Text extracted via OCR from the original document. May contain errors from the scanning process.
UBS Financial Semites
299 Park Avenue
25th Floor
*UBS
New York NY 10171.0002
Your Ilnandd Advisor:
tic
Business Services Account
February 2014
Account name. ELLMAX, LLC
Phone
Questions about your statement?
Friendly account name: ELLMAX LLC
Call your Financial Advisor or the
Account number:
Resourcetine at 800-762-1C00.
account
Ifisltour websIto:
www.ubs.comffinancialservices
Your investment objectives:
You have identified the following
Value of your account
Your account instructions
• Your account is currently coded for
investment objectives for this account If
you have questions about these
on January 31 (3)
on February 28 (3)
margin.
• Your account cost basis default closing
Your assets
0.00
87,974.09
objectives. disagree with them, or weh to
change them, please contact your
method is FIFO, first n, first Out.
YOur liabilities
0.00
0.00
Fiiancial Advisor or Branch Manager. You
can find a full description of the
alternative investment objectives in
Value of your account
$0.00
$87,974.09
Important information about your
statement at the end of this document
Your return objective:
Current income & capital appreciation
Change in the value of your account
Your risk profile:
February 2014 (5)
Year to date (3/
Primary - Moderate
investment eligibility COnS:derabon - None
selected
Opening account value
$0.00
$0.00
Deposits, including investments
transferred in
87,974 09
87,974 09
Closing account value
$87,974.09
$87,974.09
SDNY GM 00025638
Member SIPC
CONFIDENTIAL
Page 11 of I4
EFTA_00 136258
EFTA01277491
SUBS
Business Services Account
February 2014
Cash activity summary
Account name:
Friendly account name:
Account number:
See Account activity Om month tot cleta Is Balances in your %tete Options are Inducted m the opening and
closing balances vel ue. FDIC insurance archtS only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stanford &arch of bank deposits placed t hrougb the UBS Intemationd Depos4 Account pro7arn. SIPC
protection *plies to money market sweep fund headings but rot bank deposit. Seeimportant inbanation
about your statement on the last two pages of this document for
February 2014 a)
year to date (S)
Opening balances
$0.00
$0.00
Additions
Deposits and other funds credited
87,974.09
87,974.09
Total additions
$87,974.09
$87,974.09
Net cash flow
$87,974.09
$87,974.09
Closing balances
$87,974.09
$87,974.09
Your II asocial Advisor.
CONFIDENTIAL
ccm_000Steg 12 of 14
EF1'A_00136259
EFTA01277492
*UBS
Business Services Account
February :0 . •a
Your assets
Account name:
EWVIAX, LLC
Friendly account name: EI1MAX U.0
Account number.
SOne prK es, income and current ea ueS ShOnn may be Epp,Oen*. AS a IFS W. Oaf and IOSSeS May rOl
be accurately reflected See important %Oa/mason about your statement a the end of ties dn.-neat for
more Intoimalon
Cash
Cash and money balances
Cash and money balances may include availaNecash berate's, OBS Bank USA deposit account balances,
U85 AG Statiord Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit &count balances are insured by the FDC vet ti n applicable limits, but are not
pointed by SIPC. MS AG Stanford Branch deposit account banes ate not insured by FDIC end are not
protected by SIPC. Money rredeet sweep balances are protected by SIC but are not insured by the FDIC.
See the Important information about your statement at the endof thh doctrrent for death about those
balances.
0renng balance
Closing balance
Price per share
Average
eiddng
on Feb I (1.)
on Feb 28 (S)
on Feb 28(1)
rate
DSO/meInterest
period
Your Finandal Advisor:
SCOTT STACK MANLYL€ CASRIEL
Dori n
period
cep intent CS)
Your total assets
0.00
87,974.09
*Mut on Feb 28(S)
Percentage of
Cost
Estimated
your account
baus (I)
annual interne (SI
250,000.00
UnrelAZed
gain or loss (S)
Cash
Total
$87,974.09
100.00%
587,974.09
Cash and money balances
87,974.09
100.00%
87.974.09
Account activity this month
For more Information about the pike/value shown for resukted securities. see Important information about
your statement at the end of this dot u-nent
Date
Actiuty
YOU(
Quantity/
Cescriphon
evens. cede
Face 'due
Cash
MadValue (S)
amount PO
Cash and
money balance (S)
len 31
Cash and money balance
$0.00
Feb 27
Deposit
FEDERAL FUNDS DEPOSIT BY ELLMAX AT CHASUS33
87,974.09
87,974.09
Feb 28
Closing cash and money balance
987.974.09
SDNY GM 00025640
CONFIDENTIAL
Page 13 of Id
EFTA_00136260
EFTA01277493
*UBS
Business Services Account
February 2014
Account activity this month continued
Ode
Money balance activities
Jan 31
Balance forward
$0.00
Activity
Account name:
ELLMA.,, LLC
Friendly account name:ELLMAX LLC
Account number:
Your IIsandal Advisor:
Description
Mount (S)
Feb 28
Deposit
87,974.09
Feb 28
Closing UBS Bank USA Business Account
The UBS Baal USA susiness Account is your pnmary sweep option.
887,974.09
End of statement for account number
CONFIDENTIAL
com_0002yise 14 of 14
EFTA_00136261
EFTA01277494
Important information about your statement
LEIS Financial Services ix. (the F im or UBS biaxial
Strows), is a merrter of all principal mosey, caring*
and colons exchages. 1.85 Fe-ercial Selects and U3S
Bank USA we rdrect sutedares of LES AG and
affiliates of LES Swisities UC. lhe Fen's f hare'
statement is available upon mgr. The FITTYS **GSM
offices ae a:
LBS Finenciol Sermon It
1200 Harbor Boulevard
Weelutieen, t0 07066
Ibis nutmeat represents the any off iciel record of yea
LBS Fe-uncial Steve., account. Other moods, matt
official the dournents, containing conflicted date should
rot be relied LE:allow belnie there is an error cr
omission, please report it irrmedately n *riling to the
Bench Manager of the office sentig pow account.
Aercugh al figures shown We Wended to be accurate.
statement data shout' not be used to ta. purposes Rely
Met on wa--end tax lams, 6.e.. Form 108 Stak
10425, etc.)whinprepwrgyour tax return. The Fim
required by low to won to tie IRS all taxabk di-widen*,
report** rantwobk *ands and tplIbli nierest
eared on acuities held in you accent, me proceeds
an sale transactors, ad cost base on cenain covered
*wain.
Communications with the Firm
. Please re-confirm arty oral corm-xi-water* in *wig
to further protect your oyes. includrig your rite
order the Scans. Mesta( Promotion Act (SSA)
• If thefinance' nstitution on the top leit of Ire front
of this statement is no LES Finaxel Sakes, LEIS
Prenoal Services carries your account as cleamg
tether by at argerrant web the Muted intikutal
We Wormed you of his relationship when you
opened this accosts. h this case, your Ws and
soothes
heated x LBS Rnancial Senecaand rot
to imoctscng broker, ad you nut make a retool
of try ester or *Tuition to both firms.
A N accant statements shall be deemed complete ad
accurate if not objected ton vete* within 60 days.
• Please diect customer complaints a tilJitS to tie
Fivn's C lent Relations Dna-WM a 201,352,1699
atoll-free a 800-3569103, 8:CO A.M. to 6:CO P.M.
ET Monday through Frklap a in mire to LBS
Financial Services Ix., Clime Relations Depalment,
P.O. Box 766 Union City, NJ 07087.
• Incase of (*men or Oasttrn about an electronic
hrds transit( EFT), bi puymm or UBS Visedebit
card Vanuctiorts, call
62-1000, or mite to UBS
Frenoal Semen he., MOO Haber Blvd, 6th floor.
Weehavieen W 07086. Min RIANBSA Sermos
Cal a write as soon as mu cart it you tile you
statement or receipt is mom or d you need more
informal
abos a turn* on the statement or
rquoit. The FM or Card hater as WPIcebld must
her from you no later than 50 days after to Fim
sent you the fin stamen on which the error or
problem appeared.
- Prowleyors name ad accost nutter 0 any)
— Desabe the ono or he transfer you ant trthre
about and 'raise as <kat aye cm why mu
believe t is an error a why you need more
ricrmation
— Proud. the &ear anion d to suspected mot
The Fin or Cad Issuer wris I-instigate yew complaint
and will correct any error promote/.
Please mate all chats payable to the Fern or tie
financial institution ideated on to kir of to
etakiment had:art° repute accost fen accounts
may be subject to mailenme fees chages for late
parent for wadies purchases and charges la unpaid
amounts in cashmoues. Accounts that ate transferred
to other imitations may be subject to a transfer fro.
UBS Sweep Options
UBS offers options for sonepng cash bine; balances
to bat deposits at UBS Bat USA end LBS AG Stamford
brach Etenk Sweep Pregame), mormy nwkwe intuit
fads (Morey Fu-dc) and the International Deposit
Accost BOAdor customers with a International
Resource kimagemern Accowit. Through tie Bank
Sweep Pregame, cash balances re swept to UISEttris
USA up to an estabrehed knit ad then to LBS AG
Stanford Brandt or a Money Fund. Deposits at UBS
Bak USA are FDIC nswed in accorda-ce with FDIC
oaks. For nacre Mammon please veil wwwidicgcm.
Deposes at UBS AG Stanford Burch ad tun of
Money Funds an rot nested by the FCC.
Througn the OA, anilible torah balances are swept to
depose accounts at UBS AG New Yak Branch and CBS
AG Cayman Bunch Thew deposits are not rowed by
the FDK. Balance, Feld at to LEIS AG Cara" Braxh
are tempounly exposed to the sovereign Sc of the
Caren blends, and tee is no gamete Cr other
obligalon of UBS AG to repay the biarces while on the
UBSC wmat Bradt. books.
Deposts a LES Bale LEA and each UPS AG Bench are
not protected by SIPC. Money Fund three ate protected
by SIPC. See -tom Frontal Swats Adam Protection'
bobw
Upon you rtg.est, balances n tie Bent Sweep
Programer OA may be withdrawn and shares of a
Monty Fund my be liquidated, end the proceeds
returned so you or mur contain account
Fuller information about available sweep options,
noising arrest merest rate, and yet*, a soak k at
www‘los comrsseepyielt from your Financial Miser
or by calling 806702.1000
UM Financial Services account protection
The Fin dame-recite SeafteS investor Protection
Corporation (SIPC), *nkh promote securities account, of
its members up to 1500,0:0 (Wear; 5280,000 for
dams kr cash) The SRC asset protection knit copy to
all accounts tat you hold n a pat:late wady.
The Finn, together with certain aftEwes, ha also
purchased agplarental protection. The mairrun
amount payable to al eligible dart, coRectent imam
this protection is S500 million as of December 10, 2013.
kloXot to the pokyconditions ard lineation, cash X
the firm is further protected kr gotette million n the
aggregate for all you accounts held n a articular
capacity. A f SI copy of tie poky waxing is mail**
upon mutt
We SIPC protection and the supplemenUI protection
both do not apply to.
▪ Ceruin f aural Asses controlled by (and incLided
your account value) but hell away from US$Fine-col
Services (e.g.. certain(* cash al UBS Bat (ri cadre at
L65 AG StanIcrd branch (1) insurance war.
including variable enmities, and (M) shares of *Mal
finds where such therm are registered diectly n tlw
name of the account holder on the books ad muds
of the applied* issuer a trader agent);
• Cahn termer* contracts or Westment Mee*
(eg., limited partneshix and photo placements) the
are rot registered trder tie Securities Act of 1503;
ad
• Commodities contacts (e.g, reign excha-ge and
*cocoa metal ocntradg ecludig futures contacts
rd tormodite- ever contracts.
the 51K protects:nand to supplemental protection do
not apply to these assets then if they otherwise appear
on you. slaeornet. Ow SEC ptotedion and the
IIMPlwriental protection do not protect mart changes
in the maket vale of your investments (whether a s
result of market movement, iSSunr balsruptcy Cr
crewed
More information is awed* rpm reopen You may
obtan mae irmaion abaft SEC, noldng the 51K
Brochure, by contacting SIPC a 202-371-8300 or by
%erg the SIPC website ar YAMADA*,
Dividend Re:we/rent Program (DPP)
The prCe reflected is an awcage price. You m:cibtan
the actual price km you- Financial Advnor. 0y Wok
tire, are purchased under DRIP; partial shires wil be
sod ad IM cash w8 be, &posted in your account. The
6viderd renvesvnent price applied by to issuer may
•
from the market pia at which &partial shares
m sold
Cadebelieu
Crit whole units may be herein yin account. Myouae
entitled to a palel unit as annuli of a dviderd Parlent
or otherwise, the Finn veil either sell parhal one at
rivulet peke a accept an amount darned by a
regitered clewing agency, and credit you accost.
Investreent objectives
the rinurnert dames rd risk profile we speak to
each account and may vary between Please Seise the
rem promptly in ring of any signikant change in yow
Maxie skumn or 'waren objectives. ken each
CONFIDENTIAL
mount held, you choose one of the foliating
encrust objecliew
• Ender Cementbxeme. imbue its seekng the
generation of income ant.
• Acerb* °oral eprociaaeb Immune* seeking
growth of prncpal rather than the peroration of
more.
• Produce Combinatbn of arcane and Capital
Ahem:lawn Wesements seeking both the generation
of name and 'worth of prixtal.
Overall Sc prof des
• Comma*, Seeks to mantain MIX per Pal with
low Sc and volatility to the awn theral, rod
that meals the accost does not generate significant
income or returns end may rot keep pace wit
inflation.
• Moderate: vearrg to accept came risk to principal and
tolerate some votary to seek hirer returns.
• Aggress*: Wiling to accept high Ink to 'royal aid
high Wahl* to seek high returns over time.
Statement Imuseholdne
We may consoldaw al related account statements with
the same Miress n the sink envegx. Accounts may
be related Ice this purpose beaux-they haw owners
who also maintain grit mom relationships wit other
dents at the sane address. This practice known as
• householing • II you prefer to receive rdiedual
statements mated in separate enact:foes — you may
dwInt householding by carp your Frani.' Advisor.
Friendly mar name
the Frendt mart name reflects al ormation that you
emend on the Firs onlne whites webate, R is a
customizable *nicIturne- char by you to assist you
with yott recordkeepig. It has m legal effect on your
account. YOJ can Merge yos hiendt account names,
through Online Services or by contacte-gmurFaancial
Adesor.
ACCOMt overview
• vate of moraccounbrpothroki Net of assets rd
•AAWCs.
Assets hulas salable cash balances, vats for
restricted study lea 1, and Global tine Deposits,
unsalted marks to make, and caftan assets not held
by the Firn. Does rot include unpriced StOlinti assets
al the end of the prior and anent statement periods, or
privase iwestnuns, invested stock options axe
enicoable stock options
• Eialitibes Include, debit *,laces, °Saadi* rrorgn
loans. credit lie, dun account balances.
• Cash/money Winces. Total of unimested evadable
cash balances. plus UBS Bak LISA deposit lUrces, UBS
AG Starraord Punch depose balances and money market
mutat fund sweep Saxes, at the obey of he
nmemert period. Noncommocky kee credit balances in
your accost ire rot segregated from other balances
end tie Few may use any of these funds in the ordinary
course of *barons. these funds are payabk Loon
your darned. This total is included in tie anent period
close* value.
SDNY_GM_00025642
EFTA_00136262
EFTA01277495
Important information about your statement (coninued)
U ndies; idomeation
For detafed information an the Fanis ending practices
and docestres, ale to your Client Relalarship
Ageement or Arson Agreement aid the General
Terms and Conditions UBS Statement of Credit Prides
available in Agreement andOixfoorres at
muLdaracatarsaggainoss.
Vow auela
Your earament itemizes securities end other mete held
lathe account at the end of the statement period. You
may ark fordeivey of ftey paid setrOies at ant time.
You may receive securities used as loan collateral after
paying any balrrce due on tem. k -y securities
Iranslenad to he Fin, date the statanent ponod are
listed al market value as of the end of the ream ma
resod.
• Can basis. In determning the cost basis of the
semitin included in this statement, Mere indicated
web the rumba
UBS FiarcW Services la relied
on information obtained from sources other tan tiFf5
Financial Semces, including Hormaion Iran another
am a that sumy haw provided to yea Fin:weal
Athisor. The Finn does not indeperdently verify a
gmantee the acaracy or surclity day irforrmtion
provided by saxes other than UESFiencial Services.
h edition although LIDS Financial Services generally
waken ins ?demotion at Agree:ism', the firm
does not provide any saarances tat the information
vow 'Cost basis- and '
realaed gar( loss' is
accurate as cif the date ol the statement. As such
please do re ley on the Hermitian to make
puchara a sole decisions,. Muir papaw cr
ahem's*. Accounts transferred to be Fim may
reflect girl loss Hamatim orti for the period of
tine they am l dat Me F rm More higcnical
Hamm cn ea+ be added by yet Mated Advisor.
• Unrealised gabs/bum When data is aoillok.
estinated areafized gain* lases we cicaated fa
extviclaalseosoy lots. The tranucten data far
navies( lots may or may not reflect ammissems,
charges ander 'acuityreorganizea ewes
Dividend and °term nwerrent lots ad systematic
pachne lots are each canbined todisplay one
averagedlot. Ike • Trade date • coins presents the
aigrul transaction wade date.
• Callable securities Bads ands:referred stock that
Me Meats for erg redemption wit be selected
mpasely by lot Iran among all semis-also( tat
issue held hour name or in nominee nee lot ox
clients. Call Setae Ydermati:n i dataned from third
parties and as accuracy snot gturanteed. Other call
leases maybes' which mid affect yeeld complete
edonnatir will be provided upon request
• Oartificates of depose (mfrCDs are FDIC inured
Lp to S295,000 n pritioal and accrued interest per
deposior ad pee deposits:6y institutes h accordance
wain RAC rubs.
• Preenralua Eras dirt/n*4Se securities and fi ner
products may be higher or lower than the price that
you would antsy rake in the market Prices see
oblate(' from swims third party sources 'Midi we
Delve to be reliable, but we do not grantee their
accuracy.
— We goner
'teethe closing priceOen avarkbb or
the mean of to bid and ask prices faked
Parities and <plea ix only bd prices la OTC
seomties.
- Less actiwg traded securities may be priced using a
valuation model or to moo recent price we
ablated and may not reflect an acosul market price
a eat*
- Certain positions may appear withan a price and
will chew at 'price was rot available if we re
undole to obtain a once for a nerdy
- Deposits or semen deraninated 6 currencies
ocher than U.S. dollars are reflected at the en:hinge
rate as of the statement date.
- fur cerian minims tadng in non.conformng
ckrominacris. mice and qua-oity (face val.o) may
have been Masted to facilitateproper vauakei
To obtain current quotations, when asailible, contact
we Financial Addict
• Prints frevestmanta and idniclawed prodwa.
hinte matment securities (hcbd6g drect
participation acqam and real estate investment trust
searites) and struceed prates ale generally highly
Lard. Conan shared proixts how not been
registered wih the Securities and Excha-
Commission a under any state securties laws. We
proide estimated vibes for private investment
wait is and structured products for rdorniatiorul
purposes only. Accuracy knot guaranteed.
- These values may differ Mosta-nab/ kern prim. a
any, at al-idn a prime rwestnent security a
structured pnxIM may be torn or sold and do
not necessarily represent the Matsu may receive
Won rquidition.
▪ Thed paty tsbrnates of %ale see as of a certab
dread are &paid to UBS Ma-cial Services on a
regal:* bass by an independent vitiation Jim.
- butt general partner or mentor estimated abbot,
ry, aro wooled to the F rrn by the roux,
gennal pener or sponsor and may be calculated
based on Mewl information Iran that used by
IMOparties laded* their estimated values.
- You can aeon addiorna Neonate" regarding
the methodology used to determine the &int* of
value ad the date of te Haman:6 that is the
basis for dm ea nate by contact g your Fivncial
Advisor.
- Th id party estimated views may be reflected as
•Not tread' in we I sit aims. rife n
?dependent solution tam Ns not suppled or is
rattle to assign a watt Men we become avare
that a material event ha owned that may call a
peemusy reported sets Ma question, °token a
value would be highly specuLative due to die nave
of the secutty
- When neither al suer, general pew or sponsor
*stinted vats nee a Orderly estimated woe if
mast
the value of the warty MI be different
ban itspurchasePrice.
- • Palm cm to date may meta returnof
aortal. income Cr both
— 'Crignal
see • represents the initial offerer;
price per unit and may not reflect your cots basis
• Restricted amities Restreed warn s generally
are rot currently enable kir publk sale. UBSFiromoul
Mvices toes de market price of the unrestricted stock
d the same issuer as an mputed value for de
restricted stock for purposes of this et 'torrent on. To
the indent hatred:tined 'enmities are 'robe la sae,
the elm ratted may be Minantralg less than the
impieed value Sneak_
• W. Botirnated) Manx current yields and rata.
An edinate of a-rual income is bawd an current
dniderd ad interest rates, attuning tie securities will
be held for one year from statement date or until
ffulisity. This minas is OM again& accuracy
rd continued income are not guaranteed
- Estimated anal income at curers yield fo-
certain types of securities could include a retun of
prncpalor camel gees in Mich case the est
income Card current wadi would be overstated.
- Estimated anal icane and current yield and the
actual Voune ad yield might be kwer a higher
than the alienated amounts.
- An egMate ol a-ruat ad income (divdend ands
interest) dryad by the current market
vale average balance it based on the last diedrod
Of hterest payment made by the issuer and
manes the searbeddeposts will be held for one
year ban the statement date or unhl mah.rity.
Accuracy ad continued weld we not parented
• Assets not held by UBS Franked Service& Certain
asses at rot held by the fern and not within the
fen's possessim or canto'. These assets de
clopleyed on goix statement ter informational
purposes only. Positions and values presented yo
Mended by de issveg Inn US$ Frymcial Services
not reversible for de itirmation and dies not
guarantee OS &curdy. These asses we rot proceed
by SOP or the finis supplemental SIC coverage
• Revenue shoring and additional compensation.
— In addtion to commissions on sees and 12b1 fees
received n caveman red the distribution of
mutual teas to our
we ander our fl aw
receive revenue taring Pagrenh *Ten distributors
ado athiscrs of the mAulfunds that we sell.
These anents are based on two deferent
ccetcOnentt-
amount ol sales by UBS of a
pekula mutual fund famik, to our <lints; and CO
the asset value of apnioalr mutual fund I amitis
shares held at tie Irm
— We and CU" Miele also recewe nemorking and
embus proceseing lees in consideration for
transfer agent serves that we provide to the
mutual fads. These lees generally are pad from
imestor assets in the nutual fund and are a fried
Jolla mount based an the nutter of accounts at
the broker-dealer holdng matte lads ot that fund
fangs.
CONFIDENTIAL
— h arkle on to crimson; received n conneecn
wth Me sale or distribikon o1 a-ruey contracts
and an rwestrnent twat units to our <lents, we
area our affiliate receive retina sharng
corrponsatim tram many of the insurance
companies underwriting the amity contracts,
*Bates of to aurance ommanes or sponsors of
heat imesvnent hats we ambit
- as Adigea also receive trading cancan: kris and
other camerae:onfrom missal fads and
(nuance companies whose prod es we attribute.
- Weimere an anal fee from UBS Bak USA and
UTS AG Stanford Blanch of up to szs per accost
sweeping to the barks under the UBS Bs* Sweep
Frogrann.
Activity
hbiznatim regudng cams:seats and other charge
nand n connedon with he oecutcrt of wades,
indudng option transactions ha been induced on
ccoUrrnalons I:mimosa, turreted so you. and will be
pro nded to you pecmptly ail rowed.
Short nollite
f youare engaged in she selling a security, you may
hair a charge the to certainParaiba costs for that
particular security.
Open anion
Regarding Winer • gx4tilkancellecr orders tat
were not miscuedbythe statement date, open buy at
sel stop orders are reared by the anount of dividends
or rigns on an exidividerds or etiritits date unless
intruded enema by ya.p. You are remontbk fa
orders that we executed dye to your failure to (axe'
wasting open orders.
Priam
To obtain a copy of at currant ChM finucy Naito,
please contact your Frontier Achisor or visit as minis*
at sitimAUBLotothat2max.
UBS Financial Services a rot a bark The RNA, Business
Services Account SSA and IRMA we brokerage accounts
which provide access so barking services a-Idproducts
though am/agenda wish affiliated bats and other
thrdpaly banks, and provides access to nsura-ce and
menus, protea blued by asthma:Mid-pry
insurance companies through i-aurame agency
subsidise's of UBS financial Services Inc.
Iniestment nsurace. at relyproducts:
Not ODIC Mined • No bank guarantee May toe Vela
RYA. Rescue. Management Accost Business Senices
Account 85A, BMA and alternation& Resource
Management Attar* we registered service marks of
UBS Fruited Services he
Via Seratue is a regieered service mark of Visa
International 18$ Via Senatese cede cards and UBS
yea debt cards we ismed by UBS Bark USA with
peanssion from Vim U.S A Incorporated.
UBS Bimodal Services Inc
Pie POI 402
SDNY_GM_00025643
EFIA_00136263
EFTA01277496
SUBS
1.18S Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
March 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call your Finan:ig Advisor or the
Value of your account
ResourceLine at 800-762-1000.
account
on February 28 (1)
on March 31 (1)
Your assets
87,974 09
87,949.23
1AsItour websIte:
Your liabilities
0.00
0.00
Nvww.ubstornIfinancialservices
Value of your account
$87,974.09
$87,949.23
Items for your attention
. if you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.com/onineservices
Tracking the value of your account
S Thousands
88.0
4
87.9
Feb 7014
Member SIPC
Men 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your 0v4S01140 return
Dividend and
interest income
Change in
market value
Value of year *mare
tire Mar 31.2014
low
SDNY GM 00025644
CONFIDENTIAL
187,949.09
10.14
SO 00
487.949.23
Pegs 13 of 18
EFTA_00136264
EFTA01277497
*UBS
Business Services Account
March 2014
Your account balance sheet
Summary of your assets
value on
March 31 (3)
Percentage of
your account
A
Cash and money balances
87,949.23
10000%
B
Cash alternatives
0.00
0.00%
C
Equitres
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
387,949.23
S87,949.23
100.00%
Account name:
EL
Friendly account name:FL
Account number-
Your current asset allocation
A
Eye on the markets
Index
Percentage change
march 2014
Year to date
5.&P 500
0.84%
1.81%
Russell 3000
0.53%
1.97%
MSC I - Europe, Australia & Far East
-0.57%
0.77%
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
-0.17%
1.84%
Your li nodal Advisor:
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Samford Branch
deposit account balances and money market
mutual fund sweep balances See the Imponant
information about your statement on the last
two pages of this statement for details about
those balances
CONFIDENTIAL
IY_GM_00021itn 14 of 18
EFTA_00136265
EFTA01277498
SUBS
Business Services Account
March 2014
Change in the value of your account
March 2014(S)
Year to date (S)
Opening account value
$87,974.09
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
With&avvals and fees,
including investments transferred
cut
-25.00
-25.00
Dividend and interest income
0.14
0.14
Closing account value
$87,949.23
$87,949.23
Account name:
EWVIAX, LLC
friendly account name:01MAX LLC
Account number.
Dividend and interest income earned
For purposes of this Statement, tavabity of interest aro diluents income has been determined lion a US
ten reporting perspective. Based upon the residence of the account tickler. account type. Or product type,
some iMerest andor dvidend payments ma/ not be subject to United States (US) area Puerto RKO (PR)
income tines The tient months/ statement it not intended to be used and carrot be relied upon la lac
purposes. clients should refer to the amicable lag reporting forms they recent from MS annualy, such as
the forms 1089 and the forms 493. for tat reporting information It is the practice of 1)85 to file the
acomaitre tat reporting forms with the US InternS Revenue Service and PR Treasury Department and in
Sue h tOrMS accurately Crag fy dsrdenct ant 0 intereSt es tar teen/I Or tacit)* inane. Pleat consult von
indvdual tax preparer.
March 2014 (S)
year to date (S)
Taxable interest
0.14
0.14
Total current year
$0.14
$0.14
Total dividend & interest
$0.14
$0.14
Cash activity summary
Your PImedal Advisor:
See Account activity the month rot dela Is Mance' in your Sweep Options are mdursedin the openng and
closing balance: saes. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at LOS AG,
Stamford Branch of bank deposits paced througg the URSIntemaional Depose Account program. SIPC
protection applies to money market sweep find holdings but not bare deposits See Important it-daring:on
about your statement on the lat two pars cf this document for dials
March 2014 (S)
Year to date (S)
Opening balances
$87,974.09
$0.00
Additions
Deposits and other funds credged
0.00
87,974.09
Dividend and interest income
0.14
0.14
Total additions
$0.14
$87,974.23
Subtractions
Checks and bill payments
-25.00
-25.00
Total subtractions
-$25.00
-$25.00
Net cash flow
-$24.86
187,949.23
Closing balances
$87,949.23
$87,949.23
UBS Bank USA Business Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Business balance Feb 7
$0.00
Closing UBS Bank USA Business balance Mar 6
$87,949.23
Number of days in nterest period
28
Average daily balance
$21,991.74
Interest earned
$0 14
Annual percentage yield earned
0 01%
SDNY GM 00025646
CONFIDENTIAL
Page n of 18
EFTA_00I 36266
EFTA01277499
;It UBS
Business Services Account
March 2014
Your investment objectives:
Account name:
;
r
Your Ignendal Advisor.
Friendly account name: i
r
I
Account number:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager You can find a fug description of the attemaove
investment objectives in important inkxma fon about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out
CONFIDENTIAL
ty_cm_000Stat 16 of 18
EFTA 00136267
EFTA01277500
*UBS
Business Services Account
March 2014
Your assets
Account name:
EWVIAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Sane prices, income and current values sham Ma Pe approximate. AS a glue, gala aldlOSla may nOl
be accurately reflected. See important mformataon about your statement a the end ol tho dxurrent for
more information
Cash
Cash and money balances
Ca:bard money balances may include amilablecah balances, UBS Bank USA deposit account balances,
U8S AG Slardord Branch deposit account balances and money maket mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC rattan applicable limits, but ate not
protected by SIPC MS AG Stanford Branch deposit account balances ase not insured by FDIC and are not
protected by SIPC. Money rreitist sweep balances are protected by SAPC but ate not insured by the FDIC.
See the important information about your statement a the andof this docterent for details about those
tdances.
Hddng
87.974.09
87.949.23
250.00000
Deanna balance
Closing balance
Pnce per those
Ayerage
on Mr (I)
on Mar 31 IS)
on Mar 31 (1)
rate
Dividend interest
period
Your Nnandal Advisor:
Days in
period
Cep anount CS)
Your total assets
Value on Ma 31 (I)
Percentage
Cost
Estimated
unre$red
your account
baus (S)
annual incur* (S)
gain a loss (5)
Cask
Cash and money balances
07,049.23
100.00%
87,949.23
Total
387,949.23
100.00%
5,87,949.23
Account activity this month
For more information about the prkeialue 'flown br restrictedsecurities, see important information about
your statement at the end of this document.
Date
Actilty
Your
Ouantityr
Desulptlon
manse code
Face 'Glue
Mce,Value
Cah
amount (I)
Cab and
money balance El)
Feb 28
Cash and mosey balance
387574.09
Mar S
Withdrawal
-25.00
87.949.09
Mar 7
Interest
WS BANK USA BUSINESS ACCOUNT AS OF 030E/14
.14
87,949 23
Mar 31
Closing cash and money balance
387.949.23
SDNY GM 00025648
CONFIDENTIAL
Pug* 17 a 18
EFTA_00136268
EFTA01277501
*UBS
Business Services Account
March 2014
Account activity this month (contrived)
bate
Money balance *divides
Feb 28
Mar 6
Mar 7
Ws 31
The U8S Bank USA Business Account is your Dismay Settpoption.
Account name:
ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Your IIsandal Advisor:
*amply
Descrobon
Account (S)
Balance Forward
$87,974.09
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS OF 03/05/14
•25.00
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 03/0914
0.14
Closing U.S Bank USA easiness Account
$87.949.23
End of statement for account number
CONFIDENTIAL
cork000Stat 18 of 18
EFTA_00 136269
EFTA01277502
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Anoxia!
United, is a merrter of all principal sootily, ammo*
and goitre trthages. LES FeurxialSenrices and U3S
Bank USA we rdrect subsdares of LES AG and
affiliates of LES Saisitin U.C. The Fim's Iirrdal
statement is available upon repast. The Fin's ereoWin
dices au a:
LES Finnol Saxon It.
1200 Harbor Boulevard
Weehawken, to 07066
Ibis anement represent the any official record of your
LES Pi-uncial Samos account. Other records, erupt
officially( documents, contaning catkin? date nould
not be relied Lyon 8 you believe there is an error cr
omission, please report it immediately n writing to the
Bench Manager d the office sentig put account.
Aelnakh al figures shorn ate edended to be accurate.
statement data should not be used for tar purposes Rely
Pleb on yea'-end tax kerns, de.. Form 1038 Slat
10425, etc.) whin prepwrgyour Lex return. The Fim
required by law to report to ihe IRS all taxabk &video:b.
report*re nontaxable deticknds and tad* imennt
eared on Pcunties held in you artant, rot proceeds
on sale transactors, *Id cost time cc certain covered
wanks.
Communicationswiththe Finn
. Please reconfirm arry oralcorm-functions in swing
to funher protect put opts. inebdrig your Nam
tat the Saudis. Ir..tor Protection Act (SWAT
• If define-KM nstitution on the top left of the front
of this Maternal is not UBS finanoUl SeMes,U3S
Pewee' Seneca conies you- scout as cleamg
bather by anargernent with the ideated intlitutiXt
We blamed you of the relationship when you
opened this account. hare case, your trek and
searaina-e located a UB5 Enanchl Senecaand rot
the iwocbeng broke,. pi you must make a MOW
of ray neer or *Tuition to both HMS.
A °octant statementsshall be deemed complete ad
accurate if not objected to n wverg wthin 60 days.
• Plena divot customer complaints or iNUSS to tie
ReWins Depanment at 201-352-1699
cetolsfree at 800-354-9103, 860 A.M. to 6:00 P.M.
ET Monday through Frislad a in wing to LES
Frenoal Seneca Ix., Client Relations Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• nesse of ern or Pest tre about an electronic
hrds transfer (W1 NI puymm or UBS Visedebit
card bansictorts, call
62-1000, or wise to UBS
Fianna Sawn hic„ 1000 Harbor Blvd, 6th floor,
Weehawken NI 07086. Atim RMNIESA Brutes
Cal or write as soon as you cart it sou Ibid. ps
statement or receipt is wow or d you need more
infamaten abos a twofer on the statemert or
rpoojat. The Firm or Card bum (as adoltableknoll
her from you no later that 60 days aher the Finn
sent you the fin stamen. on whit, the error or
problem *Pared.
- how:Wyly: name ad accost number Of any)
- Desoto the ego or the wander you ste verve
about and explan as teary septa can why you
believe t is an error o- %hypo need more
ithrnmation
— Proud. the cblar arrosit ol the suspected error.
The Fim or Card Issuer wit inaassigute your complaint
and t I correct any error prompek.
Please troth all checks payable to the Fan or the
financial iresdution inkated on the front of the
star arm* had:Mtn to recOa accord fax accounts
mar be subject to matterunce tees, chigoes for late
parent for searnes purchases and charges ice unpaid
entrants in cash =cubs. Accounts that ate transferred
to other imitations may be subject to a transfer M.
UBS Sweep Option.
UBS offers options for kwepng cash boraces, biaxes
to bat deposits at UBS Bat USA and UBS AG Stamford
broth (Bank Sweep Program), money market mutual
kids PioneyFu-ds) and the International Claposit
Accant (DATfor customers withal International
Resource Management Account. Through the Bank
Sweep Pregame cash balances re swept to U16EUrie
USA up to al yeslekhodernk ad thento LES AG
Stanford (batch ore Money Fund. Deposits at UBS
Bak USA are FDIC rend in accordance with FCC
rubs. kw more nformation please wit wenvIdiogov.
Deposits at UBS AG Stanford Birth ad bares of
Money Funds ay rot friend by the FCC.
Thcot4n the CrA, addable toads balances are swept to
depose accounts at UBS AG New Yak Branch and UB5
AG Cayman Branch Thew deposits ate not intend by
the FCC. Babnces Feld at the LES AG Carnal Bad,
are tempera* exposed to the sovereign risk of the
Canto elands, and there is no 'emanate or other
obligation of UBS AG to mow the biarces while on the
UBSC grans Bomb's books.
Deposes a LEIS Bale LEA and each UBS AG Berth are
not protected by SIPC. Money Fund shires ate protected
by SIPC. See -U3S Financial Services Accent Protection'
bobw
Upon gar repast, balaces n tie Bank Sweep
Program or OA mat be Whirs" and shares of a
Money Fund may be liquidated, and the proceeds
returned so you or sour seoskin accant.
Frier re oimation about available sweep options,
nettling anent retest rates and yetis, a milk le at
www.tly comr.seepyiekk, from your F rano id Adieu
or by calling BOO-762(1000.
UM Financial Services account protection
The F int is a member el tle Secrets Invell01 Protection
Corporation GIPC), *frith protect. unisitin account. of
its members up 10 5500,000 (rotuding S2B),000 for
dams kr cash/. The SIPC asset protection Imes eTPV to
all account tat you hold n a palkula capaoly.
The Fim, together with certain affiliates, ha also
purchased %mien-ern* protection. The madman
amount payable so al eligible dents, collecivey adet
this protection is S500 million as of December 10, 2013.
klo dot to the poicy conditions ad lineation, cash at
the firm is further protected to into $1.9 million n the
aggregate for all your accounts held n a patioalar
capacity A fJ copy of he poky evening is inaileble
pm reount.
The SIPC protection and the supplemenUI protection
both do not apply to.
• Certain financial routs controlled by (and nettled it
your account value) but held away from US$Fine-col
Services (e.g.. certain(* cash at UBS Bak (el cad, at
LES AG Stamfordbranch (1) insurance priodadt,
including variable enmities, aid (id) shares of mutual
(unit where such them are registered diedly n the
nine of the account holler on the books ad records
of the applied* issuer or trander agent);
• Certain enrolment contacts or niestment irteresta
(eg., limited partnashix and wince pie:emeriti) tot
ere rot registered wider tee Securities Act of 1503;
ad
• Commodities contacts (to, foreign excha-ge and
yeti:usenet.' cotreds). nducling futures contacts
and corneae oPticn contracts.
The SIPC protects:a and to supplemental protection do
not apply to these flits event theyotherwise appear
on as Materna*. The SEC peotecter and the
mine rental protraction do not protect agave chows
en the make vain of gar investments (whether as a
resin of market movement, iSSuar balsruptcy cr
altering.)
More information is awed* tpon raped You may
obtan more hfcanation abets SIPC, rieldng the 5PC
&cubist, by contacting9PC a 202-371-8300o by
wsitng the Pk **kite sr YAW/.140‘041
Dividend ReiWatblbafilt Program (DPP)
The age reflected is an away price. You mag obtan
the actual price km yar Financial Advisor. Onk Wore
*ire arc purthased under DRIP; partial shares wit be
won rd tot cash w8 be dawned h your account. The
rividerd rtiwesvnert price applied by the issuer may
dter from the market price at which the penis shires
at sold
Calteeliew
CM, whole units may be heti in youam/I. If you au
entered to a palul wit a a result of a dviderd Imement
or otherwise, the Fim viii ether sell panel units at
rivulet peke or accept an mount determined by a
registered death agency, and credit mow accord
Investment objectives
the nwelmert *reams and disk profile we speak to
each account and may hay between Please Seise the
Fern pintly in won; of any brilliant change in you
Mayer situation or mature objectives. kr each
CONFIDENTIAL
accrue held, you choose one of the following
ems-trent objection'
• P)odcce CumentIrcome. I imbue as seekng the
generation of income cab.
• Achim Cepdaf Apptenetion: Investment seeking
growth of pence:al rather that the generation of
income.
• Produce Combinaton oilman. and Capital
Appledatch Imsements 'Knew both the generation
of wont and 'yeah of fatCpll.
Overall ride prefies
• Con.wvatha Seeks to maintain nilial arcent with
low risk and volatility to the accord the-anent
that mewls the accord does not generate significant
income or returns and may nit keep pace with
• Moderate: vearrg to accept some risk to principal and
tolerate some watery to 'seek Figher returns.
• Aggrezide: Wiling to accept high rouge to prnopal and
high solarmy to seek high returns over tiny
Statement Imuseholdne
We may consolidate at related account statements with
the same addess n the sate tower Accounts may
be related to this pude.* became they haw owners
who also maintain pre accord rolationshix with other
dents at the sane address. This practice is known as
• householing II you prefer to reeehe individual
statements mated in separate enveipes — you may
decline householchng by Ealing your Fa-uncial Advisor.
Friendly acoeurt name
the Frendb accord name reflects information that you
ensued on the him's onto* sauces webste. II e a
customizable lniclrurne- dine by you to aseig you
wish sour recordkeephg. It has no legal effect on your
acorns. You can Merge yos hiendb acccunt names,
through Onire Services or by contacting purFauncial
Athisor.
ACCO‘Olt overview
• babe of nor accounelpornMie net of assets ad
• Assets_ 'Atlas available cash balances, vases let
restricted stns. lest), and Global (Me Deposits,
urreareed marks to market, end cedah mats not held
by the Fern. Does rot include unwired
assets
al the end of the prior and curate
attested
periods, or
prorate nrestrewits, untested stock options wed
moveable stock unions
• tielediet lndudn debit bilircos, oimardirg warn
loans. credit we, ton account balances.
• Cash/money balances. Total of unimested wadable
cash balances. plus UBS Bak 1.6A deposit beta-cgs. UBS
AG Surraotd Bench depose balances and money market
mniael fund sweep Sates, at to cased he
statement period. Noncormiodey bee credit balances in
your account at rot segregated from other balances
and the Few may use any of these f unds in the ordinary
coots,
*business. these funds we payable upon
your dernard. This total is intrudedn M cured period
closing value.
SDNY_GM_0002 5650
EFTA 00136270
EFTA01277503
Important information about your statement (Continued)
Lending information
her detatharif omen:Ikon on the Cris lending practices
and disclosues, ale( to your Client Relate :nap
Airman or Accord Agreement aid the General
Terms rd Conditions UBS Statement of Credit Practices
available in Agreements adDixforrres at
yaw oat ronarmernamysagad
vest—ft
Your natement amnia. securities rd oda watt held
in the =cult at the end of the steward period. You
may ak for dem of bay paid senates at ay time.
You may receive securities used as loan collateral after
prying any balance due on them. k -y securities
transferred to the cam areg the ararent period are
listed at market value as of the end of the stateriure
period.
• Cast basis. In detemning the cost basis of the
martin included in this statement, where indicated
wih the nurrba. '1,• UPS Fivercial Services has relied
as information obtained from sources other than IRS
Financial Senices. including ill ornwion kern anothe-
Sim a that you may have provided to your Farad
Advisor. The Finn does not ithruthently verify a
gaunt** the tenancy or yak% day adoration
provided by souses other then 1**Auncial Semices.
h thiciters although UBS Cancel Services generally
pates this Haman as it s received, the firm
caws not provide any astasances that the llama:in
tear "Cost basis" and "larked gar/loss' it
accurate as o1 the date of his statement. As suck
please do not re& on this Hermitian to make
puchara a tale decisions, for tai papas( or
otherwise. Accounts transferred to tie Fim may
reflect gintloss rriamatkn on& f or the period of
tine they a held a the Frm More hacnical
aortala tan be sated by yar Cana Advisor.
• Urrealised gain/losses When data is thailtle.
earthed u-rearized carte lath the uthaated la
inetvilial seamy lots. The transaction data for
nelividad lots may or may not reflect ammisans,
charges sneer "acuity meant:al isn mats
Dividend and am re nwstmeni lots rd systematic
pschne tots are exhantrined to display are
averagedloll)* • Trade date • [almapresentsthe
<rant transaction trade date.
• Callable securities Bra ands:referred stock that
the cue cats for ea& redemption will be selected
mpathal& by lot Iran arrorg all seo.reies of that
ism* held hour name or in nominee nee lee as
clients. Call bane ericanatia k cbtaned from third
patties and es accuracy isnot guaranteed. Other all
feakres mays on which mid affect yield complete
Manahan ante provided upon request
• Certificates of deposit (CDO CDs are FDIC inured
a to 5.2 93,000 in en-visit and accrued interest per
&costar and per depositcry institutia, in &cadence
rah POI( rules.
• Pricenralue Prom dabbed f a securities and other
products may be higher or 'ewer than thecae that
you would actually recene n the market Prices we
obtained from various third party sources ankh use
Delve to be retitle. but we do not guarantee their
accuracy.
— We gem* use the closing price when avalththe
tie men of the bid a-d ask prices fa lined
acuities and <pars a on& bd prices fa OTC
seosthes.
- lass Aar& waded securities may be priced using a
valuation model or the most recent pie we
°bard and ma/ no reflect an ace al market price
or vat*
- Certain postion may appear withcut a price and
will thaw as *price was rot aviglable if we re
tenable to obtain a pnce f or a wanly
- Deposits or seoseies den:melded in currencies
other thin U.S. dollars are reflected at the eichinge
rate a of the statement date.
- fv cairn wcurita racing in non.conformng
densminatans. p ice rd quaity (face vela) may
have teen adisted to facilitatepaw viusion.
To obtain current quotaticns, when suitable, contact
yea Financial Advisor.
• Private avestments and structured prothesb.
hive* rnestrrent sec-unties (ixtding drect
participation acqam and real estate investment mat
sashes) and strucssed prodxts are general& highly
alitaticl. Conan strixtued voids have not been
registered with the Securities and Excha-
(omission o- under are, state securities 41115. We
provde estimated wades for prate investment
wait is and structured products for informational
purposes only acing knot guaranteed.
- Thew values may differ abstantiaby from pekes. a
any, at what a prime rest nent security a
structured pada may be tcuiln or sold and do
not Mentalityremote the vat ta may receive
upon rquidition.
- Thal parlyesdnatesof wife re as of a certab
date and are &maid to UBS Fna-cial Services on a
feguld bass by an independent vitiation tint.
- tam general panne- or sponsor estimated voles,
ery, any supplied to therm, by the Come
general panne or spasor and may be calculated
based on different irionnation lam that used by
hid penis laded.* tea estimated values.
- You can Man Satchel iecernalca regarding
the methodology used to determine the estimate of
value ad the date of the edormation that is the
basis for to than ate by coracteg your Financial
Advisor.
- Thad party *sawed votes mey be reflected as
•Not triad' h weer I sit aliens. wee n
independent atrial tarn Rs not suppled or is
aide to alp a vale, wan we beam avare
that a Muthevent ha ocoared that may call a
pis m& reported with it question, or yawn a
value would be highllthemilatire due to tie nature
a the security
- When neither al atm, general pane a sponsor
*stinted value met a Ord./arty estimated vale is
mad. the value of the manly will be different
ran itspurchaseprice.
- • Dabs as to date' may include return of
meal. kW* Cr both
- 'Crignattni see reprewas the initial Olierng
price per unit and may not reflect rod cove bait
• Restricted rarities Rfircled Sarin eteeraly
re rot current& eigiole for publk sale. UBS Finical
kuvices as Me math price of the unrestricted stock
of the same issuer as an mputed value for to
restricted stock for purpons of this 'Women on. To
the relent that redrined searkies are eigbh fa am
the alit received may be mbstantial& less than the
incted value thrown
• Est WS-noted) incense. current yields and rates.
An emanate of meal income is bawd an current
Sicked ad interest rates, assuning tie searkies will
be held for ere year from statement date or until
maturity This retinas. non& again., accuracy
rd continued income are not gueranteed
- Estimated anal acme Corsi athent yield fo-
certain types of sectaries could include a retun of
wearier capeal gars in atria case the est
income Ord (went yeti would be overstated.
- Estimated anal econe rd weal yeld and tie
anus ham and yield mils be laver a higher
than theatinated amounts.
- An estMate of aruateed ncome fdivdend actor
interest) divded by the anent market
valeraverage balance is bawd on the last divdend
Of httrelt payment made by the issuer and
asnnes the sauna/deposes will be held for ore
year from the statement date or until manly.
Accuracy and contnued yield the not warned
• Assets not held by UBS Financial Service& Cerean
assess the rot held by the Finn and nee wain the
Fen's possession or carol. These assets de
dopleyed on yos statement for informational
p
urposes any, Portions ad values presented re
provided by Use iatii-9 dem UBS Chan tal Services
not ass:amble for ths ilcanation and des not
guarantee es accuracy. These meths are rot wand
by Slit or tie Firth upplementalSIPC coverage.
• Revenue sharing and additional compensation.
- In addition lo commissions on sales and 12b-I fees
received n carman with the dntnbution
mutual luck to our dents we mock, our fl
aw
receive memo *Wing Pagrents from a:tribute,'
Coda advisees ot the natal funds that we sell.
These amunts are based on two deferent
COnVenenit-
amcent ol sale, by UBS of a
partala mutual fund family to our client& and 4.)
the asset value of apetioakr mutual fund f
shares held at the Irm
- We and as affable also recewe nem:eking and
ormtus processing lees in corstation for
transfer agent servos that we provide to the
mutual fads. Thew besgenathIT art Pad from
investor asses h the nuthal fund and are a feed
data mount based an the number of accounts at
the brottedeale holdng metal lads of that fund
CONFIDENTIAL
- h adieu" to cairrascni received n connector
wth the sale or darbinon o1 a-rurry contracts
and cm investment trust ails to our <lents, vie
actor our affiliate rare retina sharing
compassion Iran many of the instram
companies undervatirg the treaty contracts,
AAA.' of tit insurance arepanes or sponsors of
teat imesvnent rusts we distrbute.
▪ Cr Mates also receive trading canmetas and
other mrecersaan from maul fits and
nedranCe Companies whose maids we detrbute.
- We receive a anal fee from UBS Bak OA and
USS AG Stanford flash of up to szs per accost
sweeping to the barks under the UBS Bak Sweep
Frogmen
Activity
haynation record:1g <carman and Otter &dr.
Owned et connedco with tie *musket of wades,
Mutant; option transactions ha been included on
callimaions pavousty furnished to you. and wall be
provided to yOu panplly co fewest
Short
I earn engaged in short selling a wurky, you may
Mar a charge Os to certain borrowing costs for that
particular security.
Open adore
Raring Wen or • axdtikanceige Codas tat
were not taculted by the statement date, open buy ad
sea stop orders are refixed by the mount of dividends
or ri/as on an ex-dividenis or emotes date unless
intruded otherwise by ycu. You are ...sparkish for
orders that we thawed die Toyota Mature to cancel
eating open orders.
Privity
To obtain a copy of as currant Client Annecy Notice,
please contact sour Francis' Achisor or visit our website
at withrthAUfthiathisaidaka.
UBS Financial Services a rye a bar the WA, Busiest
Services Account BSA and IRMA to brekerag• tenants
ankh provide access so baking services and products
through arrangements visit affiliated bares sad other
thnicany banks, rid provides access to roan and
anise, proact elided by unaffiliated thialcany
insurance ccmpanes through imurame agency
subsidiaries of UBS Finarcial Services Inc.
Investment, nsura-ce. arid ruttyproducts:
Not IOC inured • No bank gunner* May t'e valet
RYA. Resume Management Account, Business Services
Account BA BMA and alternation& Resource
Management Accost the registered service marks of
UBS Fractal Services he
Via Signatse is a regthered service mark of Visa
International IRS Vila Stingye cede cads and LES
yea debit cards we isaded by UBS Bark USA with
prmrssion from Vets U.S A Incorporated.
UBS Finerthal Services Int
Pax. 201402
SDNY_GM_00025651
EFFA_00136271
EFTA01277504
catUBS
UBS Financial services Inc
299 Pak Avenue
25th Floor
New York NY 10171.0002
Account names ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor.
Questions about your statement?
Call tog financra odvoor or tie
Resourcetine at 800-762-1000.
account -
Visit our website:
www.ubscomifinanciaseneres
Items for your attention
• II you use UBS Online Solaces, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.com/onineservices
Value of your account
on March 31 ($)
on April 30 (1)
Your assets
87949 23
87,951.40
Your liabilities
0.00
0.00
Value of your account
$87,949.23
$87,951.40
Business Services Account
April 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
Tracking the value of your account
S Thousands
Sources of your account growth
duriag 2014
Value of your account
at yea. end 2013
5000
Net deposits and
87.9
SAO
withdrawals
187,929.09
•
•
YOUr tiveStrneilt return.
Dividend and
interest income
$2.31
Change in
market value
$000
Value of your wan*
Mar 2014
POI 2014
on Apr 30, 2014
187,951.40
SDNY GM 00025652
Member SIPC
CONFIDENTIAL
Page 13 of 18
EFIA_00136272
EFTA01277505
*UBS
Business Services Account
Your account balance sheet
Summary of your assets
value on
April 20 (S)
Percentage of
your XCOunt
A
Cash and money balances
87,951.40
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
a00%
F
Commodities
0.00
a 00%
G
Other
0.00
0.00%
Total assets
Value of your account
$87,951.40
S87,951.40
100.00%
Account name:
Friendly account name
Account number:
Your current asset allocation
A
Eye on the markets
Your ignondol Advisor.
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, U8S AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Unponant
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
April 2014
Year to date
58P 500
0.74%
2.56%
Russell 3000
0.12%
2.10%
MSC I - Europe, Australia & Far East
1.53%
2.31%
Barclays Capital U.5. Aggregate Bond Index
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
0.84%
2.70%
CONFIDENTIAL
iy_Gm_0002489 14 of 18
EFTA_00136273
EFTA01277506
UBS
Business Services Account
Change in the value of your account
April2014 (5)
Year to date (S)
Opening account value
$87,949.23
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withci-awals and fees,
including investments transferred
cut
0.00
25.00
Dividend and interest income
2.17
2.31
Closing account value
$87,951.40
$87,951.40
Account name:
EWMAX, LLc
Friendly account name:ELLMAX LLC
Account number.
Dividend and interest income earned
For WIDOWS of this statement, tasattity of interest anti duden0 Income has been ciertmiried Tian a us
us reporting perspectiw. Based upon the residence of the account holder. account type, or product type,
some interest ends dvidend payments may not be subject to united States (US) aroma Puerto Rico (PR)
income tars The dent mom* statement is nOt intender:11O S used and carrot be retied upon Ice lac
purposes. Clients should refer to the applsCdsie tat reporting forms They receive from MS annuals,. such Sc
the forms 1099 and the cams 480. for tat reporting information n is the practice of UBS to file the
applicable lac reporting forms with the US Intend Revenue Service and PR ',reentry Department and in
Sigh forms accuratsy dasfify dsidenCE amen Interest etas eicenlat Or tacit* 'Karr. Neat consult your
includual tax preparer.
April2014 (1)
Year to date (I)
Taxable interest
2 17
2.31
Total current year
$2.17
$2.31
Total dividend Si interest
$2.17
$2.31
Cash activity summary
Your Financial Advisor
SCOTT STACK LIANaLYLECASRiEL
See Account a< Way the month tor deists &dances In your Sweep options are tadtit:actin the cpersng and
closing bel.snces saw, FM Insurance fl eet only to deposits at U8S Bank USA, not to depofits at LOS AG,
Stamford Branch or bank deposits placed !Wogs the UBS Intr./nations.: Depose Account program SIPC
potection appfies to money market sweep find holdings but rot bank deposits Soelmaortant irdormation
about your statement on the at Mo pages cf this document for detals
April 2014 (S)
Year to date (S)
Opening balances
$87,949.23
$0.00
Add/tons
Deposits and other funds credited
0.00
87,974.09
Dividend and interest income
2.17
2.31
Total additions
$2.17
$87,976.40
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
$0.00
-$25.00
Net cash flow
Closing balances
$2.17
$87,951.40
$87,951.40
$87,951.40
UBS Bank USA Business Account APY
Interest period Mar 7 - Apr 6
Opening UBS Bank USA Business balance Mar 7
$87,949.23
Closing UBS Bank USA Business balance Apr 6
$87,951.40
Number of days in merest period
31
Average daily balance
187,94923
Interest earned
82.17
Annual percentage yield earned
0.03%
SDNY GM 00025654
CONFIDENTIAL
Pap 15 of 18
EFTA_00 136274
EFTA01277507
SUBS
Business Services Account
April 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Franc-el Advisor or Branch Manager You can find a full description of the atsernaove
investment objectives in important information about yard, statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility consderavon • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your lq sandal Advisor:
CONFIDENTIAL
tY_GM_0002kitt 16 of 18
EFTA_00136275
EFTA01277508
*UBS
Business Services Account
April 201 4
Your assets
Account name:
EWVIAX, SC
Friendly account name: EU.MAX
Account number.
SW* prices, truant and current values shorn may be EpprenimMe. AS a el W, gam es'idlOSSA$ may rol
be accurately reflected. See Importanonformabon about your statement a the end of this dxurrent for
more information
Cash
Cash and money balances
Cash and money balances may led wale available cah balances, UBS Bank USA deposit account balances,
U85 AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDIC *lain epplicatee limits, but are not
pointed by SIPC. UBS AG Stanford Branch deposit account balances are not insured ba FDIC end re not
protected by 9PC. Money rrerket sweep balances are protected by SPC but se not insured by the FCC.
Se* the Important information about your statement a the end of this document for dank tow dote
balances.
ladelng
U85 BANK USA BUS ACCT
87,94923
87,951.40
250.000.00
Orenng balance
Closing balance
Price per 0-ore
Average
on AIX 1 (5)
on Apr 30 (1)
on Apr 30 (1)
rate
Cl/rideno/ Interest
period
Your ?I sandal Advisor:
Dais .n
period
Cop aroufir
Your total assets
Value on Apr 30 (1)
POICYnt8Qe of
your account
Cost
Estimated
basis (1)
annual incase (1)
Unrealized
gain or loss (I)
Cab
Total
S87,951.40
100.00%
$87,951.40
Cash and money balances
137.951A0
100.00%
07,951A0
Account activity this month
For more Information about tte pikevalue shown tar restricted secuetles, see important information about
your statement a the endof this cbcurent
Date
Actinty
YOuf
Quantity/
Desuipuon
expense code
Face value
PricelValue (5)
Cash
aniOuol (S)
Cash and
money balance (S)
Mar 31
Cash and money balance
07.94923
Apr 7
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 0410114
2.17
87,951.40
Apr 30
Closing cash and mosey balance
*87.951.40
SDNY GM 00025856
CONFIDENTIAL
Page 17 of 18
EFTA_00136276
EFTA01277509
*UBS
Business Services Account
April 201.:
Account activity this month tcontnuedi
Cote
Money balance activities
Mar 31
Apr 7
Apr 30
The UBS Bant USA 0.1Siness A«ount is your pnmary sweep option
Account name:
ELLMAA, LLC
Friendly account name:FLIMAX LLC
Account number:
Your i5 ~cis' Advisor:
Activity
Descrobcn
Mount (S)
Balance forward
$87,949.23
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 04/04/14
2.17
Closing U.S Bask USA Business Account
S87,951.40
End of statement for account number
CONFIDENTIAL
comfloo29519 le of IS
EFTA_00 I 36277
EFTA01277510
Important information about your statement
LEIS Filene's' Services ix. (the F im or UBS Anoxia!
Strows)t is a merrter of all orincitel Nosily, cannot*
and colons exchanges. LES Financial Seinen and UES
Bank USA an rdrect subsdares of LES AG and
anilines of LES Seasitin UC. The Filet's I hancial
statement is available upon nano. The Fin* naafi:*
on ices ae a:
!Assn/noel Sermon Ix.
1200 Harbor Boulevard
Weehawken, NJ 07066
Ibis statement represents the any official record of yaw
LES Financial Schwas account. Other tweeds, rapt
officialese documnt cordoning cordlicting date should
not be relied Lyon If pm bedew there is an error cr
omission, please report it irrmedately harking to the
Bench Manager in the clic. sentigmes account.
Athaegh al figures Moon T. edended to be accurate.
statement data should not be used kr tat purposes Rely
sae& on mmend tax forms, 6.e.. Form 1098 Salk
10425, atc.)whinpreptregyour we return. The Fim
required by law to report to t* IRS all taxabk dividend,.
repaid* rentwabk den:lends and tat imennt
eared Col sectilties held in pas axamt, net proceeds
on safe transattexe, std cost base cc certain covered
parities.
Communications with the Finn
• Please reconfirm arty oralcorm...neatens in *rang
to funher protect gout skids. incbding your Ned
order the Salsifies 'nester Protection Ace (StA).
• If the Gnome' hsteution cn the top left of lee frcrd
of this statement is noel% Financial Sakes. IBS
Financial Services canes you account as cleating
looker by anargenent web the helmeted &Mahn
We Rimmed you rat Ink relanianthia when you
opened this accost. lithe case. your Ltd. and
sectsaina-e located a UBS financial Services and rot
the etwocbtng broke.. and you must make a rePon
of rap ma or *Tuition to both NITS.
A anoint staternrits shall be deemed (caplete ad
accurate a not objected to el wring within 60 days.
• Plea,. diect customer complaints or iNUiieS to he
Fine' ;Client Relations Dna-Meat n 201.352.1699
tolbfree a 800-3SO-9103, 8:CO A.M. to 6:CO P.M.
ET Monday through Fridao a in mien; to LE6
Feenoal Sauces lx., Client Retinae Depalment,
P.O. Ben 766 Union City, NJ 07087.
• in case of green orgapstinn about an electronic
heeds trench( (Wit bi puymm or UBS Visedebit
card Penman* call
62-1000, or wile to UBS
Financial Semen kic„ MOO Herber Blvd, 6th floor.
Week/Men W 07086. Min RIMMESA Senkes
Cal a write as soon as you cart it you tit yes
shearers, or receipt is maga s you need more
Hama' ian *cut a turn* on the statemert or
narojat. The Firm or Card Issuer as aPinablieknust
her from you no later thm 60 days after the Fern
sent you the fin Wannest on valid" the nor
problem *Pared.
- bowie you- name ad accost minter Of any)
- Desabe the nor he wander you ere 'ose
about and .'clan an cleat as mu cm why you
believe t is an error or 'Abney need more
eicnnation
— Proud. the dollar arrant d to suspected error.
The Fim or Cad Issuer me ineestiane you complaint
and wen cared any error pomp*.
Please mate all checks payable to the Fern or the
financial innitufion inekated on the front of this
stakimmt h adtlitim to regular account fen accounts
may be subject to maieenance fees, chars for late
parent for securities purchases and charges kr unpaid
arreunts in cash &wont. Accounts that we transferred
to other negations may be subject to a wander tee.
UBS Sweep Option,
UBS offers optics for sewepng cash balances, biances
to ben& deposits a UBS Berk USA and UBS AG Slanted
brand, (Clank Sweep Programe), moneyme/kw insult
suds MoneyFun* and the International Deposal
Meant (DAlfor customers with an Weernational
Renee Managemern Account. Through the Bank
Sweep Progeny cash balances re weep to ISISBat
USA up to en
knit and then to LE'S AG
Stanford Branda or a Money Fund. Deposits at UBS
Bak USA are FDIC enured in accordance with FDIC
mks. For nxre nlamati:n pease mit worwidicgor.
Deposes at UBS AG Stanford Burch std two of
Money Funds no rot inured by the FCC.
Thou fre the OA, mailable local, balances we swept to
depose accounts at UBS AG New Yak Branch and UEIS
AG Cayman Bunch Thew deposits ate not inured by
the FIX. Balances held at the LES AG Carnal Beni
are tempera* exposed to the severely' risk of the
Cayman glands, and tere is no gmantee or other
obligation of UBS AG to IVO) tie biarces while co the
UBSCaymards Bradt. books.
Deposes a UBS Bak L6A and each UPS AG Each are
not protected by SIPC. Money Fund shires ate protected
by SIPC. See *U35 Fruncial Services Accost Protection'
bobw
Upon pas reg.est, balances n tie Bank Sweep
Programor OA Mai be vothelmem and shares of a
Money Fund my be liquidated, end the proceeds
returned to you or sour seoskin atcamt.
Fuller re ornation about available sweep options,
nctdng anent attest rates and yell, a mailable at
www
come isotopia* from your Fiume' Advior
or by calling 800.762.1000.
UPS Financial Services OX01.191% protation
The Fnn is a molter el the Swanks InvegOl Protection
C orporaticn (SIPC), wheh protests securities accounts of
its members sip to 1500,022 (nth** S25:1,000 for
dams kr cash) The SIPC asset protection Imes XPV to
all account that you hold n a palimbir cepa*.
The Fim, together with certain affiRites, ha also
purchased stpplorental protection. The madmen
amount payable toy eligible dents, thane& trcht
this protection is S500 million as of December 10, 2013.
klaPct to the poicy conditions ad
cat X
the Firm is further protected kr mato $1.9 million n the
aggregate for all your accounts held n a articular
capacity A fiA ccpy of he poky wiring is mantle
upon request
The SIPC protection at the seaplane-IBS protection
both do not apply to.
• Certain &uncial Mies controlled by (and eyelike! A
your account value)b.d held away from UBS Firm-col
Services (e.g.. certain(* cash al UBS Bak In oath at
LES AG Sta./Acedbunch (I) insigne predX1S,
including variable anwitiet, and (hi) shares of Mutual
funds whim such shares are registered dreg h the
nine of the account holler on the bock, ad mock
of the applicable issuer or transfer agent);
• Certain nwslmert contracts or niestment interests
(tg., limited partnershix and privet* placements) that
we rot registered ender tie Secunties Act of 1933;
ad
• Commodities contacts (e.9, kneign eccha-ge and
yeti:usenet.' (ontracts). nduding futures contacts
ad wiTn0401C0icn contracts.
the SIPC patch:a and the suppernental protector' do
not apply to these Mats mend they otherwise appear
on yam seaternent. 71-. SEC plotecien and the
aMahrriental protection du not protect agave changes
in the makes vain of you investments (whether as a
rest* of market mthement. issuer baisruptcy
alarmist).
More information is avalable tom manse Yoe may
obtan more edomation abou SIPC. Soloing the 5WC
Broths.., by condoling UPC a 202371.8300 or by
tositng the Sift websiw ar YAMADA*,
Dividend ReiWatblbafilt Program (DPP)
The ake reflected is an swage price. You may obtan
the actual price Iran yas Financial Advisor. 0* eh*
tarn are purchased under DPP partial shires wil be
sold rd tlw cash w8 be &ponied .' your account. The
6viderd pi-moment price applied by the issuer may
ale from the market price at which &partied shires
we sold
CaOwavlieu
CMF whole wets may be held.' you' accout If you am
entitled to a papal um( a a mull of a dviderd Paelment
or otherwise, the NM red other sell panel sna at
rivulet li ke cc accept an amount &Omitted by a
registered demi* agency, rid credit you' accost.
Investment 'objectives
The nvesImert objectives aid risk profile we specie to
each account and rnw wry between. Phase /thee the
Fern promote,' 'n writrg of any natant change in you
Maxis' skuaion or nveswort objectives. FCC each
CONFIDENTIAL
account held, you choose one of the following
imestrrent objectieer
• Sodom CumentIrcome. location es seekng the
generation of income cr4.
• Achim Capdal Appreciation: Instilment( egging
growth of pence:el rather than the generation of
mom?.
• Produce Combinaton oflrcome and Capital
Appreciation: nesiments seeking both the generaticn
of noon. and got/shot pit011.
Overall risk precise
• Con.wvathm Seeks to mantan nilial pecioak with
love risk and volatility to the access overal, ben if
that meat the accost does not generate signet 'cant
income or mown ad may nut keep pace with
inflation
• Mocha: Wilk* to wean sant rids to pinonal and
tolerate some votataty to seek hirer returns.
• Aggress*: Wiling to accept high fit to pummel and
high wlatilig to seek high returns over time.
Statement Imuseholdhe
We may consolidate al related account statements with
the same Mims n the sane earn:ix. Accounts may
be rented ler this purpose betase they haw owner
who also maimin jaht acorn rehtionshps with other
dents at the sane address. This practice's known as
• homeh"ling ' II you prefer to receine edivelual
statements mailed in separate envetpts — yOU Tay
done householdng by Ealing sour Francis' Advisor.
Friendly accourt name
the Frendk accost name reflects information that you
emend on the Firm's online services webute. II is a
custcmizable 'nickname' &men by you to min you
with ear recordkeepi*. It has * legal effect on your
award. You can change you' hiendh account names,
through Ordre Services or by contactegmurFeancial
Advisor.
ACCOellt overview
• vete of ma accounapordcan Net of assets ad
• Assets hulas evadable cash balances, vales for
restricted sear* lent and Global Tine Deposits,
urrealied maks to make, and cinteh assets not held
by the Fim. Does rot include unpited Stfluitiall assets
al the end ot the pia and anent statement periods, or
prorate imestrrents, 'nested stock options ad
mendable stock anions
• Eiablibes Include, debit blIIM•5, cuturding mar
loans. credit Inc, tom meant balances.
• Cashkroney balances. Total of unimested avalable
cash balances. plus UBS Bak USA deposit beircek UBS
AG Starraoid Branch depost balances and money market
nal fund sweep Saxes, at the obit of the
gnomon period. Noncom-n*6g Bee credit balances in
your account are rot segregatedfrom other balances
and tie Firl may use any of these funds in the ordinay
course
Messiness. these funds me payabk soon
yew darned. This total is included in the cement pried
closing value.
SDNY_GM_00025658
EFTA_00136278
EFTA01277511
Important information about your statement (Continued)
Linden; ilonnotion
Fix &teedinformation cn theFads fending practices
and &Desires, refer to you Clem Relate:ethic
Agee-runt or &cant Agreement ad the General
Terns ad Conditions UBS Statemed of Credit Practices
mailable in Agreement and Oimbsures at
ungrakusaftragoldgobsuats
vas—ft
Your statement denies securities add other assets held
hate octant at the end of the Weenier* period. You
may ask for dewy ci fully paid sects es at arytime.
You may receive securities used as loth collateral after
prying any balance due on tem. k -y securities
&antleredto the aim cIsi-g the sealserent penod are
lied at market due as of the end of the flatmate
Feria
• Cast bas's en detemning the cost basis of the
%earths included in this statement, where indicated
wih the nuttier '1,• UPS and-cidSo-vim has relied
cn information obtained from sources other than IRS
Financial Senices, including thortheicm ern anothe-
I fins a that you may have provided to you finaxial
Advisor. The Finn does not hdependently verify a
wenn* the annoy or vardity day infommaion
provided by scenes other than UTSFYiencial Senates.
h aicitist although LIDS Financial Services general&
&then he Pdamatian as it is received, the (inn
dyes not provide any athsances that the idamatith
under 'Cost basis" and "Lthreakzed gar/loss' is
accurate as of the date of this statement. As suck
please do rem mg on his thamstion to make
&dame Tale decisions. fa tam p-rpases cr
olhenvise. Accounts transferred to to Fin, may
reflect gairl loss edontatifi ong for the period of
tine theyme held a the Frm More histokal
hied cri tan be added by you Foetid Advisor.
• Urthelised gad/losses When data is amilth
eninaced &wearied gain* Imes we mIctAated fa
ithvilialseosey lots. The transaction data for
ncliviisal lab may or may not leek' ammismen,
&urges anfor *deity reorganized an vets
Dividend and oterrenwstmeni lots ad systematic
pachne bin are each canbined to display ore
aver aged lot The • Trade date • [Minn peesents the
aged transaction wade date.
• Callable securities Bar* and ;referred stock that
the sneer cats for eakr rectentheyn wit be selected
merely by lot Iran among all seo.raies of that
them held hour name or in marrow maw la as
clients. Call bade ilainattn a cbtaned from third
parties and es accuracy isnot guaranteed. Other call
fealties mewed which mid affect weld conpthe
thcmiatecn Melte provided upon request
• Certificates of deposit (marCDs are FDIC enured
• to S293,000 h criminal and accrued interest per
deposer at per depositayinstituticet haccadience
rah FOIC rules.
• Preehalue Prom displayedfa "metres and other
products may be higher or lower than the price that
you would duty recthe h the market Prices me
°bland from vaious third party sources vitiide arse
Delve to be reedit but we do not gthamee Men
accuracy.
- We generaty um. the closing price when ander a
the mean of to bid and ask prices foisted
wands and cplors a ong Id prices fa OTC
"oldies.
- Less actiN4 waded securities may be priced usha a
valuation model or the moo recent ores. we
°blare and mat not reflect an actual market rice
or vitae
- Cedare position may appear without a price ad
will draw as price was rot available' it we are
unade to obtain a pnce f or thecudy
- Deposits or startles denbrninated n currencies
ocher tun U.S. dollars are reflected at the inching&
rate as of the statement date.
- Fcr cereen seeds eating h non.cont amnia
dercrninatcre. piece ad qua-anyRace rake) may
have been adsted to facilitate prow valuation
To obtain current quotations, when athilible, contact
seer Financial Athiscr.
• Private fivestrneed and rambled product&
Private nwstrnert smithies (i-cldeg drecr
paucipation ;foram and real estate irises-tent& trust
seosites) at mucked Dodd& ale weedily highly
Aigeil. Celle stria-tared crotch have not been
registered with the Smithies and Embed
Com-Fission o- under ant state securities laws. We
prode estimated wades for private investment
secudes and structured products for tdormatiarul
purposes only Massey teat guaranteed.
- These values may differ dastardly from prices. a
any, at winds a pride thesanent security a
structured pnxIsct may be bc.4'i or sold and do
not necessarilyrepresent the vas you may receive
tern rquidetion.
▪ Thad parlyesdnatesof vale ore as of a certan
dread are &mold to UBS Fna-cial Services on a
regalia base by in independere satiation tint
- &suet general panne- or sponsor estimated vast,
ary, are supplied to therms by Me now,
gennal pawner or 'tensor and may be calculated
based on deferent irdonkation Iran fiat used by
thed parties to derive heir strafed values.
- You can obeah addiecrul Nomination regrading
the methodology wed to determine the retinal* of
value ad the date of Be tharnalion that is the
basis for to striate by contideg your fivncial
Advisor.
- Th id party estthated dues fray be reflected at
•Not odd' navy I sit *km. mew
n
dependent rotation tiro has not suppled or is
&made to assigi a vas, when we become entire
that a material menthes &oared Mist may call a
peedusg reported vase id question, or *ken a
value would be highly speodtire due to the nesse
of the sectrity.
- When neither an ester, genera panne or sponsor
estinakd sake nor a ted-pany estimated valm if
mead the valued the wanly will be diffeeeni
Iran its purchase price.
— • Dthezes as to date may include returnof
credal. income cr both
— 'Crignal•sie see' represents the initial cern;
price per unit and may not reelect pl cost basis
• Restricted thowities ResIrded secudgs drevralY
are rot curette edble sec publk sale. UBSFirecol
kmvices thes to market price of the unrestricted Dock
of the same issuer as an inputed value fade
restricted stock Ice prepons of this trireme,* on. To
the dent that restricted sectrities are eliabb fa sae,
the vale reseed may be donantialg less than the
ittpSed value Snood_
• Est Osetirnated) income. current yields and rates.
An estimate of mill income is bawd a current
oinked at interest rates, assuring to seoskies will
be held for cat ea from statement date or until
matscity. This estiriate ea* 6ga:bine, accuracy
ad continued income are not outwitted
— Estimated anal nccme ad cement yield fo-
cmtain types of seciskies could include a retun of
centime or camel gars h whirls case the est
income (and current pal would be overstated.
— Estimated annul icane ad wroth yield and the
actual thane adyield might be Ider a higher
than the estimated anmunts.
— An estMate of rotated home (diodend antra
interest) divded by the camera market
valthaveram balance re based on the last dividend
or 'Merest payment made by the issuer and
thanes the seositiesedeposts will be held fee ore
year from the statement date or until matrity.
Accuracy at contnued yield we not parented
• Pants not held by U3S 'rancid Service& Certain
assets we rot held by the fain and nor Mash' the
fern's possessifi or snot These assets de
displayed on you statement for informational
purposes onbt. Positions ard values presented re
provided by Pe issui-9 fern UBS Frontlet Services is
not rest:cable for ass ideation and des not
guarantee es accuracy. These assets are rot protected
by SIK or tie Finis o4plemental SleC coverage.
• Revenue sharing and additional compensation.
— In addition to commissons on safes and 12b1 fees
received n caveman rate the disuibution
ndual had to awoken& we arida our AIMS
receive mord sharing payment, from distributors
odor addscrs of the nuked funds that we sell.
These anorts are based on two <kern
ccalaanent6- 0 tie amantol sales by UBS of a
partkuld mutual fund I amig to our clime; and CO
the asset value of a panto W mutual fund Iamb's
Share; held at the ern
— We and of afMate also recewe nem:eking and
°erne:usprocessing lees h consideration For
udder gent mein that we provide to the
maw' krds. These km stencrahr are pad from
imestor abets h the mutual fund and are a feed
dela amount based ar tie number of accounts at
the broker-dealer holdng maul ludo cd that fund
CONFIDENTIAL
— e, aide on to cahmescni received n connection
wth the sale or chstnbthon of envy contracts
and its investment mat thits toots <lents, we
ands our affiliate read reeds :harem
airdensaion tram many of the 'nuance,
comp/ohs widened-9th* arruity contracts,
aft hates of the inuerce coda-dor sponsors of
hecew imestment tuts me disirtxre
- Car affiliates also retinae trading comma:ire and
other corripereathafnxn moue' tuts and
nsurance companies whose praises we distribute.
- Mermene an anal fee from UBS Bale OA and
US6 AG Stanford Branch of em to szs per accost
sweeping to the harks under the UBS Bark Sweep
trcgrame.
Activity
Mathew-. reperdrig commented and other Char.
hosted n conned cn with the nem:knot rade&
ndudng option transactions has bee inclucbd al
co'm'mas Devouset forested to you, ad wit be
provided to you promptly co rowed.
Short allhq
f youth engaged in short web a security, you may
hair a chage doe to certainWroth-9 costs for that
particular security.
Open widen
Regarding dm or •goxitilkanceied* ceders that
were not executed by the statemere date, open buy ad
sell stop orders are redxed by the anode of dividends
a rigus on an ex-divider& a emotes date unless
intruded otherwise by you. You are resporebk for
orders that we weaned doe to your Ilium to camel
besting open orders.
Privet
To obtain a copy ad az current Client FlisacyNatice
please contact your Francis' Advisor or edit ter evebsiee
at www&AURgagpicipmftla
UBS Financial Services a rot a bath the RLIA, Business
Services Account RSA and IRLIA are brokerage accounts
which provide access to barking services ad products
though arrangements we, aff dated bates at other
thrdpary banks, rod provides access to nsura-ce and
annuty proist awed by onset Athol theed.pdy
Utterance companies through Murata agency
subsidised's of UBS f finial Services Inc.
Iniestment, nsurame. at amudy products:
Not 'CAC inured • No bank guarantee May the vela
RYA. Resource Managemerc Acccunt, Business Semites
Account BSA, BMA ad alternation& Resource
Management Accost are registered service marks of
UBS Finance Services Inc
Visa *passe is a regithered senice mark of visa
Into
CBS Via S•gnatthe credit cards ad LES
Visa debt cards are based by UBS Bar* USA with
peens:ion from Vies U.S A Incorporated.
UBS Financial Semites Inc
Pfir 204102
SDNY_G M_0002 5659
EFTA 00136279
EFTA01277512
SUBS
1)85 Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
May 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement
Call your Financial Advisor or the
Value of your account
Resourceline at SOO-762-1000.
-
account
on April 30 (1)
on May 30 (9)
Your assets
87,951 40
87,953.50
Visit our website:
Your liabilities
000
0.00
'Nww.cbccomifinancialserrices
Value of your account
$87,951.40
$87,953.50
Tracking the value of your account
S Thousands
Sources of your nos out growth
during 2014
Value of your account
at year end 2013
saw
Net deposits and
0
990
withdrawals
187,949.09
6
•
Your tiveStrIlen I ream
Diwdendard
interest income
94.41
Change in
market value
9000
Value of yew eccotrit
.40r 2014
May 2014
on May 30. 2014
907953.50
SDNY GM 00025660
Member SIPC
CONFIDENTIAL
Page 13 of IS
EFTA 00136280
EFTA01277513
SUBS
Business Services Account
May 2014
Your account balance sheet
Summary of your assets
Value on
May 30 (11
Percentage of
your account
A
Cash and money balances
87,953.50
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
a 00%
F
Corrmodities
0.00
000%
G
Other
0.00
0.00%
Total assets
Value of your account
187,953.50
$87,953.50
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Your K asocial Advisor-
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the lmponant
information about your statement on the test
two pages of this statement for details about
those balances
Index
Percentage change
May 2014
Year to date
S&P 500
2.35%
4.97%
Russell 3000
2.18%
432%
MSC I - Europe, Australia & Far East
1.76%
4.11%
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
1.14%
3.87%
CONFIDENTIAL
IY_GM_0002M1 14 of 18
EFTA_00136281
EFTA01277514
*UBS
Business Services Account
May 2014
Change in the value of your account
May2014(4)
Year to date IS)
Opening account value
$87,951.40
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withci-awals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
2.10
4.41
Closing account value
$87,953.50
$87,953.50
Account name:
EWKAAX,I.LC
Friendly account name: ELLMAX LLC
Account number.
Dividend and interest income earned
For purposes of iris statement. tactbity of inkiest arc cteclend Income has been over:woad lion a US
tea repotting perspective. eased upon the residence of the account hoeer. account type, or product type,
some interest undo( cividend payments may not be subject to united States (US) and or Puerto Biro (FR)
income tines The tient mom* statement is not intended lobe used and Eamon be need upon lac lac
narcoses Clients should refer to the applcitle tar reporting forms they receive treat UBS snowily such as
the forms 1089 and the fowls 480, for tar reporting information n is the practice of UBS to file the
applicatte lac reporting forms with the US Interns Revenue Service and PR Treasury Department. and in
Su( h forms aCcuratety (1459fy clioden(E arty Cr Interest aside ecemPt or tact,* 'Kane Neat Consult YOur
Ind edual tax prepater.
May 2014 (3)
Year to date IS)
Taxable interest
2.10
4.41
Total current year
$2.10
$4A1
Total dividend Si interest
$2.10
$4A1
Cash activity summary
Your Financial Advisor
See Account activity the month lot dna Is &dances in your Sweep Options are indudedin the opereng and
closing baguet vitae FDIC insuranceividies only to deposits a u85 Bank USA, not to deposits at 1.85 AG,
Stamford Er arch or bank deposits placed throng the UBS Intemigond Depose Account program. SIPC
potation appfies to money market sweep tuna hcddiros but not bare deposits Soeimportant intorno:on
about your statement on the tat too paces cf this document for deists
May 2014 (i)
Year to date (S)
Opening balances
$87,951.40
$0.00
Additions
Deposits and other funds credrted
aoo
87,974.09
Dividend and interest income
2.10
4.41
Total additions
$2.10
$87,978.50
Subtractions
Checks and bill payments
0.00
-25.O0
Total subtractions
$0.00
-$25.00
Net cash flow
Closing balances
$2.10
487,953.50
487,953.50
487,953.50
UBS Bank USA Business Account APY
Interest period Apr 7 - May 6
Opening UBS Bank USA Business balance Apr 7
$87,951.40
Closing UBS Bank USA Business balance May 6
487,953.50
Number of days in nterest period
30
Average daily balance
$87,951.40
Interest earned
82 10
Annual percentage yield earned
0.03%
SDNY GM 00025662
CONFIDENTIAL
Page 15 of IS
EFTA_00136282
EFTA01277515
SUBS
Business Services Account
May 2014
Your investment objectives:
Account name:
ELLINAA, LLC
Friendly account name: LLMAXLL
Account number:
You have identified the following investment objectives fce this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important in6armation about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your Ask profile:
Primary - Moderate
Investment eligibility consideration • None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, First Out
Your Hyundai Advisor:
CONFIDENTIAL
iy_Gm_00021iss 16 of 18
EFTA_00136283
EFTA01277516
$UBS
Business Services Account
May 2014
Your assets
Account name:
ELLMAX, LLC
Friendly account name: LLLMAX LLC
Account number.
Saone pn< es, income and current values ShCem may be apprOnimale. AS a (nut darts and lOek,S may not
be accurately reflected. See importanonlormabon about your statement a the end ol this dxumeM for
mare informason
Cash
Cash and money balances
Cash and money balances may indude availaNe cash batmen, OBS Cant USA deposit account balances,
ues AG Stanford Branch deport accunt balances and money market mutual fund sweep batances.
UBS Bank USA deposit account balances are insured by the PDC yarn n [collude limits, but are not
pointed by SIPC UBS AG Stanford Brant hdeposn account balances are not insured by FDIC and re not
potected by SIPC. Money realist sweep balances are protected by SIC but me not insured ty the FDIC.
See the important information about your statement a the ended INS doctentnt for details about those
bdances.
Hdcing
87,951.40
Ocenngbalance
on May 1(f)
Closing balance
on key 30 (1)
Pnce per :bare
Average
on Mai 30 (0
Fate
Dreck ric/ Interest
petted
Your al sandal Advisor:
Days et
period
Cap remelt (I)
Your total assets
87,953.50
250,000.00
Percentale of
Cost
Eilielated
Value on May 30(1)
your account
bass (1)
annual mane (1)
Cash
Cash and money balances
87,953.50
100.00%
87.953.50
Total
587,953.50
100.00%
587,953.50
Unteatzed
on or loss (S)
Account activity this month
For more infoamaion about the pike/value shown for restricted sealants, see important information about
your statement at the endof this docu-nent
Date
Actimty
Your
Quantity
Desophon
opense code
Face %Sue
NoadValue (1)
Cash
amount 01)
Cash and
money blame SO
Apr30
Cash and money balance
$87,951.40
May 7
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 090814
2.10
87,953.50
May30
Closing cash and money balance
$87,953.50
SDNY GM 00025664
CONFIDENTIAL
nags 17 of 18
EFTA_00136284
EFTA01277517
*UBS
Business Services Account
.:11 4
Account activity this month (COntnuedl
Date
Money balance arAvi0es
Apr 30
Balance forward
$87,951.40
Account name:
ELLMAA, LLC
Friendly account name:ELLMAX LLC
Account number:
Acutely
Uescreaticn
Your 15 vandal Advisor
Mount (S)
Mey 7
Deposit
UBS BA7ll: USA BUSINESS ACCOUNT AS OF 05/06f 14
2.10
Mary 30
Closing UBS Bank USA Business Account
The UBS Bant USA Business *mum Is your onmery sweepoption
$87,95350
End of statement for account numbe
CONFIDENTIAL
ccm_0002frits 18 of IS
EFTA_00136285
EFTA01277518
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anemia!
Strizted( is a merger of all princiul sxvly, cannodey
and options exchages. 1.85 Fe-encial Services and U3S
Bank USA re rdrect subsdares of LBS AG and
affiliates of LES Se: rain LIC. The Fim's I henna'
statement is available upon recea. The NM* executer
offices au a:
LBS Sinenoul Serums Ix.
1200 Harbor Boulevard
Weehawken, to 07086
Ibis statement represents the any official record of you
LBS Pi-uncial Senses account. Other records except
official tar documents containing wearing date should
rot be relied Lyon If you bele* there e an error cr
mission, phase report it irrmedately narking to the
Bench Manager of the office serving you account.
Atkrugh al figures Sham We intended to be accurate.
statement data should not be used for tar purposes Rely
stork Goys-end tax forms, te.. form 1099, Sat
10425, etc.) whin prepargyour tax return. The Fins it
required by low to won to the IRS all taxabk Stirlen*,
report** rastaicabk dvidends and Liable. edenelt
end on acuities held in you axant, net proceeds
an sale trareactas, and cost base cncenain covered
sewitin.
Communications with the Firm
. Please reconfirm arty oral cormincatgris in awn*
to funher protect your opts incbdrig your Ned
order the Se/sties Marto( Promotion Act (SWAT
• If the financial hstitution on the top left of Me front
of this statement is nor UBS Financial Se-kes, CBS
Frenoal Services carries pox account as cleamg
taker by anargerrant with the 'Ideated intlitutiXt
We Wormed you of this relationship when you
opened this irootrt. h this case, your Ira and
seas/Wax located x LBS financial Seneca and rot
the iwocisng broker. ad you must make a relion
of try ester or *Tuition to both limn.
A N accont statementsshall be deemed complete ad
accurate if not objected to an wring within 60 days.
• Please dint customer complaints a iNUiin to tie
Fivn's C lent Relations Depanment a 201.352-1699
atoll-free a 800-354-9103, litC0 A.M. to 6:CO P.M.
ET Monday through Friday, a in wring to LES
Financial Services Ix., Clive Relations Dees-anent,
P.O. Box 766 Union City, NJ 07087.
• Incase of ewer; Or Wert/re about al electronic
funds transfer EFT) bi puymm or UBS Visedebit
card transactiore, call
62-1000, or wife to UBS
Frenual Semen inc„ WOO Herby Blvd, 6th floor.
Week/Men W 07086. *FM RIVINBSA Sermes
Cal a write as soon as you cart i you talc yaw
statement or receipt is wrap or if you need more
information about a turn* on the statement or
cocoOt. The Firm or Card boar as arkableknulf
her from you no later than 60 days after tie Farm
sent you the fin /Innen on which the error or
problem appeared.
- Prose:leyou- name ad accost number Of arty)
— Dabbe the two or he transfer you am are
about and 'atan as desk as you can why you
believe t is an error a why you need more
rfamation
— Proud. the doter anion d to suspected ente.
The Finn or Cad Issuer irea isentgate your complaint
and will correct any error prompt/.
Please mate all duds pambk to the Fern or tie
financial institution /dosed on tie kora of to
'Ekren had:Ern to retail* accost fen accounts
may be subject to mailenrce fees, chars for late
parent for sectaries purthases and charges for unpaid
ant:tints in cash =ants. Accounts that ate transferred
to other instautkns may be subject to a wands tee.
UBS Sweep Dilations
UBS offers options for sweepng cash bifaces biances
to bass deposits at UBS Bat USA and UBS AG Stardom'
branch (Eat Sweep Programt moraymaks emus!
hrds Morey ands) and the International Deposit
Account 00Alfor customers with an Intentional
Remise Management Accost. Though tie Bank
Sweep Program, cash balances re swept to UISEtert
USA up to an esabkhod knit ad then to LBS AG
Stanford Brandt or e Money Fund. Deposits at UBS
Bak USA are FDIC nand in accordace with FDIC
oaks. For nacre nlormation please veit wwwidicgov.
Deposes at UBS AG Stanford Bush ad tam of
Money Funds are rot inured by the FDIC.
Throw)) the OA, mailibk to cash balances are swept to
depose accounts at UBS AG New Yak Branch and CBS
AG Cayman Burch Thew deposits are not inured by
the FDK. Balances Feld at to LBS AG Carnal Brach
are tempera* exposed to the sovereign risk of the
Caftan elands, and there is no gamete Cr other
obligation of UBS AG to may the betakes while on the
UBSC grans Brach's books.
Deposes a U85 Bak LEA and each UPS AG Bunch are
not protected by SIPC. Money Fund shires ate protected
by SIPC. See *U3S Financial Services Accost Protection*
bobw
Upon pas request balances n he Bank Sweep
Program or OA may be withekar" and shares of a
Money Fund my be liquidated, end the proceeds
returned so you or sour soosiin accant.
Aster re ornation about available sweep options,
noising anent interest rates and yet*, a mailable at
www Lbscomliseeppekk from your F nano ial Advisor
or by calling 800.762.1000.
UM Financial Services account protection
The F rrn is a member of the Sea/4*S invell01 Protection
Corporation (SIPC), *nkh Fromm securities accounts of
its members up so 1500,0:0 (extra:kw S2S),000 for
dams kr cash) The SOK asset protection knits spy to
all accounts tat you hold n a paltular capacity.
The Finn, together with certain affiliates, ha also
purchased stpplarental protection. The maims,
amount payable to al eligible (Bert, cartes& wrier
this protection is S500 million as of December 10, 2013.
klotot to the pokyconditions arid limitation, cash X
the Firm is further protected fa into 51.9 million n the
aggregate for all you accounts held n ape-haler
capacity. A ft/ copy of es poky wiring is mailable
LOPOn reqUill.
The SIPC protection and the supplemental protection
both do not apply to.
▪ Certin financial Mons controlled by (and indicted
your account value) but held away from US$Fine-col
Services fe.g.. certain(* cash al UBS Bak, fel cad, at
L85 AG Stank:adbranch (u) insurance priodatS,
including eriebb enmities, and (iv) shires of mutual
funds whore such shares are reentered diedly in the
name of the account hakes on the books anl records
of tie applicable issuer a Order agent);
• Certain rneslmert contracts or isestment interest
(eg., limited partneshis and private placements) the
we rot registered under tie Securities Act of 1503;
ad
• Corrmoditees contracts (e.g, loam excha-ge and
prec Os rectal °meant excluding futures contacts
rd formodigorticn contracts.
The 51K protects:nand to supplemental protection do
not apply so these assets event theyotherwise appear
on you. slaterneet. TM SEC protedim and the
acPPIrrental protection do not protect agave changes
in the makel vela of post investments (whether a a
result of market moiement, iSSuOr bankruptcy Cr
OtherWeitt
More information is amid* torah rearrest You may
obtan no nfomaion atlas SIPC. riciddng the SHC
Brochure, by contacting SIPC a 202371.8300o by
visite, the SIK website ar YAW/.140‘041
Dividend Reim/bane Program Wan
The age reflected is an average price. You ma/
the actual price from you Financial Advice. 0y whole
tire, are purchased under DRIP; partial shares wil be
soli rd the cach wA be deposited in your scour. The
dviderd reinvestment price applied by to issuer may
•
from the market price at which thepartied shares
are sold
Cadelefieu
CM, Male units may be held in yotr account. If you ate
entitled to apa-WI unit as annuli of a dviderd Partmeol
or otherwise, the Firm viii ether sell panal aia at
medal peke or accept an amount determined by a
registered clewing agency, and credit your accost.
Investment objectives
The investiture objectives std risk profile we speak to
each account and nig wry between. Please /diet the
Fern promptly in mitrg of any sir/cart change in yes
(naked skuation Of riwomre objectives. FCC each
CONFIDENTIAL
account held, you choose one of the following
investment object*/
• Nodue Currenthxome. insbue its seekng the
generation of income crik.
• Achim CeptbrIApprociat;on: Immune* seeking
growth of prncpal rather than the gereratim of
metre.
• Produce CombinAbn of income and Capital
Appfeciabprx luesiments seri* both the generation
of name and gambol rixisel.
Orwell risk profdes
• Conservarre Seeks to martin rand arc Pat with
low Sc and volatility to the acorn oral, rend
that meals the accost does not generate significant
income or returns ad may nut keep pace with
inflation.
• Modena: vearrg to accept sine risk to principal and
tolerate some +stet,* to seek hgher returns.
• Aggress*: Wiling to accept high Sc to penopal and
high volatility to seek highreturns over time.
Statement heuaholdne
We may consolidate al related account statements with
the sane address n the sans envetge. Accounts may
be related Ice this purpose beaux they have owners
who also maintain pit acorn relationships wit other
dents at the sane address. This practice's known as
• householing II you prefer to recehe rdivedual
statements maned in separate envetpes — yOU may
deck-it householding by Ealing you r florid Adveor.
Friendly /occult name
The Friday accost name reflects al ormation that you
ertered on the firm's onlne senesces webste. R is a
customizable Inielnarm- oFosen by you to aria you
with harm wort/keeping It has no legal 0941 on your
account. You can durgeyos hiendk account names,
through Onire Services or by contactrgeourFauncial
Athisor.
ACCO‘Olt overview
• Vale of mu- acmonelpordok. Net of assets ad
fiabiltes.
• Awe_ hulas amiable cash balances, vases for
restricted sear* lest ), and Global tine Deposits,
unwired marts to market and certain assets not held
by the Fivn. Does we include unpriced StItntifill assets
al the end of the prior and orient statement periods, or
private ivestnwits, imitated stock options and
emiceable stock options.
• Einaties Includes debit bilircos, oAdardig wren
loans. credit Mt ton =ant balances.
• Cash/money behares. Total of uninvested avalable
cash balances, plus UBS Bat LISA deposit boraces UBS
AG Surriord Branch deposit balances and money market
makul fund sweep Saws, at to cbse of he
asemere period. Noncormlocity kee credit balances in
your accosts are rot segregated from other balances
and to Fern may use any of these funds in the ordinary
course of its lousiness. These funds ae payabk Limn
your dernard. This total is included., ter cement period
closi-g value.
SDNY_GM_00025666
EFTA_00136286
EFTA01277519
Important information about your statement (coninued)
Lending information
For detaTed erif °mutton on the Fars ending practices
and discbsaes, ter to you Clint Relate:thin
Ageernet or Accan Agreement at the General
Terns at Conditions UBS Statement of Credit Practices
available in Agreements andOrtoscrres at
muralassailEgaigadziosial
VessamMo
Your assment bents securities endother was held
hthe account at the end of the sterner* period. You
may ask fordeivey of f&ty paid secuaies at ary time.
You mayreceive smuggles used as loan collateral after
paying any balrce due on them. k -y securities
transient to the Lien drip the steremene pent are
listed al market value as of the end of the steaks
Pena
• Cost bas's h determnirg the cog basis of tie
satin included in this statement, where indicated
wields runt.
UBS Fierce' Services lun relied
co information obtained from sources other thane/35
Financial Seaces. including hi °melon Iran another
km a Mal sumsy has provided to you Fennel
tett
the Finn does not itemerdently verify a
gaunt the errancy or vardity day irdormation
provided by sons other than 1**Siuncial Services.
h attest although UBSFinrcel Sences generaly
sockets this Hemet as Rates:yea, the firm
does not provide any astaantes tat the idarnation
crow 'Cost basis- and "Ltirealsed ear/loss' it
accurate as d the date of this statement. As such
please do not ley on the trometion to make
pm:tees sale decision& beta proms ce
ahem's*. Accounts transferred to tie Fim may
reflect gint loss rdamaIM orar for the period of
tine they ay held ate Frm More testae
riknmaten tribe added by you. *moat Advisor.
• Ustedind gain/Imes When data is available,
estimated imaged gain* lases we Weaned Ice
itydal seas*/ lots. It tansclon data for
thrictal bit may or may not reflect animist1s,
charges ands security reorganization rotas
Dividend and °tars nentmeni lots ad systematic
pates tits are each menbined todisplay one
averaged lot The • Trade date • cast presents the
coati transaction wade date.
• Callable securities Batt and ;referred stock that
the laser cats for eat redemption coil be selected
en cutely by lot Iran am:rg all seoseies of tot
acute held hour name or in nominee name lee os
client. Call feat itinattn is dotted from third
parties and as accuracy isnot guarenteed. Otter all
feats may east Sikh cot aged yeti.* compete
tweeter went provided upon request
• Certificates of deposit (CD4 CDs are FDIC inured
Lp to 5250,000 n retinal and accrued interest per
depose and per deposhayinattios raaccomance
wait POI( rules.
• Preetalue Prom displayed for securities and other
products may be higher or lower than the price that
you would actialy rest in the minket Prices are
obtained from vaious third party sources Mid. we
being to be retitle. but we do not gmealee tier
accuracy.
— We generators* the closi-g price when ambits or
the mean of to bid and ask prices Soloed
saki, and <plot a onay It prices fa OTC
states.
- Less actiney waded securities may be priced usig a
valuatn model or the most recent pea we
obtaned and may not reflect an ate' matt price
or vat*
- Certain posts may appear than a mice ad
will tow as 'price was rot available if we re
untie to obtain apace for a scut
- Deposits or states denominated 6 currencies
otter than U.S. dollars are reflected at the etchenge
rate as of the statement date.
- For (erten tutees trading in non.conformng
cieritinalcris. mice at qua-oily0as rat) may
have been tasted to facilitate proper vduaket
To obtain current quotations, wheel ataitle, cot-race
your Financial Adnur.
• Private fressbnenta and druclared produce.
histe thine* seaters Chatty deect
participation crcqam and real estate investment its
states) and strucised protas ale generally highly
(main stn tared moats has not been
registered with the Securities and Excha-
Commosion a under any Pate scuttles laws. We
proverb estimated sates for private investment
rewires and structured products for tomtit(
purposes only. Sots snot guaranteed.
▪ Thai values may differ abstantiaby tau pron. if
any, at ishati a prorate Sestet security a
structured malt may be boar* or sold and do
not necessarily represent the stint may receive
Won tuition.
- That prey estimates of sale are as a a certain
date and are &pelt to UBS Financial Services on a
regale bass by an independers station fini.
- Isar, generalpanne or sponse estimated vales,
ry, are toppled to the Frrn by Ow ass
gennal pater or tensor and may be tabulated
based on r erit irdormation from that used by
thid pads laden,* tee estimated values.
- You can obtan addle:rut racernaim reaming
the methodology used to determine the Mite of
value at the date of dw itemalion that is the
basis forte mitt by contactrg your Financial
Advisor.
- Shit party esttated votes may be reflected as
•Not read' n war I sit Mkt. int n
tdependent vitiation tem NS not suppled or is
&side to assign a watt Mtn we become aware
that a material event has ousted the may call a
poet* reported vat it question. or ten a
value would be highlysanity due to the nave
of the smutty
- When neither al suer, general pane or sponsor
estimated vats nee a Ottani estimated eels if
mad.
the valued the surly will be differ,'
ken its purchase once.
- • Ostia. cr.; to date may inch)* return of
carat. tot a both
- • Crignal um see • represents the initial offerer;
price per unit and may not ;elect pas cots basis
• Restricted securities Restled aectrein gereraly
are rot (witty Sable sec oublk sale. UBSFinacql
Services saes the matt price of the unrestricted stock
of the same issuer as an mputed Sue for de
rentncted stock for prepares of this 'Women oa4r To
the tent frost tee:rifled sates are Saba la ste,
the vals retried may be sdortantraly less than the
Spied value that_
• En. (stinted) income. current yield' and rates.
An 9:finale of a-rual income is based an current
Sicked and interest rates, assuming the stakes will
be held for cat year from statement date or Until
ffutisity. This stint say a gaielne, accuracy
rd continued income are not guaranteed
- Estimated anal tome at cement yold fo-
certain bees of smuts could include a rat of
pmcpalor camel gat in %Ma case the est
income Ordcures yeti would be onerstated.
- Estimated atial icane ad cant Old and the
actual tame and yield milt be lever a higher
than the estimated amounts.
- An eptate ol rruateed tome (divdend ands
interest) divded by the anent make'
valadaverage balances based on the last distend
Of hfttect payment made by the issuer and
ant
the seositiesteposts will be held for use
year boat the statement date or unhl manly.
Accuracy ant continued weld ere not warned
• Assets not held by WS Francis( Service& Certain
assets are rot heed by the fain and not thin the
ferns possessm or ocesol. These assets de
trolayed on par statement for informational
purposes only. Positions at values presented me
Itted by dare issuit hen UBS Front' Serest; is
not respariable for IN **matron and does not
guarantee AS accuracy. These assets au rot protected
by SOC or the Fits suppbrrontalSIPC coverage.
• Revenue shoring and additional compensation.
— In addition to commissions on safes and 12b-i fees
recent n common vat the distribution of
nasal Iced to cadent we ands our efts
TIM`, Immo taring payment *Ten disributors
ardor adriscrs of the maul funds that we sell.
Theseanoints are based on two dement
COM:Oneratf-
to anent ol :aim by UBS of a
ostler mutual fund I amiy to our <lint and Ca
the asset valued a particub mutual fund I amity's
shares held at the 1mi
— We and 0.1" Mediate also recewe nemaking and
ormtus motet ne lees in coraklestion for
transfer agent wets thee we provide to the
nuked fends. These lees generally are pad from
investor assets h the nulual fund and are a toed
data amount based an the number of accounts at
the broker-dealer holdng mated lads ot that fund
fmiy
CONFIDENTIAL
— h stern to contempt scented n connector
wth the sale or de-Oben:on of a-ruey contracts
and ant owestrnent tat ions to our <lents, we
anchor our affiliate rout sena sharng
componsakin I rom many of the inosance
companies utensil9 the amity contracts,
iliates of to turat meta-tor sponsors of
thew* imesvnent nets we etstrbute
- Qn taints also receive Redone commute and
other anger at
from mutual knit and
(trance companies whose marts we attribute.
- Weasels an antral lee from UBS Base OA and
tIES AG Stanford Bland, of up to $TS per accost
meephe to the barks under the UBS Brie Sweep
Fragrant
Activity
hbirnaticri saucing cannissats and other cheers
named ri connection with tie °mutat of wades,
including option transactions ha been included on
ccerternalOnS MM.'Sy filtrated to you. ad will be
provided to yOu wavily atrecpest.
Shan anima
f eau are engaged in short selling a security, you may
haw a charge doe to certain tarowSg costs for that
particular security.
Open cedes
Pelting Men or • gxdtillicancelbe coders tat
were not *moved by the teems( date, open buy at
sea stop orders are redid by the amount of dividends
or rights on an exidividerds or totes date unless
intructed otherwise by seas. You are responeble for
orders that we esosed dye to your failure to cancel
testing open orders.
Prins
To obtain a copy of sr current Client Fitt Marc*
please contact your Francis' Achisor or vet as website
ate.
UBS Stacie Services a not a bet 11-e WA. Business
Sties Account RSA and IRMA are brokerage accounts
which provide access to barking services a-idproducts
trough arrangements watt affiliated bat and other
tasty
banks, and provides access to nsura-ce and
emit prodxts Sued by unaffiliated the/teary
insurance companies through roura-ce agency
subsidiaries of UBS financial Services Inc.
Investment, raurace. ad a-ruttyproducts
Not MSC inured • No bank guests May kn. Vale
RYA. Resoute Management Acmunt, Business Services
Account 854, IRMA and international Resource
Management Accost are registered service marks of
UBS Fruncial Services he
Visa *roue is a restered service mark of Visa
International. WS Via Santee cede cads and CBS
Vet debe cards are espied by UBS Bark USA with
permesion from Visa U.S A Incorportd.
UBS Financial Services Inc
Rev. 20402
SDNY_G M 0002 5667
EFTA _00136287
EFTA01277520
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York 1W 10171.0002
Business Services Account
June 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELIMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call your Financial Advisor or the
Value of your account
Resouroetine at 800-762-1C00,
-
account
on May 30 (1)
on lune 30 (1)
Your assets
87,953 50
87,957.10
Visit our website:
www.ub5cornIfinancialservices
Your liabilities
0 00
0.00
Value of your account
$87,953.50
$87,957.10
Tracking the value of your account
S Thousands
Sources of your account growth
during 2014
Value of your account
at year end 2013
1000
Net deposits and
$8.0
reo
withdrawals
187,949.09
•
Your MeV:Milt return:
6
Dividend and
interest income
58.01
Chance in
market value
5000
Value of your Banton
May 2014
Jun 2014
on Jun 30, 2014
/8Z957.10
SDNY GM 00025668
PA•mbor SIPC
CONFIDENTIAL
Pap 13 of 03
EFTA_00136288
EFTA01277521
SUBS
Business Services Account
lune 2014
Your account balance sheet
Summary of your assets
value on
June 30 (1)
Percentage of
your account
A
Cash and money balances
87,957.10
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
a 00%
F
Corrmodities
0.00
000%
G
Other
0.00
0.00%
Total assets
Value of your account
387,957.10
$87,957.10
100.00%
Account name:
u
Friendly account name: Ft I'A , I t r
Account number.
Your current asset allocation
A
Eye on the markets
Your K nand) Advisor-
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Imponant
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
lune 2014
Year to date
S&P 500
2.07%
7.14%
Russell 3000
2.51%
6.94%
MSC I - Europe, Australia & Far East
0.99%
5.14%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
0.05%
3.93%
CONFIDENTIAL
y_Gm_0002Bus 14 of 18
EFTA_00136289
EFTA01277522
SUBS
Business Services Account
Lt 1
Account name:
EWVIAX, LLC
friendly account nante:ELUMAX LLC
Account number.
Change in the value of your account
Cash activity summary
tune 20i4 (Sr
Year to date (S)
Opening account value
$87,953.50
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withci-awals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
3.60
8.01
Closing account value
$87,957.10
$87,957.10
Dividend and interest income earned
TO( purposes of tris statement tacabity of interest and ardeno Income has been ottennined firma u5
to ireatirid PeisPeclitt. Based upon the residence of the accounl nokleL account txx. or product type,
some interest ardor dvidend payments may not be subject to United Slam (US) area Psert0 RKO (PR)
income tines The Gent month/ statement it not intended to S used and carom be akad upon fcc lac
purposes Clients should refer to the appika:te tax reporting forms They receive from LAS annualy, such as
the forms 1099 and the Parris 480, for last reporting information it is the practice of UBS to file the
applicatle tai tenoning forms with the US interns sevens* Service and PR Treasury Department arm in
such forms af (Malay dainty dindendS arrpa intereSt as Ia. even at or tacit* interne meat consult your
inductor,' tax preparer.
June 2014 (1)
Year to date (S)
Taxable interest
3.60
8.01
Total current year
$3.60
$8.01
Total dividend & interest
$3.60
$8.01
Your Pi modal Advisor:
See Account activity the month for dela Is Mantes in your Sweep Options ate inducedin the opening and
closing mantes vies. FDIC Insurance cc calm only to deposits at UBS Bank USA, not to deposits at LOS AG,
Stamford Branch or bank deposits placed !brooch the UBSIntemaiond Deposit Account program. SIPC
protection applies to money market sweep find holdings but rot bare &posits. Srelmaortant irdortnation
'bow your statement on the tat two pars cf thiS document for detals
Awe 2014 (1)
Year to date (I)
Opening balances
$87,953.50
$0.00
Additions
Deposits and other funds credited
0.00
87,97409
Dividend and interest income
3.60
8.01
Total additions
Subtractions
Checks and bill payments
$3.60
$87,982.10
0.00
-25.O0
Total subtractions
$0.00
-$25.00
Net cash flow
$3.60
$87,957.10
Closing balances
$87,957.10
587,957.10
UBS Bank USA Business Account APY
Interest period May 7 - Jun 5
Opening UBS Bank USA Business balance May 7
127,953.50
Closing UBS Bank USA Business balance tun 5
$87,957.10
Number of days in merest period
30
Average daily balance
187,953.50
interest earned
83.60
Annual percentage yield earned
0.05%
SDNY GM 00025670
CONFIDENTIAL
Page 15 of 18
EFTA 00136290
EFTA01277523
SUBS
Business Services Account
lure 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Francial Advisor or Branch Manager You can find a ful description of the altemaove
investment objectives in important in6arma ton about your statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility con9deration - None selected
Your account instructions
• Your account cost base defaultclosing method is AF0, First In, First Out
Your Ilnencial Advisor:
CONFIDENTIAL
iy_cm_000Stei 16 of 18
EFTA 00136291
EFTA01277524
UBS
Business Services Account
Jur :• 2C:
Your assets
Account name:
EWVIAX, LLC
friendly account name: EWVAX LLC
Account number.
lances, income and current v8 ues sham may De apploarnait. AS a its kaa, Om and Imes ma/ not
te.xcuralety reflected See imponam oniormatton about your statement a the end of this dxurreM for
more infortnnion
Cash
Cash and money balances
Cash and money balances may include available cah balmces, UBS Bank USA cbtosit acount baances,
U85 AG Stamford Branch deposit accunt baances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDC van en auk able limits, but are not
protected Dy SIPC. MS AG Stanford Stanch deposit account Wombs se not insured by FDIC aid se not
potected by 9PC. Money rnariat sweep balances are protected by SEC but ate not insured by the FDIC.
See the important information about your statement at the endof this doctrrent for details about those
tdances.
sidcing
1,65 BANK USA BUS ACCT
87.953.50
Otenng balance
Closing Wale!
Pere per :hare
Average
on run I(1)
an Jun 30 (S)
on run 30(5)
rare
Dnidend Interest
period
Your El nandel Advisor:
Days n
period
[rip mount (S)
Your total assets
87,957.10
250.00000
Valle on list 30 (I)
Percentage
Con
Estimated
your account
basis (S)
annual intone (SI
Unrealized
gain or loss (I)
Cash
Total
$87,957.10
100.00%
$87,957.10
Cash and money balances
87,957.10
100.00%
87.957.10
Account activity this month
For more info/maim about the mice/value shown Ear restricted secumies, tee important information about
your statement at the ends( this cbconent
YOUf
Quantity
Dale
AcllMty
Description
expense code
Face 'due
May 30
Jun 6
Interest
PrIcsualue (1)
Cash
Cash and
amount (S)
money balance IS)
Cash and money balance
$87.953.50
UBS BANK USA BUSINESS ACCOUNT AS OF OB0514
3.60
87,957.10
Jen 30
Closing cash and mosey balance
107.957.10
SDNY GM 00025672
CONFIDENTIAL
Page 17 of Is
EFTA_00136292
EFTA01277525
UBS
Business Services Account
lune 2014
Account activity this month (COntnveth
0ate
Money balance activities
May 30
Jun 6
Jun 30
The UBS Bank USA Buss ness Accoum Is your primary sweep option
Account name:
ELLMAX,
Friendly account nainni:ELLMAX U.0
Account number:
Your 15 vandal Advisor
Amy
Descry:dial
Account (S)
Balance forward
$87,95330
Deposit
U85 BANK USA BUSINESS ACCOUNT AS OF 06(0914
3.60
Closing UPS Bank USA Business Account
$87,957.10
End of statement for account number
CONFIDENTIAL
ccik000Stat 18 of 18
EFTA_00136293
EFTA01277526
Important information about your statement
LEIS Financial Services ix. (the F im or UBS financial
Senekeg is a merrter of all principal stony, cars**
and optora exchanges. U3S Fe-axial Semites and U3S
Bank USA et rdrect subaltern of LES AG and
affiliates of LES Setritin UC. The Filers I nancial
statement is available upon feast. The FiTTIV eceoatire
offices we a:
LES Financial Senses
1200 Harbor Boulevard
Weehawken, to 07066
Ibis catmint represent the any off iciel record of you
LES Financial Senn, account. Other words, except
official tar docuraits. containing conffinne date should
rot be relied Lyon N you Mane there is an error or
emission, please report it ismer:tatty narking to the
Cinch Manager et the office nag you account.
Alkough al figures Sham We intended to be accurate.
statement data shuli not be used for tar purposes Rely
sink rays-end tax forms, Or., Form 10B9. 5496
10425, etc.)whinprepreineyour at return. The Fiona
required by law to won to te• IRS all taxabk &widen*,
report** rontaubk dvidends and tadole merest
eared on secteties held in you exark me proceeds
on safe transactors, and cost base
cenain covered
warns.
Communications win she Finn
. Please re-confirm arty oral cormircatoorts in wing
to further protect your orb incladrig your rad
ruder the Setrities Inastor Promotion Act (StAk
• If thefinancial nstitution cn the top left of Ibe bort
of this statemert is nor UBS Financial Sena, LES
Frontal Services carries you* accon a clearng
locker by anargerrant web the indcated intlitutiXt
We Clamed you et this relationship when you
opened this smart. h the case, your Ira and
mon:tat located a LES Rnancial Crucesand rot
tie eroctecng broker. ad you mat make natal
of try eta or &Tuition to both firms.
ANacorn, statementsshall be deemed complete ad
accurate d not objected to in wrong within 60 days.
• /lean died °storm complaints a iNUiin to tie
Fan' ;Client Relations Dna-Wont at 201,352.1699
tolkfree a 800-354-9103, 8:00 A.M. to 6:00 P.M.
ET Monday through Fridap a in yeti* to LES
Financial Senses lx., Clive Relations Dees-linen,
P.O. Btu 766 Union City, NJ 07087.
• ls case of ewer; Or Westin; about an electronic
funds transfer (FM bi ppuyrcenor CBS Vet debit
card transaction, call
62-1000, or wife to UBS
Fronoal Semen Inc„ 1000 Herbs Blvd, 6th floor.
Weehawken NI 07086. AHm RAINBSA Sentes
Cal a write as soon as you cart mu Mit, par
statement or receipt is men; or if you need more
info-mai to *out a twofer on the stale ern or
rocoOt. The Firm or Card Muer fas atirablO mutt
heat from you no later than 60 days aher te Fim
sent you the fen stamen, on whir the error or
problem *Pored.
- Prow:Seim,: name ad accost number Of any).
— Cesabe the ma or he transfer you re tare
about and explan as clerk as too cm why you
belt* t is an error a why you need more
information
— Proud. the dzear amosit d de suspected eta.
The Fins or Cad Issuer ma iviestieete your complaint
and will correct any error promptk.
Please make all checks pawbk to the Fern or he
financial institution indcated on fro front of this
Atmore had:Mimeo nen. accost fees. accounts
may be subject to mailenrce fees, chars for late
parent for sautes ',mitoses and charges kr unpaid
amounts in cash moons. Accounts that ate transferred
so other notations may be subject to a sunder fee.
UBS Swap Onions
UBS offers options for sesepng cash bane; biances
to bast deposits at UBS Bat USA end UBS AG Stanford
branch (Bank Sweep Floganw), moneynod* casual
krds (Money Fund) red the International Deposit
Accurst 00Alfor customers with an Intentional
Reroute Mmagemeni Accon. Though tie Bank
Sweep Prona cash balances re mem to UIS Berk
USA up to an atabrehed knit ad then to LES AG
Stanford Brands or a Money Fund. Deposits at UBS
Bak USA are FDIC rend in accordace with FDIC
oaks. For nxre nlamation please wit wwwicliogov.
Deposes at UBS AG Stanford Burch ad tens of
Money Funds are rot hand by the FCC.
Thmu the OA, anailible to ara balances are swept to
depose accounts at UBS AG New Yak Branch and CBS
AG Cann Brach Thew deposits are not insured by
the FCC. Balance, Fold at the LES AG Carat Bra-oh
are tempera* exposed to the sovereign nit of the
Canon elands, and ten is no 'want.e Cr other
obligation of UBS AG to repay the Saxes while on the
UBSCaymans Brach's books.
Deposis at U35 Bat LEA and each CBS AG Conch are
not protected by SIPC. Money Fund shares av protected
by SIPC. See *U3S Fiuncial Services Accost Protection'
bobw
Upon you retest, balances in Me Bank Sant
Program or OA ma be nits"
and shares of a
Money Fund my be liquidated, end the proceeds
returned so you amour tonne accant.
Fr.r4-er intonation about available wreip options,
nclaing (sawn, attest rates and yet& a sank at
wen Lbscomrsseeprekt from your F nano ial Anwar
or by calling 806762.1000
UBS Financial Services axon protection
The
is a member of the Sea/4*S investor Protection
Corporaticn (SIPC), which protect securities account, of
as members up 10 S500,0:0 Caen* 52663,000 for
dams kr cash) The Sift asset protection knits *DV to
all account tot you hold n a pa-Coals capacity.
The Finn, together with certain affair's, ha also
purchased applwental protection. The meanie
mount payable to al eligible Wert, antsy trcke
this protection is S500 million me of December 10, 2013.
Clota to the pokycondit
ard limitation, cads a
the Firm is further protecte ot Leo to $1.9 million n the
aggregate for all your accounts held n eyeliner
capacity A hi copy of tie poky wiring is addible
LOPOn
The SIPC protection and the supplemenUI protection
both do not apply to.
▪ Ceruin frontal Mons controlled by (and rebid
your account value) but held away from US$Fin-6H
Services (e.g.. certain* cash at UBS Bat (it cad, at
LES AG Stank:idbranch (1) innate want.
including warble enmities, and OH shares of mutual
finds whore such hares are reentered diedly n lot
neer. of the account Foliar on Me boas rd records
of Be applicale issuer or transfer agent);
• Certain nwslmert contracts or nestment Merest
(tg., limited partneskin and wine placements) the
are rot registered tarter tie Securities Act of 1933;
ad
• Commodities contacts (e.g Weir exchange and
wet kus metal content. exclude* futures contacts
rd toffnedit7 °dim contract.
the 51K protect:is and to supplemental protean do
not apply so these assets mend theyotherwise appear
on you. staernebb Time SEC protection and the
1,47knoental protection do not protect again changes
in the maker vale of you investments (whether a a
result of market movement. iSSuOr baisruptcy
otherwise)
More information is avalable 'ton reopest You may
obtan sae neon/lion abou SIPC. riciadng the 51K
Cahn, by contacting SIPC a 202-371-8300 or by
%tang the SIK **bait. ar Wintaltek0E
Dividend ReiWetblbecill Program (Dpi)
Theme reflected is an swage price You may obtan
the actual price Irantoy Financial AdvPor. Only Wok
tire are purchased under DPW; partial shares will be
soli and tot rah wit be &potted in your account The
6videni rerniestnent price applied by tie issuer may
•
from the market pia at which Mepartied shires
n sold
Cahnlieu
Chap whole units nay be hOzhn yin anvil. If you lie
entad to a palul use a a mull of a dviderd Paement
• oterwise, the Firm reel ether sell panel Len at
rivulet peke a accept an 'flaunt detamined by a
registered den aancy, and credit you accost.
Investment objectives
the rim-semen *lawn and risk profile we speak to
each account and my wry between. Phase /Mee the
Fern prompek in writrg of any saner* change in your
Mated stunner rivetnre objectives. FCC each
CONFIDENTIAL
account held, you choose one of Ihe following
Sinn objectirer
• Endue Currentnome. h.esb.e its seekng the
generation et income albs
• Aden* Cepref eprocia;ob Insestrnenes seeking
growth of prncpal rather that the arisen:not
mom?.
• Produce Combinatbn of lame and Capital
Appreciative,: vestments sang both the generation
of name and gambol witkal.
Dwell risk precise
• Conservarke Seeks to maintain initial pit pat wth
low rut and volatility to the accost owral, no if
that men the accan does not generate significant
income or returns and may rot keep pace with
inflation.
• Moderate: Willi* to accept some risk to principal std
tolerate some votatety to 'seek hirer returns.
• Aggressire: Wiling to accept high Mk to winopal and
her selatility to seek high returns over time.
Statement Imuseholdne
We may consolidate at related account statements with
the sane address n the same envelope. Accounts may
be related la this purpose bet ate they haw owners
who also maintain pot non relation-bps witi other
clients at the sane address. This practice's known as
• householing • II you prefer to retake individual
siatencas mated in separate envelaes — yOU may
dative houwholding by saline you F flannel Advisor.
Friendly accourt name
the Frendk accost name reflects animation that you
emend on the Firm's ono sauces webute. II is a
customizable ',licenses? dune by you to mkt you
with sour recordkeepi*. It has no legal effect on your
account. You can chingeyos hiendk account names,
though Orin Services or by contactrgyourFaancial
Anse,.
ACCO‘olt overview
• vats of moraccounthoroble, Net of assets rd
• Asset Inclaks amiable cash balances, vases for
restricted seney ism), and Global Time Deposits,
urrealted nets to market, and certain assets not held
by the Fim. Does not include unwired StItntifill assets
al the end ot the prior and curent statement periods, or
protest iwestriwits, unwedstock °prom wed
nekton stock options
• Eianities Include, debt bilircos, Qattara* moron
loans. credit lree, text avant balances.
• Cash/money Weems. Total of unimested amiable
cash balances. plus
UBS.
Bak LISA deposit Waxes. UBS
AG Stanford Brands deposii balances and money market
mutual fund sweep Sates, at the cbse of he
daemon period. Norocormlocky kee credit balances in
your heart lie rot segregatedfrom other balances
and the Fern may use any of these funds in the erdinay
course of thanes. these funds are payabk icon
your darned. This total is included in the anent period
close* value.
SDNY_GM_000254374
EFTA_00136294
EFTA01277527
Important information about your statement (Continued)
landing adorn etion
for detated information cri the Finis ending pates
and tastes, ter to your Clem Relatorehip
Agee-nem or Accost Agreement and the General
Terns at Conditions UBS Statemere of Credit Practice
available in Agreements endorse/muses at
mew atu ronarramettas.
vas assets
Your estement Bemires securities end other asses held
tithe accord at the end ot the stater* mit. You
may ask for deivery d futi paid senates at rytime.
You may receiw securities used as loan collateral after
prying any beta due on them. k -y securities
traterred to t. Sim cksi-g the dated period are
limed at market true as of the end of the tempi
period.
• Cast bet h detemning the cost basis of the
setts included in this statement, where indicated
wash the nuttier -1,• UPS Fivercial Services has relied
cninforration cbtained from sources other than IRS
Handal Senices. including id °mut hat anothe-
Sim a Out Fatly have povided to you f inertial
Advisor. The Finn does not indspendenely verify a
carat. the lac racy or vatclity dry id °munition
provided by sates other than 1.85Fitendal Senates.
h Matt although 1€S FintiCel Services general&
spctrites this Harnett as it is received, the firm
ekes not provide any asatances that the idamatien
trar "Cost basis" and 'Lhreakzed gar/loss' is
accurate as of the date of this statement. As suck
please do not bay on the Hamden to make
pachwe a ale deists, fame prates a
otherwise. Accounts transferred to to Fim may
reflect gent loss rdamatian only for the period of
time theywe held a te F rm More historical
rhombi in to be allied by yost Fetid Advisor.
• Urreeted gains/losses Wien data is ;math.
estimated arearized gine Imes we tatted fa
inevital seamy lots. TT* transaction data for
nolIviisi lots mayor may not reflect ammissue,
charges ander smarty reorganised isn ewes
Dividend and tar sentiment lots rd systematic
purchase kits are eachat:tined to display ore
averagedIan* • Trade date • solemn presents the
aigrul vainest:on wade date.
• Callable securities Bach and referred stock that
the ewer cats for eery redemption will be selected
mpasal& by lot Iran arrorg all seo.reies of that
ester held hour name or in nominee net la as
clients. Call balm itinett k cbtaned from third
parties and es accuracy snot guaranteed. Other call
bates menet which cat affect yield compete
hlortnatir MOW provided upon request
• Certificates of deposit (men CDs are FDIC in
to S29),000 n pritinal and accrued interest per
depositor and per deposityinditutt h acccrdance
cosh RAC rules.
• Prim/value ernes divined for securities and tier
products may be higher or lower the, the price that
you would entity resew n the mackn Prices re
obtained from vaious third party sources vat. use
helve to be retitle. but we do not guivalee their
accuracy.
— We get-Myra the closhg price when mate a
the mean of the bid rd ask prices fa lined
settles and cplors a on& bbl prices fa OTC
seoties.
- Less acent& waded securities may be priced ushg
valuation model or the most recent tyke we
tared and may not reflect an actual ma-ket price
or wee
- Certain positions may appear withcos a price and
will rho* at 'price was rot aveilable if we re
untie to obtain a pnce for a warty
- Deposits or settrain denominated in currencies
ocher tan U.S. dollars are (elected at the ea:hinge
rate as of the statement date.
- Fcr certain seamed twang in nonconformng
derminataa pice as( qualityOwe value) may
have been adated to facilitate pnwe vault
To obtain current quotaticns, when mate, contact
yes Financial Ater.
• Private Mestmentr end dructured producb.
hivate nwstrree mantes (rxides? drect
patxipation ;copra and real estate investment trust
sestets) at tared prodxts are general& highly
Ahaii. Conan censored groins hove not been
registered with the Securities and Excha-
Com-nosion a under any state securties laws. We
proide estimated rates for pease investment
secures and structured products foe Mormationul
purposes only tansy knot guaranteed.
- These values may differ %Meaner* from prices. a
any, at vhd-rapnirae ieresanent security a
structured rcdxt may be Doty w or sold and do
rot necessarily represent the Ma you may receive
Wee tuition.
- Thad pat, estimates of vats av as of a testein
date ad are saplid to UBS Fna-cid Services on a
repute bass by in independent ration ft.
- Issue general panne or sponsor estimated yeas,
try, are wpOied to therein by the Mawr,
geneal pate or watt and may be tabulated
based on Meet information ham tat used by
It'd pares to tree their estimated values.
- You can Mean addiecrul Harnett teeming
the methodology used to determine the estivate of
value ad the date of the iskamalkntha is the
basis for de en irate by costal-9 your financial
Advisor.
- Th int party estnued votes my be reflected as
•Not Freed' it ewe l sit *km. wee n
Ydependent satiation fern has not espiedor is
unable to assign a vatic when we became avare
that a material **mita cased fist may call a
tram& reported vats it question. or when a
value would be highlyspectate due to the nave
of the sectrity
- When neither an suer, general panne or sponsor
*stinted value nce a litany estimated ails if
pecnided. V. value of the warty will be tett
been itspurchaseprice.
- •Dslrbe cm to date may meta return of
&Deal. income cc both
- 'Crignal int see • represents the coital otlerng
price per unit and may not (elect your cost basis
• Restricted securities Restreed tense in tgeveralY
are rot twenty emble for publk sale. UBSSina-cul
Services wes to mate price of the unrestricted slosh
of the sane issuer as an imputed value fade
restricted stock for purposes of this 'Women 0.4, To
the event that remitted seariries are 'Rabe la ale,
the sofa retired may be sanuntial& less than the
jawed value drown
• Est. (estirneled) interne current yield' end rates.
An estivate of anal income is based at current
directed rd interest rates, assuming tie searities will
be held for me year from statement date or until
nutteity. This mitt bony a gAfelne, accuracy
rd continued name are not gueranteed
- Estimated anal titan al current yold la
certain tapes of setts could include a retun of
pinealor capital gets in which case the est
income (IS cunerd yeti would be overstated.
- Estimated ansal tune rd assent yield and the
actual hut and yield miEnt be laver a higher
than the etimated amounts.
- An estmate of muted ncome (divdend anchor
interest) dryad by the current market
vatetaverage balance is based on the last dividend
or Merest payment made by the issuer and
manes the setities/deposts will be held for ore
year from the statement date or unhl matey.
Accuracy and continued yield se not wormiteed
• Agnes not held by U3S Financial Service& Certain
assets at rot held by the fin, and not thin the
Fen's possesscn or ccntol. These assets are
cloplayed on year statement for international
purposes only. Position, and values presented fir
rated by the issurg inn UBS Frontlet Services is
not shamble for to aceination and does not
guaantee es accuracy. these assets are rot prattled
by SIC or the Fits supplementSIC coverage.
• Revenue sharing and additional compensation.
- In addition to commissions on sales and 13:01 fees
received n torrecuon Mei the distnbution of
mutual had to trams see antra our alMae
receive ilvonua Sharing Demme from tribunes
Coda advises of the mAol funds that we sell.
These anoints are based on two dared
COMP:Inentf-
to amantol sale, by UBS of a
artist mutual fund family to our clime: and CO
the asset valued a artior La- mutual fund family's
stares held at the Inn
- We and as afMate also resew. newt:eking and
embus processing lees in corederation for
transfer agent scouted thou see provide to the
fraud fir& These tees peoesaki are pad from
haste awes in the mutual kind and are a feed
delay mount based an tie number of accounts at
the brokerdeake hotting mat lads of that fund
CONFIDENTIAL
- h stun to caerrnescni received n connector
rah the sale or defibetion d a-ruey contracts
and rant investment net mils to our <lents, we
ante our affiliate nut retina sharing
corrpensatt from many of the instance
corrpan es unborn-BIN the arruity contracts,
affiates of to Mace treats or sponse, of
tetra internee mats we distribute.
- Qs. Atm she receive trading commie:re and
other compersmen from meal kit, and
,,}once Companies whose products we datrbute.
- We receive as afial he from UBS Bet OA and
itS AG Stanford Bland, of up to szs per wait
sweeping to the tuna under the UBS Bak Sweep
Fragrant.
Activity
hbrmatnniegudnetannesstrts and other thugn
van
it with the oecutcrt of wades,
ncludng option transactions ha berrincludad at
catmthons petty furthed no you, at
wit be
provided to you wavily atrecpest.
Sheet gelling
f Kum engagedin that selling a security, you may
haw a charge die to certain bcrrowbg costs for that
particular security.
Open rattle
Reading Wen or •goxitificancelled* ceders that
were not mattedbythe statement date, open buy ad
sea stop orders are redxed by the mount of diedends
rights on an exdividerds a mots date unless
inctructed otherwise by ya.i. You are nepenthe for
ceders that we meted due coyote failure to taxis
eating open orders.
Priem"
To obtain a copy cr ax currant Client hivacy Notice,
pliase contact your Financial Actasor or visit our website
at atitmillftotikapmeka,
UBS Financiel Services a rota berk The WA, Busnew
Smith Account BSA and IRMA ere brokerage secants
which provide access so barkingservices a-idproducts
tough arrangements wth Mated bat at other
thrdbaly banks, rod provides access to nsura-ce and
antsy prates email by unaffiliated thridamy
instance umpres through Yeura-cia agency
subsidiaries of UBS Financial Services Inc.
Incest eel, nsura-ce. at rutty products:
Not IOC inured • No bank guwantee• May bee vale
RYA. Resource Management Acta, Business Senices
Account 854, IRMA and international Resource
Management Acorn are registered service marks of
UBS Francis! Services lit
Via *rate is a registered seas* mark of Visa
Intonational CBS Via Signatem cede cards at LES
yea debit cards are baud by UBS Birk USA with
attach from Vim U.S A Incorporated.
UBS Financial Semites Inc
P.4.v. 2O14O2
SDNY_GM_OOO25675
EFTA 001;6295
EFTA01277528
SUBS
Ut35 Financial Services inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call your Elnan,:la: Advisor or the
Resourcetine at 800-762-1000.
account
Visit our websIte:
vavw.ubstorNfinancialservices
Value of your account
Business Services Account
July 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on June 30 (1)
on July 31 (1)
Your assets
87,957 10
87,960.94
Your liabilities
0.00
0.00
Value of your account
$87,957.10
Tracking the value of your account
1 Thousands
$87,960.94
880
88.0
tun 2014
Member SIPC
hl 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your rneStrnent return.
Dividend and
interest income
Change in
market value
Value of your arcane
on Jul 31, 2014
SDNY GM 00025676
CONFIDENTIAL
187,929.09
811.85
50 00
S87.9W.94
Page 13 of 18
EFTA_00 136296
EFTA01277529
SUBS
Business Services Account
July 2014
Your account balance sheet
Summary of your assets
Value on
July 31 ($)
Percentage of
your account
A
Cash and rrooney balances
87,960.94
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$87,960.94
$87,960.94
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your R Bendel Advisor-
• Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
Percentage change
July 2014
Year to date
-1.38%
5.66%
-1.97%
4.83%
-1.96%
3.08%
-0.25%
3.66%
CONFIDENTIAL
iv_ontoorefftrt9 14 of 18
EFTA_00136297
EFTA01277530
*CBS
Business Services Account
LA, :J..;
Change in the value of your account
July 2014 (3)
Year to date IS)
Opening account value
$87,957.10
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
out
0.00
-25.00
Dividend and interest income
3.84
11.85
Closing account value
$87,960.94
$87,960.94
Account name:
EWVIAX, LIZ
Friendly account narTie:EWAAX LLC
Account number.
Dividend and interest income earned
For purpoStS or tNs statement, tterablity of inkiest and dwidend income hal. been determined fern a US
tar NPalting PenDedite. Baud upon the residence of the account header. account type. or product type,
sorry interest antral dvidend payments may not be subject to United Stan (US) ardor Porno Rico (PR)
Income tails. The tient monthy statement is not intended lo be used and cannot be retied upon for tar
purposes clients should refer to the andrEtie tat reporting forma they receive from UBS annually, such as
the fours 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the
applgatle la reporting forms wan the US Weald ReWnue SeMCe ZAd PR TreaSuN De08r0Tent and in
sigh forms accuratety clasIfy eine:lends order interest as tar exerept or tenable income. neate consult your
indedual tax preparer.
July 20I (3)
Year to date (I)
Taxable interest
3.84
11.85
Total current year
$3.84
$11.85
Total dividend & interest
$3.84
$11.85
Cash activity summary
Your Financial Advisor:
See account activity the month tot dela Is Stances In your Sweep Options are ind uded In the opening and
closing bdances tau. FDIC insurance /polies oNy to deposits at u85 Bank USA, not to &poos at u8S AG,
starrlo,d Branch or bank deposits placedthrough the URSInternahond Depose Account program. SreC
Prete( lion applies to money market sweep fund holdings but net bank deposits Srelmportant innxtnation
about your statement on the tat Mo Pars d this document for detdis
July 2014 IS)
Year to date (S)
Opening balances
$87,957.10
$0.00
Additions
Deposits and other funds credited
0.00
87,974 09
Dividend aid interest income
3.84
11.85
Total additions
$3.84
S87,985.94
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
S0.00
-125.00
Net cash flow
Closing balances
$3.84
$87,960.94
$87,960.94
$87,960.94
UBS Bank USA Business Account APY
Interest period fun 6 - Jul 7
Opening UBS Bank USA Business balance Jun 6
$87,957.10
Closing UBS Bank USA Business balance Jul 7
$87,960.94
Number of days in nterest period
32
Average daily balance
$87,957.10
Interest earned
$3.84
Annual percentage yield earned
0 05%
SDNY GM 00025678
CONFIDENTIAL
Page 15 of 18
EFTA_00136298
EFTA01277531
SUBS
Business Services Account
it,
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fr ancial Advisor or Branch Manager. You can find a ful description of the altematwe
investment objectives in Important information about ror statement at the end of this
document
Account name:
Your iq modal Advisor:
Friendly account name:
r
Account number
212-82 t .7000/800-308-3140
Your return objective:
Current income ft capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibrhry consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO. First in, First Out
CONFIDENTIAL
CGM_0002ttfil 16 of 18
EFTA_00 136299
EFTA01277532
*UBS
Business Services Account
14 2014
Your assets
Account name:
ELLMAX, LLC
Friendly account name: ElLMAX U.0
Account number.
Sane ones, , come and current values shown may be EpplOxInVale. AS a kite. gdlns aldl055t5 Mar not
be accutalely reflected. See rmporuntudosenabon Stour your statement a the end ol this etc.:nem for
mom intornalon
Cash
Cash and money balances
Cash and money balances may include avalaale cash balances, UBS Bant USA &Boat account balances,
UBS AG Stanford Branch Caput account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not
potected by SIPG UBS AG Stanford Brant Adeposit account balances are not insured by FDIC and re not
protected by SIPC Money market sweep balances are protected by PPC but are not insured by the FDIC.
See the Important information about }our :fafement a the end of this ebcurseril for del air; about Pose
blames.
Hddng
87.957 IO
87,960.94
250.00000
Openng tdance
Cloung brlaxe
on Jul 1 ft)
on Jul 31 (I)
Price per share
Average
on rut 31 (1)
rate
Drildencl Interest
period
Your Pi nandal Advisor:
SCOTT STACK IvIANLYLE CASRIEL
Drys in
period
C4 around (S)
Your total assets
value on id 31 (S)
7eIcenta9? U
Cost
atrinaled
your account
bass (S)
annual income (f)
Urre8iZed
gain or 1055 (5)
Cash
Total
$87,960.94
100.00%
$87,960.94
Cash and money balances
87,960.94
100.00%
87.960.94
Account activity this month
For mane information about the Plitt/valve shown for restricted securities, see Important inform',
about
your statement a the end of this dactrnent
Your
Quantity!
Die
Actiuty
Descrrphon
espense code
Face value
Jun 30
Jul 8
Interest
UBS BANK USA 8u9NESS ACCOUNT AS OF 07107/14
3.84
87,960 94
PriceiValue
Cash
amount CS)
Cash and
money balance (5)
Cash and money balance
$87.957.10
Jul 31
dosing cash and money balance
$87.960.94
SDNY GM 00025680
CONFIDENTIAL
Peg* 17 of 18
EFTA_OO1363OO
EFTA01277533
SUBS
Business Services Account
I
1"I'4
i•
Account activity this month (contrived)
0ate
Money balance activities
Jun 30
Jul 8
Jul 31
The UBS Ban, USA susp nes, Account is your pnmary sweep °pm
Account name:
ELLNIA", LLC
Friendly account name:ELLMAX LLC
Account number:
Your II nand.' Advisor,
Actmty
Descrptcn
Amount (S)
Balance forward
$87,957.10
Deposit
UBS BANE USA BUSINESS ACCOUNT AS OF 07107/14
184
Closing UBS Bank USA Business Account
$87,960.94
End of statement for account number
CONFIDENTIAL
ccm_000Stin 18 of IS
EFTA_00136301
EFTA01277534
Important information about your statement
UBS Fhantial Sanas Inc Metres *OAS Fantail Serdeg.
Is aranger of al pacipalsearity. Cairnaddy aid cows
wchismes UBSF haled Modes and MBank USA are
idiot frubtalirid of taBS AG and Milian of CBS Medan
LLC TheF nos Mama Prat
if avrable opal repair
the Fm's executed of Ices am a
CBS Foaled Sever tic
1200 Hata Batter
Yetmemot en N107086
1h6Validlent represeas The colyofIcial reard of yaw LIPS
Fmanaal SiniCeS aCCOUnt Other reCOrdS.eXacot Otter taK
dowered. conuhng andOng dau should not be ;deed
upon (you breve thee an enter On61Veh. plea.
nepOn n arnattely n wring to thel3rach Maapir of the
off a servogyour amount
Armagh al f9ses hum ;attended so be Mane.
raiment die anovil rot be used for tat puposes der
solely on emend to and
. Far 1099. 5498, 10425.
OK) thee prepring par la< velum ter de is reeding by
Ian to mon to the 85 al tam le dialogs. repontle non-
Mitt cadends ad mite stems tamed en SerlinteS
heU n your recur& net proceeds on sale tranUcton, and
cost bats on ratan oared Sedates
Camtwaricellona with Um Firm
• please reartern ry oral Ceennakatord
*Meg tO
further proud your nietl, nebding yoke rghtS under the
*odes meta Protect= Act CSPA)
•
rf the frenclal instrunon on the top kn.:001e feel of the
labernml it not ICS FinnedSenna. U8S Feerial
Statescaries you acccut as dery brace by
avamentre nit the odicated nation We intoned
you ol this m1'8011119 when you owed alba:car in
this coq, per feeds and what se looted x WS
Ronal Se des and not the droduseg baker ale you
oust mat a report of ay Ma or °malt to bete In
All a000unt StaWreree Shall be deemed COMplee and
acar ate d nth oblate:Ito n noting weber 60 clays
• Pleasedirect customer corrplains
Sures to the (nit:
urn Relalkons Onartmoth x 201'3521699ot tette'
a SOO-344103. 8 00AM to 6 03 pen ET Monday
thrOur fey. a in rang tO UBSOinanbal Serval. roc.
Clam Rearms Departrrent PO Box 766 clam City NI
07(07
• ti cat of errors a CraegOns about an ekthonc tines
trait' (in. bid Pante alas Vet dark cad
transaction; Call 800-762.1000 a nee to Le3SFekancal
SienCeS tic. IMO tabor BUY. 60 gar. Wet-hear
N)
07086. Ann INWPSA see sees
Cal 'somas soon as
tat d ?authors your
stawnent or reaps 6 tong added need note
mamma about airman a the stanntet or react
The Fern a Card brew fa cop table) mutt her tan you
no We that 60 GPIS *Of tht f nr Sent you the tra
*anon on With tie one or pardon antra
- Froth. war nine ad athetot wawa and
- Derde the PTO. Or the existence., at armee abaft
auhrtan as dirk art
On why yOU bathe 4 is al
era or ray you neto me nlanuan
- Froride the dater amount re the stnpeaed
The kin or Cad bsuer wits estigate year Orate ad
will meat any era prowpfly.
Plea* make al Meeks payANO to the Furor the tinted
oulunco Sated co the front of this dawned h addf tern
to repair ax ant fees. rang
may be 'Ord to
masa:nano Ma charges for me payment far sauna:
purchaws and charges for aped rents h cam a:COlntS
AoruntS ma ale traiderred to Othir. eSteutOnS may be
Wapa to a banter fee
INS Sweep Optird
OBS offers oaken for sweeping cat batteRi bra ces:0
ban deposals a uBS Bak USA Ind UtS AG SurrtOrd &SIM
Sark Strom hosrans). monernarket mutual handseled?
Funds/ arid the hthreatirod Devon Account COArfor
CuStanen wen an mantonal Amara Management
Aconite through Iht Bat Sweep Fr011arn. can banal.
are swept so 18$ Bat USAir:float estab1shed Won and
then to ISS AG Gerard Bran& a a Money Fund Depots
at LOS Bat USA are 'DK inured n accordance with (DC
rules For mat itconahon pease end wow kle gsv
Deposits a UBS AG thread Borth ad tam d hearer
Funds roof enured by the FDC.
Through the Onc wadable kr at, Wines at Swept to
depOPt aCCOVIS a UK AG Newyork BrrCh aid WS 44
Carman Borth thesecleposils die nth nand by Ur FOC
tarn
hal a the WS AG Cannel Bran re tesporaily
opined To the soaregn ria of theCara Wands, and
there is no guarantee's other tauten of 185 AG M rent
thebatmen ea le on the LOG (afore/ Brain's boas.
Deposit a UBS Bra USA and tad, OBS AG Branch reran
prtleCted by SIC Money Fund Shied maprancedby Sec
See '18S foaled Sevces Account Rotation" below
Van your ream,, bares ei the Bar Sweep Programs or
OA mar he valrahrt and Owes of raterOM
maybe
aperlyted and the proceeds resumed to ru or yin
seartet xranl
Furter trilennatr. rout &Male sang axons. nclAng
avert infra rats an pegs. n titre
a
mom stscorritheepyirgs ton your inane Mellor a by
caring 8067624000
UK Ramat Saabs eons wattage,
The Fire kat...after of the Secured irverce Protection
Covert:el (SPC2 ninth prows seemed roans of a
marten to so 1500.000 (nada; $250,000 for dams Mr
<all) The WC atm taxmen mat alto
all =am
Mr WO held n a pander carry
the Fero together wth arum aright ha also pushath1
uppionatai pro em:in the rreanuert =sant payable fo
all aigb* chant. colbctvelrunder this protection is SOX
mike as of Dicers:re IO, 2013
Sara tote poky arditioro and hotalcoe care at the
Fern 4 Cunha a mood fce up so SI 9 milko el the
Jiff- ogre for all your a:anisMgt h a prat,
capach
A full apyof thepoky. orerdng 6 /eatable upon talon
The St( prOlfclixt aid the supplemental prothan both do
not Spy to
• Cenaranaxial awes controlled tic One twined err
roar, abed but held wayfrom fAll$Finoozia Server
au. anal (ler
3118Si:tar*, (e)cath at 185 AG
Stamford bonds. (th) swat e;marl s naiad tenth?
rug eh and its thins of mutual lulls Were such
shams aa
need teary n the nate 01 the etast
holier on the boas and records of tie taloa> Ger a
Urger agent).
• (*run rettent contain or newenent name (e 9.
lamed paroveshms and vitae plaamenta that arena
legislate chew the Stoats Act of 1933. and
• Cornmated contra to 9, forst achant and
prakus meal armed nadn9 foxes commas an,
somfroddY *Phan contacts
The SLY protection and the applerrhart protedton do not
thsr to these assets even if they dent* arta colas
suienents The SEC proteaco and the storms
proteCton do not pined aganst dun?, n the instill
vab+ Of yeet dements fhather as raid of mare)
novrnint.
branaptCY or 711.WW6e)
Mae istomlaons sable wpm retest rod may otaan
race Oforreaten about SPC. Odudng the SEC Brochure
byrailway SeC at 202-37I 43300 et by vamp the SP(
wane afennwercoeta
Dividend al Maaagan Program OP P)
the per weaned gal tram price TW may °bean the
actualgeefrom your fintn2al Meta Only 'tole saves
are peered Willer CAP. partialshres ml te sold and the
cash we beds:maid in you awaits the dertend
revered pro yapped by the issuer miff defy from the
mato ;eke at rein the pride than r• sold
Can -lieu
OM% ago a urns nue be held in Inv axotot d you are
entitled to atonal one aa a readh of a dividend parsed or
othawbe. tee Firm wlt ether tel partial Ina at mate rice
a rept an rem °moored by registered &any
agency. andcede yew account
lavestatatablealves
The Mrgnient obraveS and Or prole are specic to earn
acchini and may vary between sore atm the lint
pampa, in hang of any ugnecant dame in your anther
Owlet or neralrere *loch*: For pad+ account hell
you choose one of theblame/9 medalled arches
• Padua Current arcane Irtrestments wain; the
roller ir of I-domeonly
• Adam* CentaAPP10400n twearrents Seeking Torah
of tramper rah. than In? ginelatOo of name
• ettace Conietwon of (Korea and Cana atamod00^
hantarts swing both die gotten of Mono rd
crowd" ce prooPal
On/eget prelims
• COME...ate Seeks to maintain Jena patina web law
risk and rod lily to the rant overt eon rf that means
the exam does not generate traced WON* Of
Mums old foal no keep pea "Oh int tree
• Minter,. %Wing to accept somerkn tO anlallal and
tolerate sore oda eh nn soak higher Mani
• aigrette, Wang to rept hgh r*tellreopal ad hgh
vanity le Sethi."' herb goer brae
Statanentaxagalekling"
We may COnSOIdate al retited eCCOVit Streeter% Mel the
set address n the sane eMelOpe ACootres may be related
fee:his anode rank they haw wench hho who maithin
pot mount regionsho nth other dents at the saran
address The prathce re known al 'houseeroidng • if you
as
to reale incheitual usenvou mated n sane
CONFIDENTIAL
ervekom — you nay *doe hrusehokleg by ding your
Frestha Adwor
Friondly mum runts
11.Frienth rated nane ref tots Ofarrulien that you
mart on the ars onthe maces waste It 6a
customizable therunw• chosen by you at au you veal
your racecterynem It ha no biga effect co per arum
Yea on theme yes Frealry account naves. through Online
Senate or becemacung SN Forel Ai:arbor.
Acclaim review
• fl it of soar moon
parts
Na of assets and
habitat/
• Are Inane naiad* cell barn
vAses la
obi rd warily
and Gkbatme Depth unrealized
marks to mater ad cent MOO net held by the Fm
Does not ncideunanced ametelassets a the end a the
prof andaorta mistreat work a tare kwesthenn
tiered sloth Wart and haat
W stock opium
• Orldes riclades d hot baited. outstandem reign
loan. creel Me. short account bares
• CrAnnury barscra Taal of utlivesied sorra* car
blames. okra LOS Bank USA deposit barren LOS AG
Stanford Brach depose balances and axon maker Puma
lam sweep branch a the *de of the greenlet pent
Non.comencd Ey he cede, baboon n you, *doom arena
serepred from other balaxes and tee brunt we any of
these hods n the ordihry course of chrism lhese
new
repayable tpon yrs demand Th6 total Incbded
the
arrant pe6'd doSha value
Lending information
Fa detaMI ?donna:on on Me F net awes) peacoat and
dichosa Mato youChem Res add Agrownen or
Argot armed: and the General Tows and Corditom
DRS Stamen of Cade axles fl ab* n Agedoents
end Drasures a a il=jagadagyartaagn1
Your eat
Year Statenteell nurture* sees and Other a/WSheld n
the *Curet at the me of tie statement awed You mar a*
for crony of Iveypaid rakes a any tine You may
recta secured used a ban colleted ter Pam9.1an
balance cue on them Any seaman ban/toed bthe
arng the stared period an heed at miter vaberf a
the end of the statement period
• Cost gat
n dettaghng Sheath tag of the 'tones
mated n dm statement tat
mdkred wth the
anger - t • 1,05 Firundal Servelethal need on
infant ion Maned from sources other den lald
Finthca traces. rdealng narration Iran rther. I ith
or that you may Are provided to your financial Arkrecr
The Firm does not almandenk utak Or guarantee the
entry a vaidly of am kclerrnacn provided by sources
°tartan Min -roar Stith
m adagio." aMonjh LISS Fiundal Sakes randy
updates th is dormaaco as c 6 word the fire does rot
rode any rotas
that the narmakon under 'Cost
bale ad %waled gainass' is a:actual
to dee
of this Uteri
as suet, please do not rely en this
Imamabn to make curdles' a sae edam la la
purposes a mere
ACCcealb tr/ISIeno1 to the fen
may rolled giribu Mormska oily for the period of
rime they re held a the Limn Morehiclormal nIfermaial
cati be added by yea FirUna8 Ades
• Unwantedsalmi/ban %law data is acaiable
.meet,? Jrnal:ed
re radiated ft,
SDNY_G M_0002 5682
EFTA_00 B6302
EFTA01277535
Important information about your statement (continued)
kafrAtballoonty rots The ta-dadion data la idircbal
km mayor may not ref let aninkdraltS, Chaves mar
security rthrEentraten weeds Waded istal other
rerkeirrenni lots and bong* pfd as lots a. eats
combined !odds*, onto:eased bi the • Trade dae
sown ptesents the oei)M banal an traledate
• Callable Nathan Bonds and rebate stock that the
issuer calk for ealyraterchonwil be telecast nail*
by lot tan amok) all scone of that hex Ieb n out
name a n pannename for as dents (al leave
'Soma en is °brined tom thrd pate; and ds 'carry
is rot giaalleed titer call teases may east each
could antra yell complete anima Bon WI be provided
upon reCutd
• Cravats, of deposit (CDs/ CDs ate WK muted opt
STIO.CCOnp.inopal ad Saud ',Mel pry dtpoutor
and per depapto-y inliMim. n acotidasa with IX
rules
• debunk* enCesdoptMd fa 140fites and Otte
Product, ma/ be higher or bluer Owl TO Orme that rou
wadi acually reoeve in the maw Prces are °Stoned
from various Tied patty sources Much webele/et, te
relabh but we do not garnet eel' aaaidtcy
- We wifely no dal doing tiro nlicn babbie or the
mean
On bid and ask aces fa lied SealfeleS and
optsin Or oink tid prces lor OTC stoats
- tea annoy tar sonde. my be aced taro a
again model or them, ream deice we °Waited
rnay nOl Mkt an adt10 mater pace or var.
-
enan positions mayor:peat withOrt a pm, and will
show
'prise was not mailable' if we am triable to
obtain a prce for a security
- Deposes a Searles denannaterd n owerces other
Man U S *Atm are red kited a the ehaturgovAe as of
the garrent date
- for oersan senates vadeN
deremeratins. Ate and quality lace nrabe)mar hae
been argrard to Novato trope-youth:In
To obtain aril[ dint.v.ten. 1.4100 aallage. coma° you*
Financial Pe/mot
• Meats Minotnetms and serbauraa products. Print.
tmestrome swum* CribtIng dims* painnation
prayan and realestate n*Strnemtnin Nantes/ and
gructurea prOduaS at getWaly hBhly mil ud (elan
suuctred prosbas tare not been roadored anti the
Wails and kwarbe Commain or utak( any state
stogies taws We monde estmaed valets for peinte
mourners seances and seniors Ararat, for
riving Knalpupotto only AdanCY t rot guar Wed
- theter Whin mayddhr stbstantalt from plCek Ray
a With acreage resestrnert stoutly a structured
polio matte bell[ a ski and do not noassaily
represent the wake you rmytectheuptei baiklaton
- lh rd patty evinses of wan are as of a anan dare
aid re imphird to ItS Inentiel Swiss on a recu
bath by an nOtpencaent satiation Inn
- issuer, central partner or spinsor estimated vans if
my. ate stapled to te Frm by the ow, general
pawner a sponsor and may bealai/aid bated
krent inormation from that usedby tend pates to
clothe thee eStimatid vans
- You <al obtain addattnal nformaten regaling the
treehodology used to determine the owns, of win
and the date of the hfogn.von that is the bass for the
thine by oredecthg sour Anoxia Adeisor
- Thkd parry estimated vibes may be reflected as 'Not
pnceitt n sewed SituaectS *hen an nleperikell
vallibtn tem haSnOt 9.ppled 04 d unale to assign a
vane Men we DOWN. away that a rniOnil nerd ha
occured that may oda corvinusly reponed vabe coo
CIVOSIOn. Ce when a inan need be hghly beCirt3tree
duo to the rutue of the softy
- Ashen native an Muer real pante( a sponsor
estmated value nor a th rdpalyeAmmed dam is
paneled the vibe or the varry wet tn.:Metal ton
nt ptchist pia
- 'Dattbaiorts to Ave' may bal./with of canal,
wane a both
- • Oftgell un sae' rerestnts the niblolltinng prce
per unit and may not reflect ism coo bath
. getaicted securities Regncted Secured* se:mealy if
not 0-moth/ elgible fa pdalc tale IRS I naxial Savors
use the mete prior of the trontrilm1 stock of the lane
*venal mooedNW for the residaed sloth tr
purpose of ms Saar ve NO* To the einem that
veStr 'led bog Nei are AO* for sale. Me valankteled
may be subiuntitey loss trim to impaled wave Mown
• In. Nansated) Salk Cavontyields and Mm An
tstiMate 01 annual ncome is based on current obviRed
aid inured rates zoning the tearitin will be held lot
one year from gaement date or ate initurity This
estimate is any a guogine. aCCuraCy aid OXitclued
name se not gaseeed
- fainted anus MOM and arrent yi1.1 /Of avian
lanes./ sethrites mule nark a rotten of riscloa or
C41114 gam vl Mild 014. the Mt Memo (a1001501
yeld) would be °widened
- Eitinited arinal 'time aid einem yell aid the
actua inane and geld mght be loweea hgher thm
the esithated anoints
- An 00/141e0i minced nom. (thadird ander
reOleS1)diattel bythecum:we male et watadatetatt
barren d based on the lag dimand or merest
payeem evade by i.e *suer and aeries the
sena indNotas ill be held fa one year from the
staterent &Nor yid murky Acosit and
unloved bed ae not Guaarreal
• Paget got held by USA financial denim Conan
MAI sent held byte Pril ad not withn the Inns
possession or anvol Thee arab re donkeys-4 on your
stmenstm for Mlonnananal popMes orgy Position rte
ratan preinned are prOiMod by the Mut*, firm US'S
'sancta Ninon i not rebonsbardor this akimaitin
and does net gwaitee is dicta" these assets are not
prostrated by SIC ate Finis appease-nal SIC
canape
• llownug skating and addkkandampensatlen.
- on additnu I o CerrimittoM On sae nd 12b.1 hen
wetted n connectors with the thstrtuton of tuba
funds to our dents we atria our attliae reOnee
(Male Mang pa/luau from darbutors aid or
»Manor the mon. &ads that We sell Thole
atoms are based an two denten comprotents
the amount of salebyuBS of a partcuLt mutual hand
laves to medeeds so Id the met irate of a
parades mutual Reid lanikit 'harm Isokl a the Ian
- We rid ay ant**,
Naar, retaserhg and
orrnbasprocesong leas in oreadetaton for binder
art' sakes that We pron.:Mt° tie ',wool funds
These fees seenerahr are pad tern ithenot awn in the
mutual Inc and are a tied dolly anoint basil on the
meat of amounts at he teotter-dear holtaN mutual
handset that tub laniV
- In akIl ion to damn:640S reCTed n Orneakon wan
die tabor darbuton of ainuty antra:* ad on
itiredi.n“ tnall unit 10 oar dells. We "do' our
atingle Nese mown Mang COmpenSabon kin
Mrryol To romance °roam,: indemnity do
alnico ormacts ataxiaoil the ingrance corny**
et SOMAS Of the urn IINISTMEnt INAS w? 061ltute
- Ott /dilates also realmtrading COMMISXM and other
forrpentation bon mutual hubs nd mine
Oarcaiits vrow report; we diwbuto
- Wendel...an alma fee from bEiSBank uSA an1 USS
Ar Stanford Branch of up no 125 per a:Count
weeping to the baits isKIn the 185 Bat Sweep
Program
*ably
Infothaten rodardng conentions rid other charges
Wroseted n annecton with the erecution ot trades ncki Ong
option Vabgdons has been ncbled
contra:tons
poesy
due to you. aid Ail be vionded to you
romp* On Nang
Seen selling
it you a engaged in short stehg asorny you may nos a
(have On to cenan known(' costs Ice that palatal
'softy
Open onion
Regaling Open or 'gooditilicancelled• orders that hire not
enayted by the Statham dale opt' buy ad Sell Step
ceders are Nand by the amount of dwdends or r9ttr
• eidbidndsor tingles date wins intruded other-wive
by you You are revortsblelor orders gnat are executed Ore
to your Innate to cancel ening open ceders
Tad witholditg on fairbutions from UK financial
Salvos IRAs
Foam tar taw reduces LASS lnaticla Services to withhold
Income to from your tauble MA deaths* em. tut youmay
*a oaf Where name tae witheiell or instead. you may
elect to hare la wthheld a brae 00,11*A anoint at
you choose YOS elicton ea warn ri effect until rooted
by you You mayrevoke your election r a-yiltio by msti9
anew Owen If you do nial haw (notch marine tar
warned Iran your niOnS. you maybe red:tomb* la
the payment of esitnxtd tar You may nos peones A the
anoints witty.] and your ettinard it. payments re nos
equal to vat to obliptir
h eady
To obtan a copy otos( amen One hurt' Amin pare
contact you F natal Admor a visit our moss. at
Awe vas congmaiworiv
UBSinaircel SOSAZOI trot a bat The WA. Fusion
Sauces Moat BSA and AMA re VOA! age leXteltS
MO grown access to bat rep sernas acs products
though agrormints with Ofilated been an other Mkt
partybasks aid Fwd.* aoam to intros rid routy
prodJCIS isutd by unall dated ihni tarty reran
cows
through Nana agency lubslat es of utS
Financial Swint ahc
kwegmmt. man. and amuly prodirts
teat IOC hawed • No bank ;entwine May lose van
ate RSOutOpeAnorent Account Business SeNces
Mont BSA. IFMA and estetnabonal Resource lAmagement
CONFIDENTIAL
Account an registered serve* mats of UBS Financial Services
Yea S5naturo is a Agitated service mark of visa
norm oral LEG Asa Sograbre creed cads and 185 IAN
darn cads me issued by US$ Bak USA with dermisvon from
v ea u S A worpoirattd
UK Financial Strides Ins
Rev 201407
SDNY_GM_00025683
EFTA_00136303
EFTA01277536
SUBS
UBS Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
August 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 1301
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call 1Cdr hriancia Advii0: Cr tle
Value of your account
Reston:eine at 800-762-1000.
on July 31 (1)
on August 29 (5)
Your assets
87,960.94
87,964.54
Visit our website:
Your liabilities
0.00
0.00
werw.Lbscomifinanciabecvices
Value of your account
$87,960.94
$87,964.54
Tracking the value of your account
S thousands
880
eao
Jul 20 a
Member SIPC
Aug 2014
Sou rots of your awe met growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your OWSIMen t return;
MO:lendand
interest income
Chance in
market value
Value of your ocean
on Aug 29. 2014
1000
SDNY GM 00025684
CONFIDENTIAL
187,949.09
$15.45
4000
3117.964.54
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SUBS
Business Services Account
August 2014
Your account balance sheet
Summary of your assets
Value on
August 29111
Percentage of
your account
A
Cash and money balances
87,964.54
100.00%
B
Cash alternatives
0.00
0 00%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$87,964.54
$87,964.54
100.00%
Account name:
EU.MAx, 'AC
Friendly account name:
MAY
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your R nancid Advisor.
. Cash and money balances may include
available cash balances. UBS Bank LISA deposit
account balances, llBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
CONFIDENTIAL
Percentage change
August 2014
year to date
4.00%
9.89%
4.20%
9.23%
-G 15%
2.93%
1.10%
4 81%
iy_Gm _mew
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Business Services Account
2014
Change in the value of your account
August 2014 (S
Year to date (E)
Opening account value
$87,960.94
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
160
15.45
Closing account value
$87,964.54
$87,964.54
Account name:
EWVIAX, tic
friendly account name:ELLMAXISC
Account number.
Dividend and interest income earned
For popoStS of INS statement, tarablty of interest and 0Mdend income has been determined born a US
Is, noting perspective. Baud upon the residence of the accounl holder, account type. or product type,
some interest ardor dvidend payments may not bo subject to United States (US) ardor Pinto Pico (PR)
Income tares. The dent monthy statement is not intended lo be used and cannot be (teed upon for tar
purposes. Clients should refer to the accfratie lax atoning forms They recent from UBS annualy, such as
the forms 1099 and the Forms 480, foe lax reporting information his the practice of UBS to file the
aCpriCatte to reporting fomis vAth the US 'MOM ReWnue Senate and PR TreaSuty Depantrent. 8rid in
Such loamy accurately clasIfy cibidena ardor interest coup trorry or tenable 'mane neat C0nSull your
indgdual tax preparer.
August 2014 ($)
Year to date (S)
Taxable interest
3.60
15.45
Total current year
$3.60
$15.45
Total dividend & interest
$3.60
$15.45
Cash activity summary
Your Financial Advisor:
SCOTT STACK MANtinE CA5RiEL
See Account activity the month for deals. &dances in your Sweep0O0ns are aid uce0ln the openng and
closing balances vitae FDIC insurance nuts only to deposits at u85 Bank USA, not to deposits at u85 AG,
Stamford Branch or bank deposits pacedthrouch the UBSIntemaiond Deposit Account program. SIPC
protection applies to money market sweep find hddirras but mt bank deposits Soelmpixtant ioAxmation
about your stetemere on the last mo oars cf this document for cletals
August 2014 (1)
Year to date (1)
Opening balances
$87,960.94
$0.00
Additions
Deposits and other funds credited
0.00
87,974.09
Dividend and interest income
3.60
15.45
Total additions
$3.60
$87,989.54
Subtractions
Checks and bill payments
0.00
-25.00
Total subtracuons
$0.00
-$25.00
Net cash flow
$3.60
$87,964.54
Closing balances
$87,964.54
$87564.54
UBS Bank USA Business Account APY
Interest period Jul 8 - Aug 6
Opening UBS Bank USA Business balance Jul8
$87,960.94
Closing UBS Bank USA Business balance Aug 6
$87,964.54
Number of days in nterest period
30
Average daily balance
$87,960.94
Interest earned
$3.60
Annual percentage yield earned
0 05%
SDNY GM 00025688
CONFIDENTIAL
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SUBS
Business Services Account
August 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the altemaove
investment objectives in Important information about your statement at the end of this
document
Account name:
r
r
Your lq nendd Advisor.
Friendly account name:
r
SCOTT STACK MANLYLE CASR1EL
Account number:
212.821.7000/800.308.3140
Your ',tent objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consderation - None selected
Your account instructions
• Your account cost bass default closing method is FIFO. First in, First Out
CONFIDENTIAL
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