt i>vg sfeemerat on the last two pages ot tnisoccurnem for ate&
March 2014 IS)
Year to date (S)
Opening balances
Addibons
Deposits and other funds credited
$5,838.70
0.00
$0.00
5,838.70
Total additions
$0.00
$5,838.70
Subtractions
Checks and bill payments
-250.00
-250.00
Total subtractions
-$250.00
-$250.00
Net cash flow
-$250.00
$5,588.70
Closing balances
$5,588.70
$5,588.70
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibility consderation • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025376
AmP7000S006482S89 W7003303496 C00O2 0314 030579743 V173679550 10C000
Page II of 18
CONFIDENTIAL
EFTA_00135996
EFTA01277229
*UBS
Yournotes
.rvr .50,55.590NIAMON.600032 co I a onsma vmensm ogs.
00.{.” le
CONFIDENTIAL
EFT,00133997
EFTA01277230
$UBS
Business Services Account
March 2014
Your assets
Account name:
friendly account name: POTK ETTLE LLC
Account number.
Seale PnCeS, income and current vaues ShOrm may be appnbarra14. AS a issue, gains aid10%4SW/, rql
be acurately reflected. See important urlormabon about your statement a the end ol this dxurreM for
in7te Informalon
Cash
Cash and money balances
Cash and money balances may Ind tee avalable cah balances, USS Bank USA deposit acount balances,
UBS AG Slareord Branch deposit amount baances and money maker mutual fund sweep baiances
UBS Bank USA deposit account balances are insured by the FDIC vet hi n appliceble limits, but are not
protected by 9PC UCIS AG Stanford Dare h decoy' amount balances we not insured by FDIC end ere rot
protected by SIPC Morley made* sweep balances are protected by SIPC but are not insured by the FDIC.
See the important information about your statement a the end of Out document for daaas about I too
balances.
Openng bdance
Closing Wince
Pnce per there
Average
Fiddng
on Mar 1 (S)
on Mar 31
on Mar 31 CO
rate
5.838.70
558830
250.003.00
Dnidend interest
period
Your PI nandal Advisor:
212-821-70001800-308-3140
Dap tn
period
Cep amount cs)
Your total assets
Value on Mar 31 (S)
Percentage Cl
Cost
Estimated
your amount
basis (5)
annual income (3)
Unreel/red
gain or loss (1)
Cash
Total
$5,588.70
100.00%
$5,588.70
Cash and money balances
5,588.70
100.00%
5,588.70
Account activity this month
For more Informal/2n about the plildvalue shown for restricted :Knelt% see important Mformati:o about
your statement a the end of this document
YOU'
Cvaitrtyr
Die
Actinty
Cescnptron
expense code
tale 'take
Feb 28
Cash and money balance
15.83870
Mar 24
hiceivaiue (5)
Cash
amount
Cash and
money balance (1)
Bia Check
STATE OF DE CHECE PAID 001001
-250.00
5,588.70
Mar 31
Closing cash and money balance
15.58830
SDNY GM 00025378
APIP703050064.92591 NV7003303486 C0032 0314 030579743 VI 73679550100000
Page 11 of le
CONFIDENTIAL
EFTA_00135998
EFTA01277231
SUBS
Business Services Account
ma-ch 2oi 4
Account activity this month cen tnuedi
Date
Money balance activities
Feb 28
Mar 25
Mar 31
The UBS Baru USA &Mines, Account is your pnmary sweep option.
Account name:
POT
r Erni, LLC
Friendly account name: P0TK ETTLE LLC
Account number.
Your IIsandal Advisor:
212.82 l-7000/800.306.3140
Activity
Descriptcn
Amount (5)
Balance Forward
$5,838.70
Withdrawal
UBS BANI: USA BUSINESS ACCOUNT AS OF 03/24i I 4
-290.00
Closing UBS Bank USA Business Account
$5,586.70
ANP7C005006482592Ne70C0303406 C0032 0314 030579743 Y123679550 I 0igleyGfriL000213esi 12 of 18
End of statement for account number Yi 23679 SS
CONFIDENTIAL
EFTA_00I35999
EFTA01277232
Important information about your statement
LEIS Fiuncial Services Ix. (the F im or UBS Anemia!
Semices). is a martet of all principal nosily, cannodty
and optima behaves. LES FrertialSenrices and LES
Bank USA at rdrect subedares of LES AG and
affiliate, of LESSetritin LIC. The Five's thane'
statement is available upon reoen. The Fern's *recite*
offices re a:
LES Fininced Services Ft.
1200 Harbor Flaubert'
Weehawken, to 07086
Ibis natement represent the any official record of yas
LES Finincial Senses account, Other records, 'rept
Mickel tar documnt contening ccrilicting data slimed
rot be relied mon If you believe there is an erne or
omission please report it immediately needling to the
Ranch Manager of the office serving you arrant.
Ael-cuoin ellipses shorn re ebended to be accurate.
statement data should not be used for tar purposes Rely
sorb ones-end tax forms, te.. Form 1099. 5488.
10425, etc.)whin prepregyour tu return. The Fine it
requiredby law to report to the IRS all taxabk dividend,
nipple* rantanble dui:lends and tat Menne
eared on vacuities held in you account net proceeds
on safe transactcre, and cost base Co certain covered
loos it in.
Communications with the Firm
• Please retortion arty oral cormtncaterts in mmHg
to further protect you; opts, it-tolueneyour rite
seder the Se: train !nester Protection Act (WA).
• If theMaxie helitution on the tcp kb of the front
of this statement is not LEIS Financial Sinews, IBS
Feenoal Services carries you- account as cleanng
broker by amegernent web the indcated mission
We Wormed ISU of tie relationship when you
opened this accost. h this case. your Lent and
setae:eswe located at LES Financial Senses and rot
the enact/mgbroker. a-4 you nut make a SPA
ol ray ester or &Inn& to both firms.
A arrant statements shall be deemed complete ad
accurate f not objected ton *meg within 60 days.
• Please diect customer complaints a i -nUiieS to he
Fern's C lient Relatins Pertinent X 201352-1699
or toll ree a 800-354-91(G, 8:00 A.M. to 6:00 P.M.
ET Monday through Freclap a in *Meg to LES
Financial Senses lx., Client Relations Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• nesse of even Or cLaslian about an electronic
funds Wanner n lei puymm or UBS Vise debit
card aankictorts, call
62-1000, a voile to UBS
Feenoal Semen he., 1000 Harbor Blvd, 6th floor.
Weehawken NI 07086. Min RMNBSA Se-mos
Cal or write as soon as you cart 4 nth thee, gas
statement or receipt is wag or A you need more
informai in /boat a twofer on the 'tamers or
curer. Tho Firm or Card thus (as MItrablr must
her from you no later than 60 days aher the Fim
sent you the fin statement on brigs the error or
problem appeared.
- Prowlers: nane ad accost number 0 any).
— Desabe the *nu or he transfer you ant vitae
about and explan as cleat as mo cam why mu
believe it is an error a why you need more
efamation
— Proud. the dolor snout el the suspected mix
The Fie or Cad Issuer wit inentigeto you complaint
and evil correct any error pomp*.
Please mote all checks payobk to the Firm or the
financial institution nitrated on tie front of this
statement haidition to reeguhe accarf for accounts
may be subject to mailenrce fees, throes for late
parent for securities purchases and charges for unpaid
amounts in Glib =ants. Accounts that we transferred
to other hakutions may be subject to a sneer fro.
UBS Sweep Option
UBS offers options for sweepng cash bilarces, biances
to bass deposits al UBS Bat USA and LES AG StanIced
brach (Bank Sweep Progeny), money market metal
kids (Money Fu-de and the International Deposit
Account ODAtfor customers withal Intemational
Rexene Management Account. Through the Bank
Sweep Proaany, cash balances re swept to 185 Sark
USA up to ari estabkheol knit ad then to LES AG
Stanford Brandt cr a Money Fund. Deposits at UBS
Bak USA are FDIC assured in accordace wth FCC
rules. For nacre nformation please set mwrldiogov.
Deposes at UBS AG Starred Burch ad stores of
Money Funds are rot inured by the FDC
throup the OA, araileble toads balances we swept to
depose accounts at UBS AG New Yak Branch and UE6
AG Cayman Bunch Thew deposits are not enured by
the
C. Balances Feld at the LES AG Carnal Bra-d-i
are tempera* exposed to the sovereign Sc of the
Capin blonds, and there is no gamete Cr otter
obligation of UBS AG to repay the burn while on the
UBSCormann Brach's books.
Deposes a 185 Bak LEA and each UBS AG Barth are
not protected by SIPC. Money Fund shires ere protected
by SIPC. See 'UT6 Frontal Service. Arrant Protection
bobw
Upon you reqrst, balms n tie Bank Sarin
Program or OA may be withdrawn and shares of a
Money Fund may be liquidated, the the proceeds
returned to you <recur secudier accant.
P.nher formation about available weep options,
nacre ore,* evetest rates and yet*, a seeable at
www.ths comrssueearkt, from your F nano ial Advisor
or by calling 800762.1000.
UM Financial Services account protection
the Finn is a member of the Securities iliniterf Protection
Corporation (SIPC), which protect securities account, of
its members up so 1500,09) Cnclixling 5293,000 for
dens kr cash). the SIK asset protection knits apt to
all account that you hold n a palkuls capacity.
The Finn, together with certain Mantes, ha also
purchased epplemental protection. The mrinun
anoint payable so al eked* clients, collects& seder
this protectim is S500 million as of December 10, 2013.
kloXot to the pokyconditions
limitations, cash a
the Firm isfurther protected ot ad
mote $1.9 million n the
aggegate for all you/ accounts held n ape-titular
capacity. A hi copy of the poky wsdng n available
&on &quint.
The SIPC protection and the supplemenUI protection
both do not apply to.
• Certin Francis! Uwe controlled by (and nctieed in
your account value but held away from UBSFinrcel
Senecas (e.g.. certain(* cash at UBS Bat (il oath at
WS AG Surrecrd bunch (I) interne pi:data.
including variable acuities, and (id shires of nate
hetet where such them are reentered dienly n the
nave of the account holier on the tors and records
of the applicable issuer or transfer agent);
• Certain register* contracts or Mestment interest
pg., limited partnere* and prime placements) the
are rot rept-tend trder tie Securities Act of 1503;
ad
• Commodities corrects (e.g, foreign 'shave and
precirsrnetal cantract). nduding foists contacts
ad kormoditrootion contract
the 51K protectcn and the supplemental potenc) do
not apply so these assets evens they otherwise appear
on your siXernern. The 9K protection and the
sultolareental protection do not protect mane changes
in the maim vats of you' investments (Whether as a
result of market morment, issuer bankruptcy Cr
Otherreil0
More information is avalable mon reopest You may
obtan more hfcmation about Sit. eictedng the SRC
Brochure, by contacting 9PC a 202371-8300o by
wring the SIK **thee ar VAMMert/E
Dividend Rear/Utile& Perm (DPP)
the pee reflected is an swage price. You may obtan
the actual price Worn yas Financial Advisor. Onty neck
*Wei are purchased under DRIP) patial shires will be
sok, ad tlw rah wa b depotited h your scours The
dividend realignment price applied by the issuer may
ale from the make price at which thepartial shires
are sold
Ceolokelieu
Orly whole units maybe hewn you' amour. If you are
entitled to a palul utt as smolt of a Pride rd Paement
or otherwise, the Firm veil either sell parbal kegs at
rivulet peke a accept an kronen &Unrifled by a
rogiceoed clearing agency, admen you across
Investment objectives
The rent:nen of/pours and risk profile ay specific to
each account and nuy mybetween Please athise the
Fern prompter in mning of any simileant Mango n your
Maxie siturcn or gni/emelt objectives. For each
CONFIDENTIAL
scant held, you choose one of the following
knestynent objection'
• Andes. CumentIrcome. imbim its seekng the
generation of income a*.
• achieve Cepdar Appreciation: Investments seeking
grown of pence:bat rather than the generation ol
income.
• Produce Combinaton oilman. and Capital
Appreciation: I-vestments seeki-g both the generation
ol name and gash of pupal.
Overall risk prairies
• Conservatre Seeks to mantan Sol precis, teeth
low risk and volatility to the accarn area, nen if
that means the accost does rot generate signif 'cant
income or returrn end may rot keep pace with
inflation.
• Moderate: Willing to accept seem rite to pinoPal and
tolerate some menet, to seek hater returns.
• Aggressire: Wiling to accept high ink to pthopal and
high volatility to seek highreturns oser tine.
Statement liouseholdne
We may consolidate al related account statements with
the sane bide& n the sate enact Accounts may
be related Ice this purpose betase they have owners
who also maintain pint score roktionshis with other
terns at the sane address. This practice's known as
• householing ' II you prefer to retake edivalual
statements marred in separate rilYekeirl — yen may
decline hors/Malang by ping you Fruitier Advise.
Friendly accotht name
the Fnendk scant name reflects of ormation that you
awned on the Firm's onlne settees websee. h is a
customizable 'niclrurne' &run by you to &in you
rah you recordkeephe. It has no INC effect on your
arrant. You can dirge you' hiendb account names,
though Onire Services or by contact-9 mut Financial
Adana.
ACCOWll overview
• Yatre of yore amoonaportak, Net of assets ad
• Asset latexes salads cash balances, vats for
restricted stare), (en I, and Global Tine Deposits,
urreelied marks to maker, and certain assets not held
byte Fins Does not include unpriced Unfiredassets
al the end of the odeand anentstatement periods, or
private ithestreents, vested stock options wed
emicoable stock options
• rielienes Include, debt belaces, cuturdirg rrergn
loans. credit the,
accent balances.
• Cash/money balances. Total of unimested amiable
cash balances. plus UBS Bak LISA deposit bat/poet UBS
AG Stanford Branch depose balances and money market
mutual fund sweep beams, at the Use of the
statement period. Noricormlocky free credit balances in
your scowl av rot segregated from other balances
ad the Fern may use any ol these tunes in the ordinay
come of tipsiness. these turds re payable won
your dernard, This total n intruded., the omentpeeiod
doing valve.
SDNY_GM_0002 5380
EFTA_00136000
EFTA01277233
Important information about your statement (coninued)
landing information
Fix *teed int °mutton on the Finis lending practices
and disciosues, ter to you Ghent Relaterraip
Armoury or Account Agreement rid the General
Teems at Conditions UBS Statement of Credit Practices
available in Agreement and Nei owes at
taw mac rottarratadargigai
Yew abets
Your dassment Remit acuities endotter assets held
hare accent at the end ot the statement tend. You
may ark for delvery of Itty paid scones at ry time.
You may receive securities used as loan collateral after
pwing any balance due on tem. Pry securities
bansiened to to him dreg to steward pentad are
listed al market value as of the end of the statarere
period.
• Can basis. h detemning the cost basis of fate
stales included in this statement, where indicated
wih the runty.
•UPS Fiord& Services has relied
on information *1 mad from sources other Man IRS
Financial Seraces, including information kern another
lam a that you mg haw. !unaided to you Finaxial
Advisor. The Finn does not idepatently verify a
operant the money or milky day id °triton
provided by sates oter than LAK.Fivncial Senates.
h tali" although SIBS FintiCel Services generally
sextet tie information as it is received, the firm
does not provide any astwances that the eternal:II
tmbr "Cost basis" and %tweaked garl loss' is
accurate as of the date of the statement. As suck
please do not reay on this Hermitian to make
audit a Sale decisions, fades papaws ce
otherwise. Accounts transferred to to fie may
reflect gat/ loss tdomition only f or the period of
tine they ae held a the F rm fibre historical
tonnaan tan be added by yotr FeuncidAdvisor.
• Unedited gabalosses Wien data is aoiltly
eninated areatized gait lases we cictAated fa
navilialseosty lots. Re transactor, data foe
nevidal bas may or may not reared <dominions,
charges ander sectaity reorganize en events
Diridend and °tarn, nvestmmi lots ad systarnatic
eschew bts are each tenbined to display cue
averaged lot Ste • Trade date • [alto presents the
aigtul transaction trade date.
• Callable securities Bomb and preferred stock that
the infarct for eat redenpf von will be selected
mpaelb by lot ban among all seoseies of tot
assts held how nowt or in nornhee name lee as
clients. Call bade edamation s dotabed from third
patties and es accuracy isnot guatteed. Other call
leases marmot vetch ttsald affect yaelct compete
nlomatco will be provided upon request
• Certificates of deposit (marCDs are FDIC enured
Leto 5250,000 n acacia' aid accrued interest per
depostor at pee deposit:lbinstitution, in accordance
will RAC rules.
• BriceArolim Prom divinedfor securities and fi ner
products may be higher or lower than Mesta that
you would actually recte n the minket Prices me
°bawd tom vatan third party sources white we
Delve to be reliable. but we do not gatealee their
accuracy.
— We gentrady use the closi-g pricewhen avalthee cr
tie mean of the bid ad ask prices farmed
acuities and colors or onb bed prices Ice OTC
seosties.
- Less actemb traded securities may be priced ushg
valuation model or the mod recent fora we
oared and may not reflect an actual matt price
or igte?
- Certain points may appear without a price and
will thaw as *price was rot bailable if we re
undob to obtah a pnce for a leanly
- Deposits or sateen denominated er currencies
other tan U.S. dollars are reflected at the eichinge
rate as of the statement date.
- For cerian twines beano n non.conformng
deriannalcra ace at tatty0mo wise) may
have been added to facilitate proper valuation
To obtain current quotations, when wattle, cordad
your Financial Atte.
• Private inonenwas and drudaped producb.
hinte meanest seasein (has/nicked
participation acqam grid real estate investment trust
smuts) zed stared pita
are generally highly
Akiel. Certain Prised waists have not bean
registered with the Securities and Excha-
Com-rasion o- under any state securties laws. We
provide estimated sties for private investment
leashes and structured produces for edormatecul
purposes only. Acosacy snot giuranewd.
- These values may differ agnates, from prices.
any, at whidna private twesanent security a
structured cnxIxt may be bouts or told and do
not mussels represent the vale you may receive
upon rotation.
- Thad prly 'Ornate of vale av as of a certab
date and are sabred to UBS Fina-cial Services on a
regale bass by an Wei:enders religion tint
- Mum general pannw or sponsor tinged valet,
fry art wpplied to the Fm by Ow tar,
gental pane or sponsor and may be tabulated
based on Mewl information from tat used by
tadparties laded* tea entailed values.
- You can obtain additional Harnett' regarding
the methodology wed to determine the ratite of
value at The date of Me efamalen that is the
basis for de mitt by contacteg your Financial
Advisor.
- Thad party estimated vitas may be reflected as
•Not aged' n sever l sit alit. wive n
idependent vitiation tem RS not suppled or is
table to assign a vas. Man we became entire
that a materialevent has ocoared out may call a
!tits), reported vas ib question. or Wien a
value would be highly speottive due to die ntre
of the sturdy.
- When neither al suer, general part se sponsor
bibbed sake nor a Uttar estimated vela if
wooded the value of the study will be anted
km its purchasePrice.
- • Ditto cm to date may melt)* return of
meal. income a both
— 'Crignal
sce • represents the initial offerer;
price per unit and may not (elect Will cost basis
• Restricted securities esstrded wan in generally
are rot currently easible son publk sale. UBSFiractal
knots ides tlE matel price of the unrestricted slack
of the same issueras an mputed value fade
restricted stock for porpons of this atatement on4, To
the tent that eeff riff ed searkies are 'rube lee
the vale receied may be stbeantialB less than the
irtp_ced value town
• En. (esterneted) inccene current yields and rates.
An estinate of a-rual income is based an (Limn
dniclind aid interest rates, attuning tie stakes will
be held for one yew from statement date or until
nUtifite This mitt a ceW a gtelne, mammy
rd continued ineanw are not guaranteed
- Estimated atual name at curvet yield fo-
certain Woes of stakes could include a return of
prncpalor capeal gat in uhich case the est
income grd current yeti would be onerstated.
- Estimated snail icane ad went yeld and the
actual item and yield milt be lower a higher
than the tstinated amounts.
- An eatate of trusteed income (divdend actor
interest) died et by the curet market
vattraverage balance d based on the last dividend
Or interest payment made by the issuer and
warms be seositieedeposts will be het foe ore
year from the statement date or until manly.
Accuracy and continued weld se not garnet
• Assets not held by WS 'rancid Services Certain
assets me rot held by the fern and not nth the
firm's possession or anti These assets me
*played on year statement fa ore common&
purposes only. Positions and values presented a.
Pounded by the swig Inc U6SFroncial Services is
not reversible for ins ?formation and des not
guarantee es accuracy. these assets we rot protected
by Silt or is Fits supplemental SIC coverage.
• Revalue shoring and additional compensation.
— In addition to commissions on sales and 12b-t fees
recent n correction wash the distribution of
trawl finds to beams we nuke our &Mau
receive revenue *Wing Parent, from distributors
ads adriscrs of the mAol funds that we sell.
These anowts are based on two *kern
components
amant ol atm by UBS of a
partiailar mutual fund I amiy to our climb and Cri
the asset value of a patiosLT mutual fund I amity's
dares held at the tern
— We and 0.1" Anate aBo recewe netting and
ormtus processing lees in corteration for
bade agent rata that we pay& to the
rrukal fads. Thew feesgenerally are pad from
investor assets in the mewl fund and are a heed
data amount loosed an the nutter of accounts at
the broker.dealer holdng maul heeds of that fund
fmiy
CONFIDENTIAL
— h ade en to covimascra received n connection
wth Me sale or danlation o1 array contracts
and ,M investment trust units to our <lents, we
ands our affiliate mat trans sharing
compensation Fran many of the antra
companies underwritirg the atittortracts,
*kites of the Curate <arca-tor sponsas of
Mtn imesvnent wets we distrbute
- OJT affiliates also recite trading oarnifiatkra and
other cormorant:onfrom mutual finds and
nsurance attain whose products we *tribute.
- We receive an annual fee from UBS Bak OA and
UBS AG Stamford Bart ohm to szs per accost
sweeping to the barks under the UBS Bark Sweep
Roan.
Activity
hbrinaterrewarderg caner:nets and other Charge
hoped et connedco with the *mutat of eat,
ncludng option transactions ha been inclucbd al
catenaions puvousty fume-shad to you, ad ad be
pleaded to you wavily at rawest
Sheet alley
f aware engaged in she wait a security, you may
noir a chap the to cerUin Wroth's? costs for that
particular securty.
Open Green
Regarding Wen or • gozdtilkancellecr ceders tat
were not teocured by the gatemen date, open buy at
sell stop orders are redxed by the antral of dividends
or rights on an exdividerds a totes thee unless
instructed otherwise by you. You are responsble for
orders that are weaned the colour failure lo cancel
eating open orders.
Privity
To obtain a copy of cu. current Client Friary Noise
pima contact sour Francis' Achisor or vat as website
at altaaRRICIatagallaa.
UBS Financial Services a rot a bark tin BMA. Bushes
Seniors Account RSA and IRMA are brckerase accounts
which provide access to batingservices at products
trough arranowne-os wet) affiliated bat aid other
thrdpay banks, and provides access to roan and
snug prodxt awed by unaffiliated thitd.pa-ty
tummy companies through roura-na agercy
subsidiaries of UBS financial Services Inc.
Investment, nsura-ce. ani amityproducts:
Not VIC bowed • No bank guarantees May Use vela
RUA. Resort. Management Account, Business Services
Account 85A, IRMA and alternate's& Resource
Management Accost are registered service marks of
UBS Fruited Services tic
Visa *rate is a registered service mirk of Visa
Intonational uBs Via Signalise cede cards and LES
yea debt cards are espied by UBS Bank USA with
prmosion from to U.S A Incorporated.
UBS Finlander Services Int
P+v. 201402
SDNY_GM_00025381
EFTA_00 I 3600 I
EFTA01277234
SUBS
UBS Financial Services he
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70056915790414 V1 0
Account name•. POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number:
_3679 SS
Your Financial Advisor:
Phone' 212.821 -7000/800-308-3140
Questions about your statement?
Call ;Our FinanCig Advisor Or the
Rescurceline at 800-762-1C00,
account 029323679
Maltour websIte:
www.ubstorMinancialservices
Items for your attention
. it you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.com/onineservices
Business Services Account
April 2014
POT & KETTLE, 1
Value of your account
on March 31 ($)
on April 30 (5)
Your assets
5,588 70
5,588.70
Your liabilities
0.00
0.00
Value of your account
$5,588.70
Tracking the value of your account
S
S5,588.70
5989.7
•
Mal 2014
40i 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
Wthdrames
Your riWStrnent return
Chaste in
market value
Velma of your account
on Apr 30, 2014
90.00
SDNY GM 00025382
45,588.70
$O00
955811.70
Mombor SIPC
ANP700C0005591579 NP1000191025 00002 0t14 030579743 Y123679550000000
Page 7 of 18
CONFIDENTIAL
EFTA_00136002
EFTA01277235
SUBS
Business Services Account
4)6(2014
Your account balance sheet
Summary of your assets
A
Cash and money balances
B
Cash alternatives
C
Equities
D
Fixed income
Account name:
Friendly account nani
Account number:
value on
April 30(4)
Percentage of
yOur account
5,588/0
100.00%
0.00
0.00%
0.00
0.00%
0.00
0.00%
E
Non-traditional
F
Corrmodities
G
Other
Total assets
Value of your account
55,588.70
100.00%
$5,588.70
Your current asset allocation
A
Eye on the markets
Your IIRancid Advisor.
SCOTT STACK MANLYLE CASR1EL
212-821.7000/600-308-3140
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the imponant
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
April 2014
Year to date
S&P 500
0.74%
2.56%
Russell 3000
0.12%
2.10%
MSC I - Europe, Australia & Far East
1.53%
2.31%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
0.84%
2.70%
Ape7C003005691580NIT0C0191825 000O2 0414 030579743 Y123679SSOCOMpiyGitrxweer B of 18
CONFIDENTIAL
EFTA_00136003
EFTA01277236
LIBS
Business Services Account
Account name:
POT 8/KETTLE, LIC
Friendly account n
•
TK
Account number.
Your financial Advisor:
212-821-70001800-308-3140
Change in the value of your account
April 2014 ($1
Year to date (i)
UBS Bank USA Business Account APY
Interest perrod Mar 7 - Apr 6
Opening account value
$5,588.70
$0.00
Opening UBS Bank USA Business balance Mar 7
$5,838.70
Deposits, including investments
Closing UBS Bank USA Business balance Apr 6
$5,588.70
transferred in
0.00
5,838.70
Number of days in merest period
31
Withal-awals and fees,
including investments transferred
Average daily balance
$5,725.80
out
0.00
-250.00
Interest earned
$0 .00
Closing account value
$5,588.70
$5,588.70
Annual percentage yield earned
0 CO%
Cash activity summary
Ste account It 'Noy this mown tot deta Is Blanes in your Sweep Options are included in tne cpertrig and
closing Mance, vS ye. FDIC insurance applies only to deposits at UK Bank USA, not to deposits at UBS AG,
sianioid Karon or bank deposits pateciihrouch the UBS International DelX54 Account program. sirc
projection applies to money maitet sweep fund hcklings but not barer deposits. kermponant Intormacon
aboutsom statement on the Lag two pages ot this document tor deals.
Apnl 2014 (i)
Year to date (S)
Opening balances
Additions
Deposits and other funds credited
$5,588.70
0.00
$0.00
5,838.70
Total additions
$0.00
$5,838.70
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.00
$5,588.70
Closing balances
$5,588.70
$5,588.70
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a kill description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your retell objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment elig betty consideration • None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025384
AMP70303005691581 NV7003191825 00007 0414 030579743 Y123679550003000
Page 9 of 18
CONFIDENTIAL
EFTA_GOI36004
EFTA01277237
*UBS
Yournotes
CONFIDENTIAL
EFTA,135003
EFTA01277238
*UBS
Business Services Account
April 201.:
Your assets
Account name:
Friendly account name-
TK TryEVs
Account number.
Sane pnCes, income and current ea UeS ShOnn maybe approximate. As a result gains and 'OVA'S may ni:M
be acurately reflected. See unportantmlormabon about your statement a the end ol this dxumem for
'rote Informaion
Cash
Cash and money balances
Cash and money balances may include avalable cah balances, UBS Barn USA &pout account Warp's.
UBS AG Stardord Branch deposit account balances and money maker mut ua fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC valhn applicable limits, but are not
protected by SIPC. 1)85 AG Stanford Brant h deposit scram brines are not insured by F OK aid be not
protected by SIPC Money market sweep balances are protected by WC but ere not insured by the FDIC.
Set the important information abootyoor statement at the end of this document for details rout those
balances.
Picking
UBS BANK lISA BUS ACCT
5.58870
5.588.70
250.000.00
Openng Wane.
ClosingI:acne
Pnce per meet
Average
on Apr 1 (1)
on Apr 30 (1)
on Apr 30 (1)
rate
period
Dnidend interest
Your N sandal Advisor:
212-821-7000'800-308-3140
Days en
Period
Cap arounl
Your total assets
)(au. on Apr BO (5)
PeKenta3e c(
Cost
Estimated
your accord
basis (5)
annual income (S)
Unrealized
oan or loss (1)
Cash
Cash and money balances
5,580.70
100.00%
5,588.70
Total
$5,588.70
100.00%
55,588.70
SDNY GM 00025386
ANP70303005691583NP70C0191825 00032 0414 030579743 Y123679550003000
Pegs 11 of 18
CONFIDENTIAL
EFTA_00136006
EFTA01277239
*UBS
Your notes
ANP7C003005£01. NP7003191825 00002 0914 0305797. Y I . 6' 9..
C.3q9NIY_G N1_00025%9 l 2 of 18
End of statement for account number Y1 23679 S5
CONFIDENTIAL
EFTA_00136007
EFTA01277240
Important information about your statement
LEIS Francial Services tio. (the F im or UBS Financial
Services} is a master of all orinokel sxvly, ammo*
and opt:ins ex pages. LES Ft-encial Settees and U3S
Bank USA we rdrect subskiares of LES AG and
affiliates of LES Sect:rein LIC. The Fim's Handal
statement is available upon reopen. The FM* titan*
&Ices re a:
!Assn/nod Sec as
1200 Harbor Boulevard
Weehawken, to 07066
Ibis tenement represent the any official record of yas
LES Fe-uncial Sawn account. Other records, nape
official lair doarrient crowning cordlictim date should
not be relied Lyon If you befew there 6 an error cr
omission, please report it irrmedately n writing to the
Pinch Manager d the office sentigmur account.
Aelsough al figures shown me Mended to be accurate.
statement data shaili not be used for tar purposes key
song onyea'-end tax kerns, te.. Form 103% 5498.
10425, nog whin prepwrgyour tax return. The Fim
required by law to report to tot IRS all taxable dividend,
reposed* rchtnabla *kends and tat Menet
eared on securities held in you axant, nit proceeds
on sale transactore, std cost tom cc certain covered
secwitin.
Communicationswiththe Finn
. Please reconfirm any oral cormunatores in swing
to further protect your nits. incladng your Ned
usdtr the Sainted Wooster Pre/Action Act (WA}
• If thefins-KM hstitution an the top lift of We UM
of this natant* is not 1)85 Financial Sentes, U35
Frenoal Session carries you account a cleamg
broker by anargerront yeah the /skated inslitulien
We iriormed you of the Manionshis whim you
opened this accost. friths case, your trds and
souse,, we located a UB5 RnancUl Servicesand rot
the rwootecng broker. aid you nut **sands's'
el any mar or anititiOn to both 'inn.
Ally-cow* statementsshall be deemed carcilete ad
accurate if not objected ton mei* within 60 days.
• Meese died customer complaints or bobsiits to tie
Fite'sClient *Wirt Depannent at 201.3521699
crtollffee a 800-354-9ICG, 8:CO A.M. to 6:00 P.M.
ET Monde? through Frklay a in mei* to LE6
Financial Settees it., Client Relations Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• Incase of (grey; Or WM, On; about an electronic
fixds Wanner (W1 bi puymm or UBS Visedebit
card bansatort call
62-1000, or wile to UBS
Frontal Semen tic„ 1000 Harbor Blvd, 6th floor.
Weehawken NI 07086. Alin RMNIESA Sakes
Cal or write as soon as you can, if mu that yxr
statement or receipt is men; or i you need more
irdamation *cut a turn* on the staternert or
resetot. The Firm or Card MUM as aPfnablekniof
heat from you ns later than 60 days after Ye Fim
sent you the fro remanent on needs the error or
problem *Pared.
- howdeyokr name ad accost number Of any)
- Desoto the egos or the wander you sod vitro
about and mitten ao dearg as you can why you
believe e is an error ce ohne° need more
eicnnation
— Proud. the cblar anti ol the suspected error.
The Fim or Cad Issuer wil Mosinee your complaint
and wet correct any error promptly.
Please mate all thesis papist to the Fern or the
thane:al inititution Skated on die front of this
statement had:Men to sepia accord fax accounts
my be subject to marterunce fees, chars for late
parent for sautes purchases and charges for unpaid
amounts in cashaxons. Accounts that we transferred
to other Mentions may be subject to a windy tee.
UBS Sweep Claims
UBS offers options for sweepng cash betakes, biances
to bank deposits at UBS Bat USA and UBS AG Starrewd
brads (Bank Sweep Progeny), money market mutual
kids (Matey Fund) ad the International Deposit
Avant 00Alfor customers withal iteutional
Resource Mnagemet Account. Through the Bank
Sweep Progeny, cash balances re swept to U16 Bak
USA up to in easlakhod Fend ad thento LES AG
Stanford Brandt or a Money Fund. Deposits at UBS
Bak USA are FDIC lured in accordance with FCC
rules. For more nformatin please sot wwwldicgov.
Deposes at UBS AG Stanford Biarxh std ewes of
Money Funds at rot nosed by the FCC.
Throup the OA, enailetile tooth balances we swept to
depose accounts at UBS AG New Yak Branch and UB5
AG Cayman Branch These deposits are not insured by
she FCC. Balances held at the ISS AG Carnal Brad,
are tempera* exposed to the sovereign risk of the
Carnet elands, and Were is no (patentee or other
obligation of ISS AG 10 repay+. Wines while on the
UBSC trans Bradt. books.
Deposis a LEIS Bat LEA and each UBS AG Bench are
not protected by SIPC. Money Fund shires me protected
by SIPC. See *U35 Fremont Seven Arson Protection'
bobw
Upon yak reg.est, balms in tie Bart Sweep
Programsor OA ma be writhes" and shares of a
Money Fund my be liquidated, and the proceeds
returned to you or our nineties woont.
Cutlet re ornmon about available steep Option,
nothing arnil 'Merest rates and yields, a mailable at
www kb: comrsseeppekt, from your F hark al Advisor
or by calling B00(7621000
UBS Financial Services account protection
The
is a member el the Sourdes Inverter Protection
Corporation 6IPC), *frith protect securities account. of
its members up 10 5500,000 Cncluolim S2B),000 for
dams kr cash/ The SEC aset protection 'mks apply to
all account fiat you hold n a palkular capaoly.
The Fim together nth certain *Mins, ha also
purchased symbrental protection. The myrinun
anoint payable to al Mgt* die*, collecting titer
this protection is S500 million as of December 10, 2013.
klotot to the pokyconditions ad 'Mitten, ash at
the Firm is further protected kr ma to $1.9 million n the
aggegate for all you accounts held n a poioalar
capacity A hi copy of the poky waxing n imailtble
upon moutst.
The SIPC protection end the supplemenUI protection
both do not apply to.
• Certain Tramiel Asses controlled by (and incited A
your account valu) but held away from US$Fine-col
Services (e.g.. certain(* cash at UBS Bak (il cad, at
LES AG StanIcrd breath Cu) insurate pcdX1S,
including variable enmities, and 00 shires of mutual
finds whore such than are registered deny it the
name of the account holier on We both ad records
of the applicable issuer or tender agent);
• Certain minimal contracts or Mestment interest
pg., limited partnashix and pinto placements) the
ore rot registered srder tie Securities Act of I S03;
aid
• Commodities contacts (e.g, laeign eccha-ge and
anti:usenet.' entredE ndudrig futures contacts
ad tormoditroPtion contracts.
Tee SIPC protection and the supplemental protection do
not apply to these assets event they otherwise appear
on yas statement. h. SEC protection and the
PEOlerrentalproamion do not protect agave changes
in he math vain of yxr investments (whether as a
resin of market itiOyenlent iSSuer bakruptcy CO
otherwise}
More information is avalable mon nomad You may
obtan nue itomation abou Sit. raidng the 5PC
Brochure, by cortaningSIPC a 202-371-8300or by
•
Sift websih ar YAW/.140‘041
Dividend Ihitrietbibenit Niagara (DPP)
The wke reflected is an average price. You may obtan
the actual prke kanyeu Financial Advisor. Onbsikore
Owes are purchased under Dli; partial shares wil be
won rd the cash wit be deposited
your accost The
dviderd renvesenent price applied byte issuer may
differ from the market pte at which thepartied shires
we sold
Cmleielieu
I;e4, whole mots maybe held in you accord. If you a-e
entad to a palul use a a result of a dviderd Panto'
Or otherwise, the Firm yell ether sell panel kna at
rivulet peke or accept an amount thumbed by a
registered cleans agency, ado-edit you' accost
Investment objectives
The nvesenere Mint* std risk profile we magic to
each account and may vary between. Please Mete the
Finnprompt, in men; of any tint Cant Wonge n yow
foetal situacn or manure objects... kr each
CONFIDENTIAL
account held, you choose one of the folkwi*
itesenent °Neches'
• fsodwe Cument !mom.. I imbue its seekng the
generation of income mg.
• ArAiske Capra! Appreciation: Investments waking
growth of prncesal rather than the generation ol
income.
• Plocioce Combinaton oilman. and Capital
Appieciatcp, l-wesiments seeki-g both the generation
ol norne and polish of prittoll.
Overall risk wages
• Con.wvaeor Seeks to martian nilid pncpal with
low risk aid volatility to the accord cteral, even if
that mewls the accost does not generate signif 'cant
income or returns ad may rat keep pace with
inflation.
• Modena: Willi* to accept sane sit to pinoPal ad
tolerate some votateity to seek hgher returns.
• Aggress*: Wiling to accept high risk to pinopal ad
high solatilty to seek high returns our tine.
Statement liouseholdhe
We may consolidate at related account statements with
the move Miress n the same envelope. Accounts may
be related la this purpose bet &At they haw owners
who also maintain pia accost reheiondips wit other
clients at the sane address. This practice k known as
• househsking ' II you prefer to recede a-diva:hal
statements mailed in separate elerelves— yOu Indy
docko household,* by oiling yow F nattier Advisor.
Friendly actaxan name
the trendy accost name reflects el amnion that you
extend on the Firm's onlne settees webyte. R e a
customizable *niclrurne' chasm by you to amid you
with sou recordkeepim. It has m legal 0941 on your
aCCOult. You can charge yos hiendg account names,
through 0i*ie Services or by contakirgmurFaancial
Adesor.
Ammon overview
• vatm of morarrounerpordth net of assets rd
• Assets_ hulas evadable cad, balances. vans lOt
restricted sear* lest 1, and Global tine Deposits,
urrealted marks to marketand
kd, and cetah
ins
not held
by the Fins Does not include worked MU:Merlassets
al the end of the prior and curet staterrent periods, or
precise ivestnwns, invested stock options aid
amenable stock anions
• Sialaines lndudn debt b.IIIM•1, antarding rrergn
loans. credit fir, dOlaCtant balances.
• Cash/money balances. Total of unimested amiable
cash balances. plus UBS Bak 1.6A depose barce5 UBS
AG Stanford Ranch deposit balances and money market
mutual fund sweep Saxes, at to obit of tie
statement period. Noncorimodey free credit balances in
your account av rot segregated from other balances
end tie Fern mar use any of these unds in the ordinary
COM,' of its laziness. These funds we payable Lyon
your darned. This total is included ri de anent period
clang value.
SDNY_GM_000253B8
EFTA_00136008
EFTA01277241
Important information about your statement (con inued)
Lending information
Fix detarechnf °mutton a' the Finis lending practices
and &dorms, rmer to you Ghent Relatoregrip
Ageement or Accost Agreement aid the General
Tarns and Conditions UBS Statement of Credit luctices
available in Agreements andOrstfogrres at
wzotaiLoicalarsguaggaiguas.
Yew meets
Your gatament itemise stormier. endother awn held
lathe account at the end of the statement period. You
may ark fordeivey of fully paid secuaies at ary time.
You mayreceive securities used as loan collateral after
paying any Wince due on them. My securities
Irentlened to he Lim clang the gallivant period are
listed al market value as of the end of the gatemen
period.
• Cast basis. In detemning the cost basis of Me
starlit included in this statement, where indicated
wih the number
UPS Financial Services has relied
cn information obtained from sources other tan IRS
Fiancial Seraces, including ill ormairm horn another
fim a that you may have provided to you Finarvial
Maw The Finn does not intImendontly verify a
parents the &tansy or vanity day Pi °reflation
provided by sons other then 1**Rauncial Senates.
h aititat although UBSFinncel Services generally
&clots PS igamatian m it e received, the firm
dyes not provide any termances that the information
Ynier 'Cost basis" and 'Lhreakzed gar/loss' is
accurate as g the date of the statement. As such
please do not any on this nlovingion to make
puchara a tale decision& feria &mom a
ahem's*. Accounts transferred to he Fim may
reflect gialloss irdamatis orAr for the period of
time they we held at the F rm !Pore historical
edema cis to be ad:ledby your Financia Advisor.
• Unrealised gains/losses When data is awilgoly
estimated urearized gainer looses we alcaated Ise
intivili(seosty lots. The transaction data for
chards( lot may or may not reflect &ruminan t.
charges ander 'acuity reorgenizat
harms
Dividend and °Sane megment lots ad systematic
puchne kris are each ormbined todisplay crie
averaged lot The • Trade date • cola& presents the
algrul transaction trade date.
• Callable securities Ebro and ;referred stock that
the swat cats for eat redenpf eon wil be selected
most* by lot Iran among all seogaies of that
anus held hour name or in nornhee name la ox
clients. Call bane Pdamatis i &tailed from third
patties and is accuracy isnot guaranteed. Other all
teases mayennt *Mich could affect geld' complete
nlortnatcn will be provided upon request
• Certificates of deposit (CDs) CDs are FDIC inured
up to 5.29),000 n aloha' and accrued interest per
depositor and pee deposlayingirmis Piaccordance
con FDIC rules.
• Pricenralue Prot, displayed f or securities and ohs
products may be higher or lower than thesice that
you would antsy receire in the market Prices cue
obtained from various third party sources ankh we
Delve to be retitle. but we do not pane, their
accuracy.
— We genera' teethe closing price when avelabka
the mean of tie bid and ask prices fa lined
mantles and <plus a only bid prices to OTC
seoslies.
- Less actiwiD waded securities may be priced using
valuation model or tie moo recent arke we
obtained and may not reflect an achal market price
or norm
- Certain parallels may appear withan a price aid
will how as *price was rot available' if we are
ungole to obtain a ante f or a warty
- Deposits or startles denominated 6 currencies
ocher thin U.S. dollars are reflected at the eachinge
rate as of the staterrent date.
- Far cation securities tradng in non.conformng
ckniminotam, price and qua-anyBate valor) may
have been aollysted to facilitate proper valuation
To obtain current quotations, when arattle, cor-daa
your Financial Adascr.
• Private irmsberwite and An/clued produces
hinte meninx,* seculars (ixtdrig drect
participation ptqam and real estate investment its
seeress) rod Unarmed prodxts are generally highly
Conan stn_cared proicts have not been
registered wit the Securities and Extha-
Commission a under ay state securties taws. We
prode estimated skies for pwae investment
mush is and structured products for Pdormatkrul
purposes only. Accuracy knot garenteed.
- These values may differ abstantialy teem prics if
any, at which a private insament security a
structured rodeo may be boughs or sold and do
not nix...wily represent the vane you may receive
Loon Irmysaroni
- Thid prly 'Ornate of vale av as of a certain
date and are &palled to UBS Few-cial Services on a
regular baus by in independent station Wm.
- hug, general panne- or soma estimated miss,
ary, ere mpplied to the F rrn by Ow Muer,
cannot panne or sponsor and may be tabulated
based on &feral information Iran that used by
third parties to dearth& estimated values.
- You can obtain additcnal Harman" regarding
the methodology used to determine the estimate of
value and the date of d-e igarnation that is the
basis for he en inane by contactirg your &uncial
Advisor.
- Third party esti-ivied warms may be reflected as
•Not read' in weer I sit aims. wfe n
Pdependent vitiation fern has not suppled or is
unable to map a varm, when we became avare
that a rnsterial event has ocoared tat may call a
pas usly reported vela So question, or when a
value would be highlyspeculative due to he nattre
a the sturdy.
- When neither al ester, general primed or sponsor
estimated value nor a thrdpany estimated valve if
matt
die valued the warty will be different
from its purchase price.
- • OstrIzu cro to date' may mclaa returnof
caudal. income a both
— 'Crianal
see • represents the initial ollernt;
price per unit and may not (elect pas cots bait
• Restricted securities Restated searrin generally
are rot currently ellgble nor publk sale. UBSFina-col
rmvices toes to market price of the unrestricted stock
of the same issue/Assn imputed value for de
restricted stock for papas of this statement on, To
the relent that restricted scarifies are eiglok la a
the valx reared may be sarmantialli less than the
inpued value drown
• Est (estimated) inecene. and Otte end rates.
An 9:finale of a-rual intone is based an current
&lard and interest rates, assuming tie securities will
be held for one yea from statement date or slit
MItitity. This narrate is onD eq.:feint accuracy
rd continued income are not guaranteed
- Estimated a-nal income and correct yield fa
certain toes of securities could include a return of
pneaPal a capital gains in which case the est
income (and (sere yeti would be overstated.
- Estimated areal icane a-d current Wald and the
actual Prone andyield mitt be kwer a higher
than the estimated amounts.
- An estMate ol trusteed home (diedend andor
interest) dryadby the cares market
valrmaverage balance is based on the tact dividend
Of hfereft payment made by the issuer and
arms the serosities/deporm will be held for one
year kom the statement date or until manly.
Accuracy and continued yield me not &warmed
• Assets not held by WS Francis( Service& Certain
insets ae rot had by the Finn and not vithri the
ferns possessis or control. These assets de
&awed on guy statement for informational
purposes only. Positions and values presented se
rounded by he suing Inn UBS F 'mintier Services is
not reversible for Its information and des not
warms as accuracy. These assets are rot protected
by SRC or the Finis sicplemental SIC °maraca.
• Revenue shoring and additional compensation.
— In addition to commissions on sales and I 2b-I fees
received in correction Mn the distnbution of
mutual finds to modems we aura our Alfas
"Rave revenue Sharing Parrott horn distributors
odor adieus of the makil funds that we sell.
Theseamounts are based on two deferent
COMPOnentf-
tiv amount ol sale, by UBS of
partkula mutual fund I amik. to our (lies and CO
the asset value of apathySr mutual fund I amity's
skarn held at the Imn
— We and 0.1" Ariale also recewe nem:eking and
ormtus processing lees in consideration for
under gent senses that we provide to the
rrukal funds. These leesgenerally are pad from
investor met, h the mutual fund and are a fired
Jolla amount based on tie number of accounts at
the broke-dealer holdng maul( lade ot that I und
fmiy
CONFIDENTIAL
— e, ad* on to crimson; received n connects
wth the sale or danbigron of a-rurry contracts
and vie investment net units to our <lents, we
arida our affiliate satire retina sharing
corrpensaion f rom many of the inexance
companies underrating the amity contracts,
*gates of to insurance arnpangs or sponsors of
Mein imesvnent sees we distrbute
- an Align also receive trading commesrma and
other tartness:onfrom visual finds and
nannce ccenpanin whose maxis we *tribute.
- %Verse's n anal tee from UBS Bali LOA and
tliS AG Stanford Brand of up to szs per accost
sweeping to the bark( under the UBS Bak Sweep
Frcgrams.
Activity
hbrmationregudrigcannissUrs and *tier Charges
incurred in connection with he en u:knot tads
ndudng option transactions ha been naiad on
armirrngiOnS [MMUSSi fliffaShed to you, ad will be
provided to yOu fromptlyatrecpest
Short wiling
f aquae engaged in that selling a security, you may
hair a charge the to certainWroth-9 costs for that
prmiculir security.
Open cedes
Regarding Wen or • gozdtilkancelled* ceders hat
were not gaggedbythe statement date, open buy ad
sal stop orders are redxed by the amour* of dividends
or rights on an ex-dividends or bads date unless
inctructed wherwhe by you. You are resporobll fa
orders that we weaned dap coyote failure to I aXel
eating open orders.
Privets
To obtain a copy of ax current Client Chary Naito.
please contact your Francis' Advisor or visit as welshte
at wittialGORgiodica2ARIfx,
UBS Financial Services a rot a bark 11-e RIK Business
Seniors Account GSA and IRMA are brokerage accounts
which provide access so barking services and products
through arranganents we, affirmed barks and other
third-party banks, and provides access to nsura-ce and
antsy pratact Sued by unatiliseed third-pry
insurance companies through Poura-ce agency
subsidiaries of UBS finial Services Inc.
Iniestment nsura-ce. ad ruttyproducts:
Not VIC inured • No bank guarantee* May kn. Val*
RYA. Resource Management Accord, Business Semites
Account BSA BMA and international Resource
Management Accost are registered service marks of
UBS Financial Services Inc
Visa *salve is a registered service mirk of Visa
International CBS Via Signatise cede cads and CBS
Visa debt cards are eared by UBS Bank USA with
peamosion from Vise U.S A Incorporated.
UBS Firianrial Services Inc
Ps. 20(402
SDNY_G M_0002 5389
EFTA_00 I 36009
EFTA01277242
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
May 2014
ANP70056347270514 VI 0
POT & KETTLE, I
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK MANILYLE CAS1bEL
Phone 212.821.70001800.308.3140
Questions about your statement?
Call yoa Financig Advisor or the
Value of your account
ReSotirfetine at 800-762-1000,
account 023023679
on April 30 (1)
on May 30 (1)
Your assets
5,588.70
5,588.70
Idslt. our websitit:
swirw.ubtcomilinancialsenrices
Your liabilities
0.00
0.00
Value of your account
55,588.70
55,588.70
Tracking the value of your account
S
3,588.7
5,588.7
•
•
401' 2014
May 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
Wthdrarrals
Your OWSITheil t return
Change in
market vaue
Value of yaw account
on May 30. 2014
$5111.70
10.00
35,588.70
9000
SDNY GM 00025390
Monster SIPC
A NP7030900534727 NP7000190328 00002 r51 4 030579743 VI 23679550 000000
Page 7 of IS
CONFIDENTIAL
EFTA_00B60 I 0
EFTA01277243
*UBS
Business Services Account
May 2014
Your account balance sheet
Summary of your assets
Value on
May 3011)
Percentage of
your account
A
Cash and money balances
5,588.70
100 00%
B
Cash alternatives
0.00
0.00%
C
Equiltes
0.00
0.00%
D
Fixed income
0.00
0.00%
Account name:
POT 3. r CTLE, LLC
Friendly account name-00TY ETRE I LC
Account number:
Value of your account
55,588.70
100.00%
55,588.70
Your current asset allocation
Eye on the markets
Index
Your Bimodal Advisor.
212-821.7030/800-308-3 140
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
Percentage change
May 2014
Year to date
2.35%
4.97%
2.18%
432%
1.76%
4.11%
1.14%
3.87%
45W7C003005634728 NP70C0I93328 C0M thl4 030579743 Y12367955003apiyGht0002511pie 8 of 18
CONFIDENTIAL
EFTA_001360 I I
EFTA01277244
UBS
Business Services Account
May 2014
Account name:
Friendly account name:POTKEIRE LLC
Account number.
Your Financial Advisor:
212-821-70001800-3C6-3140
Change in the value of your account
May 2014 tS)
Year to date (S)
UBS Bank USA Business Account APY
Interest period Apr 7 - May 6
Opening account value
$5,588.70
$0.00
Opening UBS Bank USA Business balance Apr 7
$5,588.70
Deposits, including investments
Closing UBS Bank USA Business balance May 6
$5,588.70
transferred in
0.00
5,838.70
Number of days in nterest period
30
Withd-awals and fees,
including investments transferred
Average daily balance
$5,588.70
cut
0.00
-250.00
Interest earned
$0 .00
Closing account value
$5,588.70
$5,588.70
Annual percentage yield earned
0 00%
Cash activity summary
Ste ACCOunf scrNrty rha month for detals Balances in your Sweep Options are indudedin the cperrng and
closing balances rave. PDC insurance a;i0ies only to deposits at U85 Bank USA, rot to demises at U85 AG,
Starroid KariCn or bank .'posits piatedihrough the UBS internationa DePCS4 Account blown,. SIPC
projection applies to money medial sweep fund hcidIngs but not Pant deposits. Seermportant inroanapon
anootaoursteremeo on thew two pages a this docurnem (Or petals
May 2014 (S)
Year to date (S)
Opening balances
Addittons
Deposits and other funds credited
$5,588.70
0.00
$0.00
5,838.70
Total additions
$0.00
$5,838.70
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.00
$5,588.70
Closing balances
$5,588.70
$5,588.70
Your investment objectives:
You have identified the
...mil investment ,T..s.tr.es for this account. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. vou can find a to description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your retell objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
investment eligibility conaderateon • None selected
Your account instructions
• Voir account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025392
ANP70303005634729 NV7003150328 00032 0514 030579743 Y123679550000000
Pegs 9 of IS
CONFIDENTIAL
EFTA 00136012
EFTA01277245
*UBS
Yournotes
CONFIDENTIAL
EFTA,135013
EFTA01277246
*UBS
Business Services Account
May 2014
Your assets
Account name:
Friendly account name: P0TK ETTLE LLC
Account number.
Some PrKeS, sncedie and current eilUeS ShCreen may be approximat. AS a (nut, gam and losses may not
be acurately reflected. See importanonlormabon about your statement a the end ol this document for
more Infortnalon
Cash
Cash and money balances
Cash aM moray balances may Ind tde ayalable cash balances, UBS Bank. USA &pout account Wane's.
UBS AG Stanford Branch &pout account baances and money market mutual fund sweep batances
UBS Bank USA deposit account balance.; are insured by tne FDIC p11hn topic tble limits, but are not
pointed by SIPC. 1)85 AG Stanford Bram h deposit account toriancos are not insured by F OK and age tor
proteded by S1PC Money market sweep baances are protected by SIC but ire not insured by the FDIC.
Sot the important information about your statement at the end of this document for dot aas tomtits:no
balances.
Openngbaance
Closmg barge
Pnce per mare
Average
Hddng
on May I (S)
on May 30 al
on May 30 (0
rate
558870
558830
250.003.00
Dnidend interest
period
Your Pinand/I Advisor:
212-821-7000/800-308-3140
Days m
penal
Cep arount (5)
Your total assets
valwe on May 30 (S)
Percentara of
Cost
Estimated
your acount
basis (S)
annual income (3)
unreaired
gain or loss (3)
Cash
Cash and money balances
5,588.70
100.00%
5,588.70
Total
$5,588.70
100.00%
$5,588.70
SDNY GM 00025394
ANP70003005634731 NPI0I:0‘97328 oocce OSI a 030579743 ‘1123679S50 000000
Page 11 of t8
CONFIDENTIAL
EFTA_00I360I4
EFTA01277247
4tUBS
Your notes
ANP763C0009334732 NP7000190328 00002 0114 030579743 Yi 23679530 COiStliklY_GM_0002IASt 12 of 18
End of statement for account number Y1 23679 85
CONFIDENTIAL
EFTA 00136015
EFTA01277248
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Financial
Serkes)( is a merrter of all orincigl sxvly, commix*
and options exchwges. U3S Feurtial Semites and U3S
Bank USA re rdrect sutnitares of LES AG and
affiliates of LES Searitin U.C. The Fim's fhancial
statement is available upon regso. The Finn tisane
offices an a:
LES Finaxul Sermon It.
1200 Harbor Boulevard
Weetimiken, to 07086
This aaternent represent the any oil icier record of your
LBS Fruncial Santos account. Other roods, except
office' tar documnt containing contra-9dt; should
rot be relied iv:aggro bedew there is an error or
omission please report it irrmatinely narking to the
Ranch Manager et the office tenting you account.
Atough al figures shows ap ttended to be accurate.
statement data sh:Lili not be used for tat purposes Rely
sae& on mmend tax forms, 6.e.. Form 1099. Sat
10425, etc.) whin prepwrgyour to return. The Fine
required by low to won to trei IRS all taxabk Edelen*.
report** rcataubk deidends and taxable tdenet
eared cm acuities held in you a:cantnet proceeds
an sale transactors, and cost two cncenain covered
*wain.
Communications with the Firm
. Please reconfirm arty oral cormtncaterts in wring
to funher protect your nits including your rght
order the Stones Ir..tor Protection Act (WA)
• If the finance' nstitution cn the top left of tee front
of this statemert is no UBS finance' Senrbes,U3S
Frenoal Services carries jos acorn as clearng
baker by at argerrant web the rdcated innatet
We Stormed you of this relationship when you
opened this icooLrt. Int* case, your Ws and
sectrees a-e located a UB5 finance' Senatesand rot
to intootecmg broker. al you must make a Won
at any aux or amnion to both linen.
A N accant slattrnrits shall to deemed complete ad
accurate if not objected ton wreng within 60 days.
• Please diect °Atoms complaints a tqJiin to tie
Firn's C lent Retains Dna-Went at 201.352.1699
cr tolkfree at 800-354-91CO, 860 A.M. to 6:00 P.M.
ET Monday through Frei* a in ming to LES
Financial Seniors K., Client Retains Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• in Case of ern Or bastaaa about alelectronic
funds Wander(Wn bi payee or UBS Visedebit
card Vankictows, call
62-1000, or wile to UBS
Onancial Seneca tic„ 1000 Harbor Blvd, 6th floor.
Weak/Men W 07086. Win RIANIESA Sences
Cal or write as soon as you cart it mu tilt yen
statement or receipt is mug or 4 you need more
inkrmai
*cut a torn* on the statemert or
remit. The Firm or Card Meer as 4:Pitiable) mint
her from you no later than 50 days aher to Fim
WIT you the fin stamen on rthidn the error or
problem appeared.
- Prow:leyou name ad accost number 0 any)
— Daabe the ma or he wands you re tare
about and explan as chair as you can why you
believe it is an error a why you need more
information
— Proud. the &Aar amount d to suspected enw.
The Finn or Cad Issuer wel ineestgete yew ccmplaint
and well cared any error prompt/.
Please note all checks payable to the Fern or to
financial imitation indcated on fro front of this
Oaken' had:Mimeo regula acne fen accounts
may be subject to mailenarce fees, chars for late
parent for searnes purchases and charges for unpaid
amounts in cash nouns. Accounts that ate transferred
o other natutnns may be subject to a trends fee.
UBS Sweep Claims
UBS offers options for sweepng cash bastes, biances
to ban deposits al UBS Bat USA and WS AG Starthxd
Isere, (feint Sweep Programs), moneymaker' intuit
kids (Money Fu-ds) and the International
Deposit
Accent 00Alfor customers with wantentional
Renate Mmagemern Accost. Through tie Sok
Sweep Prowart cash balances re swept to LBS Sark
USA up to an intabrehed lent ad then to LBS AG
Stanford Brand\ or a Money Fund. Deposits at UBS
Bak USA are FDIC noted in accordrce with FDIC
rules. For mire nlamatim please mit wwwidicgcre.
Deposes at UBS AG Stanford Birth std tares of
Money Funds aro rot Mond byline FCC.
%ratty, the OA, anilible to anti balances are swept to
deposit accounts al UBS AG New Yak Branch and UB5
AG Cayman Bunch These deposits ate not insured by
the FIX. Bannon Feld at to LES AG Carnal Brads
are tempera* exposed to the sovereign risk of the
Carron blends, and tore is no gannete or other
obligation of UBS AG to espy be bastes while on the
UBSC trans Bradt. books.
Deposts a LES Bark LEA and each UBS AG Branch are
not protected by SIPC. Money Fund shares ate protected
by SIPC. See -U3S Financial Services Accost Protection'
bobw
Upon yaw request, balances n tie Barn Sweep
Prcgrans or OArny be withdrawn. and shares of a
Money Fund my be liquidated, and the wan
returned so you cr your contain accant.
Fisher formation about available sweep options.
ncteing anent tiniest rates and yelds, a walk k at
www Lb: comrsseepyielck from your F nano W Adios
or by calling 800.762.1000
UM Financial Services account protection
The Fern name-iterate* SeardeS investor Protection
Corporation (SIPC), *nkh protect securities accounts of
its members up so 1500,0g)(exixIng 1750,000 for
clams kr cash) The Sift asset protection kris spy to
all account tat you hold n a palisube capacity.
The Finn, together with cenain affiliates, ha also
purchased applemental protection. The mparnsn
mount payable to al eligible diens, tole
e& Lrcis
this protection is S500 million as of December 10, 2013.
klota to the poky conditims ard limitation, cash a
the firm is further protected kr im to 11.9 million n the
aggregate for all your accounts held n a vesicular
capacity. A fiat copy of te poky waxing h waileble
upon mutt
The SIPC protection and the supplemenUI protection
both do not apply to.
. Certain financial asses controlled by (and evicted it
your account value) but held away from UBS Fina-cel
Services (e.g.. certain
cash at UBS Bat (it cad, at
LOS AG Stanlord branch cui insuran procbC1S,
including warble enmities, and fig shires of maul
fun* where such shares are registered dienly n the
name of the account holier on to backs a-4 roads
of the applicable issuer a Sander agent);
• Certain rennet contracts or instment invest
(eg., limited partneshix and pirate plemments) the
we rot registered under tee Securities Act of 1503;
ad
• Commodities contacts (e.g. later excha-ge and
red:usenet.' ca -acts). Mud.* futures contacts
ad tornotitr °ohm contracts.
the 51K protects:en and tlhe supplemental protection do
not apply so these assets mend they otherwise appear
on you staternent he SEC peotectim and the
suriOnntal protection dap not protect agave changes
in to mato vats of yes investments (whether as a
result of market movement, iSSuff bankruptcy a*
Cillonteu)
More information is avalak tpon ropest You may
obtan no hfontion abou SIPC. eicbcfng the 51K
Brochure, by contacting SIPC a 202371.83004 by
%tang the UK **bait. ar YAW/.140‘041
Dividend ReiWetblbefill Engrain (DPP)
Theme reflected is an swam price. You may obtan
the actual price Iron toy Financial Advisor. Only whole
tare are purchased unckr DRIP; partial shares wil be
od ad the rah wa be &potted in your account. The
6viderd renvestrnent price applied by to near may
•
from the meta price at which thepartied shires
n sold
Cadenlieu
Day whole units may be held in Inv account. If you a-t
entered to a panel Inn as annuli of a dviderd Paelment
or otherwise, the Finn viii ether sell penal Lent at
menet pike a accept an amount donned by a
registered cleari* agency, and credit you accost.
Investment objectives
The ricesenerc &noun ard risk profile we spank to
each account and may vary between, Phase Seise the
Ern pronstly in ragtag of any signiltant change m you
cei or nvesuren a: Satins. rat each
CONFIDENTIAL
noun held, you choose one of to following
inesrynent °beeches'
• Endue Conentfixon. lux-Aim es seetng the
generation Ca income oir.
• Achim CaottrIApprodat;on: Inuntments seeking
growlh of princpal rather than the gement. of
mown?.
• Produce Com:blab° of Income and Capital
Appreciaban- Inesiments seen* both the generation
of name and gambol ;titbit
Orwell risk prof des
• Conseevatar Seeks to mantain nitol oec Pat with
low Sc and voted* to the waxen moral, non if
that mans the accost does not generate significant
income or routes std may rot keep pace wit
inflation
• Modern Wilk* to accept sane risk to pincipal and
tolerate some whit* to wet hgher returns.
• Aggress*: Wiling to accept high Sc to mnopal and
high Wahl* to seek high returns over time.
Staterneen leouseholdne
We may consolidate al related account statements with
the sane address ri the same envelsm. Accounts may
be related Ice this purpose berate they have owners
who also maintain pct accost relationships wit other
dents at the sane address. This practice's known as
• householing ' II you prefer to retain individual
statements mated in separate envetpes — you may
dote householdng by calf* your F nattier Advisor.
Friendly accourt name
the trendy accost name reflects al ormation that you
entered on the timrs onlne senses webate It is a
customizable *niclreme' dram by you to alit you
with sax recordkeephg. It has no legal effect on your
account. You can dung. yos hiendfi account names,
through Online Services or by contactrgssurFrancial
Aden.
Account overview
• yatre of nor accountiPortiolia Net of assets ani
liabilbes.
• Asset hulas amiable cash balances. values for
restrined seamy lest I, and Global tine Deposits,
urrealted maks to market, and certain ants not held
by the Fem. Does not include unpriced Wt./int:assets
al the end ot the prior and curent statement periods, or
prorate iwestrrerns, invested stock options wed
estimable stock onions
• Eiaturges Includes debt balances, outurdirg rrorgn
loans. credit Ike, host accant balances.
• Cash/money agaves. Total of uninvested amiable
cash balances, plus UBS Bak USA deposit bank 185
AG Surnord Branch deposit balances and money market
nal fund sweep Sates, at the cbse of he
asemere period. Noricormlocky free credit balances in
your accent ire rot segregated from other balances
and the Fine may use any ol these funds in the ordinary
course of thane's. These funds a* payabk upon
your demo d. This total n included in to anent period
closi-g value.
SDNY_GM_00025396
EFTA_OO1 360 16
EFTA01277249
Important information about your statement (con inued)
Lending information
Fix detatechnformatton an the Finis landing plotters
and dociassres, refer to yea Client Relatership
Armoury or Accost Ageomeni at the General
Terms at Conditions UBS Statement of Credit Practices
available in Agreements andOixiosureS at
rota
coral arconneelmt.
Yaw assets
Your oatement Simian siesta( end other anew held
in the accoent at the end of the steamer* period. You
may ask for &Piety & full/ paid senates at ry time.
You may rests* securities lased as loan collateral after
prying any balance due on hem. k -y securities
transferredto Me hen chtg the statement period are
listed at market value as of the end of the Waterton
period.
• Cast basis. In determning the cost basis of tie
males included in he statement, where indicated
win he numb*. '1,• UPS Weird& Services has relied
an information obtained from sources other tan IRS
Financial Senicet including ilforrnsion kern anothe-
tem a that yearnss have provided to you Einar-cal
Adana. The Finn does not indspendently verify a
guarantee the aratacy or vadity day Wornwion
groveled by sons oiler than 1**Siuncial Senices.
h aicitext although UBS Fina cal Services general&
&don fa Hamann at it e rooked, the firm
does not provide any astarances that the mammon
ender "Cost basis" and "Lhreakzed gar/loss' is
accurate as en the date of this statement. As suck
please do not rely on this nIcgmation to make
&schwa a Sale decisions,. Mien pupates a
*theme's*. Accounts transferred to to Fim may
reflect gent loss infamaten only for the period of
tine they as held
the F rm More historical
general in can be added by you krunchia Advisor.
• Unedited gains/losses When data is agildolt
eninated untanned gine Imes we ulciAated fa
incevilialseasey lots. Re trantictson data for
nabistul 101f may or may not !Oka canniness,
charges anchor secuityreorgn,:alin events
Dividend and °tarn, nwstment lots ad systematic
patios kris are each canbined to display one
averaged lot. The • Trade date • colann presents the
ages' transaction trade date.
• Callable securities Ban* and ;referred stock that
the span cats for easy rectenthan wit be selected
mural& by lot Iran among all seo.reies of tat
eta held hour name or in nominee nen* lee as
<Bente. Call bats* inkrinatkn is obtained from third
parties and Ss accuracy isnot guaranteed. Other call
featres mate's' which mad affect yetis( complete
eacmiaten will be provided upon request
• Certificates of deposit (C D4 CDs are FDIC rouged
hp to 5293,000 ' pristal and accrued interest per
dross and per depositoryinstituter,. Pe accordance
rah POIC rules.
• Prise/value Pros dig:awed f or securities and oho
;seduces may be higher or lower than Meunier that
you would aclualy reek* n the mallet Prices cue
obtained from voious third party sources vied. tee
Delve to be rehash. but we do not garalee their
accuracy.
— We genera, tee the closi-g pricewenn avalabka
the mean of the bid ad ask prices fa lined
bargees and <peers a on& bed prices fa OTC
seostes.
- Lest actively waded securities may be priced usiw
valuation model or the most recent spree we
obtained and may not reflect an actual market rice
Or vakat
- Certain portico may appear without a peke and
will tow as *price was rot available' if we an
unable to obtain a pnce f or a wanly
- Deposits or secures de-erninated in currencies
ocher thin U.S. dollars are reflected at the eachinge
rate as of the statement date.
- Fa cerien *wines radon in non.conf omng
ciensmnalcris. mice and qua-any (face rake) may
have been as:listed to facilitatepro:se vdusere
To obtain current quotatens, whin wattle, coraad
yaw Financial Adescr.
• Private hvestenente and structured producb.
?Mate nwOrrem swishes (ixtding drect
paticipation reopen and real estate imestment its
searites) and stand prodsu ale general& highly
&add Certain dristared waists have not been
registered will the Securities and Excha-
Comension a under any slate wallies laws. We
prode estimated eaters for pmate investment
wait es and structured products for Pacenlatisrul
purposes only. Acasacy knot giaranteed.
- These values may differ stbstantiaky from prees.
any, at vhch a prorate itiesanent security a
structured &AO may be toAl-a or sold and do
not necessarily represent the vain& may receive
uPOn Equitation.
- Thal paly tsbmates of vale act as of a certain
date and are susplied to UBS Fina-cial Services on a
regalr bass by in independent vitiation tam.
- Maw general partner or sponsor estimated valan,
it ary, are wpWied to to
by Ow enuer,
general pater or spcncor and may be calculated
based as &Decent information from that used by
thid parties to derive tee estimated values.
- You can obtan addle's-al rearnaten regrading
he evelhodology used to determine the "Minato of
value and the date of he itermatentha is the
basis fate em irate by contacting your Financial
Advisor.
- Th id party esteiveed vitas may be reflected as
•Not pied' n wow I sit stens new n
Pdependent vitiation tarn has not *spied or is
unable to assign a vatae when we became avare
that a material event has occured ha may call a
pram& reported vats it question. or earn a
value would be highlyspeculative due to he mare
on the sanity
- When neither an sates, general palm( or sponsor
*stinted ate nce a Ord./soli estimated eta if
mad e the value of the sourly will be &Relent
tan espurchaseprice.
- • Potion as to date may include return of
cased. inCOme a both
- 'Origetal intsee' represents the initial along
pee per unit and may not ;elect Will cost basis
• Restricted securities Resented secentin general&
are rot cuerenty eiwble for publk sale. UBSFina-cal
Services owes to motet price of the unrestricted stuck
of the sane issuer as an reputed value for en
restricted stock for pcepons of this at 'torrent on4, To
the eitent that redrined learilion are 'Tube la a
the realm rioted may be ssbnantial& less than the
inp-ted value town
• Eat Destirneted) inccene current yields and rates.
An 95tinate 01 meal infOr,, is bawd on current
deriders:I at interest rates, assuring tee searitis will
be held for one yea from statement date or unit
maturity This retinal* it ceW age:Salm., accuracy
ad continued income are not guwanteed
- Estimated anal income ad cement yield for
certain tapes of swishes could include a return of
pmcpalor capeal gags h Maids case the est
income Ord current yeldl would be orientated.
- Estimated astral icane and went yield and the
actual iron e and yield mi;ht be extra higher
than the estimated amounts.
— An estmate ol aniseed ncome (divdend andor
interest) deeded by the current market
vatreaverage balance re based on the bet dividend
Of tannest payment made by the issuer and
wearies she secutegdeposes will be held for one
year from the statement date or until mab.rity.
:twangy at continued weld at not garmiteed
• Assets not held by IBS ;rancid Services Certain
assess me rot held by the Fain and not whin the
fern's possessen or ccrarol. These assets me
&sawed on yaw statement for rnformational
purposes only. Positions aid values presented as
Finned& by the issuing inn UBS Financial Services
not reversible for to infamation and des not
&manure ns accuracy. these assets we rot prattled
by SIC or the Finns supplementalSIC coverage.
• Revenue shoring and additional compensation.
— In addition to commissions on sales and 12b-t fees
rewired n correction wan the distnbution of
mutual lend to wardens we anece our fl ab
eceive (write haring Pagranto from distributors
ardor advisers of the mated funds that we sell.
Theseanoints are based on two deferent
COM:Onentf-
ff.* amantol &elm by UBS of a
partnaler mutual find I ami& to our clients, and CO
the asset weed a palku Le mutual fund family's
shares held at the larn
— We and as of orate also recewe nemaking and
ormtus pessesoing lees in consideration For
trader agent woke; that we Fronde to the
rukal funds. Thew fees generally are pad from
insestor assets in the mutual kind and are a heed
Jolla amount based an tie nutter of accounts at
the broker-dealer holdng mewl lin& of that fund
fmiy
CONFIDENTIAL
— e, aide& to conmesscro received n connecter.
wth the sale or distribUion d a-rusy contracts
and snit investment flat units to our <lents, we
ands our affiliate marine retina sharing
cormsensoen from many of the intrance
companies underwritirg the asiity, contracts,
*hates d to insurance cargo-en or sponsors of
tetra imestment mos we Outshine
- Cs affiliates also receive trading commatiso and
other compensate° from ,rural Eyck and
nsuunce ccmpanin whose MEWS we distribute.
- Pitmen, n anal fee from UBS Bale LEA and
LES AG Stanford flash of up to szs per accost
sweeping to the barks under the UBS Bark Sweep
Programs
Activity
hbernationregudrigcannissens and *ter charges
ncurred in connexion with tie giecutcri of wades,
ndudng option transactions ha been inducted on
conbrnrons meow& furnished so you, at will be
pro aided to yOu franptlyatrecpest
Short waling
Pau we engaged in short selliw a security, you may
incur a change the to cerUin barcating costs for that
particular security.
Open &dem
Regarding Wen or • sfx4tilkancefled* orders tat
were not yowledbythe statement date, open buy and
sel stop orders are refixed by the mount of dividends
rights on an exdividerds Cr berigo date unless
inetruct•d otherwise by you You are resporobk fa
orders that are exeo_ned die coyote 'alum to cancel
ensting open orders.
Privacy
To obtain a cony of as currant Client Fenacy Notice,
please contact your Fnancial Achisor or veit our volatile
at switaileUDOLOthcaUREIED.
UBS Financial Services a rot a brie the RMA. Soonest
Soviets Account GSA and IRMA we brokerage /exeunt,
which provide access so barking services a-idproducts
through areangtenwas yet Alined bats at other
thrdpasy banks, and provides access to noura-ce and
ennsity pro:Usti slued by unaffiliated third.paty
insurance ampules through reurance agency
subsiiieries of UBS Financial Services Inc.
Iniestment, muerte. ad artily products:
Not VIZ inured • No bank savant.** May Ow vats*
RM. Reroute Management Accost Business Senices
Account 854, RMA and ntematioral Resource
Management Accost me registered service marks of
UBS Francis' Services he
Visa *tame is a registered sereice mark of Visa
Intonational. CBS Visa Signature cede cads ard LES
yea debit cards are eased by UBS Bark USA with
of/mission from Yea U.S A Incorporated.
UBS Firiandal Services Inc
Pev. 201402
SDNY_GM_00025397
EFTA 00136017
EFTA01277250
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP7005502423 0611 X12 YI 0
Business Services Account
June 2014
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number:
Your Financial Advisor-
Phone. 212.821-700D/800.308-3140
Questions about your statement?
Value of your account
Call your Fir-Ian:4i Advisor or the
Resourcetine at 800-762-1C00,
account 029323679
on May 30 (3)
on line 30 (9)
Your assets
5588.70
5,589.00
Visit our websIte:
www.ubstomainancialservices
Your liabilities
0.00
0.00
Value of your account
$5,588.70
$5,589.00
Tracking the value of your account
S
5,58)3.7
•
55890
•
May 2014
Jun 2014
Sources of your account growth
derive 2014
Value of your account
at year end 2013
Net deposits end
withdrawals
Your OveStrllent return,
Dia:lendand
interest income
Chance in
market value
Value of your aware
on .tun 30, 2014
3%540.00
$000
55,588.70
$O30
9000
SDNY GM 00025398
Member SIPC
ANP70005006502423 NP700029384I C0002 0614 030579743 VI 23679550 110000
Page 7 of 18
CONFIDENTIAL
EFTA_0013601 8
EFTA01277251
UBS
Business Services Account
lUrP. 2014
Your account balance sheet
Summary of your assets
Value on
June 30 a)
Percentage of
your account
A
Cash and money balances
5,589.00
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.00
$5,589.00
100.00%
Account name:
POT & ETRE,
Friendly account name.
'
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
fire 2014
Year to date
S&P S00
2.07%
7.14%
Russell 3000
2.51%
6.94%
MSC I - Europe, Australia & Far East
0.99%
5.14%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
0.05%
3.93%
Your Nnundul Advisor.
212-821.7030/800-308-3 140
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the lmponant
information about your statement on the last
two pages of this statement for details about
those balances
ANF7C005006502424 hle70C0293641 00002 0614 030579743 v123679550 It rigNINGit000255W 6 of 18
CONFIDENTIAL
EFTA_00B601 9
EFTA01277252
UBS
Business Services Account
Lire 201::
Change in the value of your account
Account name:
Friendly account name:
Account number.
June 20I4 (S)
Year to date (I)
Opening account value
$5,588.70
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withci-awals and fees,
including investments transferred
cut
0.00
Divdend and interest income
0.30
Closing account value
$5,589.00
-250.00
0.30
Dividend and interest income earned
$5,589.00
For puiposes or triS Statement tatabity of inkiest and cludend income has been determined from a US
tar pep:piling perspective. Based upon the residence or the account holier. account type. Or product type,
some interest ands dvidend payments meg not be subjed to United Sleds (US) ands Park, Pico (PR)
income tan The dent month)/ statement is not intended to ta used and cannot be raked upon fix lac
purposes Clients should refer to the aprictle lay reporting form{ they receive Irian LIES annualy, such as
the forms 1099 and the cams 403. for tat rePtorbn9 information n is the practice of OBS to file the
applicatie tar reporting forms with the US Interns Revenue Semce mid PR Treasury Department and in
Su( h fOrnIS accurately dasefy cbudench onlcc interest as tat exempt or Mob* IFKarle Please consult Pjuli
in diedual tax preparer.
Cash activity summary
Your N nancial Advisor:
2124321-7000(800-308-3140
See Account activity the month tot dela Is Manses in your Sweep Options are inducedin the cpenng and
(lasing bdances vita. FDIC insurance gspiet only to deposits at UBS Bank USA, not to deposits at UBS AG,
Slanted Branch or bank deposits placed !Wog) the UBS Intonation:I Depose Account program. S/PC
protection applies to money market sweep fund hob:tiros but not bad &posits Soetrnportant information
about your statement on the lat MO pages N this document for MAD
June 2014 (I)
Year to date (S)
Opening balances
$5,588.70
$0.00
Additions
Deposits and other funds credited
0.00
5,838 70
Dividend and interest income
0.30
0.30
Total additions
$0.30
$5,839.00
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-$250.00
Net cash flow
$0.30
$5,589.00
Closing balances
$5,589.00
$5,589.00
UBS Bank USA Business Account APY
June 201 d (Si
Year to date (S)
Interest period May 7 - Jun 5
Taxable interest
0.30
0.30
Opening UBS Bank USA Business balance May 7
15,588.70
Total current year
$0.30
$0.30
Closing UBS Bank USA Business balance Jun 5
15,589.00
Total dividend & interest
$0.30
$0.30
Number of days in nterest period
30
Average daily balance
$5,588.70
Interest earned
SO 30
Annual percentage yield earned
0.07%
SDNY GM 00025400
ANP7000SOC6502425NP7003210841 00037 CEA 4 030579743 VI 23679550110000
Page 9 of 18
CONFIDENTIAL
EFTA_00136020
EFTA01277253
SUBS
Business Services Account
lure. 2014
Your investment objectives:
Account name:
Friendly account name: P
Account number:
You have identified the following investment objectives for this account, if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager You can find a full description of the ahemative
investment objectNes in important inkwmation about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment ehcibility conoderation • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your linandd Advisor
212-821.7000,800-308-3140
ANP70X5305502426NP70C0298841 C0032 °SI 4 030579743 Y123679550 II claY_ GM_0002Ifinn
of 18
CONFIDENTIAL
EFTA_00 I 3602 1
EFTA01277254
$UBS
Business Services Account
Jury
Your assets
Account name:
Friendly account name-
Account number
%me Ora el, InCOMe and current vanes ShOnn may be approximate. As a its ut, wins and losses mar NW
be .Kcurately reflected. See Importamotormanon about your statement a the end ol tho dxurrent for
mare Infornalon
Cash
Cash and money balances
Cash and money balances may include available cah balances, OBS Bank USA deport account Wallets,
UBS AG Stanford Branch deposit accum baances and money motet mutual fund sweep balances.
U8S Bark USA deposit account boraxes are insured by the FOC Wain avecet:et limits, but are not
protected by SIPC. MS AG Stanford Branch deposit asCOure balances are not insured by CPC cod Are not
protected by UPC. Mosey rrodet sweep balances are protected by SePC but au not insured lathe FDIC.
See the Important infonnation toot your state:nen t at the end of this document for deteis tout dose
tdances.
°permeable/text
Closing baste
Price per share
Average
ad.:Mg
on fun t ($)
on Jun 30(1)
on run 30(1)
rate
U65 BANK USA BUS ACCT
5,5136.70
5,589.00
250,000.00
DnIdencl interest
period
Your /Isandal Advisor:
SCOTT STACKMANLYLE CASRiEL
212-821-7000'800-308-3140
Days in
period
Cep amount (1)
Your total assets
value on fun 30 (S)
Percentage d
cost
Blimps
UnrernZed
your account
bass (S)
annual inane (1)
gan a Ian (S)
Cab
Total
$5,589.00
100.00%
$5,589.00
Cash and money balances
5,589.00
100.00%
5,589.00
Account activity this month
For more informaion about tee pike/Joe shown for restrictedsecuetles, see important information about
your statement et the endof this document.
Date
Actlyty
Your
Quantity'
Desopuon
expense code
Face wane
Pricervalue (5)
Cah
amount ci)
Cash and
money balance (1)
May 30
Cash and money balance
35.588.70
Jun 6
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 0640514
.30
5,589.00
Jen 30
Closing cash and money balance
35.589.00
SDNY GM 00025402
ANP70305005502427 NV7003216841 C00O2 C61 4 030579743 Y123679150110000
Page 11 of 18
CONFIDENTIAL
EFTA_00136022
EFTA01277255
*UBS
Business Services Account
lune 2014
Account activity this month (commis)
Oate
Money balance activities
May 30
Balance forward
$5.588.70
Actroty
Account name:
POT &
ETRE, LLC
Friendly account name:P0TK ETTLE LLC
Account number:
Your Amand) Advisor:
212421.7000/1300-308.3140
Descriptcn
Amount (S)
Jun 6
Deposit
UBS BANE USA BUSINESS ACCOUNT AS OF 06/05/14
0.30
Jun 38
Closing UBS Bask USA Business Account
Te UBS sant USA SUS; nets Ac room is your onmary sweep option
S5,589.00
ANP213005006502428NP20C0198841 00032 0514 030579743 Y123629550 Ilwre_Givi_0002Nos 12 of 18
End of statement for account number YI 23579 55
CONFIDENTIAL
EFTA_00136023
EFTA01277256
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anoxia!
Services/ is a merrter of all Drina:el wanly, cart**
and one:re exchages. U3S Financial Winces and U3S
Bank USA se rdrect subsdares of LES AG and
affiliates of LES Seasitin LIC. The Fim's I hencial
statement is available upon ticket. The Fitts exotice
off ices re a:
LIB5 Finnoul Sens FE.
1200 Harbor Boulevard
Weehawken, to 07086
Ibis statement represent the any oil del record of pi'
LES Fennel& Somas account. Other rear* nape
official tar doarrent containing cordlang data should
reit be relied Lyon Nyco befew there is an error or
omission, please report it immeckately fining to the
Ranch Manager of the office enigma account.
Ateugh ellipses shown ate intended to be accurate.
statement data shout not be used for tat purposes Rely
Piny onyenend tax forms,
Form 1099. 549R.
1042S, eto.)whinpreprigyour to return. The Fern it
required by low toreport to tie IRS all taxabk addend.
reportable renewable *ands and gable iMenelt
eared n vacuities held in you nark net proceeds
an sale transactors, and cot base cn <eosin covered
swanks.
Communications with the Finn
• Please reconfirm any oral tormencatoris in *Meg
to further protect your aids. incladrig your ref*
ravdrr the Stonier. nester Protection Act (PPAI.
• If thefinancial nstitution on the top left of ne kern
of this statemert is not UBS Anatol Senes, LES
Frontal Services canes you account as cleanng
bather by amargerront wit the indexed intidulion
We Wormed yore of fit natant* when you
opened this accost. lit* case. your Ltd. and
sconesae located a 105 Anneal Strikes and rot
to iwocbcng broke.. ad you mat make arePort
of ray aror or ankaon to both firms.
Abetment staternrits shall be deemed coeriplete ad
accurate if not objected ton Yang within 60 days.
• Plasm diect antenna complaint a Maybe> to tie
Fivn's C Nem Relation Dna-Meat X 201,3521699
or tolkfree at 800-354-9103, 8:00 A.M. to 6:00 P.M.
ET Monday through Friday a in ming to LES
Financial Seines Ix., Client Relation Depaltnent,
P.O. Box 766 Union City, NJ 07087.
• Incase of errors or t)et Ens about an electronic
funds under EFT), Ni prpuyyrcemor UBS Visedebit
card transiotort, call
62-1000, or awn to UBS
Frunual Semen hc„ MOO liner Blvd, 6th floor,
Weehawken NI 07086. Min RIVINESA Seven
Cal a write as soon as you cork if you tile yin
statement Cr receipt is may Cr t you need more
inkrmai in about a turn* on the statement or
mm0. The Firm or Card boar fas 47Pkabld muff
as from you no later than 60 days aher to Finn
writ you the fro statement on Medi the error or
problem *Peered.
- Proneyou- nine ad accost number Of any).
— Desabe the taw or he wander you ant trilln
about, and "clan as okay as you cm why you
believe re is an error a why you need more
Hamann
— Proud. the dzear arrant el to suspected mix
The Fim or Cad Issuer vas instigee your complaint
and eel correct anyerror prompt/.
Please men all docks payable to the Fan or to
financial inttitution rented on tie front of the
stakemmt hatlittn to mate accord fen accounts
may be subject to marterante fees, chages for late
parent for searnes purchases and charges for unpaid
armunts in cash moons. Accounts that we transferred
to other Mentions may be subject to a trick( tee.
UBS Sweep Onions
UBS offers options for sweepng cash bine; biances
to ban deposits at UBS Bat USA and UBS AG Stamen
brands (Ctink Sweep Programs), money market mutual
kids (Morey Funds) ad the International Deposit
Accant ODAtor customers with
International
Reyoun Management Account. Through the Bank
Sweep Pregams, cash balances re swept to U268trie
USA up to an ratishod Feb ad then to LES AG
Stanford Bran* or a Money Fund. Deposits at UBS
Bak USA are FDIC muted in accordree with FDIC
rubs. For more net:mato-I please mit wiwildicgov.
Deposes at WS AG Stanford Burch and tares of
Money Funds err rot fared by the FM.
ThroLge the OA, anileble to can balances are swept to
depose accounts at UBS AG New Yak Branch and UB5
AG Cayman Branch Thew deposits are not insured by
to C. Baines Feld at to LES AG Carnal Brant
are tempera* exposed to the sovereign risk of the
Canon elands, and there is no patentee Cr other
oblgaeon oft-18,5AG to repay** Saxes while on the
UBSC gnat Brach's books.
Dixon at LES Bale LEA and each UBS AG Etch are
not protected by SIPC. Money Fund shares ate protected
by SIPC. See 116 F Mandel &Nan noon Protection'
beim
Upon you retest, balances in tie Bank Sweep
Progrmsa OA may be vothelown and shares of a
Money And may be liquidated, and the proceeds
returned to sou a sour wenn accant.
Radler information about available wreip options.
ncldng tenni netest rates and yokes, a sealable at
www.das comreseepyiebt, from your F nem ial editor
or by calling 800.752.1000.
UM Financial Serena account protection
The
is a member el the Swans Investor Protection
Corporation (SIPC), *nkh protect securities account. of
its members up to S500,0:0 (ron* S2B),000 for
dams kr cash/. the SIPC asset protection Imes app/ to
all account tat you hold n a particular capacity.
The Firm, together with certain affiliates, ha also
purdiased appinental protection. The madmen
mount payable to al eligible Worts, cobeciany trek(
this protection is S500 million as of December 10, 2013.
klota to the pokyconditions Bald limitation, cash X
the firm is further protected fa wa to $1.9 million n the
aggregate for all you, accounts held n eyeliner
capacity. A fJ ccpy of tie poky wiring is anailible
War MIMI!
The SIPC protection end the unpins-nal protection
both do not apply to.
• Certain &ncial Asses controlled by (and hand
your account valut)b.:1 hell away from US$Fin-ad
Services (e.g.. certain* cash al UBS Bat (il can at
LES AG StanIcrd bunch (1) insurne prixtetS,
including variable enmities, and (id) shires of mutual
fin* where such barn are registered diedly n to
nom of to account holder on the backs a-4 records
of the applied* issuer a transfer agent
• Certain thinner* contracts or instment interest
(pg., limited partneshix and pinto placements) the
are rot registered under tie Securities Act of 1503;
ad
• Commodities co-watts (e.g Imeign newly and
yeti:usenet.' moans) eidudia futures contacts
rd tornotitY anon contracts.
the 5IK protects* and the suppernental protean do
not apply to these assets event theyotherwise appear
on you saternents. Ike SRC peetection and the
scnkeriental protection do not protect nava changes
in the main vale of you inn-Miens (whether a a
result of market movement. issuer baltruptcy
Othanfteitt
More information is avalable tpon retest You may
obtan age neon/lion abote SIPC, ixbdno the 51K
Brochure, by cortaaing SIPC a 202-371-8300 Cr by
*Moth, 51K went at YAMAIK0111
Dividend Re:we/bank Program (DPP)
11-e price reflected is an aerate price. You mArobtan
the actual price tromps Financial Advisor. 0 ithek
awn are purchased under DPW; partial shares will be
cot rd to each mM b riposted in your account. The
6viderd renvestnent price applied by to issuer may
offer from the market pine at which thepartial shares
n sold
Cselenlieu
CM, whole units may be held n war accord. If you ate
entered to a palul inn a a mull of a dviderd Parent
or otherwise, the Firm MI ether sell pathal knit at
market pen a accept an amount determined by a
registered clewing agency, andcredit yin accost.
Investreene objectives
The nenimert oblates and risk profile are speak to
each account and nuy coy between Please eine the
tam prorrak on Ix erg of any signkane change in yor
situates or ethernet% objectives. Fa each
CONFIDENTIAL
woolen held, you choose one of the following
Menne obtain'
• Awn. CunentIrcome. l,.esbe es seekng the
generation of income crib..
• Achim Capdal Appreciation: Investment( seeking
growth of pence:al rather than the generation of
income.
• Produce Combination oilman. and Capital
Appreciation: 'vestments sent* both the generation
of mane and growth of plaCjall.
Overall risk precise
• Canaan, Seeks to mantain noel precloal with
low risk and volatility to the axon anal, even if
that mewls the accan does not generate significant
income a returns and may nut keep pace with
inflater,.
• Moderate: veiirnD to accept some Sc to orinctal and
tolerate some vanity to seek hater returns.
• Aggro:see: Wiling to accept high tisk to removal and
high volatility to seek highreturns owe time.
Statement Itauseholdre
We may consolidate al related account statements with
the sane bairns n the sin envelvw. Accounts may
be related la this purpose beaan they have owners
who also maintain pia non relationships wit other
dents at the sane address. This practice's known as
• householing 'lime prefer to retake rdivalual
statements mailed in separate envekpes — yOU may
dater householding by Ealing you Fronted Advisor.
Friendly ocean name
the Frendk account name reflects information that you
ertered on the Firm's onlne semen webute. t is a
customizable •nielrurre' dune by you to assist you
with sow recordkeepig. It has no legal effect on your
account. You cal dirge yos Fri endb• account names.
through Onfre Services or by contactrgyourFiancial
Anse,.
ACCOMIt OverwieW
• vats (+info aCCOWItIPOrdOlia Net of assets ad
liabilities.
• Asset 'Atlas salable cash balances, rakes for
restricted sting lest I, and Global tine Deposits,
urrealted marks to market, and cedah ants not held
bytes Fim. Does rot include unpriced Ma:MPS:assets
al the end of the prior and °Ant statement periods, or
prorate iwestrrents, invested stock options aid
namable stock options
• Cianitos Includes debt Wines, Qattaa* mar
loans. credit the, tat =cant balances.
• Cash/money balances. Total of uninvested enable
cash balances, plus UBS Bat LISA deposit balances, UBS
AG Saran Branch deposit balances and money market
matial fund sweep Sans, at to case of he
statement period. Noncornocky free credit balances in
your accourt at rot segregated from other balances
and to Fern may use any of these funds in the ordinay
county of *business. these funds are payable upon
your darned. This total is includedin ew arrest period
clone; make.
SDNY_GM_00025404
EFTA 00136024
EFTA01277257
Important information about your statement (coninued)
Lending Weaned&
Fix &take' inf °mutton en the Fanis Meting practices
and &ensues, aler to you Clint Relationship
Agement or Accost Agreement aid the General
Toms ad Conditions UBS Statement of Credit Practices
available in Agreement andDixfosures at
magraktracalarsomegainges.
Yew awed
Your namment Bernina securities endother was held
Bathe account at the end of the statement period. You
may ask fordeivey of fully paid secuaies at ary time.
You may receive smuggles used as loan collateral after
paying any balance due on tem. k -y securities
Irandenvd to the Film drag the stamen ponod are
lined al market value as of the end of the statement
period.
• Can basis. In determning the cost basis of the
starlit included in this statement, Mere indicated
wah the numb*.
UBS Fe-ureaServices Ino relied
cn information obtained from sources other tan UBS
Pi-uncial &races. including nf °minion Iran another
lam a that sumer haw provided to you Finnial
Adana The Finn does not idepardently verify a
guarantee the marary or Manly day irk °munition
provided by sons other than MEIuncial &aces.
h adatixt although UBSFindtel Services generaly
wanes his Hamann as it is received, the firm
does not provide any marances tat the Mama&
shin "Cost basis- and 'Lhreakzed gr/loss's
accurate as ate date of the statement. As suck
please do not hey on the Haman& to make
dad-urea sole decisions. fain papaws cr
ahem's*. Accounts transferred to kw Fim may
reflect gail loss rdenneten onB f or the period of
tine theyat held a the F rm More historical
edema cn tar be added by yocr Mania Advisor.
• Unrealised 'Malmo When data is awiltly
eninated crrealized gaing Imes we alccAated fa
in:Willa secret lots. The transact &n data for
ndvittal bus may or may not felled <criminal,,
charges alder*acuity reorgeniza is events
Dividend and °term nwstmeni lots ad systematic
pachne lots are each caribined todisplay are
averaged lot. She • Trade date • [clams presents the
afield transaction wade date.
• Callable socurities Eked and ;referred stock that
the tat cats for eat redemption wif be selected
merely by lot Iran amwg all seoseies of that
isate held hour name or in nominee name la or
clients. Call bane adennatis it &tailed from third
patties and is accuracy isnot guaranteed. Other call
Cesare, may mut which mad aged yaelct connate
automat& will& provided upon request
• Cartifirates of deposit (CDs) CDs are FDIC Mind
cm to 5250,000 n pracinal and accrued interest per
depositor ad per depositoryinstituted Macttndance
weal POI( mks,
• area/value eras displayed f or securities and otter
products may be higher or beer than the price that
you would antsy moire in the mallet. Pries we
°bland from vaious third party sources Mid' we
beleve to be retitle, but we do not ganalee their
accuracy.
— We gendarmethe closi-g price when arradae cr
de mean of to bid ad ask prices Coined
securities and cplors a orky bid prices to OTC
seosties.
- Less actin'D traded securities may be priced ushg
valuation model or to moo recent pie we
obtained and may not reflect an adtul maket price
or sekee
- Certain position may appear withca a Mee ad
will tans at 'price was rot available 8 we re
triable to obtain a pnce f or a wanly
- Deposits or startles de-geminated 6 currencies
other than U.S. dollars are reflected at the en:hinge
rate as of the staterrent date.
- For certain murices wading n non.conformng
can:mac& Woe and quaarly (face rota) may
have been a:listed to facilitatepm:et vauaim.
To obtain current quotatiss, whin matt*, contact
par Financial Adnes.
• Private artesbnants and druclared produsb.
hinte meaner* secure& (ncldrig drect
participation acqam and real estate investment trust
stashes) and strucised pratxu ale generaly highly
alkpaid. Cmain stnxtued proixts hove not been
registered wih the Securities and Exchr&
(omission a under any state wastes taws. We
prode estimated wares for prime investment
wades and structured products for incematkrul
purposes only. Accuracy Bra guaranteed.
- These values may differ abstention/ km pion. if
any, at Midi a prime rwestnent security a
structured pollen may be bough or sold and do
not necessarily represent the Masa& may receive
upon rquialtion.
- ThM paly tsbrnites of vale ere as of a certain
dread are %maid to UBS Financial Services on a
regular bass by in independent vitiation Jim.
- lsaaer, generalpartner or mentor estimated vaLes,
ry, are toppled to the F rrn by Ow Caws
gerinalpanner or N0-60r and may be calculated
based as dlterent in
Iran that used by
IMOparties to derive heir estimated values.
- You can obtan Samna Marna& regarding
the methodology used to determine the Minato of
value aid the date of de Hamel& tha is the
basis for to em irate by contacted your Financial
Advisor.
- Thin party est.-mod Muss my be reflected as
•Not read' n awn I et dins. win n
independent citation tim Ns not suppled or is
unable to assign a yam Mien we became aware
that a Maidevent Ms creased that may call a
premusy reported vela ale question. or Men a
value would be highly speoArtive due to die nacre
of the sectrity.
- When neither al suer, general partner or sponsor
estimated sake ncr a &Mary estimated rota if
',mad
the value of the wanly will be dinner*
ban itspurchasePrice.
- • DsIrkes cm to date may orbit return of
caned. income a both
-
int see • represents the initial Olsen;
price per unit and may not reflect your LOU basis
• Restricted securities ftssIrcled senntin generally
are rot currently amble son public sale. UBSFina-cul
Services ides de market price of the unrestricted stock
the same issuer as an mputed value for de
restricted stock fa purposes of the statement on. To
the edent that rearined learition are ergion la sae,
the sofa reared may be stIonantialD less than the
iripsed value down
• Est. (estirneted) incomes current yields end rates.
An estimate of a-rual income is bawd an current
daelfrd ad interest rates, assuring tie securities will
be held for cat year from statement date or until
Mali-city. This min& is OnD age:Seine, accuracy
rd continued nconw are not guaranteed
- Estimated a-ntal &erne and evrent yield fo-
certain types of securities could include a retun of
poncPal or camel gait in Mich case the est
income Or-dement yeti would be overstated.
- Estimated anual icane and current Old and the
actual name ad yield milt be Inver a higher
than demandedamounts.
- An estMate of a-ruateed home (divdend ardor
interest) dryad by the current market
valaaverage balance is based on the last di Mend
Of interest payment made by the issuer and
manes tie secuities/deposts will be het for use
year Mom the statement date or until maturity.
Accuracy and continued y•eld we not gained
• Assets not held by WS Financial Service& Certain
asserts are rot held by the Fern and not vithri the
firm's possess& or caw ol. These assets de
&played on your statement fa informational
purposes only. Position, rd values presented do
Wended by he issuag tem U6SFroncial Services is
not rest:err:MIe for to intimation and des not
guarantee OS accuracy. These assets are rot protected
by SIPC or the Finis supplementalSIC coverage
• Revenue shoring and additional compensation.
— In addition to commissions on sales and 12b-1 fees
receised n correction wash the distnbution of
mutual had to maims we arida our alMate
receive twortue taring Parents from distributors
coda advisors of the maks& funds that we sell.
These anoints are based on two defence
ChtefOnentt-
Ow amcent el sale, by UBS of a
patla mutual fund I amiy to our clients, and CO
the asset value of a purlieuLT mutual fund I amity's
shares held at tie gm
— We and cur andele also recewe nem:eking and
ormtus processing lees in conalwation for
transfer agent sends; that we Fm & to the
mated lards. Thew Sem generally are pad from
imestor assets in the mutual fund and are a flied
dela- amount based an the ouster of accounts at
the broke-dealer holdng mut& lulls cri that fund
rmiy
CONFIDENTIAL
— h aka& to commincrs received n connecicn
wth the sale or detribinon o1 aunty contracts
and Lni ovvestrnent flat unts to our <lents, we
ands our affiliate nutria mina sharng
cormonsaan from many of the insurance
companies adenoid-9 the a-ruity contracts,
*hates of to insurance companes or sponsors of
hewn imesvnent mots we disirbute
- Or Adam also mein trading cannutiss and
other armament° f rom ensue' kits and
assurance companies whose products we attribute.
- %germ& an anal fee from UBS Bait LEA and
LISS AG Stanford Branch of up to szs per accost
sweeping to the barks under the UBS Bair Swoop
Fragrant
Activity
hbrmsticei regudrig commando and other chugn
started in connect is with the mecutcri of wades,
indudng option transactions ha burr mended on
CColiffndiOnS previously ftiffeiNd to you. at wall be
provided tOyOu promptly co fewest.
Shaft idling
f Scare engaged in short selling a security, you may
Mar a charge die to certaintetrad-9 costs for that
paticula security.
Open catty
Regarding ceen or • gxdtilkanceitcr ceders tat
were not yawed by the stamen date, open buy and
set stop orders are redxed by the mount of dividends
or rights on an **divider& a antes ate unless
instructed otherwise by you. You are rinpontbk for
orders that we nano(' die to sour Islure to (axe'
elating open orders.
Privity
To obtain a copy of or currant OM Flimsy Noise
please contact your Francis' Achisor or visit our website
at
AGOMa0(Ofapmoky.
UBS Financial Services a rot a bark 11-e WA. Bunsen
Services Account &SA and IRMA an brokerage account,
which provide access so barking services ad products
through aittn9IMMIS wen affiliated bats and other
thrdpany banks, and provides access to nsura-ce and
annuty prat& awed by unallaseed third-pay
insurance carmaan through asura-ce agency
subsidiaries of UBS f inarcial Services Inc.
Invest ant raurate. at manyproducts:
Not MAC inured • No bank guarantee May hoe Witt
RUA. Resource Management Accost Business Services
Account 854, IIM4 and international Resource
Management Accost are registered service marks of
UBS Funchal Services YE
Visa Sig atue is a reguered sewice mark of visa
Intonation& uBs Via S•gnatise cede cards and UBS
Um debt cards we issaed by UBS Bonk USA with
pa: minion from Vs* U.S A Incorporated.
UBS Financial Services he
Pm 201402
SDNY_GM_00025405
EFTA _00136025
EFTA01277258
UBS
1.185 Financial Senices Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
July 2014
4Ne70057930870714
vl 0
Account name: POT & KETTLE, LLC
Friendly account name: POTKETTLE U.0
Account numbed
Your Financial Advisor
Phone 212.821.7003/800.308-3140
Questions about your statement?
call )Our Finan:ig AdviSO, Or the
Value of your account
Resourcetine at 800-762-1600,
account 029323679
on June 30 (11
on July 31 (9)
Your assets
5,589O0
5,589.32
Visit our websIte:
mew. ubscomainantialservices
Your liabilities
0.00
0.00
Value of your account
$5,589.00
35,589.32
Tracking the value of your account
Sources of your account growth
during 7014
Value of your account
at yew end 2013
1000
Net deposits and
5,589.0
5,5893
withdrawals
95,58870
•
Your MeStMellt retuirk.
Dbidend and
interest income
9O.62
Change in
market value
50.00
Value of year moan
*Mu' 31, 2014
S5.51/1.32
Jun 2014
?Om
SDNY GM 00025406
Member SIPC
ANP70303005793Cel NP70001 93762 0000? 0714 030579743 Y123679550010000
Page 7 of 18
CONFIDENTIAL
EFTA 00136026
EFTA01277259
SUBS
Business Services Account
July 2014
Your account balance sheet
Summary of your assets
Value on
July 31 ($)
Percentage of
you account
A
Cash and money balances
5,589.32
100.00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodit ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.32
$5,589.32
100.00%
Account name:
poi .34 E
-LC
Friendly account name: ra.
C
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your lq Randal Advisor.
212-821.700O800-308 3140
• Cash and money balances may include
available cash balances. UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yoor statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
Percentage change
July2014
Year to date
-1.38%
5.66%
-1.97%
4.83%
-1.96%
3.08%
-0.25%
3.66%
ANP71:0030057930$8 NP706316,3762 CCC02 0714 030579n3 Yl 23679SS00I IegfiyGm00025Vige 13 of 18
CONFIDENTIAL
EF1'A_00136027
EFTA01277260
SUBS
Business Services Account
Lit, Y -1
Change in the value of your account
July 2014 (3)
Year to date (I)
Opening account value
$5,589.00
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withdrawals and fees,
including investments transferred
cut
0.00
-250.00
Dividend and interest income
0.32
0.62
Closing account value
$5,589.32
$5,589.32
Account name:
F
nd ly a ccou et n ante: POTK ETTLE
C
Account number.
Dividend and interest income earned
for purposes of INS statement, tenbity of interest and Conti:lend InCOMe has been determined hem a US
la lebortIng PerSPeclhe. Flagg upon the residence of the accounl holder, account type. or product type,
tome interest ardor cividend payments may not bo subject to United States (US) ardor Porno Rico (PR)
Income tars The tient morn* Ratement is not intended to be used and cannot be (eked upon for to
purposes. Chen% should refer to the app ratfe to reporting forms they recent from UBS annualy. such as
the forms 1099 and the Forms 493, for lac reporting information his the practice of UBS to file the
appticable la( reporting 100115 ?Alb the US 'Media ReWnue SeniCe and PR Treasury Deparlffent and in
such forms accurately class fy ciiidenct Arad intereSt as la exerrpt or 'amble 'muffle Please consult your
indwdui tas preparer.
July 2014 ($)
Year to date (1)
Taxable interest
0.32
0.62
Total current year
$0.32
$0.62
Total dividend & interest
$0.32
$0.62
Cash activity summary
Your II sandal Advisor:
212-821-70001800-308-3140
See account activity this month tot decals. &dancer In your Sweep Options are toduaeclin the cpenng and
closing baances Aut. FDIC Insurance niter only to deposits a U85 Bank USA, not to deposits at UBS AG,
Stamford arch or bark deposits placed !brooch the UBS Internaond Depose Account program. PPP
protection applies to money market sweep find hddirras but rot bank deposits See Important ink•rmation
about your statement on the iZt MO pages ef this document for detaiS
July 2014 (I)
Year to date 04
Opening balances
$5,589.00
$0.00
Additons
Deposits and other funds credited
0.00
5,838 70
Dividend and interest income
0.32
0.62
Total additions
$0.32
$5,839.32
Subtractions
Checks and bill payments
0.00
-250.00
Total subtractions
$0.00
-3250.00
Net cash flow
$0.32
$5,589.32
Closing balances
45,589.32
45,589.32
UBS Bank USA Business Account APY
Interest period Jun 6 - Jul 7
Opening UBS Bank USA Business balance Jun 6
$5,589.00
Closing UBS Bank USA Business balance Jul 7
$5,589.32
Number of days in nterest period
32
Average daily balance
$5,589.00
Interest earned
$0.32
Annual percentage yield earned
0 07%
SDNY GM 00025408
ANP7000300S79303919P7003103762 00032 0714 030579743 511236795500103C0
Pogo 9 of IS
CONFIDENTIAL
EFTA_00136028
EFTA01277261
altUBS
Business Services Account
July 2014
Your investment objectives:
You have identified the Fdlowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in Important information about lour statement at the end of this
document
Account name:
Friendly account nam
Account number:
Your nature objective:
Current income & capital appreciation
Your tisk profile:
Pnmary - Moderate
Investment eligibility cons:de/awn - None selected
Your account instructions
• Your account cost basis default closing method is AFO, First In, First Out
Your Hounds' Advisor:
212-821-7000/800-308.3 140
ANP7C003005793090NPVC0188762 00002 0714 030579743 YI23679550
GM000211filia 10 of 18
CONFIDENTIAL
EFTA_00136029
EFTA01277262
*UBS
Business Services Account
July 201$
Your assets
Account name:
Friendly account name: POTK ETTLE LLC
Account number.
Some OnCes, income and current eau!, Shona may Ise apprOximene. ASS itlult. gdlnf MdlOSSts May not
be accurately reflected. Set mtporunt into/moan about your statement a the end of this obcumeM for
more inform. on.
Cash
Cash and money balances
Casts and money balances may indld?asalazie cash balances, UBS Bant USA deposit account balances.
UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC sNthn applIctble limits, but are not
protected by StPC UBS AG Stanford Branchdeposit account balances of not insured by FDIC and are not
protected by 9FC Money nwket sweep balances are protected by SEC but ane not insured by the FDIC.
See the important information about your statement *the endof this docwnent for detain about those
balances.
sicking
UB5 BANK USA BU5 ACCT
5,58900
5.589.32
250.000.00
Owing lodame
Cloang Wrote
on tut 1 (t)
on tut 31 (S)
Price per share
on Jul 31 (S)
menage
rate
Dnidence Interest
period
Your Nnandal Advisor:
212-821-70001800-308-3140
Days in
period
Cepamount (S)
Your total assets
Value On Jul 31 (5)
reuentade o
Cost
ESbMated
your aCCOunt
basis (I)
annual income ($1
umeaued
gam or loss (S)
Cash
Cash and money Wyman
Total
55,589.32
100.00%
55,589.32
558932
100.00%
5,58932
Account activity this month
For more information about the pike' value shown for restricted secunties. see Important , (orm*ion about
your statement at the end of thn doctrnem
Dace
Actiaty
YOur
Quality
Description
expense code
Face value
Pticeivalue (5)
Cash
amount (I)
Cash and
money balance (5)
Jan 30
Cash and money balance
$5.589.00
Jul 8
Interest
U35 BANK USA BUSINESS ACCOUNT AS OF 07107( 14
.32
5,58932
Jul 31
dosing cash and money balance
55,58932
SDNY GM 00025410
AllP7C003005793091 NP7003103762 000O2 0714 030579743 7123679SSO 010000
Page 11 of 18
CONFIDENTIAL
EFTA_00136030
EFTA01277263
*UBS
Business Services Account
July 2014
Account activity this month (COntriued)
Oate
Money balance ectivities
Jan 30
Balance forward
3%589.00
Actwity
Account name:
POT & r.ETTLE, LLC
Friendly account n
Account number:
Your 15 nand) Advisor:
212-821.7000/800-308.3140
Description
Arrount (S)
Jul 8
Deposit
U85 BANK USA BUSINESS ACCOUNT AS OF 07/07/14
0.32
Sul 31
Closing UBS Bank USA Business Account
the UBS Bank USA Business Account is your primary sweep colon
3%58932
ANP70003005793092 NP7000189762 00002 0714 030579743 Y123679550 Olrealiy_Ght00021fin 12 of 18
End of statement for account number Y1 23679 55
CONFIDENTIAL
EFTA_0013603 I
EFTA01277264
Important information about your statement
UPS FhancialSookes hot (the Fim or Un Firwrocial Sacked.
is a mar
of al pietal security. conanotty and wash
achieves Mt twain *was and USSBanle.Thet
itiod knee:hike of MS AG and Milian of LOS Soositin
u.0 the f ma's facial Pain
it tattle won reptt
the hr's enure altos an a
U3S RIMS Sala he
1200 Haber litatletad
Weehawken Nd 07086
This tato/sem reprewoohe only Oda record of sot UPS
Honda Seromes account Other records. except ohoal tar
downers. co mareg conlOng data should not be abed
upon If you boa dart is an eta a twat. pate
mot it nernaliately n wring to theerrich Manager of the
once saw yew amour
AldiCtugh al f9.01. Oxon aro inlenthd b be aC0.010.
SI aieNint daa Todd rot be used for tat Nooses ReA
solely on 'emend tar Ica 6 . Form 1099. WO. I 041S.
tot then peeping sourta rye" ltiet re is required by
Ian 10 recon to the RS al mobleOman& female none
Web* dvdas ad tar* merest tamed on mutes
held n your too" nil proceeds on sale Itanuctuns, aid
cost barson sworn and
Seamittel
Cemmtmiallont with Um Firm
• Pleat. reconfirm any oral OaterviCator6 el Aritil9t0
further proud your rritto wherry you-rotas under the
*tribes Weser Protect= Act (WA)
• el tne feuessal instrlaiOn on the top ke of the Into of the,
lalemmt is not lei FitinoalSonnatt. IBS Waal
Woke swim SW acccur a dearkg teteby
areigement a
the adicated nnuton We Infonhel
you on the mambo, nhen you opened *the:con in
this caw, tsar fords and soot is re looted a 185
Waal Sena and not thy reechoed broker. ad you
must mar a report of my awe or °moron W belt in
All amount stateroom shall be deemed complete aid
acar ate d nor Objelei TO n hetrg term 60 Oaf.
• Please area cusierner complants
401,05 to the fins
Client talons Dertitment X 201.352116WOr latrine
a 1500-354-9,03. 8 00Am too 03 per FT Monday
throup hides. a in rano to UBSIonsioal Servati
Clan, Relations Cy yatrresnt PO Box 766 Union Car NI
07CC37
• h case of errors a WHOM *GA an ekcoonm tries
transfer 0711 bid payment ales vim dash cad
bankbook (411806762.1000 or 'roe to LOS Fnancal
Woos hc. IOCO Harbor fad . OM I ba. Weetedwo N1
07086. Ann iMMSSA Senecas
Cat a vertex can as pa cart d youths* too
stawnem or recto 6 svOrg a II Su need more
insferticn bout athrote on the 'Mantra or rapt
The Fon cc Card Mow ft arplOble)must hear Yom ytti
nO L3tiftr1/411 60 dirt alter the fret SOY you the fist
Pawner'son oast tie race or problemstrata
- horde pro nine and octal number
rip
- Decree to era. Or the water yru sre wort atom
alder:nen as dearly s you tan ray WU bard 4 is an
era or ray you need tae nfomnabe,
- irate the dote arum of The 'snowed mix
The kin or Cad War WI Meagre you Carotin', x4
will mrtect any era praittly
elosenak al tots paytio to the Furor to Inarcial
ASIkulon nOtted at to front of the statement it akt
to regukr woman fee. acorta may be abject to
mantra to feet ages Ice re pyre,* ea atoms
purchaws ate day fa voad antots es cash afrocnts
Adcount$ ma dre tranf Wed 10 0991d. este:tons :nay be
:Mod to a banter fee.
UPS Swoop Opta
UPSoffers ocean for sheeprg ach batrces. baa-mes to
bare deports a UBS BA* USA aid UtS AG Staydord bait
(Bark Strap hosransl money market maul funk (Money
Fowls) arid the hnoltmeal Depot Accost C0Alfor
customers Mt at marooned Resource Mmagenent
Aconite lluat9h Iht Bat Sweep dr011aTIS. Coed bastrioeS
are swept to LOS Oat USA up triestabkhed Imo and
then 10 !ZS AG Stamford Brady a a Mersey Furd Depots
at WS Sat USA are FOC tweed n accordaxe with Ku...
rules For mom derma on pate nut wave Ida goe
Deposits a LIPS AG Seaford Branch and *most/troy
Fulda rent gust!, by the FDC.
Through the OA. wadable to can baton are kept to
deposit aCdeurt a lin AG Newrott Brandt aid UBS
Caplan Brant The* deposits arena mired by the FDIC
llamas bed tone MS AG Gambits Brarch ere tewourity
mooed to The SOwaregt rii of theCam Meadt and
there it ro guinea
other obit:Oro of 185 AG a repay
the Dimas who on the LOS CassmaYs Brats boas.
Deposits a UPS Bat USA rd each UPS AG Brach aroma
owned by SIC Money Fund mm are protected by WC
See %IBS Feud Sewn Account Rowan' below.
Vern yell tP9.:02, batrmes h to gait Sweep Freda or
OA may be ralitrafirt ad nits of a Pvtrney Fund maybe
hquelata, rd theproceeds returned to you a you,
iodic
Further nfonkton tout softie weep optore. vdrAng
care oast rats .nil melds. a art** at
yews ubscorriswashoyient Iron your cliental Mviiiit cr by
tag 806762-W00
UPS Fitlerecial Services mote* protean
The Finn is a member of the Securmes Mesta Protection
Coporahm (Stet Witt protects sears acorns of es
rotates op to 1500000 (noban; 1250.000 for dams for
oh) The SK asp acescom tents apPre to all moans
PO )ou had n a palest, carat,
The Ferro 'agate wth arum al rate has also porchand
Appencetat stonaron the rharnuri =oust payable to
all WOW dent. collmbrolrunla It; prottaion 6 3500
minor, as of DeWitt& IO, 2013
Skew to the poky anions aid Wash cart ate
Fern ifunher protected for up to II 9 mann n he
anew* for all your azoonis held n a paha, capay
A full Copy of the poky onledlig 6 Nalable up0n 1,9ait
The SIC proudmo aid the suppknental paean both do
not SPIT to
• (anent rani *sets controlled try (at hdtted tire
account rake) bus held awayfrom Lell$Finalcial Sermon
(.9 anon fecal, alLIBS Bark (Jcafh at 185 AG
Stamford &ant. (d) mutate moats hang salable
amid le aid (r) Then of mutual Inds inhere Ash
shares re registered rfrealy et the nave of the Woo
Wine on the books and records of die nice* Gee a
tonna agent).
• Conan ettarnent coal
or norm% merits (99.
Imned parowshos anti pruaeplawents) that are na
registered ohde the *tribes Act of 1933. and
• Carer: +s amino Co 9. keep eddiar90 and
preas metal antacid. naksitonses commas and
comma:AY Ogbal contracts
The SAC matron rid tie pappletrimui protedton do not
apply to these assets ean A they Ottehvee appears r
Paean
The SEC protean, and the soppWata
protedon do no ;ewe again awes e the trustee
vats or yes arestnints haw
as a result of maim
moratent. sae bannaptcY of "saw
)
More iWnlaons rabble tern most nu may obtan
ewe inorrrabn *cut S.C. hdudri9 the SK Bratote
by conwrg SeC at 202-Th43300er by witng the Mk
mbitle at *AVM StPC Oft?
Divided Its Invesmitm Program OW)
The text meta 4 srt aerate pnes you may otAan the
&tail axe tom par hiunoi Adios Cvity whole twos
are Faceted oiler CAP, partial thies wit to soli and ire
cash wd be doposeed it sass amour* to dittend
rmetier ace tippled by the issuer may doe from the
Mint Frisr at what thepaha Mans in sold
Cage bleu
Only Mole unts nth be held in your axotrd t you are
aria to aorta a
at armee.* a ditidend parntett or
otherwite. tie Arrn wt ether gel partial...tsar make Fere
or accept an full Otentred by a nEtStered
agency. an:Ian:le your account
leVellnitat objealires
The nommen Wrote and net prof it are speck to eath
aCCOutil aid milwary between fled< fie* Beh Imp
promptY n nerng of any carton, donpe in your franca
Muslim a Penn/4 arctic,: For end+ accoure held.
you choose one of the fo loving nvestrwil ofattneS
• Pieta Current axon* bectitnienti seekin9 the
rival isn of Mcome only
• Atone Ctekblpplanton tweltnnnts **Ma growth
pr Cps falba than:h., generson of tiCCM?
• Farce Combeation of Income erg Carta APPeoMon
moan
seeno both Ow 9erwason of Mono lid
70MM i% prnelial
'Tall risk profiles
• Consenter. Seeks to 'wreath Miro/ideal wth low
risk aid vol. lift to to as
spa. tan rt ma means
the amour does not genera* SlgMcnt illO)fr*Of
Mum, aid eta/ricekeep pace 'fah inl LOCO
• Abetted. %WIN to accept tomer& tO Vrel:94 and
tolerate rare odadtyn seek hidher returns
• AanresIne wing to at
hgh ripe toAmapa ant hgh
volatility so *Weis cams ewe brat
katanterhousishoklirw"
We may consoklatt al recited eCCOLlit 9.3teddifillS Mel the.
sane AIWA n the same envelope ACadotti may De related
for *tit:UW*0 beano they hrw atm leo also matrain
pm mount relaiont0s rah ate dents al the same
address The padre a Mom al 'hoosseholdrg • I you
"let le receive indisitual aeons nekd n meat
CONFIDENTIAL
ervelood —you may SKIne househokleg by ding your
Frtioa Advisor
Friona, amount Mine
Ter Plea account nane reflects earam that pa
entered on tteHms onto soros webste It ea
customizable *ammo total by you to azt you rah
your readreryarg n by no boa effect on ter axoum
YOJ on Piave yes kends/ acorn navies. group Onto
Somas or tryccomon; yes Waxer Aorta
Mao anew
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•
Abate
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reamed
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mass to market and cedar assets not held byte Fan
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the add the
ma and wear urea
pooch er Preto rueStment
unrested kat col coos aid motet'. sea options
• Oaekees hassles debt batmen. °Aswan) as
loan. cretin Int sheet account bastes
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bitty OA WS Burl: USA Opine bala-cry U8S AG
Soma Branch Orem balances aid maim Mirka mutual
fold sweep baa'sCes. a the <lose of the Stalenitet pea
utnommosty a
own baasztottyos am
Yana
segregate from otter bean and tte homy use any a
ae
these lush n the merry course of as brio, These tuna
paydbfe upon pt
demand the total 6 incited in no
armor ma dose-9 value
Lending information
rot detafkg cleans:on on ne F rm. > lefbreg y • arias and
dedocures, Sato piclvm RPM iierdip act
m or
Accomt sawarml and the General Tees ad Caldrons
UP5 Stamen of Cade Fractos 'Petal* h Agee :weirs
and Duclosures a 322a5SakaglaegardaSa=
Your aura
Toy statement farce Stakes and other assets held n
the account a the ad of the sweat perkd YW may at
for claw of runt paid 9Xiatittefaraly tme You may
recast y0/tie used a ban collard ater pa /09.1
m
balance we on Mem Any fetishes trandened bthe
dung the swam period ow line a nfalgl uah• as of
the ad of the statement peel
• Cost basic h chtewhng theca?; basis of the sedates
inducted n the statement. Wee mired lath the
number
' UOS Finandat Soreceshas read on
into-onion oblaised from sources other than lall$
Firshcal SinteS. 0:Wog illonnation Iran tames fin
or to you nut hue provided to yout firmer Mesa
The Film dots not hero duty way Or guaranirene
nay
a validity of sty Maxon provided by sources
otter tan Unlace, WOOS
to addrion Shorgh LOS Fivrodal Warm rally
updates this dawn
as t 6 reeved the km does riot
pack any antrors Mat me ofcam rider Cost
base and 'Unrealized gent's,' is atareo a of the die
of this tilastM Ac such. please do not rayon this
inland it to mute Draws' a sae dertorts. la la
purposes a whereto Artamb Umsloyet to the fern
may reflect gallon Moral,' only for the period
time they re held a the kin Morthioonol edarnatiOn
cm be added by you Pinata Admix
• Walked gaInsflogros When dee s tattle
*Stinted uwealood gandlosses art calculated fa
SDNY_GM_00025412
EFTA_00136032
EFTA01277265
Important information about your statement (Ott brlued)
infreitbalsarity lots 11* tandion data fa 'Wigwam'
Ø may a may not retest ccmnksafts, Macesma
%Canty magenta , wain Delfend Se om«
raw...name lots and sytonic puniese lots are each
ambned today*, otizearawd
lhe • Cade dae*
cobrm presents the «Naar Pima :twin traledare
• Callable narlties Ponds and preened nod, thal the
Over cat to ealy ff.:tempt* n nil be sewed «Tali*
by lot tom ran al senates of that 6% lee rout
name a n ~meow* ler as dints Callease
berm« cri is « tatedfmm thed saies aid les xaraa
n rot guarmaed OM« call I earn nay east WW1
could filet Me ~pee rioms kin see tieaided
eØ arest
• ~as
at deposit (CON Cos ate ID< trued up so
1291020 in pampa mid ~ad marear se depositor
and par depostlay minslim n ascrdance with CDC
niles
• Mask«
Dices deplane fa sexanes ace other
produces maybehigh« a bwir thr te prze mal you
war aaually reawe in the mark« PrCeS are Cleaned
from vasior rind poly sources Midi we ha? b) le
ankle, but we do not gamete fuck scuray
- We «mealy no tro doingpia wan sealable cr les
mean or ire te and ask teces fa Ivied fadercm and
*purrs or on b trd prces or OTC senees
- Let area/ treed earn« maybe aced tanga
rearm motel a the ma aces Ma we Maned
aidmanot Mkt an satin mat« PriS Or wan
- COman posbons may £pear remat 1Sn:wand mil
~flex
me not wadable' if we are si te to
Obtan a pree for a security
- Deposes a soothes dencrtgarid n tomdes otte
Ts, U S dollars as allele a the off urt f Se as of
the tao en! date
- For cenan sentries natg n noncatoimng
dagmnatems. pct and quality dace gala) may hae
bom waned» frieze seoptmoUsun
To obtain cram can:~
Wien rattle. crew yo.t
Farenar Atka
• Pram letnatnerms and gerucumed pronoun Pilate
thentrart «dunes Craclidng Aired pzedpation
proceed aid as, epee rwstment Min Salted and
Suds/CO produas ferns.,
hghlr tiltud Certain
nonsted bra:baser* ned been regdered we the
~cols and Poihabah (moisten a under any Stare
Sedan«, lams We Nona estmaed vale, lc( abate
mourners ^as
are snared predate ler
«Crane enalpuToyn only Accuracy., 4049unnitc4
- mete WM« maydifer Stiminually tam plan d ate
s Mdl operate nwstrnert secures« slruCtured
poetic rnw be Lair a. wed and do not necessity
represent the wale you may awe uPtch Iglidson
- tiled pro esimaes of via art as of a ran dag
aid se wooled lo las enroll Sears on a regns
bros by an Wend:Sank elation fern
1£4140c, gearal Draw aeador «read vat if
any. are stapled to tie Fim by the aser, general
paler is *senor and may be mediate based al
afferent aviation from that uxd by thad penes to
donee thee estiordvaben
- You can atm addantal tarmac., regatta the
mell d0Ø used to determine the escalate of via
aid the date of the Moirnacon Ty Is the bast fir she
gamier taunts:Mg mar Fanlo Adrisor
- mstd parry *grimaced vale; may be reflected as 'Not
p105 et metalateliers Viet do 'reepenSent
valeta' frai Anent %poled or IS malet le assign a
value when we bean area* That a matral more hee
ocarred thai may alfa peeviiusly tenoned value Mr
OuTIOn. a ~due»
rime be highly Teal.«
duo to tho rut" of the softy
- Men writhe, an Eva general wow a sponsor
estmated wiener 3 la Neely Mimed varetis
prowled. the saw of the warty vol bedineatt tem
ant purchase pia
- 'Oackeziorn to dare' may tiara mum of cal.
mane a both
- • On9POJ tat sae' represents de met ollmng en«
awash and may not reflect yaw cos Oak
• lbearlared securities Financed acurces serneraly ae
not orada ageble fa able sale taS Franca, Swerzes
uses the mini« pries of to emersuktod nod( of tes sane
citric a as muted yaw for the redrased stod be
purposes of CM Sane« On* To the town ten
reso need saureles se elgble lot sale. tie else steeled
may be eta/reedy less Than the imputed Lea Stiovn
• In. (.aimed) eØ
airraetyields and ratan. An
ostlnete of snug mome is based on Gran deerand
aid ninon hors awning psi acuities all be held for
one year from siaternent date a viol martstv the
estimate d any a guenne accuracy aid antnued
name se not gsraceed
- EstMated anus income and omen neel l« often
enesol securities mend Mote dream of aticion or
gaol gene in Midi Cafe the Mt In roe (ream«
yolk would be °wetted
- farmed swat income and carem yield aid the
dCtua Ørt and yea night be k/IPW CC hghetNa
the fl awed amcbus
- An en awe ol simialcod income Paddies! ender
sit east) dulled by the curare mak el vant Amax
baldeetsbeed m the W duidand or nieren
party made by the aver and Manes Tr
wart efreposes ell be held'« one ner Iran the
statsart dale or wed money AoanICY and
card
yea de nol guaranteed
• Mauna hold bylSSPinandal Parka Conan
asset, are melee b!yte FM ad nol widen the Fems
possession or amt« Mew. Sets re 46pIrend at yaw
Valelltell for starroman ~son>,
Posakns aes
caws preened se acneed byte raping firm UCS
~Oa aide n not reaponsble for this nfornzie
and does net gannet es daises/ thee assets tenet
premed by MC or tir Paws sopparnomal SP(
coverage
• Itoranue sharing and additional ampeasatlen.
- et aOlitins to cantons." on ales aid 12t1 lises
nognd gi connecter with the dartulon of nanan
hairds to our dents we ably OW SHIM reane
rereue navg papunUfrom ddlibutars and«
' ,Prison of the malee ands hat we sell Mete
anants are based on two different carporents
toe mouth el Sagsby Les a a partaiW mutual had
fey to car dents. and tat Pie a
rateol a
broil, main' fund fantic shamMe a res lion
- We aid cur *are air ricer.e retwoncng and
ormarprocesung lees in coreadetabon for trawler
agent makes that we proud. to the maual funds
Taw fen generala re pad ben, Marna' arene' the
mutual laid sid se aflod delft annum basal on the
rumba el snails at the hoar-dear holdingmutual
lirds el tat had lama,
- in aka an to same:owls rased es cornechen wet
the sob or darbution of arriury cornraen as snit
Weser:it Mai units ao cur deans Heandc our
Sande heel* rear.* clang Oneinaten Ircm
numol The resans minnow: weleterung age
reurty ortaxis anifrosol toe hatanof carom as
SpOnSaS a eturt eiveSeleol IN% we ~bate
- Our Mutates also real/eluding come/bans ma other
~ration
km aurae holds aid natant
Con'Cusies whoa per:bats wodiwbuto
- We receive al anus tee horn LBSBaar USA and UPS
A4 tranbad Bruds of up to 125 per accunt
swooping to the bats wire the Ungar* Swap
Pageant
ASA"
Wormarran megadag corn-okay" stiother Maras
Wooed m annecran wit the ertionion of wades neadria
rebm tra
ms has been nciailed ce «Mom:tons
peewit* bandied co you. and walla~
to you
proply on rodata
Stott Pilling
It you ae angagoa ti mort sehg awaraa you may nos a
chideAreto email baron" coos Ice OW palgula
warty
Open <Son
~ling Open or igoodelariCeled • orden that NOV not
baited by the Pavan, datee open buy axl sell stop
ceders re agreed by to minim of dad ends et (gins en
• eedirandsoi 'eagles dato unless mewed animaw
by you You re ristbroble 1 or orders thal are reputed due
to sir Nara le canal ~big open «den
Tax withelditg en ~one
from UPS financial
Services IRAs
ladsal Mc Iawragures t$S anela Se-vices to ~hold
Income tar from you unable an divribut am, tut yourm./
des oat lobe« ~us
seithena or instead. you ruy
elect to have the stadsheld a ara, or naiad anoint as
you choose You elcaon wee remain n effects, resoled
by you You mayrota. yer OleCtiOn a ase Ono bymare
a now enagn t you do not haw erotaili rane tae
walteld Iran into diartutions. you maybe rewash* la
the patron'« of mannedtax You may nøs pinata d trio
moves althea and your enbruted Ir parntins at not
puf CO y'ou'lrobligatim
Privacy
To obtain a copy of cot ammo Caere Proxy Wien pax,*
ental you F natal Affraof «vat ow vretisna Y.
yew ves ofmenfarf eof r
WSinns-1a' Steven e notated< The RNA. &mum
Savces Accosa BSA and MN ae ace grade axons
Slidl proide access to baton sevsces and produas
«rough easements win /Cued brats aid other thleta
pany basks and preedos ass to halm aid rwty
products isutd by unaffiliated cord {arty rto fan,
COMISS tIOU91 OMm agency subsibr es of uBS
Fronded Saviors to
~
mat nonance, and amino products
Hot 'DC toad • No bat* 9.,3f31110.• May lam vain
RMA MSOVCP Mx,agorwm account Business Servica
Accort BSA. tees% and ntemabonal Staoutelelmagenant
CONFIDENTIAL
name% as repeated same mats ce UPS ~al
Sergi:es
Inc
yea Saguaro is a agitated »Ma mat of visa
anannomal 1.85 Wa Signets'. (NM Cards aid LÆS Wa
debit cat ae issued by OPS Bata USA sigh fatnispon from
Yea U S A somrporrd
UPS Financial Services Inc
Stir 201407
SDNY_GM_00025413
EFTA 00136033
EFTA01277266
UBS
UBS Financial Services inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70057f656301314 Y1 0
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number. Y1 23679 SS
Your financial Advisor.
Phone: 212-821-70001800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Resourcetine at 800-762-1000,
account 029323679
Value of your account
Business Services Account
August 2014
on July 31 (3)
on August 29(S)
Your assets
5,589.32
5,589.62
Visitour website:
Your liabilities
0.00
0.00
www.ubscomtlinancialservices
Value of your account
35,589.32
35,589.62
Tracking the value of your account
S
Sources of your scarunt growth
during 2014
Value of your account
at yea end 2013
5000
Net deposits and
5.3593
%son
withdravals
55.583 70
•
Your OveStnientreturre
()Wend and
interest income
5092
Change in
market value
5000
Value of your account
Jul 2014
Aug 2014
on Aug 29.2014
$5599.62
SDNY GM 00025414
Member SIPC
00,70003005706563 NP7000198255 C0002 0814 030579743 Y1 23679550 000000
Pege 7 of 18
CONFIDENTIAL
EFTA_00 I 36034
EFTA01277267
*UBS
Business Services Account
August 2014
Your account balance sheet
Summary of your assets
Value on
August 29 ($)
Percentage of
your xcount
A
Cash and money balances
5,589.62
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
000%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$5,589.62
$5,589.62
100.00%
Account name:
Friendly account name-
' •
'
IC
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your K Randal Advisor.
212.821.70001800.308.3140
• Cash and money balances may include
available cash balances. UBS Bank USA deposit
account balances. UBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the important
inforrna6an about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
Percentage change
August 2014
Year to date
400%
9.89%
4.20%
9.23%
-0.15%
2.93%
1.10%
4.81%
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SUBS
Business Services Account
August 2C1
Change in the value of your account
August 2014 (3)
Year to date (I)
Opening account value
$5,589.32
$0.00
Deposits, including investments
transferred in
0.00
5,838.70
Withdrawals and fees,
including investments transferred
out
0.00
-250.00
Dividend and interest income
0.30
0.92
Closing account value
$5589.62
$5,589.62
Account name:
Frie nd ly account name-
Account number.
Dividend and interest income earned
For purposes of tNs statement, tarablity of Interest and dnIdend Income has been determined from a US
Nei noting CeISPecthe. Based upon the residence of the account holder. account type, or product type,
some barest andor dvidend payments may not be subject to United States (US) ardor Piano Rico (PR)
Income tars The tient monthly statement is not intended lo be used and cannot be need upon for tar
purposes. Clients should refer to the accficade tax tenoning forms They recent from LEIS annualy, such as
the Forms 1099 and the Forms 480, foe lac reporting information his the practice of UBS to file the
an:kat:de ta( reporting roans with the US Interna Revenue SerKICe and PR Treasury DeCeinreent and in
such loran accurately detsafy chic:lend, ardor interest *Slat eetrept or tamable income. Please exult your
inixdual tax prepare/.
August 2014 (3)
Year to date (1)
Taxable interest
0.30
0.92
Total current year
$0.30
$0.92
Total dividend & interest
$0.30
$0.92
Cash activity summary
Your N sandal Advisor:
212-821-70001800-308-3140
See Account activity the month lot deists Mance' in your Sweep options are includedin the openng and
closing balances Aut. FDIC insurance noes only to deposits a u85 Bank USA, not to deposits at Ss AG,
Stamford Branch or bank deposits pacedttnoull the UBS internahonl Depose Account program. SiPC
protection applies to money market sweep fund hddimas but not bare deposits Seennportant irdormation
about your statement on the tat two paces cf this document for detals
August 2014 (5)
Year to date (S)
Opening balances
$5,589.32
$0.00
Addt fons
Deposits and other funds credited
0.00
5,838.70
Dividend and interest income
0.30
0.92
Total additions
$0.30
$5,839.62
Subtractions
Checks and bill payments
0.00
-250.00
I )tal subtractions
$0.00
-$250.00
Net cash flow
$0.30
$5,589.62
Closing balances
$5,589.62
$5,589.62
UBS Bank USA Business Account APY
Interest period Jul 8 - Aug 6
Opening UBS Bank USA Business balance 1u18
$5,589.32
Closing UBS Bank USA Business balance Aug 6
$5,589.62
Number of days in nterest period
30
Average daily balance
$5,589.32
Interest earned
$0 .30
Annual percentage yield earned
0 07%
SDNY GM 00025416
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CONFIDENTIAL
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*UBS
Business Services Account
August 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. You can find a full description of the altematwe
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name-
Account number:
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efig ibi5ty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
Your linendel Advisor:
scorr STACK MAMLYLE CASRIEL
212-82 t .700O800-30a-31 40
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EFTA 0(1136037
EFTA01277270