Text extracted via OCR from the original document. May contain errors from the scanning process.
*UBS
U85 Financial Services enc.
299 Park Avenue
25th Roor
New York NY 10171.0002
4Ne70057299491015 1r1 0
Account name: POT & KETTLE, LLC
Friendly account name: PO1K PILE LLC
Account number
Your Rnandat Advisor:
Kort STACK MA
LYLE CASREL
Pnc•ne
Business Services Account
October 2015
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
Questions about your statement?
Call your Financial Advisor or the
Value of your account
Fasourceline at 800-762-1C00.
account
on September 30 (5)
on October 30(1)
Your assets
477
4.77
Visit our websItic
www.ubStOrrtlfinanCiakerviCeS
Your liabilities
0.00
O.00
Value of your account
14.77
$4.77
Tracking the value of your account
4 e
48
00
Dec 2014
Sep 2015
io1s
Sources of your account growth
during 2015
Vzdue of your account
at year end 2014
Your nvestment return
Dia:lendand
interest income
Chive in
market value
Value of your accuse*
on Oct 30, 2015
10.00
SDNY GM 00025526
34,77
3O00
14.77
Member SIPC
ANP200C000572•9449 NPVC0189609 C0002 1015 030070743 v123679550000000
Page 1 of 6
CONFIDENTIAL
EFTA_00 I 36 I 46
EFTA01277379
*DUBS
Business Services Account
October 2015
Your account balance sheet
Summary of your assets
Value on
October 30 (1)
Percentage of
your account
A
Cash and money balances
4.77
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
54.77
$4.77
100.00%
Account name:
POT de f.ETTLE, iLC
Friendly account name.
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
October 2015
year to date
S&P 500
8.44%
2.70%
Russell 3000
7.90%
2.02%
MSC I - Europe, Australia & Far East
7.82%
2.53%
Barclays Capital U.S. Aggregate Bond Index
0.02%
1.14%
Your Financial Advisor
Kr"
• itYLE CASK'.
• Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yoor statement on the last
two pages of this statement for details about
those balances
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
Arn000300572995ONV7OCOr69609 CrOgol T015030579743 m2.3679SSOCOMMyGht000255!ige 2 of 6
CONFIDENTIAL
EFTA_00136147
EFTA01277380
*UBS
Business Services Account
OcloLet 2015
Change in the value of your account
Account name:
POT & KETTLE, tic
Friendly account naene:POTKETTLE LLC
Account number.
October 2015($i
Year to date (I)
Opening account value
$4.77
$0.00
Dividend and interest income
dosing account value
0.00
4.77
$4.77
$4.77
Dividend and interest income earned
For proposes of this statement, tad:rimy of interest and cling:tend Income has been determined Fran a US
to rippling peradhe. Based upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments may not be subject to United States (US) anchor Puerto Rico (PR)
income tares The dent month)/ statement is not Intended to be used and cannot be retied upon for tar
imposes. Clients should refer to the applcatle tar reporting forms they receive from (IBS sena''', such as
the Forms 1099 and the Farm 480, for tar reporting information It is the practice of UBS to file the
4301}CaUe lag reporting forms With the US internal Revenue Senate and PR Treasury Department. and in
such forms accurately classify diadem:1s andicr interest as tar cerrpt or tack.* income. Ileac consult yap
inchrclual Its preparer.
October 2015 (1)
Year to date (I)
Prior year adjustment
Cash activity summary
0.00
4.77
See Account acUity the monthlot details &Mance: In your Sweep Options are includedin the opering and
Closing maws value. FDIC insurance apples only to deposits at UBS Bank USA. not I0C:ea:Kits at UBS AG.
Stanford &Sikh or bank deposits gated Ihrouch the UBS internat0ncl Pep's( Account mogam. SIPC
potection applies to money market cvieep fund hddings but not bark deposits. See important iNarrnanon
aboot your stetement on the last tv,o pages of this document for CetalS
October 2015 (I)
• Your account cost basis default closing method is APO, first In, First Out
Year to date (S)
Opening balances
$4.77
$0.00
Addittons
Dividend aid interest income
0.00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your t5 vandal Advisor:
SCOTT STACKMA:1O1E CASRIEL
UBS Bank USA Business Account APY
Interest period Sep 8 - Oct 6
Opening UBS Bank USA Business balance Sep 8
$4.77
Closing UBS Bank USA Business balance Oct 6
$4.77
Number of days in nterest period
29
Average daily balance
$4.77
Interest earned
$0 .00
Annual percentage yield earned
0.00%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch manager You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibeity consderation • None selected
Your account instructions
SDNY GM 00025528
allP7C00300S729951 NP7003169609 00002 1015 030579743 11123679S50020300
Page 3 of 6
CONFIDENTIAL
EFTA_00136148
EFTA01277381
*UBS
Yournotes
-------,----,„„„,,,..
CONFIDENTIAL
EFT,00136109
EFTA01277382
UBS
Business Services Account
October 2)';
Your assets
Account name:
friendly account name:P0TKETTLE LLC
Account number.
Some prices, income and current values Sheen) may be appiOxinlene. AS a rtf t. Om and tresses may rot
be &moiety reflected. See Aportant intOrMabOn about your statement a the end of the clacurnem for
mote Infornanon.
Cash
Cash and money balances
Cash and money balances may include avalanle cash balances, UBS Bar* USA depot account balances,
UBS AG Stardord Branch Ceront account balances and money mantes mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the CDC vet hen applicable limits, but are not
potected by StPC UBS AG Stanford Branch deposit account balances are not insured by FDIC rod ate not
protected by StiC Money market sweep batances are protected by PK but are not insured by the FDIC.
See the Important information about your statement * the end of this document for details about those
balances.
Hddng
4.77
Coning &lance
Closing balance
on Oci I ($)
on Oct 30 (I)
Price per :nme
Average
on Oct 30(1)
rate
Duidend Interest
period
Your PI Randal Advisor:
Days In
period
Cap mount (1)
Your total assets
4.77
250,000.00
value on Oct 30 (S)
Percentage of
Cost
EStrnated
your aCCOunt
bash (S)
annual incomes)
Unrealized
gan or loss (5)
Cash
Cash cad money banal
Total
54.77
100.00%
$4.77
4.77
100.00%
4.77
SDNY GM 00025530
ANP7C003005720953Ne7003l$9609 00002 101S 030579743 Y173679$50000000
Page S of 6
CONFIDENTIAL
EFTA 0[)13615[
EFTA01277383
*UBS
Your notes
6,6,6.66.,,,”666,666,666666.6,6,66666,a6,.6,6.66,66g6G. G. .02.6,66. 6 al 6
.
ots.,...........
CONFIDENTIAL
EFT,00B6151
EFTA01277384
Important information about your statement
UBS FrocialSenesin Inc (the rim or USK FontI Soriceg.
is a nano of al Amapa smutty. commodity aid toms
ochanges UBSFirenCal Sone and U3S NM USA am
indeed subwArise of IBS AG and Milian of uBS Scorns
TLC **Fret biaxial omen it matt* soon mouths
the fans eceavm aloes am a
IBS Forma Sonits lx
1200 Mater Balkan!
YAMPA at Ns 07086
1hp StaWilent represems the cob °tidal reeved of sunlit
Fmaroal Simms account Other records. moot aloof ta4
dooment. conuhng contung dace should not be abed
upon If you ban them is on a
a ConGtat pleat
moo n riTnediamb n tying to thel3rach Maar of the
off a siontigyour non
Although al 49.ns tom are emended b be aCarate.
Bann data Todd rot be used for to puposes key
sokb on yeacind la lams.
. FM, 1099. 5498. IOUS.
tic) Men pmering your to return then no is maned by
Ian 10 mon to the RS al Tao) diedends. repent!e non
lauble dolends ad mine mon tamed on securities
held n your vane, net proceeds on sale tranUctorn, aid
ma baUsOn cedar. Coed Harem
Ommancrions with the Hem
• Pim* re<Onfieni fl oral OaterolCatoe6 nwan9to
further pram your mint ncbding you-rotes undo the
Semites Minor Protethan Act (SPAT
• el the fmnsoal instrition on the top kft ce the Iron of this
labernmt is not tAIS FiUnCulSencea UBS Mang
Seines canes your acccum as clearing broke by
amergement cots Iht noted risauton We Infoimecl
you 01 this militantly nhen you Opened All axon in
this cap, Mr hods and stout its re bated 2 LOS
Fronoal Saxes ad not the rerodumg broker. aid you
must mat a report of it ma or °median to both WES
All e000uriC StaWrencS shall be deemed Cardatte and
acorn 6 err °bp:ledTO n restrig Mho 60 dm
• Please direct ca
n
calmer ambia
ce roams to the tint
Client Retthons Otirtneot a 201.3521699 or lona
al V00-3544103. 8 00AM to 6 00 PM FT Monday
thoOup friday. a A Mango uBS Ornancol Senna AC.
Clem Relsions Omatinn. PO Box 766 Unon City NI
07(G7
• Si cm* of ernes a WHOM *Cut n ekcoonc bierfs
tondo (EMI bill Damon cc CBS via d*it can
transact us5 fall 8)0-762-1009 or coats to IBS FrianCal
Mew hc. IOW narbor Std. 60 I bat Wecheent N)
07086. Ann IMMSSA Savees
Cal coyotes/ soon as ma cars d you th nk
stawnem or newt 6 MON a If ICU need mom
nInnnam about mink( on the smontot on reap!
The Fan ce Card nnsw (as atplatio)nitld her torn you
no OW than 60 CPIs alter the f nm scot you the ha
summon on Mich the time or problem apond
- Fronde tor ram and axon number (II red
- Oman der no. Or the ainfenot am tome atom
abandon as Sealy
mu On why you bine Cl, al
error or May you nom more olomotion
- Fronde the don mount of the unposed woe
The Fim or C id Muer Ml neraigate paCCAlplAnt ale
Mll conect any era prosody
Pleat mire al theca, payedo to the Fermi the Mail
nohow odcated on to has of this stamen, haddlgn
to regukr a:coon fees. ain't
ma/ be fait to
monceisme lees cturger. Ice ute myna* far securite:
pun:haws andclaim for opal "Mat n crii axons
Acimmts ma ore tratf mod. to oller coastal, may be
Masa to a vaster lee.
UBS Sweep °beim
US$ offers one* for sweeping cash balances. banes to
basic &pouts at U85 Bat USA rid USS AG Sodom Wm
Oak limp Mound money market mutual fads (Mon
Fuels) and the neivationi Depose nowt (Onion
carmen Mu, n menahaval Amara Management
Aomori thicv9h Iht Bat Sweep FrOgraill On Wheal.
are Swept so LOS Oat USA up b a estabithed km and
then to USS AG Stanford Brandt a a Matey hard Deposes
at 185 Sit USA are FOK muted n accordance with FM
rules for nay Hammon plane nut meat to gm
Deposits a LOS AG Samford Bunt ad tams et felonry
nods rem Inured by the FDC.
Through the OA wadable 1* can Mans are scam to
deposit accounts a IBS AG *mends Bosch ad 185 AG
Cadman Brach These deposit tie na nasel by St FDIC
Banes het ate Salt AG Camas Binh re temporrily
opined TO The Saechr M. of theCamay Idands and
trap is rep Ouanea ode ob lonn of IBS AG to repay
the barns *liken the AS Camases Brache boas.
Deposits a UK Bra USA and each UPS AG Birch TOW
prmecied by SIC Manor Fund shies am weeded by SPC
See 'IBS Mama Seems Account Raman' below
Opus you reckted. batexes n the Bak Sweep Program or
OA may be wt Lawn. ad shams of a MonoFold mad be
Nadas, old the mans returned to you apt
manes laill11
Furth& krilainte:n about renege snap *pions. Wang
omens meter n osed yieth n anthrax
war, tifc CCM tweP9vOlt. Von ',tut Fnafaal MviSor a by
Cr an.120C,
:00
Ull1 Randal Suvias account protean
The Fern is a mate of tee ShatileS moue Protection
Corona (WC). ?ea protrasseonses roans of es
imams tp m1500000 Oxbding 1250.000 for clams kr
cris) The SIC met ammo, toms amblo allrows
Ism wu had n abalone-crusty
the Fort together wan arum Adams. ha also puxhax-ff
Apponcreas Saatchi The manta mount payable to
all digly* doom colectooleundse this bronze:on o 5500
millcn as of Mint& It 2013
Sams to the poky orditiorn and noun
oh at the
Fern Sturdiestanted kw up so SI 9 maim n the
outman ha all your rantshen n a ratan capacry
A-fon copy of the polcy wYdr9 aeaWble Woo reN•Jo2
The SIC protector and ter supplemental promo° both do
not a O , to
• (enrol natal zoos controlled by (aniS Mined n )Wr
nouns van but heel away from lAil$ inalon Sevres
g moan (Scat aUBSBak Neat at U3S AG
Stamford brands. (d) nitrate modals. Wring Taub*
amain ad 0e) inns of mutual lack Maw sun
sham re regimen Many n the name Of the aMat
holier Co **books and records of the melte* OW a
trace. 3201).
• (erten enstarmi corona morn
iskerst (eg.
'Mod pm:wisps and prvaeplawents) that ore not
registered nee the Ucurex6 not of 1933. and
• Corm-Mhos mynas to 9. rooms ochango and
peens metal minas/. nclocksg fumescommas and
cemlroOY OPIKO contract
The SIX protection and the Papplarental protection do not
apt to these assets eon if they OnienSe *pia codas*
sawn% The SIX protean, and the snubm- om
prOteCton do not protect aganst domes lithe nate
vase Of nor austrnints('neether as argon a mato
mornint. mar bribloptCY or 011nillate)
More Wormaon s mit Is torn request vu may obtan
era inomobn *tut SIC, hdudng the S1K Broder*
by conwrg SPC at 202-37143300a by want tie SP(
name memo moc
Dividend Re Mermument Program OFM)
The ma renCed 6 a annage pm YOU May °bean the
eCtoal pee tan your nian2al Adeoor Only MOle titres
are puttoar3d inlet CAP. paha thres coil be son and me
cash coil be deposind n you account The non
ren e-street ace mined by the is
mar defy from to
rixtet ;ea it Midi the partial rotes an sold
Ca bin
Only Mole units Ink be held in yr.( aloud f you are
entithrd to abates me as a read! of a 6votod pArrent or
~wise, the Fan sal ether tel
mrket price
a amp( an avow dotommicl by a AftStered &airy
agency. and oak you account
lavesintat °Noakes
The Meg:Vent obpaves aid Mt profile are speck to nal)
scow aid nay way tetsten Rem Moe Ow Inn
pommy, n wring of any ugnitcant a ange in your Mama
Mann or helmet awn;
For each account hell
you choose one of the fo lowing nvestinent °boobies
• Anna Current Morn, Arestnients seeking the
regal bet d ecome only
• name Caintrappachmon kweinentsiediing growth
pmcpal fan than :to gasman 01 name
• Reduce Cortsonn or mania and Cenakinacoact
monerints weeny both the gerwaon of name vol
9"owth a Tempo!
OmenlIttk profiles
• Consomme Seeks to enantin haiaproFal Mts low
risk rid sohility to the account emit eon if ma meth
tto account dOeS not generate Sirdallt rnoomem
MUMS Old myna keep pea wit intLoon
• Abadan Vining to accept sonseni tO 01,CW rid
tolerate sarehaadtyo welt higher rehmns
• Aggresoye wring to accept hgh rise tO annul act hgh
volahlty ea *ensign reams cm time
Statamentintelneling"
We may a.m.:Mate at ceded rout StatenlentS with the
sant address is the triennia.
ACootresrrOy be relined
for this onose beano they haw omen et* in mann
tont mount ritionshps well other dent alto same
address The pone a known al 'hOsnehOldng • fru
vela to realm indiMual A/Content, mailed n %prat*
CONFIDENTIAL
meeker. — you may *dne househollat by ding your
Enna Admor
Friona, amount nano
kienTh mourn none reflects Ofartrion that au
mead as the Hors online undoes webste It is a
custornizable -nurunw• doun by you to au you such
your rrortecon n Nx no OM effect on mui mourn
You on Moue you Frendry axon naves. through Wm
Se nas a thonacung pm Motel Abbot
Aconite overview
• Vabe of par ottountroxin Na a asset and
113
• Ames mini seal.fole call banes Mos lot
moiled rough, (el ) and Global Tae Depolits unrealized
marks to mrket ale ads asset not held by the Arm
Dom not ncbdeunpnad soultelassets a dee en1 ol the
pm and mem stateroom pooch to Foam nastmema
untied itol col Mis aid media k slat. Mom
• Cranikves triodes Ulu banal. outtarammrgn
loan. creak Int shod account balances
• Cab/irony balances Toes of uilruested salable cat.
bianco.
WS Sat USA deposit baron 155 AG
Surf ad
Bra
balances and maser meta man
fond sweep baits a the dose of the solemn pfeEd
Norpcorrincd Ey he ask batman h yea 'Mount aft not
seyegaed from Mabaron rod the Fanny% use aly
these fads n the ordien course of os Mists These kinds
re path* mon pi comma Ilo total 6 Incbded
Ae
ann. p4Soi dosing value
Lending information
Fa dNakd eikenwon on the rnv> *MeVpi ant. t and
didocurn, rake to yxr Chia! kinneitp Ammon or
Account Armen and the General Tows ael Conditom
US$ Stamen of Cade leactices movably nAWeemenet
en! Cr-azure, a rev
revryiern.ofrcver..”
Tour meats
Your Statenteell t*MaeSSeCultPS and Other asses held n
the mow a the end of the Stinenbell per Os You mar a*
for dikes of kik paid nines z wry we You may
receie seanim used a has collated OK PaP19.anian
bine me on teen My maintops tiara on es the
dins nor stoners period am lies a MJA*4 vase a 01
IFe end of Ihr statement period
• Cost bask el delionhog the cot basis of the nuns
'Waded n this sown
Stem flitted wth the
rooter -1. ' 185 Hanes Strucesha nekd on
Ono-maim °Maned from sources other than 155
Finance Samos. naming nformaion Iron another fir
or the you may Nate prooded so your Twang Mew
The Finn does not Mmtndenth way Or gunmen
nay
a vaidne of ay Marmon provided by sources
Meehan IBSf nasal SONO.
in addfien Slough LOS Flannel Sonr gisnorally
updates th is Mammal as e 6 woad the Finn does rot
prod& any mono that the incrmaton alder 'Cost
and 'Unrmlized risen" is rata* a of the die
of in Vann
AS sod', please do not rayon this
MinimaOn to makecurds)* or sae Minn. Ice la
pummel or otteent Vora& tr/ISIated to the fen
mayreflect Menu nformaim only for the perisd of
tine they am held a the Lim Morehimoncel Matnanon
can be added by you Moroi lona
• Unmated gansibmes Ono elan is /carol.,
eTrna‘d a,ial to latli:195 a2 Crdialel toe
SDNY_GM00025532
EFTA _00B6152
EFTA01277385
Important information about your statement (Centellied)
atividalseasity kits the t ~ion data la Nadal
lot mayor map nol Mat annahn3 dirges a0Or
Seamy reoraication anti DIrifend ail Mier
rewire-arrant lots and ham.* pad ate lot are eat'
cordoned tO Pala one averaged lot The • trade dz.'
cohrrn presents the cognal banal an traledate
• Callable naadat Bonds and painted trod dial te
issuer calt tor any renerptron evil beselected owe-tire
by bt tan amceg aa waanes of that ape held in our
nare a ei norme nano for as chats (al leave
donna en is craned tom third peeks aides acorn
is not gained Omen call I earn. nay ea arch
maid Mat alit ~plea *donna kin val bepodded
Liar, reams
• Cart kaas of deposit (CDs) CDs are MC ~el apt
$21.0,000 n principal al rated nttra pa dtpator
and pw ~wry retake.. is acardria with rho:
niks
• rporvakes aces dialhed la faunas and Oar
product warnhill« a aver than ten tea Tel you
ward taually recipe in the maker Rees are obtaned
Iron varhes Sid palyarritet aids we betereb) te
retire, but we do not gamin en a:curacy
- W gineraly To the donnepure then prat. er the
minah or er bid aid ask aces fa 'said securcm aid
optorn or mk bd prces la OTC
ties
e
- Let aware traad seamen maybe prowl inng a
*alarm morel a tempt rain pia we Maned
and myna red led an aura meet por or Ph<
- Cminpostens may appear wallas a pra and mil
show z 'once was not adoilable A we a unable to
obus a puce ter a Stacy
- Deases a stories dermas& n ~cm
oexa
tun U S doen are ra kelp a the etat urge rat as or
the nawant date
- For moan senors Barg nnon-catermng
deremnatan. roe aid quality dace valet) may ha
been Mated» lava» proper voura
To obtain dram caitaas wen aid*. wad yor
Faunae adage
• /Maw lareareems and structurial products. Pm*.
-metiers taunt (nclidng dad pzapsion
OrCgall aid real estate Penman an Sedated ad
SWISS preduaS at genera hghly Maid Cabin
savoured paLas ea» na brim attuned writhe
Semmes aid ExClana Corr/moan a under any stare
rewrites Wan We prow* estmaed 'abet la private
nueitmer warps ern strati prodan eor
edema enalnuados only Accuracy., rot 9daAntecd
- the* vatseS maydiar stbstamelly from pia" II ay
al each waxe nestrnert seam y« StruCtured
woad maybe tour a foe aid do not notch -wily
represent the tale you may crane upon hatiahn
- herd ply onmaes of via are Mot a conan <Jae
aid re supplied b ItS inroad Services on a regi It
baps by an nation:Sent platen Inn
- "nee, rowelleace‘reurnalsor ennzad yahoo if
any'. are stapled to te Frm by the ewer, general
panne ex *tenor and may be maimed bud en
drape htornarion from that wad by thtd pant to
donne thee estimated Yaws
- You can obtain addannal rrturnawn regadng the
mehadology used to determine the earner «vier
end the do of the hforrnamn War It me base ice the
Perrin by anlaaiig your enaidal Addior
- lead parry ostinatal vabec may be reflected as 'Not
pored «
mud saran when an 'nlepenfent
valuation firm fats not 'waled a d unare b align
vallo when we beam awn that a midera wore hag
*carted that may alla ~tiny reponed valact no
westen. a ~eta?
nand be highly WSW.*
duo to To nano of the party
- Then neither an issuer real panne< a sponsor
Canute] valtenor dined-ply antra vane is
prowled tent* ol the acuity wi bedinuent tin
ns a:Matta
- 'Clarbutiorn to dye may include reran of cmilal.
wane a both
• Ortrea une sr' Wean, Te
°Hang price
twat an may not aloe your cost bak
• Itiostilaed nettles Reancted "'males ;merry are
not awns/ Pet* for pubic tale UBS &acid Setae
uses the mrt price ol ten esiresliktod mod. of ten tam
mu« a ai muted Pk* for the retina...0 node tit
;gnosis of Mia St
TO the arm tia
reStiKted tanks it eligne Ier sale. Pe kalepeceued
nay be manumit, less aai the incited value Own
• In laminated) name. Gana yields and raw. An
...name of minuet ncome is based on area diviand
aid ninon ran. spring OW 1eo,itir4 will be held for
one year from staertunt date or sent manly This
estimate is on a guanne. accuracy aid opinion
mane act nos garaneed
- EstMated rear income and <urn peel for etsai
Veto, Warrites mold hair dream of plictoa or
Caul gent in when oat the at kirane WO went
yea) would be *vectored
- Barnard an WI ~fa aid anal yield aid The
actue none aid Bald night be Bowes hgherthai
the estimated enures
- An penile ol sausage' name ridden! andor
rimiest dated by thearea make, vane/or>
balace d based on the lag dinand or literal
parent made by te issuer and asaas ast
secanindeporas MI be held'« one par tun the
statement dale or area maurey Aoarati ad
unlined pied at nol guaranteed
• Asa net hold by WS Financial S write Celah
anal re ran beNbyttekril al not virgin the Sias
postessen or astol Theo assets re deployed at yam
stateneni for irdonnaanal wane one Podia, al
rain presented re mailed byte issung lien LASS
fnaiCid Saviors i ant Tranship tor this idemakin
and Ries net grantee es errancy nine alas genet
protected by SVC a the Ferro supplemental SaC
crease
• Revenue taring and addkbnalcampensatica
~Mom on sat and 12bil hef
r ~eon with the dettraion of meitui
•
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Ma
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wants trom &shears ander
son of tea anal finds that we soli Thew
~urns are bated as two difanint armorer; le
the amount of saksbyuBS 01 a artiCuLT Maud fund
lamas to or dents. aid td the rat ate Of a
primly men fund landit shwa tad a the Inn
- We aid cu tea* aer receive retarding aid
ormeunprocessing lass n oraireaten lor urger
agent tarket ea we proud. to the anal funds
these fees sienwany re pad ten incisor sent in the
mitt laid end re a teed dolly liguil bawl on the
rueber of =ants at tie tetra -dear holcfng mutual
lu asel hat aid land<
- In anion to samosas reamd n orreenion wal
the sae or darbuton of arnurymrnracc ad uit
toeactie liar unit to our dams we rota our
alder» recs. ranee tang CarperSign from
wirryol the rarrancecorrpanie. indenvary
a-ruity central antihar. of The h 'ranee comaalis
SpOnSaS et Cie urn eadflieni a% we Clartute
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caveman from muival herds and mu axe
carTaies arise roach we disehure
- We twelve al anus tee teem LEIS Salk USA an USS
Ar Suntan Bart of
its per anount
sweeping to te bare; ~alto UBS Bra Sweep
Wegrans
Man/
Infanta rogardng corrm-acen and other charge;
dared it anneaa with the ~claim of vari exkidng
opbon arsactons has been Plated ce «elm:ions
aroma lambed to you. and NIbeg:4o~ to you
ar oma
on remelt
Short sailing
If you a engaged in short tang a mushy. you may nova
diage&e to anal borrowing cost fatal pataila
runty
Open order
Reading Open
geOdailiCariCened • orden that are not
veiled by the Worm date Open buy rd tell Stan
riders re mixed by the 31113UOt of Pretends cr (gear on
al p-dindendsor no rights date win; mewed inhere**
by you You re ramble I or orders Pa ate recuted die
to put lease to canal ensirg open order
Tax rithaldip en 6ebuliaafion INS Financial
Semites IRAs
redera tar law retiree LESS inroad Services» ~hold
income tai from you liable IRA dialimans. tut you may
dal nor Inhere naneixt widall or. instead. you nay
€40 02 hat la went I a ern a h a lead flat
as
you choose You Scion vu amain n effect unte reeked
by you You mayrivet* your ruction a my tine by maung
anew eedmm a you do rot haw cough ncome tar
wetteuel Iran your dimbutions. you maybe retouch* f
the pram of esinixed tat You may nod pen w to the
mounts witted and you mantel law parent; se not
equal tO yOu. Ian Obligation
Privacy
To endact a copy °far acme Oak hese Ionia pbxe
octal pis n aact Advisor ot riot our vabsné
mow
comm
rporry
U3Sfinaicial Senates k not a bark The RUM. ellifler4
SeevCesAccouit BSA and iRhect a brokerage amain
irtudi etude acCe55 to baron serves and produnS
Trough anagewnts wit /and balks and over Ted
anybanks and provides aocni to aware and may
otas iskied by small elated 'had tarty Parana
conia'as trough nwixce agency subslaa*Sof USS
Fnancial Smilao tic
Iniernmt. nsuraxe. andamatoryproducts
rat irfaC haired • No bank gowns May lose pia
RiAA ReatrOt Maaral 3031ull. Buseest Senses
Asem SSA. lehtit and ncemabonal Resource Managerstent
CONFIDENTIAL
Amp« are matted forme mats ce UR'S ~al
Services
Inc
Yea Ssnature is a registered ~cornea. ol visa
namercnal 1.85 Visa Sonata0*M cards aid Vet kersa
dain cads re issued by U13$ Bak USA web ~pun trom
V ea U S A riarparated
UBS Financial Stroup Inc
Rev 201407
SDNY_GM_00025533
EFTA 01)136153
EFTA01277386
UBS
U85 Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
November 2015
ANP70056484491 115 >2 YI 0
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: POTKETTLE LLC
Account number:
Your Financial Advisor:
SCOTT STACK IAANLYLE CASItla
Phone
Questions about your se/sternest?
Call your Financial Advisor or the
Value of your account
Resourcetine at 800-762-1000.
account
on October 30 (5)
on November 30 (1)
Your assets
4.77
4.77
%Stour website:
www.ubstornIfinanCialServiCeS
Your liabilities
0.00
0.00
Value of your account
24.77
$4.77
Sources of your account growth
Tracking the value of your account
during 2015
Value of your account
at year end 2014
50.00
Your nvestment return
Dividend and
48
interest income
54.77
4.0
Chance wri
market value
50.00
Value of your account
on Nov30. 2015
$1.77
00
r
Dec 2014
Ott 2015
Nov7015
SDNY GM 00025534
Mombor SIPC
amP700C0005648449NP1000193462 0000211 IS 030579743 vi23679SS00IC0C0
Pogo 1 of 6
CONFIDENTIAL
EFTA_00136154
EFTA01277387
SUBS
Business Services Account
November 2015
Your account balance sheet
Summary of your assets
Value on
November 30 ($)
Percentage of
your account
A
Cash and money balances
4.77
10000%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
0.00
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$4.77
$4.77
100.00%
Account name:
POT et kETTLE, LLC
Friendly account name'
TK
C
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your K nodal Advisor.
• Cash and money balances may include
available cash balances. VBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 30, 2015
3-month Treasury bills: 0.21%
One-month LIBOR: 0.24%
Percentage change
November 2015
Year to date
0.30%
3.01%
0.55%
2.58%
-1.54%
0.95%
-0.26%
0.88%
AMP M00300564450 NY70C0 I 97462 CCC02 I I I5 030575743 Y123679550 0l alitiyGm000255%ge 2 of 6
CONFIDENTIAL
EFTA 00136155
EFTA01277388
SUBS
Business Services Account
November 2015
Change in the value of your account
Account name:
tend ly a ccou et name
Account number.
November 201$(4!
Year to date (S)
Opening account value
Dividend and interest income
dosing account value
$4.77
$0.00
0.00
4.77
$4.77
$4.77
Dividend and interest income earned
For widows of this statement, teteitaity of interest and dividend income has been determined from a us
tag reporting per-pettily. Based upon the residence of the account holder, =count type, or product type,
some Interest ancior dvidend payments Tay not be subject to United States (U5.1 anice Puerto Rico (PR)
income tares The dent rronthiy statement K not Intended to to used and camot be relied upon to tar
purposes. Clients should refer to the apt:ead, tar reporting forms they !teethe from MS annualy, such as
the Forms 1099 and the Forms 480. for let reporting information It is the practice of UBS to file the
=pct catie tar reporting forms with the US intend Revenue Senace and PR Treasury DeDetrrent and in
such forms accurately dasgfy diiciends ail a interest as tat exempt or taa
income. Plea. consult ycur
Indsedual tag preparer.
November 2015 (1)
Year to dale IS/
Prior year adjustment
Cash activity summary
0.00
4.77
See Account ion,* this monthlor data Is Essences in your Sweep Options are Inciudedln the opening and
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG,
StenfOid feanch or bank deposits placed through the UBS international Depose Account program. SIPC
potection apples to money market sweep fund nadings but rot oars ceposits. Seeimporunt inkprm000n
about your statement on toe Iasi twa pages of this document for detais.
November 2015 (1)
Year to date (S)
• Your account cost basis default closing method is APO, First In, First Out
Opening balances
$4.77
$0.00
Additions
Dividend arid interest income
0.00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your Mandel Advisor:
UBS Bank USA Business Account APY
Interest period Oct 7 - Nov 5
Opening l..185 Bank USA Business balance Oct 7
$4.77
Closing UBS Bank USA Business balance Nov 5
$4.77
Number of days in interest period
30
Average daily balance
$4.77
Interest earned
$0 .00
Annual percentage yield earned
000%
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to Change them, please contact your
Fmancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibeity consideration None selected
Your account instructions
SDNY GM 00025536
ANP7t003005648451 NV7003150467 03002 1115 030579743 Y123679$5001C000
Page 3 of 6
CONFIDENTIAL
EFTA_00I36I56
EFTA01277389
*UBS
Your notes
...,......sz.no.
,,,....
,,,sa.,,,,.,.s ,..,..
G. .O2seipp 0016
CONFIDENTIAL
EFT,00136157
EFTA01277390
4UBS
Business Services Account
November 2015
Your assets
Account name:
Friendly account name: PO
ETTLE LLC
Account number.
Some OnCes, module and current values Shorn May be approxiinale. AS a rtSIA. gains andlOSSes may ndl
be accurately refkaed. See Aportant infosertanon about your statement a the end 01 the obcumeM for
mole infornason.
Cash
Cash and money balances
Cash and money balances may include ayalade cash balances, UBS Bant USA depost account balances,
UBS AG Stankord Branch Cepoot account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vAlhn applicable limits, but are not
protected by S/PC La3S AG Stanford Brant h deposit account batantes are not insured by FDIC and se not
protected by 9PC Money market sweep balances are protected by SSC but age not insured by the CDC.
See the Important information about your statement at the end of this document for cloak about hose
balances.
Hddng
4.77
Operetta bdance
Cloung wine
ence per share
Average
on Nor 1 (14
on Nov 30 II)
on Nov 30 (1)
rao
Delicknel Interest
period
Your %nand% Advisor:
Days In
period
Cap amount (1)
Your total assets
4,77
250.000.00
value on NOr 30 (1)
Percentage d
Cost
EStackied
your account
basal (I)
annual income fl
Unrealised
gain or loss CS)
Cash
Total
$4.77
100.00%
$4.77
Cub and money balances
4.77
100.00%
4.77
SDNY GM 00025538
ANP70003005648453 NP7003l 93467 00007 INS 030579743 Y123679550 OI 0000
Noe S of 6
CONFIDENTIAL
EFTA_00136158
EFTA01277391
*UBS
Your notes
CONFIDENTIAL
EFTA,B61.59
EFTA01277392
Important information about your statement
U35 Fauncial Services you. Oh. F im or UBS Financial
Sonikes), is a neater of all princhal seoiuy, oannaity
and options eichages. LA36 FrareialSeroces and LES
Bank USA are rdrect sitsidiares of 1.85 AG and
anilines of LBS Searitin U.C. The Fim's financial
statement is available upon reeken. The FiTtfs aeon*
off ices a a:
Sinsmal Sanas M.
1200 Harbor Boulevard
Weehawken, W 07086
This statement represents the cey official record of you
1.85 Fitecial Services Emu* Other march rapt
official tar doornails. corrtahing cordlideg data should
rot be relied Lima If you beret* there is an emx or
emission pease repot h antedate. n *rang to the
Branch Manager of the office sentiw your account.
Athsugh al ficares sham are Mended to be accurate.
statement data shaild not be used kr tat purposes Rely
sae& Goys-end lax IoM's. (It. Form 1099, 5498.
10425, etc.) whin prepregyour tax return. The Fins
required by law to opal to the IRS all ta.abk dividerock,
report*le rcatatable chtidends and tattle serest
earned on Retries held n you aromat, net proceeds
as sale transactors, and cost tars entertain covered
So:train.
Conentmications with the Fain
• Please retentions fl
oral cormxncabons in wring
to fuller protect your rips, irclaw your tic)*
ender the tartan Investor Protection Ad (SEA)
• II the I Ina ial institution on the tcp left of Fe front
of this statement is not IBS Financill Ervin, LGS
Feencial Service canes yam account as clearng
broker by ma-Garen* will the radiated sinitenon
We irdonned you of tes relatoreka when you
opened this OCCOJII. In ti cash your tads and
seonities are located at UBS financial Services and rot
the itodnig broker, ad you nut mace a repon
of wry ma or mission to both firms.
All accent statements shall be cleaned ceenpbte and
accurate i not objected ton wring within 60 days.
• Please died customer complaints or immiies to Fie
Fern'sClem Relations Depament a 201.352.1699
or toll-free at 803.354-9103, 8:00 A.M. to 6:00 P.M
FT Monday through Friday, a in wring to U3S
Fewncial Seine's ho, Client Relations DePalmento
P.O. Bea 766 Union City, N107087.
• in case of erten or paste:re about an electronic
Kroh transfer (FIT. bi payment a UBS VoWdebit
card transactions, call 930-762-1000, certif.to UBS
Fianna' Services em., 1000 Hatallsd, 6th floor,
Weehawken. NI 07086, Attu RIA485A Serems.
Cal a mite as soon as wit care it you thiic you-
statement or receipt 4 *erg or if youneed more
alcanatimi Axon a gander en the stnement or
reaps. The Firm or Card loser Las applrnb10 must
hear from you no later than 60 days slier the Fins
sent you tie fin statement on Which the aro- or
problem appeared.
- NT,
,ni r
rr nirri-or t
— Mute the error or to Manner you are scare
Exit, and explah as <leak as you cal shy you
belie t is an error a why you need more
Mormation
— Proade the dollar arrant of the suspected emu.
The Firm or Cad Issuer a Menlo. sue ampairt
and MI correct any eller prompt. I we take more tan
IC/ banes: days to do shit we will crank your accost*
For the mart you that is al each so tat you will have
the use of the morey dreg the time h takes us to
complete Our hostgation.
Please make all cadet *Mole to the Ern or fie
financial insteution rdcated on tie front of the
statement hadditir to regular accost fees. aromas
my be subject to inattenate lees, chages for lee
paromt for Nathan purchases and charges lie unpaid
meats a cash accoutto Accounts that at trarderred
to other iretrotions may te sulked to a transfer fee.
UBS Sweep Optima
LBS offers options ice sweeping cash balances, balances
to bank deposits at UBS Bak USA and UBS AG Stanford
branch (Bank Sweep Programs), money market mutual
Ards (Money Fla*) rdtheintemat anal Depose
Aran (OA)1a customers with an international
Manske Managenera Account. Through the Bank
Sweep Prorarro, cash balances TO swept to 11858a-k
USA up to an esti:fasted knit ad then to UBS AG
Stanford Brach a a Money Fund. Deposits at U85
Bank USA are FDIC Muted in accordance with PDC
nits. For more iternaticn pease sat wrmidic got.
Deposks at LES AG Stalad Bra-a ad Maas of
Morey Fends at rot Snared by the FDIC.
Through the Ok maileble to oath baron are swept to
depose accounts at UBS AG Hew tale Etanchard U8S
AGC wan Brach These deposits are not ironed by
the FOC. Balances held at the LES AG Cayman Drat
ate 'emper r. epos* to the smereign Sc of the
Cann Mends, and them is no gtanoreee a other
cbigarion of LBS AG to repay the balances while oath,
LES Cayman's Brach's books.
Deposits at Uinta USA and each UBS AG Branch are
not protected by 5IPC . Money Fund shies are protected
by SIPC. See #U35 Froncial Services Accord gotta:on-
bete
Upon acts reµan, balancie in to Bank Sweep
Programs a CA may be withdrawn and shares of a
Money Find may be liquidated, ad the proceeds
returned to you a your seamen acceert.
Father kioimatan about available sweep oprons,
ackdag oatent Merest rates and MI* k available at
"moths cordswoopOpl*, horn your Francial Advisor
or by eating 800-762-1000.
UN Financial Senior moan peetaction
The Firn e a member of the Searkias hyena Protection
Comma* (51PC), whit protects 'rotes aroants of
Cs members up to S500,0:0 (nclxIng 5293,000 for
Art: for cask). The SIPC asset protection limits apply to
yl accents that youhold in a panictar capacity.
The Fins, together with certain affiliates, has also
purchased wophrrantal protection. The maltreat
mount mar to al e6gbie chants, cobra:Ark u-dee
this protection is 1500 millon as of December 10, 2013.
Stored to the poky corditons ad Imitations, cash a
the firm is father protected fa me to tl 9 million n the
agg'egae for all sour amounts heed in a partioular
opacity. A full copy of tie poky wadig is mailable
torn request.
The SIPC protect en and the supplemental protection
both do not apply to'
• Certan f kancial assets controlled by (and added n
your account value) Ian held away f corn U8Sfinvical
Services (e.g., caving/ cash at LBS But. (i) at at
LES AG Stamford branch Ed a-carte palms,
including win* annuities, and fin shares of mutual
finds where such shares are registered drecdy n the
nave of the account holder on the books rd records
of Me applicable isoor a trader agent).
• Certain Soma* contracts or itemnent interests
Eg., limited partnerths and private placements) tat
are rot registered sada the Set:unties Act of I933;
ad
• Cornnodites contacts (e.g, Ictergn ',charge and
pec izus metal moms), includtg futures antracts
ad commodity option COntraCIS.
The SIPC protects* and to suppknental polectan do
not apply to these abet even* they °thermse appear
on you: Materna*. The SEC protecron ad the
salerreental protection do not protect agora changes
in he make" vale of you investments (whether as a
result of mallet movement, issuer batruptcy
otherwise)
More information is avail *le tao, repast Yom may
detail more rdamnion about SFC, rcldirg the 51K
Brochure, by contacting51PC a 202-371-8300a by
useng the SIM webs* ar MOWLI*0151
Dividend Reirembeent Program (DFW)
The a* reflected is an average pia You may obtan
the actual price from you- Financial Advisor. Orey whole
Mares re purchased utferDRIP; petal shares will be
soli ad the cash wa be deposited h your *cart The
ticked reiwestment pacesupplied byte issuer may
Offer from the market price at Mach to partial shares
ate sold
CaaltMlieu
019 whole urns may be held in you' account. If pot ate
wattled to a partial unit as a result of a &Wird payment
otherwise, the Firm veil ether sell prat Was at
mutt peke a accept an amount determined by a
regoto-ed dozing agency. and credit you accost
Investment objectives
The mummer* oblate* ad nsk profile at spec, c to
each account and may way between. Please *Me the
Firm promptly in skew of ay sicnilkart change in xis
finencill situation or rummer* objectives. For each
CONFIDENTIAL
account kaki, you choose one of the following
Mesment objeclior
• Prague Current/mom.. 1 *Pim as seekng the
generation et income cr..
• Adam Opt*, Approciatan: Immune*. seeking
yowl" of prncpal rather than the generation of
rear p.
• Produce Combo:Won of arcane ard Capital
Appreciation I-comments seelseg both tie gereratcn
of income and gasohol
°Will risk profiles
• Conoco*** Seeks to maritin nitial prircipse, with
bet risk and volatility to the acorn owrat even if
tat means the accost does rot generate signetcant
name or imam end may nut keep pace with
inflation.
• Mafeter. Williw to accept sane rids to pincipal and
tolerate some votatality to seek hgher returns.
• Aggrespie: Wiling to accept hit rids to procipal and
high volatility to seek high returns over time.
Statement Thouseholdne
We may consolidate at related account statements with
de sane *dress n the same enage. Accosts may
be related Ice this purpose *rose they have owners
who also maimain gat accost relationships with other
client at the same address. This practice 6 known as
•rotesel-oldrg. 8 you prefer to receive individual
statements mated in separate (41010peS — you may.
decline how/Molding by calIngyour Fronde! Adrocir.
Friendly account name
The frierdk *aunt name reflects information tat you
entered cei the Firm's orane services webscro. It is a
customizable niclrorre • chasm by you to assist yet
rah your recordkeeping t has nO legal effect on your
accoint. You can change yak FnanAraCC0Lnt Minn.
trough Ohre Services a by contactrg you Fina-cial
Acheson.
ACCUr overview
• Vakie *hoof accountgortfo. Net of assets and
• Asses Inclas Salt* cash balances.*** leer
restricted stoney lest 1, end Global tme Dtp03itS,
wreaked marks to rrurket and cattail assets not hell
by the Elm. Does rot include unpaced searkie0 assets
at the end of the pior and cant statement periods, et
prime rareanwits, invested hock options and
intimate. stock options
• Liabkies Include, debt baron auntie-ding rnagn
lore, credit We, 001 accetra balances.
• CashAtoney balances. Total of uninvested available
cash balances. plus UE6 Bark USA deposit batrees,UBS
AG *Nord Branch depose balances and malty make
itutud fund sweep balancer, at the came of the
statement period. Nonceermodey kee credit balances in
your accost are rot segregated from other balances
and the Firn may use any of these funds in the ordinary
course ce itstininess. These funds ate payable upon
your alma*. This total is included in fie current period
closi-g value.
SDNY_G M_0002 5540
EFTA_00136160
EFTA01277393
important information about your statement (Continued)
Lending information
Fce dicta ci informatics, on to faints lerdng practices
and &douses refer to yeas Cent Relate:ea*
Agrameni or Aeoant *penitent and the General
Team and Conditions LAS Statement of Croat awn ices
mailable in Agreement andOisrksoms
mow obt rombrostmentresurej
VOW Mate
Your garment gents securities end other assets held
in the >cora at the end of the summery period. You
may ask for defreetry of fully paid secursies at arry tine.
You mayrecent securities toed as loan carrel after
paying any balance dia on them. Any unties
Ira ale Ill to the lienclang the statenwnt penal are
helot market yaw as of the aid of the staement
Paned
• Cost basis. In &terming the cost basis of the
swathes kxtudal n this statement, where indcated
nth the ranter 'I,' ORS financial Services has relied
on information Pained from sources other than USS
Cranial Sereces, ixhxling nf emotion lam another
I int or that you may have provided to yaw fnancial
Advisor. The firm does not independently wily a
garnet the accur
valdity of are Womution
Provided by lanes *ea than CAS Fruncial Services
h ad enn although LOS Financial Straus general&
wastes this riftenution at it is received. the firm
does not provide any asswances that the informaskin
viler "Cost basis' and "Unsalted gar/ lei is
acute as of the date of this statement. As such
please do not ray on this Information to make
pasha or sale decisions, for las papaws a
OttiKwile. Accounts transferred to the fern my
rest, °artless Hamm in only for the period of
tire the-fare held a the km More historical
ntomalcn tribe added by your Mantis Adveoi.
• Unmerited gainatmees then data is
evinced wreaked gaintbsses are circulated fee
n6vissal seamy lots. The transaction data for
rxxviliat lots mayor may not relied cenninsicre,
chinas stoke vacuity reorganization twins.
Dildend and otter reinvestment lots and systematic
purchase kits are each cart:Fled to displar one
averaged lot. The • Trade date colain presents the
crigeof warnacton trade date
• Callable nankin Bends and preferred stock that
the issue cats for ea redemption wit be selected
/martial& by lot from sang all swimmers of that
issue held ir ow name or n canner name ler oa
clients Call bare infornmien is <birthed from third
pate and es accuracy is not guaranteed. Other call
teat ts may exist whch mull affect yiekt <ankle
incanalan will be provided upon rawest
• Certificates of deposit (CDs). CO. cur FDIC inured
up to 1250.000 in pixie* and accrued interest per
depositor and per &epos key thurticron ei accordance
wit, FDIC rules.
• Priadvalue from displayed ler loosit4s and axe
procircis may be higher a lower than the pile that
you wouldapply recant n the market Prces
%timed from vas* ted prey sources which sw
belts.* to be reliable, but we do not guarantee their
moray.
— We flereerti rie the dosing once ...ton available or
the mean of the bid and auk prices for tided
securities and cohorts or onfr bid prices for OK
securities.
— Less acteefr traded securities maybe triadusing a
valuation model a the mon recent pie we
Waned and may not reflect an actual market vice
wan.
— Certain positions may ewer widest a price and
will show as 'ark* was not avalable• t we re
unable to obtain a price I or a saw*
- Deposits or secuities demon inated in currencies
ocher than U.S. ddtrs se reflected a the erchange
rate as of the statement date.
- For eaten searities rating in nencenformem
dercininatera price and glactitY (face value may
have been adssted to f wieder:roper vabsition
To Man current quotations, when avaiable, contact
you financial Achisor.
• Print. thresbnents and structured products.
Private inestnwe seosilin (ix Wit° drect
particbation program and real estate internment trust
securitin)ard suucued prodacts are generally WU,
llicsad Cron structured products have not been
regared wish the Securities and facha-w
Commission a trider any slate securities laws. We
provide estimated yaks ler private a...talent
securities and structised products to irdermatoni
Paws only. Accuracy is not gaanteed.
— These values maydiffer substantial,/ Irvin prices. if
any, at *Nth a private Mestrnent seam or
*Wired prolvkl may be Eculie or sold ad do
not necessarily apeman the yak* you ray Web*
wpm lialidation.
- lhid panyestinges of yak* re as deserter.
dale and are applied to UPS Fnaxial Services en a
regale basis by an independent vacation I Wm.
- Issue, general partner a sponsor estimated values,
if arra are supplied to the Finn by tlw our.
ontratparner a sprat and may be calculated
based on dfferers thltemation horn that used by
third parties to dew* their minuted values.
- Toucan aeon additiorul information regarding
the methodology used to Gremlin* the estivate of
value and the date of the formation that is the
basis for the estimate by careening p:urFivancial
Adverse.
- Third par *stead vibes may be reflected as
'Not priced' h several shot:ens vac an
independent valuation lion has not SuPPhed a is
unable to assign a vase, whenwe become aware
that a material event has awned that may call a
previously repated value :leo merman, or when a
yak* vexAll be highyspeculys* clue to the name
of the sanity
- When neither an *suer, general pater a sponsor
estimated rake net a thed-party estimated value is
orovdrd the rata of the smarty veil be different
from its porthole price
—
to date' may Meade returned
ever. income or both.
— 'Coral int see' represents the elitist °Bern;
price per unt and may nee wiled your Cost basis
• Res-bided securities Restrkted stonhes genera*
are not &nervy eligble for publk salt IBS firuncial
Service uses the market price of the unrestricted stock
of the same iris as rt inpuud value for the
restricted stock few purposes or this sheement oder To
the 'dent that restricted securities are elroble for sae,
the value received may be Silostantialb less than the
imputed value Oxon
• Eat (eut:meted) imams, current yields and rata
An atinau of ritual income is based on current
dvidend and Merest rates, awning the securhies will
be held for wen from statement date or wail
maturity. The estinate is only a gudelne. accuracy
and continued interne we not guaranteed
— Estimated arnual income and anent yield for
censer types of securities could nclide a :elan of
Weighs' or capital gains ri which case the est
income (irwl (semi yak° would be overstated.
— Estimated nun acorn* end omit yeld arid the
actual income and yield night be laver a higher
than the estmred arnxnts.
— An eumate of thrtsalizei income fdivderd ado
intermit deded by the anent market
vane awaits. balance is based on the last dividend
a interest payment made by the issuer and
awes the seasbeedeposes will be hell for one
year from the statement date a until mating.
Accuracy awl continued yet re not ger rued
• Assets not head by UK f Mamie/ Services Certain
assets are not held by the Tim and not wan the
feats possession or control. These assets are
doptryed on your statement foe intOimalionel
purposes only. Positions and vale presented we
provided by the issuing Inn. LAS financial Services is
not respartsbk for des inf cowman and does not
guarantee its accuracy. These assets are not protected
by SIC or to tints staplemental Slit coverage.
• Revenue shoring and additional compensation.
— In ad6tiot to cormissons on sales and Obit lees
received n comecton with the dombvtion of
rnmul finch to as <lents we ardor our aflame
receive nkykruktinwin9 Menet from distributers
ands advisors of the mutual finds that we sell.
Ilew anoints are based on two efferent
components 0 the amount of sales by LOS of a
prod, mutual fund larnibi to ow clients. and 40
the asset vak* of a parlicuLw mutual fund fangs
shares held et the lint
— We and cis aflame also receive networking and
ovnb.rs processing lees in consideration for
transfer agent *nixes that we maid* to the
mutual finds Thew fees generally are pad horn
d
investor assets n the mutual turd aid are a flied
oer amount based on the minter of accounts at
the broker ideates holden; maul lunds of that hind
fangs
CONFIDENTIAL
- h xenon to commissens received el comical en
nth the sale or distrbution of orrery contracts
and tat rerestreent trust urns to ow clients, we
ander as affiliate reeks, 'intim shun°
corpernaticri from may of the Murano
scripts urdenweing the arruity contracts.
all dates of re irouroxe (repent or sponsors of
the en iroestment trultS we drurtute.
— Cur affiliates alsoreceive trading ccornesions and
other comps-oaten f rom mutual lurch and
insurance companies whose products we &Rau*
— We receive an anvil fee horn MS Bark LISA ad
UM AG Stanford Branch of up to VS per Mears
sweeping to the banks untie( the UPS Bank Sweep
norms
Activity
hiontUtmanregbrOng commissions and other charges
incurred n correction with the cytosinn of trades,
iscLdng option transactions has been waded en
anlimutions crewcut/is furnished to you. aril will be
provided toyou pecaolly on reckeest.
Shat selling
f you are engaged in sheet selIng a security, you may
ixLr a charge die to cenath barcurrg costs for that
pan kular security.
Open orders
Regarding WPM of • caacklikcancellee ceders that
were not thowuted by the stamen date. open buy and
sell stop orders are reduced by the anor.nt of diederxh
or rillts on an mavidends Cr aerates date unless
Mowed otherwise by you. You are responsble for
orders that re executed due to your tape to cancel
eMtin9 open orders.
To
•ebtain a copy dasa current ClotPrivacy Notice.
Pease forded you Friars, Advisor a vet our IVOSile
at tone obit Oalierinevf airy
UBS Nutria Services is rotator* The IIMA Busies,
Services /Wow* BSA and IRMA are brokerage aceaurds
which provide access to baling services and products
through arrangements with aff hated barks and other
thrd-party banks, and provides access to nswance and
annuty product issued by usafloliatedthrd-pany
insurance aimpanin through insurance agency
subskliaries of LOS Financial Services ax.
Inestrninh nsurance. ad arnaty products:
Not FDIC nand • No bank curate.* May lose vale
RMA. Resource Managenwa Accord. Business Services
Account (SSA, IRMA and international Resource
Management Accord are registered service marls of
UPS resantial Services the
Visa Signature is a registered service mark of visa
Inurnationa UPS visa Signature aede cads and LES
Vow debt cards are issued by LBS Bank USA with
priarinson from Vas U SA Irv:maraud.
USS Financial Services Inc
Rev 201511
SDNY_GM_00025541
EFTA 00)36)61
EFTA01277394
UBS
U65 Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70080813191215X12Y1 0
Account name POT & KETTLE, LLC
Friendly account name: POTKETTLE LLC
Account number.
Business Services Account
December 2015
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
Your financial Advisor-
Phone:
Questions about your statement?
Call your Anandat Advisor or the
Value of your account
Resourcetine at 800-762-1000,
account
on November 30 (1)
on December 31($)
Your assets
4.77
4.77
Vlsit our websita:
www.ubstorriffinancialservices
Your liabilities
0.00
0.00
Value of your account
14.77
$4.77
Tracking the value of your account
Sources of your account growth
during 2015
Value of your account
S
at year end 2014
50.00
Your nvestmmt return
Dividend and
4.8
48
interest income
54.77
•
0
Change in
market Moe
30.00
Value of your account
on Dec 31, 201S
$477
00
Dec 2014
MN kl1 5
Dec 2015
SDNY GM 00025542
Member SIPC
ANP70005008031319NP70C0312001 00802 1215 030579743 YI23679550 110000
Page 1 of 6
CONFIDENTIAL
EFTA 00136162
EFTA01277395
SUBS
Business Services Account
December 2015
Your account balance sheet
Summary of your assets
Value on
December 31 ($)
Percentage of
your account
A
Cash and money balances
4.77
10000%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
0.00
0 00%
E
Non-traditional
O.CO
000%
F
C0MM0dd ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$4.77
$4.77
100.00%
Account name:
Prir
ETLE,
Friendly account name-Pt-PT. IMF
Account number.
Your current asset allocation
A
Eye on the markets
Index
Percentage change
December 2015
Year to date
SW 500
-1.58%
1.38%
Russell 3000
-2.05%
0.48%
MSC - Europe, Australia & Far East
-1.33%
-0 39%
Barclays Capital U.S. Aggregate Bond Index
-0.32%
0.55%
Your financial Advisor.
• Cash and money balances may include
available cash balances. LIEIS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Interest rates on December 31, 2015
3-month Treasury bills: 0.17%
One-month LIBOR: 0.43%
Aka9C005003051320NP70033i2c01 wen IBIS 030579743 Yt23679SS011leffigyGht00025Age 2 of 6
CONFIDENTIAL
EFTA_00136163
EFTA01277396
*DUBS
Business Services Account
December 2015
Change in the value of your account
Account name:
Friendly account narne:POTKETTLE LLC
Account number.
December 2015 (3)
Year to date (1)
Opening account value
$4.77
$0.00
Dividend aid interest income
0.00
4.77
Closing account value
$4.77
$4.77
Dividend and interest income earned
For dooms" of INs statement, facility of interest and tradend income has been determined nom a US
la. rep:cling per-wine. Based upon the residence or the account holder, =count type, or product type,
some interest andor dvidend payments may not be subject to United States (09 ardor Puerto Rico (PR)
income tares The (lent monthk Pattrnem is not intended 10 be used and canto, be 'tied upon for tar
purposes. Clients should refer to the applied:1e tax reporting forms they wense fran li3S annualy, such as
the Fonns 1099 and the Farris 480, for tar reporting information it is the prance of UBS to file the
Sp 'cane la reporting loans with the US internl Revenue Service &Id PR Treasury Denali-rent and in
such forms accurately dassfy dint:Sends and/or interest as tau eierrpt or tac=tile Income. Menu consult your
indvidual la prepare(
December 2015 Sl
Year to date (5)
Prior year adjustment
Cash activity summary
0.00
4.77
See Account =deity the monenfor detals &Winces In your %seep Options are Indudedin the opening and
closing moms value. MK insurance aPOlies only to deposits at MI5 Bank u5K, ntol to deposits et UBS AG.
stailoid Frarcn of bank deposits placed throuch the UBS internationd Deposit Account orogen. SIPC
protection epples to money mantel sweep fund hadings but not beta cepoSits. See important intotinoWn
41100t your stetement co the last two pages of this document for Celan.
December 2015 (I)
Year to date (S)
• Your account cost basis default closing method is AFC), First In, First Out
Opening balances
Additions
$4.77
$0.00
Dividend aid interest income
0.00
4.77
Total additions
$0.00
$4.77
Net cash flow
$0.00
$4.77
Closing balances
$4.77
$4.77
Your llnandal Advisor:
UBS Bank USA Business Account APY
Interest period Nov6 - Dec 6
Opening UBS Bank USA Business balance Nov 6
$4.77
Closing UBS Bank USA Business balance Dec 6
$4.77
Number of days in nterest period
31
Average daily balance
$4.77
Interest earned
$0.00
Annual percentage yield earned
000%
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment elig
consrieratron None selected
Your account instructions
SDNY GM 00025544
AmP7000S0C6031321 NP70033 I 2031 00032 1215 030579743 Y123679SSO 110000
Page 3 of 6
CONFIDENTIAL
EFTA_00I36I 64
EFTA01277397
$UBS
Your notes
• a 6
CONFIDENTIAL
EFT,00136165
EFTA01277398
*UBS
Business Services Account
December 2015
Your assets
Account name:
POT & KETTLE, 1K
Friendly account name: P0TK ETTLE LLC
Account number.
Some pnCes, income and Current values ShOan may beep!),°AMR. Asa kite. gam MdlOsses May not
be accurately refkaed. See rhiporUntinformab0n about your statement a the end of the dxurnent for
more infornason.
Cash
Cash and money balances
Cash and matey balances may include. avalaale cash balances, LIB'S Bar* USA deposit account balances,
UBS AG Starnord Branch deposit account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the MC vat h n applicable limits, but are not
potected by DPC 085 AG Stanford Bram hdeposn at< oum brantes an not insured by FDIC and at not
protected by SIFC Money market sweep balances are protected by PPC but ere not insured by the FDIC.
See the Important information about your statement at the end of this doctrnent for details about those
balances.
Hddng
U3S BANK USA BUS ACCT
477
Deering baance
Cloung tulaxe
an Dec I (1)
on Dec 31 (I)
Price per :hare
Average
cb Dec 31 (I)
rate
Dtticlenel Interest
period
Your ri nandal Advisor:
Days in
period
artunl (S)
Your total assets
4.77
250.000.00
Value On Dec 31 (1)
PerCenta?? Of
Cost
ESbinated
your aCCOunt
baS+5 (I)
annual inCCme ($1
Unteatied
gab or 1055 (5)
Cash
Total
$4.77
100.00%
$4.77
Cash end money balances
4.77
100.00%
4.77
SDNY GM 00025546
ANF70305003081323 NP70033 I 2C01 000O2 1215 030579743 Y123679SS011C000
►age S of 6
CONFIDENTIAL
EFTA_00136166
EFTA01277399
*UBS
Your notes
ANP2000500.1324 N9700031200100002 1215 030579743 r '236,550 I imy,
m_000255ft ge 6 of 6
End of statement for account numbe
CONFIDENTIAL
EFTA_00136167
EFTA01277400
Important information about your statement
U3S Fiver's' Services M. the FirnorUBS Financial
Services) is a merrter of all orincbol Nosily, annuity
and aeons trahages. LES Frartrial Winces and 1.85
Bank USA at rdrect absidrares of LBS AG and
affiliates of LBS Seckritin LLC. The Fim's I henna'
statement is available upon waren. The Firths axone*
off ices an a:
WS enamel Since, M.
1200 Harbor Etrulward
Weehawken, NJ 07086
This statement represents the ally official retard of yea
U35 anancial Services meant Other worth, rapt
official tat documents. corrtaning corn Meg data should
rot be relied ran If you berate there is an ernm or
emission, pease repot h immediately n wrung to the
Winch Manager of the office song you account.
Athmati al figures Moan are Mended to be accurate.
statement data shuild not be used fix tat purposes Rely
stab on nakend tax IC0115.0.e.. Form 1099, SWIR
10425, etc.) whin prepregyour tax return. The Fini
required by law to report to the IRS all ta.abk dnidena,
moan* nrstatable derdends and tattle Menne
end on works held n jokr amunt, net proceeds
al sale transactor., and cost toms Cacertain covered
teas a its.
Comanications with tin Pim
• Please re-confirm ay oral cormmncabons in wring
to further protect your riMits, ircInfng your ripe,
ader the Societies Inv stor Protection Ad ESA)
• t the inn it institution en the tcp left of the kcal
of this statement is not LES Franciel %vies, LOS
Financial Winces canes yar account as clearng
beaker by armagerrent wels the extcated insitknon
We trammed you of this neletorchP when you
opened this OCCOMI. In this caw your lads and
stashes are hated a UBS financial Seances and rot
te eredneg broker, ad you east mare a report
of eery ena or emission to both firms.
All accost statements shall be deemed comobte and
accurate i not objected to is wriiq vaithin 60 days.
• Please diem customer complaints or immiies to The
Clem Relations Depavnent a 201.352.1699
or toll-free et 803.354-9103, 8:00 AM. to 6:00 P.M
ET Monday through Frilay, a in wren to US6
Financial Snares hc., Client Relations Dena-nen,
P.O. Box 766 Union City, N107087.
• h cox of VT015 or qnstire about an electronic
fads transfer (& D. MI payment or UBS Veiredebit
card transactions, call WO-762-100G sessile to UBS
Fronde' Services Vic, 1000 HatcrEllsd, 6th floor,
Weehawken. NI 07086, Attrk RIAMESA Sena
Cal cr wag as soon as you can if you thik yens
statement or receipt 4 snag or if you need more
erkentatim Axon a transfer en the statement or
receipt The firm Or Card bsuer (as applmble)nust
hear fromyou no law than CO days der he Finn
sent you tie fin statement on :which the are or
prcblan xotavd.
- P-riv
in' tint, sni
ns-rh.,r-rap
— Descrte the error or The transit( you are unsure
Exult And explah as clay as you cal shy you
belies t is an error a new you need more
information
— Pronde the dollar amant of the suspected emu.
The Firm a Card Issuer wi a...aloe iota ccenyeart
and MI cared any error promote,. I ne take mat tan
10 tusintes dap to do the. we wit mode your atonal
For the anctre you thin a hence, so tat you will have
the use of the meaty dreg the tier* t takes us to
complete Our Mestgation.
Fleas. make all cheas payable to the Fan or tie
Wanceal Mt:tut:ion rdcated on to front of this
statement hailitirto repla- accost fees, amorists
my be subject to mantenarce lees, charms for Me
pwmmt for mark* purchase and chums kr unpaid
arrants is Cash accants. Accounts that at trarderred
to other inalitaions raj be subject to a trawler fee
UBS Sweep Options
LBS offers optims kr naming cash balances. balances
to bank deposits at UBS Bark USA and LOS AG Stanford
trench (Bank Sweep Programs), money market mutual
fads (Morey FehM)
the Mann mat Depose
Amman (OA)fa customers with an international
It•TOJX• Management Account. Through the Bank
Sweep Program cash balances .7 wept to 1185 8a-k
USA up to an established knit ad then to UBS AG
Stanford Bench a a Money Fund. Deposits at U85
Bank USA are FDIC enured in accordance with FDIC
rules. For core iternatim 04...W kit went/clic got
()epos* at LOS AG Stallard Brags ad Maws of
Monty Funds ne rot inured by the FDIC.
Through the OA, eraileble to cash balms are swept to
depot/ accounts at UBS AG Hew York Bench ard LOS
AGC anon Bracts These deposits are not Mired by
tie FOC. Balances held at The LBS AG Cayman Elranh
are temporally noosed to the sovereign ink of the
Calmer Islands, and them is no warar6se a other
obligation of LBS AG to repay to balances while cash,
LIES Cayman's Brach's books.
Deposits at LOS Irk USA and each UBS AG Branch are
not protected by 51C. Money kind shrews are protected
by SIPC. See #L735 Financial Services Accuse Thatcher.-
bebve.
Upcn scar regale, balances in to Bank Sweep
Programs a OA may bit withdrann and shares of a
Money Fund may be liquidated, ad the proceeds
retuned to you a your seamen acomrt.
Father Hofmann about available swap *pions,
inckalig anent unrest rates and Weld
available at
minukincorrinveeptelds, from your Frontlet Advisor
or by eating 800-762-1000.
LOS Financial Service' accaunt protection
The Fan is a member of to Stork* Investor Protection
Coeporatim 151K). *Nth protects securities -cant of
Cs members up to SSOO,C00 aclaing $2`t4000 for
dams for cash), The SIPC asset protection limits apply to
all a-ccusts tat you hold in a peanut,-capacity.
The Fan, together wth certain affiliates, has also
purchased oxpbrriontal protection. The madmen
amour mine to al *gine clones, coffecliab ader
this protection is 1500 millon as of December 10, 2013.
kbact to the poky corditons ad Imitations, cash a
the Firm is further protected fa kp tett 9 million el the
expatiate for all sour amounts heed in a particular
capxity. A fan am of tie poky wadeg is mailable
LOW request.
The SIPC protect en and the supplemenli protection
both do not apply to*
• Certan financial assets controlled by (and eiclund n
your account value) but held away from WSFine-60
Strata (e.g., caking/ cash at LBS But. (a) cab at
LOS AG Slammed bunch, (id ihurame Froelich,
including variable annuities, and fed shares of mutual
finds where such shares are registered drectb n the
none of the attar holler on to books rd records
of On applicable iaaer a transfer agent).
• Certain insestrnav contracts or hannent interests
(eg., limited partnerhiss and private placements) tat
are rot registered under the Securities Act of I933;
ad
• Cornnoditres contacts (e.g, Icreign exchange and
erne Cus metal catratg, includig futures anent,
ad commodity option contracts
The SIPC poteclas and to suppkmental peolecton do
not apply t0 these asset <MI 4 thy OthethiSe appear
on you staternenn.
WIC protection ad the
alglerrimealprotenion do not protect again, changes
in tie market vale of yes instalments (whether as a
result of market moseroent, issuer baThruptcy ce
otherwite)
More inf aeration is avalaare won raciest You may
obtan more ilcernation about StC, a-4We* the 51K
Brochure, to/ contacting9PC a 202-371-8300a by
useng the SIM webs.. ar WoWirignall
Dividend Reneestment Program (DFW)
The cke reflected is an average price You may obtan
the actual price from you" Financial Advisor. Orey whole
Maas ate purchased iron DRIP; pahal shares wil be
wed ad the cash wff be, deposked is your account The
6viderd reiwestment pricesuppled byte suer my
Off cc from the market price at which to partial shares
at sold
CaahMlieu
Cntr whole units may be hello yoke accoust. if you ere
waned to a pedal Lail as a result of a ° pwrnent
oterwise, the Firm sell other sell panal Was at
muter peke a accept an altrount determined by a
repon-ed closing agency. rid credit yea accost
Investment objectives
The rweatmert anon* ad nsk profile at speck to
each account and may my benvan Please ad... the
Farmwean/ in wring of ay signilkare change in pm
financial situamn or ntestmert objectives. Foe each
CONFIDENTIAL
account MM, you choose one of The following
Mesmer. objeclber
• Produce CurtentOwome. lin-Aim es senng the
generation et income any.
• Mist* Opt*, Approciatan: Investments seeking
growth of prncpal rather than the generation of
• Produce Combing*. of arcane ad Capital
Appreciation hamments seekeg both tie gereratcn
of encore
ear:
gowth of plit011.
°Will tisk profiles
• Cassava** Saks to maistain initial prec.pat wth
bee risk and mina* to the amouv owrak even 4
Mat means the accost does not generate amid cant
name or returns end may rot keep pace with
inflation.
• Mafetert Willig to accept sane risk to pincnal and
tolerate some sok** to seek higher returns.
• Appestat: Wiling to accept high risk to angel and
hg, natality to seek high returns over time.
Stoternent Imuseholdig"
We may consolidate al related account statements with
the sane alarm n the sane enveltrn. Accosts may
be related Ice this purpose became they have owners
who also maintain Pet acct relationships with other
client at the sane address. This practice 6 know, as
houselroldrg. 8 you prefer to receive individual
statements meted ei separate .11010Fith — you may
decline hauwholding by /annoying Fhancial Ammon
Friendly account name
The hierdb acousit rare reflects IIonnnion tut you
entered acct the firm's rankle services webste. It i a
astorniuble 'nicIrsorm • chosen by you to inn 1,0J
nth your recordkeeping k has no legal effect an your
attar. You Can change yar ken* aCCOtal tames.
tough Online Services a by contactrg yos Fina-cial
Advisor.
ACCUalt overview
• trekteamoraccounttrommfo. Net of assets and
liabilities.
• Ama Induces Salt* cash balances, wens la
restricted starry lest I, and Global tine Deposits,
u-realzed marts to market, and certain mats not hell
by the Firn. Does rot include unpriced wane; assets
at the end of the pior and arrent statement periods, or
prime irarestriwits.. ummted stock options and
tameable stock anions
• Einates Includes debt balamm Questa-ding rnagn
lore, credit lie, hat account balances.
• Casbatoney balances. Total of uninvested available
cash balances, plus UBS Ban USA deposit lanrces,LBS
AG Stanford &ankh deposit balances and money maket
MALI fund steep balances, at the dale of the
statement period. Noncom-nod* lee credit balances in
your accost re rot segregated from other balances
and tie Fins may use any of these funds in the ordinary
course ch its tininess. These funds a* payable upon
your domed. This total n included in tie current period
closi-g value.
SDNY_GM_00025548
EFTA_00136168
EFTA01277401
important information about your statement (comerued)
Leafing information
Fa detailed a:mate:el on the Frays lerdrg practices
and dedosums refer to your Clem Retalvehip
Agreement a Accieure Agreement mil the General
Terms rd Cordite."' LOS Statement of Credit had km
mailable in Agamene andOorksures at
way Mc corn/xenon:Miami
Yaw delletS
You, stamen Races securities and other mutt held
h the accent at the end of the ntenent period. You
my ask for de try of luny paid SC-Oldie at dry tine.
You may recent stashes used as loan coaaral after
ppay/tg rryy balance de on them A y secwas
Ira nth Ill to the Finselan the statement pad are
Feudal musket vale as of the al of the staoment
Peal
• Cost bat& alt damming the cost beer of the
feasts included in this statement. where indcated
wan the matter
UBS f andel Services hr. relied
informatim detained from scums other than UES
Finaxial
ay
%
nf ameba% Iran another
fine a that you m have provided to your Fnancial
Adam The Fim does not independently wily a
paranlee the /aura a valday of ary Somation
Movided by lanes otter than LES Fiuncial Services
h ablers aftlxvgh LOS Financial Senses general&
plates this idanutian a it is received. the fin
does not pan* ary assancts that the irdoemation
under "Cost basis` and "Unmalced gait loss' is
waste as of the date of this statement. As such
please do not rely on this Somalian to make
pushes* a sale decisions, for the p.rposes
otherwise. Accounts trinsfeered to the firm may
ref kia geilloss Sternal«, only for the period of
tire they are held at the Finn Morehistorical
normal urn cube added by your ;mantis Advent.
• Unrealised gaindiese When data is *rabble
estimated umeaked gaintbsses are cautaled fee
ravidual secret lots. The transaction data for
navel...el lots mayor may not reeled cernmssicrai
chirgn ender may reorganitatM events.
Diidend and otter reinvestment lots and systematic
path*e lots are each cart:fled to display one
3,00.9ced lot. The Trade date cousin presents the
crigal transaction trade dale.
• Callable mairities Bends and preferred stock that
the inter cals for ea redemption wit be selected
rrpartialE by lot from among all seamen of that
issue held in ow name or n nominee run* la as
clients Call boa Sammien is obtained from third
parties and es accuracy is not guaranteed. Other call
ferias may eszt Mch could affect yiekt ample*
igarnalto will be provided soon request.
• Cartikatas of deposit (COW. CDs aro FDIC inured
up to 5250,000 Mt:Saul and accrued interest per
decoke.' and per deposhanfitttion in accordance
with FDIC rules.
• Pricefvolin Feces displayed for maims and other
predicts may be higher a lower than the mke that
Au woukl ache,/ receive n the market Priem
famed tram yam theca paty sources wench we
belts* to be reliable, but we do not guarantee their
accuracy.
90hwall use the doing pen, when avabbit or
the mean of the bid rd ask prices for had
securities ad cpbarts or or4 bid prices la OTC
Sensible.
— Less actieb waded securities my be priced using
vakution model or the mon recent pie we
dared and may not reflect an actual market prke
value.
— Certain paitkris may awe. masa a price and
will show as 'prke was not avelable• a we re
unable ao obtain a price for a scarily
— Deposits or unifies desxmated in currencies
other than U.S. dotes se reflected a the *change
rate as of he statement date.
- ter eaten amities acing in nonecafeemng
denaminalens. price and eloardaY(fade value) may
have been ado ited to facilitate peeper vabsithrt
To obtain Current quotation, ran available, contact
you $ /*Mal Achisor.
• Private Meestmante and structured products.
Mate immanent securities (ixWing drat
particatian pacqam and real estate iniestmerd UUft
securities) andstrucued products are generally lway
Algid. Cram %valued predicts haw not been
regained with the Securities and Excha-w
Commissim or Under ary slate securities laws. We
made estimated vas for private ineestrnent
acuities and starch/mid predicts lee inlarmatoni
OrpOses only. Accuracy is not guaranteed.
— These vain may differ substantially Iran prices. if
frt* at whit! a primate imestrnent seater or
sautved protract may be EcuThl or fib ad do
not necessarily represent the value you may receive
upon liquidation.
— Aid party estinas of who a as Maarten
date and are applied to UPS Fnancial Services m a
regular base by an independent vacation I WM.
— bade general prince a sponsor estimated values.
if ay. aw supplied to the Entity the Mary
general partner a sponsor and may be calculated
based en dfferea St:maim Ran fiat used by
thirdpanics to dame they minuted values.
— Toucan °teen additional Sonnet«, regarding
the methodology used to determine the estniab
value and to date of the intormatim that is the
basis f or the estimate by contactirg se:usFinancial
Advisee.
- Aid pity *stead vabes may be reflected as
'Not priced' in several Mations: when an
independent Muria' fern has not swanked a is
unable to assign a she, when we become awn
that a material event has occurred that may Call a
previously repined value into quakes or when a
mak. weed be MON spade** due to the rare
a the Wilier
- When neither an taw, general palm a sponsor
estimated value me a thedgerty estimated value is
Provdsd the value of the minty *A be diffeeent
Item es purchase price
— •Dsfrtecions to date' may aLtde returned
Capilel. ',Come Cr both.
—
ta see' represents the initial offering
price per tint and may ne steel year cost bests
• Resbiaed amities Restated sedates generalE
are not enemy eligble for publk sale 185 Financial
Senses uses the swat price of the unrestricted stock
of the same issuer as in imputed value fa the
restricted stock few purposes el ma ann.* omit To
the event that restricted securities are reliable for a
the wake received may be stbstantigE less than the
imputed value shown
• Est. Butimetad) income, amine yields and Mew
An ettimate of rise/ income is based on current
di idend and item rates, wsuning the securities will
be held for are yew from statement date or trail
maturity This estenale is only a gut:lent accuracy
and continued name are not wevareeed
— Estimated actual income and anent yield for
Celan topes of sashes could nclde a stern of
PmCcal 0r Capital gains in vanish case the est
income (vultures yelp would be overstated.
— fitinated rival loom. and current Sid arid the
actual income and yield inigte be laver a higher
than the estmred amounts.
— An emanate of a-realized income fdividerd ado
inlets,) divvied by the Gwent rewrite
velar avarice, balance is based on the an dividend
or interest payment made by the issuer and
assumes One seas dadeposts will be hell for one
year from the statement date a until mobs fly .
Accuracy ad continued yield re not gee antoti
• Assets not hal by UK Financial Servise. Certain
easels are not Mai by the Fern and not wean the
Fern's possession or control. These assets are
displayed on yor statement la Sometimal
mrposes only. Posher and values presented are
provided by the issuing fem. UBS Si-Uncial Services is
not respenbk for as irdOMUICin and does not
guarantee is accuracy. These assets are not protected
by SIC or the Finks applenental Slit coverage.
• Revenue shoring and additional compensation.
— In addition to camenisuceis on a
and 12b1 lees
received n arnecton veth One cattail of
nyttul find to our dim eve odor our af f ale
resetve revenue sharing partied from ddributen
andra taken of the mutual finds that we sell.
Eva arnahls are based on two Meet
carpments 0 the amount of sales by LOS of a
peal, mutual fund family to our clients. and (0
the asset stake of a parlicubr mutual fund Imiys
shares held A the lint
— We and cra elate ato receive nem:eking and
iambus processing fees in ccenderaton tot
treater agent crevices that we pima to tie
mutual flak Thew We generally are paid from
d
investor assets in the mutual fu-d and are a fwed
oer amount based on the ranter of accounts al
the Imakeedealer holding mad hands of that fund
family
CONFIDENTIAL
- h xenon to commrssths received in connecteon
with tve safe or distrbiAion of an-udy contracts
indent mestment trust units to ow clients, we
antra or, affiliate receive mans sewing
campensakel Iran marry of the Surma
companies urdonaing the annuity {overacts.
all bates of the insurance <Impanel or sponsors
the the ineestinent trusts we *arta..
- Cvvr affiliates also maw trading aernieskns and
other comet-oaten from mutat funds and
insurance companies whose products we &Rattle
- We receive al antral fee from LOS Berl: USA and
UBS AG Stanlord Branch of up to 1.25 per motes
sweeping to the barks under the UBS Binh Sweep
*paws
Activity
htermutionregerdng «rnmescen and other charges
inctrred n correction well the macula, of Bodes.
incldng option tramxions hat been included on
conlimations crewousE furnished to you. and will be
provided toyou promptly on reams.
That selling
f you are engaged in sheet selling a security, you may
liar a charge due to cenah barcerig costs for that
pal kular 'aunty.
Open at
Regarding Opel or I scoPlidcancellee eras that
were not mated by the gams date. open buy and
sell stop orders are redid by the ant
of aided,
ee rights on an exavidende er aright date unless
Sowed otherwise by your. You re responsible fa
orders that re executed die SO your I ;are to cancel
dMid9 open ceders.
Privacy
To <Main a copy of our tuna ChM Macy Wise.
Mease comas your Financial Advisor a vie as waive
at wwwubtrocentivaeusaley
UBS Enwicial Services is master* the RMA, Business
Services Acme* BSA and IRMA are brokersge accounts
whits provide access to belting services and products
though arra-grants win all Waled banks and other
that-party bans, and provides access to insurance and
annuty products issued by trulloliated thrdpany
insurance companies through insurance agency
subsidiaries of UBS Fantle] Services ix.
IneeltmEnl, nsurance. and arra moducts:
Not FDIC rend • No bink guy arta* May lose value
RMA. Resource Management Account. Business Sakes
Account BSA, AMA and international Resource
Management Accord as registered service marls of
UBS ramie Services Inc
Visa Signets is a registered service mart of visa
Imernationat lOS visa Sigruore aede cads and LES
yea debt cards are issued by LOS Bank USA with
peerrission horn um USA ecorporaled.
UBS Financial Services Inc
Fey 201511
SDNY_G M_0OO2 5549
EFTA_00136169
EFTA01277402
*UBS
U85 Financial Services Inc
299 nark Avenue
25th Floor
New York NY 10171.0002
ANP70056947750116 V1 0
Account name: POT & KETTLE, LLC
Friendly account name: POW ETTLE LLC
Account number.
Your linancial Advisor.
Rhone
Questions about your statement?
Call your Financial Advisor or the
Resourcetine at 800-762-1000.
account
Visit our websIte:
www.ubstomffinancialservices
Value of your account
Business Services Account
January 2016
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on December 31 (S)
on January 29 (S)
Your assets
4.77
504.77
Your liabilities
0.00
0.00
Value of your account
$4.77
Tracking the value of your account
$
$504.77
504.8
00
•
Dec 2014
4.8
Dr: 2015
Jan 2016
Sources of your account growth
during 2016
Value of your account
at year end 2015
Net deposits and
nithdratals
Your vestment return
Change in
maim value
van of your account
on Jan 29, 2016
1477
SDNY GM 00025550
1503.00
10.00
tsan
NNmber SIPC
ANP70003005694775 NP7000187197 C0002 0116 030579743 Y123679550000000
Page 1 of 6
CONFIDENTIAL
EFTA_00136170
EFTA01277403
SUBS
Business Services Account
January 201A
Your account balance sheet
Summary of your assets
value on
January 29 a)
Percentage of
your account
A
Cash and rrxmey balances
504.77
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$504.77
$504.77
100.00%
Account name:
Friendly account name: l:
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
January 2016
Year to date
S&P 500
-4.96%
-4.96%
Russell 3000
-5.64%
-5.64%
MSC I - Europe, Australia & Far East
-7.22%
-7.22%
Barclays Capital U.S. Aggregate Bond Index
1.38%
1.38%
Your Nnuncid Advisor-
, Cash and money balances may include
available cash balances. 1.185 Bank USA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Interest rates on January 29, 2016
3-month Treasury bills: 0.31%
One-month LIBOR: 0.42%
AMP 7C003005694776NP70C0187197 00802 0116030579743 P123679S5003O,1YGM000254Yee 2 of 6
CONFIDENTIAL
EFTA_00136171
EFTA01277404
*NIS
Business Services Account
Account name:
Friendly account name: P0TK ETTLE LLC
Account number.
Your ftsandal Advisor:
Change in the value of your account
January 20I61S;
Year to date (I)
UBS Bank USA Business Account APY
Interest period Dec 7 - Jan 7
Opening UBS Bank USA Business balance Dec 7
$4.77
Opening account value
$4.77
$4.77
Deposits, including investments
transferred in
500.00
500.00
Closing UBS Bank USA Business balance Jan 7
$4.77
Number of days in merest period
32
Closing account value
Cash activity summary
$504.77
$504.77
Average daily balance
$4.77
Interest earned
$0 .00
Annual percentage yield earned
000%
See account *Mkt the month fOr Geta Is Barnes In your Sweep Opt ons are includedIn the COWIN and
closingbalances value. CDC Insurance applies only tot:leo:6as at UBS Sank USA, no: todeo:oats at UBS AG,
Stanford Brarch or bank deposits placed t firougt the U85 Internahona Depose Account popam. SiPC
protection applies to money market sweep fund holdings but rot bark deposit See Important 1Mormaobr•
about your ztafeevent on theist two pars d this document for detests.
January 20161$)
Year to date Di
Opening balances
$4.77
$4.77
Additions
Deposits and other funds credited
500.00
500.00
Total additions
$500.00
$500.00
Net cash flow
$500.00
$500.00
Closing balances
$504.77
$504.77
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your statementat the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
SDNY GM 00025552
Ar/P7C003005604 777 NP7003187197 00032 0116 030579743 Y123679550 000000
CONFIDENTIAL
Pegs 3 of 6
EFTA 00136172
EFTA01277405
*UBS
Your notes
44,,,44.444une,44.4,4,,, , a44,4
.0.44.4 4 of 6
CONFIDENTIAL
EFT,00136173
EFTA01277406
taUBS
Business Services Account
January 2v17,
Your assets
Account name:
Friendly account name: P
Account number:
Some prices, MOW and current vanes Shawn may Ix Enprotenble. AS a itSull. Om and losses May not
be accurately reflected. See ImpOrtant infOintabOn about your Portineria a the end of the cbcurnem for
more Inforrnallon.
Cash
Cash and money balances
Cub and money balances may inc We kaiakcash balances, UBS Bank USA deposit account Mane's,
UBS AG Starkrd Branch &posit account balances and money market mutual fund sweep balances.
U95 Bank USA deposit account balances are Insured by the FDIC rdthn arpliceble limits, but are not
protected by SIPC. U435 AG Stamford Branch deposit account Marion an not insured by FDIC and are not
protected by SIPC Money market sweep balances are protected by SPC but ate not insured by the FDIC.
Sri the rmportant information about your statement at the end of this document for details tout those
balances.
Hefting
4.77
504.77
250,000.00
O;enng bake*
Closing binge
Price per share
Average
on ran I(S)
on fen 29(5)
on fan 29($)
rate
Your Financial Advisor
SCOTT STACK MAN LYLE CASRiEL
DMdend Interest
Dal in
paned
period
Cap annual (I)
Your total assets
value on Jan 29 (S)
Percentages
CCM
Estimated
your &count
basis (1)
annual Wane (1)
Unrealied
gin or loSS (S)
Cab
Cash end money Whim
Total
$504.77
100.00%
$504.77
504.77
100.00%
504.77
Account activity this month
For more information about the twinge/1w shown for restricted secenitin, we Important info:maim abort
your staMment at the end of thit docirn•M
Your
Dusky/
Date
Actiitty
Description
ecense code
Face value
Dec31
Jan 20
Transfer
peceivaut (5)
Cash
annum (S)
Can and
money Want! (S)
Cash and money balance
$4.77
R NAL FROM
aHISLAINE MAXWELL
San 29
Closing cash and money balance
500 CO
$04.77
$504.77
SDNY GM 00025554
Assa70003005694779 NP7003197197 co= 01 16 030579743 Y123679%0000000
Page 5 of 6
CONFIDENTIAL
EFTA_00136174
EFTA01277407
SUBS
Business Services Account
2r. 1-,
Account activity this month (contrived)
Oate
Money balance activities
Dec 31
Jan 21
Ian 29
Tne UBS Bank USA Easiness Account Is your primary sweepoption
Account name:
Friendly account n
• P TK
Account number:
Your linandul Advisor:
Actmty
Descrollcn
Mount (S)
Balance forward
$4.77
Deposit
500.00
Closing UBS Bank USA Business Account
$504.77
ANMOOPOOS694780W000187I97 00002 Ol 16 0.30579743 Y12367955000My_Gt.L000255Bsge 6 of 6
End of statement for account numbetaill.
CONFIDENTIAL
EFTA_00136175
EFTA01277408
Important information about your statement
LE6 Ftuncial Senates et. the F im or UEIS Ataxia!
SentHE is a merrter of all orincial washy, ammo*
and perms exchages. LBS Frerxial Settices and LEP
Bank USA we rdrect tibsidares of LES AG and
affiliates of LES SaLritin U.C. The Fints I hamlet
statement is available upon reopen. The FirM'S meculie
off ices ae a:
LBS simnel Sernme
1200 Harbor Boulevard
Weeloviken, W 07086
This statement represents the only off nal record of you
LBS Financial Pones account. Other mock incept
Official CV dxunertc containing cocain-oda; shotid
not be relied tyro If youbelieve there is an error or
omission, please repon h immediately n witng to the
Etanch Manager of the office santio 'out account.
ilaceadt al figures town are ',tended to be accurate.
statement data snub not be used kr tat purposes Rely
wary on Htend tax loom.
Form 1099, Sages
10425, etc.) whin preprriwyour tat return. The Tim
required by law to repot to he IRS all to able dividend.
named* rotatable Mei:lends and taxable interest
earned at acuities Hid n you amen, net proceeds
on sit transactors, and cog bays Cacertain covered
so:trifles.
Communications wit the Finn
• Please re-confirm eery oral correntrarmarts in wring
to fuller protect your repts, irclafng your reps
rodeo de SeoLrees Investor Protection Aar (WA).
• II the finax ial natation on the top lets of in freed
of this deemed is not 1.85 Financed Strokes, LES
Thermal Selects canes gas account as cleating
broker by arm-gerrent with the nokated insoknon
We Horned you of this reletorchb when you
opened this aces. In tit case, your San and
stashes are located a UBS financial Services and rot
tat irotodacteg broker, ardp3u taxi mace a report
of ay error or cminion to both firms.
All accent statements shall be deemed cceryabte ad
accurate t not objected to it tong within 60 days.
• Please diect customer complaints or eckeies to he
Tim's C tem Relations Dapavnent a 201.352.1699
or toll-free at 803.354-9103, tOO A.M. to 6:00 P.M
ET Monday through Friday, a in writtg to U3S
Ftertrial Selects Ix., Client Relatims DePalments
P.O. Box 7C6 Union City, N107087.
• h caw of errors or perstiam about an electronic
fu-ch transfer WTbi patient or UBS Votedebit
card transactions, call 990-762-1000, teethe to UBS
Randal Services Ix., 1000 Hatcr Blvd., 6th floor,
Weehawken NI 07086, Attre RIA103SA Senates.
Cal cr write as loon a You can. it you tisk your
statement or receipt 4 ming or if you need more
tdonnaten tat a transfer on the statement or
tempt. The firm or Card bear (as ipplrabld must
her from you no later than CO days deer tie Fine
sent you tie fist statement on which the eta or
problem appeared.
- r-ny
rrtt r nat.. rd
rr n t,-N-or t rr,-;
— Mute the error or tie tanner you re inure
Ebb and explah as clay as you cal shy you
belies t is an error or why you need more
information
— Proedethedolar amotnt d the suspected arch
The Firm or. Card Issuer MI twenigate jots ampaire
and MI correct any error tromp*. axe take most ton
10 business dew to do Ink we will crock your accede
for the award you the* is herrn, so tot you will have
tie use of the morey Prig the time it takes us to
complete our nesrmation.
Eastman all checks payable to the Fern or tie
Itencial insteution ideated on tie front of to
statement hat:Mint° registry accent fees, actions
my be subject to mammae lees, treys for Me
par,mmt for statues purchases and chars for unpaid
wants ti Cash amuses. Accounts that are varderred
to other inStalitiOnS may be subject to a trawler fee
UBS Sweep Options
UBS offers option Ice stwepteg cash bairns, balances
to bank deposits at UBS Bak USA and LBS AG Standen
branch (Bank Sweep laiSigramD, money market mutual
Ards (Money Fern) arm theHemet cnal Depose
Account (0A)fa customers with at Imentional
Refitine Matagernerd Account. Through tie Bank
Sweep Programs. cash balances are swept to 11135 Bak
USA up to an estidsteed knit ad then to UBS AG
Stanford Brach a a Money Fund. Deposits at U85
Bank USA are FDIC sued in aCcoolana with FDIC
rules. For ere Hormaticn pease kit virmfdic got.
Deposit at LES AG Stanford Bra-ch aid shares of
Morey Funds are rot insisted by the FDIC.
Through the Ok arailiele to tat baron are weep to
depose accounts at UBS AG New Vol. Eanchard U8S
AGC wan Brach these deposits are not hand by
the FOC. Balances held at de LES AG fawner, &arch
are temp:ready noosed to the sovereign Sc of the
Carmen blands, and them is no gaols, a otter
obligation of LES AG to repay the balances while on the
LES Capstan's Brach's books.
Deposits at US D,* USA and each UBS AG Branch are
not protected by SIPC, Money Fund shays are protected
by SIPC See *U35 Ftunoial Services Accost kotecticri-
bebt
upon par moan, balances in to Bad Sweep
Propans a OA may bee withdrawn and share. of a
Money Fund ma be liquidated, ad the proceeds
retuned to you a your sautes accent.
hater Hoimatian about available tamp *pions,
irickedng oarent newt rates and yields, s available at
wwwitbscordsweepiansh from your Fronoial Advisor
or by eating 800-762-1000.
UPS II9nancial Service' sewn protection
The Fnn s a mamba of to Warns Investor Protection
Cdporann 61PC), which protects acuities accents of
is members up to S500,0:0 (ncladng 5299,000 for
claim for cash). The SIPC asset protection knits daily to
all attar that you had in a panicula- capacity.
The Fim, togeder with certain affiliates, has also
perchmed obpbrneintal protection. The madmen
anount made to al *Gable Monts, cotalkery krder
this prdecion is 1500 millon as of Deceniper 10, 2013.
Steed to the policy corditons ad Imitations, cash a
the Firm isformer protected for kp to tl 9 million el the
agg'egae For all tour amounts held it a particular
capacity. A f ul copy of the poky tracing is available
upon request.
The SIPC protection and the supplemmli protection
both do not aoPly
• Certain financial assets controlled by (and irmixted n
your account value) bat held away f corn WSFinned
Services (e.g., certain0 cash at LBS Bark. (ii call at
LES AG Stamfordbunt, (id home pnexti,
including variable annuities. and PO tarts of mutts'
funds where such shares are registered dredry n the
nane of the account holier on tie becks ad records
of de applicable 'Sara or Prefer agent).
• Certain nommen contacts or hannent interests
(eg., limited pertnertix and private placements) tat
are rot registered 'rider the Securities AO of I933;
rd
• Commodities contacts (e.g, foreign Pelage and
prec rata metal ccestratn, includtg futures contacts
ad commodity option contracts.
The SIPC potato) and tie supplemental polecton do
not apply t0 these asset men if they otherwise appear
on your Materna*. The SEC protection ad the
HPPlareental protection do not protect agent changes
in the maker vats of yam investments (whether as a
result of market moternent, Issuer baltruptcy or
otherwid
More id ortrotion is wattle tpcn repast You may
detail more information about SIC, tcladiro the 51K
Brochure, by contacting 51K at 202.371.8300« by
eanng the SirC website armtw.sibting
Dividend Renvostentnt Program (DRIP)
The nee reflected 6 an near price You may obtan
the actual price from you Fnancial Advisor. Or whole
tares re putchawd raider DRIP; partial stores will to
wild rd the cat caul be deposited h your accept The
6videni reiwestment price supplied by tester may
Offer from the market pice at which to partial shares
are sold
Caletrolieu
City whole urns may be had n yokr accent. If you are
egad to a partial unit as a result of a cbeiderd payment
• otennise, the Firm all other sell panel units at
mulet rake or accept an anount determined by a
rt.:Wired cloarg agency. armcredit ear mart
Investment objectives
The mermen Oddness aid risk profile ay speck to
each account and may Hybemoan Please idea the
Firm porno& ,n skew of any significant change in your
Mend& sivatit or ntestmert objectives. For each
CONFIDENTIAL
account kenl, you choose ore of the following
bowmen oblates:
• Prochge Current/mom.. I mob im as sedng the
generation d income chry.
• Achim Opt*, Approciatan: Investments seeking
growth d prncpal rather than the generation of
• Produce Combination dame* and Capital
of
seektg both the gereratcn
of income and 'myth ol
Overall risk penis
• Conservative: Seeks to matitain nhia prix.ped, with
law risk ad voMility to the amount overall even
that means the escort does not generate signd cant
rime or returns and may rot keep pace with
itation.
• Modesto. Wittig to accept some risk to veleta and
tolerate some voLetty to web her returns.
• Appressne: Wiling to accept hit Ink to precipal and
high volatility to seek highreturns oar tine.
Statement lauseholdhe
We may consolidate al related account statements with
the sane address n the same envebpe. Account may
be related Ice this purpose Hunt they have owners
dm also maintain pea amen relationships with other
climes at the sane address. This preen* 6 known as
•Ineseboldrg R you prefer to rearm tditeclual
Statements mated in separate envelopes— you may
decline hauseholding by clang yOUr F handed Aokitor.
Friendly accormt name
The Fiend& accent name reflects se amnion teat you
entered cn the Firm's °nine senates wane.. It a a
attornitable *niclrurese • chasm by you to ania 1,0J
with your recordkeepirm It KM no legal effect an your
account. You can change war Riendryaccotnt names.
thwart Pere Services a by contactrg you Financial
Advisor.
ACCIant overview
• Woe *Imo.' an-cemapornta, Net of assets and
• Assets Inolas salable cat balances, Nabs fa
restricted storey ling and Global tine Deposits,
u-realied maths to make, and cedar. assets not held
by tie Fim. Does rot include unyoked stashing assets
at the end of the prior and ourent statement periods, or
pore* earesinwns, invested stock option and
estimable stock options
• Liaaktos Include, debt baltron, cabal-ding Mar
Ion, credit I'M OW accost barmen.
• CashAeoney balances. Total of inimested available
cash balences. plus UBS Bark USA deposit
arses,
AG Stanford Trench deposit balances and money maket
mewl
sweep belancee at the claw of the
staternert period. No
bet credit balances in
your accost are rot segregated from other balances
ad he Fie may use any of these furds in the ordinay
cote Of its ttainess. These funds ane payable upon
your domed. This total is included in tie cumnt period
closing value.
SDNY_GM_00025556
EFTA_00136176
EFTA01277409
important information about your statement (contorted)
tinued)
Lending information
Fce Maned informal:xi on the Fin's lending practices
and «ramises. refer to yaw Cent Relate:ship
Agreement or A«cme Aweenieni and the General
Terns rd Coedit ons UBS Stalemen of Creed Iran kes
mailable in Agnomens an< 1 Dim bones al
want atm r miter r v irtirekse ems
Yew ants
You statement Reties securities and other assets held
in the smolt at the end oil the statement pried. You
may ask for deanery of luny paid securties at art! tine.
You mayrecent securities used as loan collateral after
paying any balance die on them. Arty statutes
In of.IUJ to the lien citing the statenvnt pored are
Feudal rocket vale as of the end of the staemere
Pena&
• Cost bad% h determining the cost basis of the
smiles included in this statement where indcated
wth the nimble 'I,' lEtS fnacial Services An relied
al Sarmatian cbuined from sources other than UBS
f /uncial Services. including nip:motion Iran another
tint et that you may haveprovidedto you Fnancial
Advisor. The Nom does not indepenitabi wily a
grantee the accur.
a wide): of
a'
Resonation
provided by lanes Ow than LES Fivixial Seethes
almigh LOS Financial knees generally
plates this isthmus:mat it is received., the Fin:
ekes not amide at assume.. that the infonnaihn
under "Cost basis` and linealced gara loss' is
actuate as of the date of this statement. As such
please do not rely on this Somalian to make
prchese a sale decision, for ue mimosas«
othenrise. Accounts Oast toed to the firm may
reflect gad loss eicernahra only for the period ct
tine they are held a the Firm Mae historical
ettermalen can be added by your Annie' Advent.
• Unrealised gaiis/tmeos When data is available.
emanated uveafaed gaing bases are calculated for
eh/std.:al seosey lots. The transaction data for
rekintot lots mayor may not /Men carmen:an
cemegn XXIV :acuity reorganitatim evens.
Dirraind and other reiweament lots and systematic
archese kits are each cartned to display one
averaged lot. The Trade dale' solemn presents the
aged trarnacton trade date.
• Callable I:maiden Bends and preload stock that
the issuer cats fa eat regime:non sea be selected
ethanol& by lot Iran among all Noses of that
issue held in out fume or in nominee mane lee cur
clients Call brave infamakin it obtained from third
parties and n accuracy is not guaranteed. Cher call
teams may est whch could affect yiekt carolete
eternal«) will be pr &tided then request
• Certificates of deposit (ma). COt are 10K nutted
up to $250.000 n ancPal and accrued interest per
depositor ad per depository'VitenCre inaccordance
wth FOIL rules.
• lariadvalue Snort Maned for moriten and came
predicts may be higher or lower than the price that
pu wouldamok, recent n the ntarket Feces ah
obtained fran various tied patty maces Mich me
bekve to be reliable, but ate do not guarantee thee
accuracy.
— We ten« At vie the dosing price when wad* or
the men of the bid ad at prices fee lined
securities ad %Marts or oney bid prices la OTC
SeCtaite.
— Less active & traded murk in maybe priced using a
valuation model or the most recent pie we
ebta•-•id and may not reflect an actual market peke
a wale.
- Certain petitions may appear wake.% a price and
will show as 'price was not avelable• ft we re
unable so cbtain a price I or a storey
- Deposits or societies desxminated in currencies
other than U.S. daLrs are reflected at the &change
rate as of the statement date.
- For teen searities tracing it nonconformim
denarninatern ;et art SluartitY (lace salts) may
have been adiated to faciliale proper vabstian.
To obtan current isolations, Moen amiable, coma
matr FnancialAdisa.
• Private Maleness and structured products.
Mate inestnwa morale*(ec Wing drect
partichatian program and real estate iniestmern trust
securities) and strucued peodicts are generally hr:fily
Said Cron structured predicts have not been
«grand with the Securities and Exchar.r
Commissim a seder any state securities laws We
provide estimated vain for private investment
secuities and stamen:I products to informatanal
Folsom my. Accuracy is not guaranteed
— These +akin maydiffer substantiaay from prices, if
any, at *hitt a private Megrim:I secuity ix
%strayed product may be bastil or sold ad do
not necessarily represent the yak* you may receive
upon Ikuktition.
- lhid partyname's of value aro as of a torten
date and are applied to UBS Financial SMACK on a
regale bass by an independent valuation lint.
btu, general Partner a sponsor estimated values.
if are aro :unshed to the Fen by the our,
gneral parries* or spans« and may be calculated
based an dfferert at: maim fran that used by
third patios to dente thes Mead values.
- You an ottin additianal Sormaten regarding
the methodology used to deteemine the estimate of
value end re date of the Somalian that is the
bassi« the minute by contacting your Financial
Advise
- Thid tarty *stewed vibes may be reflected as
'Not priced' in several that:ens: ashen an
independent valuation Inn has not suppled cc s
unable to assign a vabe, when we become aware
that a material event has occurred that may call a
peeviusly waned rake ineci question, or Men a
yak* would be high& speculate* der to the mere
c4 the Notify.
- When other an mute, general partner a sponsor
estimated value nee a thrd-party estimated value is
laroveled the value of the seconty will be different
from its owthase price
— 'Dstrtixions to date' may nckde retumol
capital Some a' both.
— 'pgnalv.t six.' represents the Mot off errh
price per me and may rot reflect your cost bass
• Restricted amities Restristed Starint, recall(
ere not ores& Nigible for public sale. CBS Financial
SHVICCS uses the mrket price of the unrestricted stock
of If,. same issuer as an routed value for the
restricted clock For purposes of the statement ony. To
the esters that rooted securities'
are NOM to a
the wake received may be stbstantielk less than the
imps ed value sham
• a
(ostirneted) income, cumine yields and sew.
An emirate t% anal income it based on currant
dnidind and interest rates, moving the securities will
be held fee one yea keen statement date a troll
maturity. Its estimate is any a guideline, accuracy
ad centinuml inccene a. not gurranteect
— Este: wed arnuel income and caret yield for
certain byes of motile; could nctde a ratan of
watch% or captalgans n vanish case the est.
ammo (end cummt weld) would be overstated.
— Eginated arrnul Scene and cum% yield and the
actual iectre and yield might be lower or higher
then the estmred amounts.
— An emanate of amialited income (divelend alder
intent) deded by the curet rturtort
vehelavrimp• balance is based on the host dividend
or Mere% Parrett made by the issuer and
assures the sear beedepouts will be hell for one
yea from the statement date a until matunty.
Accuracy and continued WAS are not guaranteed
• Assets not held by UK financial Services. Certain
assets are not held by the Pim and not we
the
Fern's possessira or control. These assets are
deployed on mar statement for Sometiml
poposes only. Positions and vans presented are
provided by the swig fns. FRS Fiancal Serves is
not resposble for to inf ornuton and does not
guarantee its accuracy. These assets re nal protected
by Sitar. Finis nahlernental Slit coverage.
• Revenue clearing and additional compensation.
— In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees
received n ecenetton with the chWitistien of
trutuil find to our CIICI3 we ada err afore
receive some sharing Pefineres from d.tributen
arida advisors of the mutual funds that we sell.
These amounts are based on two dIfeent
corepcnents 0 the amount of sales by CBS of a
penult. MIAS find fen& to out clients. and 40
the asset value of a particular mutual find lamiys
shares hetd a the lien
— We and cis all hate ate atone nem:tieing and
combs processing lees in cankleraten ter
transfer agent crevices that we provide tots
mutual turd: These fees generally are pad from
investor assets in the mutual fund and are a fired
doter mount based on the molter of accounts at
the brokendealer holden; trawl finds ol that lund
finely
CONFIDENTIAL
- h ackltion to commesMs received in comedian
wth the sale or astrbinion of anhay contracts
and urn investment trust units loots clients, we
anace or, affiliate receive rewnut theng
compernation from merry of the Murano
companies urderwreith the ern* contracts.
all bates of she insurance «thanes or sponsors of
the ins immanent etmts we casaba
— cur aft aisles alsoreceive trading cormissions and
other commuter:from renal Ards and
insurance companies Mote Prod acts we &Rau*
— We receive an anvil fee kom LOS Bat USA and
CS AG Suerdold Branch or up to $25 per acorn
sweeping b the banks uncle. the UBS Bank Sweep
Swans
Adivity
Sornotionregerdng «0111VISCelf and otter charges
Stoned n comedian wth the execution of trades.
incldng Men tramxions has been ineluded on
«intimations venous& furnished to you. and will be
provided to you prosody on reepest.
SAM selling
f you at engaged in that selling a security, eau may
incur a charge it. to cenin baroreg cos% for that
pal kW./ security.
Open orders
Regarding open CR '9:odaileancelled* ceder: that
were not executedbythe %semen date. open kWand
sell slop orders are reduced by the aware of disalenzb
et filets on an exavidends cm thrights dr. unless
Strutted otherwise by yo.i. You we moon:able fa
orders that are executed due to you lailure to cancel
s aga ? chin Orders.
Privacy
To obtain a copy el as omen Clime Privacy Wake.
please contact your Financial Advisor a Sit or websert
at 3yeew obi tortithri v arenoliev
UBS enancial Slakes is nal a bat The RMA, Business
Services Account BSA and IRMA are brokerage accounts
which provide access to barking services and products
though arrangements vain ael hated barks and other
thed-party banks, and provides access to entrance and
annuty prodacts issued by unathliated thedpany
nuance companies through Surma agency
subsidiaries ol UBS Financial Services Inc.
truelavanh nsurarxe. arhd annuny products:
Not FDIC rend • No laink guts rte.* May lose vets
RMA. Resource Management Accord. Business Services
Account 85k BMA and international Resource
Management Accord are registered service marls of
UPS Financial Sane/4PC
Visa Signature is a room-Need service mrk of Visa
Imerrotionel lOS Visa Sgriahre cm& cads and U35
Vila debt cards at axed by FRS Bank USA with
omission from vna USA sorporred,
UBS financial Services Inc
Rev 201511
SDNY_GM_00025557
EF'FA_00136177
EFTA01277410
SUBS
UBS Financial Services tic
299 Park Avenue
25th Floor
New York NY 10171.0002
MR70057537830216 vt 0
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor:
Phone
Business Services Account
February 2016
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
Questions about your statement?
Value of your account
Call yOa Finan:ial Advisor or the
ResourceLine at 800-762-1000.
on January 29 (S)
on February 29 en
accoun
Your assets
504.77
479.77
VlsItour websIte:
Your liabilities
0.00
0.00
www.ubscorrtlfinancialservices
Value of your account
$504.77
3479.77
Tracking the value of your account
504.8
479.8
00
4.8
0
Dec 2014
Dec 2015
ran 2016
Feb 2016
Sources of your account growth
duriag 2016
Value of your account
at year end 2015
Net deposits and
withdrawals
Your nvestmen t rearm
Change in
market value
Vitro of your account
on Feb 29, 2016
14.77
SDNY GM 00025558
$475.00
40.00
$479.77
Member SIPC
n070304005753783 NMI:0207390 0000? 0016 030579743 Y123679550000000
Page 1 of 6
CONFIDENTIAL
EFTA_00136178
EFTA01277411
UBS
Business Services Account
February 2016
Your account balance sheet
Summary of your assets
Value on
February 29 (1)
Account name:
P -
Friendly account name.
' •
Account number:
Percentage of
your account
A
Cash and money balances
479.77
10000%
Your current asset allocation
B
Cash alternatives
0.00
000%
Total assets
$479.77
100.00%
Value of your account
$479.77
A
Eye on the markets
Index
Your K gondol Advisor
7' STACKMa/LYLE CASRIEL
• Cash and money balances may include
available cash balances. 1)95 Bank USA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 29, 2016
3-month Treasury bills: 0.32%
One-month LIBOR: 0.44%
Percentage change
February 2016
Year to date
-0.13%
-5.09%
-0.03%
-567%
-1.80%
489%
0.71%
2.10%
AMP 7C004005753784 NP700O202390 00032 0216 030579743 Y123679550 Ceift&YGM000255,fie 2 of 6
CONFIDENTIAL
EFTA_00136179
EFTA01277412
*MIS
Business Services Account
Account name:
friendly account narne:P0TKETTLE LLC
Account number.
Your fiends] Advisor
Change in the value of your account
February 2016 (1.1
Year to date (S)
UBS Bank USA Business Account APY
Interest period fan 8 - Feb 4
Opening account value
$504.77
$4.77
Opening UBS Bank USA Business balance Jan 8
54.77
Deposits, including investments
Closing UBS Bank USA Business balance Feb 4
5504.77
transferred in
0.00
500.00
Number of days in interest period
28
Withdrawals and fees,
including investments transferred
Average daily balance
$272.63
out
-25.00
-25.O0
Interest earned
50 .00
Closing account value
$479.77
$479.77
Annual Dercentace yield earned
000%
Cash activity summary
See Account setefity this month for dethIS Balances in your %veep Opli ern are inductedin the cPerrrg and
Ibsing balahrtS vire. FDIC insurance axlits only to deposits at UBS Bank USA, net to Oecosrts at V85 AG,
Pamtorcl &arch or bank depetelt UnfitWu/I the UBS intepiampfta (*pop; Account piccram SIPC
potection applies 10 Money market Sweep land h(tclingt but net bank (*petits. See Imponam intormacim
about your Statement on the ma two pages d this document for Petals.
February 2016(1)
Year to data ($)
Opening balances
Additions
Deposits and other funds credited
$504.77
0.00
$4.77
500.00
Total additions
$0.00
$500.00
Subtractions
Checks and bill payments
-25.00
-25.00
Total subtractions
-$25.00
-$25.00
Net cash flow
-$25.00
$475.00
Closing balances
$479.77
$479.77
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eliglbeity consideration • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
SDNY GM 00025560
AtiP7C00100575.378SNP7003702390 00007 02 6 030579743 Y123679550000000
Page 3 of 6
CONFIDENTIAL
EFTA_00 I 361 80
EFTA01277413
*UBS
Your notes
..........................,.,,.........,,,,,m
• a s
CONFIDENTIAL
EFT,00135181
EFTA01277414
UBS
Business Services Account
February :0
Your assets
Account name:
Friendly account name: '"
Account number.
Some PriCes, income and Current edit, shown May to approximate. AS a rest*. cairn didlOSSes may nol
be accurately refkaed. set a mporunt insomsabon about your statement a the end of the dxumeM fOr
more information.
Cash
Cash and money balances
Casts and money balances may include avalade cash balances, UBS Barth USA depost account balances,
UBS AG Stardord Branch ',pow account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC v 4Ihn applicable limits, but are not
protected by 9PC tiCS AG Stanford Branchdeposit account barantes are not ensured by FDIC and are not
protected by SIPC Money market sweep balances are protected by SSC but are not insured by the FDIC.
See the Important information about your statement a the end of this document for details about those
balances.
Hddng
Cash
Goering Nance
Cloung Wawa.
Price per share
Average
on Feb l(1)
on Feb 29 (5)
on Feb 29(1)
rate
Dividend Interest
period
Your Financial Adelson
Oafs in
period
Cep snOunl CS)
0 00
-25.00
tiEr5 BANK USA BIG ACCT
504.77
504.77
250.000 00
Total
Your total assets
$504.77
5479.77
Value on Feb 29(5)
Percentage el
your account
Cost
Bbmated
Unredited
basis (5)
annual income (S)
On or loss (S)
Cash
Total
$479.77
100.0016
$479.77
Cash and money balances
479.77
100.00%
479.77
Account activity this month
For more information about the pricevalue shown for restricted securities, see Important information about
you( statement a the end Of the document.
Your
Ouantityr
Date
Activity
Description
expense cede
Face eta
Jan 29
Feb 29
Withdrawal
PriceiVaue (1)
Cash
amount (S)
Can and
money balance
Cash and money balance
$504.77
-25 CO
479.77
►eb 29
dosing cash and money balance
$479.77
SDNY GM 00025562
AHP7C004005753787NP7003202390 00002 0216 030579743 Y12367955000000)
►agar S of 6
CONFIDENTIAL
EFTA_00136182
EFTA01277415
*UBS
Yournotes
---=
CONFIDENTIAL
03617111.I_CA_
EFT,00136183
EFTA01277416
Important information about your statement
LE6 Fauncial Services vex. the F im or UBS Anemia
Se ke% is a merrter of all orincal sxsily, ammo*
and aeons erthages. 1.036 FrarcialSenrices and LES
Bank USA a rdrect maids on of LDS AG and
affiliates of LBS Secuitin U.C. The Fim's I andel
statement is available upon recast. The
recite
off it., a a:
UBS Financial Somas n.
1200 Harbor litulward
Weehawken. 11.1 07086
This statement represents the any off dial record of you
LBS Financial Swam account. Other rata east
Official far dxunentc cordoning taffeta-oda; 'build
rot be relied Ian If Kubelieve there is an emx or
emission, pease capon h immediately n sritng to the
Branch Manager of the off ice sovng you account.
Athaets al Figures ;boon are intended to be accurate.
statement data shaded not be used for tat purposes Rely
wary on semend lax
Form 1099, SIFF.
10425, eitc.)whinpreprirgyour to return. The Fini
required by law to report to ihe IRS all ta.abk divident.
mooed* rcentaxable aridends and taxable imenen
end m atunties held n you roma, net parch
u sae transattems. and cog bars ion (Main covered
somrities.
Communications with the Finn
• Please re-confirm ay oral cormitartabons in *Meg
to further protect your riges„ naming you r4't
ender the Stunts Inv ser Protection Ace ('IA)
• tithefine-cid institution an the tcp left of the pant
of this statement is not U3S Financed Divas, LGS
Financial Services cartes sox account as clearng
brcker by ama-gerrent wall the notated insituton
We Wormed you of this relatorchP ashenyou
opened this accent. In thic case, your Sards and
searkies are keeled a U85 financial Services and rot
the retd.cing broker. ardp3u frost mice a report
of arty eta or mission to both firms.
All accant statements shall be deemed ccortibte and
accurate t not cbjected to in *UN within 60 days.
• Please diem customer complaints or inciaties to he
Fim'sClem Itelatians Deparnent a 201.352.1699
or toll-free at 803.354-9103, 800 A.M. to 6:00 P.M
ET Monday through Friday, or in wring to U35
Financial %Nees ht., Client Relatb5 DePatmentr
P.O. Box 7C6 Union City. N107087.
• h use of errors or crash:re about an electronic
fu-ca transfer WD, bi payment a UBS Voedebit
card transactions, call 930-762-1000, cc wife to UBS
Fruncial Semites Ix., 1000 Bator Start.. 6th floor,
Vileehankera NI 07086, ALM RIA4854 Soares.
Cal a unto as loon a you sal if you chili yam
statement or receipt 4 neap aif you need more
reamatim tat a Wander en the statement or
recept. The firm of Card burr las applabld must
her from you no later than CO days Meer tie Fin+
sent you tie fin statement on nhati the era or
pram, neared.
- Proode you- none and atone number Of aye
— Desute the erra or tie render you are UtUre-
ft0.11, and explah as cleat& as you cal shy you
belie t is an error a why you need more
information
— Pronde the dollar amount ol the suspected emu.
The Firm a Cad Issuer MI inmaigate your compaire
and MI correct any error promote/. I we take rune fan
IC) tusiness den to do thit we all meat your accord
for the aunt you tha a hear, so that you will have
the use of the money dreg the time it takes us to
complete Our imestgation.
MONO make all Mocks payable to the Dm or re
hancial insteution rdcated on re front of this
statement hadditionto reguta- accost fees, accounts
may be abject to maitenate lees, charges for late
primmt for statues purchases and chirps kr unpaid
arronts is cash attours. Accounts that at turd erred
to other insttutions may be subject to a transfer fee.
UBS Swap Options
URS offers optia Ice sweeping cash balances, balances
to bale deposits at UBS Bak USA and LBS AG Stanford
branch (Bank Sweep Programs), money market mutual
fads (Morey Ftn%) ad the remit Kral Depose
Arum (0A)fa customers with an Imernatimal
ItfOJX• Management Account. Through the Bank
Sweep Programs, cash balances are swept to 1185 Bak
USA up to an est/tilted line ad then to UBS AG
Stanford Branch a a Money Fund. Deposits at U85
Bank USA are FDIC Mused in accordance with FDIC
AS., For more irtarnation pea kit wemidic got.
Deposes at L(35 AG DamfadElrant and shores of
Morey Funds are rot nosed by the FDIC.
Through the Ok arailiale touch balsas are 'wept to
depose accounts at UBS AG New York Synch ard LBS
AGC *run Brach These deposits are not axed by
the FOC. Balances held at the LBS AG Cayman Branch
are tenporanly noosed to the sovereign Sc of the
Carmen blends, and tone is no suarartme a other
andeation of LES AG to repay the balances while on the
LIES Cayman's Brat's books.
Deports at Uinta USA and each UBS AG Branch are
not protected by SIPC. Money Fend shares are protected
by SIPC See 'LBS Financial Services Account Dotecticri-
bear
Upon aces reµrst, balances in to Bank Sweep
Prop-ans.:era may be withdrawn and sharer of a
Money Fund may be liquidated, ad the proceeds
rained to you a you seamen accent.
Fester irtomution about available ramp *pions,
abasing torrent rarest rates and yields, a available at
enewebt amrsweepyietts from your Financial Advisor
or by baling 800-762-1000.
UPS amnia Service' Account protection
71-e Finn e a member of re Secretes Investor Protection
Caporal:an (51PC), what protects securities accent of
its darters up to S500000 (ncludng 42t0,000 for
claim for cad* The SIPC asset protection limits apply to
all attains that you hold in a pamcula- cgocity.
The Fart together with certain affiliates, has also
purchased s_ppbrriental protection. The mermen
mount mat to al •Igisie clams, colircliary ardor
this protecicn is 1500 melon as of December 10, 2013.
Saber to the poky corditons ad lineations, tat a
the firm isheeler protected fa W to 1.1 9 million ri the
agg'egae soar alma amounts heed in a partkular
capacity. A he apy of tie poky wading is available
Loon request.
The SIPC probe' en and the supplemerld protection
both do not apply to*
• Certan financial assets controlled by (and itlad n
your account value) bat held away Morn U85 Financial
Services (e.g., cenain (i) cash at UBS Bart, (ii cab at
LOS AG Summed Ountri, (id i-turarce pada
including variable annuities. and 6 te shares of mutual
funds where such shares are registered dreary n the
nane of the account holier on the books ad meads
of to applicable ear a tanner agent).
• Crean nommen convects or hamment interests
(e g., limited pMnertios and private placements) tat
are rot registered under the Securities Ad of I933;
ad
• Cormnoditses contacts (e.g , foreign exchange and
yr ire metal catratrt including futon, contacts
and commodity option contracts,
The SIPC protean) and to supplemental valerian do
not apply to their abet even if they ohne* appear
on you alaternenh. The SEC postection ad the
Fakerreentalproterion do not protect against changes
in the mato vale of ryas investments (whether as a
result of market moaernent, issuer berkruptcy
otherwed
More a/formation is amid* tan rerost Yea may
obtain more information about SIC, altar* the 51K
&ochre, by contacting 51K a 202-371-8300a by
',nanothe SIrC subset aransw.apcAap
Dividend Reiwertment Program COMP)
The prte reflected 6 an enrage eke You may obtan
the actual price Irtm sox Financial Advisor. OrIy nab
ewes re purchased seder DRIP; partial shares wil be
sold ad the each wr be deposited n your accord The
dviderd reinvestment pricesuppled byte issuer may
offer from the market price at welch the partial shares
at sold
Caderelieu
City whole units may be heed in you' fl an'. t you are
mired to a partial Lail as a result of a itiderd pkrnenl
otherwise, the Firm all other sell penal units at
menet ake a rapt an amount determined by a
regracced clong army. and credit star accent
Investment objectives
The rummer* amuses and nsk profile are speck to
each Moen and may way amnion Please sale the
Firm promptly in ran; of any signilkare change in nos
Maxi& %earn or rhestrnert objectives. For each
CONFIDENTIAL
account hal, you choose OOP Ce the following
brume °bathes'
• Produe Current/mom.. 1 manic. as sertng the
generation of income crib-.
• Mist* Opt*, Approciatan: Investments seeking
yowl of prncpal rather than the proration of
note e.
• Produce Connindon %income and Capra
Appreciation- hiesiments swing both the generarn
al ncome and overthol pritptl.
Ovfrell till profiles
• Conserve:Art Seeks to maintain refill prineprt with
low risk and volatility to the attain overal, even if
rat means the accost does not generate sigh cant
name a returns and may rot keep pace with
inflation.
• Madera Derry to accept sane risk to pinata and
tokraie some artiertaity to seek holler returns.
• Apt/mint: Wiling to accept hit risk to papal and
hip volatility to seek high returns over tiny
Statement touseholdthe
We may consolidate al related account statements with
to sine address n the same envelope. Accost may
be related la this purpose braise they have owners
who also maintain Pm arm relationships with ocher
client at the sane address. This practke 6 known as
•harel-oling't you prefer to receive rdhedual
statements mated in separate envelopes- you may
decline hausaholding by callng yOur Financial Advisor.
Friendly accourt name
The Friend& raise name reflects information tut you
entered cn the fern's °nine senates websee. It a
a/nameable *nielrarne • chasm by you to amid yea
inch your recordkeeping It KM no legal effect an your
account. You tan chance ken* accotnt rams,
thwugh Ordre Services a by contactrg your Financial
Advisor.
AO:Mit overview
• VA,* of poOf aCCOUntliOrt6b, Net of assets and
liabilities.
• Aatt Inclas amid* cats balances, vales la
restricted storey len), and Global tine Def:03itS,
u-reared marts to market, and certain arts not held
by tie Firn. Does rot include unwired warnee assets
at the end ot the peaand anent statement petiods. or
prime earestnwns.. parted stock options and
areal% stock options
• Liambess Includes debt balamin, canal-ding mayn
Ions, Credit Ere, 001 accent babrices.
• CashAtoney balances. Total ot uninvested available
cash balances, plus UBS Bart USA deposit bairces,UBS
AG Standord Branch depose balances and on market
Mahal hand sweep balances, at the clxe of the
statement period. Nooccarnodry Vet credit balances in
your accost are rot segregated from other balances
and the Fern may use any of these funds in the ordinary
course Of its laziness. These funds me payable upon
your domed. This total is included in te cement period
closing value,
SDNY_GM_00025564
EFTA 0[)136184
EFTA01277417
Important information about your statement ;continued)
lending information
Fu detailed information on the Frm's lendthg practices
and disclonres. Mx to you Clem Relatexnhip
Agreenwni or Accent Agreement and the General
Terms ad Conditions LOS Slawnent of Credit Franke,
imitable in ignuments anchEeziosures at
wino air romirpwrairdo are,.
Your state
You %easement MMus securities ad other assns tell
n the account at the End 01 the CtMernent Arid. You
may ask for delivery of lofty paid secsseies at aes tire.
You may recent seonties teed as loan coatert tar
paying any balance due on them. Any securities
IranOmred to their,' dring the statement period are
listed at market value as of the end of the statement
period
• Cost basis. In deterithing the cost basis of the
secianes irxidded n this statement where indicted
wit the limber 'I,' Lr3S Financial Sakes ha relied
on information obtained born sources other than UM
Petunia' Stances, (-eluding inf carnation Iran anothee
tem or that you may have peovided to you Financial
Admen. the Finn don noi enclepordently wady or
wattle* It. *pun or Mirky of ary damson
provided by sans other than WSFinancial Section.
In addition athougn LOS Financial Seewes general&
Leadates this rdermation as it it rectiad the Inn
does not purge any assvancts the the inanition
unier 'Cost basis' and *Urrealced gat-Moss' is
accurate as of the date of Ibis statement. As such
please do not rely en this Narration to make
mayhem or tale decisions. for ia pupates or
otherwise. Accounts transferred to the Firm Tay
ref ea gine loss Hamm ixt only for the period of
tine they are held a the km More historical
Somata, can be ailed by you Financial Advisor.
• Unrealised gainfiones When data it available.
esti-axed urrealind gain) asses are °Frothed for
raviddl searty lots. The transaction data for
rxkvithal lots may or may not reflect curinissiont
chinas ander security 'engem:atm events.
Dividend and other reinvestment lots and systematic
purchase lots are each cceconed to display one
averaged lot. The • Trade date colonpresents the
urinal transaction trade date
• Callable seam-hien Booth ad preferred stock that
the issuer cats for ear redemption will be sekined
cranially by lot Iran Nona all stones of that
nsue held n our Mint or
are for Cu'
clients Call 1031w "nlomNalizn is obtained frorn third
pales ads accuracy is not guaranteed. Other call
features may mist shch could if ect yield compete
nformaion will be provided upon request
• Certificates of deposit (CDs). CD. re FDIC inured
La to $250,000 're pricaal and accrued intent per
deposeor ad per depository inCILico. ei accordant
with FDIC inks
• arks/value Feces displayed for secretes and other
PrOixts may be higher or lower than the price that
you would acidly reeke n the market Fines a-a
obtaned from venous Med pry sources reach we
tithe, to be reliable, but we do not giaantee their
xwacy.
We 9theraTY use the dosing price when avalabb or
the mean of She bd a-4 ask prices for listed
acuities and colons a ority bid prices for OK
SeCtail.16.
- Less awe& traded want in may be priced using
vatation model or the most recent price we
obtained and may not reflect an actual mate) price
or value
- Certain coUt ens may appear without a pore and
wash** as • pike was not avalable il we ate
unebb to obtain a price for a socially
- Deposits or sentries denominated in ourencies
other than US. dollars at reflected a the edhan;*
rate as of the staiemem date.
- for sedan sewritees *acing n nonce/Marring
denernination, price and quavery (faze value) may
hive ban admted to facilitate war wadi/ion
To obtain current quotations, when available, contact
your F nano.' Achiscs.
• Private ironed:Interns and structured products.
Private investment secissies (or Wing drect
pancpation program and real estate imestmera trust
acuities) ad structured prodats are generally 149
/lurid Certain Utilised products haw not teen
regotord with the Securities and Excha-qe
Commission cr under any state SeCurrheS laws We
pronde estimated yam fa larvae investment
securities and 1010414 products for niernatonal
purposes only Accuracy is not guaranteed
- These yam mar differ sulmantiaRy iron, peep if
a-y, at *hitt a precre inertment sentity or
Moused pocked ma be boxp or solely nd do
noon eeesurify represent the vaka you may receive
upon I
lation
- Thid
pa-ty
estinan of value re as of a cenan
dale and art aaphed
UBS Fnancial Services en a
realm basis by an independent valtion Iron.
- Issue general panne. or spthsor estimated valuta
if any. are waled to the him by the rum
{reveal partner or sponsor and may be calculated
based en df feet reformation bas
used by
thirdparties to dew. they estimated values.
- You <al obtain adds:oral thfcenten regarditg
the methodology used to deem** t at
t
tenase of
bass
vle and the date of the ea:mat:on hat is the
for the estinale by contacting your Financial
- Thid poly 'stinse yam our be reflected m
'Not priced in overeat estaticris sham an
independent vitiation Iwo has not SuPPI*dior
inane b
a vat*. wean we become awn
ehal a material eyrie has occurred that may call a
pre
value
ceo
careSten Or when a
yak/ would be highly speculative ate to the nave
it the unity
- %hen neither an mum gruel paloa a sponsor
estimated vats rate
third-party estimated walla is
pow i ts the value of the tensity winbedifferent
from its machete Oat
— 'Nettie:ins to date • may netade returned
capital, income or both.
— 'est:Insigne see' represents the neap <Nero;
price per tint and may not reflect your cost basis
• Reobicted marines Restricted senrilits anralb
are n010.01.11kr ehgble for public Salt LOS Financial
ServiCtS uses the ma tel lace of the unrestricted stock
of the Settle issuer as an nosed value (or the
restricted stock for puree, of fhie attemerie 014 To
the Mint that reamed securities are triable for sale,
the value received may be stbstantialb less than the
irrputed value shown
• Est. (entineted) Emenne ante yields and teem
An Painte of arrual income is bated on currant
&idea ad interest rates, msuning the secures will
be held for one yea- from statement date or taxi
maturity ins aliment is any aqudelne. accuracy
and conthurd mount are not 9u:ranked
— Ecinated anal acme and current yield for
cedar types of sec cites could nude a faun of
Proneleal or capstans n %kWh case the est
income firdcunent yek0 would be overstated.
— (ablated atrial inane and current yald and the
actual income and yield might be lower a higher
than the estmted amounts
• An neonate of arm-algid income (dirdend anckr
num) divided by the current mactot
valancamage balance is based on the last dividend
wIrien payment made by the issuer and
assumes the sectritesIdeposss will be held Ice one
year torn the statement date or until matmly.
Accuracy and continued yield se not awarteed.
• Assets not hick by UOS Financial Service. Certain
assets re not held by the Finn and not vichn the
ferns possession or control these assets are
displayed on you statement la informational
purposes only. Positions and values presented are
provided by the issung Ism LOS Financial Services e
not respatsble for IM is/one/son and does not
guarantee as accuracy these assets are not protected
by arc or the rim's suppkinental SIK coverage.
• Revenue sharing and additional compensation.
— In adedicn to commssons on sins and 12b.1 fees
received rn ccennecton with the distribution of
ritual luxe to on <tents we tofu out aflame
receive revenue sharing payentreS *Car drdrieutors
ardor advisors of Me mutual funds that we
These amain are based on two dffaens
components U the acxunt ol sales ty LES as
Peniculry mutual fund family to our owns, and 6i)
the asset value of apen:ads Mutual held lamilyss
shires held at the tem
— We and cu elate ato receive nerverkng and
prnba processing lees in consideration for
transfer agent serve.ec that we pwal• Toth*
maw' finds These feesgenerally are pad from
investor assets in the mutual fu-d and are a freed
dour amount based on the runtr of accounts at
the Lioleockaler holdng nttlual funds of that fund
family
CONFIDENTIAL
- h addle° to cymmssons received n connection
wth the sale or distrbiAirn
arruky contracts
and eat swestrnall trust units tome cl*nts we
ander cur Maim* recent reverts stung
onaensation from many of the insurance
companies Linemen-1g the ansily contracts.
all bates of the nsurarce anthanws or sponsors of
the urn investment MAUS we d6Ublite-
- Cur affiliates also receive Paling corrynisins and
other compensation from mutual rude and
insurance companies MOS. products we dntrkeite.
— We rept* an areal fee from LOS Bark USA and
UBS AG Surdixd Branch of up to 12S per account
sweeping to the bans under the UBS Ronk Sweep
Programs
Adivity
information readng omunesscen and other charges
boned n corned en with the executers of trades,
inctring option transactens has been included en
conlionalions Moats?, furnished to you. ad MI be
provided to you prctrygy on reqast.
Sheet Dellis
I yes' are engaged in short urn, a wurrly, you may
nor a dirge due to °run borrowrg costs for that
particular Security.
Open °See
snaring open or • goaderIcateerke ceders that
were nOtereCteed by the napkin date, open buy and
sell stop orders are red./red by the amount of disclends
et rights on an ex-dividends or to gash date unless
intnxted otherwise by you. You re responsible for
orders that re executed dap to your lelure to cancel
ernt'n9 open orders.
Privacy
To obtain a copy of a: current Clem Privacy Notice,
Please contact your Financial Advisor cr viol as webs*e
at ipww ribs rorearevatstanst
LOS Financial antes is maitre Tee WA. Business
SenirCrn Mount RSA and IRMA Ye brokerage amours
which provide access le baking services and produces
through arrangements war aff pealed bares and other
thrd-paty bank, and provides access to insurance and
a-rnulY Proclacts issued by mai *need thrd piny
insurance companies through insurer** agency
subsidiaries of OBS Froncial Services ex.
IrneStfnenl, riluranCe. and unityproducts:
Not FDK ratted • No bank gusamme May bee Ma
RhIA Resource Management Accord, Business Services
Account El$k 1.1/AA and ntemaional Resource
Management ACCOX11 are registered service marts 01
LOS financial knees Inc
V6a Signature 6 a mastered service mark of Visa
imitation:1f LESS visa Signature cede cards and 1.65
Visa debt cards are issued by
Barer USA with
peannspon from thsa U S A Incorporated.
UBS Financial Services inc.
Fey 201511
SDNY_G M_0002 5565
EFTA _00136185
EFTA01277418
(SUBS
UBS Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70055232030316X13 Y1 0
Business Services Account
March 2016
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: POW ETTLE U.0
Account number.
Your Nnancial Advisor-
Phone!
Questions a bout your statement?
Call yOur Finamia. Adviscii or the
Value of your account
Resourceline at 800-762-1000.
account
on February 29 (S)
On Mach 31 (5)
Your assets
479.77
479.77
%sit our websIte:
www.ubscomllinancialservices
Your liabilities
0.00
0.00
Value of your account
$479.77
3479.77
Tracking the value of your account
4798
479.8
0 0
4.8
•
DeC 2014
Deft 2015
Feb 7016
Mar 2016
Sources of your account growth
during 2016
Valve of your account
at year end 2015
Net deposits and
witidranals
Your nimblest return.
Change in
market ...due
Value of your account
on Mgr 31, 2016
$477
SDNY GM 00025566
$475.00
40.00
6079.77
Member SIPC
ANP70005005523203 NP7000310110 C0002 0316 030579743 V123679550101000
Pogo 1 of 6
CONFIDENTIAL
EFTA_00136186
EFTA01277419
*DUBS
Business Services Account
March 2016
Your account balance sheet
Summary of your assets
Value on
March 31 (1)
Percentage of
your account
A
Cash and money balances
479.77
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
0.00
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$479.77
$479.77
100.00%
Account name:
Friendly account name-
TK
Account number.
Your current asset allocation
A
Eye on the markets
Your R vandal Advisor
• Cash and money balances may include
available cash balances, LISS Bank USA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
March 2016
Year to date
S&P 500
6.78%
1.35%
Russell 3000
7.04%
0.97%
MSC I - Europe, Australia & Far East
6.59%
-2.88%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 31, 2016
3-month Treasury bills: 0.21%
One-month LIBOR: 0.44%
0.92%
3.03%
4NP70005006523204 611170C03 KA 10 C0O32 0316 030579743"23619550 l(:) illi1WOM000255Thee 2 of 6
CONFIDENTIAL
EFTA_00136187
EFTA01277420
SUBS
Business Services Account
March 2016
Account name:
Friendly account nanse:POTKETTLE LLC
Account number.
Your Mnandal Advisor:
Change in the value of your account
march 2016(S,
Year to date (I)
UBS Bank USA Business Account APY
Interest period Feb 5 - Mar 6
Opening account value
$479.77
$4.77
Opening UBS Bank USA Business balance Feb 5
$504.77
Deposits, including investments
Closing UBS Bank USA Business balance Mar 6
5479.77
transferred in
0.00
500.00
Number of days in nterest period
31
Withdrawals and fees,
including investments transferred
Average daily ba lance
$499.12
out
0.00
-25.00
Interest earned
$0 .00
Closing account value
S479.77
$479.77
Annual percentage yield earned
000%
Cash activity summary
See Account nanny rho month for deals Balances in your Sweep Options are indudedin the OPerr03 and
flOsing0ElariteS slue. CDC insurance atOits Only to deposits at UBS Bank USA, not to deposits at V85 AG,
Baintoid &anal or bank deposits placedintoupn tne UBS intemationa DepOS4 ACCOutit picqam. SIPC
rxotemon applies to money market sweep fund headings but not bank deposits. See Important ineortnobon
about your Statement or, the last two pages d this document for teals.
March 2016 (1)
Year to date (S)
Opening balances
$479.77
S4.77
Additions
Deposits and other funds credited
0.00
500.00
Total additions
$0.00
$500.00
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
$0.00
425.0o
Net cash flow
50.00
$475.00
Closing balances
$479.77
5479.77
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch manage,. You can find a ful description of the alternative
investment objectnes in Important information about your statement at the end of this
document
Your return objective:
Current income &capital appreciation
Your risk profile:
Primary Moderate
Investment eligibiLty consideration None selected
Your account instructions
• Your account
sung method is FIFO, First In, First Out.
SONY GM 00025568
m470305006523205 NP70003 int 10 00032 0316 030579743 Y123679550101000
Page 3 of 6
CONFIDENTIAL
EFTA_00I36I88
EFTA01277421
*UBS
Your notes
.. , ......
,.....
,,ona....s.o,,,,.,.
,,,,,,o,oggiy G..,,,,..,
4 of 6
CONFIDENTIAL
EFT,00136189
EFTA01277422
UBS
Business Services Account
March 2016
Your assets
Account name:
friendly account name
Account number.
Some lances, income and current vaueS Sherif' May be fopioxiable. AS a inlet. OM
IOSSts May PCI
tie accurately reflected. See smponant intomeason Stout your statement a the end ol ins dxurnem for
more Inlornason.
Cash
Cash and money balances
Cash and money balances may Ind ode avalare cash balances, UBS Bank USA &pant account baances,
UBS AG Staraord Branch deposit account balances and money market mutud fund sweep balances.
UBS Bank USA deposit account balances are Insured by the FOC "Mon applicable limits, but are not
protected by SIPC. DOS AG Stanford Branch deyseit account brines aa• nut insured by FDIC and are rot
protected by SIPC Money market sweep balances are protected by SVC but are not insured by the FDIC.
Ste the Important information about your statement a the end of this document for details trout those
balances.
Openng belante
Closing Wince
nee per share
Average
McIdng
on Ma t (1)
on Mar 21 (S)
on Mar 31 (5)
IAN
Cash
Dreclearl Interest
period
Your Finandd Advisor:
Days n
period
Csp mecum (I)
-25.00
0.00
504.77
479.77
250.000 00
Total
Your total assets
5479.77
5479.77
Percentage or
value on Mar 31 (S)
your account
Cost
BIMated
Onrearzed
time- (5)
annual arcane (5)
gan or loss (5)
Cash
Total
$479.77
100.00%
2479.77
Cosh and money balsams
479.77
100.00%
479.77
Account activity this month
oat
AciMly
CB( VICO
Amount (1)
Money balance activities
Feb 29
Balance fonvard
$504.77
Mar I
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS OF 0212916
-25.00
Mar 31
Closing UBS Bank USA Business Amoy M
The UBS BMA. USA SULAM ACCOuill is your pnmary %veepa:it
5479.77
SDNY GM 00025570
A Nr 7coosooss232o NP7oco ion co mom 0316 030579743 Y123679550101000
Pegs 5 of 6
CONFIDENTIAL
EFTA_00136190
EFTA01277423
*UBS
Your notes
..........noo.ano.......
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,,,sso,oggpi, G. ,GO,..,....., 6 of 6
CONFIDENTIAL
EFT,00B6191
EFTA01277424
Important information about your statement
U3S Franck* Services K. (the earn or UBS Firurcial
Strokes). is a melon of all principal washy, ocnrority
and option; exchanges. UBS Financial Semites and 1.8$
Bank USA re relied subsilones of UPS AG and
athhaes of U3S Season LLC. The Finis manual
statement h available upon recant The Ens estanke
off ices we a.
U85 Financial Sante, lx.
1200 Harbor Boulevard
Weehawken, NJ 07086
This flalfrilfra represents the only officialrecord of you'
LBS Financial Sends account. Other records, eked
official lax dxuments, contanng coneliring daa should
not be relied inn II youbeam, there 6 an error or
omission please report it immediately n wring to the
Branch Manager of the office serviv your account.
Allhoxfi al lines shown are Mended to be accurate.
statement ctstattcukl not be wed kr tar proposes Rely
solely on yerand tax krms. Ga. , Form 1099. 549t
10425. etc ) when Drepamg your tax return. The Fie.,
required by law to repcn to the IRS all eatable diadem;
reportable nontarable Sinn and uuble Mere*
ened on sonnies held h year non net proceeds
on a* nisaclans, rd cost basisoncertain covered
stones.
Cavereedatkno with ten Firm
• Meese reconfirm any oral communcatons in wring
tofurther protect your rig* indudrg your nthes
under the Seo_nes Imenor Protection Ace ISBA1
• It thefins-cal ithitution on the top left of the acne
of this neon isnot LBS Ennui Servees,U3S
Financial Senecee carries yoke =aunt as dealing
broker by arca-genre vet the imitated ninon
We in
you of this relalcnshis anon.,
opened this axon h the cast your fu-a and
searlthes are boated at U85 financial Services and rot
Be Orcd.neg broker, rd you nut make a repsel
of thy error or omission to both firms.
As descrted is the accouth agterrents, you mast
notdy us of any errors or fraud invohing decks
reflected on your statanall within 30 days after k was
mailed or made wan*. All statement shall be
*embed complete a-d acorn ni al other respects if
riot objected to in wring **thin 60 days.
• Please died astomer cambial-es or I-Guiles to to
Fion's C lent Relation; Depatment at 201-3 52.1699
or toll-free at 8.20-354-9103, 8C0 A.M. to 603 P.M
ET Monday through Frday, ce in wring to LBS
Financial Semites K., Client Pleb/iced Depatment,
P.O. Box 766 Union Cy, W 07037.
• In case of errors organ-ions about an electronic
hods transfer (EFT), bi parent or UBS Visedebn
card transactions, call CO-762-1000, et net to UBS
Manual Semites K., 1000 Harbor Mid, 6th floor,
Weehnsken NI 07095, Attic RMAIBSA Sennes
Cal or write a soon as you can, if you that yes
statement or receipt 6 wrcrg or 4 you need more
ankmiation to* a trine on the staternme or
nape, The Firm or Card Issuer
anicahlri most
her !crayon no later than 60 doss after the Frm
seed you the tit itreliant on which the erns or
lindhlem appeal,
- Prone you name an nant nterter GP thy)
- Cason to error or Be trawler you are inure
about, an elan a dean as you CT why you
bairn • is an ant a why scu need more
reformation
- Prone the dolar anent et the suspected era.
The Firm or Card Issuer wil instateyour undone
and will coned ry error promptly. For alleged *mom
rnolving UBSthaao dna ca-d broadens if we take
more than 10 ease isms days to dote; we MOcredit
yet, Lanai for the amount you that 6 in error, so that
you curl have the used
money during the en*
takes us to complete our instigation.
Please mike all checks pay** to the Firm or the
ennui ingestion ranted on the front of ha
statement In addition to regular accon fees, accounts
may be abject to mai-donate hos. chaps for late
paned iv securities purchases and charges ice unpaid
arnores n cash aceants Accounts that are transferred
to other insloAcns may be subject to a Vander tee.
UM Primp Options
U65 others options kr *nig
cash balances balances
to bark deposits at UBS Ba-k USA and ISS AG Stanford
branch (Bak Sweep Owens), moneymaker mutual
brds Money Fins) ad the IntonationalDepose
Accord a:Wm customers with an International
none Managemerd Account. Through the Bat
Sweep Programs, cash balances are swept to WS Bank
USA sp to an established knit ad then to UBS AG
Stamford Branch. or a Money Fund. Deposits at Les
Bank USA ere FIX Mud in accordance with FCC
nibs. For more information preav
vernvidic goo.
Deposes a LEIS AG StamfordBranch an shares of
Money Fins are rot inured by the FDIC.
Through the DA, mink to cash balaxec are swept to
depose nouns al UBS AG New Yak Branch and LEG
AG Cayman Branch These deposits are not insured by
to FCC. Banes held an LDS AG Cayman Brands
are tampon* mpond to the sovereign rids of the
Carmen 'dards, and there is no garanee or other
obligation ol UBS AG to repay tie balances thtfik a-4'e
LBS Cayman's Brach's books,
papa. a U35 Bark tisk and etch UBS AG Branch are
rot protected by SIPC. Money Fund shares are protected
by SIPC. See 'LBS Mantled kinces Accouth Protect*'
below.
Upon your request, balances new Bank Sweep
Programs or DA may be withdrawn arid shares of a
Money had may be linden, an the proceeds
returned to you or your seardiet accent.
Fester a-iceman about available sweep options,
exiting cument merest rates and y-elds, es available at
wmv.ubscorrineeppelds, from your Fnancial Advisee
a by calling 800762.1000.
Mb financial Services anailth protection
The Firw is a member of the Sous Ores frwsscr frotechan
Corporation (9PC). which protects seances scow-deo(
as members up to 5500.093 (including 5250,003 Ice
dains for cash). The SIPC asset protection limits apply to
all &cons that you hold nap/mina capacity.
The Firm, together with certain :heathy, ha also
purchased skipplarantal protection. The maximum
amount pay** to at ekdiate chants. coltecluelyu-dth
this protectionis 1500 million as of December 10, 2015.
abject to the poky corclittra ad limlutions, cash a
the firm is further protected fa up to $1.9 million in the
aringag for ohms aconite held in ay:thane
entity A 4W copy of the poky wading is nil**
1.4)0a request.
The SIPC protection Ind the applermntal protection
both do not apply
• Certain financial assets controlled by (and iclnd
your account value) but held away from WSFinancial
Seances (e g., certain Oen. at UBS Bark USA, lig
cash at WS AG US.brard-es 6.0 imence prortxts,
including variable anruities, and (in shares cd MASI
funds schere such shires are registered &arta/ ri the
name of the account holder as the books ate record;
of the applouble issuer a tinter agent),
• Chan rwennere contract a investment interests
(e g.. limited partnerships an pine placements) gat
are rot regatered under the Securities Act of 1933;
end
• Commodities cornets (e.g, foreign ethane and
prec
metal oortratA include-9 futures connote
ad commodityoption contracts.
the SIPC proteclon and d-e supplemental proteclon do
not apply so these asset mend they otherwise appear
on put statements. he SVC protection and the
applemental protection do not prone against changes
in the motet vale of you investments (*tether as
result of market movement, issuer ba-kruptcy co-
ethernet
More information is matte apron recaest You may
obtain more isformsion about 5K, inclang the SIPC
Brochure, by contacongSIPC a 202-37143300 or by
swing the SIC wenn a t wow.siocag
Dividend Reiwortment Program (DRIP)
the price reflected is an average price. You may obtan
the actual price ban you Maxi* Advisor. Orgy Ana
shares se purchased under DPW; panel shoeswit be
sold and the cash will be deposited '.your account The
dviden rerwethrnere pice applied byte on-or ma,'
•
from the market peke at nth **partial Owes
are sold
Ceslenlieu
Cnb whole uritS My be held io you' octant. If you are
entitled to a partial unit a a result of a cfnideni payment
or otherwise, the Firm well !Or sell parted tries at
market price a accept an troth' determined by a
registered chain agency, rd credit tar warn
Investment objectives
The nvestment objectives and risk profile are speck to
each account and may vary between per /exams
Nen Auk* the Firm prompt 8 in erring of ry
CONFIDENTIAL
si:thilcare change a your Inmost situation or
Myst...lent objectives. For each accord held, you
choose roof the follwa-g eminent object...as:
• Produce Current Income. l,.vsb,.., •5 Seallag the
generation of (tome cnk.
• Acertne Capaal Antedates& Meets Yang
growth of pmcpal rather than the gestapo of
unarm.
• Praia.? Corattavtion of Moon *500nel
Appreciation. Instants seelerg both he generation
of
one and growth of praxis.*
Overall risk profiles
• Consensw Seeks to mann nail pri-cPad with
low ride an mlatilny to the acco.rd oserat even if
that men the scout does not generate signdicat
incorre a roans and may not keep pace with
inflation.
• Moderate Wiling to accept some ride to principal ad
tolerate same volatility to seek higher return,.
• Aggressire: Wiling to accept hith risk to principal ad
high volatdity to seek high returns oser time.
• Intestrnent Etta* Constitution: If selected a
portion d the portholes for that account may include
complex strap,,, tinted liquicky and rater
volatin.
Statement Ihoiseholdthe
We may consoldate al related account statements with
the same address n the same ermokpe. eq, because
they have owners who an mantas jord accostd
rektionshiss web other dents a the sin address. If
you prefer to receive individual statements mailed 'n
none metopes you may decline nankin; by
caring your Pi-metal Achnor
Friendly account name
The Friendly account wane is a cusicrneathe Inkkname
chosen by you so assist you with your record; eepin; It
has ris legal effect on your account You can change
your Friendly account names, through Onthe Semites cr
by contacting yes FeuncalAcItisce.
ACCOLn overview
• V ai• of jour wouttrporninfra. Net of assets and
bathes
• Asia Includes mutable cash balance; valres f or
restricted securry gill and Global Ten Deposits,
untnzed marls to market, and crimes assets not held
by the Fim. Does riot include unyoked secunietrants
at the end of the pion and anent statement penods, a
ante nesoments. invested stock OPaala and
cartes* stod options
• £iabjees tains debt Waxes, nestardin man
loans, credit line, chat account Dances.
• Cash/money balances. Total of uninned anon
cash balances, otis dep7at balances as UB5 Bank USA,
UBS AG U.S. Branches ad nxrey motet intuit fired
sweep balances, as the cbse of the steerrem period
Non.commeclity froe creek balances in you. =ant MY
not sevegvad from other balances and Be Fm. may
use any of these finds in the ordina-y coursed as
bares, These funds owner** icon your dread.
This total is ex Ldrd in the arrant period <bung why.
SDNY_GM_00025572
EFTA 0013619?
EFTA01277425
Important information about your statement (conantecn
Landing information
Fav driatechrmimetion on the Fetes lending rate's
and *down refer to you Client Relatadvp
Agee rent or Accost Agreement ad the Cenral
Terms rid Conditions. LES Statement of Credit f Notices
avaibble in Averment andDisclosurn at
ewe Munnetierounotielnu cu.
Yam awl.
Your statement dries weaken red other assets held
in the armed at the end of the statement period. You
may atk for daisy of fay paid sewer a1 very time.
You may receive securities tied as loan collateral afar
paying any balance de on them. My securities
transferalto to Frm den; the statement period are
limed at market vale as of the ended the Maternal
period.
• Coale bait.. In deter ring the cost basis of the
sautes included in this statement. where indicated
vet the nutter I,' LES Fnancial Services has relied
conformation obtained from sources other than LIM
Financial Services including Ho/motion from another
Inn or that puma haw ;seeded to you Financial
Ackisor. The Firm does rot indePerdently very a
gamed.e the rang a vadity of ay ertonnation
provided by was other than IBS Financial Seneca
aiitiat *hooch LIMA-amid Services generalk
tcdates this Pdermation as it is reacted. the Firm
does not pram any /nuances tut the information
order Cost basis' ad "Unrealaed gar/lose is
accurate as d to date of he statement. As such
Please dorm rek on the; nformation to make
rachesecr sale decisions, fa tat pueoses or
°t wise. Accounts tra-deried to the FM May
reflect gait loss Planation only for the period ot
tine they rie held at the Fim More haorical
inkrmaten can be added by MX Financial Advisor.
• Unrealized gansriosees Men data oarailabk.
urged trreeheed ainklosses are calculated kr
ihdviLaseary lots. The transaction data for
indvicLui lots may or may not reelect commissions,
ands security reorganital cn events
fstd and other reinvestment lob rd gthernatiC
whew bb are each combined to dimby cr.
awraged lot The 'Trade date cairn presents the
ceigical transaction trade date.
• Callable securities Bonds and ;referred stock that
the is,..., cats for milt redrawn veil be selected
impartial& by lot frcm anerg all swain of that
issue held in our rume or in nominee name for cui
<lents Call tease idamthen is obtained from third
parties and its accuracy is not wranter. Otter call
learns mutant which could affect wet( cane ate
Hymnalen will be mead open request
• Certificates chapati (CDs). CDs are FDIC inured
sp to 1.253,000 n principal aid accrued interest per
depositor and per depository institutors h accoutre
wih FDIC rubs
• Prim/value Prces dithelayed fax securities and oter
prothcts may be higher or bet the the price that
you would attualk receive in the market Prices a-.
dotained from vaious third party sources Mesh we
believe to be reliable, but we do not wet.
tray
accuracy.
— We wreak use tie closi-g price when violable or
to mean of the t•d aid ask prices for listed
saunas and 0pttere a only bid prices la OTC
muiten.
- Less adivek triad securities may be priced using a
valuation model a toe moth recent price we
obtained and may not reflect an fl ail maker price
a vats
- Certain positive inn appear well-cul a price ad
will how ev 'puke was rot available• awe re
treble to Wan a price for a cearity.
- Deposits or securities denominated ncurrercies
ether dun U.S dollen at reflected at the Whinge
rate at of the statement date.
— For ceriain securities racing in nonconf ormi-g
denomhations price ad qua-city(face take) may
have been adjusted to facilitate paper valuators
To cbtin went quotations, when ara/abb, contact
sue Finarcial Adriscr.
• Private investments and structured products.
Private nwstment writes (netch-g drect
participation program and real estate investment but
saunas) and ranted wart are Sltrecalb' high1/4
Mad. Orlin struckred pocket have not been
registered with tie Securities and bads age
a alder any state StKuntirtess. We
provide *Weed vibes for emirate investment
twines athl 'tutored products for informational
papaws any Acosary isnot guaranteed.
— These votes may differ &bairn* wan eras, il
any, at which a itterate eeteStilleitSeCUlty a
structured product may be bou)ht or sold and do
rot ntnettwihr teltreatril the vale you may receive
Leon liquidaticn.
— Third pity ethmthes of vaLe are as of a certain
date and are supplied MUM Fena-cial Services on a
regular ban by an independent volution lima.
— kw, general canner orsponsx estimated calm,
nary, are supplied to the Fine by the issuer,
general partner or sponsor and may be catulatted
based on Weer* information than tot used by
hid parties to therm their estimated values.
— You can obtain additional ilamation regardig
the metros/clog, used to determine the estimate of
value and the date of the idormalon that is the
basis for the estimate bytailrace-9 your Fiancee
Addimr.
— Third party eninareed vaties may be reflected as
'Nth paced* in several situations: viten an
Paperdent valuation Ion has not suilthed or
unable to assign a vale, when we become aware
that a materialtwat hat °canoed hie my call a
aniousk repoled vale lira question, or ellen a
alue would be highly set-Milne due to the nature
of the security.
— When neither n issuer, general panne or sponsor
estinated value nor • thichparey estimated vale is
a
wled the take of to ;easily will bedtime-it
nte pschase
— 'Distributions to dale may include ream of
•
name orboeh.
— • Orognal use see • represent the reel &fern,
pike per one and may not reflect yaw cost bass
• Restricted secretes Restricted sectritin general'
Se rot currant; elegble torpubric sale. UBSFiroartial
Services uses the maket price of the enrestncted stock
of the sine issuer re an mputed valve for the
restricted stock for purposes of dui Statement only To
the want that mated writes are elgiok for sale,
the take readied may be stbstarmalk less than the
imputed value train
• Eat. ( ersted) hoanr went yields and rata
An name of areal income is based on current
decked and interest rates, assuming to moats will
be held for one yea from statement date or vita
nutunty. The estimate is only a quaint accuracy
arm confirmed income art not gurranteed
— Estimated anal excite and current yield for
certain tees of searites could include a ream of
anceal or capital pans n which case the eat
income kind data yiell WO-Ild be ownoted.
— Estimated anal roam and curvet yield and to
anal rxmR ad Meld might be bow a higher
than the estmatedamwts.
— An esthete of studded income (dividend rich
interne) divided by the timed market
vatidaverage balance is baud on the last dividend
or interest payment made by the issuer and
asknes to startles:deposes will be held for ore
year tom the statement date or until !roguery.
Accuracy ad continued yeU are not guaranteed
• AMU net held by WS Financial Services. Certain
assets re rot held by the Fein and no wthn the
Feeds possession or corny'. These iamb are
deployed on year statement for informational
purpose; only. Positions and values presented re
provided by t* issuirg farm. UM Financial Services is
not restore's', for the formation and does not
guatantee es accuracy, these bleb :re nol protected
by SIPC or the Faris supplemental SIPC coverage.
• Aaventie sharing arid ad&tional ocapereatim.
— In addition to commisvons on sates and I 2b- I lees
received n arrecton ads the distribution
mutual knob to our teats we ander our affif ate
receive revenue sharing payments ban dixributors
ads advisers of theIWO:a funds that we sell.
These intents are based on two different
consonants 0 the arnard of sales by UBS of a
prude mutual fund I amik to our elan/ and CO
the asset value of a particula- rmtual fund amik's
shires held at the Inn
— We and as rebate ale receive networking aid
ormbus protesting fees in consideration for
tra-ofer agent ran that we Wale to the
rushed bred. These fees generally are pad from
investor assets in the mutual kind and are a loud
dear rount based on the rkmber of accounts al
the broker-dealer holdngmutud finds ol that fund
family
CONFIDENTIAL
— In addition to commasens received in connection
with the sale a distribution of amity contract
and wet rmesernerd that inns tow clients, we
ridoros affiliate ream revenue shrine
compensation from mare of the instance
companies uderwrang the wady Ceentrats,
af I Sates of the ingrate* carparms or sponsors of
therein* irmernent rests we theet:Ote.
- Ott affiliates also rear., trading commorms and
other correcensation from rrulual Ara and
hexanee companies whose product we daubs.
- Wereceive an amuse lee from UM Back LEA and
UBS AG Stamford Ranch of tac to $75 per account
sweeping to the backs under theUM Bat Sweep
Proqams.
Activity
Information regareinganirmsrms and other charges
incurred n connection wth the exeothrm of wades,
inducing option Vansections ha been included ca
confirmations prewousk f unshed so you, and aril be
provided to you promptly on reitheett
Short selling
II you re engaged in short selling a security, you my
incur a chug* due to Catlin toenvieg cost for that
patialar sway.
Open orders
Regarding open or • gni-till-canceled' aides tat
were not executed by the Materna* date, open buy and
sad stop orders ae radioed by the amount of died/ids
or rigdscn an ex-divider.* a wands date unless
insirscled otherwise by cos You are responsble for
orders that are executed dm to you Thlure to cancel
reeling (Pen orders.
Privacy
To obtain a copy of oar oar Client fbeacy Notice,
please contact you F narxial Mesa ex nit ov website
at inst.
ensimritiminirev
UBS Finathel Senraes is rot a ba-k The BMA Business
Strokes ;caul BSA and IRMA ate brokerage account
which prove* access so baking services ridproducts
tlyough arrirtgenalli vet dilated bat and other
therchpany barks, and provides accessto Murata and
army products issued by unaffiliated thirdpaly
entrance conpanies through insurance agency
stbsiciares of IBS Financial Services Inc.
Investment, instance. ad amity products:
Not FDIC ensued • No balk punnet,. May bse value
AMA. Resource Management Awe* nt. Business Services
Account BSA IRNIA rd international Resource
Ma-evened Account an registered service marks of
UBS Preened Servras he
Visa Silvia. is a repeatedsonic* meek of Visa
Intrmational MIS visa Signets* cede cards and
Vita debt cads are issued by UBS Bat LSA with
permission from Vna U.SA Inedporated.
llS Financial Swims Inc
Rev. 201E
SONY_GM_00025573
EF1'A_00136193
EFTA01277426
SUBS
U65 Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
awrioose930070416 Y1 0
Business Services Account
April 2016
1000 VENETIAN WAY
APT. 8O1
Account name: POT & KETTLE, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: POIKETTLE LLC
Account number:
Your Financial Advisor-
SCOTT STACK MANILYlE CAMEL
Phon e
Questions about your statement?
Call j0-Jr firiancia Advw: or the
Value of your account
Pesourcetine at 800-762-1000.
on March 31 (51
on April 29 (1)
Your assets
479.77
4,479.77
Visit our website:
www.ubs.comifinanciatennces
Your liabilities
0.00
0.00
Value of your account
$479.77
$4A79.77
Tracking the value of your account
Sources of your account growth
duriag 2016
Value of your account
at year end 2015
1477
Net deposits and
4,4798
vathdratels
SAA75.00
VOX 1190517119At return
Change in
market Mu.
1O.00
Valuta of your account
4299
on Apr 29: 2016
644MT?
00
4.9
•
Dec 2014
Dec 2015
mar 2016
60i 2016
SDNY GM 00025574
Member SIPC
ANP7C0090056403007 N97000191210 C0002 0416 030579743 Y123679550000000
Pogo 1 of 6
CONFIDENTIAL
EFTA_00136194
EFTA01277427
UBS
Business Services Account
April 20 I h
Your account balance sheet
Summary of your assets
Value on
April 29 (1)
Account name:
11-
Friendly account name. Pr.
I LC
Account number:
Percentage of
your account
A
Cash and rrxmey balances
4,479.77
100.00%
Your current asset allocation
B
Cash alternatives
0.00
0.00%
Total assets
$4,479.77
100.00%
Value of your account
54,479.77
A
Eye on the markets
Your K Randal Advisor
—r STACK MANLYLE CASR1EL
• Cash and money balances may include
available cash balances. UBS Bank VSA deposit
account balances. VBS AG Sumford Branch
deposit account balances and money market
mutual fund sweep balances See the important
inforrnat•on about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
April 2016
Year to date
5SP 500
0.39%
1.74%
Russell 3000
0.62%
1.59%
MSC I - Europe, Australia & Far East
3.00%
0.04%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 29, 2016
3-month Treasury bills: 0.20%
One-month LIBOR: 0.44%
0.38%
3.43%
ANP70003005030008NP700319121000032 0016030579743 vi2367955003alyyGm00025,5,esge 2 of 6
CONFIDENTIAL
EFTA_00B6195
EFTA01277428