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sd-10-EFTA01277491Dept. of JusticeOther

EFTA Document EFTA01277491

UBS Financial Semites 299 Park Avenue 25th Floor *UBS New York NY 10171.0002 Your Ilnandd Advisor: SCOTT STACKMANLYLE CASFSEL tic Business Services Account February 2014 Account name. ELLMAX, LLC Phone Questions about your statement? Friendly account name: ELLMAX LLC Call your Financial Advisor or the Account number: Resourcetine at 800-762-1C00. account Ifisltour websIto: www.ubs.comffinancialservices Your investment objectives: You have identified the following Value of y

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UBS Financial Semites 299 Park Avenue 25th Floor *UBS New York NY 10171.0002 Your Ilnandd Advisor: SCOTT STACKMANLYLE CASFSEL tic Business Services Account February 2014 Account name. ELLMAX, LLC Phone Questions about your statement? Friendly account name: ELLMAX LLC Call your Financial Advisor or the Account number: Resourcetine at 800-762-1C00. account Ifisltour websIto: www.ubs.comffinancialservices Your investment objectives: You have identified the following Value of y

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UBS Financial Semites 299 Park Avenue 25th Floor *UBS New York NY 10171.0002 Your Ilnandd Advisor: SCOTT STACKMANLYLE CASFSEL tic Business Services Account February 2014 Account name. ELLMAX, LLC Phone Questions about your statement? Friendly account name: ELLMAX LLC Call your Financial Advisor or the Account number: Resourcetine at 800-762-1C00. account Ifisltour websIto: www.ubs.comffinancialservices Your investment objectives: You have identified the following Value of your account Your account instructions • Your account is currently coded for investment objectives for this account If you have questions about these on January 31 (3) on February 28 (3) margin. • Your account cost basis default closing Your assets 0.00 87,974.09 objectives. disagree with them, or weh to change them, please contact your method is FIFO, first n, first Out. YOur liabilities 0.00 0.00 Fiiancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Value of your account $0.00 $87,974.09 Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (5) Year to date (3/ Primary - Moderate investment eligibility COnS:derabon - None selected Opening account value $0.00 $0.00 Deposits, including investments transferred in 87,974 09 87,974 09 Closing account value $87,974.09 $87,974.09 SDNY GM 00025638 Member SIPC CONFIDENTIAL Page 11 of I4 EFTA_00 136258 EFTA01277491 SUBS Business Services Account February 2014 Cash activity summary Account name: Friendly account name: Account number: See Account activity Om month tot cleta Is Balances in your %tete Options are Inducted m the opening and closing balances vel ue. FDIC insurance archtS only to deposits at UBS Bank USA, not to deposits at UBS AG, Stanford &arch of bank deposits placed t hrougb the UBS Intemationd Depos4 Account pro7arn. SIPC protection *plies to money market sweep fund headings but rot bank deposit. Seeimportant inbanation about your statement on the last two pages of this document for February 2014 a) year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 87,974.09 87,974.09 Total additions $87,974.09 $87,974.09 Net cash flow $87,974.09 $87,974.09 Closing balances $87,974.09 $87,974.09 Your II asocial Advisor. SCOTT STACK MANLYLE CASFUEL CONFIDENTIAL ccm_000Steg 12 of 14 EF1'A_00136259 EFTA01277492 *UBS Business Services Account February :0 . •a Your assets Account name: EWVIAX, LLC Friendly account name: EI1MAX U.0 Account number. SOne prK es, income and current ea ueS ShOnn may be Epp,Oen*. AS a IFS W. Oaf and IOSSeS May rOl be accurately reflected See important %Oa/mason about your statement a the end of ties dn.-neat for more Intoimalon Cash Cash and money balances Cash and money balances may include availaNecash berate's, OBS Bank USA deposit account balances, U85 AG Statiord Branch deposit account balances and money market mutual fund sweep balances. U8S Bank USA deposit &count balances are insured by the FDC vet ti n applicable limits, but are not pointed by SIPC. MS AG Stanford Branch deposit account banes ate not insured by FDIC end are not protected by SIPC. Money rredeet sweep balances are protected by SIC but are not insured by the FDIC. See the Important information about your statement at the endof thh doctrrent for death about those balances. 0renng balance Closing balance Price per share Average eiddng on Feb I (1.) on Feb 28 (S) on Feb 28(1) rate UM SANK USA BUS ACCT DSO/meInterest period Your Finandal Advisor: SCOTT STACK MANLYL€ CASRIEL Dori n period cep intent CS) Your total assets 0.00 87,974.09 *Mut on Feb 28(S) Percentage of Cost Estimated your account baus (I) annual interne (SI 250,000.00 UnrelAZed gain or loss (S) Cash Total $87,974.09 100.00% 587,974.09 Cash and money balances 87,974.09 100.00% 87.974.09 Account activity this month For more Information about the pike/value shown for resukted securities. see Important information about your statement at the end of this dot u-nent Date Actiuty YOU( Quantity/ Cescriphon evens. cede Face 'due Cash MadValue (S) amount PO Cash and money balance (S) len 31 Cash and money balance $0.00 Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY ELLMAX AT CHASUS33 87,974.09 87,974.09 Feb 28 Closing cash and money balance 987.974.09 SDNY GM 00025640 CONFIDENTIAL Page 13 of Id EFTA_00136260 EFTA01277493 *UBS Business Services Account February 2014 Account activity this month continued Ode Money balance activities Jan 31 Balance forward $0.00 Activity Account name: ELLMA.,, LLC Friendly account name:ELLMAX LLC Account number: Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL Description Mount (S) Feb 28 Deposit UBS BANK USA BUSINESS ACCOUNT 87,974.09 Feb 28 Closing UBS Bank USA Business Account The UBS Baal USA susiness Account is your pnmary sweep option. 887,974.09 End of statement for account number CONFIDENTIAL com_0002yise 14 of 14 EFTA_00136261 EFTA01277494 Important information about your statement LEIS Financial Services ix. (the F im or UBS biaxial Strows), is a merrter of all principal mosey, caring* and colons exchages. 1.85 Fe-ercial Selects and U3S Bank USA we rdrect sutedares of LES AG and affiliates of LES Swisities UC. lhe Fen's f hare' statement is available upon mgr. The FITTYS **GSM offices ae a: LBS Finenciol Sermon It 1200 Harbor Boulevard Weelutieen, t0 07066 Ibis nutmeat represents the any off iciel record of yea LBS Fe-uncial Steve., account. Other moods, matt official the dournents, containing conflicted date should rot be relied LE:allow belnie there is an error cr omission, please report it irrmedately n *riling to the Bench Manager of the office sentig pow account. Aercugh al figures shown We Wended to be accurate. statement data shout' not be used to ta. purposes Rely Met on wa--end tax lams, 6.e.. Form 108 Stak 10425, etc.)whinprepwrgyour tax return. The Fim required by low to won to tie IRS all taxabk di-widen*, report** rantwobk *ands and tplIbli nierest eared on acuities held in you accent, me proceeds an sale transactors, ad cost base on cenain covered *wain. Communications with the Firm . Please re-confirm arty oral corm-xi-water* in *wig to further protect your oyes. includrig your rite order the Scans. Mesta( Promotion Act (SSA) • If thefinance' nstitution on the top leit of Ire front of this statement is no LES Finaxel Sakes, LEIS Prenoal Services carries your account as cleamg tether by at argerrant web the Muted intikutal We Wormed you of his relationship when you opened this accosts. h this case, your Ws and soothes heated x LBS Rnancial Senecaand rot to imoctscng broker, ad you nut make a retool of try ester or *Tuition to both firms. A N accant statements shall be deemed complete ad accurate if not objected ton vete* within 60 days. • Please diect customer complaints a tilJitS to tie Fivn's C lent Relations Dna-WM a 201,352,1699 atoll-free a 800-3569103, 8:CO A.M. to 6:CO P.M. ET Monday through Frklap a in mire to LBS Financial Services Ix., Clime Relations Depalment, P.O. Box 766 Union City, NJ 07087. • Incase of (*men or Oasttrn about an electronic hrds transit( EFT), bi puymm or UBS Visedebit card Vanuctiorts, call 62-1000, or mite to UBS Frenoal Semen he., MOO Haber Blvd, 6th floor. Weehavieen W 07086. Min RIANBSA Sermos Cal a write as soon as mu cart it you tile you statement or receipt is mom or d you need more informal abos a turn* on the statement or rquoit. The FM or Card hater as WPIcebld must her from you no later than 50 days after to Fim sent you the fin stamen on which the error or problem appeared. - Prowleyors name ad accost nutter 0 any) — Desabe the ono or he transfer you ant trthre about and 'raise as <kat aye cm why mu believe t is an error a why you need more ricrmation — Proud. the &ear anion d to suspected mot The Fin or Cad Issuer wris I-instigate yew complaint and will correct any error promote/. Please mate all chats payable to the Fern or tie financial institution ideated on to kir of to etakiment had:art° repute accost fen accounts may be subject to mailenme fees chages for late parent for wadies purchases and charges la unpaid amounts in cashmoues. Accounts that ate transferred to other imitations may be subject to a transfer fro. UBS Sweep Options UBS offers options for sonepng cash bine; balances to bat deposits at UBS Bat USA end LBS AG Stamford brach Etenk Sweep Pregame), mormy nwkwe intuit fads (Morey Fu-dc) and the International Deposit Accost BOAdor customers with a International Resource kimagemern Accowit. Through tie Bank Sweep Pregame, cash balances re swept to UISEttris USA up to an estabrehed knit ad then to LBS AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC nswed in accorda-ce with FDIC oaks. For nacre Mammon please veil wwwidicgcm. Deposes at UBS AG Stanford Burch ad tun of Money Funds an rot nested by the FCC. Througn the OA, anilible torah balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Bunch Thew deposits are not rowed by the FDK. Balance, Feld at to LEIS AG Cara" Braxh are tempounly exposed to the sovereign Sc of the Caren blends, and tee is no gamete Cr other obligalon of UBS AG to repay the biarces while on the UBSC wmat Bradt. books. Deposts a LES Bale LEA and each UPS AG Bench are not protected by SIPC. Money Fund three ate protected by SIPC. See -tom Frontal Swats Adam Protection' bobw Upon you rtg.est, balances n tie Bent Sweep Programer OA may be withdrawn and shares of a Monty Fund my be liquidated, end the proceeds returned so you or mur contain account Fuller information about available sweep options, noising arrest merest rate, and yet*, a soak k at www‘los comrsseepyielt from your Financial Miser or by calling 806702.1000 UM Financial Services account protection The Fin dame-recite SeafteS investor Protection Corporation (SIPC), *nkh promote securities account, of its members up to 1500,0:0 (Wear; 5280,000 for dams kr cash) The SRC asset protection knit copy to all accounts tat you hold n a pat:late wady. The Finn, together with certain aftEwes, ha also purchased agplarental protection. The mairrun amount payable to al eligible dart, coRectent imam this protection is S500 million as of December 10, 2013. kloXot to the pokyconditions ard lineation, cash X the firm is further protected kr gotette million n the aggregate for all you accounts held n a articular capacity. A f SI copy of tie poky waxing is mail** upon mutt We SIPC protection and the supplemenUI protection both do not apply to. ▪ Ceruin f aural Asses controlled by (and incLided your account value) but hell away from US$Fine-col Services (e.g.. certain(* cash al UBS Bat (ri cadre at L65 AG StanIcrd branch (1) insurance war. including variable enmities, and (M) shares of *Mal finds where such therm are registered diectly n tlw name of the account holder on the books ad muds of the applied* issuer a trader agent); • Cahn termer* contracts or Westment Mee* (eg., limited partneshix and photo placements) the are rot registered trder tie Securities Act of 1503; ad • Commodities contacts (e.g, reign excha-ge and *cocoa metal ocntradg ecludig futures contacts rd tormodite- ever contracts. the 51K protects:nand to supplemental protection do not apply to these assets then if they otherwise appear on you. slaeornet. Ow SEC ptotedion and the IIMPlwriental protection do not protect mart changes in the maket vale of your investments (whether a s result of market movement, iSSunr balsruptcy Cr crewed More information is awed* rpm reopen You may obtan mae irmaion abaft SEC, noldng the 51K Brochure, by contacting SIPC a 202-371-8300 or by %erg the SIPC website ar YAMADA*, Dividend Re:we/rent Program (DPP) The prCe reflected is an awcage price. You m:cibtan the actual price km you- Financial Advnor. 0y Wok tire, are purchased under DRIP; partial shires wil be sod ad IM cash w8 be, &posted in your account. The 6viderd renvesvnent price applied by to issuer may from the market pia at which &partial shares m sold Cadebelieu Crit whole units may be herein yin account. Myouae entitled to a palel unit as annuli of a dviderd Parlent or otherwise, the Finn veil either sell parhal one at rivulet peke a accept an amount darned by a regitered clewing agency, and credit you accost. Investreent objectives the rinurnert dames rd risk profile we speak to each account and may vary between Please Seise the rem promptly in ring of any signikant change in yow Maxie skumn or 'waren objectives. ken each CONFIDENTIAL mount held, you choose one of the foliating encrust objecliew • Ender Cementbxeme. imbue its seekng the generation of income ant. • Acerb* °oral eprociaaeb Immune* seeking growth of prncpal rather than the peroration of more. • Produce Combinatbn of arcane and Capital Ahem:lawn Wesements seeking both the generation of name and 'worth of prixtal. Overall Sc prof des • Comma*, Seeks to mantain MIX per Pal with low Sc and volatility to the awn theral, rod that meals the accost does not generate significant income or returns end may rot keep pace wit inflation. • Moderate: vearrg to accept came risk to principal and tolerate some votary to seek hirer returns. • Aggress*: Wiling to accept high Ink to 'royal aid high Wahl* to seek high returns over time. Statement Imuseholdne We may consoldaw al related account statements with the same Miress n the sink envegx. Accounts may be related Ice this purpose beaux-they haw owners who also maintain grit mom relationships wit other dents at the sane address. This practice known as • householing • II you prefer to receive rdiedual statements mated in separate enact:foes — you may dwInt householding by carp your Frani.' Advisor. Friendly mar name the Frendt mart name reflects al ormation that you emend on the Firs onlne whites webate, R is a customizable *nicIturne- char by you to assist you with yott recordkeepig. It has m legal effect on your account. YOJ can Merge yos hiendt account names, through Online Services or by contacte-gmurFaancial Adesor. ACCOMt overview • vate of moraccounbrpothroki Net of assets rd •AAWCs. Assets hulas salable cash balances, vats for restricted study lea 1, and Global tine Deposits, unsalted marks to make, and caftan assets not held by the Firn. Does rot include unpriced StOlinti assets al the end of the prior and anent statement periods, or privase iwestnuns, invested stock options axe enicoable stock options • Eialitibes Include, debit *,laces, °Saadi* rrorgn loans. credit lie, dun account balances. • Cash/money Winces. Total of unimested evadable cash balances. plus UBS Bak LISA deposit lUrces, UBS AG Starraord Punch depose balances and money market mutat fund sweep Saxes, at the obey of he nmemert period. Noncommocky kee credit balances in your accost ire rot segregated from other balances end tie Few may use any of these funds in the ordinary course of *barons. these funds are payabk Loon your darned. This total is included in tie anent period close* value. SDNY_GM_00025642 EFTA_00136262 EFTA01277495 Important information about your statement (coninued) U ndies; idomeation For detafed information an the Fanis ending practices and docestres, ale to your Client Relalarship Ageement or Arson Agreement aid the General Terms and Conditions UBS Statement of Credit Prides available in Agreement andOixfoorres at muLdaracatarsaggainoss. Vow auela Your earament itemizes securities end other mete held lathe account at the end of the statement period. You may ark fordeivey of ftey paid setrOies at ant time. You may receive securities used as loan collateral after paying any balrrce due on tem. k -y securities Iranslenad to he Fin, date the statanent ponod are listed al market value as of the end of the ream ma resod. • Can basis. In determning the cost basis of the semitin included in this statement, Mere indicated web the rumba UBS FiarcW Services la relied on information obtained from sources other tan tiFf5 Financial Semces, including Hormaion Iran another am a that sumy haw provided to yea Fin:weal Athisor. The Finn does not indeperdently verify a gmantee the acaracy or surclity day irforrmtion provided by saxes other than UESFiencial Services. h edition although LIDS Financial Services generally waken ins ?demotion at Agree:ism', the firm does not provide any saarances tat the information vow 'Cost basis- and ' realaed gar( loss' is accurate as cif the date ol the statement. As such please do re ley on the Hermitian to make puchara a sole decisions,. Muir papaw cr ahem's*. Accounts transferred to be Fim may reflect girl loss Hamatim orti for the period of tine they am l dat Me F rm More higcnical Hamm cn ea+ be added by yet Mated Advisor. • Unrealised gabs/bum When data is aoillok. estinated areafized gain* lases we cicaated fa extviclaalseosoy lots. The tranucten data far navies( lots may or may not reflect ammissems, charges ander 'acuityreorganizea ewes Dividend and °term nwerrent lots ad systematic pachne lots are each canbined todisplay one averagedlot. Ike • Trade date • coins presents the aigrul transaction wade date. • Callable securities Bads ands:referred stock that Me Meats for erg redemption wit be selected mpasely by lot Iran among all semis-also( tat issue held hour name or in nominee nee lot ox clients. Call Setae Ydermati:n i dataned from third parties and as accuracy snot gturanteed. Other call leases maybes' which mid affect yeeld complete edonnatir will be provided upon request • Oartificates of depose (mfrCDs are FDIC inured Lp to S295,000 n pritioal and accrued interest per deposior ad pee deposits:6y institutes h accordance wain RAC rubs. • Preenralua Eras dirt/n*4Se securities and fi ner products may be higher or lower than the price that you would antsy rake in the market Prices see oblate(' from swims third party sources 'Midi we Delve to be reliable, but we do not grantee their accuracy. — We goner 'teethe closing priceOen avarkbb or the mean of to bid and ask prices faked Parities and <plea ix only bd prices la OTC seomties. - Less actiwg traded securities may be priced using a valuation model or to moo recent price we ablated and may not reflect an acosul market price a eat* - Certain positions may appear withan a price and will chew at 'price was rot available if we re undole to obtain a once for a nerdy - Deposits or semen deraninated 6 currencies ocher than U.S. dollars are reflected at the en:hinge rate as of the statement date. - fur cerian minims tadng in non.conformng ckrominacris. mice and qua-oity (face val.o) may have been Masted to facilitateproper vauakei To obtain current quotations, when asailible, contact we Financial Addict • Prints frevestmanta and idniclawed prodwa. hinte matment securities (hcbd6g drect participation acqam and real estate investment trust searites) and struceed prates ale generally highly Lard. Conan shared proixts how not been registered wih the Securities and Excha- Commission a under any state securties laws. We proide estimated vibes for private investment wait is and structured products for rdorniatiorul purposes only. Accuracy knot guaranteed. - These values may differ Mosta-nab/ kern prim. a any, at al-idn a prime rwestnent security a structured pnxIM may be torn or sold and do not necessarily represent the Matsu may receive Won rquidition. ▪ Thed paty tsbrnates of %ale see as of a certab dread are &paid to UBS Ma-cial Services on a regal:* bass by an independent vitiation Jim. - butt general partner or mentor estimated abbot, ry, aro wooled to the F rrn by the roux, gennal pener or sponsor and may be calculated based on Mewl information Iran that used by IMOparties laded* their estimated values. - You can aeon addiorna Neonate" regarding the methodology used to determine the &int* of value ad the date of te Haman:6 that is the basis for dm ea nate by contact g your Fivncial Advisor. - Th id party estimated views may be reflected as •Not tread' in we I sit aims. rife n ?dependent solution tam Ns not suppled or is rattle to assign a watt Men we become avare that a material event ha owned that may call a peemusy reported sets Ma question, °token a value would be highly specuLative due to die nave of the secutty - When neither al suer, general pew or sponsor *stinted vats nee a Orderly estimated woe if mast the value of the warty MI be different ban itspurchasePrice. - • Palm cm to date may meta returnof aortal. income Cr both — 'Crignal see • represents the initial offerer; price per unit and may not reflect your cots basis • Restricted amities Restreed warn s generally are rot currently enable kir publk sale. UBSFiromoul Mvices toes de market price of the unrestricted stock d the same issuer as an mputed value for de restricted stock for purposes of this et 'torrent on. To the indent hatred:tined 'enmities are 'robe la sae, the elm ratted may be Minantralg less than the impieed value Sneak_ • W. Botirnated) Manx current yields and rata. An edinate of a-rual income is bawd an current dniderd ad interest rates, attuning tie securities will be held for one year from statement date or until ffulisity. This minas is OM again& accuracy rd continued income are not guaranteed - Estimated anal income at curers yield fo- certain types of securities could include a retun of prncpalor camel gees in Mich case the est income Card current wadi would be overstated. - Estimated anal icane and current yield and the actual Voune ad yield might be kwer a higher than the alienated amounts. - An egMate ol a-ruat ad income (divdend ands interest) dryad by the current market vale average balance it based on the last diedrod Of hterest payment made by the issuer and manes the searbeddeposts will be held for one year ban the statement date or unhl mah.rity. Accuracy ad continued weld we not parented • Assets not held by UBS Franked Service& Certain asses at rot held by the fern and not within the fen's possessim or canto'. These assets de clopleyed on goix statement ter informational purposes only. Positions and values presented yo Mended by de issveg Inn US$ Frymcial Services not reversible for de itirmation and dies not guarantee OS &curdy. These asses we rot proceed by SOP or the finis supplemental SIC coverage • Revenue shoring and additional compensation. — In addtion to commissions on sees and 12b1 fees received n caveman red the distribution of mutual teas to our we ander our fl aw receive revenue taring Pagrenh *Ten distributors ado athiscrs of the mAulfunds that we sell. These anents are based on two deferent ccetcOnentt- amount ol sales by UBS of a pekula mutual fund famik, to our <lints; and CO the asset value of apnioalr mutual fund I amitis shares held at tie Irm — We and CU" Miele also recewe nemorking and embus proceseing lees in consideration for transfer agent serves that we provide to the mutual fads. These lees generally are pad from imestor assets in the nutual fund and are a fried Jolla mount based an the nutter of accounts at the broker-dealer holdng matte lads ot that fund fangs. CONFIDENTIAL — h arkle on to crimson; received n conneecn wth Me sale or distribikon o1 a-ruey contracts and an rwestrnent twat units to our <lents, we area our affiliate receive retina sharng corrponsatim tram many of the insurance companies underwriting the amity contracts, *Bates of to aurance ommanes or sponsors of heat imesvnent hats we ambit - as Adigea also receive trading cancan: kris and other camerae:onfrom missal fads and (nuance companies whose prod es we attribute. - Weimere an anal fee from UBS Bak USA and UTS AG Stanford Blanch of up to szs per accost sweeping to the barks under the UBS Bs* Sweep Frogrann. Activity hbiznatim regudng cams:seats and other charge nand n connedon with he oecutcrt of wades, indudng option transactions ha been induced on ccoUrrnalons I:mimosa, turreted so you. and will be pro nded to you pecmptly ail rowed. Short nollite f youare engaged in she selling a security, you may hair a charge the to certainParaiba costs for that particular security. Open anion Regarding Winer • gx4tilkancellecr orders tat were not miscuedbythe statement date, open buy at sel stop orders are reared by the anount of dividends or rigns on an exidividerds or etiritits date unless intruded enema by ya.p. You are remontbk fa orders that we executed dye to your failure to (axe' wasting open orders. Priam To obtain a copy of at currant ChM finucy Naito, please contact your Frontier Achisor or visit as minis* at sitimAUBLotothat2max. UBS Financial Services a rot a bark The RNA, Business Services Account SSA and IRMA we brokerage accounts which provide access so barking services a-Idproducts though am/agenda wish affiliated bats and other thrdpaly banks, and provides access to nsura-ce and menus, protea blued by asthma:Mid-pry insurance companies through i-aurame agency subsidise's of UBS financial Services Inc. Iniestment nsurace. at relyproducts: Not ODIC Mined • No bank guarantee May toe Vela RYA. Rescue. Management Accost Business Senices Account 85A, BMA and alternation& Resource Management Attar* we registered service marks of UBS Fruited Services he Via Seratue is a regieered service mark of Visa International 18$ Via Senatese cede cards and UBS yea debt cards we ismed by UBS Bark USA with peanssion from Vim U.S A Incorporated. UBS Bimodal Services Inc Pie POI 402 SDNY_GM_00025643 EFIA_00136263 EFTA01277496 SUBS 1.18S Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account March 2014 ELLMAX, LLC 1000 VENETIAN WAY APT. 801 Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043 Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKLIANULYLE CASRIEL Phone Questions about your statement? Call your Finan:ig Advisor or the Value of your account ResourceLine at 800-762-1000. account on February 28 (1) on March 31 (1) Your assets 87,974 09 87,949.23 1AsItour websIte: Your liabilities 0.00 0.00 Nvww.ubstornIfinancialservices Value of your account $87,974.09 $87,949.23 Items for your attention . if you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.com/onineservices Tracking the value of your account S Thousands 88.0 4 87.9 Feb 7014 Member SIPC Men 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals Your 0v4S01140 return Dividend and interest income Change in market value Value of year *mare tire Mar 31.2014 low SDNY GM 00025644 CONFIDENTIAL 187,949.09 10.14 SO 00 487.949.23 Pegs 13 of 18 EFTA_00136264 EFTA01277497 *UBS Business Services Account March 2014 Your account balance sheet Summary of your assets value on March 31 (3) Percentage of your account A Cash and money balances 87,949.23 10000% B Cash alternatives 0.00 0.00% C Equitres 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 387,949.23 S87,949.23 100.00% Account name: EL Friendly account name:FL Account number- Your current asset allocation A Eye on the markets Index Percentage change march 2014 Year to date 5.&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% 0.77% BarclaysCapital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -0.17% 1.84% Your li nodal Advisor: SCOTT STACK MANIME CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Samford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances CONFIDENTIAL IY_GM_00021itn 14 of 18 EFTA_00136265 EFTA01277498 SUBS Business Services Account March 2014 Change in the value of your account March 2014(S) Year to date (S) Opening account value $87,974.09 $0.00 Deposits, including investments transferred in 0.00 87,974.09 With&avvals and fees, including investments transferred cut -25.00 -25.00 Dividend and interest income 0.14 0.14 Closing account value $87,949.23 $87,949.23 Account name: EWVIAX, LLC friendly account name:01MAX LLC Account number. Dividend and interest income earned For purposes of this Statement, tavabity of interest aro diluents income has been determined lion a US ten reporting perspective. Based upon the residence of the account tickler. account type. Or product type, some iMerest andor dvidend payments ma/ not be subject to United States (US) area Puerto RKO (PR) income tines The tient months/ statement it not intended to be used and carrot be relied upon la lac purposes. clients should refer to the amicable lag reporting forms they recent from MS annualy, such as the forms 1089 and the forms 493. for tat reporting information It is the practice of 1)85 to file the acomaitre tat reporting forms with the US InternS Revenue Service and PR Treasury Department and in Sue h tOrMS accurately Crag fy dsrdenct ant 0 intereSt es tar teen/I Or tacit)* inane. Pleat consult von indvdual tax preparer. March 2014 (S) year to date (S) Taxable interest 0.14 0.14 Total current year $0.14 $0.14 Total dividend & interest $0.14 $0.14 Cash activity summary Your PImedal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the month rot dela Is Mance' in your Sweep Options are mdursedin the openng and closing balance: saes. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at LOS AG, Stamford Branch of bank deposits paced througg the URSIntemaional Depose Account program. SIPC protection applies to money market sweep find holdings but not bare deposits See Important it-daring:on about your statement on the lat two pars cf this document for dials March 2014 (S) Year to date (S) Opening balances $87,974.09 $0.00 Additions Deposits and other funds credged 0.00 87,974.09 Dividend and interest income 0.14 0.14 Total additions $0.14 $87,974.23 Subtractions Checks and bill payments -25.00 -25.00 Total subtractions -$25.00 -$25.00 Net cash flow -$24.86 187,949.23 Closing balances $87,949.23 $87,949.23 UBS Bank USA Business Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Business balance Feb 7 $0.00 Closing UBS Bank USA Business balance Mar 6 $87,949.23 Number of days in nterest period 28 Average daily balance $21,991.74 Interest earned $0 14 Annual percentage yield earned 0 01% SDNY GM 00025646 CONFIDENTIAL Page n of 18 EFTA_00I 36266 EFTA01277499 ;It UBS Business Services Account March 2014 Your investment objectives: Account name: ; r Your Ignendal Advisor. Friendly account name: i r I SCOTT STACK MANYME CASRIEL Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a fug description of the attemaove investment objectives in important inkxma fon about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consideration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out CONFIDENTIAL ty_cm_000Stat 16 of 18 EFTA 00136267 EFTA01277500 *UBS Business Services Account March 2014 Your assets Account name: EWVIAX, LLC Friendly account name: ELLMAX LLC Account number: Sane prices, income and current values sham Ma Pe approximate. AS a glue, gala aldlOSla may nOl be accurately reflected. See important mformataon about your statement a the end ol tho dxurrent for more information Cash Cash and money balances Ca:bard money balances may include amilablecah balances, UBS Bank USA deposit account balances, U8S AG Slardord Branch deposit account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC rattan applicable limits, but ate not protected by SIPC MS AG Stanford Branch deposit account balances ase not insured by FDIC and are not protected by SIPC. Money rreitist sweep balances are protected by SAPC but ate not insured by the FDIC. See the important information about your statement a the andof this docterent for details about those tdances. Hddng UBS SANK USA BUS ACCT 87.974.09 87.949.23 250.00000 Deanna balance Closing balance Pnce per those Ayerage on Mr (I) on Mar 31 IS) on Mar 31 (1) rate Dividend interest period Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period Cep anount CS) Your total assets Value on Ma 31 (I) Percentage Cost Estimated unre$red your account baus (S) annual incur* (S) gain a loss (5) Cask Cash and money balances 07,049.23 100.00% 87,949.23 Total 387,949.23 100.00% 5,87,949.23 Account activity this month For more information about the prkeialue 'flown br restrictedsecurities, see important information about your statement at the end of this document. Date Actilty Your Ouantityr Desulptlon manse code Face 'Glue Mce,Value Cah amount (I) Cab and money balance El) Feb 28 Cash and mosey balance 387574.09 Mar S Withdrawal ACH WITHDRAWAL NYS TAX & RNANC -25.00 87.949.09 Mar 7 Interest WS BANK USA BUSINESS ACCOUNT AS OF 030E/14 .14 87,949 23 Mar 31 Closing cash and money balance 387.949.23 SDNY GM 00025648 CONFIDENTIAL Pug* 17 a 18 EFTA_00136268 EFTA01277501 *UBS Business Services Account March 2014 Account activity this month (contrived) bate Money balance *divides Feb 28 Mar 6 Mar 7 Ws 31 The U8S Bank USA Business Account is your Dismay Settpoption. Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your IIsandal Advisor: SCOTT STACK MANY LYLE CASRIEL *amply Descrobon Account (S) Balance Forward $87,974.09 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/05/14 •25.00 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/0914 0.14 Closing U.S Bank USA easiness Account $87.949.23 End of statement for account number CONFIDENTIAL cork000Stat 18 of 18 EFTA_00 136269 EFTA01277502 Important information about your statement LEIS Fiuncial Services ix. (the F im or UBS Anoxia! United, is a merrter of all principal sootily, ammo* and goitre trthages. LES FeurxialSenrices and U3S Bank USA we rdrect subsdares of LES AG and affiliates of LES Saisitin U.C. The Fim's Iirrdal statement is available upon repast. The Fin's ereoWin dices au a: LES Finnol Saxon It. 1200 Harbor Boulevard Weehawken, to 07066 Ibis anement represent the any official record of your LES Pi-uncial Samos account. Other records, erupt officially( documents, contaning catkin? date nould not be relied Lyon 8 you believe there is an error cr omission, please report it immediately n writing to the Bench Manager d the office sentig put account. Aelnakh al figures shorn ate edended to be accurate. statement data should not be used for tar purposes Rely Pleb on yea'-end tax kerns, de.. Form 1038 Slat 10425, etc.) whin prepwrgyour Lex return. The Fim required by law to report to ihe IRS all taxabk &video:b. report*re nontaxable deticknds and tad* imennt eared on Pcunties held in you artant, rot proceeds on sale transactors, *Id cost time cc certain covered wanks. Communicationswiththe Finn . Please reconfirm arry oralcorm-functions in swing to funher protect put opts. inebdrig your Nam tat the Saudis. Ir..tor Protection Act (SWAT • If define-KM nstitution on the top left of the front of this Maternal is not UBS finanoUl SeMes,U3S Pewee' Seneca conies you- scout as cleamg bather by anargernent with the ideated intlitutiXt We blamed you of the relationship when you opened this account. hare case, your trek and searaina-e located a UB5 Enanchl Senecaand rot the iwocbeng broke,. pi you must make a MOW of ray neer or *Tuition to both HMS. A °octant statementsshall be deemed complete ad accurate if not objected to n wverg wthin 60 days. • Plena divot customer complaints or iNUSS to tie ReWins Depanment at 201-352-1699 cetolsfree at 800-354-9103, 860 A.M. to 6:00 P.M. ET Monday through Frislad a in wing to LES Frenoal Seneca Ix., Client Relations Depalrnent, P.O. Box 766 Union City, NJ 07087. • nesse of ern or Pest tre about an electronic hrds transfer (W1 NI puymm or UBS Visedebit card bansictorts, call 62-1000, or wise to UBS Fianna Sawn hic„ 1000 Harbor Blvd, 6th floor, Weehawken NI 07086. Atim RMNIESA Brutes Cal or write as soon as you cart it sou Ibid. ps statement or receipt is wow or d you need more infamaten abos a twofer on the statemert or rpoojat. The Firm or Card bum (as adoltableknoll her from you no later that 60 days aher the Finn sent you the fin stamen. on whit, the error or problem *Pared. - how:Wyly: name ad accost number Of any) - Desoto the ego or the wander you ste verve about and explan as teary septa can why you believe t is an error o- %hypo need more ithrnmation — Proud. the cblar arrosit ol the suspected error. The Fim or Card Issuer wit inaassigute your complaint and t I correct any error prompek. Please troth all checks payable to the Fan or the financial iresdution inkated on the front of the star arm* had:Mtn to recOa accord fax accounts mar be subject to matterunce tees, chigoes for late parent for searnes purchases and charges ice unpaid entrants in cash =cubs. Accounts that ate transferred to other imitations may be subject to a transfer M. UBS Sweep Option. UBS offers options for kwepng cash boraces, biaxes to bat deposits at UBS Bat USA and UBS AG Stamford broth (Bank Sweep Program), money market mutual kids PioneyFu-ds) and the International Claposit Accant (DATfor customers withal International Resource Management Account. Through the Bank Sweep Pregame cash balances re swept to U16EUrie USA up to al yeslekhodernk ad thento LES AG Stanford (batch ore Money Fund. Deposits at UBS Bak USA are FDIC rend in accordance with FCC rubs. kw more nformation please wit wenvIdiogov. Deposits at UBS AG Stanford Birth ad bares of Money Funds ay rot friend by the FCC. Thcot4n the CrA, addable toads balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits ate not intend by the FCC. Babnces Feld at the LES AG Carnal Bad, are tempera* exposed to the sovereign risk of the Canto elands, and there is no 'emanate or other obligation of UBS AG to mow the biarces while on the UBSC grans Bomb's books. Deposes a LEIS Bale LEA and each UBS AG Berth are not protected by SIPC. Money Fund shires ate protected by SIPC. See -U3S Financial Services Accent Protection' bobw Upon gar repast, balaces n tie Bank Sweep Program or OA mat be Whirs" and shares of a Money Fund may be liquidated, and the proceeds returned so you or sour seoskin accant. Frier re oimation about available sweep options, nettling anent retest rates and yetis, a milk le at www.tly comr.seepyiekk, from your F rano id Adieu or by calling BOO-762(1000. UM Financial Services account protection The F int is a member el tle Secrets Invell01 Protection Corporation GIPC), *frith protect. unisitin account. of its members up 10 5500,000 (rotuding S2B),000 for dams kr cash/. The SIPC asset protection Imes eTPV to all account tat you hold n a palkula capaoly. The Fim, together with certain affiliates, ha also purchased %mien-ern* protection. The madman amount payable so al eligible dents, collecivey adet this protection is S500 million as of December 10, 2013. klo dot to the poicy conditions ad lineation, cash at the firm is further protected to into $1.9 million n the aggregate for all your accounts held n a patioalar capacity A fJ copy of he poky evening is inaileble pm reount. The SIPC protection and the supplemenUI protection both do not apply to. • Certain financial routs controlled by (and nettled it your account value) but held away from US$Fine-col Services (e.g.. certain(* cash at UBS Bak (el cad, at LES AG Stamfordbranch (1) insurance priodadt, including variable enmities, aid (id) shares of mutual (unit where such them are registered diedly n the nine of the account holler on the books ad records of the applied* issuer or trander agent); • Certain enrolment contacts or niestment irteresta (eg., limited partnashix and wince pie:emeriti) tot ere rot registered wider tee Securities Act of 1503; ad • Commodities contacts (to, foreign excha-ge and yeti:usenet.' cotreds). nducling futures contacts and corneae oPticn contracts. The SIPC protects:a and to supplemental protection do not apply to these flits event theyotherwise appear on as Materna*. The SEC peotecter and the mine rental protraction do not protect agave chows en the make vain of gar investments (whether as a resin of market movement, iSSuar balsruptcy cr altering.) More information is awed* tpon raped You may obtan more hfcanation abets SIPC, rieldng the 5PC &cubist, by contacting9PC a 202-371-8300o by wsitng the Pk **kite sr YAW/.140‘041 Dividend ReiWatblbafilt Program (DPP) The age reflected is an away price. You mag obtan the actual price km yar Financial Advisor. Onk Wore *ire arc purthased under DRIP; partial shares wit be won rd tot cash w8 be dawned h your account. The rividerd rtiwesvnert price applied by the issuer may dter from the market price at which the penis shires at sold Calteeliew CM, whole units may be heti in youam/I. If you au entered to a palul wit a a result of a dviderd Imement or otherwise, the Fim viii ether sell panel units at rivulet peke or accept an mount determined by a registered death agency, and credit mow accord Investment objectives the nwelmert *reams and disk profile we speak to each account and may hay between Please Seise the Fern pintly in won; of any brilliant change in you Mayer situation or mature objectives. kr each CONFIDENTIAL accrue held, you choose one of the following ems-trent objection' • P)odcce CumentIrcome. I imbue as seekng the generation of income cab. • Achim Cepdaf Apptenetion: Investment seeking growth of pence:al rather that the generation of income. • Produce Combinaton oilman. and Capital Appledatch Imsements 'Knew both the generation of wont and 'yeah of fatCpll. Overall ride prefies • Con.wvatha Seeks to maintain nilial arcent with low risk and volatility to the accord the-anent that mewls the accord does not generate significant income or returns and may nit keep pace with • Moderate: vearrg to accept some risk to principal and tolerate some watery to 'seek Figher returns. • Aggrezide: Wiling to accept high rouge to prnopal and high solarmy to seek high returns over tiny Statement Imuseholdne We may consolidate at related account statements with the same addess n the sate tower Accounts may be related to this pude.* became they haw owners who also maintain pre accord rolationshix with other dents at the sane address. This practice is known as • householing II you prefer to reeehe individual statements mated in separate enveipes — you may decline householchng by Ealing your Fa-uncial Advisor. Friendly acoeurt name the Frendb accord name reflects information that you ensued on the him's onto* sauces webste. II e a customizable lniclrurne- dine by you to aseig you wish sour recordkeephg. It has no legal effect on your acorns. You can Merge yos hiendb acccunt names, through Onire Services or by contacting purFauncial Athisor. ACCO‘Olt overview • babe of nor accounelpornMie net of assets ad • Assets_ 'Atlas available cash balances, vases let restricted stns. lest), and Global (Me Deposits, urreareed marks to market, end cedah mats not held by the Fern. Does rot include unwired assets al the end of the prior and curate attested periods, or prorate nrestrewits, untested stock options wed moveable stock unions • tielediet lndudn debit bilircos, oimardirg warn loans. credit we, ton account balances. • Cash/money balances. Total of unimested wadable cash balances. plus UBS Bak 1.6A deposit beta-cgs. UBS AG Surraotd Bench depose balances and money market mniael fund sweep Sates, at to cased he statement period. Noncormiodey bee credit balances in your account at rot segregated from other balances and the Few may use any of these f unds in the ordinary coots, *business. these funds we payable upon your dernard. This total is intrudedn M cured period closing value. SDNY_GM_0002 5650 EFTA 00136270 EFTA01277503 Important information about your statement (Continued) Lending information her detatharif omen:Ikon on the Cris lending practices and disclosues, ale( to your Client Relate :nap Airman or Accord Agreement aid the General Terms rd Conditions UBS Statement of Credit Practices available in Agreements adDixforrres at yaw oat ronarmernamysagad vest—ft Your natement amnia. securities rd oda watt held in the =cult at the end of the steward period. You may ak for dem of bay paid senates at ay time. You may receive securities used as loan collateral after prying any balance due on them. k -y securities transferred to the cam areg the ararent period are listed at market value as of the end of the stateriure period. • Cast basis. In detemning the cost basis of the martin included in this statement, where indicated wih the nurrba. '1,• UPS Fivercial Services has relied as information obtained from sources other than IRS Financial Senices. including ill ornwion kern anothe- Sim a that you may have provided to your Farad Advisor. The Finn does not ithruthently verify a gaunt** the tenancy or yak% day adoration provided by souses other then 1**Auncial Semices. h thiciters although UBS Cancel Services generally pates this Haman as it s received, the firm caws not provide any astasances that the llama:in tear "Cost basis" and "larked gar/loss' it accurate as o1 the date of his statement. As suck please do not re& on this Hermitian to make puchara a tale decisions, for tai papas( or otherwise. Accounts transferred to tie Fim may reflect gintloss rriamatkn on& f or the period of tine they a held a the Frm More hacnical aortala tan be sated by yar Cana Advisor. • Urrealised gain/losses When data is thailtle. earthed u-rearized carte lath the uthaated la inetvilial seamy lots. The transaction data for nelividad lots may or may not reflect ammisans, charges sneer "acuity meant:al isn mats Dividend and am re nwstmeni lots rd systematic pschne tots are exhantrined to display are averagedloll)* • Trade date • [almapresentsthe <rant transaction trade date. • Callable securities Bra ands:referred stock that the cue cats for ea& redemption will be selected mpathal& by lot Iran arrorg all seo.reies of that ism* held hour name or in nominee nee lee as clients. Call bane ericanatia k cbtaned from third patties and es accuracy isnot guaranteed. Other all feakres mays on which mid affect yield complete Manahan ante provided upon request • Certificates of deposit (CDO CDs are FDIC inured a to 5.2 93,000 in en-visit and accrued interest per &costar and per depositcry institutia, in &cadence rah POI( rules. • Pricenralue Prom dabbed f a securities and other products may be higher or 'ewer than thecae that you would actually recene n the market Prices we obtained from various third party sources ankh use Delve to be retitle. but we do not guarantee their accuracy. — We gem* use the closing price when avalththe tie men of the bid a-d ask prices fa lined acuities and <pars a on& bd prices fa OTC seosthes. - lass Aar& waded securities may be priced using a valuation model or the most recent pie we °bard and ma/ no reflect an ace al market price or vat* - Certain postion may appear withcut a price and will thaw as *price was rot aviglable if we re tenable to obtain a pnce f or a wanly - Deposits or seoseies den:melded in currencies other thin U.S. dollars are reflected at the eichinge rate a of the statement date. - fv cairn wcurita racing in non.conformng densminatans. p ice rd quaity (face vela) may have teen adisted to facilitatepaw viusion. To obtain current quotaticns, when suitable, contact yea Financial Advisor. • Private avestments and structured prothesb. hive* rnestrrent sec-unties (ixtding drect participation acqam and real estate investment mat sashes) and strucssed prodxts are general& highly alitaticl. Conan strixtued voids have not been registered with the Securities and Excha- (omission o- under are, state securities 41115. We provde estimated wades for prate investment wait is and structured products for informational purposes only acing knot guaranteed. - Thew values may differ abstantiaby from pekes. a any, at what a prime rest nent security a structured pada may be tcuiln or sold and do not Mentalityremote the vat ta may receive upon rquidition. - Thal parlyesdnatesof wife re as of a certab date and are &maid to UBS Fna-cial Services on a feguld bass by an independent vitiation tint. - tam general panne- or sponsor estimated voles, ery, any supplied to therm, by the Come general panne or spasor and may be calculated based on different irionnation lam that used by hid penis laded.* tea estimated values. - You can Man Satchel iecernalca regarding the methodology used to determine the estimate of value ad the date of the edormation that is the basis for to than ate by coracteg your Financial Advisor. - Thad party *sawed votes mey be reflected as •Not triad' h weer I sit aliens. wee n independent atrial tarn Rs not suppled or is aide to alp a vale, wan we beam avare that a Muthevent ha ocoared that may call a pis m& reported with it question, or yawn a value would be highllthemilatire due to tie nature a the security - When neither al atm, general pane a sponsor *stinted value met a Ord./arty estimated vale is mad. the value of the manly will be different ran itspurchaseprice. - • Dabs as to date' may include return of meal. kW* Cr both - 'Crignattni see reprewas the initial Olierng price per unit and may not reflect rod cove bait • Restricted rarities Rfircled Sarin eteeraly re rot current& eigiole for publk sale. UBS Finical kuvices as Me math price of the unrestricted stock of the same issuer as an mputed value for to restricted stock for purpons of this 'Women on. To the relent that redrined searkies are eigbh fa am the alit received may be mbstantial& less than the incted value thrown • Est WS-noted) incense. current yields and rates. An emanate of meal income is bawd an current Sicked ad interest rates, assuning tie searkies will be held for ere year from statement date or until maturity This retinas. non& again., accuracy rd continued income are not gueranteed - Estimated anal acme Corsi athent yield fo- certain types of sectaries could include a retun of wearier capeal gars in atria case the est income Ord (went yeti would be overstated. - Estimated anal econe rd weal yeld and tie anus ham and yield mils be laver a higher than theatinated amounts. - An estMate of aruateed ncome fdivdend actor interest) divded by the anent market valeraverage balance is bawd on the last divdend Of httrelt payment made by the issuer and asnnes the sauna/deposes will be held for ore year from the statement date or until manly. Accuracy and contnued yield the not warned • Assets not held by UBS Financial Service& Cerean assess the rot held by the Finn and nee wain the Fen's possession or carol. These assets de dopleyed on yos statement for informational p urposes any, Portions ad values presented re provided by Use iatii-9 dem UBS Chan tal Services not ass:amble for ths ilcanation and des not guarantee es accuracy. These meths are rot wand by Slit or tie Firth upplementalSIPC coverage. • Revenue sharing and additional compensation. - In addition lo commissions on sales and 12b-I fees received n carman with the dntnbution mutual luck to our dents we mock, our fl aw receive memo *Wing Pagrents from a:tribute,' Coda advisees ot the natal funds that we sell. These amunts are based on two deferent COnVenenit- amcent ol sale, by UBS of a partala mutual fund family to our client& and 4.) the asset value of apetioakr mutual fund f shares held at the Irm - We and as affable also recewe nem:eking and ormtus processing lees in corstation for transfer agent servos that we provide to the mutual fads. Thew besgenathIT art Pad from investor asses h the nuthal fund and are a feed data mount based an the number of accounts at the brottedeale holdng metal lads of that fund CONFIDENTIAL - h adieu" to cairrascni received n connector wth the sale or darbinon o1 a-rurry contracts and cm investment trust ails to our <lents, vie actor our affiliate rare retina sharing compassion Iran many of the instram companies undervatirg the treaty contracts, AAA.' of tit insurance arepanes or sponsors of teat imesvnent rusts we distrbute. ▪ Cr Mates also receive trading canmetas and other mrecersaan from maul fits and nedranCe Companies whose maids we detrbute. - We receive a anal fee from UBS Bak OA and USS AG Stanford flash of up to szs per accost sweeping to the barks under the UBS Bak Sweep Frogmen Activity haynation record:1g <carman and Otter &dr. Owned et connedco with tie *musket of wades, Mutant; option transactions ha been included on callimaions pavousty furnished to you. and wall be provided to yOu panplly co fewest Short I earn engaged in short selling a wurky, you may Mar a charge Os to certain borrowing costs for that particular security. Open adore Raring Wen or • axdtikanceige Codas tat were not taculted by the statement date, open buy ad sea stop orders are refixed by the mount of dividends or ri/as on an ex-dividenis or emotes date unless intruded otherwise by ycu. You are ...sparkish for orders that we thawed die Toyota Mature to cancel eating open orders. Privity To obtain a copy of as currant Client Annecy Notice, please contact sour Francis' Achisor or visit our website at withrthAUfthiathisaidaka. UBS Financial Services a rye a bar the WA, Busiest Services Account BSA and IRMA to brekerag• tenants ankh provide access so baking services and products through arrangements visit affiliated bares sad other thnicany banks, rid provides access to roan and anise, proact elided by unaffiliated thialcany insurance ccmpanes through imurame agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura-ce. arid ruttyproducts: Not IOC inured • No bank gunner* May t'e valet RYA. Resume Management Account, Business Services Account BA BMA and alternation& Resource Management Accost the registered service marks of UBS Fractal Services he Via Signatse is a regthered service mark of Visa International IRS Vila Stingye cede cads and LES yea debit cards we isaded by UBS Bark USA with prmrssion from Vets U.S A Incorporated. UBS Finerthal Services Int Pax. 201402 SDNY_GM_00025651 EFFA_00136271 EFTA01277504 catUBS UBS Financial services Inc 299 Pak Avenue 25th Floor New York NY 10171.0002 Account names ELLMAX, LLC Friendly account name: ELLMAX LLC Account number. Your linancial Advisor. SCOTT STACKIAANILYLE CASRIEL Questions about your statement? Call tog financra odvoor or tie Resourcetine at 800-762-1000. account - Visit our website: www.ubscomifinanciaseneres Items for your attention • II you use UBS Online Solaces, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.com/onineservices Value of your account on March 31 ($) on April 30 (1) Your assets 87949 23 87,951.40 Your liabilities 0.00 0.00 Value of your account $87,949.23 $87,951.40 Business Services Account April 2014 ELLMAX, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1043 Tracking the value of your account S Thousands Sources of your account growth duriag 2014 Value of your account at yea. end 2013 5000 Net deposits and 87.9 SAO withdrawals 187,929.09 YOUr tiveStrneilt return. Dividend and interest income $2.31 Change in market value $000 Value of your wan* Mar 2014 POI 2014 on Apr 30, 2014 187,951.40 SDNY GM 00025652 Member SIPC CONFIDENTIAL Page 13 of 18 EFIA_00136272 EFTA01277505 *UBS Business Services Account Your account balance sheet Summary of your assets value on April 20 (S) Percentage of your XCOunt A Cash and money balances 87,951.40 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a00% F Commodities 0.00 a 00% G Other 0.00 0.00% Total assets Value of your account $87,951.40 S87,951.40 100.00% Account name: Friendly account name Account number: Your current asset allocation A Eye on the markets Your ignondol Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Unponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2014 Year to date 58P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.5. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% CONFIDENTIAL iy_Gm_0002489 14 of 18 EFTA_00136273 EFTA01277506 UBS Business Services Account Change in the value of your account April2014 (5) Year to date (S) Opening account value $87,949.23 $0.00 Deposits, including investments transferred in 0.00 87,974.09 Withci-awals and fees, including investments transferred cut 0.00 25.00 Dividend and interest income 2.17 2.31 Closing account value $87,951.40 $87,951.40 Account name: EWMAX, LLc Friendly account name:ELLMAX LLC Account number. Dividend and interest income earned For WIDOWS of this statement, tasattity of interest anti duden0 Income has been ciertmiried Tian a us us reporting perspectiw. Based upon the residence of the account holder. account type, or product type, some interest ends dvidend payments may not be subject to united States (US) aroma Puerto Rico (PR) income tars The dent mom* statement is nOt intender:11O S used and carrot be retied upon Ice lac purposes. Clients should refer to the applsCdsie tat reporting forms They receive from MS annuals,. such Sc the forms 1099 and the cams 480. for tat reporting information n is the practice of UBS to file the applicable lac reporting forms with the US Intend Revenue Service and PR ',reentry Department and in Sigh forms accuratsy dasfify dsidenCE amen Interest etas eicenlat Or tacit* 'Karr. Neat consult your includual tax preparer. April2014 (1) Year to date (I) Taxable interest 2 17 2.31 Total current year $2.17 $2.31 Total dividend Si interest $2.17 $2.31 Cash activity summary Your Financial Advisor SCOTT STACK LIANaLYLECASRiEL See Account a< Way the month tor deists &dances In your Sweep options are tadtit:actin the cpersng and closing bel.snces saw, FM Insurance fl eet only to deposits at U8S Bank USA, not to depofits at LOS AG, Stamford Branch or bank deposits placed !Wogs the UBS Intr./nations.: Depose Account program SIPC potection appfies to money market sweep find holdings but rot bank deposits Soelmaortant irdormation about your statement on the at Mo pages cf this document for detals April 2014 (S) Year to date (S) Opening balances $87,949.23 $0.00 Add/tons Deposits and other funds credited 0.00 87,974.09 Dividend and interest income 2.17 2.31 Total additions $2.17 $87,976.40 Subtractions Checks and bill payments 0.00 -25.00 Total subtractions $0.00 -$25.00 Net cash flow Closing balances $2.17 $87,951.40 $87,951.40 $87,951.40 UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Business balance Mar 7 $87,949.23 Closing UBS Bank USA Business balance Apr 6 $87,951.40 Number of days in merest period 31 Average daily balance 187,94923 Interest earned 82.17 Annual percentage yield earned 0.03% SDNY GM 00025654 CONFIDENTIAL Pap 15 of 18 EFTA_00 136274 EFTA01277507 SUBS Business Services Account April 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Franc-el Advisor or Branch Manager You can find a full description of the atsernaove investment objectives in important information about yard, statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consderavon • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL tY_GM_0002kitt 16 of 18 EFTA_00136275 EFTA01277508 *UBS Business Services Account April 201 4 Your assets Account name: EWVIAX, SC Friendly account name: EU.MAX Account number. SW* prices, truant and current values shorn may be EpprenimMe. AS a el W, gam es'idlOSSA$ may rol be accurately reflected. See Importanonformabon about your statement a the end of this dxurrent for more information Cash Cash and money balances Cash and money balances may led wale available cah balances, UBS Bank USA deposit account balances, U85 AG Stanford Branch deposit account balances and money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the FDIC *lain epplicatee limits, but are not pointed by SIPC. UBS AG Stanford Branch deposit account balances are not insured ba FDIC end re not protected by 9PC. Money rrerket sweep balances are protected by SPC but se not insured by the FCC. Se* the Important information about your statement a the end of this document for dank tow dote balances. ladelng U85 BANK USA BUS ACCT 87,94923 87,951.40 250.000.00 Orenng balance Closing balance Price per 0-ore Average on AIX 1 (5) on Apr 30 (1) on Apr 30 (1) rate Cl/rideno/ Interest period Your ?I sandal Advisor: SCOTT STACK MANWLE CASRIEL Dais .n period Cop aroufir Your total assets Value on Apr 30 (1) POICYnt8Qe of your account Cost Estimated basis (1) annual incase (1) Unrealized gain or loss (I) Cab Total S87,951.40 100.00% $87,951.40 Cash and money balances 137.951A0 100.00% 07,951A0 Account activity this month For more Information about tte pikevalue shown tar restricted secuetles, see important information about your statement a the endof this cbcurent Date Actinty YOuf Quantity/ Desuipuon expense code Face value PricelValue (5) Cash aniOuol (S) Cash and money balance (S) Mar 31 Cash and money balance 07.94923 Apr 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 0410114 2.17 87,951.40 Apr 30 Closing cash and mosey balance *87.951.40 SDNY GM 00025856 CONFIDENTIAL Page 17 of 18 EFTA_00136276 EFTA01277509 *UBS Business Services Account April 201.: Account activity this month tcontnuedi Cote Money balance activities Mar 31 Apr 7 Apr 30 The UBS Bant USA 0.1Siness A«ount is your pnmary sweep option Account name: ELLMAA, LLC Friendly account name:FLIMAX LLC Account number: Your i5 ~cis' Advisor: SCOTT STACK MAAYLYLE CASRIEL Activity Descrobcn Mount (S) Balance forward $87,949.23 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 04/04/14 2.17 Closing U.S Bask USA Business Account S87,951.40 End of statement for account number CONFIDENTIAL comfloo29519 le of IS EFTA_00 I 36277 EFTA01277510 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anoxia! Strows)t is a merrter of all orincitel Nosily, cannot* and colons exchanges. LES Financial Seinen and UES Bank USA an rdrect subsdares of LES AG and anilines of LES Seasitin UC. The Filet's I hancial statement is available upon nano. The Fin* naafi:* on ices ae a: !Assn/noel Sermon Ix. 1200 Harbor Boulevard Weehawken, NJ 07066 Ibis statement represents the any official record of yaw LES Financial Schwas account. Other tweeds, rapt officialese documnt cordoning cordlicting date should not be relied Lyon If pm bedew there is an error cr omission, please report it irrmedately harking to the Bench Manager in the clic. sentigmes account. Athaegh al figures Moon T. edended to be accurate. statement data should not be used kr tat purposes Rely sae& on mmend tax forms, 6.e.. Form 1098 Salk 10425, atc.)whinpreptregyour we return. The Fim required by law to report to t* IRS all taxabk dividend,. repaid* rentwabk den:lends and tat imennt eared Col sectilties held in pas axamt, net proceeds on safe transattexe, std cost base cc certain covered parities. Communications with the Finn • Please reconfirm arty oralcorm...neatens in *rang to funher protect gout skids. incbding your Ned order the Salsifies 'nester Protection Ace (StA). • If the Gnome' hsteution cn the top left of lee frcrd of this statement is noel% Financial Sakes. IBS Financial Services canes you account as cleating looker by anargenent web the helmeted &Mahn We Rimmed you rat Ink relanianthia when you opened this accost. lithe case. your Ltd. and sectsaina-e located a UBS financial Services and rot the etwocbtng broke.. and you must make a rePon of rap ma or *Tuition to both NITS. A anoint staternrits shall be deemed (caplete ad accurate a not objected to el wring within 60 days. • Plea,. diect customer complaints or iNUiieS to he Fine' ;Client Relations Dna-Meat n 201.352.1699 tolbfree a 800-3SO-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Fridao a in mien; to LE6 Feenoal Sauces lx., Client Retinae Depalment, P.O. Ben 766 Union City, NJ 07087. • in case of green orgapstinn about an electronic heeds trench( (Wit bi puymm or UBS Visedebit card Penman* call 62-1000, or wile to UBS Financial Semen kic„ MOO Herber Blvd, 6th floor. Week/Men W 07086. Min RIMMESA Senkes Cal a write as soon as you cart it you tit yes shearers, or receipt is maga s you need more Hama' ian *cut a turn* on the statemert or narojat. The Firm or Card Issuer as aPinablieknust her from you no later thm 60 days after the Fern sent you the fin Wannest on valid" the nor problem *Pared. - bowie you- name ad accost minter Of any) - Desabe the nor he wander you ere 'ose about and .'clan an cleat as mu cm why you believe t is an error or 'Abney need more eicnnation — Proud. the dollar arrant d to suspected error. The Fim or Cad Issuer me ineestiane you complaint and wen cared any error pomp*. Please mate all checks payable to the Fern or the financial innitufion inekated on the front of this stakimmt h adtlitim to regular account fen accounts may be subject to maieenance fees, chars for late parent for securities purchases and charges kr unpaid arreunts in cash &wont. Accounts that we transferred to other negations may be subject to a wander tee. UBS Sweep Option, UBS offers optics for sewepng cash balances, biances to ben& deposits a UBS Berk USA and UBS AG Slanted brand, (Clank Sweep Programe), moneyme/kw insult suds MoneyFun* and the International Deposal Meant (DAlfor customers with an Weernational Renee Managemern Account. Through the Bank Sweep Progeny cash balances re weep to ISISBat USA up to en knit and then to LE'S AG Stanford Branda or a Money Fund. Deposits at UBS Bak USA are FDIC enured in accordance with FDIC mks. For nxre nlamati:n pease mit worwidicgor. Deposes at UBS AG Stanford Burch std two of Money Funds no rot inured by the FCC. Thou fre the OA, mailable local, balances we swept to depose accounts at UBS AG New Yak Branch and UEIS AG Cayman Bunch Thew deposits ate not inured by the FIX. Balances held at the LES AG Carnal Beni are tempera* exposed to the severely' risk of the Cayman glands, and tere is no gmantee or other obligation of UBS AG to IVO) tie biarces while co the UBSCaymards Bradt. books. Deposes a UBS Bak L6A and each UPS AG Each are not protected by SIPC. Money Fund shires ate protected by SIPC. See *U35 Fruncial Services Accost Protection' bobw Upon pas reg.est, balances n tie Bank Sweep Programor OA Mai be vothelmem and shares of a Money Fund my be liquidated, end the proceeds returned to you or sour seoskin atcamt. Fuller re ornation about available sweep options, nctdng anent attest rates and yell, a mailable at www come isotopia* from your Fiume' Advior or by calling 800.762.1000. UPS Financial Services OX01.191% protation The Fnn is a molter el the Swanks InvegOl Protection C orporaticn (SIPC), wheh protests securities accounts of its members sip to 1500,022 (nth** S25:1,000 for dams kr cash) The SIPC asset protection Imes XPV to all account that you hold n a palimbir cepa*. The Fim, together with certain affiRites, ha also purchased stpplorental protection. The madmen amount payable toy eligible dents, thane& trcht this protection is S500 million as of December 10, 2013. klaPct to the poicy conditions ad cat X the Firm is further protected kr mato $1.9 million n the aggregate for all your accounts held n a articular capacity A fiA ccpy of he poky wiring is mantle upon request The SIPC protection at the seaplane-IBS protection both do not apply to. • Certain &uncial Mies controlled by (and eyelike! A your account value)b.d held away from UBS Firm-col Services (e.g.. certain(* cash al UBS Bak In oath at LES AG Sta./Acedbunch (I) insigne predX1S, including variable anwitiet, and (hi) shares of Mutual funds whim such shares are registered dreg h the nine of the account holler on the bock, ad mock of the applicable issuer or transfer agent); • Certain nwslmert contracts or niestment interests (tg., limited partnershix and privet* placements) that we rot registered ender tie Secunties Act of 1933; ad • Commodities contacts (e.9, kneign eccha-ge and yeti:usenet.' (ontracts). nduding futures contacts ad wiTn0401C0icn contracts. the SIPC patch:a and the suppernental protector' do not apply to these Mats mend they otherwise appear on yam seaternent. 71-. SEC plotecien and the aMahrriental protection du not protect agave changes in the makes vain of you investments (whether as a rest* of market mthement. issuer baisruptcy alarmist). More information is avalable tom manse Yoe may obtan more edomation abou SIPC. Soloing the 5WC Broths.., by condoling UPC a 202371.8300 or by tositng the Sift websiw ar YAMADA*, Dividend ReiWatblbafilt Program (DPP) The ake reflected is an swage price. You may obtan the actual price Iran yas Financial Advisor. 0* eh* tarn are purchased under DPP partial shires wil be sold rd tlw cash w8 be &ponied .' your account. The 6viderd pi-moment price applied by the issuer may ale from the market price at which &partied shires we sold CaOwavlieu CMF whole wets may be held.' you' accout If you am entitled to a papal um( a a mull of a dviderd Paelment or otherwise, the NM red other sell panel sna at rivulet li ke cc accept an amount &Omitted by a registered demi* agency, rid credit you' accost. Investment 'objectives The nvesImert objectives aid risk profile we specie to each account and rnw wry between. Phase /thee the Fern promote,' 'n writrg of any natant change in you Maxis' skuaion or nveswort objectives. FCC each CONFIDENTIAL account held, you choose one of the following imestrrent objectieer • Sodom CumentIrcome. location es seekng the generation of income cr4. • Achim Capdal Appreciation: Instilment( egging growth of pence:el rather than the generation of mom?. • Produce Combinaton oflrcome and Capital Appreciation: nesiments seeking both the generaticn of noon. and got/shot pit011. Overall risk precise • Con.wvathm Seeks to mantan nilial pecioak with love risk and volatility to the access overal, ben if that meat the accost does not generate signet 'cant income or mown ad may nut keep pace with inflation • Mocha: Wilk* to wean sant rids to pinonal and tolerate some votataty to seek hirer returns. • Aggress*: Wiling to accept high fit to pummel and high wlatilig to seek high returns over time. Statement Imuseholdhe We may consolidate al related account statements with the same Mims n the sane earn:ix. Accounts may be rented ler this purpose betase they haw owner who also maimin jaht acorn rehtionshps with other dents at the sane address. This practice's known as • homeh"ling ' II you prefer to receine edivelual statements mailed in separate envetpts — yOU Tay done householdng by Ealing sour Francis' Advisor. Friendly accourt name the Frendk accost name reflects information that you emend on the Firm's online services webute. II is a custcmizable 'nickname' &men by you to min you with ear recordkeepi*. It has * legal effect on your award. You can change you' hiendh account names, through Ordre Services or by contactegmurFeancial Advisor. ACCOellt overview • vete of ma accounapordcan Net of assets ad • Assets hulas evadable cash balances, vales for restricted sear* lent and Global Tine Deposits, urrealied maks to make, and cinteh assets not held by the Fim. Does rot include unpited Stfluitiall assets al the end ot the pia and anent statement periods, or prorate imestrrents, 'nested stock options ad mendable stock anions • Eiablibes Include, debit blIIM•5, cuturding mar loans. credit Inc, tom meant balances. • Cashkroney balances. Total of unimested avalable cash balances. plus UBS Bak USA deposit beircek UBS AG Starraoid Branch depost balances and money market nal fund sweep Saxes, at the obit of the gnomon period. Noncom-n*6g Bee credit balances in your account are rot segregatedfrom other balances and tie Firl may use any of these funds in the ordinay course Messiness. these funds me payabk soon yew darned. This total is included in the cement pried closing value. SDNY_GM_00025658 EFTA_00136278 EFTA01277511 Important information about your statement (Continued) Linden; ilonnotion Fix &teedinformation cn theFads fending practices and &Desires, refer to you Clem Relate:ethic Agee-runt or &cant Agreement ad the General Terns ad Conditions UBS Statemed of Credit Practices mailable in Agreement and Oimbsures at ungrakusaftragoldgobsuats vas—ft Your statement denies securities add other assets held hate octant at the end of the Weenier* period. You may ask for dewy ci fully paid sects es at arytime. You may receive securities used as loth collateral after prying any balance due on tem. k -y securities &antleredto the aim cIsi-g the sealserent penod are lied at market due as of the end of the flatmate Feria • Cast bas's en detemning the cost basis of the %earths included in this statement, where indicated wih the nuttier '1,• UPS and-cidSo-vim has relied cn information obtained from sources other than IRS Financial Senices, including thortheicm ern anothe- I fins a that you may have provided to you finaxial Advisor. The Finn does not hdependently verify a wenn* the annoy or vardity day infommaion provided by scenes other than UTSFYiencial Senates. h aicitist although LIDS Financial Services general& &then he Pdamatian as it is received, the (inn dyes not provide any athsances that the idamatith under 'Cost basis" and "Lthreakzed gar/loss' is accurate as of the date of this statement. As suck please do rem mg on his thamstion to make &dame Tale decisions. fa tam p-rpases cr olhenvise. Accounts transferred to to Fin, may reflect gairl loss edontatifi ong for the period of tine theyme held a the Frm More histokal hied cri tan be added by you Foetid Advisor. • Urthelised gad/losses When data is amilth eninaced &wearied gain* Imes we mIctAated fa ithvilialseosey lots. The transaction data for ncliviisal lab may or may not leek' ammismen, &urges anfor *deity reorganized an vets Dividend and oterrenwstmeni lots ad systematic pachne bin are each canbined to display ore aver aged lot The • Trade date • [Minn peesents the aged transaction wade date. • Callable securities Bar* and ;referred stock that the sneer cats for eakr rectentheyn wit be selected merely by lot Iran among all seo.raies of that them held hour name or in marrow maw la as clients. Call bade ilainattn a cbtaned from third parties and es accuracy isnot guaranteed. Other call fealties mewed which mid affect weld conpthe thcmiatecn Melte provided upon request • Certificates of deposit (marCDs are FDIC enured • to S293,000 h criminal and accrued interest per deposer at per depositayinstituticet haccadience rah FOIC rules. • Preehalue Prom displayedfa "metres and other products may be higher or lower than the price that you would duty recthe h the market Prices me °bland from vaious third party sources vitiide arse Delve to be reedit but we do not gthamee Men accuracy. - We generaty um. the closing price when ander a the mean of to bid and ask prices foisted wands and cplors a ong Id prices fa OTC "oldies. - Less actiN4 waded securities may be priced usha a valuation model or the moo recent ores. we °blare and mat not reflect an actual market rice or vitae - Cedare position may appear without a price ad will draw as price was rot available' it we are unade to obtain a pnce f or thecudy - Deposits or startles denbrninated n currencies ocher tun U.S. dollars are reflected at the inching& rate as of the statement date. - Fcr cereen seeds eating h non.cont amnia dercrninatcre. piece ad qua-anyRace rake) may have been adsted to facilitate prow valuation To obtain current quotations, when athilible, contact seer Financial Athiscr. • Private fivestrneed and rambled product& Private nwstrnert smithies (i-cldeg drecr paucipation ;foram and real estate irises-tent& trust seosites) at mucked Dodd& ale weedily highly Aigeil. Celle stria-tared crotch have not been registered with the Smithies and Embed Com-Fission o- under ant state securities laws. We prode estimated wades for private investment secudes and structured products for tdormatiarul purposes only Massey teat guaranteed. - These values may differ dastardly from prices. a any, at winds a pride thesanent security a structured pnxIsct may be bc.4'i or sold and do not necessarilyrepresent the vas you may receive tern rquidetion. ▪ Thad parlyesdnatesof vale ore as of a certan dread are &mold to UBS Fna-cial Services on a regalia base by in independere satiation tint - &suet general panne- or sponsor estimated vast, ary, are supplied to therms by Me now, gennal pawner or 'tensor and may be calculated based on deferent irdonkation Iran fiat used by thed parties to derive heir strafed values. - You can obeah addiecrul Nomination regrading the methodology wed to determine the retinal* of value ad the date of Be tharnalion that is the basis for to striate by contideg your fivncial Advisor. - Th id party estthated dues fray be reflected at •Not odd' navy I sit *km. mew n dependent rotation tiro has not suppled or is &made to assigi a vas, when we become entire that a material menthes &oared Mist may call a peedusg reported vase id question, or *ken a value would be highly speodtire due to the nesse of the sectrity. - When neither an ester, genera panne or sponsor estinakd sake nor a ted-pany estimated valm if mead the valued the wanly will be diffeeeni Iran its purchase price. — • Dthezes as to date may include returnof credal. income cr both — 'Crignal•sie see' represents the initial cern; price per unit and may not reelect pl cost basis • Restricted thowities ResIrded secudgs drevralY are rot curette edble sec publk sale. UBSFirecol kmvices thes to market price of the unrestricted Dock of the same issuer as an inputed value fade restricted stock Ice prepons of this trireme,* on. To the dent that restricted sectrities are eliabb fa sae, the vale reseed may be donantialg less than the ittpSed value Snood_ • Est Osetirnated) income. current yields and rates. An estimate of mill income is bawd a current oinked at interest rates, assuring to seoskies will be held for cat ea from statement date or until matscity. This estiriate ea* 6ga:bine, accuracy ad continued income are not outwitted — Estimated anal nccme ad cement yield fo- cmtain types of seciskies could include a retun of centime or camel gars h whirls case the est income (and current pal would be overstated. — Estimated annul icane ad wroth yield and the actual thane adyield might be Ider a higher than the estimated anmunts. — An estMate of rotated home (diodend antra interest) divded by the camera market valthaveram balance re based on the last dividend or 'Merest payment made by the issuer and thanes the seositiesedeposts will be held fee ore year from the statement date or until matrity. Accuracy at contnued yield we not parented • Pants not held by U3S 'rancid Service& Certain assets we rot held by the fain and nor Mash' the fern's possessifi or snot These assets de displayed on you statement for informational purposes onbt. Positions ard values presented re provided by Pe issui-9 fern UBS Frontlet Services is not rest:cable for ass ideation and des not guarantee es accuracy. These assets are rot protected by SIK or tie Finis o4plemental SleC coverage. • Revenue sharing and additional compensation. — In addition to commissons on safes and 12b1 fees received n caveman rate the disuibution ndual had to awoken& we arida our AIMS receive mord sharing payment, from distributors odor addscrs of the nuked funds that we sell. These anorts are based on two <kern ccalaanent6- 0 tie amantol sales by UBS of a partkuld mutual fund I amig to our clime; and CO the asset value of a panto W mutual fund Iamb's Share; held at the ern — We and of afMate also recewe nem:eking and °erne:usprocessing lees h consideration For udder gent mein that we provide to the maw' krds. These km stencrahr are pad from imestor abets h the mutual fund and are a feed dela amount based ar tie number of accounts at the broker-dealer holdng maul ludo cd that fund CONFIDENTIAL — e, aide on to cahmescni received n connection wth the sale or chstnbthon of envy contracts and its investment mat thits toots <lents, we ands our affiliate read reeds :harem airdensaion tram many of the 'nuance, comp/ohs widened-9th* arruity contracts, aft hates of the inuerce coda-dor sponsors of hecew imestment tuts me disirtxre - Car affiliates also retinae trading comma:ire and other corripereathafnxn moue' tuts and nsurance companies whose praises we distribute. - Mermene an anal fee from UBS Bale OA and US6 AG Stanford Branch of em to szs per accost sweeping to the harks under the UBS Bark Sweep trcgrame. Activity Mathew-. reperdrig commented and other Char. hosted n conned cn with the nem:knot rade& ndudng option transactions has bee inclucbd al co'm'mas Devouset forested to you, ad wit be provided to you promptly co rowed. Short allhq f youth engaged in short web a security, you may hair a chage doe to certainWroth-9 costs for that particular security. Open widen Regarding dm or •goxitilkanceied* ceders that were not executed by the statemere date, open buy ad sell stop orders are redxed by the anode of dividends a rigus on an ex-divider& a emotes date unless intruded otherwise by you. You are resporebk for orders that we weaned doe to your Ilium to camel besting open orders. Privet To obtain a copy ad az current Client FlisacyNatice please contact your Francis' Advisor or edit ter evebsiee at www&AURgagpicipmftla UBS Financial Services a rot a bath the RLIA, Business Services Account RSA and IRLIA are brokerage accounts which provide access to barking services ad products though arrangements we, aff dated bates at other thrdpary banks, rod provides access to nsura-ce and annuty proist awed by onset Athol theed.pdy Utterance companies through Murata agency subsidised's of UBS f finial Services Inc. Iniestment, nsurame. at amudy products: Not 'CAC inured • No bank guarantee May the vela RYA. Resource Managemerc Acccunt, Business Semites Account BSA, BMA ad alternation& Resource Management Accost are registered service marks of UBS Finance Services Inc Visa *passe is a regithered senice mark of visa Into CBS Via S•gnatthe credit cards ad LES Visa debt cards are based by UBS Bar* USA with peens:ion from Vies U.S A Incorporated. UBS Financial Semites Inc Pfir 204102 SDNY_G M_0002 5659 EFTA 00136279 EFTA01277512 SUBS 1)85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account May 2014 ELLMAX, LLC 1000 VENETIAN WAY APT. 801 Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043 Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKNIORYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account Resourceline at SOO-762-1000. - account on April 30 (1) on May 30 (9) Your assets 87,951 40 87,953.50 Visit our website: Your liabilities 000 0.00 'Nww.cbccomifinancialserrices Value of your account $87,951.40 $87,953.50 Tracking the value of your account S Thousands Sources of your nos out growth during 2014 Value of your account at year end 2013 saw Net deposits and 0 990 withdrawals 187,949.09 6 Your tiveStrIlen I ream Diwdendard interest income 94.41 Change in market value 9000 Value of yew eccotrit .40r 2014 May 2014 on May 30. 2014 907953.50 SDNY GM 00025660 Member SIPC CONFIDENTIAL Page 13 of IS EFTA 00136280 EFTA01277513 SUBS Business Services Account May 2014 Your account balance sheet Summary of your assets Value on May 30 (11 Percentage of your account A Cash and money balances 87,953.50 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 187,953.50 $87,953.50 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Your K asocial Advisor- SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the test two pages of this statement for details about those balances Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 4.11% BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CONFIDENTIAL IY_GM_0002M1 14 of 18 EFTA_00136281 EFTA01277514 *UBS Business Services Account May 2014 Change in the value of your account May2014(4) Year to date IS) Opening account value $87,951.40 $0.00 Deposits, including investments transferred in 0.00 87,974.09 Withci-awals and fees, including investments transferred cut 0.00 -25.00 Dividend and interest income 2.10 4.41 Closing account value $87,953.50 $87,953.50 Account name: EWKAAX,I.LC Friendly account name: ELLMAX LLC Account number. Dividend and interest income earned For purposes of iris statement. tactbity of inkiest arc cteclend Income has been over:woad lion a US tea repotting perspective. eased upon the residence of the account hoeer. account type, or product type, some interest undo( cividend payments may not be subject to united States (US) and or Puerto Biro (FR) income tines The tient mom* statement is not intended lobe used and Eamon be need upon lac lac narcoses Clients should refer to the applcitle tar reporting forms they receive treat UBS snowily such as the forms 1089 and the fowls 480, for tar reporting information n is the practice of UBS to file the applicatte lac reporting forms with the US Interns Revenue Service and PR Treasury Department. and in Su( h forms aCcuratety (1459fy clioden(E arty Cr Interest aside ecemPt or tact,* 'Kane Neat Consult YOur Ind edual tax prepater. May 2014 (3) Year to date IS) Taxable interest 2.10 4.41 Total current year $2.10 $4A1 Total dividend Si interest $2.10 $4A1 Cash activity summary Your Financial Advisor SCOTT STACK MAK/LYLE CASRIEL See Account activity the month lot dna Is &dances in your Sweep Options are indudedin the opereng and closing baguet vitae FDIC insuranceividies only to deposits a u85 Bank USA, not to deposits at 1.85 AG, Stamford Er arch or bank deposits placed throng the UBS Intemigond Depose Account program. SIPC potation appfies to money market sweep tuna hcddiros but not bare deposits Soeimportant intorno:on about your statement on the tat too paces cf this document for deists May 2014 (i) Year to date (S) Opening balances $87,951.40 $0.00 Additions Deposits and other funds credrted aoo 87,974.09 Dividend and interest income 2.10 4.41 Total additions $2.10 $87,978.50 Subtractions Checks and bill payments 0.00 -25.O0 Total subtractions $0.00 -$25.00 Net cash flow Closing balances $2.10 487,953.50 487,953.50 487,953.50 UBS Bank USA Business Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Business balance Apr 7 $87,951.40 Closing UBS Bank USA Business balance May 6 487,953.50 Number of days in nterest period 30 Average daily balance $87,951.40 Interest earned 82 10 Annual percentage yield earned 0.03% SDNY GM 00025662 CONFIDENTIAL Page 15 of IS EFTA_00136282 EFTA01277515 SUBS Business Services Account May 2014 Your investment objectives: Account name: ELLINAA, LLC Friendly account name: LLMAXLL Account number: You have identified the following investment objectives fce this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important in6armation about your statement at the end of this document Your return objective: Current income & capital appreciation Your Ask profile: Primary - Moderate Investment eligibility consideration • None selected Your account instructions • Your account cost base default closing method is FIFO, First In, First Out Your Hyundai Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL iy_Gm_00021iss 16 of 18 EFTA_00136283 EFTA01277516 $UBS Business Services Account May 2014 Your assets Account name: ELLMAX, LLC Friendly account name: LLLMAX LLC Account number. Saone pn< es, income and current values ShCem may be apprOnimale. AS a (nut darts and lOek,S may not be accurately reflected. See importanonlormabon about your statement a the end ol this dxumeM for mare informason Cash Cash and money balances Cash and money balances may indude availaNe cash batmen, OBS Cant USA deposit account balances, ues AG Stanford Branch deport accunt balances and money market mutual fund sweep batances. UBS Bank USA deposit account balances are insured by the PDC yarn n [collude limits, but are not pointed by SIPC UBS AG Stanford Brant hdeposn account balances are not insured by FDIC and re not potected by SIPC. Money realist sweep balances are protected by SIC but me not insured ty the FDIC. See the important information about your statement a the ended INS doctentnt for details about those bdances. Hdcing UBS BANK USA BUS ACC 87,951.40 Ocenngbalance on May 1(f) Closing balance on key 30 (1) Pnce per :bare Average on Mai 30 (0 Fate Dreck ric/ Interest petted Your al sandal Advisor: SCOTT STACK MANLYLE CAMEL Days et period Cap remelt (I) Your total assets 87,953.50 250,000.00 Percentale of Cost Eilielated Value on May 30(1) your account bass (1) annual mane (1) Cash Cash and money balances 87,953.50 100.00% 87.953.50 Total 587,953.50 100.00% 587,953.50 Unteatzed on or loss (S) Account activity this month For more infoamaion about the pike/value shown for restricted sealants, see important information about your statement at the endof this docu-nent Date Actimty Your Quantity Desophon opense code Face %Sue NoadValue (1) Cash amount 01) Cash and money blame SO Apr30 Cash and money balance $87,951.40 May 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 090814 2.10 87,953.50 May30 Closing cash and money balance $87,953.50 SDNY GM 00025664 CONFIDENTIAL nags 17 of 18 EFTA_00136284 EFTA01277517 *UBS Business Services Account .:11 4 Account activity this month (COntnuedl Date Money balance arAvi0es Apr 30 Balance forward $87,951.40 Account name: ELLMAA, LLC Friendly account name:ELLMAX LLC Account number: Acutely Uescreaticn Your 15 vandal Advisor SCOTT STACKMAI/LYLE CASRIEL Mount (S) Mey 7 Deposit UBS BA7ll: USA BUSINESS ACCOUNT AS OF 05/06f 14 2.10 Mary 30 Closing UBS Bank USA Business Account The UBS Bant USA Business *mum Is your onmery sweepoption $87,95350 End of statement for account numbe CONFIDENTIAL ccm_0002frits 18 of IS EFTA_00136285 EFTA01277518 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! Strizted( is a merger of all princiul sxvly, cannodey and options exchages. 1.85 Fe-encial Services and U3S Bank USA re rdrect subsdares of LBS AG and affiliates of LES Se: rain LIC. The Fim's I henna' statement is available upon recea. The NM* executer offices au a: LBS Sinenoul Serums Ix. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represents the any official record of you LBS Pi-uncial Senses account. Other records except official tar documents containing wearing date should rot be relied Lyon If you bele* there e an error cr mission, phase report it irrmedately narking to the Bench Manager of the office serving you account. Atkrugh al figures Sham We intended to be accurate. statement data should not be used for tar purposes Rely stork Goys-end tax forms, te.. form 1099, Sat 10425, etc.) whin prepargyour tax return. The Fins it required by low to won to the IRS all taxabk Stirlen*, report** rastaicabk dvidends and Liable. edenelt end on acuities held in you axant, net proceeds an sale trareactas, and cost base cncenain covered sewitin. Communications with the Firm . Please reconfirm arty oral cormincatgris in awn* to funher protect your opts incbdrig your Ned order the Se/sties Marto( Promotion Act (SWAT • If the financial hstitution on the top left of Me front of this statement is nor UBS Financial Se-kes, CBS Frenoal Services carries pox account as cleamg taker by anargerrant with the 'Ideated intlitutiXt We Wormed you of this relationship when you opened this irootrt. h this case, your Ira and seas/Wax located x LBS financial Seneca and rot the iwocisng broker. ad you must make a relion of try ester or *Tuition to both limn. A N accont statementsshall be deemed complete ad accurate if not objected to an wring within 60 days. • Please dint customer complaints a iNUiin to tie Fivn's C lent Relations Depanment a 201.352-1699 atoll-free a 800-354-9103, litC0 A.M. to 6:CO P.M. ET Monday through Friday, a in wring to LES Financial Services Ix., Clive Relations Dees-anent, P.O. Box 766 Union City, NJ 07087. • Incase of ewer; Or Wert/re about al electronic funds transfer EFT) bi puymm or UBS Visedebit card transactiore, call 62-1000, or wife to UBS Frenual Semen inc„ WOO Herby Blvd, 6th floor. Week/Men W 07086. *FM RIVINBSA Sermes Cal a write as soon as you cart i you talc yaw statement or receipt is wrap or if you need more information about a turn* on the statement or cocoOt. The Firm or Card boar as arkableknulf her from you no later than 60 days after tie Farm sent you the fin /Innen on which the error or problem appeared. - Prose:leyou- name ad accost number Of arty) — Dabbe the two or he transfer you am are about and 'atan as desk as you can why you believe t is an error a why you need more rfamation — Proud. the doter anion d to suspected ente. The Finn or Cad Issuer irea isentgate your complaint and will correct any error prompt/. Please mate all duds pambk to the Fern or tie financial institution /dosed on tie kora of to 'Ekren had:Ern to retail* accost fen accounts may be subject to mailenrce fees, chars for late parent for sectaries purthases and charges for unpaid ant:tints in cash =ants. Accounts that ate transferred to other instautkns may be subject to a wands tee. UBS Sweep Dilations UBS offers options for sweepng cash bifaces biances to bass deposits at UBS Bat USA and UBS AG Stardom' branch (Eat Sweep Programt moraymaks emus! hrds Morey ands) and the International Deposit Account 00Alfor customers with an Intentional Remise Management Accost. Though tie Bank Sweep Program, cash balances re swept to UISEtert USA up to an esabkhod knit ad then to LBS AG Stanford Brandt or e Money Fund. Deposits at UBS Bak USA are FDIC nand in accordace with FDIC oaks. For nacre nlormation please veit wwwidicgov. Deposes at UBS AG Stanford Bush ad tam of Money Funds are rot inured by the FDIC. Throw)) the OA, mailibk to cash balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Burch Thew deposits are not inured by the FDK. Balances Feld at to LBS AG Carnal Brach are tempera* exposed to the sovereign risk of the Caftan elands, and there is no gamete Cr other obligation of UBS AG to may the betakes while on the UBSC grans Brach's books. Deposes a U85 Bak LEA and each UPS AG Bunch are not protected by SIPC. Money Fund shires ate protected by SIPC. See *U3S Financial Services Accost Protection* bobw Upon pas request balances n he Bank Sweep Program or OA may be withekar" and shares of a Money Fund my be liquidated, end the proceeds returned so you or sour soosiin accant. Aster re ornation about available sweep options, noising anent interest rates and yet*, a mailable at www Lbscomliseeppekk from your F nano ial Advisor or by calling 800.762.1000. UM Financial Services account protection The F rrn is a member of the Sea/4*S invell01 Protection Corporation (SIPC), *nkh Fromm securities accounts of its members up so 1500,0:0 (extra:kw S2S),000 for dams kr cash) The SOK asset protection knits spy to all accounts tat you hold n a paltular capacity. The Finn, together with certain affiliates, ha also purchased stpplarental protection. The maims, amount payable to al eligible (Bert, cartes& wrier this protection is S500 million as of December 10, 2013. klotot to the pokyconditions arid limitation, cash X the Firm is further protected fa into 51.9 million n the aggregate for all you accounts held n ape-haler capacity. A ft/ copy of es poky wiring is mailable LOPOn reqUill. The SIPC protection and the supplemental protection both do not apply to. ▪ Certin financial Mons controlled by (and indicted your account value) but held away from US$Fine-col Services fe.g.. certain(* cash al UBS Bak, fel cad, at L85 AG Stank:adbranch (u) insurance priodatS, including eriebb enmities, and (iv) shires of mutual funds whore such shares are reentered diedly in the name of the account hakes on the books anl records of tie applicable issuer a Order agent); • Certain rneslmert contracts or isestment interest (eg., limited partneshis and private placements) the we rot registered under tie Securities Act of 1503; ad • Corrmoditees contracts (e.g, loam excha-ge and prec Os rectal °meant excluding futures contacts rd formodigorticn contracts. The 51K protects:nand to supplemental protection do not apply so these assets event theyotherwise appear on you. slaterneet. TM SEC protedim and the acPPIrrental protection do not protect agave changes in the makel vela of post investments (whether a a result of market moiement, iSSuOr bankruptcy Cr OtherWeitt More information is amid* torah rearrest You may obtan no nfomaion atlas SIPC. riciddng the SHC Brochure, by contacting SIPC a 202371.8300o by visite, the SIK website ar YAW/.140‘041 Dividend Reim/bane Program Wan The age reflected is an average price. You ma/ the actual price from you Financial Advice. 0y whole tire, are purchased under DRIP; partial shares wil be soli rd the cach wA be deposited in your scour. The dviderd reinvestment price applied by to issuer may from the market price at which thepartied shares are sold Cadelefieu CM, Male units may be held in yotr account. If you ate entitled to apa-WI unit as annuli of a dviderd Partmeol or otherwise, the Firm viii ether sell panal aia at medal peke or accept an amount determined by a registered clewing agency, and credit your accost. Investment objectives The investiture objectives std risk profile we speak to each account and nig wry between. Please /diet the Fern promptly in mitrg of any sir/cart change in yes (naked skuation Of riwomre objectives. FCC each CONFIDENTIAL account held, you choose one of the following investment object*/ • Nodue Currenthxome. insbue its seekng the generation of income crik. • Achim CeptbrIApprociat;on: Immune* seeking growth of prncpal rather than the gereratim of metre. • Produce CombinAbn of income and Capital Appfeciabprx luesiments seri* both the generation of name and gambol rixisel. Orwell risk profdes • Conservarre Seeks to martin rand arc Pat with low Sc and volatility to the acorn oral, rend that meals the accost does not generate significant income or returns ad may nut keep pace with inflation. • Modena: vearrg to accept sine risk to principal and tolerate some +stet,* to seek hgher returns. • Aggress*: Wiling to accept high Sc to penopal and high volatility to seek highreturns over time. Statement heuaholdne We may consolidate al related account statements with the sane address n the sans envetge. Accounts may be related Ice this purpose beaux they have owners who also maintain pit acorn relationships wit other dents at the sane address. This practice's known as • householing II you prefer to recehe rdivedual statements maned in separate envetpes — yOU may deck-it householding by Ealing you r florid Adveor. Friendly /occult name The Friday accost name reflects al ormation that you ertered on the firm's onlne senesces webste. R is a customizable Inielnarm- oFosen by you to aria you with harm wort/keeping It has no legal 0941 on your account. You can durgeyos hiendk account names, through Onire Services or by contactrgeourFauncial Athisor. ACCO‘Olt overview • Vale of mu- acmonelpordok. Net of assets ad fiabiltes. • Awe_ hulas amiable cash balances, vases for restricted sear* lest ), and Global tine Deposits, unwired marts to market and certain assets not held by the Fivn. Does we include unpriced StItntifill assets al the end of the prior and orient statement periods, or private ivestnwits, imitated stock options and emiceable stock options. • Einaties Includes debit bilircos, oAdardig wren loans. credit Mt ton =ant balances. • Cash/money behares. Total of uninvested avalable cash balances, plus UBS Bat LISA deposit boraces UBS AG Surriord Branch deposit balances and money market makul fund sweep Saws, at to cbse of he asemere period. Noncormlocity kee credit balances in your accosts are rot segregated from other balances and to Fern may use any of these funds in the ordinary course of its lousiness. These funds ae payabk Limn your dernard. This total is included., ter cement period closi-g value. SDNY_GM_00025666 EFTA_00136286 EFTA01277519 Important information about your statement (coninued) Lending information For detaTed erif °mutton on the Fars ending practices and discbsaes, ter to you Clint Relate:thin Ageernet or Accan Agreement at the General Terns at Conditions UBS Statement of Credit Practices available in Agreements andOrtoscrres at muralassailEgaigadziosial VessamMo Your assment bents securities endother was held hthe account at the end of the sterner* period. You may ask fordeivey of f&ty paid secuaies at ary time. You mayreceive smuggles used as loan collateral after paying any balrce due on them. k -y securities transient to the Lien drip the steremene pent are listed al market value as of the end of the steaks Pena • Cost bas's h determnirg the cog basis of tie satin included in this statement, where indicated wields runt. UBS Fierce' Services lun relied co information obtained from sources other thane/35 Financial Seaces. including hi °melon Iran another km a Mal sumsy has provided to you Fennel tett the Finn does not itemerdently verify a gaunt the errancy or vardity day irdormation provided by sons other than 1**Siuncial Services. h attest although UBSFinrcel Sences generaly sockets this Hemet as Rates:yea, the firm does not provide any astaantes tat the idarnation crow 'Cost basis- and "Ltirealsed ear/loss' it accurate as d the date of this statement. As such please do not ley on the trometion to make pm:tees sale decision& beta proms ce ahem's*. Accounts transferred to tie Fim may reflect gint loss rdamaIM orar for the period of tine they ay held ate Frm More testae riknmaten tribe added by you. *moat Advisor. • Ustedind gain/Imes When data is available, estimated imaged gain* lases we Weaned Ice itydal seas*/ lots. It tansclon data for thrictal bit may or may not reflect animist1s, charges ands security reorganization rotas Dividend and °tars nentmeni lots ad systematic pates tits are each menbined todisplay one averaged lot The • Trade date • cast presents the coati transaction wade date. • Callable securities Batt and ;referred stock that the laser cats for eat redemption coil be selected en cutely by lot Iran am:rg all seoseies of tot acute held hour name or in nominee name lee os client. Call feat itinattn is dotted from third parties and as accuracy isnot guarenteed. Otter all feats may east Sikh cot aged yeti.* compete tweeter went provided upon request • Certificates of deposit (CD4 CDs are FDIC inured Lp to 5250,000 n retinal and accrued interest per depose and per deposhayinattios raaccomance wait POI( rules. • Preetalue Prom displayed for securities and other products may be higher or lower than the price that you would actialy rest in the minket Prices are obtained from vaious third party sources Mid. we being to be retitle. but we do not gmealee tier accuracy. — We generators* the closi-g price when ambits or the mean of to bid and ask prices Soloed saki, and <plot a onay It prices fa OTC states. - Less actiney waded securities may be priced usig a valuatn model or the most recent pea we obtaned and may not reflect an ate' matt price or vat* - Certain posts may appear than a mice ad will tow as 'price was rot available if we re untie to obtain apace for a scut - Deposits or states denominated 6 currencies otter than U.S. dollars are reflected at the etchenge rate as of the statement date. - For (erten tutees trading in non.conformng cieritinalcris. mice at qua-oily0as rat) may have been tasted to facilitate proper vduaket To obtain current quotations, wheel ataitle, cot-race your Financial Adnur. • Private fressbnenta and druclared produce. histe thine* seaters Chatty deect participation crcqam and real estate investment its states) and strucised protas ale generally highly (main stn tared moats has not been registered with the Securities and Excha- Commosion a under any Pate scuttles laws. We proverb estimated sates for private investment rewires and structured products for tomtit( purposes only. Sots snot guaranteed. ▪ Thai values may differ abstantiaby tau pron. if any, at ishati a prorate Sestet security a structured malt may be boar* or sold and do not necessarily represent the stint may receive Won tuition. - That prey estimates of sale are as a a certain date and are &pelt to UBS Financial Services on a regale bass by an independers station fini. - Isar, generalpanne or sponse estimated vales, ry, are toppled to the Frrn by Ow ass gennal pater or tensor and may be tabulated based on r erit irdormation from that used by thid pads laden,* tee estimated values. - You can obtan addle:rut racernaim reaming the methodology used to determine the Mite of value at the date of dw itemalion that is the basis forte mitt by contactrg your Financial Advisor. - Shit party esttated votes may be reflected as •Not read' n war I sit Mkt. int n tdependent vitiation tem NS not suppled or is &side to assign a watt Mtn we become aware that a material event has ousted the may call a poet* reported vat it question. or ten a value would be highlysanity due to the nave of the smutty - When neither al suer, general pane or sponsor estimated vats nee a Ottani estimated eels if mad. the valued the surly will be differ,' ken its purchase once. - • Ostia. cr.; to date may inch)* return of carat. tot a both - • Crignal um see • represents the initial offerer; price per unit and may not ;elect pas cots basis • Restricted securities Restled aectrein gereraly are rot (witty Sable sec oublk sale. UBSFinacql Services saes the matt price of the unrestricted stock of the same issuer as an mputed Sue for de rentncted stock for prepares of this 'Women oa4r To the tent frost tee:rifled sates are Saba la ste, the vals retried may be sdortantraly less than the Spied value that_ • En. (stinted) income. current yield' and rates. An 9:finale of a-rual income is based an current Sicked and interest rates, assuming the stakes will be held for cat year from statement date or Until ffutisity. This stint say a gaielne, accuracy rd continued income are not guaranteed - Estimated anal tome at cement yold fo- certain bees of smuts could include a rat of pmcpalor camel gat in %Ma case the est income Ordcures yeti would be onerstated. - Estimated atial icane ad cant Old and the actual tame and yield milt be lever a higher than the estimated amounts. - An eptate ol rruateed tome (divdend ands interest) divded by the anent make' valadaverage balances based on the last distend Of hfttect payment made by the issuer and ant the seositiesteposts will be held for use year boat the statement date or unhl manly. Accuracy ant continued weld ere not warned • Assets not held by WS Francis( Service& Certain assets are rot heed by the fain and not thin the ferns possessm or ocesol. These assets de trolayed on par statement for informational purposes only. Positions at values presented me Itted by dare issuit hen UBS Front' Serest; is not respariable for IN **matron and does not guarantee AS accuracy. These assets au rot protected by SOC or the Fits suppbrrontalSIPC coverage. • Revenue shoring and additional compensation. — In addition to commissions on safes and 12b-i fees recent n common vat the distribution of nasal Iced to cadent we ands our efts TIM`, Immo taring payment *Ten disributors ardor adriscrs of the maul funds that we sell. Theseanoints are based on two dement COM:Oneratf- to anent ol :aim by UBS of a ostler mutual fund I amiy to our <lint and Ca the asset valued a particub mutual fund I amity's shares held at the 1mi — We and 0.1" Mediate also recewe nemaking and ormtus motet ne lees in coraklestion for transfer agent wets thee we provide to the nuked fends. These lees generally are pad from investor assets h the nulual fund and are a toed data amount based an the number of accounts at the broker-dealer holdng mated lads ot that fund fmiy CONFIDENTIAL — h stern to contempt scented n connector wth the sale or de-Oben:on of a-ruey contracts and ant owestrnent tat ions to our <lents, we anchor our affiliate rout sena sharng componsakin I rom many of the inosance companies utensil9 the amity contracts, iliates of to turat meta-tor sponsors of thew* imesvnent nets we etstrbute - Qn taints also receive Redone commute and other anger at from mutual knit and (trance companies whose marts we attribute. - Weasels an antral lee from UBS Base OA and tIES AG Stanford Bland, of up to $TS per accost meephe to the barks under the UBS Brie Sweep Fragrant Activity hbirnaticri saucing cannissats and other cheers named ri connection with tie °mutat of wades, including option transactions ha been included on ccerternalOnS MM.'Sy filtrated to you. ad will be provided to yOu wavily atrecpest. Shan anima f eau are engaged in short selling a security, you may haw a charge doe to certain tarowSg costs for that particular security. Open cedes Pelting Men or • gxdtillicancelbe coders tat were not *moved by the teems( date, open buy at sea stop orders are redid by the amount of dividends or rights on an exidividerds or totes date unless intructed otherwise by seas. You are responeble for orders that we esosed dye to your failure to cancel testing open orders. Prins To obtain a copy of sr current Client Fitt Marc* please contact your Francis' Achisor or vet as website ate. UBS Stacie Services a not a bet 11-e WA. Business Sties Account RSA and IRMA are brokerage accounts which provide access to barking services a-idproducts trough arrangements watt affiliated bat and other tasty banks, and provides access to nsura-ce and emit prodxts Sued by unaffiliated the/teary insurance companies through roura-ce agency subsidiaries of UBS financial Services Inc. Investment, raurace. ad a-ruttyproducts Not MSC inured • No bank guests May kn. Vale RYA. Resoute Management Acmunt, Business Services Account 854, IRMA and international Resource Management Accost are registered service marks of UBS Fruncial Services he Visa *roue is a restered service mark of Visa International. WS Via Santee cede cads and CBS Vet debe cards are espied by UBS Bark USA with permesion from Visa U.S A Incorportd. UBS Financial Services Inc Rev. 20402 SDNY_G M 0002 5667 EFTA _00136287 EFTA01277520 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York 1W 10171.0002 Business Services Account June 2014 ELLMAX, LLC 1000 VENETIAN WAY APT. 801 Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043 Friendly account name: ELIMAX LLC Account number: Your Financial Advisor: SCOTT STACK NIANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account Resouroetine at 800-762-1C00, - account on May 30 (1) on lune 30 (1) Your assets 87,953 50 87,957.10 Visit our website: www.ub5cornIfinancialservices Your liabilities 0 00 0.00 Value of your account $87,953.50 $87,957.10 Tracking the value of your account S Thousands Sources of your account growth during 2014 Value of your account at year end 2013 1000 Net deposits and $8.0 reo withdrawals 187,949.09 Your MeV:Milt return: 6 Dividend and interest income 58.01 Chance in market value 5000 Value of your Banton May 2014 Jun 2014 on Jun 30, 2014 /8Z957.10 SDNY GM 00025668 PA•mbor SIPC CONFIDENTIAL Pap 13 of 03 EFTA_00136288 EFTA01277521 SUBS Business Services Account lune 2014 Your account balance sheet Summary of your assets value on June 30 (1) Percentage of your account A Cash and money balances 87,957.10 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 387,957.10 $87,957.10 100.00% Account name: u Friendly account name: Ft I'A , I t r Account number. Your current asset allocation A Eye on the markets Your K nand) Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change lune 2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CONFIDENTIAL y_Gm_0002Bus 14 of 18 EFTA_00136289 EFTA01277522 SUBS Business Services Account Lt 1 Account name: EWVIAX, LLC friendly account nante:ELUMAX LLC Account number. Change in the value of your account Cash activity summary tune 20i4 (Sr Year to date (S) Opening account value $87,953.50 $0.00 Deposits, including investments transferred in 0.00 87,974.09 Withci-awals and fees, including investments transferred cut 0.00 -25.00 Dividend and interest income 3.60 8.01 Closing account value $87,957.10 $87,957.10 Dividend and interest income earned TO( purposes of tris statement tacabity of interest and ardeno Income has been ottennined firma u5 to ireatirid PeisPeclitt. Based upon the residence of the accounl nokleL account txx. or product type, some interest ardor dvidend payments may not be subject to United Slam (US) area Psert0 RKO (PR) income tines The Gent month/ statement it not intended to S used and carom be akad upon fcc lac purposes Clients should refer to the appika:te tax reporting forms They receive from LAS annualy, such as the forms 1099 and the Parris 480, for last reporting information it is the practice of UBS to file the applicatle tai tenoning forms with the US interns sevens* Service and PR Treasury Department arm in such forms af (Malay dainty dindendS arrpa intereSt as Ia. even at or tacit* interne meat consult your inductor,' tax preparer. June 2014 (1) Year to date (S) Taxable interest 3.60 8.01 Total current year $3.60 $8.01 Total dividend & interest $3.60 $8.01 Your Pi modal Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account activity the month for dela Is Mantes in your Sweep Options ate inducedin the opening and closing mantes vies. FDIC Insurance cc calm only to deposits at UBS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits placed !brooch the UBSIntemaiond Deposit Account program. SIPC protection applies to money market sweep find holdings but rot bare &posits. Srelmaortant irdortnation 'bow your statement on the tat two pars cf thiS document for detals Awe 2014 (1) Year to date (I) Opening balances $87,953.50 $0.00 Additions Deposits and other funds credited 0.00 87,97409 Dividend and interest income 3.60 8.01 Total additions Subtractions Checks and bill payments $3.60 $87,982.10 0.00 -25.O0 Total subtractions $0.00 -$25.00 Net cash flow $3.60 $87,957.10 Closing balances $87,957.10 587,957.10 UBS Bank USA Business Account APY Interest period May 7 - Jun 5 Opening UBS Bank USA Business balance May 7 127,953.50 Closing UBS Bank USA Business balance tun 5 $87,957.10 Number of days in merest period 30 Average daily balance 187,953.50 interest earned 83.60 Annual percentage yield earned 0.05% SDNY GM 00025670 CONFIDENTIAL Page 15 of 18 EFTA 00136290 EFTA01277523 SUBS Business Services Account lure 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Francial Advisor or Branch Manager You can find a ful description of the altemaove investment objectives in important in6arma ton about your statement at the end of this document Account name: Friendly account name: Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility con9deration - None selected Your account instructions • Your account cost base defaultclosing method is AF0, First In, First Out Your Ilnencial Advisor: SCOTT STACK MANLYLE CASIVEL CONFIDENTIAL iy_cm_000Stei 16 of 18 EFTA 00136291 EFTA01277524 UBS Business Services Account Jur :• 2C: Your assets Account name: EWVIAX, LLC friendly account name: EWVAX LLC Account number. lances, income and current v8 ues sham may De apploarnait. AS a its kaa, Om and Imes ma/ not te.xcuralety reflected See imponam oniormatton about your statement a the end of this dxurreM for more infortnnion Cash Cash and money balances Cash and money balances may include available cah balmces, UBS Bank USA cbtosit acount baances, U85 AG Stamford Branch deposit accunt baances and money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the FDC van en auk able limits, but are not protected Dy SIPC. MS AG Stanford Stanch deposit account Wombs se not insured by FDIC aid se not potected by 9PC. Money rnariat sweep balances are protected by SEC but ate not insured by the FDIC. See the important information about your statement at the endof this doctrrent for details about those tdances. sidcing 1,65 BANK USA BUS ACCT 87.953.50 Otenng balance Closing Wale! Pere per :hare Average on run I(1) an Jun 30 (S) on run 30(5) rare Dnidend Interest period Your El nandel Advisor: SCOTT STACK MANLYLE CASRIEL Days n period [rip mount (S) Your total assets 87,957.10 250.00000 Valle on list 30 (I) Percentage Con Estimated your account basis (S) annual intone (SI Unrealized gain or loss (I) Cash Total $87,957.10 100.00% $87,957.10 Cash and money balances 87,957.10 100.00% 87.957.10 Account activity this month For more info/maim about the mice/value shown Ear restricted secumies, tee important information about your statement at the ends( this cbconent YOUf Quantity Dale AcllMty Description expense code Face 'due May 30 Jun 6 Interest PrIcsualue (1) Cash Cash and amount (S) money balance IS) Cash and money balance $87.953.50 UBS BANK USA BUSINESS ACCOUNT AS OF OB0514 3.60 87,957.10 Jen 30 Closing cash and mosey balance 107.957.10 SDNY GM 00025672 CONFIDENTIAL Page 17 of Is EFTA_00136292 EFTA01277525 UBS Business Services Account lune 2014 Account activity this month (COntnveth 0ate Money balance activities May 30 Jun 6 Jun 30 The UBS Bank USA Buss ness Accoum Is your primary sweep option Account name: ELLMAX, Friendly account nainni:ELLMAX U.0 Account number: Your 15 vandal Advisor SCOTT STACK MAI/LYLE CASRIEL Amy Descry:dial Account (S) Balance forward $87,95330 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 06(0914 3.60 Closing UPS Bank USA Business Account $87,957.10 End of statement for account number CONFIDENTIAL ccik000Stat 18 of 18 EFTA_00136293 EFTA01277526 Important information about your statement LEIS Financial Services ix. (the F im or UBS financial Senekeg is a merrter of all principal stony, cars** and optora exchanges. U3S Fe-axial Semites and U3S Bank USA et rdrect subaltern of LES AG and affiliates of LES Setritin UC. The Filers I nancial statement is available upon feast. The FiTTIV eceoatire offices we a: LES Financial Senses 1200 Harbor Boulevard Weehawken, to 07066 Ibis catmint represent the any off iciel record of you LES Financial Senn, account. Other words, except official tar docuraits. containing conffinne date should rot be relied Lyon N you Mane there is an error or emission, please report it ismer:tatty narking to the Cinch Manager et the office nag you account. Alkough al figures Sham We intended to be accurate. statement data shuli not be used for tar purposes Rely sink rays-end tax forms, Or., Form 10B9. 5496 10425, etc.)whinprepreineyour at return. The Fiona required by law to won to te• IRS all taxabk &widen*, report** rontaubk dvidends and tadole merest eared on secteties held in you exark me proceeds on safe transactors, and cost base cenain covered warns. Communications win she Finn . Please re-confirm arty oral cormircatoorts in wing to further protect your orb incladrig your rad ruder the Setrities Inastor Promotion Act (StAk • If thefinancial nstitution cn the top left of Ibe bort of this statemert is nor UBS Financial Sena, LES Frontal Services carries you* accon a clearng locker by anargerrant web the indcated intlitutiXt We Clamed you et this relationship when you opened this smart. h the case, your Ira and mon:tat located a LES Rnancial Crucesand rot tie eroctecng broker. ad you mat make natal of try eta or &Tuition to both firms. ANacorn, statementsshall be deemed complete ad accurate d not objected to in wrong within 60 days. • /lean died °storm complaints a iNUiin to tie Fan' ;Client Relations Dna-Wont at 201,352.1699 tolkfree a 800-354-9103, 8:00 A.M. to 6:00 P.M. ET Monday through Fridap a in yeti* to LES Financial Senses lx., Clive Relations Dees-linen, P.O. Btu 766 Union City, NJ 07087. • ls case of ewer; Or Westin; about an electronic funds transfer (FM bi ppuyrcenor CBS Vet debit card transaction, call 62-1000, or wife to UBS Fronoal Semen Inc„ 1000 Herbs Blvd, 6th floor. Weehawken NI 07086. AHm RAINBSA Sentes Cal a write as soon as you cart mu Mit, par statement or receipt is men; or if you need more info-mai to *out a twofer on the stale ern or rocoOt. The Firm or Card Muer fas atirablO mutt heat from you no later than 60 days aher te Fim sent you the fen stamen, on whir the error or problem *Pored. - Prow:Seim,: name ad accost number Of any). — Cesabe the ma or he transfer you re tare about and explan as clerk as too cm why you belt* t is an error a why you need more information — Proud. the dzear amosit d de suspected eta. The Fins or Cad Issuer ma iviestieete your complaint and will correct any error promptk. Please make all checks pawbk to the Fern or he financial institution indcated on fro front of this Atmore had:Mimeo nen. accost fees. accounts may be subject to mailenrce fees, chars for late parent for sautes ',mitoses and charges kr unpaid amounts in cash moons. Accounts that ate transferred so other notations may be subject to a sunder fee. UBS Swap Onions UBS offers options for sesepng cash bane; biances to bast deposits at UBS Bat USA end UBS AG Stanford branch (Bank Sweep Floganw), moneynod* casual krds (Money Fund) red the International Deposit Accurst 00Alfor customers with an Intentional Reroute Mmagemeni Accon. Though tie Bank Sweep Prona cash balances re mem to UIS Berk USA up to an atabrehed knit ad then to LES AG Stanford Brands or a Money Fund. Deposits at UBS Bak USA are FDIC rend in accordace with FDIC oaks. For nxre nlamation please wit wwwicliogov. Deposes at UBS AG Stanford Burch ad tens of Money Funds are rot hand by the FCC. Thmu the OA, anailible to ara balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Cann Brach Thew deposits are not insured by the FCC. Balance, Fold at the LES AG Carat Bra-oh are tempera* exposed to the sovereign nit of the Canon elands, and ten is no 'want.e Cr other obligation of UBS AG to repay the Saxes while on the UBSCaymans Brach's books. Deposis at U35 Bat LEA and each CBS AG Conch are not protected by SIPC. Money Fund shares av protected by SIPC. See *U3S Fiuncial Services Accost Protection' bobw Upon you retest, balances in Me Bank Sant Program or OA ma be nits" and shares of a Money Fund my be liquidated, end the proceeds returned so you amour tonne accant. Fr.r4-er intonation about available wreip options, nclaing (sawn, attest rates and yet& a sank at wen Lbscomrsseeprekt from your F nano ial Anwar or by calling 806762.1000 UBS Financial Services axon protection The is a member of the Sea/4*S investor Protection Corporaticn (SIPC), which protect securities account, of as members up 10 S500,0:0 Caen* 52663,000 for dams kr cash) The Sift asset protection knits *DV to all account tot you hold n a pa-Coals capacity. The Finn, together with certain affair's, ha also purchased applwental protection. The meanie mount payable to al eligible Wert, antsy trcke this protection is S500 million me of December 10, 2013. Clota to the pokycondit ard limitation, cads a the Firm is further protecte ot Leo to $1.9 million n the aggregate for all your accounts held n eyeliner capacity A hi copy of tie poky wiring is addible LOPOn The SIPC protection and the supplemenUI protection both do not apply to. ▪ Ceruin frontal Mons controlled by (and rebid your account value) but held away from US$Fin-6H Services (e.g.. certain* cash at UBS Bat (it cad, at LES AG Stank:idbranch (1) innate want. including warble enmities, and OH shares of mutual finds whore such hares are reentered diedly n lot neer. of the account Foliar on Me boas rd records of Be applicale issuer or transfer agent); • Certain nwslmert contracts or nestment Merest (tg., limited partneskin and wine placements) the are rot registered tarter tie Securities Act of 1933; ad • Commodities contacts (e.g Weir exchange and wet kus metal content. exclude* futures contacts rd toffnedit7 °dim contract. the 51K protect:is and to supplemental protean do not apply so these assets mend theyotherwise appear on you. staernebb Time SEC protection and the 1,47knoental protection do not protect again changes in the maker vale of you investments (whether a a result of market movement. iSSuOr baisruptcy otherwise) More information is avalable 'ton reopest You may obtan sae neon/lion abou SIPC. riciadng the 51K Cahn, by contacting SIPC a 202-371-8300 or by %tang the SIK **bait. ar Wintaltek0E Dividend ReiWetblbecill Program (Dpi) Theme reflected is an swage price You may obtan the actual price Irantoy Financial AdvPor. Only Wok tire are purchased under DPW; partial shares will be soli and tot rah wit be &potted in your account The 6videni rerniestnent price applied by tie issuer may from the market pia at which Mepartied shires n sold Cahnlieu Chap whole units nay be hOzhn yin anvil. If you lie entad to a palul use a a mull of a dviderd Paement • oterwise, the Firm reel ether sell panel Len at rivulet peke a accept an 'flaunt detamined by a registered den aancy, and credit you accost. Investment objectives the rim-semen *lawn and risk profile we speak to each account and my wry between. Phase /Mee the Fern prompek in writrg of any saner* change in your Mated stunner rivetnre objectives. FCC each CONFIDENTIAL account held, you choose one of Ihe following Sinn objectirer • Endue Currentnome. h.esb.e its seekng the generation et income albs • Aden* Cepref eprocia;ob Insestrnenes seeking growth of prncpal rather that the arisen:not mom?. • Produce Combinatbn of lame and Capital Appreciative,: vestments sang both the generation of name and gambol witkal. Dwell risk precise • Conservarke Seeks to maintain initial pit pat wth low rut and volatility to the accost owral, no if that men the accan does not generate significant income or returns and may rot keep pace with inflation. • Moderate: Willi* to accept some risk to principal std tolerate some votatety to 'seek hirer returns. • Aggressire: Wiling to accept high Mk to winopal and her selatility to seek high returns over time. Statement Imuseholdne We may consolidate at related account statements with the sane address n the same envelope. Accounts may be related la this purpose bet ate they haw owners who also maintain pot non relation-bps witi other clients at the sane address. This practice's known as • householing • II you prefer to retake individual siatencas mated in separate envelaes — yOU may dative houwholding by saline you F flannel Advisor. Friendly accourt name the Frendk accost name reflects animation that you emend on the Firm's ono sauces webute. II is a customizable ',licenses? dune by you to mkt you with sour recordkeepi*. It has no legal effect on your account. You can chingeyos hiendk account names, though Orin Services or by contactrgyourFaancial Anse,. ACCO‘olt overview • vats of moraccounthoroble, Net of assets rd • Asset Inclaks amiable cash balances, vases for restricted seney ism), and Global Time Deposits, urrealted nets to market, and certain assets not held by the Fim. Does not include unwired StItntifill assets al the end ot the prior and curent statement periods, or protest iwestriwits, unwedstock °prom wed nekton stock options • Eianities Include, debt bilircos, Qattara* moron loans. credit lree, text avant balances. • Cash/money Weems. Total of unimested amiable cash balances. plus UBS. Bak LISA deposit Waxes. UBS AG Stanford Brands deposii balances and money market mutual fund sweep Sates, at the cbse of he daemon period. Norocormlocky kee credit balances in your heart lie rot segregatedfrom other balances and the Fern may use any of these funds in the erdinay course of thanes. these funds are payabk icon your darned. This total is included in the anent period close* value. SDNY_GM_000254374 EFTA_00136294 EFTA01277527 Important information about your statement (Continued) landing adorn etion for detated information cri the Finis ending pates and tastes, ter to your Clem Relatorehip Agee-nem or Accost Agreement and the General Terns at Conditions UBS Statemere of Credit Practice available in Agreements endorse/muses at mew atu ronarramettas. vas assets Your estement Bemires securities end other asses held tithe accord at the end ot the stater* mit. You may ask for deivery d futi paid senates at rytime. You may receiw securities used as loan collateral after prying any beta due on them. k -y securities traterred to t. Sim cksi-g the dated period are limed at market true as of the end of the tempi period. • Cast bet h detemning the cost basis of the setts included in this statement, where indicated wash the nuttier -1,• UPS Fivercial Services has relied cninforration cbtained from sources other than IRS Handal Senices. including id °mut hat anothe- Sim a Out Fatly have povided to you f inertial Advisor. The Finn does not indspendenely verify a carat. the lac racy or vatclity dry id °munition provided by sates other than 1.85Fitendal Senates. h Matt although 1€S FintiCel Services general& spctrites this Harnett as it is received, the firm ekes not provide any asatances that the idamatien trar "Cost basis" and 'Lhreakzed gar/loss' is accurate as of the date of this statement. As suck please do not bay on the Hamden to make pachwe a ale deists, fame prates a otherwise. Accounts transferred to to Fim may reflect gent loss rdamatian only for the period of time theywe held a te F rm More historical rhombi in to be allied by yost Fetid Advisor. • Urreeted gains/losses Wien data is ;math. estimated arearized gine Imes we tatted fa inevital seamy lots. TT* transaction data for nolIviisi lots mayor may not reflect ammissue, charges ander smarty reorganised isn ewes Dividend and tar sentiment lots rd systematic purchase kits are eachat:tined to display ore averagedIan* • Trade date • solemn presents the aigrul vainest:on wade date. • Callable securities Bach and referred stock that the ewer cats for eery redemption will be selected mpasal& by lot Iran arrorg all seo.reies of that ester held hour name or in nominee net la as clients. Call balm itinett k cbtaned from third parties and es accuracy snot guaranteed. Other call bates menet which cat affect yield compete hlortnatir MOW provided upon request • Certificates of deposit (men CDs are FDIC in to S29),000 n pritinal and accrued interest per depositor and per deposityinditutt h acccrdance cosh RAC rules. • Prim/value ernes divined for securities and tier products may be higher or lower the, the price that you would entity resew n the mackn Prices re obtained from vaious third party sources vat. use helve to be retitle. but we do not guivalee their accuracy. — We get-Myra the closhg price when mate a the mean of the bid rd ask prices fa lined settles and cplors a on& bbl prices fa OTC seoties. - Less acent& waded securities may be priced ushg valuation model or the most recent tyke we tared and may not reflect an actual ma-ket price or wee - Certain positions may appear withcos a price and will rho* at 'price was rot aveilable if we re untie to obtain a pnce for a warty - Deposits or settrain denominated in currencies ocher tan U.S. dollars are (elected at the ea:hinge rate as of the statement date. - Fcr certain seamed twang in nonconformng derminataa pice as( qualityOwe value) may have been adated to facilitate pnwe vault To obtain current quotaticns, when mate, contact yes Financial Ater. • Private Mestmentr end dructured producb. hivate nwstrree mantes (rxides? drect patxipation ;copra and real estate investment trust sestets) at tared prodxts are general& highly Ahaii. Conan censored groins hove not been registered with the Securities and Excha- Com-nosion a under any state securties laws. We proide estimated rates for pease investment secures and structured products foe Mormationul purposes only tansy knot guaranteed. - These values may differ %Meaner* from prices. a any, at vhd-rapnirae ieresanent security a structured rcdxt may be Doty w or sold and do rot necessarily represent the Ma you may receive Wee tuition. - Thad pat, estimates of vats av as of a testein date ad are saplid to UBS Fna-cid Services on a repute bass by in independent ration ft. - Issue general panne or sponsor estimated yeas, try, are wpOied to therein by the Mawr, geneal pate or watt and may be tabulated based on Meet information ham tat used by It'd pares to tree their estimated values. - You can Mean addiecrul Harnett teeming the methodology used to determine the estivate of value ad the date of the iskamalkntha is the basis for de en irate by costal-9 your financial Advisor. - Th int party estnued votes my be reflected as •Not Freed' it ewe l sit *km. wee n Ydependent satiation fern has not espiedor is unable to assign a vatic when we became avare that a material **mita cased fist may call a tram& reported vats it question. or when a value would be highlyspectate due to the nave of the sectrity - When neither an suer, general panne or sponsor *stinted value nce a litany estimated ails if pecnided. V. value of the warty will be tett been itspurchaseprice. - •Dslrbe cm to date may meta return of &Deal. income cc both - 'Crignal int see • represents the coital otlerng price per unit and may not (elect your cost basis • Restricted securities Restreed tense in tgeveralY are rot twenty emble for publk sale. UBSSina-cul Services wes to mate price of the unrestricted slosh of the sane issuer as an imputed value fade restricted stock for purposes of this 'Women 0.4, To the event that remitted seariries are 'Rabe la ale, the sofa retired may be sanuntial& less than the jawed value drown • Est. (estirneled) interne current yield' end rates. An estivate of anal income is based at current directed rd interest rates, assuming tie searities will be held for me year from statement date or until nutteity. This mitt bony a gAfelne, accuracy rd continued name are not gueranteed - Estimated anal titan al current yold la certain tapes of setts could include a retun of pinealor capital gets in which case the est income (IS cunerd yeti would be overstated. - Estimated ansal tune rd assent yield and the actual hut and yield miEnt be laver a higher than the etimated amounts. - An estmate of muted ncome (divdend anchor interest) dryad by the current market vatetaverage balance is based on the last dividend or Merest payment made by the issuer and manes the setities/deposts will be held for ore year from the statement date or unhl matey. Accuracy and continued yield se not wormiteed • Agnes not held by U3S Financial Service& Certain assets at rot held by the fin, and not thin the Fen's possesscn or ccntol. These assets are cloplayed on year statement for international purposes only. Position, and values presented fir rated by the issurg inn UBS Frontlet Services is not shamble for to aceination and does not guaantee es accuracy. these assets are rot prattled by SIC or the Fits supplementSIC coverage. • Revenue sharing and additional compensation. - In addition to commissions on sales and 13:01 fees received n torrecuon Mei the distnbution of mutual had to trams see antra our alMae receive ilvonua Sharing Demme from tribunes Coda advises of the mAol funds that we sell. These anoints are based on two dared COMP:Inentf- to amantol sale, by UBS of a artist mutual fund family to our clime: and CO the asset valued a artior La- mutual fund family's stares held at the Inn - We and as afMate also resew. newt:eking and embus processing lees in corederation for transfer agent scouted thou see provide to the fraud fir& These tees peoesaki are pad from haste awes in the mutual kind and are a feed delay mount based an tie number of accounts at the brokerdeake hotting mat lads of that fund CONFIDENTIAL - h stun to caerrnescni received n connector rah the sale or defibetion d a-ruey contracts and rant investment net mils to our <lents, we ante our affiliate nut retina sharing corrpensatt from many of the instance corrpan es unborn-BIN the arruity contracts, affiates of to Mace treats or sponse, of tetra internee mats we distribute. - Qs. Atm she receive trading commie:re and other compersmen from meal kit, and ,,}once Companies whose products we datrbute. - We receive as afial he from UBS Bet OA and itS AG Stanford Bland, of up to szs per wait sweeping to the tuna under the UBS Bak Sweep Fragrant. Activity hbrmatnniegudnetannesstrts and other thugn van it with the oecutcrt of wades, ncludng option transactions ha berrincludad at catmthons petty furthed no you, at wit be provided to you wavily atrecpest. Sheet gelling f Kum engagedin that selling a security, you may haw a charge die to certain bcrrowbg costs for that particular security. Open rattle Reading Wen or •goxitificancelled* ceders that were not mattedbythe statement date, open buy ad sea stop orders are redxed by the mount of diedends rights on an exdividerds a mots date unless inctructed otherwise by ya.i. You are nepenthe for ceders that we meted due coyote failure to taxis eating open orders. Priem" To obtain a copy cr ax currant Client hivacy Notice, pliase contact your Financial Actasor or visit our website at atitmillftotikapmeka, UBS Financiel Services a rota berk The WA, Busnew Smith Account BSA and IRMA ere brokerage secants which provide access so barkingservices a-idproducts tough arrangements wth Mated bat at other thrdbaly banks, rod provides access to nsura-ce and antsy prates email by unaffiliated thridamy instance umpres through Yeura-cia agency subsidiaries of UBS Financial Services Inc. Incest eel, nsura-ce. at rutty products: Not IOC inured • No bank guwantee• May bee vale RYA. Resource Management Acta, Business Senices Account 854, IRMA and international Resource Management Acorn are registered service marks of UBS Francis! Services lit Via *rate is a registered seas* mark of Visa Intonational CBS Via Signatem cede cards at LES yea debit cards are baud by UBS Birk USA with attach from Vim U.S A Incorporated. UBS Financial Semites Inc P.4.v. 2O14O2 SDNY_GM_OOO25675 EFTA 001;6295 EFTA01277528 SUBS Ut35 Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKIAANLYLE CASRAL Phone Questions about your statement? Call your Elnan,:la: Advisor or the Resourcetine at 800-762-1000. account Visit our websIte: vavw.ubstorNfinancialservices Value of your account Business Services Account July 2014 ELLMAX, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1043 on June 30 (1) on July 31 (1) Your assets 87,957 10 87,960.94 Your liabilities 0.00 0.00 Value of your account $87,957.10 Tracking the value of your account 1 Thousands $87,960.94 880 88.0 tun 2014 Member SIPC hl 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals Your rneStrnent return. Dividend and interest income Change in market value Value of your arcane on Jul 31, 2014 SDNY GM 00025676 CONFIDENTIAL 187,929.09 811.85 50 00 S87.9W.94 Page 13 of 18 EFTA_00 136296 EFTA01277529 SUBS Business Services Account July 2014 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of your account A Cash and rrooney balances 87,960.94 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $87,960.94 $87,960.94 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your R Bendel Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% Percentage change July 2014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% CONFIDENTIAL iv_ontoorefftrt9 14 of 18 EFTA_00136297 EFTA01277530 *CBS Business Services Account LA, :J..; Change in the value of your account July 2014 (3) Year to date IS) Opening account value $87,957.10 $0.00 Deposits, including investments transferred in 0.00 87,974.09 Withdrawals and fees, including investments transferred out 0.00 -25.00 Dividend and interest income 3.84 11.85 Closing account value $87,960.94 $87,960.94 Account name: EWVIAX, LIZ Friendly account narTie:EWAAX LLC Account number. Dividend and interest income earned For purpoStS or tNs statement, tterablity of inkiest and dwidend income hal. been determined fern a US tar NPalting PenDedite. Baud upon the residence of the account header. account type. or product type, sorry interest antral dvidend payments may not be subject to United Stan (US) ardor Porno Rico (PR) Income tails. The tient monthy statement is not intended lo be used and cannot be retied upon for tar purposes clients should refer to the andrEtie tat reporting forma they receive from UBS annually, such as the fours 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the applgatle la reporting forms wan the US Weald ReWnue SeMCe ZAd PR TreaSuN De08r0Tent and in sigh forms accuratety clasIfy eine:lends order interest as tar exerept or tenable income. neate consult your indedual tax preparer. July 20I (3) Year to date (I) Taxable interest 3.84 11.85 Total current year $3.84 $11.85 Total dividend & interest $3.84 $11.85 Cash activity summary Your Financial Advisor: SCOTT STACK MANLYLE CA SRIEL See account activity the month tot dela Is Stances In your Sweep Options are ind uded In the opening and closing bdances tau. FDIC insurance /polies oNy to deposits at u85 Bank USA, not to &poos at u8S AG, starrlo,d Branch or bank deposits placedthrough the URSInternahond Depose Account program. SreC Prete( lion applies to money market sweep fund holdings but net bank deposits Srelmportant innxtnation about your statement on the tat Mo Pars d this document for detdis July 2014 IS) Year to date (S) Opening balances $87,957.10 $0.00 Additions Deposits and other funds credited 0.00 87,974 09 Dividend aid interest income 3.84 11.85 Total additions $3.84 S87,985.94 Subtractions Checks and bill payments 0.00 -25.00 Total subtractions S0.00 -125.00 Net cash flow Closing balances $3.84 $87,960.94 $87,960.94 $87,960.94 UBS Bank USA Business Account APY Interest period fun 6 - Jul 7 Opening UBS Bank USA Business balance Jun 6 $87,957.10 Closing UBS Bank USA Business balance Jul 7 $87,960.94 Number of days in nterest period 32 Average daily balance $87,957.10 Interest earned $3.84 Annual percentage yield earned 0 05% SDNY GM 00025678 CONFIDENTIAL Page 15 of 18 EFTA_00136298 EFTA01277531 SUBS Business Services Account it, Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Fr ancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about ror statement at the end of this document Account name: Your iq modal Advisor: Friendly account name: r SCOTT STACK MANYLYLE CASRIEL Account number 212-82 t .7000/800-308-3140 Your return objective: Current income ft capital appreciation Your risk profile: Primary - Moderate Investment eligibrhry consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO. First in, First Out CONFIDENTIAL CGM_0002ttfil 16 of 18 EFTA_00 136299 EFTA01277532 *UBS Business Services Account 14 2014 Your assets Account name: ELLMAX, LLC Friendly account name: ElLMAX U.0 Account number. Sane ones, , come and current values shown may be EpplOxInVale. AS a kite. gdlns aldl055t5 Mar not be accutalely reflected. See rmporuntudosenabon Stour your statement a the end ol this etc.:nem for mom intornalon Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA &Boat account balances, UBS AG Stanford Branch Caput account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not potected by SIPG UBS AG Stanford Brant Adeposit account balances are not insured by FDIC and re not protected by SIPC Money market sweep balances are protected by PPC but are not insured by the FDIC. See the Important information about }our :fafement a the end of this ebcurseril for del air; about Pose blames. Hddng IRS BANK USA BUS ACCT 87.957 IO 87,960.94 250.00000 Openng tdance Cloung brlaxe on Jul 1 ft) on Jul 31 (I) Price per share Average on rut 31 (1) rate Drildencl Interest period Your Pi nandal Advisor: SCOTT STACK IvIANLYLE CASRIEL Drys in period C4 around (S) Your total assets value on id 31 (S) 7eIcenta9? U Cost atrinaled your account bass (S) annual income (f) Urre8iZed gain or 1055 (5) Cash Total $87,960.94 100.00% $87,960.94 Cash and money balances 87,960.94 100.00% 87.960.94 Account activity this month For mane information about the Plitt/valve shown for restricted securities, see Important inform', about your statement a the end of this dactrnent Your Quantity! Die Actiuty Descrrphon espense code Face value Jun 30 Jul 8 Interest UBS BANK USA 8u9NESS ACCOUNT AS OF 07107/14 3.84 87,960 94 PriceiValue Cash amount CS) Cash and money balance (5) Cash and money balance $87.957.10 Jul 31 dosing cash and money balance $87.960.94 SDNY GM 00025680 CONFIDENTIAL Peg* 17 of 18 EFTA_OO1363OO EFTA01277533 SUBS Business Services Account I 1"I'4 i• Account activity this month (contrived) 0ate Money balance activities Jun 30 Jul 8 Jul 31 The UBS Ban, USA susp nes, Account is your pnmary sweep °pm Account name: ELLNIA", LLC Friendly account name:ELLMAX LLC Account number: Your II nand.' Advisor, SCOTT STACK MANY LYLE CASRIEL Actmty Descrptcn Amount (S) Balance forward $87,957.10 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 07107/14 184 Closing UBS Bank USA Business Account $87,960.94 End of statement for account number CONFIDENTIAL ccm_000Stin 18 of IS EFTA_00136301 EFTA01277534 Important information about your statement UBS Fhantial Sanas Inc Metres *OAS Fantail Serdeg. Is aranger of al pacipalsearity. Cairnaddy aid cows wchismes UBSF haled Modes and MBank USA are idiot frubtalirid of taBS AG and Milian of CBS Medan LLC TheF nos Mama Prat if avrable opal repair the Fm's executed of Ices am a CBS Foaled Sever tic 1200 Hata Batter Yetmemot en N107086 1h6Validlent represeas The colyofIcial reard of yaw LIPS Fmanaal SiniCeS aCCOUnt Other reCOrdS.eXacot Otter taK dowered. conuhng andOng dau should not be ;deed upon (you breve thee an enter On61Veh. plea. nepOn n arnattely n wring to thel3rach Maapir of the off a servogyour amount Armagh al f9ses hum ;attended so be Mane. raiment die anovil rot be used for tat puposes der solely on emend to and . Far 1099. 5498, 10425. OK) thee prepring par la< velum ter de is reeding by Ian to mon to the 85 al tam le dialogs. repontle non- Mitt cadends ad mite stems tamed en SerlinteS heU n your recur& net proceeds on sale tranUcton, and cost bats on ratan oared Sedates Camtwaricellona with Um Firm • please reartern ry oral Ceennakatord *Meg tO further proud your nietl, nebding yoke rghtS under the *odes meta Protect= Act CSPA) rf the frenclal instrunon on the top kn.:001e feel of the labernml it not ICS FinnedSenna. U8S Feerial Statescaries you acccut as dery brace by avamentre nit the odicated nation We intoned you ol this m1'8011119 when you owed alba:car in this coq, per feeds and what se looted x WS Ronal Se des and not the droduseg baker ale you oust mat a report of ay Ma or °malt to bete In All a000unt StaWreree Shall be deemed COMplee and acar ate d nth oblate:Ito n noting weber 60 clays • Pleasedirect customer corrplains Sures to the (nit: urn Relalkons Onartmoth x 201'3521699ot tette' a SOO-344103. 8 00AM to 6 03 pen ET Monday thrOur fey. a in rang tO UBSOinanbal Serval. roc. Clam Rearms Departrrent PO Box 766 clam City NI 07(07 • ti cat of errors a CraegOns about an ekthonc tines trait' (in. bid Pante alas Vet dark cad transaction; Call 800-762.1000 a nee to Le3SFekancal SienCeS tic. IMO tabor BUY. 60 gar. Wet-hear N) 07086. Ann INWPSA see sees Cal 'somas soon as tat d ?authors your stawnent or reaps 6 tong added need note mamma about airman a the stanntet or react The Fern a Card brew fa cop table) mutt her tan you no We that 60 GPIS *Of tht f nr Sent you the tra *anon on With tie one or pardon antra - Froth. war nine ad athetot wawa and - Derde the PTO. Or the existence., at armee abaft auhrtan as dirk art On why yOU bathe 4 is al era or ray you neto me nlanuan - Froride the dater amount re the stnpeaed The kin or Cad bsuer wits estigate year Orate ad will meat any era prowpfly. Plea* make al Meeks payANO to the Furor the tinted oulunco Sated co the front of this dawned h addf tern to repair ax ant fees. rang may be 'Ord to masa:nano Ma charges for me payment far sauna: purchaws and charges for aped rents h cam a:COlntS AoruntS ma ale traiderred to Othir. eSteutOnS may be Wapa to a banter fee INS Sweep Optird OBS offers oaken for sweeping cat batteRi bra ces:0 ban deposals a uBS Bak USA Ind UtS AG SurrtOrd &SIM Sark Strom hosrans). monernarket mutual handseled? Funds/ arid the hthreatirod Devon Account COArfor CuStanen wen an mantonal Amara Management Aconite through Iht Bat Sweep Fr011arn. can banal. are swept so 18$ Bat USAir:float estab1shed Won and then to ISS AG Gerard Bran& a a Money Fund Depots at LOS Bat USA are 'DK inured n accordance with (DC rules For mat itconahon pease end wow kle gsv Deposits a UBS AG thread Borth ad tam d hearer Funds roof enured by the FDC. Through the Onc wadable kr at, Wines at Swept to depOPt aCCOVIS a UK AG Newyork BrrCh aid WS 44 Carman Borth thesecleposils die nth nand by Ur FOC tarn hal a the WS AG Cannel Bran re tesporaily opined To the soaregn ria of theCara Wands, and there is no guarantee's other tauten of 185 AG M rent thebatmen ea le on the LOG (afore/ Brain's boas. Deposit a UBS Bra USA and tad, OBS AG Branch reran prtleCted by SIC Money Fund Shied maprancedby Sec See '18S foaled Sevces Account Rotation" below Van your ream,, bares ei the Bar Sweep Programs or OA mar he valrahrt and Owes of raterOM maybe aperlyted and the proceeds resumed to ru or yin seartet xranl Furter trilennatr. rout &Male sang axons. nclAng avert infra rats an pegs. n titre a mom stscorritheepyirgs ton your inane Mellor a by caring 8067624000 UK Ramat Saabs eons wattage, The Fire kat...after of the Secured irverce Protection Covert:el (SPC2 ninth prows seemed roans of a marten to so 1500.000 (nada; $250,000 for dams Mr <all) The WC atm taxmen mat alto all =am Mr WO held n a pander carry the Fero together wth arum aright ha also pushath1 uppionatai pro em:in the rreanuert =sant payable fo all aigb* chant. colbctvelrunder this protection is SOX mike as of Dicers:re IO, 2013 Sara tote poky arditioro and hotalcoe care at the Fern 4 Cunha a mood fce up so SI 9 milko el the Jiff- ogre for all your a:anisMgt h a prat, capach A full apyof thepoky. orerdng 6 /eatable upon talon The St( prOlfclixt aid the supplemental prothan both do not Spy to • Cenaranaxial awes controlled tic One twined err roar, abed but held wayfrom fAll$Finoozia Server au. anal (ler 3118Si:tar*, (e)cath at 185 AG Stamford bonds. (th) swat e;marl s naiad tenth? rug eh and its thins of mutual lulls Were such shams aa need teary n the nate 01 the etast holier on the boas and records of tie taloa> Ger a Urger agent). • (*run rettent contain or newenent name (e 9. lamed paroveshms and vitae plaamenta that arena legislate chew the Stoats Act of 1933. and • Cornmated contra to 9, forst achant and prakus meal armed nadn9 foxes commas an, somfroddY *Phan contacts The SLY protection and the applerrhart protedton do not thsr to these assets even if they dent* arta colas suienents The SEC proteaco and the storms proteCton do not pined aganst dun?, n the instill vab+ Of yeet dements fhather as raid of mare) novrnint. branaptCY or 711.WW6e) Mae istomlaons sable wpm retest rod may otaan race Oforreaten about SPC. Odudng the SEC Brochure byrailway SeC at 202-37I 43300 et by vamp the SP( wane afennwercoeta Dividend al Maaagan Program OP P) the per weaned gal tram price TW may °bean the actualgeefrom your fintn2al Meta Only 'tole saves are peered Willer CAP. partialshres ml te sold and the cash we beds:maid in you awaits the dertend revered pro yapped by the issuer miff defy from the mato ;eke at rein the pride than r• sold Can -lieu OM% ago a urns nue be held in Inv axotot d you are entitled to atonal one aa a readh of a dividend parsed or othawbe. tee Firm wlt ether tel partial Ina at mate rice a rept an rem °moored by registered &any agency. andcede yew account lavestatatablealves The Mrgnient obraveS and Or prole are specic to earn acchini and may vary between sore atm the lint pampa, in hang of any ugnecant dame in your anther Owlet or neralrere *loch*: For pad+ account hell you choose one of theblame/9 medalled arches • Padua Current arcane Irtrestments wain; the roller ir of I-domeonly • Adam* CentaAPP10400n twearrents Seeking Torah of tramper rah. than In? ginelatOo of name • ettace Conietwon of (Korea and Cana atamod00^ hantarts swing both die gotten of Mono rd crowd" ce prooPal On/eget prelims • COME...ate Seeks to maintain Jena patina web law risk and rod lily to the rant overt eon rf that means the exam does not generate traced WON* Of Mums old foal no keep pea "Oh int tree • Minter,. %Wing to accept somerkn tO anlallal and tolerate sore oda eh nn soak higher Mani • aigrette, Wang to rept hgh r*tellreopal ad hgh vanity le Sethi."' herb goer brae Statanentaxagalekling" We may COnSOIdate al retited eCCOVit Streeter% Mel the set address n the sane eMelOpe ACootres may be related fee:his anode rank they haw wench hho who maithin pot mount regionsho nth other dents at the saran address The prathce re known al 'houseeroidng • if you as to reale incheitual usenvou mated n sane CONFIDENTIAL ervekom — you nay *doe hrusehokleg by ding your Frestha Adwor Friondly mum runts 11.Frienth rated nane ref tots Ofarrulien that you mart on the ars onthe maces waste It 6a customizable therunw• chosen by you at au you veal your racecterynem It ha no biga effect co per arum Yea on theme yes Frealry account naves. through Online Senate or becemacung SN Forel Ai:arbor. Acclaim review • fl it of soar moon parts Na of assets and habitat/ • Are Inane naiad* cell barn vAses la obi rd warily and Gkbatme Depth unrealized marks to mater ad cent MOO net held by the Fm Does not ncideunanced ametelassets a the end a the prof andaorta mistreat work a tare kwesthenn tiered sloth Wart and haat W stock opium • Orldes riclades d hot baited. outstandem reign loan. creel Me. short account bares • CrAnnury barscra Taal of utlivesied sorra* car blames. okra LOS Bank USA deposit barren LOS AG Stanford Brach depose balances and axon maker Puma lam sweep branch a the *de of the greenlet pent Non.comencd Ey he cede, baboon n you, *doom arena serepred from other balaxes and tee brunt we any of these hods n the ordihry course of chrism lhese new repayable tpon yrs demand Th6 total Incbded the arrant pe6'd doSha value Lending information Fa detaMI ?donna:on on Me F net awes) peacoat and dichosa Mato youChem Res add Agrownen or Argot armed: and the General Tows and Corditom DRS Stamen of Cade axles fl ab* n Agedoents end Drasures a a il=jagadagyartaagn1 Your eat Year Statenteell nurture* sees and Other a/WSheld n the *Curet at the me of tie statement awed You mar a* for crony of Iveypaid rakes a any tine You may recta secured used a ban colleted ter Pam9.1an balance cue on them Any seaman ban/toed bthe arng the stared period an heed at miter vaberf a the end of the statement period • Cost gat n dettaghng Sheath tag of the 'tones mated n dm statement tat mdkred wth the anger - t • 1,05 Firundal Servelethal need on infant ion Maned from sources other den lald Finthca traces. rdealng narration Iran rther. I ith or that you may Are provided to your financial Arkrecr The Firm does not almandenk utak Or guarantee the entry a vaidly of am kclerrnacn provided by sources °tartan Min -roar Stith m adagio." aMonjh LISS Fiundal Sakes randy updates th is dormaaco as c 6 word the fire does rot rode any rotas that the narmakon under 'Cost bale ad %waled gainass' is a:actual to dee of this Uteri as suet, please do not rely en this Imamabn to make curdles' a sae edam la la purposes a mere ACCcealb tr/ISIeno1 to the fen may rolled giribu Mormska oily for the period of rime they re held a the Limn Morehiclormal nIfermaial cati be added by yea FirUna8 Ades • Unwantedsalmi/ban %law data is acaiable .meet,? Jrnal:ed re radiated ft, SDNY_G M_0002 5682 EFTA_00 B6302 EFTA01277535 Important information about your statement (continued) kafrAtballoonty rots The ta-dadion data la idircbal km mayor may not ref let aninkdraltS, Chaves mar security rthrEentraten weeds Waded istal other rerkeirrenni lots and bong* pfd as lots a. eats combined !odds*, onto:eased bi the • Trade dae sown ptesents the oei)M banal an traledate • Callable Nathan Bonds and rebate stock that the issuer calk for ealyraterchonwil be telecast nail* by lot tan amok) all scone of that hex Ieb n out name a n pannename for as dents (al leave 'Soma en is °brined tom thrd pate; and ds 'carry is rot giaalleed titer call teases may east each could antra yell complete anima Bon WI be provided upon reCutd • Cravats, of deposit (CDs/ CDs ate WK muted opt STIO.CCOnp.inopal ad Saud ',Mel pry dtpoutor and per depapto-y inliMim. n acotidasa with IX rules • debunk* enCesdoptMd fa 140fites and Otte Product, ma/ be higher or bluer Owl TO Orme that rou wadi acually reoeve in the maw Prces are °Stoned from various Tied patty sources Much webele/et, te relabh but we do not garnet eel' aaaidtcy - We wifely no dal doing tiro nlicn babbie or the mean On bid and ask aces fa lied SealfeleS and optsin Or oink tid prces lor OTC stoats - tea annoy tar sonde. my be aced taro a again model or them, ream deice we °Waited rnay nOl Mkt an adt10 mater pace or var. - enan positions mayor:peat withOrt a pm, and will show 'prise was not mailable' if we am triable to obtain a prce for a security - Deposes a Searles denannaterd n owerces other Man U S *Atm are red kited a the ehaturgovAe as of the garrent date - for oersan senates vadeN deremeratins. Ate and quality lace nrabe)mar hae been argrard to Novato trope-youth:In To obtain aril[ dint.v.ten. 1.4100 aallage. coma° you* Financial Pe/mot • Meats Minotnetms and serbauraa products. Print. tmestrome swum* CribtIng dims* painnation prayan and realestate n*Strnemtnin Nantes/ and gructurea prOduaS at getWaly hBhly mil ud (elan suuctred prosbas tare not been roadored anti the Wails and kwarbe Commain or utak( any state stogies taws We monde estmaed valets for peinte mourners seances and seniors Ararat, for riving Knalpupotto only AdanCY t rot guar Wed - theter Whin mayddhr stbstantalt from plCek Ray a With acreage resestrnert stoutly a structured polio matte bell[ a ski and do not noassaily represent the wake you rmytectheuptei baiklaton - lh rd patty evinses of wan are as of a anan dare aid re imphird to ItS Inentiel Swiss on a recu bath by an nOtpencaent satiation Inn - issuer, central partner or spinsor estimated vans if my. ate stapled to te Frm by the ow, general pawner a sponsor and may bealai/aid bated krent inormation from that usedby tend pates to clothe thee eStimatid vans - You <al obtain addattnal nformaten regaling the treehodology used to determine the owns, of win and the date of the hfogn.von that is the bass for the thine by oredecthg sour Anoxia Adeisor - Thkd parry estimated vibes may be reflected as 'Not pnceitt n sewed SituaectS *hen an nleperikell vallibtn tem haSnOt 9.ppled 04 d unale to assign a vane Men we DOWN. away that a rniOnil nerd ha occured that may oda corvinusly reponed vabe coo CIVOSIOn. Ce when a inan need be hghly beCirt3tree duo to the rutue of the softy - Ashen native an Muer real pante( a sponsor estmated value nor a th rdpalyeAmmed dam is paneled the vibe or the varry wet tn.:Metal ton nt ptchist pia - 'Dattbaiorts to Ave' may bal./with of canal, wane a both - • Oftgell un sae' rerestnts the niblolltinng prce per unit and may not reflect ism coo bath . getaicted securities Regncted Secured* se:mealy if not 0-moth/ elgible fa pdalc tale IRS I naxial Savors use the mete prior of the trontrilm1 stock of the lane *venal mooedNW for the residaed sloth tr purpose of ms Saar ve NO* To the einem that veStr 'led bog Nei are AO* for sale. Me valankteled may be subiuntitey loss trim to impaled wave Mown • In. Nansated) Salk Cavontyields and Mm An tstiMate 01 annual ncome is based on current obviRed aid inured rates zoning the tearitin will be held lot one year from gaement date or ate initurity This estimate is any a guogine. aCCuraCy aid OXitclued name se not gaseeed - fainted anus MOM and arrent yi1.1 /Of avian lanes./ sethrites mule nark a rotten of riscloa or C41114 gam vl Mild 014. the Mt Memo (a1001501 yeld) would be °widened - Eitinited arinal 'time aid einem yell aid the actua inane and geld mght be loweea hgher thm the esithated anoints - An 00/141e0i minced nom. (thadird ander reOleS1)diattel bythecum:we male et watadatetatt barren d based on the lag dimand or merest payeem evade by i.e *suer and aeries the sena indNotas ill be held fa one year from the staterent &Nor yid murky Acosit and unloved bed ae not Guaarreal • Paget got held by USA financial denim Conan MAI sent held byte Pril ad not withn the Inns possession or anvol Thee arab re donkeys-4 on your stmenstm for Mlonnananal popMes orgy Position rte ratan preinned are prOiMod by the Mut*, firm US'S 'sancta Ninon i not rebonsbardor this akimaitin and does net gwaitee is dicta" these assets are not prostrated by SIC ate Finis appease-nal SIC canape • llownug skating and addkkandampensatlen. - on additnu I o CerrimittoM On sae nd 12b.1 hen wetted n connectors with the thstrtuton of tuba funds to our dents we atria our attliae reOnee (Male Mang pa/luau from darbutors aid or »Manor the mon. &ads that We sell Thole atoms are based an two denten comprotents the amount of salebyuBS of a partcuLt mutual hand laves to medeeds so Id the met irate of a parades mutual Reid lanikit 'harm Isokl a the Ian - We rid ay ant**, Naar, retaserhg and orrnbasprocesong leas in oreadetaton for binder art' sakes that We pron.:Mt° tie ',wool funds These fees seenerahr are pad tern ithenot awn in the mutual Inc and are a tied dolly anoint basil on the meat of amounts at he teotter-dear holtaN mutual handset that tub laniV - In akIl ion to damn:640S reCTed n Orneakon wan die tabor darbuton of ainuty antra:* ad on itiredi.n“ tnall unit 10 oar dells. We "do' our atingle Nese mown Mang COmpenSabon kin Mrryol To romance °roam,: indemnity do alnico ormacts ataxiaoil the ingrance corny** et SOMAS Of the urn IINISTMEnt INAS w? 061ltute - Ott /dilates also realmtrading COMMISXM and other forrpentation bon mutual hubs nd mine Oarcaiits vrow report; we diwbuto - Wendel...an alma fee from bEiSBank uSA an1 USS Ar Stanford Branch of up no 125 per a:Count weeping to the baits isKIn the 185 Bat Sweep Program *ably Infothaten rodardng conentions rid other charges Wroseted n annecton with the erecution ot trades ncki Ong option Vabgdons has been ncbled contra:tons poesy due to you. aid Ail be vionded to you romp* On Nang Seen selling it you a engaged in short stehg asorny you may nos a (have On to cenan known(' costs Ice that palatal 'softy Open onion Regaling Open or 'gooditilicancelled• orders that hire not enayted by the Statham dale opt' buy ad Sell Step ceders are Nand by the amount of dwdends or r9ttr • eidbidndsor tingles date wins intruded other-wive by you You are revortsblelor orders gnat are executed Ore to your Innate to cancel ening open ceders Tad witholditg on fairbutions from UK financial Salvos IRAs Foam tar taw reduces LASS lnaticla Services to withhold Income to from your tauble MA deaths* em. tut youmay *a oaf Where name tae witheiell or instead. you may elect to hare la wthheld a brae 00,11*A anoint at you choose YOS elicton ea warn ri effect until rooted by you You mayrevoke your election r a-yiltio by msti9 anew Owen If you do nial haw (notch marine tar warned Iran your niOnS. you maybe red:tomb* la the payment of esitnxtd tar You may nos peones A the anoints witty.] and your ettinard it. payments re nos equal to vat to obliptir h eady To obtan a copy otos( amen One hurt' Amin pare contact you F natal Admor a visit our moss. at Awe vas congmaiworiv UBSinaircel SOSAZOI trot a bat The WA. Fusion Sauces Moat BSA and AMA re VOA! age leXteltS MO grown access to bat rep sernas acs products though agrormints with Ofilated been an other Mkt partybasks aid Fwd.* aoam to intros rid routy prodJCIS isutd by unall dated ihni tarty reran cows through Nana agency lubslat es of utS Financial Swint ahc kwegmmt. man. and amuly prodirts teat IOC hawed • No bank ;entwine May lose van ate RSOutOpeAnorent Account Business SeNces Mont BSA. IFMA and estetnabonal Resource lAmagement CONFIDENTIAL Account an registered serve* mats of UBS Financial Services Yea S5naturo is a Agitated service mark of visa norm oral LEG Asa Sograbre creed cads and 185 IAN darn cads me issued by US$ Bak USA with dermisvon from v ea u S A worpoirattd UK Financial Strides Ins Rev 201407 SDNY_GM_00025683 EFTA_00136303 EFTA01277536 SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account August 2014 ELLMAX, LLC 1000 VENETIAN WAY APT. 1301 Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043 Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASRIEL Phone Questions about your statement? Call 1Cdr hriancia Advii0: Cr tle Value of your account Reston:eine at 800-762-1000. on July 31 (1) on August 29 (5) Your assets 87,960.94 87,964.54 Visit our website: Your liabilities 0.00 0.00 werw.Lbscomifinanciabecvices Value of your account $87,960.94 $87,964.54 Tracking the value of your account S thousands 880 eao Jul 20 a Member SIPC Aug 2014 Sou rots of your awe met growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals Your OWSIMen t return; MO:lendand interest income Chance in market value Value of your ocean on Aug 29. 2014 1000 SDNY GM 00025684 CONFIDENTIAL 187,949.09 $15.45 4000 3117.964.54 Pegs 13 of 18 EFTA_00136304 EFTA01277537 SUBS Business Services Account August 2014 Your account balance sheet Summary of your assets Value on August 29111 Percentage of your account A Cash and money balances 87,964.54 100.00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $87,964.54 $87,964.54 100.00% Account name: EU.MAx, 'AC Friendly account name: MAY Account number: Your current asset allocation A Eye on the markets Index Your R nancid Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, llBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CONFIDENTIAL Percentage change August 2014 year to date 4.00% 9.89% 4.20% 9.23% -G 15% 2.93% 1.10% 4 81% iy_Gm _mew 14 of tEt EFTA_00136305 EFTA01277538 tills Business Services Account 2014 Change in the value of your account August 2014 (S Year to date (E) Opening account value $87,960.94 $0.00 Deposits, including investments transferred in 0.00 87,974.09 Withdrawals and fees, including investments transferred cut 0.00 -25.00 Dividend and interest income 160 15.45 Closing account value $87,964.54 $87,964.54 Account name: EWVIAX, tic friendly account name:ELLMAXISC Account number. Dividend and interest income earned For popoStS of INS statement, tarablty of interest and 0Mdend income has been determined born a US Is, noting perspective. Baud upon the residence of the accounl holder, account type. or product type, some interest ardor dvidend payments may not bo subject to United States (US) ardor Pinto Pico (PR) Income tares. The dent monthy statement is not intended lo be used and cannot be (teed upon for tar purposes. Clients should refer to the accfratie lax atoning forms They recent from UBS annualy, such as the forms 1099 and the Forms 480, foe lax reporting information his the practice of UBS to file the aCpriCatte to reporting fomis vAth the US 'MOM ReWnue Senate and PR TreaSuty Depantrent. 8rid in Such loamy accurately clasIfy cibidena ardor interest coup trorry or tenable 'mane neat C0nSull your indgdual tax preparer. August 2014 ($) Year to date (S) Taxable interest 3.60 15.45 Total current year $3.60 $15.45 Total dividend & interest $3.60 $15.45 Cash activity summary Your Financial Advisor: SCOTT STACK MANtinE CA5RiEL See Account activity the month for deals. &dances in your Sweep0O0ns are aid uce0ln the openng and closing balances vitae FDIC insurance nuts only to deposits at u85 Bank USA, not to deposits at u85 AG, Stamford Branch or bank deposits pacedthrouch the UBSIntemaiond Deposit Account program. SIPC protection applies to money market sweep find hddirras but mt bank deposits Soelmpixtant ioAxmation about your stetemere on the last mo oars cf this document for cletals August 2014 (1) Year to date (1) Opening balances $87,960.94 $0.00 Additions Deposits and other funds credited 0.00 87,974.09 Dividend and interest income 3.60 15.45 Total additions $3.60 $87,989.54 Subtractions Checks and bill payments 0.00 -25.00 Total subtracuons $0.00 -$25.00 Net cash flow $3.60 $87,964.54 Closing balances $87,964.54 $87564.54 UBS Bank USA Business Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Business balance Jul8 $87,960.94 Closing UBS Bank USA Business balance Aug 6 $87,964.54 Number of days in nterest period 30 Average daily balance $87,960.94 Interest earned $3.60 Annual percentage yield earned 0 05% SDNY GM 00025688 CONFIDENTIAL Page 15 of 18 EFTA_00136306 EFTA01277539 SUBS Business Services Account August 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the altemaove investment objectives in Important information about your statement at the end of this document Account name: r r Your lq nendd Advisor. Friendly account name: r SCOTT STACK MANLYLE CASR1EL Account number: 212.821.7000/800.308.3140 Your ',tent objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consderation - None selected Your account instructions • Your account cost bass default closing method is FIFO. First in, First Out CONFIDENTIAL y_Gm_0002/yen 16 of 18 EFTA_00I 36307 EFTA01277540

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