EFTA Document EFTA01277957

(SUBS UBS Enancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 itNP7003605783 101 5 VI 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your financial Advisor. SCOTT STACK MANI LYLE CASRIEL Phone] Questions about your statement? Call your Financial Advisor or the Resourceline at 800-262-1000, account 029023692 Business Services Account October 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (S) on October 30 (5) Your assets 34,095 76 34,172.33 VisItour wehslte: Your liabilities 0.00 0.00 www.ubscomffinancialservices Value of your account U4.095.76 534,172.33 Tracking the value of your account k 1he uc...3fICS 324 • 342 • Dec 2014 Sep 2015 Oct 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 Net deposits and withdrawals 31,789.33 YOS nvestmentretunt Diwlend and interest income 55.86 Change in market valuii $0 00 Value of your account on Oct 30, 2015 534172.33 SDNY GM 00026430 member SIPC AN110002000(05783 N 36000001 1016 000000000 ell0C0 Page 1 of 12 CONFIDENTIAL EFTA_00 137050 EFTA01277957 *UBS Business Services Account October 20' L. Your account balance sheet Summary of your assets Value on October 30 (B) Account name: t :•.E41-1 S- PEET Friendly account name- Account number: Percentage of your account A Cash and money balances 34,172.33 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $34,172.33 100.00% Value of your account $34,172.33 A Eye on the markets Index Your R nuncio, Advisor 7' STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 1.195 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% Ann03020C0605784 ele70C0054360 COCO' tot 5 00C030000e4MyGm000264fige 2 of 12 CONFIDENTIAL EFTA_00 3705 I EFTA01277958 *UBS Business Services Account October 2015 Account name: 116 EAST 65TH STREET 11C friendly account n • 11 Account number: Change in the value of your account Cash activity summary October SW Year to date (1) Opening account value $34,095.76 $32,377.14 Deposits, including investments transferred in 30,001.47 390,054.55 Withdrawals and fees, including investments transferred out -29,925.50 -388,265.22 Dividend and interest income 0.60 5.86 Closing account value $34,172.33 $34,172.33 Dividend and interest income earned rot purpOses or tNs statement, tantrity of interest and dividend income has been determined (ton a US tin reporting perspective. Braid upon the residence of the account holder, account type. or product type, some barest arch dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tares. The (lent monthy statement is not intended to be used and cannot be deed upon for tar purposes. Clients should refer to the appricatie tat reporting forms they receive from IBS annualy, such as the Fortin 1099 and the Forms 480, foe lac reporting information. It is the practice of UBS to file the Xs:kat:le la reporting formS vAth the US Internal Re Venue Semite and PR TreaSury OPOZIMTent. fri'ld in such loans accurately (rosary Ow:lends ardor interest as tat exempt or tatabSe income. Pleat consult yew inavdual tax preparer. October 2015 (1) Year to date (S) Taxable interest 0.60 5.48 Total current year $0.60 $5.48 Prior year adjustment 0.00 a38 Total dividend & interest $0.60 $5.86 Your Financial Advisor: SCCTI STACK MANLY} E CAiRIEL See account activity tha month for dealt. Mantes In your Sweep Options are includedin the cpenng and closing balances value FDIC Insurance/I:pies only to deposal at uas Bank USA, not to deposits at LOS AG, Stamford Branch Of bank deposits placed throw)) the UBSInternahona Depose Account program. SIPC protection applies to money market sweep field holdirgs but rot bark deposits Seelmportant irdonnation about your statement on the tat tvaa pages cf this document for detals October 2015 (S) Year to date (S) Opening balances Additions Deposits and other funds credited $34,095.76 30,001 47 $32,377.14 390,054 55 Dividend and interest income 0.60 5.86 Total addrtions Subtractions Checks and bill payments $30,002.07 -16,438 29 3390,060.41 -316,077.44 Cash/ATM transactions -5,183.00 -36,820.00 ATM fee rebates 33.00 mato Card payments -668.86 -24,839.43 Other funds debited -7,668.35 -10,668.35 Total subtractions 429,925.50 -$388,265.22 Net cash flow Closing balances $76.57 $34,172.33 $1,795.19 $34,172.33 SDNY GM 00026432 ANP7C0020C0605785 NV7003058360 COCCI 101S03CONCOOnCOCO Page 3 of 12 CONFIDENTIAL EFTA_00137052 EFTA01277959 UBS Business Services Account October 201 , Account name: 6 EAST 65TH STREET LIC Friendly account name: t '6 Account number: UBS Bank USA Business Account APY Your account instructions Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $1,733.88 Closing UBS Bank USA Business balance Oct 6 $29,412.77 Number of days in interest period 29 Average daily balance $6,532.79 interest earned $0.12 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest perrod Sep 8 - Oct 6 Opening UBS AG Deposit balance Sep 8 $0.00 Closing UBS AG Deposit balance Oct 6 $0 .00 Number of days in interest period 29 Average daily balance $25,831.27 Interest earned $0.44 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important inkgmation about your statement at the end Of this document. Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected Your financial Advisor: SCOTT STACK MANLYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. A r0.7C002000605786 NP7000058360 C000I toIS OOb000O00 CONFIDENTIAL 6StliklY_GM_00026Ogie 4 of 12 EFTA_00137053 EFTA01277960 (SUBS Business Services Account ociipLer 2075 Your assets Account name: 116 EAST 65TH STREET U.0 Friendly account n - Account number. Scale pikes, income and current vdues ShOnn May be Eppi()Amble. AS a kart gam aidlOsses ma/ DCI be accurately refkcied. See revertant intontaaon about your statement a the end of the d cumem tot more infornason. Cash Cash and money balances Cash and money balances mat include avalaie cash balances, UBS Bar* USA oSpout account balances, UBS AG Stanford Branch cb poot account bdances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC yaltin applicable limits, but are nod protected by SPC USS AG Stanford Branchdeposit account balances are not insured by FDIC and are not protected by SSC Money market sweep balances are protected by WC bin ale not insured by the FDIC. See the Important information about your statement at the endof this cbctrnent for details about those blames. Hddng 0pertng Mane on Od I(1) ClOung toleexe Pete per snare Average Dnidenel Interest Days ri on Oct 30(f) on Oct 30(0 tate period period Cash -4,530.20 -825.00 tElS AG DEPOSIT ACCOUNT 38.62596 35.042 33 Total 534,095.76 $34,17233 Your Nnandal Advisor: SCOTT STACKMANYLYLE CASPAL Your total assets vaue on Oct 30 (5) Percentage ol Cost ESSMated Intrent0 your account case Ot annual maitre (S) gain or loss (S) Cash Cash and money balances 34,172.33 100.00% 34.17233 Total $34,172.33 100.00% $34,172.33 Account activity this month For more information about the priedvalue shown for restricted securities, see Important information about your statement a the endof this document. Cute Actixty Your Quantity/ Description expense cede Fare wit* PricerValue (5) Cain amount tit Cash and money Mane IS) Sep 30 Cash and money balance $34,095.76 Oct 1 Rebate ATM FEE REBATE 3.00 Oct I Rebate ATM FEE REBATE 3.00 Oct I Rebate ATM FEE REBATE 3.00 continued ned page SDNY GM 00026434 AMPTC0Cg000605787NP7003058360 00001 10IS 00CC00000 00000 Page 5 of 12 CONFIDENTIAL EFTA_MI37054 EFTA01277961 cat UBS Business Services Account October 2015 Account activity this month (contrived) Date Actiuty Description e•prnt cc& Face raw fricelValue (S) Cash envied (S) Cash and money balance (1) Oct 1 Bank Card MTA VENDING MACHINES -3.00 32,043.10 Oct I Bank Card FOOD EMPORIUM 036742 .9.17 Oct 1 Bank Card Diane Reade 1111 3RD AVE -13.57 Oct 1 Bank Card ROOD EMPORIUM036742 -27.36 Oct 1 Bank Card CASH WITHDRAWAL -403.00 Oct 1 Bank Card CASH WITHDRAWAL -803.00 Oct 1 Bank Card CASH WITHDRAWAL -803.00 Oct 1 Interest UBS AG DEPOSIT ACCOUNT .44 Oct 2 Rebate ATM FEE REBATE 3.00 31,135.28 Oct 2 Rebate ATM FEE REBATE 3.00 Oct 2 Bank Card PRET A MANGER 0016 -5.43 Oct 2 Bank Card LE PAIN QUO11DIEN -6.95 Oct 2 Bank Card STARBUCKS 018509 NEW YORK -11.95 Oct 2 Bank Card LEX SOUPS TLC -13.48 Oct 2 Bank Card LEX SOUPS LLC -13.48 Oct 2 Bank Card CASH WITHDRAWAL -53.00 Oct 2 Bank Card CASH WITHDRAWAL -803.00 Oct 2 Bank Card Dane Reath till 3RD AVE -6.53 Ott 5 Bank Card PRET A MANGER 0016 -5.43 29,482.84 Oct 5 Bank Card USPS 35961400132801391 •19.60 Oct 5 Bank Card THE HOME DEPOT 6177 -64.95 Oct 5 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,023.85 Oct 5 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Oct 6 Bank Card FOOD EMPORIUM 036742 •10.44 29,412.65 Oct 6 Bank Card FOOD EMPORIUM036742 -16.75 Oct 6 Bank Card THE HOME DEPOT 6177 -33.82 Oct 6 Bank Card FOOD EMPORIUM 036742 -9.18 Oct 7 Bank Card LE PAIN QUO11DIEN -3.60 29,35922 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1006115 .12 Oct 7 Bank Card USPS 3596140014 -49.95 Oct? Bank Card STARBUCKS 18509 NEW YORK -3.54 continued next peg. Account name: 116 EAST 65TH STREET LLC friendly account name-116 LLC Account number Your Anuncio! Advisor• SC TT STACK MAN•LYLE CASRIEL ANP70002000605788NP7000058360 00001 1015 0000X000 ,I Gp,100026liejle 6 of 12 CONFIDENTIAL EFTA_00 137055 EFTA01277962 *UBS Business Services Account October 2015 Account activity this month (con:cosi Date Actinty YOur Quantity/ Description emenSe Code Face velue mcuyaue cash dimwit 01 Cash and money balarke TS) Oct 8 Bank Card PRET A MANGER BOIS -5.43 29301.37 Oct 8 Bank Card THE HOME DEPOT 6177 •48.88 Oct 9 Bank Card FOOD EMPORIUM 036742 -7.63 29205.22 Oct 9 Bank Card FOOD EMPORIUM 036742 -11.96 Oct 9 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES 46.60 Oct 9 Interest IRS BANK USA BUSINESS ACCOUNT .04 Oct 13 Bank Card CONTAINERSTORELEXI1GIN •1.94 27,495.08 Oct 13 Bank Card STARBUCKS //18509 NEW YORK -23.90 Oct 13 Bsa Check SAWYERS CONTROL SYSTEMS INC CHECK PAID 005015 •1,684.30 Oct 14 Bsa Check DYNARE CORP CHECK PAID 005014 -65.33 23,029.72 Oct 14 Withdrawal ACH WITHDRAWAL ADP D4FINCL SVC -1,680.61 Oct 14 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMORGAN CHASE BANK, NA 4,917.00 Oct 14 Withdrawal ACH WITHDRAWAL ADP INF INCL SVC -802.42 Oct 15 Rebate ATM FEE REBATE 3.00 21,979.77 Oct 15 Rebate ATM FEE REBATE 3.00 Oct 15 Bank Card CASH WITHDRAWAL -503.00 Oct 15 Bank Card CASH WITHDRAWAL .60340 Oct 15 Bank Card USPS 3596140014 -49.95 Oct 19 Rebate ATM FEE REBATE 3.00 16,120.81 Oct 19 Bank Card CASH WITHDRAWAL -103.00 Oct 19 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMORGAN CHASE BANK, NA -5,751.35 Oct 19 Bank Card CONTAINERSTORELEXPIGTN -7.61 Oct 21 Bank Card CASH WITHDRAWAL -203.00 15,920.81 Oct 21 Rebate ATM FEE REBATE 3.00 Oct 22 Bank Card LISPS 3596140014 -1.84 10,918.97 Oct 22 Bsa Check MICHAEL GRAY CHECK PAID 001064 -5,003.00 OCt 23 Bank Card MTA VENDING MACHINES -6.00 continued next page Oct 23 Bank Card MTA VENDING MACHINES -6.00 Account name: 116 EAST 65TH STREET LLC friendly account name:116 U_C Account number. Your Pi sandal Advisor. SC TT STACKMANTLYLE CASRIEL SDNY GM 00026436 A NP70002000(45709 NP7000058360 00001 1015 000030000 nein) Pag • 7 of 12 CONFIDENTIAL EFTA_00 I 37056 EFTA01277963 UBS Business Services Account October 2015 Account activity this month (cwfrived) Date Actiuty tog Nanny/ Description expense cos Face value Cash mcdvalue (S) amount CS/ Can and money balance (1) Oct23 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 8,698.43 Oct23 Withdrawal ACH WITHDRAWAL CON ED OF NY -2,131.94 Oct 26 Bank Card CASH WITHDRAWAL -803.00 7,898.43 Oct 26 Rebate ATM FEE REBATE 3.00 Oct 27 Rebate ATM FEE REBATE 3.00 37,672.33 Oct 27 Bank Card THE HOME DEPOT 6177 -26.10 Oct 27 Bank Card CASH WITHDRAWAL -203.00 Oct 27 Transfer JOURNAL FROM VI 23575 GHISLAINE MAXWELL 30,000.00 Oct28 Deposit DRECT DEPOSIT ADP TX/FINCL SVC 1.47 35,047.33 Oct28 Bank Card JUST BULBS -143.44 Oct28 Withdrawal ACH WITHDRAWAL ADP TiFINCL SVC -802.43 Oct 28 Withdrawal ACH WITHDRAWAL ADP DIFINCL SVC -1,680.60 Oct 30 Bsa Check GLT CONSULTNG ENGINEERS CHECK PAID 001066 -875.00 34,172.33 Oct 30 Closing cash and money balance 434.17233 Transaction Polio die dale Description Amount (S) Cash/ATM transactions U8S Vaa debit G MAXWELL Sep30 Sep30 CITIBANC009591 NY NY -$803.00 CMBAN000959I NY NY -$403.00 CIT1BAN0009591 NY NY -$803.00 MM FEE REBATE $3.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Oct01 Oct01 CIRBAN0009594 NY NY 4803.00 CMBAN0009594 NY NY -453.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Oct 14 Oct 14 CMBANC009594 NY NY -$503.00 CMBAN0009594 NY NY -$503.00 ATM FEE REBATE $3.00 continued next page ANP700020C0605790NP7000058360 00001 1015 0000X000 .0 SEIY_GM_00026,489e 8 of 12 Account name: 116 EAST 65TH STREET U.0 friendly account name-116 LLC Account number Your A nancial Advisor - SC SC TT STACK MANN Yi F CASRIFI CONFIDENTIAL EFTA_00 I 37057 EFTA01277964 *UBS Business Services Account October 2015 Account activity this month (contrived) Vareactlen Posting date Odle DescnptIon Amount (1) Cask/ATM transactions (osndnaed) tA35 Visa debts MAktitELL (continued) ATM FEE REBATE 13.00 OCt 16 Oct t6 C111BAN0009591 NY NY -1103.00 AIM FEE REBATE 13.00 Oct 19 Oct 20 CMBAN0009594 NY NY -1203.00 ATM FEE REBATE 13.00 Oct23 Oct23 CMBAN0009591 NY NY -1803.00 ATM FEE REBATE 13.00 Oct26 Oct26 CMBANCOD9594 NY NY -1203.00 ATM FEE REBATE 53.00 Total transactions 45.133.00 Total rebates $33.00 Account name: 116 EAST 65TH STREET (LC Friendly account name: 1 )X Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Ttansactlon date Posting date DeactatIon Amount (S) Card purchases Les Visa debit: G MAXWELL Building/Home improvements Purchases Oct 01 Oct 05 THE HOME DEPOT 6177 NEW YORK NY 815274000171118434 364.95 Oct 02 Oct 06 THE HOME DEPOT 6177 NEW YORK NY 815275000163590391 433.82 Oct 06 Oct 08 THE HOME DEPOT 6177 NEW YORK NY 815279000159791389 $48 88 Oct 23 Oct 27 THE HOME DEPOT 6177 NEW YORK NY 815296000157085890 126 10 Total - Building/Home improvements 517335 Sep 29 Oct 01 Duane Reade 1111 3RD NEW YORK NY 985272000160014227 11357 Sep 30 Oct 02 Duane Reade 1111 3RD NEW YORK NY 985273000218414345 16.53 Sep 30 Oct 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 59.17 Sep 30 Oct 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 327.36 Oct 01 Oct 05 USPS 3 5961 4001 32801 3 NEW YORK NY 075274418143977509 $1960 Oct 05 Oct 06 FOOD EMPORIUM 136742 NEW YORK NY 080000000000000000 11044 Oct 05 Oct 06 FOOD EM PORT UM 436742 NEW YORK NY 000000000000000000 116.75 continued next page SONY GM 00026438 ANP700070C0605791 N 36000031 1015 00CC0000Ca00000 CONFIDENTIAL Page 9 of 12 EFTA_00137058 EFTA01277965 *UBS Business Services Account October 2015 Account activity this month (contmed1 Transaction Otte Postmg aalt ONcralon Arn0unt (1) Card pu rchases U8S visa debit G MAXWELL (continue Rurchases (continued) Restaurants Transpormoon Oct OS Oct 06 FOOD EMPOR1UM *36742 NEW YORK NY 003000000300000000 19.18 Oct 06 Oct 07 USPS 3596140014 NEW YORK NY 000000000000000000 44995 OCt 08 Oct 13 CONTANERSTORELEX1NG NEW YORK NY 165282000183028839 11.94 Oct 08 Oct 09 FOOD EMPOR1UM*36742 NEW YORK NY 00)300000000000000 17 63 Oct 08 0c109 FOOD EM POR1UM 436742 NEW YORK 1,1Y 003000000000000000 11196 Oct 14 Oct 19 CONTAIVERSTCRELF_XING NEW YORK NY 165288000141032430 17.61 Oct 14 Oct 15 USPS 3596140014 NEW YORK NY 000000000000000000 14995 Oct 21 Oct 22 USPS 3596140014 NEW YORK NY 000000000000000000 11.84 Oct 26 Oct 28 JUST BULBS NEW YORK NY 595299980015326395 1143.44 Total - Purchases 933632 Sep 29 Oct 02 PRET A MANGER *016 NEW YORK NY 055273400000067806 $5.43 Sep 30 Oct OS PRET A MANGER *016 NEW YORK NY 055274403000105118 $5.43 Sep 30 Oct 02 STARBOCKS 118509 NEW New York NY 165273000664162868 11195 Sep 30 Oct 02 LE PA1N QUOT1DIEN NEW YORK NY 0552742866813900249 36.95 Sep 30 Oct 02 LEX SOUPS LLC NEW YORK NY 435274104014214842 413.48 Sep 30 Oct 02 LEX SOUPS LLC NEW YORK NY 435274104014217837 113.48 Oct 05 Oct 08 PRET A MANGER *016 NEW YORK NY 055279403000063252 15.43 Oct OS Oct 07 LE PAJN QUOTID1EN NEW YORK NY 065279286688801556 33.60 Oct 06 Oct 08 STARBUCKS*18509 NEW New York NY 165279000653736740 13.54 Oct 09 Oct 13 STARBUCKS 018509 NEW New York 14Y 165282000359333179 423.90 Total - Restaurants 993.19 Sep 29 Oct 01 MTA VENDING MACHINES NEW YORK NY 465272000197260398 13.00 Oct 21 Oct 23 MTA VENDING MACHINES NEW YORK NY 465294000150359215 56.00 Oct 21 Oct 23 MTA VENDING MACHINES NEW YORK NY 465294000175002733 16.00 Total Tran sportation Total Card charges $15.00 1648.86 Account name: 1 '5 EAST 65TH STREET LLC Friendly account name: i '6 Account number: Your Knancid Advisor: SCOTT STACK MASYLVIE CASRIEL ANP70002000605792NP700005836000001 1015 000030000 CONFIDENTIAL y_Gro_0002ffl 10 of 12 EFTA_00137059 EFTA01277966 SUBS Business Services Account (-2,_5_,Ler 2).5 Account activity this month (contrived Cateepy Cuneni pencid(1) Yes iodate 04 Card purch s as umnarlL 135 Ve,3 .11/././ Building/Home improvements 1173.75 11,080.22 Communications 10.03 1210.35 Employment related services 10.03 133.55 Purchases 1386.92 19,657.98 Restaurants 593.19 11,842.92 Transportation 115.00 $4,352.70 Professional services 10.00 17.647.63 Miscellaneous,Unclassified 10.00 114.08 Total card purchases 5668.86 52443943 Ohle Activity Oescripliai Mrount Money balance activities Sep 30 Balance forward $0.00 Oct 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 34,095.76 Oct 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 10/01/15 -2,052.66 Oct 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 10/02/15 907.82 Oct 6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 10/0915 •1,652.44 Oct 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 10/0915 -70.19 Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 10/0915 0.72 Oct 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 1907/15 -53.55 Oct 9 Withdrawal UBS BANK USA BUSINESS ACCOUNTAS Cf 10/08015 .57.85 Oct 9 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS -29,301.37 ACCOUNT Oct 30 Closing UBS Bank USA Business Account the UBS Bank USA Business Account is your pommy 'weepoption 50.00 Sep 30 Balance forward 638425.96 Oct 1 Withdrawal UBS AG DEPOSIT ACCOUNT AS Cf 093915 •4,530.20 Oct 1 Withdrawal UBS AG DEPOSIT ACCOUNT -34,095.76 Oct 9 Deposit UBS AG DEPOSIT ACCOUNT 29,301.37 Oct 13 Withdrawal UBS AG CEPOS1T ACCOUNT -96.t Oct 14 Withdrawal UBS AG DEPOSIT ACCOUNT ASCf 1913/15 -1,710.14 SDNY Griggigar Page Account name: 116 EAST 65TH STREET ISC Friendly account name:116 U_C Account number. Your Finandal Advisor: SCOTT STACK MANYLYLE CASRIEL MO70002000605793 NP7000058360 00001 1015 000:00000 ;700000 Pegs 11 of 12 CONFIDENTIAL EFTA_00137060 EFTA01277967 cat UBS Business Services Account October 2015 Account activity this month (continued) Date AcWity Description Asrount (S) Money balance activities (continued) Oct 15 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 10/14/15 -4.465.36 Oct 16 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 1015115 • 1,049.95 Oct 20 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF ICJ lg 15 -5,858.96 Oct 22 Withdrawal UBS AG CEPOSIT ACCOUNT ASCCU/21/15 -200.00 Oct 23 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 10122/15 -5,001.84 Oct 26 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 1023/15 -2220.54 Oct 27 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 102E/15 -800.00 Oct 28 Deposit UBS AG CEPOSIT ACCOUNT 29.773.90 Oct 29 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 1Ci -262900 Oct30 Closing MIS AO Deposit Account 939047.33 Account name: 116 EAST 65TH STREET LI-C Friendly account name. 1 Account number: Your Mounds! Advisor: SCOTT STACK MAIE LYLE CASRIEL me OS AG Deposit Accoum is your secondary sweep COCA ANP70302000605794 NP7000058360 00001 1015 000030000 End of statement for account number Y1 23692 55 CONFIDENTIAL 1Y GM 12 of 12 EFTA 00137061 EFTA01277968 Important information about your statement %BS Fiaancial Stain Inc (the rim or UnFirwrocialSereket Is a mentor of al pavasal security. canmodity aid cows edurges Usst in/sod *Yee and UK BanIUS4 ay Siva subtal ant of UBS AG and /farm of LOS Sooskies u.0 lhefrnts Maud swain it eatable upon *cunt the Fn's exeClerealneS at a U3S Fmasdal Swill fric 1200 Haber littlfead Yaohaak at NJ 07086 lhis stuntmen reprewcohe only Octal reaed of >wain Emma Servies axount Other MOM* except onset tat documeets. coating conletn3 data shouldnot be ;teed upon if you Wow More n at enact 0•16001. floe add it rrynaliatc n wring to Mel3fach Matur of to oft to sect; you amount Alalaagh al trio tow are Mundt, b be arrate. Staithint data Todd rot be used for tat puposes Re9 soken on ye tend to lam be.. Form 1099. SOB. 10425. etc) thin peeping sour ingot." Mot in is remand by Ian to recon to he RS al tato) le dPidends. atonal. non Laub* evelvinds ad watt non tuned en secuntes heU n your account net proceeds on sae vanuctons and cost baysoncotan curd %nape, Cammunicillom with Be Firm • PINS. reconfirm ay oral Ornn.atorts nwrnngt0 further meted yaw mint ncbdng mingles under the karma; Wen, Protection Act (SEA) • rl Che frurtal instrlann on the top Mt of the lint of the sinernmi is not IBS FitinfaalSonna instal Sento canes SW accord as dearkg tineby areigenwti not the adicated matron We Intoned sou of no rotate, Mn you cored this account In this cat you heds and sand is re looted a 185 Wurioal Won aid not the drodurg brad. aid you roust mate a report of any woe or amain to both in All aCCOunt subareas shall be deemed complete rid adds*. d not Objelei TO n snug Wein 60 clays • Please direct custard 0:mutantsa irgumat to the taw: Chord Ralits Dlyitlerit 201-35216990r Ionia. a 1500-354-9,03. 8 00Am toe 03 pen ET Moir( throup resat. a n retng to uBS manual Ulna. IrK. Clem Raton, Neater •int PO Box 766 Unon City NI 07(07 • ti case of errors a WHOM au! an ekoomc boas transit.' (t11 bid parnmt ce U3S Yet data cad threadtoos, call 806762.1000 or some to U3SEnanCal Sows hc, IOCO Harbor .6th I bat Weehmket N) 070.86. Ann iMMSSA Savoie Cal a wee as soon as pa cart d ?whisk yar stawnem or Wept 6 atOrg Oe d you need more intonation Lout atbrofcr on the stnenta or ',apt The Fen a Card now (as atOlOble)niug her Iran sou nO tiethin 60 OA alter the thmSeit pu the fist statement on rein the tens or problemtowed - Ratite sow runt ad accow number (II art - Deady he MO. Or the water pu re wage abed. and£Qtan as deity x sou dm My pu Came 4h al error or au you need mire elan), ion - Frofide the data arum a the stnpoced•fra, 1119 Woof Cad low wit ihatigateyOtr<O11ptint ale will MIK! any nor pronvly Plowmake al dads pays. to the Pallor to bowie want ncicaed cot tv kw of this Pawnee h akt tal to agar axOult feces. account may be snap to mamma to feet charge: Ice Isepyre,* fa saurtes pUrchno andchars fa srpad amounts n oath axunts Accounts ma are natant 10 Mini Marton, may be :Lena to a mauler tee UPS Sweep Optim UPS offers °Mos for swept? cach batrce5 baaxes to bank deposits at UBSBart. USA aid UtS AG Stretford anal (Bark Swap hogrons). moneyMarket Mita hods None, hats) arid the hurristional Depose Accown C0Alfor dustmen with as intonational Comte Management Amount Walt. Iht Eta Sweep frOllann. CO. Wanes re swept so LOS Bat USA up b M eta awed Wee and thee 10 LBS AG Stamford Brand a a Matey Furd Deposes at LOS Bat USA are CDC Mired n accordance with rules For rum :leonine pare out warn lac got Deposits a LIPS AG Podoed Branch ad *Wet ca/alfy Fin& riot alluredby the FDC. Through the On evadable to rah Agana; aro snout to deposit accounts a IBS AG lleetYork Win and UBS/4 Caplan (neon Monti/opal% ire na nwed by the CDC Balseces het ate WS AG Catlin Binh ate two/wily oposed TO The wastes 6* of theCarnal lilts and mete is no guinea olser obloaten of US$ AG to repay them emos ink on the UPS Cayman's Bran's boas Deposits al URS Bat USA rd each UPS AG Brach at 6:4 pnwod by SIC Money Fund shies se proceaed by SPC See 'UPS foaled Sewn Account Rotation' be Open you repo batrmes b he Bat Weep Programs or OA maybeMIX/at ad Owes of a Monedund maybe hatted rd thewends returned to putt you, Winton 'anti Further nlanbign son aultle cheep *puts. iodating wart mutest ram and )iens n tit** a woes itscariswelyiens from your f natal thisor cc by eating 806762-1000 UPS Randal Services meta reunion The Firm is a reenter of the Saunas Mega tants Como:wet (SPC2 WO pro was mottles wools of es motes to to 1500000 (nada; 1250.000 for dams for call) The SPC a:ws actectal tents *Oh Id all mows na)oethic' n a prate, extanty The fart touter swell onan II dates. has also pordups1 uppiancotat vendee The rtuanum =Guy payable to all NOW cant, coax-brogue* Mi; protecion 6 SSW melon as of Dinette tO. 2013 Wars to he poky ardour and fritatent can at the Pon ifunher protected fa' up to SI 9 mdkn n he anegae for all your axotnisheU n a pointy capatay A full may of the poky 0,Ordng 6 Nara. upon ,t9ast The SIC protection at ere supplemental prawn° both do not Split° • (enaranaial axes controlled Wand eiduted n rot actait value) but had away rom Sermon (eg. coon (loth a UPS Bark UT cat at U3S AG Stamford braid, Id) mutate acacias n(lawg web* arta I es. ad gel than of mutual ludo rage roam shays re reg awed testy n the nine a the aoo,rt holier on the hocks and remit of tie rob:able OW a trader agent). • Cent rentarimni contexts or nforment mourn (09. 'mad worships aid prvaeplawerds) to are not registered tato( the Sorts Act of '933. at • Corms:dew casino to 9. fast in,thar90 and preits metal contract madh9 foxes commas and onwoOY option antrads The SCC protection and me ntplarviotai prot•cton do not tay to these assetsWM d they Ottenyee appea war mammon The SEC prouder, and tit %upturn% protaton do not protect again dun?, a the motet vain. Of 'air tiestnintsedether as a result a mato zo ernint. moo bat -coda of Plisamtsd More iWmlaons tails Poem most Yo.t may obtan ewe domains about SEC, Mdudrgi the SPC Braria• by cormwrg SPC at 202-37i/330Oct by Wing tie SIC nitrite ahow Swat? Dividend Re Mermen Program OW) the pan ref *Chi 6r anger pna Tat may °bean the actual gaze ?ran sour rounoal Annor Only ramie nres are Futtoad talet•PlIt. partial Mates wit be soli and the cash ml be deposed in sots amours lee dlion-C1 wives/neck prKe ailaphed by the issuer mill deer from tee main prima aids the paha Mao st• sold Cactielit Only %tole unit try be held in you wont I pu are entitled to apt:aloe as a rend dab/tend paten or othanvice. me Fin w1 ether al partial tacs at mate price a accept an wool Onanstal by a tegiSteed &any army. am credo you account leyermentogleahres The nwitnient obeciees and et prof le are specie to halt acoxim aid may vary bowel Rea noise the inn pommy n erm9 of any tar(Cant Ott I your divisor shunt or neestirwo awed; For eads account hell )Cu choose one 01 she fo berg wetted objects • Pedigo Conon: :Nome Ineelenents retain; the genialin of inome only • Arline Qpilairopannon hvennunts inning 9romh of pa to.' fah. than It* ginelatOn of nate? • AreacceCOmenafen of Incorre and ChaTtAlreemclal mantweits seeing both ono gierwaion of Mona aid gowetoe prnoPal Oswalt risk panics • Consent., Sets to %wreath intim ultimo% Wh low risk aid volt lily 10 the =ant %eft en if ma means the amount does not generate ignif ant 410)(r*Of returnsal eta/nokeep p.xe yah int 1010 • Ailoolowas lAillna to accept omen* to am:0 at tolerate virrinclailitym sot higher Multi • AinreSIO., wen; to axed hgh tilt tO;rnopal ad hgh vanity 10 Wahl' rag/agree brae Statement lleucchoklier We may consolidate al WPM ZecOnt Statefilftili tan the sane a ren n the sweet...lope Ace:sturdy curetted he this rcnow bead they hat wren eho aim matain pent nouns relaionsho rah other dents at the sane address this prance 6 Moan as howelooldn9 • I pi( peels to rewire inflator noterrents mind e maw* CONFIDENTIAL dwarves — you nay WM. tont Oleg by ding your f rowel Adeae Friendly account name Te*Friendry attest nano ref kat Oared., that you entered ai the Hens online steces mince It 6a customizable *mutant' chosen by you a aza Sou will you reorteryto It he no legal eted on you wcoum 114:u on cage ens Finlay ataint names. trout Onto Senors Ce byettacun; SN &taxa tdebor. Attune wayiew • vabe of sea wounaprfecod NB 01 diet and liadlnp • Asia InClutki *alio* ad bagman wits lot remitted away ) and Gkbof Tao Deposits unrinlizod maks to motet cents wets not held bythee-an Does not mcbdeunpnad onbiltelassets dve .alt the per and curet staterrem pooch ce White ntstriallv awed slothalters altleoeCit.lb le stodt options • Otattes hada OAR batman. (outdomar tors. pet Mt short accoum bates • Cos ony balances Tots of teireossed online can biancos. pkt U1S Bat USA deposit bather. UPS AG Stamford Stanch depose balances and nxner matte ennead lam sweep balaxes. a the close of the statement pent/ wctommo ty h e own Deland h goat ant arena segrema ed from NWbatmen and Me Forms, use any a these hens n the ordiwy course of es baits These funds ▪ payabio tpon wur demand total 6 naiad in no cow twit dosi-9 value Lending information fa detaiNtl olcemaion onthe rm. tientleg p • aClatt and dicloctst et, Sot to yaw ChM RPM beitp Agrelghttli or Accorrt Auwaiml rod the General Tans at Condemns UPS Statuses% of Cite Practices fl ab* n agfeemeat and Chaos des a sosishiraggsgrjaaSs= Your tato Yof Statintenl itintaSSFOSit*S and other aSSes held n the aombni at the end of the Amerman wit You may dt foe bitted of Ivey paid eases at ay tine You may receit stavio used a ban collated ter Pat9.alian balance cue on nem Any sennties trandened b clang the others period att lined a motet halters a the end of the statement pencil • Cost basic h dettanhng the cos: tuns of the sedates induded n the statement SWe nutted heti the rafter '1: UBS Firuntai Streceshas rebid on Warrant Maned from sources other than 1111$ f taxa Swats. naidng nlarnalon Iran wed Ids or mat you may An pivoted to your lawful Anna TheFilm dots not naintedently forty Or guranttelho nay a vaidey of sty itormaen provided by sources otter Man USS ennui Sewtes m addtien Shout LOS Fivtdal Sends goodly updates this dormaxn as c e wetted the Wm does rat provide away:otos Mat the nf tomato %rider 'Cost ball' a 'Iantired ganittv is a:actual ten die of this tiltaitM AF such please do not rely cn this Worm* ion to rule corollas' a tae eedsces. la tat mooted a otierrien Acccunb Unstated to the fen may reflect ginnoss nformann only for he perad of time they ay held a the Pim Morehinorol Hamann Can be added by yew FinarUal Addy • Untestedsalmi bites whin dsai scalable eartrec znyalw :meow r2 0 ,3;a12: foe SDNY_GM_00026442 EFTA 00137062 EFTA01277969 Important information about your statement (Cal bnued) afridalsotrity kots te tasexten data fa islinzbal lets maya ma, not rel ka anynksam chagesaidor seausty norren/n evenas Malend lid ode« aromaat lou and srtornálk ptachze bh are <Pat COrlbned tOd4:43/One.WErard lat te • lrade doe' <Mom presents te afpaal trassaten trabdare • Case markies tandt and pekeed stod tal te daag <alt lor eayredmponnil besekten erpatiaty by et tom aØ aR aardes of that wee hen n out none ce n ~me natte for oer dan Calbare Mora crs is °barenkom tisod pabo zul ns rota» rol gualYed er GIM laatst essay wou stat could allen nek( complete relommen wil be praten tØ rog-ost . Cortftwas of depot (ais) (bs are FIX meredups $293.0a) n betond and satan wurmt pr. &pastor and pa istramery ritmen. n acradana wit iTS: niks • pricentio tas omplant f« starres and otte produai ta/behit« « bont thri te ome tal you /duld toont recent in te ~kei PrCeS are °Manen Immenst niid paty ;custos M.a. webeheer te rebta, bat we do not garde> eek axuracy - We geeray ne to denng pret tehm a,ábbt, ce tel ruet er te bu aal ask aces fa 'sten *asem ni opat oren ybd prees lor OTC stoots - ten aar at trad warme: may bt celtanga p rabat°, merla Ce tenen Ween OM we Obtai"ed and mag nol reikt an alun main pree or wat - C nat poobans mayageat walmt apex and ma show tpret was rot acilable' d we are tante to obsais a pee tora mora - Dophom Or Saar tes dearnIndtel n »:en desoen« tal U S dollars as rel ledod .tt the eraturgehne m of te downste date - For cenan 'tunes vadeg et non-canormisg densmnaton ace and gualay «ace valse) may hat boei asylrod hekalp pope Vetoavl To «nat turen: Waas:OS neon datable. max yos Franoal Maar • let" Inseennwma and etroautsdproduaw Prent -medina-e saurtin (nclidng dirm yasepation praats and redenne waarneem Utift maant* ad frotteed panda, at genet" Nihil MOM Cent situatie, prostaat han n« bon reaniorcd ent th* ~Pad and 00 ~ (osmosen cet "kg any start tantes Om We potas tstmded sabel ta privat teutere smoes arm senaat., proton br riem.* cnalputoanonly Accurage rot ,uraned - ihee vilues maydifter sanurcallyfran padl, d xvi al Mm waait nwstrnere waas« structured penen marbe Itcuot a fok! mol do not necemanly ramen the vale you may rans Was Ithstslann - Th ral patty esimaes of vaat ar as of a oenan die ral ae kepen to OSS Inwaai Savas on a regi br boa by an tapen:Sent vabation fm - "ba Santen Paa' cd sans« etmaal mbo, d any. aft suplen to te in by te tuit general partner a *donor and rory be afgaand band cn dikwet itfornabon trom mat vod by thr pankt to dort thee witaal vlas - Youcn maan addianal iltomaten regning the rrethobology und to detente the minute of vake and the doe of he hforrnson ta h to ban (Or tel tartte byanlaah9 ser tesinde ackisor - 11*0 partymannen vaas may be afknel as 'Not pent« n 'end sameet tenen an islepenant valuatie" tem lts not maant anno:k ba aØ 3 vwo v onter baan» ira* that a moord wort ha amen that win alla ~uni reponed valg te3 <Negen. te ~aval» ~kl te highly toenaam* duo to to naroe of the Øy - Pasen nat« an issue, coma panne< a sponsor maaien vitainot a uranny en rand vaneis prorded prvaue of me naast wi bedaagde!" ot namat poco - teflon, to dare mav hardtoeten cd cash, mand cr both • Ohinslf sen na' re:deint, te mulolleng pene fl ut rs may rot riflen yoa con bok • Ittatined markies Resincted secunts poseraty oe not atnttytegble for Ook sa* UBS toema 5e-nzel urs the ~ot erica ot to inrukt« no& el tel tarnt muit' a n neuten tak* falke restand steds br ;gnosis of tis sznexem or* TO the watt tlw restrted wartel are OIO* lor sak te vake romen may be subtuntity Int man Oe immited .sut tiovn • En. (flinatod) ioØ ansatyields and ram. An enimate of area home n baad en tarnt talmt and iswea ras. asunit the venaltin *albe held lor ar yes Iran statement date or aa fl an/ The ellin3te is «tbr 3 gudeline. aCCuracy as, °intreed Mant ae rqt gaar teed - Ed takel ~ka name and arm, nat lor anal Ussesol wood es °had teute a rent of aha:0 or (.tata gard twhei Or thé en høne ~aam yokl) would be *ventte, - Eitented anus name dild afrent vatl and te actuti norm and veld mght be kimt ce higher tri tel manated amant - An tam» ol nrealced ramt (dviderd ander «area) daded byte dia.« mak« vabflaw balata 6 Wied «I te ba diciatd Or •11~1 payrent oude by te naar a-4 ~Onaf te %nat indamt wil be held'« Om pa Iran th* starts« date or ntdmaurty ataracY and coaten yell at na geraamd • Matinee held kyaas finandel write femm aseer ae not held byte 9nn arvs not wat te Fims pastels«, or anvol Theo assen as aptmed n Jaur seatentrn for :Sommend pannes ony Posinas rk yam versteld ae romlied byte kaam limt Ul5S Fnanca Sereas e nol reponsble lor tb Maan» ani does na Banke tt aCtanCy niefe asseos genet prOkeled by SEC ss te Pont roja MC maar • novontat Sad% and addkbnaleenmensadom - b odlake lo »mansom oe taks rad 12b.1 lees name/ n connearn wit thedestrtulon of ~al fireds toto cis:solswend« ta attaae nekte revende toog wants trom dabutors »dor atison ol the nubi funds ta we solt These amens opbied an ene dingen °warrant; 0 Oe altoos 01 satsbytes ol a pat cuLa maa tund lama% to oir dient. ad bb te aso vno of a praat TINT ILndlantlit tenthead at iel Inal - maxi~ altante ab> recette retmang and ormetprocessing lets n oradeaten lor tender agent "km tut wo wood* to to ntrual funds These Iets pentrany as pad tm ratnor sits M te netel luid sid ae aflod dolt< anion basen on rustte ol accants at te koter-dear holdingmuur halsel ma ftrd laniy - In Mekt to oranscoS ratten n ornedion wen me ab or darbuton of arnuty omvat ad oh wederai bon units to al denn he and our alt» recu* meeat tang arepenSatice Ironi Wenyol tie nonmontre indetrang mo assay afwon atifassol the henna amant «sponsors ot te urn ~nl INAS aertute - Ott alaam aso recela aaiing commones ani oaser earprntation vom anaal tands and wc* ompram 1.~ re *acts we distbutp - We rente al anus tee ten USISSanc USA ak UPS AG Stangen Bralt olup to 125 pet annint seteiting to te bars lakte the UPS Bint Swap Prograns ~dei tomdon rogardng corrtniats and ot hef charge maand fl armenco Wen the tremden of vaas& en:borg anion Vansactonshas been naaien ce conInsaons prent* Km tel to your and reil be posided to you pomp* ore repren Short stang you re «gages e. ton :Oho nosity ycy may nar a (bigt du. TO remt boeforng oasis la OM palcula tata Open loden ReSszding Ot/en a' '90004ihranCelled• «den that Wite not efauted byte flensen, date open ba axl seal sap aten oe rotan by te 31113UOt of ~fonds« rgfes co as esdiadontor tennist date urn mand otter by you You ae remomble lor orders thai are estated tit to pui lastte to cancel burg open orden Tab witheldbg en ~ons faam Uit findal Station IRM teelka tas kerrregures l$5 innaai Se secs to rent« incont tas kom yoa tata lel taillet cm, tut you mrt doe not lokave haanelt or instaat you nat dec, to have las reisheld a ne a walmt avant a sou toost Vekt tkcon vil gemat e effectund reek& by you You may rente sur *Waan a aay lto byrn.tn9 a new enaenllpu do rol bat enoush roomt ter waant from muf danbutions. you ray be reiscesble the prefs of tsidnxente `tom mal nar prima iI one .neoups ~I ani ro enbuted la parminis se not «MS ZO Wit tacoblimticn ishor» To obers a copy ot ow corat (ba Pret Nitiar irae moto you F nasaal Anno, ot vist oe, vota a: yen oe comentoneary U3Sfinancial Men b not a bat Tbc Ww. &neon 544VCeSiaxoult PM ani OMA as Ø'age lattltS rilst mede access to bat na ser.ss ani proton dros* aringrann vat aftlated bart rol ot« Mild party balks and prints nat to hoont .rad znafy gedaas isseed by unad aard tal tata ervan, aflos*, Heugt mina agency lubtlaa es of utS FilanCad Snauw be imminsys. niurne. and ontsla protots list tbc haal • NO bank panama May IOSO val.< leitA RESOurteMalag~ aCCOUlt Business Saam Maant PM OMA and nternabonal Resoace Maugartn CONFIDENTIAL Amant as regenend wade mats of UPS roandel Se vies Int VG Ssnaturo is a rogissired stipt mot ol Visa Imannonal (.BS Wa Sonate oen cards nd U3S Vita dan cards as deed by U(35 Balk USA vit mammon trom v ca u S A tiseporated UPS Financul Services Int Re. 201407 SDNY_GM_00026443 EFTA 00137063 EFTA01277970 c;It UBS UBS Financial Services Inc 299 nark Avenue 25th Floor New York NY 10171.0002 ANP70076105491115n Y1 0 Account name 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number Your financial Advisor- SCOTT STACKMAN/LYLE CASFIEL Mond Business Services Account November 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the Resourcetine at 800-762-1C00, on October 30 (5) on November 30 (1) account 029023692 Your assets 34,172.33 16,153.55 Vlsitour website: Your liabilities 0.00 0.00 viww.ubstorndinancialservices Value of your account $34,172.33 $16,153.55 Tracking the value of your account S Thousands 37.4 24 2 16.2 Dec 2014 Oft 2015 Nov 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 Net deposits and withdrawals Your nvestmett return NW:lendand interest income Chance in market value Value of your account on Nov 30, 2015 -116230.03 SDNY GM 00026444 $644 $000 $14153.55 Member SIPC ANP20002000610549N icesiUto.re62 00001 ills 03000c00010000 Page 1 of 12 CONFIDENTIAL EFTA_00137064 EFTA01277971 taUBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (II Account name: 116 EAST 6511-1 STREET L1C Friendly account name- 116 LLC Account number. Percentage of your account A Cash and rrxmey balances 16,153.55 10000% Your current asset allocation B Cash alternatives 0.00 000% Total assets 516,153.55 100.00% Value of your account $16,153.55 A Eye on the markets Index Your Financial Advisor SCOTT STACK MANLYLE CASK'. • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills:. 0.21% One-month LIBOR: 0.24% Percentage change November 2015 Year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% ANP7C0020C0610550 N1q0000f0962 CCCOI I 115 COCO3C000elefehy_Gm502644se 2 of 12 CONFIDENTIAL EFTA_00 37065 EFTA01277972 SUBS Business Services Account November 2015 Account name: 116 EAST 65TH STREET 11C Friendly account name:116 LLC Account number. Change in the value of your account Cash activity summary Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value November 2015(Si Year to date (1) $34,172.33 $32,377.14 0.00 390,054.55 -18,019.36 -406,284.58 0.58 6.44 $16,153.55 $16,153.55 Dividend and interest income earned For purposes of INS statement, treat:city of interest and dradend income has been deenninect Dint a us lm reporting CenPedist. Bated upon the residence of the account node:. account type, or product type, some interest antral dvidend payments may not be subject to United States (US) an :I a Puerto Rico (PR) Income tares The dent monthly statement is not intended to be used and cannot be feted upon for tat purposes. Clients should refer to the aOreCatle tat reporting forms they recei* from UBS annualy, such as the forms 1099 and the Forms 480, foe lax reporting information. It is the practice of UBS to file the 8:04sCade lac reporting fom15 with the US Internal Revenue Sehlte and PR heavy °eosin-rent and in such loran accurately dasafy Erdal Interest as la/ exempt or 'sable erre* Please consult you' InCladual tax prepare( November 2015(1) Year to date (S) Taxable interest 0.58 6.06 Total current year $0.58 $6.06 Prior year adjustment 0.00 0.38 Total dividend & interest $0.58 $6.44 Your Financial Advisor: SCOTT STACK MAN/ LT LE CA 5N.i EL See Account admity the month tot details Mance' in your Sweep coons are inducedin the openng and closing balances taut. FDIC insurance applies only to depasin a u85 Bank USA, not to deposits at U85 AG, Stamford Branch or bank deposits placed !brawl) the UBSIntemaiond Depose Account program. SIPC protection applies to money market sweep fiord hddin3s but rot bank deposits Seelmportant inSormatton about your statement on the last Mo pars cf this document for detals November 2015 (5) Year to date (t) Opening balances $34,172.33 $32,377.14 Addtons Deposits and other funds credited 0.00 390,054 55 Dividend aid interest income 0.58 6.44 Total additions $0.58 $390,060.99 Subtractions Checks and bill payments -l3,353.91 -329,431.35 Cash/ATM transactions -3,812 00 -40,632.00 ATM fee rebates 12.00 152.00 Card payments -865.45 -25,704.88 Other funds debited 0.00 -10,668.35 Total subtractions 418,019.36 -$406,284.58 Net cash flow -$18,018.78 416,223.59 Closing balances $16,153.55 $16,153.55 SDNY GM 00026446 ANP700070t0610$51 Ne70030E0962 00031 1115 000030000a COCO Page 3 of 12 CONFIDENTIAL EFTA_00 I 37066 EFTA01277973 4t UBS Business Services Account November 2015 Account name: 116 EAST 65TH STREET U_C Friendly account name.116 LLC Account number: UBS Bank USA Business Account APY Your account instructions Interest period Oct 7 - Nov 5 Opening UBS Bank USA Business balance Oct 7 $29,412.77 Closing UBS Bank USA Business balance Nov 5 $28,403.40 Number of days in interest period 30 Average daily balance $5,969.12 interest earned $0.12 Annual percentage yield earned UBS AG Deposit Account APY Interest period Oct 7 - Noy 5 Opening UBS AG Deposit balance Oct 7 ¶0.00 Closing UBS AG Depose balance Nov 5 $0.00 Number of days in interest period 30 Average daily balance $17,641.15 Interest earned $0.33 Annual percentage yield earned 002% 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important in kemation about your statement at the end of this document. Your rotors objective: Current income & capital appreciation Your dsk profile: Pm:fly Moderate Investment eligibility consderation - None selected Your financial Advisor: SCOTT STACK MANY LYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. ANP7C0020C0610552WOCO000962 COCO' 1115 00C031:000 0liftypa_Gm_000261410e 4 of 12 CONFIDENTIAL EFTA_00137067 EFTA01277974 4UBS Business Services Account November 2015 Your assets Account name: 116 EAST 65111 STREET 11C Friendly account name:116 LLC Account number. Some ones, name and current braves Shown may terapproxiirlble. Asa ream. gains ard lOsses allay nol be accurately reflected. See important inforinabon about your statement a Ine end of ths et cumeM for more intornason. Cash Cash and money balances Osb and money balances may Ind ode. avalale cash balances, UBS Bank USA deposit account balances, UBS AG Starkrd Branch deposit account warms and money mates mut ud fund sweep Parkes. UBS Bank USA deposit account balances are Insured by the I cac Warm applicable limits, but are not protected by SIPC. UBS AG Stamford Branch depaat account balances an not inured by FDIC aid re not protected by SIOC Money market sweep balances are protected by SPC but are not insured by the FDIC. Set the important information tout your statement at the endof this docorrent for details tout those balances. Openng balance Closing balance Price per share Average licidng on Nov 1 ($) an Nov 30(S) on Nov 300) rata Cash Your /I sandal Advisor. SCOTT STACKMANLYLE CASRIEL Dnidend Interest Days n palled period -875.00 -48.26 1.135 AG DEPOSIT ACCOUNT Total 35,047.33 16,201.81 Your total assets 53417233 516,15335 value on Nov 900) PeKentacft Cost BIMated Unrearnel your account bats (5) annual Infant NI gan or loss (5) Cash Total $16,15.3.55 100.00% 516,153.55 Cash and money balances 16,153.55 100.00% 16,153.56 Account activity this month For more information about the prkeimlue shown br restricted secunties, see important information about your Statement a the end of this Cocument Date Actiity Your QUOIN)/ Description trialnla code Fate eta PricaValtse (5) Cab stunt (S) Cash and away NNW. IN Oct 30 Cash and money balance $34,17233 Nov2 Bank Card GRACES MARK EIT1ACE -70.74 34,101.92 Nov2 I merest UBS AG DEPOSIT ACCOUNT .33 Nov 3 Bank Card LE PAIN 01.)3TIDIEN -3.60 continued next page SONY GM 00028448 Aste7C0030C0610553 NV7003060957 COCCII II IS 000:00000 10000 Pag 2 CONFIDENTIAL EFTA_00137068 EFTA01277975 *UBS Business Services Account November 2015 Account activity this month (ccotrivecf) Dale Acorn DesulptIon roer tante cod, °tiara, Fete eneervalue Cash anoint CS) Can and money 'mania 8/ Nov3 Bank Card GRACOUS HOME -32.18 28.953.93 Nov3 Bank Card FOOD EMPORIUM13610 •40.42 Nov3 Bank Card GRACE'S MARKETPLACE -57.76 Nov 3 Withdrawal ACH WITHDRAWAL AMEX EPayment -5,014.03 Nov 5 Bank Card EOM EMPORIUM #36703 -12.00 28,403.32 Nov $ Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Nov6 Bank Card LE PAIN QUOT1DIEN •14.15 28,312.65 Nov6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 11/0915 .08 Nov6 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Nov 10 Bank Card STARBUCKS //00821 NEW VORK -3.54 25,792.03 Nov 10 Bank Card NST BEST BUY 11531 031946 •14.05 Nov 10 Bank Card MTA MVSA•42ND ST-GRAND C -20.CO Nov10 Withdrawal ACH WITHDRAWAL ADP Ta4401k -802.43 Nov10 Withdrawal ACH WITHDRAWAL ADP EEPAY?GARNWC -1,680.60 Nov 13 Bank Card LE PAIN QUOT1DIEN -3.60 25,668.77 Nov 13 Bank Card RICKYS NYC 102 -6.52 Nov 13 Bank Card RICKYS NYC 110 -29.33 Nov 13 Bank Card RICKY'S NYC 115 -52.17 Nov 13 Bank Card WHOLEFDS MTE •1 226E 577 -31.64 Nov 16 Bank Card STARBLICKS 000821 NEW YORK 3.54 25,646.90 Nov 16 Bank Card T MOBILE 9192 •16.33 Nov 17 Bank Card DAWAT RESTAURANT -6034 25,586.53 Nov 17 Interest UBS BANK USA BUSINESS ACCOUNT .17 Nov20 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 25,509.93 Nov23 Rebate ATM FEE REBATE 3.00 22.042.59 Nov23 Rebate ATM FEE REBATE 3.00 Nov23 Bank Card UNLEASHED 5706 -14.33 Nov23 Bank Card SMILEY •21.00 Nov23 Bank Card CASH WITHDRAWAL 1,003.00 Nov23 Bank Card CASH WITHDRAWAL - 1,003.00 Nov23 Withdrawal ACH WITHDRAWAL CON ED OF NY -1,432.01 continued neat me Account name: 116 EAST 65TH STREET LLC Friendly account name. 11 Account number Your Knancial Advisor: SCOTT STACK MANYLYLE CASR1EL ANF700CQ000610554 W7000060962 00001 1115 00003000C~Inees. ,,,t,„,« y_Gm_00026,Me 6 of 12 CONFIDENTIAL EFTA_00 I 37069 EFTA01277976 SUBS Business Services Account November 2015 Account activity this month co:Au-Imo Date AcnYty YOur Ouandly/ Desulotion event code nce Mut rriceyaue (T) Cash amount NI Can and money balance CS) Nov24 Bank Card A&A DISCOUNTS -10.84 18,147.10 Nov24 Bank Card PRET A MANGER11016 .12.28 Nov24 Bank Card EMBASSY WINES AND SPRITS -2068 Nov24 Bank Card EMBASSY WINES AND SPIRITS -41.36 Nov24 Bank Card PHIUPPE BY PHiUPPE CFO -77.30 Nov24 Bsa Check FIGH POWER CONSTRUCTION COR CHECK PAID 001065 -1250.00 Nov24 Withdrawal ACH WITHDRAWAL ADP EEPAY1GARNWC -1480.60 Nov24 Withdrawal ACH WITHDRAWAL ADP Tafid01k -802.43 Nov25 Rebate ATM FEE REBATE 3.00 16,306.86 Nov25 Rebate ATM FEE REBATE 3.00 Nov25 Bank Card CASH WITHDRAWAL -803.00 Nov25 Bank Card CASH WITHDRAWAL •1,003.00 Nov25 Bank Card Dane Reade -40.24 Nov27 Bank Card LE PAIN OUOTIOIEN -7.90 16,201.81 Nov27 Bank Card GRACE'S MARKETPLACE -97.15 Nov30 Bank Card JUST BULBS 40.13 16,153.55 Nov30 Bank Card URRNYTICKETS •11.50 Nov30 Bank Card PAPYRUS 42234 -15.13 Nov30 Bank Card LARNYTICKETS .11.50 Nov 30 Closing cash and money balance 516.15335 Account name: 116 EAST 65TH STREET LLC Friendly account n • 11 Account number. Your linandal Advisor: SCOTT STACK MANLYLE CASRIEL Transaction Posting date date Description .tur•aunt ($) Cash/ATM transactions USSVese debit G. MAXWELL Nov20 Nov20 CITIBANOOD9591 NY NY 41,003.00 CMBAN0009594 NY NY 41,003 00 ATM FEE REBATE ATM FEE REBATE 13.00 53.00 Nov 24 Nov24 CM BANCOD9595 NY NY 41,003.00 continued next page SONY GM 00026450 ANP700020C0610555N /maroon'? 0001 111500603C000 1 0000 Page 7 of 12 CONFIDENTIAL EFTA 00137070 EFTA01277977 SUBS Business Services Account November 2015 Account activity this month (contrived] Transaction Posting Account name: 116 EAST 65TH STREET LLC Friendly account name 116 LLC Account number: Your A sandal Advisor: SCOTT STACK MANYLYLE CASRIEL date dale Description Amount (1) Cash/ATM liklionlinued) Lan Va.> de G ~WELL (continued) CITIBAN0009594 NY NY -$803.00 ATM FEE REBATE $3.00 AIM FEE REBATE $3.00 Total transaMions Total rebates Trarnation Posting date dale Description 43.112.00 $12.00 ~cunt (I) Card purchases Les Visa debit. G MAXWELL Communications Nov 12 Nov 16 T MOBILE 9192 NEW YORK NY 305316000159044588 $16.33 Rarbases Total • Communications $1633 Ott 29 Nov02 GRACES MARKETPLACE NEW YORK NY 335302720320928704 170.74 Oct30 Nov03 GRACE'S MARKETPLACE NEW YORK NY 335303720022492435 $57.76 Oct30 Nov03 FOOD EMPOk0M #3670 NEW YORK NY 335303720024474167 140.42 Oct 30 Nov03 GRACIOUS HOME I NEW YORK W 385304200099300928 132.18 Nov 04 Nov05 FOOD EMPORIUM 036703 NEW YORK NY 000000000300000000 $12.00 Nov 07 Nov 10 NST BEST BUY 41531 0 NEW YORK NY 000000000000000000 $14.05 Nov 10 Nov 13 RICKY'S NW 102 NEW YORK NY 665315001460681249 16.52 Nov 10 Nov 13 RICKY'S NYC 115 NEW YORK NY 665315CK/1460687352 $52.17 Nov 10 Nov 13 RICKY'S NYC 110 NEW YORK NY 665315001460688330 $2933 Nov II Nov 13 WHOLEFOS MTE RI 226 NEW YORK NY 495315000192084909 $31.64 Nov 19 Nov24 EMBASSY WINES AND SP NEW YORK NY 895324980009723393 120.68 Nov 19 Nov23 SMILEY NEW YORK NY 055323432530000440 $21.00 Nov 19 Nov23 UNLEASHED 5706 NEW YORK NY 515323000105885594 $14.33 Nov21 Nov24 A&A DISCOUNTS NEW YORK NY 625326980001839493 $1084 Nov21 Nov24 EMBASSY WINES AND SP NEW YORK NY 895326960009723391 14136 Nov 24 Nov 30 PAPYRUS # 2234 NEW YORK NY 005329100232213433 $1513 continued nAvt one ANP700020C0610556NP7000060962 MOD s 5 000000000~1~y_ Ght 00024illie 11 of 12 CONFIDENTIAL EFTA_00 1 3707 I EFTA01277978 *UBS Business Services Account November 2015 Account activity this month (continued) Transaction date Posting date Ciescnotkin Amount (1) Card purchases lcontinuah) 1.65 Visa debit G mAkWEtt. (continued) Purchases (continued) Restaurants Nov24 Nov 27 GRACE'S MARKETPLACE NEW YORK NY 465328000146561024 $97.15 NOY 24 Nov25 Duane Reade NEW YORK W 000000000000000000 $40.24 Nov 25 Nov 30 JUST BULBS NEW YORK NY 5953299803 15326399 $10.13 Total • Purchases $617.67 Oct 30 Nov 03 LE PAIN QUOTIDIEN NEW YORK W 055304286688800979 $3.60 Nov 04 Nov06 LE MIN QUOTIDIEN NEW YORK NY 055309286688801048 $14.15 Nov 06 Nov 10 STARBUCKS 400821 NEW New York NY 165310000627027757 $3.54 Nov II Nov 13 LE PAIN CtU011DIEN NEW YORK NY 055316286688800413 13.60 Nov 12 Nov 16 STARBUCKS 100821 NEW New York NY 165316000690791259 15.54 Nov 13 Nov 17 DAWAT RESTAURANT NEW YORK NY 595318006136950128 160.54 Nov 19 Nov24 PHIUPPE BY PHIUPPE NEW YORK NY 975324286288801 4C6 $77.30 Nov 20 Nov 24 PRET A MANGER R016 NEW YORK NY 055325403030315351 112.28 NOV 24 Nov 27 LE PAIN QUORDIEN NEW YORK NY 055329286688801333 $7.90 Total - Restaurants RtIMAS Account name: 116 EAST 65TH STREET LLC Friendly account name:11611C Account number. Your PI nandd Advisor: SCOTT STACK MAbi LYLE CASRIEL Transportation Nov06 Nov 10 MTA MVM•42NO ST-GRAN NEW YORK NY 435311004060428543 120.00 Nov25 Nov30 LIRRNYTICKETS JAMAICA NY 435330004033214431 $11.50 Nov25 Nov30 LIRRNYTICKETS JAMAICA NY 435330004033252340 Total • Transportation $11.50 $43.00 Total Crd charges Category $86545 Cu rem reiloc(S) Yes todate (IT Card purchase summa icc,t C: BuiklingtHome improvements Communications Employment related services Purchases $0.00 $1,080.22 $16.33 1226.68 $0.00 $33.55 1617.67 110,275.65 continued next page SDNY GM 00026452 ANP700070C0610557 NP70c0060962 COCO 1115 COCC00000 ~IWO Page 5 of 12 CONFIDENTIAL EFTA_00137072 EFTA01277979 *UBS Business Services Account November 2015 Account activity this month «0ntnved Canc.), Card purchase Norma (continued) Les Visa debit G M4kWELL (continued) Restaisants $188.45 $2,031.37 Transportation $43.00 14,395.70 Professional services $0.00 $7,647.63 MiscelaneougUndassitied $0.00 $14.08 Total card purchases Date Activity f065Á5 Deutiplico $25,704.00 Amount (I) Money balance activities Oct30 Balance (Inward $0.00 Nov2 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 34.172.33 Nov 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 11/02/15 -70.41 Nov4 Withdrawal llEt5 BANK USA BUSINESS ACCOUNT AS OF 11/03115 -5,14799 Nov6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 11/0915 -550.61 Nov6 Dep0Stt 065 BANK USA BUSINESS ACCOUNT AS OF 11/05115 0.08 Nov9 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 11/06/15 -90.75 Nov 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT -2,520.62 Nov 16 Withdrawal U115 BANK USA BUSINESS ACCOUNT AS Cf 11/13115 -123.26 Nov 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 1111E/15 -21.87 Nov 17 Withdrawal Transaction limit Reached UBS BANK USA BUSINESS ACCOUNT -25,64690 Nov 30 Closing UBS Bank USA Business Account The MO Bane USA SUI, ness Account n your oilman/ sweep cption Oct30 Balance forward $0.00 535.047.33 Nov2 Withdrawal UBS AG (DEPOSIT ACCOUNT ASOF 10130'15 .875.00 Nov 2 Withdrawal UB5 AG CEPOSIT ACCOUNT -34,172.33 Nov 17 Deposit UBS AG DEPOSIT ACCOUNT 25.646.90 Nov 18 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 11/17/15 -60.37 Nov 23 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 11120115 -76.60 Nov 24 Withdrawal UBS AG CEPOSIT ACCOUNT AS Of 11/23115 -3,467.34 Nov 25 Withdrawal UBS AG !DEPOSIT ACCOUNT AS CF 11/24115 -3,895.49 Nov 27 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 11/2915 -1.840.24 Account name: 116 EAST 65TH STREET LIC Friendly account name-116 LLC Account number: Your Nnancial Advisor: SCOTT STACK MANYLYLE CASRIEL [uncut pedocKS) Yes Iodate (S) continued nod page ANP700C00C06105S8NP70C0060962 00001 MS 00000000 1~„ 111Y GM 10 of 2ting 12 CONFIDENTIAL EFTA_00137073 EFTA01277980 (SUBS Business Services Account November 2015 Account activity this month (COntrilleCO Date Money balance activities (continued) Nov 30 Withdrawal UBS AG CEPOSIT ACCOUNT ASCf 11127115 -105.05 ncinnly Account name: 116 EAST 65TH STREET LLC Friendly account name: I 16 LLC Account number. Your PI sandal Advisor: SCOTT STACK MAN LYLE CASRIEL description Amount TO Nov 30 Closing UITS AG Deposit Account The U85 AG Dep091ACCCunt is yOut secondary SwEtP 0001, $16,201.$1 SDNY GM 00026454 ANP700020C0610559NP7003060962 COCO 1115 00C03C000 10000 Page 11 of CONFIDENTIAL EFTA 00137074 EFTA01277981 *UBS Yournotes m =. mom'- CONFIDENTIAL EFT,00131073 EFTA01277982 Important information about your statement U3S Fiuncul Senates tc. the F im or UBS Financial Services) is a merrter of all prima:almost); ammo* and colons embages. LES Frergial Services aid 1.85 Bank USA are rdrect abdomen of WS AG and affiliates of LIES Searitin U.C. The Fim's financial statement is available upon reopen. The Firm's townie off ices re a: tinancul Sykes M. 1200 Harbor Eadward Weehawken, NJ 07086 This statement represents the city official record of war LBS Financial Series" mast Other month, rapt off kid tar dot-unmet. coreaning ccriliding data should rot be relied ran If you befit* there is an emx or omission please repot h immediately n *rang to the Winch Manager of the office prang your account. Allnart al haws shown are Intended to be accurate. statement data should not be used for to purposes Rely sae& Gnats-end USX loon; (i.e., Form 1099, 5488. 10425, etc.)whinprepwrgyour we return. The Fin, required by law to report to tie IRS all to divident, report*le re:nip:able dui:lends and tattle Merest eared on %sunlit' Feld n was acct, net proceeds on sale uansactexis, and cost bat ion certain covered so: rain. Communications widi the Finn • Please re-confirm al,/ oral cormarscabons in writing to Curter protect your rig*. iradeng you rights cider the Seckritin Investor Protection Act (WA) • t the finax ial katitition an the tee let of the hem of this stremert is not LES Financial Senkek ILSS Financial Services carries nos account as clearng broker byma-gement wish the nolcated ansinknon We Wormed you of this relmorehp when you opened this OCCOJII. In tit cask your Ards and searkies art located a U85 financial Senates and rot tat it:acing broker, ad you mac mace swoon of ay ma or emission to both firms. All accant statements shall be bared compbte ad accurate f not objected to in wring within 60 days. • Please divot customer complaints or nopkies to he RM.Clem Relations Depavnent a 201.352.1699 or toll-free et OW-354-9103, 800 AM. to 6:00 P.M FT Monday through Friday, or in *veto to U3S Fnanoal %Prices hc, Client Relative Dena-Meat, P.O. Box 766 Union City, N107087. • in can of errors or aerate: re about an electronic fu-ch transfer (FD. bee parent cc UBS Voeclebit card vansactions, call 9:10-762-1000, cravat to UBS Financial Services ex., 1000 Hatcr1314, 6th floor, Weehawken NI 07086, Attu RINOSSA Senates. Cal a wait as loon as Fat can if you INV yam statement or receipt 4 wring or if you need more iffonnatian Axes amender on the matemere or remise. The firm or Card lower (as appleabltimust hear from you no later than CO days after tie Finn sent you tie fin statement on which the eta or rabbi,' append. - NT, ip /9i rnznr ani rr nirri-or t - Desote the error or tie kande( you ere inure Cott and explain as dealt as yeu cal shy you helve t is an error cr why you need more information — Fronde the dollar amount of the suspected emu. The Firm a Card Issuer val aweaiame sue conaart and MI correct any error prompt,. I we take more tan IC/ Wines: days to do tit we mil crock your assault For the rasa you thiric b in each so tat you will have to use of the morey thing the time it takes us to complete Our MestOation. Pleasemake all checks pay-tale to the Fm., or tie franca' insteution rdcated on tie front of the statement F. aiikan to regular accost fees, avant, may be subject to mamma. lees, thetas for lite ptimmt for tenth* purchases and charges kr unpaid metres in cash account's. Accounts that are trarderred to other iretutions maybe subject to a trawler lea UBS Sweep Orem UM offers optim kr moving cash balances, balances to bank deposits at UBS Bak USA and WS AG Stanford trench (Bank Sweep PrOgrarne, money market mutual luxe (Money Ftn) rdtheentoratcnalDepost Aaron Manta customers with an Imernitiznal Imam Management Account. Through the Bank Sweep ProFarre cash balances are swept to IRS Bak USA up to an est:tasted knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at Urn Bank USA are FDIC Hued in accordance with FDIC rules. For more inkrinetit pease kit rowildic Deposit at L(35 AG StanfordElra-ch ad Maas of Monty Funds are rot instred by the FDIC. Through the Ok swath to tat Winces are swept to depot* accounts at UBS AG New Vol. Branched LBS AGC wan Branch These deposits are not inured by tie FIX. Balances held at tie LBS AG Cayman Brach are tempera* closed to the sovereign irk of the Corr Islands, and there is no quarareee or other oblation of LBS AG to repay to balances while cache LIES Cayman's Brach's books. Deposits at MS Bait USA and each UBS AG Branch are not protected by SIPC, Money Fund shays are protected by SIPC See *U35 FS-uncial Services Accent Poled:en- bebw. Upon scar respest, balances in to Bank Sweep Oregon, a IDA may be withdrawn and shorn of a Money Fund mat be liquidated, ad the prated' returned to you a you sautes accent Feather Remotion about available sweep *pions, Hides oarent leered rates and HIce, b available at wimatickecordsweeppelck, from your Financial Advisor or by rating 800-762-1000. IAIS Financial Sendai arceentprotaction 71-a Firn it a member of to Secuilin Investor Protection Corporal:4n (51PC). which protects 'mutes accost of As members up to SSOO,C00 (ncladng 42t0,000 for claim for cash). The SIPC asset protection limits aPPIPS, all recut tat you hold in a pettiest,- saucily. The Fkrn, together with certain affiliates, ha also purchased o.ppbrnentalgrotection. The mairrun annum miser to al *habit tents, cored:ay u-der this protection is 1500 millon a of Decenter 10, 2013. Stoma to the policy corditons ad Imitations, cash a the Firm is furor protected fa ma to SI 9 million el the axnegate to Wrote amounts hold in a particular capacity. A full copyof tie cola, wading is available upon request. The SIPC protect im and the supplemental protection both do not apply to* • Certan financial assets controlled by (and kidded n your account value) bat held away Morn U85finaxel Services (e.g., certain 0) cash at uBS Bark. (i) cash at LBS AG Sumter-drain*, (id Horace* poach including variable annuities. and 60 shares of mutual finds where such shares are registered drecdy n the nave of the account holier on tie tooks ad records of to applicable hoar a treroler awl). • Certain imesimal contracts or immanent interests (eg.. limited partnenhjas and prime placements) tat are rot registered under the Securities Ad of I933; ad • Cornnodilies contacts (e.g , foreign evohana and prise Cus metal caveats) ;tato** f aura, ant/acts ad commodity option contracts, The SIPC protects:nand to suppamental protection do not apply to these asset, eten 4 heyotherwise appear on yea Materna*. The SEC plotter ad the scPakernental protection do not rioted egret tenon in the melee vane of you investments (whether as a result of market monement, issuer brkruptcy or otherwise) More information is are* term reatest You may obtain more informaion about SPC, radio the 51K Brochure, by contacting 51K a 202-371-8300a by *sang the Slit website arratw.alptoop Dividend Raiwirtanant Program (DRIP) The pee reflected is an average price You may obtan the actual price from you Fnancial Advisor. Orey whole tares re purchased under DRIP; partial shares wil be soli ad the cash wa be deposited n your rearm The dviderd reinvestment pricesuppled byte issuer may offer from the market pice at which to partial shares are sold Careteelieu Cnk whole units may be held in yoke account. if pot ere muffed to a pal al unit as a result of a &Wird partnere • otermse, the Firm *II ether sell panal Was at menet pie a accept an amount determined by a regard clean* agency. and credit yea accost Investment objectives the mestere °blames ad nsk profile av ipecac to each account and may Hyharem Please rise the Firmpromptly ;n wean; of any sicniltart change in sox financial situaicn or ntestmert objectives. For each CONFIDENTIAL account held you choose one of the following Mesment objecteer • &oda-e amentbxomt. lin-Pim as setkng the generation et income any. • Actin* °peat Appreciatetn: Investments waking spew* of prncpal rather than the gem/ration of e. • Produce Combination oilman. and Capital Appreciation: Mesiments seektg both tie generatcn of ncome and gporth of itt ttal. Overall riek profiles • Consewarke. Seeks to maintain Mini creeps, with low risk and volatility to the a-cou-n weak even cut means the accost does not genteel* PTA cant r erne or noun-, and may rot keep pace with natation. • traferate. WillPg to accept sane risk to pinepal and tolerate some votatairty to seek hirer returns. • Appetit*: Wiling to accept hit Sr to principal ad hip whiny to seek highreturns over time. Statement Ilouseholdtie We may consolidate al related account statements with tie sane aides n the same envekge. Accosts may be related Ice this purpose becaae they have owners who also maintain join accost relationships with other climb at the sane address. This practke 6 known as •housel-olire? R you prefer to receive idnedual statements marled 0 Separate envelope.- you may decline hauseholding by rang yOUr Handed editor. Friendly account name The Friendly roast name reflects int ration that you entered cn the Firm's onlne services webute. It a a ciatornitable *nielrarny • chasm by spa to art spas wish your recordkeeptig KM no legal effect an your account. You can (ha-peyote- Filendhccotnt Mint, thaur Orilre Services a by contactrg you Fina-cial Advisor. Acuson overview • Vakce oimo• accountkortfo. Net of assets and liabilities. • Asxa 'mazes avail* cad, balances, vast Ice restricted seamy list 1, and Global tine Deposits, u-realzed marts to market and certain awes not hell by tie Firn. Does rot include unpreed seartie0assets at the end of the pior and arrant statement periods, or prima rareanwits, palmated stock options and evercaable stock anions • tiankies Includes debt bslarcet outitarding maign Ions, credit Ii r, port account balances. • Cashaeoney balances. Tonal of uninvested available cash balances, plus UBS Irk USA deposit barces,UBS AG Stanford Emrich deposit balances and money make named fund sweep balancer, at the claw of the remora period. Nonicarmodry See credit balances in your accost are rot segregatedfrom other balances ad to Sim may use any of these funds in the ordinary course ch its ttainess. These funds a* payable upon your domed. This total is included in fa curare period closi-g value. SDNY_GM_00026456 EFTA 00137076 EFTA01277983 important information about your statement (continued) tandem information Fre deladed informatCp on the Fim's lending practices and &xi:oyes. refer to yeti Cent Relatachip Agnostic or A«cint Agreement rd the General Team and Conditon% UPS Sialorrwd of Creed Franke available in Agee** an< 1 Derr:lures at wane ab• r mixt iv 'event-re en Yew ants You statement ;omen securities Ind other assets held in the accent at the end of the statement period. You may ask for dear* of lolly paid scuraim at an/ tine. You may red* secuthes used as loan collateral alter paying any balance due on them. Any secuntim IrinemIll to the Thin Wiring the Cotenant owed are Feudal market *kw as of the end of the staement Pentid. • Cost balks hdelemning the cost basis of the sesames :Muth./ in this statement, where indcated owia, the nimble 'I,' VAS f Marietta Screen awed relied informatim chaired from sauces other than UBS Firmial Serves. secluding information Iron another fine a that you may have provided to you Fnancial Mace. The Him don not indepeniently a gmantee the accuema wedgy of a' Momation Provided by saints odor dun LAS Francial Scan h ablers attIncogh LOS Financial Maces general& plates this Mornwtion as it is received. the fine does not provide at anis-acts that the infonnation under "Cost basis' and "Uravalced gaiflosi is acute as ca the date of this statement. As such please do not re it on this elf aeration to make pirchne a sale decisions for lac purposes Ohtani*. Accounts transferred to the firm may reek" gad loss infarnathn any for the period ce Erne they are held a the Fan More historical nlamalcn canine added by you Anoxia Advoor. • Unrealised gale/Ms then data is argibble. 'dented uveateed gain; bsses are calculated for rdividual seosey lots. The transaction data for rxivistai lots mayor may not relict carmnsionsi slargn infra vacuity reorgniraen evens. Dividend and other reinvestment lots and systematic purchase Sots are each carbines/ to displat one averaged lot. The Trade dale coltnn presents the original trarnacton trade date. • Callable "maiden Bends ant Framed sheds that the issuer cats for eat regent:non ova be selected aortal& by lot Irene among all secuthes of that issue held in our ranee or in nominee mem la or clientt Call baize inktanaten is obtained from third parties and n acme« is not guaranteed. Cher call teams may het whch could affect yield andel' irearnalcen will be provided upon request • Certificates of depose (CM). COs are FIX inured up to 5,2%.000 n pencissal and accrued Mena per depose« ad per deposit nVitifiCet inaccordance wth FOIC rules. • Priseholue Prom displayed for woritas and «het prockels may be higher or lower than the pia that you wouldJew,/ nacre tithe market Preys an obtained from aim third petty vanes which we bekve to be reliable, but we do not guarantee Mee waxy. — We Seatete use enclosing once when avabio or the mean of the bid and at prices fee listed SearitieS ad colonsor oribbil prices la OTC securities. — Less acteeb traded securities maybe priced using a valuation model or the mon recent pie we cbtaand ad may not reflect an actual rna-ket Prke a van. - Certain positions me:yapper wars" a price and will Mow as -pre* was not avertable' ft we re unable so cbtain a price for a warily — Deposits Cr societies denominated in astencies ocher dun U.S. dotes are reflected a the «throe rate as of the statement date. - ter certain coshes waiting in none/info/meg demeninalank price and ellaraitY (I ace value) may have been adpited to faileae fencer vabston. To obtain current «dolmens, Men avaiabk, coma veer inancialAdrisor. • Private Membnento and structamd products. Mate immanent «maim (ix Wing drect partictation program and real estate inteStmere bug securities) axe sirucued prodxts are generally hcjay Maid Cron structured products have net been egistered with the Securities and Exchaw Corrmissim a unda any date securities laws We provide &throated vales for private investment sectrities and Amused products to it matalal Papists only karaty is not gweenteed — Thew values may differ substantial., been prices if any, at *heti a private encarnenl sem* ic stmtved product may be box le or sold and do not necessarilyrepresent the yak* you my receive upon lisoktation. — lhid panyestinges of vat* re as of a conan date and are Applied to UBS Fe-uncial Services en a regular bass by an independent yak-scion rim. - hair general panne a spensa estimated values. if ay. are supplied to the Finn* the our, grim; parries* a sponsor and may be calculated based on dfferem information ban that used by third patios to derive they minuted values. — You an *in eddies-al illonnaten regarding the methodologyused to determine the estimate of vale and to date of the Mammon that is the basis for the minute by contacting your Financial Advisee - Pied patty estinced vales may be reflected as 'Noe ;eked' in several amens: when an independent valuation Inn has net suPPled a is unable to assign a vale, when we become aware that a material event has occurred that may call a perveusly reported value into questith. or when a Tate TrTubil be hTahbspeculatiw die to the nave d the scutity - When neither an aver, general pater a sponsor estimated vain no- a Med-platy estimated value is provided, the value of the semity willbedifferent Iron es purthate price. — 'Doicttaions to date' may ncl.de resumed capital, kerne et both. — •Copesseursi see' represents the initial <Perry wee pet trot and may nat teed your cost bass • Res-bided securities Restrkted COMM gine-alb ere not curter* eigible for public sale. CBS Financial SenfiCe uses the metal price of the unrestricted stock of the same Mar as n imputed value la he restricted Cock few purposes el that statement o*. To the esters that molded searities' are COM to sale, the wake teethed may be sabstathalb less than the inaced value sham • Eth (eatirnetad) income, «mint yield, and feta An minute of emu/ ilCOMO i; based on current claidend and ',Weal rates, Mulling the securities will be held fce one year from statement date a trail maturity. This name is only a guideline, accuracy ad continued meant ;re nal guaranteed — Evinated anal income and current yield for certain byes of coshes could include a Man of primal or captalgains n ankh case the est. income Ord cummt yek0 would be overstated. — Estimated anal acme and cur* yield and the actual kerne and yield might be lower or higher than the estmred amounts. — An esunate of arrualced income (dividend ado. Omni) dieded by the <m eat market %Mr avenig• balance is based on the Lest dividend or Hata payment made by the issuer ad amain the sear beedeposas will be hell for one year from the statement date a until Mainly. Accuracy and continued yield are net garantren. • Assets not held by UM Financial Swam Certain assets an not held by the Mtn and not wain the Fan's possessors or control. These assets are depleted on your statement foe intOimatranal pupae only. Positions and values presented are provided by the issuing fem. LAS Financial Services is not respite-Able for to infornuaon and does not guarantee its accuracy. These assets are rot protected by Seta*. Finis ssepltenental RIC coverage. • Revenue shorieg and additional compensation. — In addition to commission on TAWS and IM-1 lees received n carlecton vain tie chsenbvtion oe initial kinds to our okra, we actor Our af f eceive revenue Minna Parnerts from detribulen ands advisors of the mutual funds that vie sell. hose amasses are based on two decent conixnents: (I the amount of sales by UM of a parteula mutual fund I anily to our clornts. and 40 the awn value of a dedicate mutual fund I amikes shies held a the lint — We and cis Abate also receive nem:eking and cents pretesting lees in consideration ler transfer agent services that w• provide to the mutual krds These fees generally are pad from investor assets in the mutual turd and area faced dolma-shunt based on the muter of accounts at the Imskehdealer holden; mace lurch of that fund family CONFIDENTIAL - h acktko to comrressOns received n connecten wth the sale or debts/tic', of an-ody contracts and tad orestrnint rent units loots dents, we ancfcr err affair* receive rowers Meng coathernation from merry of the Murano con-manes urdenweing the arrtaiiy {overacts. all bates of the insurance cceroanes or manors of the in imestment hats we dnattne. — Cur aflame% alsomain trading corm-es:ens and other compensate° from neat fads and insurance companies whose products we delrlastei — We receive art anvil fee kOrn LOS Bank USA and UBS AG Suneord Sandi of up to $25 per acccant sweeping to the banks uncle. the UBS Bank Sweep Won* Adhity Narration regardng «nifiVISCen and otter charges ;marred n correction well the ',node«, of trades. Melding oreion transactions hat been included en anlimations crovotnb furnished to you. axe will be provided to you peon-payon request. That gelling f you are engaged in shot selling a corky, you may ims a charge die to cenan beirearig costs for that palkular security. Open at Regarding con CC oxfcl.lig canceled' ceders that were not <mauled by the catemert date. open kin and sell slop orders are reduced by the acre of dividends ce 'iglu on an exavidends Cr' twriatits date unless ?annealed otherwise by yoy. You re responsible fa order that ye exemed due to your failure to cancel waling open orders. Privacy To <Main a copy el our cur* Clcnt Privacy Notice. please Contact you Fnancial Advisor a viol our websi« at spew tabs Within dettaleir UBS Anancial Seams is not a bat the RMA Business Services Wrote* BSA and IRMA re brokerage accounts which provide access so baling services and products through arrangements min afthated barks and other thed-party banks, and provides access to rot:arise and annuay product issued by snatioliatedthecloany insurance companies through Murtha agency subsidiaries of UBS Financial Services ht. nsurame. ad annuny products: Not FDIC rand • No talk guwantee• May lose vale AMA Rescue. Management Account. Business Service. Account 85A. AMA and international Resource Management Actors are registered service marls of UBS Mental SavicesPiC Visa Sign/tux is a registered service mark of Ma Mamboing LEPSVM byname aede cads and WS Ma debt cards at issued by LOS Bank USA with omission horn sena USA ixemoraled. USS Financial Seevices Inc. Rev. 201511 SONY_GM_00026457 EFTA_00137077 EFTA01277984 SUBS UBS Financial Services inc. 299 Park Avenue 25th Roar New York NY 10171.0002 CNt70012309451215 X12 Y1 0 Account name: 116 EAST 65111 STREET LLC Friendly account name: 116 LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASPJEL Thom e Business Services Account December 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions a bout your statement? Value of your account Call your Finan:hse. Advisor or the Resourcetine at 800-762-1C00, on November 30 (1) on December 31(4) account 029723692 Your assets 16,153 55 55,373.13 Malt our website: Your liabilities 0.00 0.00 www.ubStOrrtainanCiakerviCeS Value of your account $16,153.55 555,373.13 Tracking the value of your account I Thousands Sources of your ecco mit growth during 2015 Value of your account at year end 2014 $32,377.14 55.4 Net deposits and withdrawals 322,989.30 32.4 Your ilveStrnent return Dna:lendaryl interest income Change in market value $669 30 00 • 16.2 Velma your ICCOISli 00 Dec 31, 2015 555373.13 DeC 2014 NO/ 2015 Dec 2015 SDNY GM 00026458 amber WPC CNP70001001230915NP7000124F9000001 1215 000O3C000 110000 Pag• 1 of id CONFIDENTIAL EFTA_00137078 EFTA01277985 *UBS Business Services Account December 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and rrxmey balances 55,373.13 100.00% B Cash alternatives 0.00 000% C Equities aco 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 555,373.13 $55,373.13 100.00% Account name: Friendly account name: Account number: .Ltir-i STREET LLC Your current asset allocation A Eye on the markets Index Your A nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. U85 Bank USA deposit account balances, UPS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -039% -0.32% 0.55% O11170001001230946W0C0124$90 Mel 1215 D0C03C00 iiim.com_000264me 2 of 14 CONFIDENTIAL EFTA_00137079 EFTA01277986 UBS Business Services Account December 2015 Account name: 116 EAST 65TH STREET t.LC friendly account n • 11 Account number. Change in the value of your account Cash activity summary December 2015 (3) Year to date (I) Opening account value $16,153.55 $32,377.14 Deposits, including investments transferred in 130,173.06 520,227.61 Withdrawals and fees, including investments transferred out -90,953.73 -497,238.31 Dividend and interest income 0.25 6.69 Closing account value $55,373.13 $55,373.13 Dividend and interest income earned For purposes Of tHS statement, teeablty of interest and drvidend income haS been Overnice() lion a US ter lerartIrg cern:vont Placed upon the residence of the account holder. account type, or product type, tam interest endow dvidend payments may not bo subject to United Stan (US) ardor Puerto Rico (PR) income tares. The dent monthly Ratement .5 not intended to be used and carrot be feted upon for tar purposes. Clients should refer to the 81:ChCatte tar tenoning forms they receive from UBS army*, such as the Forms 1099 and the Forms 480, foe lax reporting information it is the practice of UBS to file the aPplgatte tar reposing fOrMs with the US intern8 ReVenue Sentre and PR TreaSury oeoarorent and in Su( h forrnS accuiatety dasIfy (WC:tends Ara cr interest as tar exerrpt or tackle ix*** Pear (rut( your Inciedual tax preparer. December 2015 (S) Year to date (1) Taxable interest 0.25 6.31 Total current year $0.25 $6.31 Prior year adjustment 0.00 0.38 Total dividend & interest $0.25 $6.69 Your al sandal Advisor: SCOTT STACKMANLYLE CABRAL See account activity the month for dela Is &dances in your Sweep Options are includedIn the openng and closing balances ',Sue FDIC Insurance gtpies only to deposits at U85 Bank USA, not to depotits at U85 AG, Starreord Branch or bank deposits pored through the UBS Internaiorki Depose Account program. SIPC protection applies to money market sweep fund holdings but rot bare deposits See important inthrmarion about your statement on the Eat ten, Pars N this document for deals December 2015 (1) Year to date (S) Opening balances $16,153.55 $32,377.14 Add/bons Deposits and other funds credited 130,17306 520,227.61 Dividend aid interest income a25 6.69 Total additions $130,173.31 $520,234.30 Subtractions Checks and bill payments -70,617 43 -400,048.78 Cash/ATM transact ons -10,71900 -51,351.00 ATM fee rebates 39.00 191.00 Card payments -3,098.56 -28,803.44 Other funds debited -6,55774 -17,226.09 Total subtractions -$90,953.73 -$497,238.31 Net cash flow $39,219.58 $22,995.99 Closing balances $55,373.13 $55,373.13 SDNY GM 00026460 CelP7C001001230947NP70031248•90 00001 121S 0000300a1C000 Page 3 c! 14 CONFIDENTIAL EFTA_00137080 EFTA01277987 SUBS Business Services Account December 2015 Account name: 1'6 EAST 54TH STREET a Friendly account name:1'S a C Account number. Your financial Advisor SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Business balance Nov 6 128,403.40 Closing UBS Bank USA Business balance Dec 6 12,847.86 Number of days in interest period 31 Average daily balance 811,032 89 Interest earned 10 .19 Annual percentage we'd earned 0.02% UBS AG Deposit Account APY Interest period Nov 6 - Dec 6 Opening UBS AG Deposit balance Nov 6 10 .00 Closing UBS AG Deposit balance Dec 6 10 .00 Number of days in interest period 31 Average daily balance $9,382.32 Interest earned 10 .14 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Pnancial Advisor or Branch Manager. You can find a full description of the altemahve investment objectives in important inkemation about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected CNP7C00100I 230948 NPMCOl 24090 COCO' 1215 000:03C000 CONFIDENTIAL I IYGM0002Erner 4 of 14 EFTA_00137081 EFTA01277988 *UBS Business Services Account December 2015 Your assets Account name: 116 EAST 65111 SWEET 11C Friendly account name:116 LLC Account number. Some swat, income and current eaves semen may team:cotenant. AS a mum. cams andlosses may ma be &cut-Maly reflected. Ste rinporunt infonnefron about your steam:tem a she end of th3 0xurneM for more informs:son. Cash Cash and money balances Cub and money balances may Mode avaltile cash balances, UBS Bank USA &post account bgances, ins AG Stargord Branch deposit account &tames and money market mutud fund sweep baLances. UBS Bank USA deposit account balances are insured by the FCC %Mtn applicable limits, but are not protected by 9PC. WS AG Sumford Bran h deposit atonal Mantes an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. See the favor:ant information about your statement at the end of this Oxisreent for details tout those balances. Hddng Openng Witte* on Dec I (t) Closing balance Pace per sham Average Diedendirevest Days n on Dec 31 (S) en Dec 31 (c) rate paled peti Od Cash -4&26 49,140.00 WS AG DEPOSIT ACCOUNT 16,201 81 6233.13 Total $16,153.55 $55,373.13 Your II sandal Advisor: SCOTT STACKMAIILYLE CASRIEL Your total assets vaue on Dec 31 (S) Percentar, 04 Cost BIMSted tatteaged your account basis (1) annual intone (Si gan or loss (S) Cash Cash and money balances 55,373.13 100.00% 55,373.13 Total $55,373.13 100.00% 135,373.13 Account activity this month For more information *out the oncevalue shown for restricted secuitses, see Important information about yeti( statement at the end of this Cocunent Date meaty Your Nanny Description evens, code Fae value Cash PricelValue (1) amount (1) Cash and money balance (1) Nov 30 Cash and money balance $16,153.55 Dec 1 Interest WS AG DEPOSIT ACCOUNT 14 16,153.69 Dec 3 Bank Card PETCO 3713 74.63 - Dec 3 Withdrawal ACH WITHDRAWAL AMEX EPayment -12,692.61 continued next page SDNY GM 00026462 CmP70001001230N9NP7003134Er90 00031 1215000000000_110000 Page 5 a 14 CONFIDENTIAL EFTA_00137082 EFTA01277989 UBS Business Services Account December 2015 Account activity this month (contrived) Date Actiuty Description tog expense cod, Ouantityl Face value mons/slue (V Cash .neon Cash and money balance (1) Dec 3 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 2,847.84 Dec 4 Bank Card PRET A MANGER 4016 -5.76 30,565.13 Dec 4 Bank Card LE PAIN OLOTIDIEN -14.15 Dec 4 Bank Card MTA MVM•68TH ST! HUNTE -20.00 Dec 4 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Dec 4 Bsa Check MICHAEL GRAY CHECK PAID 001067 -2.166.20 Dec 4 Transfer JOURNAL FROM Y I 23575 GHISLAINE MAXWELL 30,000.00 Dec 7 Rebate ATM FEE REBATE 3.00 28,244.77 Dec 7 Bank Card CASH WITHDRAWAL -943.00 Dec 7 Bsa Check FoGH POWER CONSTRUCTION COR CHECK PAD 001068 -1250.00 Dec 7 Interest U8 S BANK USA BUSINESS ACCOUNT AS OF 12/0415 .02 Dec 7 Bsa Check CANAPE CORP CHECK PAID 005016 • 130.38 Dec 8 Bank Card STARBUCKS M00821 NEW YORK -3.54 24.700.78 Dec 8 Bsa Check GRAMCERY NF LLC CHECK PAID 035017 -3,540.45 Dec 9 Bank Card CV9PHARMACY M02400 -4.34 22201.46 Dec 9 Bank Card STARBUCKS #00821 NEW YORK -11.95 Dec 9 Withdrawal ACH WITHDRAWAL ADP Taxr4.01k -802.43 Dec 9 Withdrawal ACH WITHDRAWAL ADP EEPAY?GARNWC -1.680.60 Dec 10 Bank Card DJANE READE • 14221 -26.65 22,074.62 Dec 10 Bank Card WANE READE 14221 -100.19 Dec 11 Rebate ATM FEE REBATE 3.00 20,069.08 Dec 11 Rebate ATM FEE REBATE 3.00 Dec 11 Bank Card CASH WITHDRAWAL -1,003.00 Dec 11 Bank Card CASH WITHDRAWAL -1,003.00 Dec II Bank Card STARBUCKS#00821 NEW YORK -5.54 Dec 14 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMORGAN CHASE BANK, NA -1,590.94 18,47823 Dec 14 Interest VBS BANK USA BUSINESS ACCOUNT .09 Dec 15 Rebate ATM FEE REBATE 3.00 continued next page Dec 1 S Rebate ATM FEE REBATE 3.00 Account name: 116 EAST 65TH STREET %IC Friendly account name- 1 r Account number Your I6 Bendel Advisor: SCOTT STACK MANLYLE CASRIEL OW7030100 230950NP7000124890 00001 IDS 00003000 11 yY GM 6 of 6etsie 14 CONFIDENTIAL EFTA_00 I 37083 EFTA01277990 *UBS Business Services Account December 2015 Account activity this month (contrved) Date Actiaty YOur Quantity/ Description evense code race rape sticalValue (5) Cash amount n) Cash and money balance IS) Dec 15 Bank Card WANE READE -43.31 16,769.59 Dec 15 Bank Card CASH WITHDRAWAL -803.00 Dec 15 Bank Card CASH WITHDRAWAL -803.00 Dec 15 Bank Card FREDERIC FEKKAI BEAUTE -65.33 Dec 16 Rebate ATM FEE REBATE 3.00 14,883.72 Dec 16 Rebate ATM FEE REBATE 3.00 Dec 16 Bank Card STARBUCKS //00821 NEW YORK -154 Dec 16 Bank Card GRACE'S MARKETPLACE - 54. 81 Dec 16 Bank Card MORTON WIWAMS AMBER -62.10 Dec 16 Bank Card SMILEY -110.98 Dec 16 Bank Card CASH WITHDRAWAL -803.00 Dec 16 Bank Card CASH WITHDRAWAL -803.00 Dec 16 Bank Card ANDRADE SHOE REPAIR -54.44 Dec 17 Bank Card STARBUCKS //00821 NEW YORK -11.95 14,539.52 Dec 17 Bank Card TS PARK EAST ANIMAL HO -327.95 Dec 17 Bank Card STARBUCKS //00821 NEW YORK -4.30 Dec 18 Bank Card FREDERIC FEKKAI BEAUTE -130.65 14,332.27 Dec 18 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Dec 21 Rebate ATM FEE REBATE 3.00 8,332.84 Dec 21 Bank Card MTA VENDING MACHINES -20.00 Dec 21 Bank Card CASH WITHDRAWAL -83.00 Dec21 Bank Card GFtACES N1ARK ETPLACE -191.10 Dec21 Bank Card TS PARK EAST AMMAL HO -283.48 Dec21 Bank Card GRACE'S MARKETPLACE -430.01 Dec 21 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT *MORGAN CHASE BANK, NA -4,966.80 Dec 21 Bank Card Duane Reade -28.04 Dec22 Bank Card MORTON VYIWAMS AMBER -1.98 continued next page Dec22 Rebate ATM FEE REBATE 3.00 Dec 22 Rebate ATM FEE REBATE 3.00 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your M sandal Advisor: SIOTT STACK MANLYLE CASRIEL 0070001001230951 Nr700012489000001 1215 t00000000 CONFIDENTIAL SDNY GM 00026464 ic0c0 P ag • 7 of 14 EFTA_001137084 EFTA01277991 SUBS Business Services Account December 2015 Account activity this month (ccetrit7edl Date ActJury Your 0uantIty, Description ewense code Face value pricervalue tij Cash anoint en Can and moan, balance (S) Dec 22 Rebate ATM FEE REBATE 3.00 4334.95 Dec 22 Rebate ATM FEE REBATE 3.00 Dec 22 Bank Card STARBUCKS 4700821 NEW YORK -3.54 Dec 22 Bank Card STARBUCKS 400821 NEW YORK -4.30 Dec 22 Bank Card Wane Reade 1111 3RD AVE -6.52 Dec22 Bank Card CV9PHARMACY 410460 -6.99 Dec 22 Bank Card WANE READE -7.98 Dec 22 Bank Card KEY FOCO 1533 -8.23 Dec 22 Bank Card STARBUCKS 4715685 NEW YORK -10.78 Dec 22 Bank Card PAPYRUS 47 2234 -10.83 Dec 22 Bank Card LEXINGTON HARDWARE -24.48 Dec 22 Bank Card TS PARK EAST ANIMAL HO -3000 Dec22 Bankcard GRACE'S MARKETPLACE -34.44 Dec22 Bank Card GRACE'S MARKETPLACE -69.27 Dec22 Bank Card MORTON WIWAMS AMBER -94.83 Dec 22 Bank Card TOTAL WINE AND MORE 303 -152.99 Dec22 Bank Card CASH WITHDRAWAL -803.00 Dec22 Bank Card CASH WITHDFtAWAL -803.0O Dec 22 Bank Card CASH WITHDRAWAL • 1.003.0O Dec 22 Bank Card CASH WITHDRAWAL • 1.003.6O Dec22 Bank Card GRACE'S MARKETPLACE 69.27 Dec 23 Bank Card CHARLES STREET SUPPLY -10.12 1,802.13 Dec 23 Bank Card CHARLES STREET SUPPLY -39.67 Dec 23 Withdrawal ACH WITHDRAWAL ADP Tax74O1k -802.43 Dec 23 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC • 1.680.60 Dec 24 Bank Card STARBUCKS 40O801 BOSTON -6.15 299.31 Dec 24 Bank Card BOSTON PARK PLAZA FB -17.12 DeC 24 Withdrawal ACH WITHDRAWAL CON ED OF try •1,479.55 Dec 28 Bank Card STARBUCKS 400801 BOSTON -4.01 Dec 28 Bank Card CELUCA5 -12.78 Dec 28 Bank Card CELVCA5 -77.6O Account name: 116 EAST 65TH STREET LLC Friendly account name. '- Account number. Your Fl »uncial Advisor: SCOTT STACKMPHLYLE CASRIEL continued next page CNP70001001230952 NP7000t24890 00001 1215 00CC00000~11~yGht00026(iese B of 14 CONFIDENTIAL EFTA_00137085 EFTA01277992 *UBS Business Services Account December 2015 Account activity this month rcontrivea Date Activty yoa Quantity/ ournpuon cspense code Face vtlue Cash rocesmue CS) Jrnount (i) Cash and money balance (S) Dec28 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 173.05 50,135.00 Dec 28 Bank Card CHARLES STREET SUPPLY -242.93 Dec28 Transfer JOURNAL FROM V123575 GHISLAINE MAXWELL 50,000.00 Dec 29 Bank Card BOSTON PARK PLAZA ROTE -51.51 6,488.12 Dec29 Bank Card AMTRAK .COM 3570740512057 -135.00 Dec29 Withdrawal ACH WITHDRAWAL NYC DOF -43,460.37 Dec 30 Bank Card Cuane Read* •14.99 6,233.13 Dec 30 Bsa Check CASH CHECK PAID 001069 -240.00 Dec 31 Rebate ATM FEE REBATE 3.00 55,373 13 Dec31 Bank Card CASH WITHDRAWAL -863.00 Dec31 Transfer JOURNAL FROM Y123575 GHISLAINE MAXWELL 54000 00 Dec31 dosing cosh and mosey balance 955.373.13 Transaction die Posting dale Description Amount a) Cash/ATM transactions LS5 visa debit G MAXWELL Dec OA Dec 04 CMBANC009594 NY NY -$943.00 AIM FEE REBATE 33.00 Dec 10 Dec 10 CIRBAN0009591 NY NY -41,003.00 CITIBAN0009591 NY NY 41,003.00 ATM FEE REBATE $3.00 AIM FEE REBATE S3 00 Dec 14 Dec le CMBAN0009594 NY NY -$803.00 CITIBAN0309594 NY DAY -$803.00 ATM FEE REBATE $3.00 ATM FEE REBATE 33.00 Dec 15 Dec 15 CMBAN0309594 NY NY -$803.00 CMBAN0009594 NY MY -3803.00 ATM FEE REBATE S3 00 ATM FEE REBATE $3.00 Account name: 116 EAST 65TH STREET U_C Friendly account name:116 U_C Account number. Your Financial Advisor SCOTT STACKMANLYLE CASRIEL CNP700010017309S3 NP7000174890 00001 121500 CONFIDENTIAL continued next page SDNY GM 00026466 10000 Paige 9 of 14 EFTA_00137086 EFTA01277993 SUBS Business Services Account December 2015 Account activity this month (COntrittet0 Transaction Posting date dale DegralOn Cash/ATM transuclions continued) LES vs4 debit G MMWE71 (continued) Card purdneses LES Visa debit .- G MAXWELL Budding/Horne improvements Purchases Account name: 116 EAST 65TH STREET LLC Friendly account name. l (- Account number. Your Knancid Advisor. SCOTT STACK mAteLYLE CASRIEL Amount (1) Dec 17 Dec 18 CHASE/530 5TH AVE NEW YORK NY -$83.00 ATM FEE REBATE $300 Dec 19 Dec 21 CMBAND009591 4803.00 -1803.00 CMBANOOD9591 NY NY AIM FEE REBATE ATM FEE REBATE $3.00 $3.00 Dec 20 Dec 21 CMBAN0002399 NY 41.003.00 -11,003.00 CMBAN0002393 NY NY ATM FEE REBATE $3.00 $3.00 ATM FEE REBATE Dec 30 Dec 30 CMBAN0009594 Ni -$863.00 ATM FEE REBATE $300 Total transactions Total rebates 'Par.:action Postmg date dale DelCrbptiOn 410,719.00 $39.00 Anywnt (1) Dec 18 Dec 22 LEXINGTON HARDWARE NEW YORK NY 055352627114726401 124 48 $39.67 $10.12 Dec 21 Dec 23 CHARLES STREET SUPPL BOSTON MA 945355230135748541 Dec 21 Dec 23 CHARLES STREET SUPPL BOSTON MA 945355230135748624 Dec 23 Dec 28 CHARLES STREET SUPPL BOSTON MA 945357230114680846 Total - Building/Home improvements $242 98 $317.25 Dec 01 Dec 03 PETCO 3713 NEW YORK NY 515335000155215533 87463 Dec 07 Dec 09 CV9 PHARMACY 40240 NEW YORK NY 035342000378743446 Dec 08 Dec 10 DUANE READE 411.1221 NEW YORK W 00534360016983920i 14 34 126.65 Dec 08 Dec 10 DUANE READE 014221 NEW YORK W 005343600169839383 $100.19 continued next page CNP703010012309S4 NP7000124890 00001 1215 00CC00000 I1~yY GM 00 10 or 1 2ege 4 CONFIDENTIAL EFTA 00137087 EFTA01277994 *UBS Business Services Account December 2015 Account activity this month (contrived; Transaction Posting date date DetatptIon mount (1) Card purchase ) L435 Visa debit MAXWELL (continued) Purchases (continued) Restaurants Dec 11 Dec 15 DUANE READE NEW YORK NY 005346600182926438 143.31 Dec 14 Dec 16 SMILEY NEW YORK NY 055348432530000136 vim% Dec 14 Dec 16 MORTON WIWAMS MAK NEW YORK NY 005349000410115606 362.10 Dec 14 Dec I& GRACES MARKETPLACE NEW YORK NY 465348000136628318 154.81 Dec 17 Dec 21 GRACE'S MARKETPLACE NEW YORK NY 465351000176427054 $430.01 Dec 17 Dec 21 GRACE'S MARKETPLACE NEW YORK NY 465351000166223067 $191.10 Dec 18 Dec 22 MORTON WILUAMS AIIME NEW YORK NY 005353000466005571 194.83 Dec 18 Dec 22 Duane Reade 1111 3RD NEW YORK NY 985352000179537062 $6.52 Dec 18 Dec 22 TOTAL WINE MO MORE RIVER EDGE 305353000015006882 $152.99 Dec 18 Dec 21 Duane Reade NEW YORK NY 000000000000000000 12804 Dec 19 Dec 22 GRACE'S MARKETPLACE NEW YORK NY 465353000117091827 16927 Dec 19 Dec 22 GRACE'S MARKETPLACE NEW YORK W 465353000121344030 134.44 Dec 19 Dec 22 MORTON WIWAMS AMSE NEW YORK NY 005354000401149699 SI 98 Dec 19 Dec 22 CYSI PHAR MACY #10460 NEW YORK NY 035354000401149772 $6.99 Dec 19 Dec 22 KEY FOOD 1533 NEW YORK NY 435354103008519391 SE: 23 Dec 19 Dec 22 PAPYRUS 0 2234 NEW YORK NY 4305354100391867878 S10.83 Dec 19 Dec 22 GRACE'S MARKETPLACE NEW YORK NY 335353720022694893 -569.27 Dec 20 Dec 22 DUANE READE NEW YORK NY 005355600145913117 $7.98 Dec 23 Dec 28 DELUCA'S BOSTON MA 435358105010714411 $77.60 Dec 23 Dec 28 DELUCA'S BOSTON MA 435358105010714437 $12.78 Dec 29 Dec 30 Duane Reade NEW YORK NY 000000000000000000 $14.99 Total - Purchases 81,55632 Dec 01 Dec 04 PRET A MANGER *016 NEW YORK W 055336400000170324 $S 76 Dec 02 Dec 04 LE PAIN QUOTIDIEN NEW YORK NY 055337286688800921 $14.15 Dec 05 Dec 08 STARBUCKS 000821 NEW New York NY 165340000357556524 S3.54 Dec 07 Dec 09 STARBUCKS 000821 NEW New York NY 165341000015640750 11195 Dec 09 Dec 11 STARBUCKS 000821 NEW New York NY 165343000082229402 S5.54 Dec 14 Dec 16 STARBUCKS 000821 NEW New York NY 165348000282694806 $3,54 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your Illnaadal Adviser: SCOTT STACK MMt LYLE CASRIEL continuednextpage SDNY GM 00026468 ONP7OOO1OO123O956 NP7OOO12489OOOOO1 i2t S CO 110000 Page of 74 CONFIDENTIAL EFTA_00 137088 EFTA01277995 *UBS Business Services Account December 2015 Account activity this month (CCetiltied Tramanion Poging date date DescrOlon Card purchase~ U2S Visa Shit G MAXWELL (continuel) Restaurants (continued) Transportalion Trassi arrangement services Professional services Account name: 116 EAST 55TH STREET LLC Friendly account n :11 Account nurober: Your Maandag Adyisor: SCOTT STACK MANLYLE CASRIEL AMOurit (I) Dec 15 Dec 17 STARBUCKS 400821 NEW New York NY 165349000832461994 Dec 15 Dec 17 STARBUCKS 400821 NEW New York NY 165349000834265070 Dec 19 Dec 22 STARBUCKS 400821 NEW New York NY 165353000438978956 Dec 19 Dec 22 STARBUCKS 400821 NEW New York NY 165353000478783746 Dec 20 Dec 22 STARBUCKS 115685 NEW New Vort NY 165354000134049523 Dec 21 Dec 24 BOSTON PARK PLAZA EB BOSTON MA 975356200188400095 Dec 22 Dec 24 STARBUCKS 400801 BOS Boston MA 165356000231344544 Dec 23 Dec 28 STARBLCKS 300801 BOS Boston MA 165357000944521585 $11.95 $4 30 1430 $3.54 $10.78 $1712 16 15 14.01 Total - Restaurants $106.63 Dec 01 Dec 04 MTA MYM•68TH ST/HU NEW YORK NY 435336004074%9477 $2000 $20.00 Dec 17 Dec 21 MTA VENDING MACHINES NEW YORK NY 465351000193353340 Dec 23 Dec 29 AMTRAK .COM 35707405 WASHINGTON DC 62535%68358137105 Total - Traasportation $135.00 8175.00 Dec 23 Dec 29 BOSTON PARK PLAZA HO BOSTON MA 975359207088600192 $51.51 85151 Total - Travel arrangement services Dec 11 [ a,r I- AL fEK K Al BEAU NEW YORK NY 505346006192179780 Dec 14 Dec 17 TS PARK EAST ANIMAL NEW YORK NY 055349987179979451 $6533 1327.95 Dec 14 Dec 16 ANDRARE SHOE REPAIR NEW YORK NY 16534%00461140752 $54.44 Dec 15 Dec 18 FREDERC FEKK AI BEAU NEW YORK W 505350006199586212 $130.65 1283.48 Dec 16 Dec 21 TS PARK EAST ANIMAL NEW YORK NY 055351987154602230 Dec 19 Dec 22 TS PARK EAST ANIMAL NEW YORK NY 055354987174377448 $3000 Total - Professional services Total Card charges 5891.45 $3.098.56 CNP7C001001230956 NP7000124690 00001 1215 00 CONFIDENTIAL táNy_Gm_0002~ 12 of 14 EFTA_00137089 EFTA01277996 (SUBS Business Services Account December 2015 Account activity this month (contented) Category Current pence(S) vex todate Card purchase LES Visa debit mivilovEt.1. Building/Home improvements $317.25 $1,397.47 Communications $0.00 $226.68 Employment related services $0.00 $33.55 Purchases $1,556.32 $11,831.97 Restaurants $106.63 $2.138.00 Transportation 1175.00 $4,570.70 Travel arrangement services $51.51 $51.51 Professional services $891.85 $8,539.48 MiwelaneoustUrxlassitied $0.00 $14.08 Total cord purchases Oat Actrvily $3,000.56 cescrional $28.8413.44 Amannt Money balance activities Nov 30 latance forward $0.00 Dec 1 Deposit Balance ReMn UEIS BANK USA BUSINESS ACCOUNT 16,153.55 Dec 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/03,15 • 13,305.71 Dec 7 Deposit LIBS BANK USA BUSINESS ACCOUNT AS OF 12104115 0.02 Dec 7 Deposit UBS BANK USA BUSINESS ACCOUNT 27,717.29 Dec 8 Withdrawal LIDS BANK USA BUSINESS ACCOUNT AS OF 12107/15 -2320.38 Dec 9 Withdrawal U85 BANK USA BUSNESS ACCOUNT AS OF 12/018115 -3,543.99 Dec 10 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/OW 15 -2,499.32 Dec 11 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/10/15 -126.84 Dec 14 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/11/15 -2,005.54 Dec 14 Withdrawal Transaction Unit Reached UBS BANK USA BUSINESS ACCOUNT •20,069.08 Dec 31 Closing UBS Bank USA Business Account Tne UBS Banc USA Eon nest Account it your primly swoop aptco Nov 30 Balance forward SOW S16.20121 Dec 1 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 1113a 15 .48.26 Dec 1 Withdrawal U85 AG DEPOSIT ACCOUNT -16,153.55 Dec 14 Deposit UBS AG DEPOSIT ACCOUNT 20.069.08 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your Financial Advisor: SCOTT STACK MAN LY LE CASki Et SDNY Ginnitilirage C HM001001230,257 NP7003124Er90 03031 1215 000200000 110300 ►age 13 of Id CONFIDENTIAL EFTA 0U 137090 EFTA01277997 SUBS Business Services Account December 2015 Account activity this month «Ontinued) Date Activity Descrobcn Mount (I) Moan balance activities (continued) Dec 15 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/14115 -1,590.85 Dec 16 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/1915 1,708.64 Cec 17 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12116115 -1,885.87 Dec 18 Withdrawal UB5 AG DEPOSIT ACCOUNT AS OF 12717/15 -344.20 Dec 21 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 12118/15 -207.25 Dec 22 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/21115 -5.999.43 Dec 23 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 12122/15 -3,997 89 Dec 2/1. Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/23/15 -2.532.82 Dec 28 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12124115 1,502.82 . Dec 29 Deposit UBS AG DEPOSIT ACCOUNT 49,835 69 Dec 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 1212915 -43.646.88 Dec31 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 13130115 -254.99 Dec31 Closing UBS AG Deposit Account 86,233.13 Account name: 116 EAST 65TH STREET VC Friendly account name:116 Account number: Your Ksandal Advisor: SCOTT STACK MAN LYLE CASRIEL The UBS AG Deposit Account is your secondary sweep optics, Summary of approved payees and recurring payments Merl on your introctions the followng panes and recurring payments are consdefed 'approved payees'. AS a result (I)you nay eutherke addebnal transfers to thesepayees verbaly and Wyo.( are no longer rectivirq indslidual ccofinnations lot payments to these payees. Dsbuisernent Payee descrimon Amount (S) method Motgan Manhattan 1PMORGAN CHASE BANK, NA WILLIAM DALEY BUILDING AND ZONING CONSULTANT TO BANK, NA /he payees and '<furring payments ksred Wow do not include BM Payments (*Cron( Facet Trenskrs and certai) other transfers between am:tants X tiCIS If you have additional payees andIce recurring infractions on fip you wd (Kew separate confirrnafrons from your financial Aosnsor. To update of cancel any of tree ma/actions. please contact your firiarKielAdvdor TypeEvern Frequency LW used Stan dace End date day varied Federal Funds Payee on file Upon request era Na Dec 21,15 varied Federal Funds Payee on file Upon request Ha Na Sep 25,15 CuP7000100I 230958 N1'7000124890 00001 1215 000000000 11sigsr e_Gm_0002INge 14 of 14 End of statement for account num CONFIDENTIAL EFTA_00137091 EFTA01277998 Important information about your statement LBS Firmcial Services Mc. the F im or UBS Financial Services} is a merrter of all *note' warily, canna* and cptcris exchaves. LES Financial Selects and LES Bank USA at rdrect nosidrares of LES AG and affiliates of LBS Sesitin U.C. The Fim's financial statement is available upon waren. The Fin's vette • ices are a: LES Nine' Sens 1m. 1200 Harbor Boulevard Weehawken. NJ 07086 This statement represents the only official record of yew LES Financial Erns account. Other ma* rapt official We dxuncec containing cordite.? data should rot be Piedra:en If youberme there is an errs or emission, pease repon h immediately n wring to the &inch Manager of the off ice swing 'out account. Atlingtr al figures shows are ntended to be accurate. statement data shtld not be used for tat purposes Rely *deb.Goy:emend tax Icons. (i.e., form 1099, 5498, 10425, etc.) whin prepwrgyour tot return. The Fim required by low to copal to the IRS all taxabk &Men* report** rantarable deeded' and tattle intenalt earned n Ecunties held nyoer *cant, riot proceeds an see transactors, and COP Lusts entertain covered senities. Cormanications with the Pim • Please record any oral cortmutateons in yang tofurther poled your tips. *law your rates anther the Snide Investor Ironton Ad (EPA). • t the f ;naval itittion en the top lets of to Irani of this Women' is not U3S Financal Servies, LGS Financial Senates carries yar account as deareng broker byan-cement well the ticketed insituron We irdonned you of this relatorchP when you opened this OCCOJII. In ti case your led; and seorkies are located a UBS financial Senates and rot te inclacrg broker, and you nut mace a repel of ay ea or emission to both firms. All *cart statements shall be deemed ccepbte and accurate i not objected to in Whig within 60 days. • Please diva customer complaints or impies to he C lem Relations Deparment a 201.352.1699 or toll.free at 803.354-9103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, a in Who to U3S Ftencial Semites hc, Client Relatin DePatmen; P.O. Box 766 Union City, N107087. • h eme of errors or gest:* abash an &tonic fader transfer WO.lei payment cc UBS Voirdebit card transactions, call IKE-762-1000, certif.to UBS FrancralSenices Ix., 1000 Hatallvd... 6th floor, Vikehavaer, NI 07086, Attre RIAlt8SA Servers. Cal er woee as loon at you can if wu tin you statement or receipt 4 *rep crap:one* more htennatim dxut a transfer en the statement or receipt The Firm or Card Muer (as appletIM must hex from you no Int than CO days nor tie Fin sent you tie fin statement on which the ma or prcblern *peon. - r-r.v ,,,!r nat.. ani err nirri-or t - Desate the error or Me tatter you nu -cure 'tor. andexplan as dent as you cal shy you bele. a is an error et why you need more information — Proade the dollar amount ce the suspected emu. The Firm or Card Issuer wi itreargatneur cempaint and MI caret any error promptly. I we take mere tan 10 business days to do to we will ere* your actors. for the *ant you tit, newer, so tat you will haw Meuse of the m:fey doing the tines h takes us to complete Our **Mona Please make all docks payable to the Fin or to Went' irottution rdcated on he from of this statement hat:Mir to regular accost fees, accounts my be subject to martens* lees, cheeps for late parriet for sewitin purchases and chows kr unpaid arrpcnts iri cash accoukts. Accounts that at uarderrod to other innutions May be subject to a trawler fee UDR Sweep Options LBS offers opt:* for sweeping cash balance; balances to bank deposits at UBS Berk USA and U35 AG Maned bench (Bank Sweep Programs), money market mutual Mats (Money Fu*) aid the Intent cinalDeposa Actor* (OA)fa customers with an International Regan. Management Account. Through tie Bank Sweep Pronto, cash balances are persat to 11135 Bak USA up to an estinshed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC nat. For mire rdennatim peas. kit meddle ga. Deposts at LES AG Slanted Branch ad shots of Monty Funds are rot inured by the FDIC. Through the OA owilialo touch bans are swept to depose accounts at UBS AG New York Eanchard LBS AGC wren Braxh These deposits are not *wed by ten: X. Balances held at the LES AG Cayman Branch ale temproanly erposed to the sovereign trh of the Cumin bland; and Men is no gene a other obligation of LES AG to repay to balances Mile et the LIES Cayman's Brach's books. Depoots at LBS Bar USA and each UBS AG Branch are not protected by SIPC. Money Find shares are protected by SIPC See *U35 Ftuncial Services Account kotectioni betty upon you req-en, balancie in the Bank Sweep Rogers or CA may be withdrawn and shares of a Money Fund may be lindated, ad the proceeds returned to you a your season accent. FIS114. dentition about available sweep *pions, incasing trent tamest rates and yields, keypad/le at epawabsconisseeepyielstt horn your Financial Advisor or by fling 800-762-1000. LES lanai** Serene amount protection The Fires is a member of to Secuilin Investor Protection Caporattn 6IPC). which protects securities *cants of is mutters up to 5500,C00 (nclAng 52%0,000 for dais for can The SIPC asset protection limits apply to all newits that you hold in a panics.** capacity. The Fir, together with certain aHiliates, has also potholed o.ppbtrantal protection. The maltreat, amount payable to al e6gbie clones, coke:leek wder this protection is 1500 millon as of December 10, 2013. Sebiect tote poky corditons ad Imitations, cash a the Vim is loiter protected for r* to tl 9 million el the axnagate for all sour amounts hold in a particular capacity. A full ccpy of tie poky wading is available upon request. The SIPC protection end the supplemental proledion both do not apply to+ • Cerlan financial assets controlled by (and itlucaed n your account value) bat held away trorn WSFinancial Services (e.g., cenain 8/cosh at LBS Baia (ii cash at LBS AG Warned Math, (id nut*. Fronts including variable annuities. and CiO shores of waked fends where such shares are registered drecdy n the nave of to account holder on tie tcolcs and records of tit applicable iaaer or barter agent). • Ceetin rimmed contacts or imennent interests Eta. fined partnenhim and private placements/ Mat are rot registered ender the Securities Ace of I933; ad • Cormnodites cornets (e.g, Icreign ',charge and prec its metal centred* including futons contracts at commodity option contracts. The SIPC poteeten and de suppemental protector, do not apply o these asset, men if May °therms< appear on you staternent The SEC protection and the sktraterentalprotedion do not protect a.m.changes in the maker vale of you investments (whether as a result of muket mo,ernent, Issuer batruptcy or Phone} More information is avoltie tear repast You may obtain more rdamaion about SIC, 'icicle* the 51K Brochure, by contacting 51K at 202.371.8300a by esang the sot webs.. wernow.arbenig Dividend Renernent Program (DRIP) The pi* reflected es an meta?' price You Mat obtan the actual price from *kr Fnancial Advisor. Or Wok tares ate patched* wit, DRIP; portal shares wil be sold ad the cat, w8 b deposked n your account. The aided renvestmen pricesuppled byte issuer may offer (Fernthe market pice at which the partial shares a. sold Cadokelieu Cr* whole urns may be heads+ yoke accoint. if you ere wooled to a partial snit as a result of a &Mend pwrwra oretwise, the Firm call other sell panel inks at mane pieta:wept an amount detamined by a rept:toed closing agency. and credit year no.* Investment objectives The rummer, obacims ad nsk profile ay speck to each account and may wry behveren Please ad.'s. the Firm prorrptly in metro of any similkant change in xis financier situnn or **smart objectives. For each CONFIDENTIAL account kaki, you choose one Of the following itesment °Neches' • Produe Curtentrocome. I entire as seekng the generation ea income crib.. • Arms* Capttnt Appreciation Insentnent seeking yowl" of prncpal rather than the generation of note e. • Produce Comer:nab* anon. and the I-vestments seeng both the gereratcn at income and gowth of plant Overall Sc penes • Conservative: Seeks to maritin nhial crirepai, with law risk aid mirky to the x-cou-a overall, even 4 that means the accost does not generate signet cant none a nano and may rot keep pace with Pdtation. • Modern Wiling to accept sane risk to pinepal and tolerate sore votatairty to seek hirer returns. • Aggressne: Wiling to accept high risk to principal and hip volatility to seek high returns over tint Starer 'household:kr We may consolidate al related account statements with the sane *dress n the sine eoveltce. Account may be related Ice this purpose beetle they have owners who also maimin pit *co* relationships with ocher dents at the sae address. This pre* 6 known as ' R you prefer to recite tdiedual statements main in separate envebies — you may decline htwholding by waling yOur Fhancial Atisor. Friendly Gowan name The Fiend& acccunt name reflects elf °maim that you entered en the Firm's onine services webste. It a a astornitable *nielrun • down by you to area 1,0J wets your nwordkeephg it has no legal effect an your account. You can cage you kien*accotnt names. thtur Online Services a by contactrg you Fina-cial Adak* ACCIX•lt overview • Vero apse accountiportitia Net of assets and 'abilities. • Ants Inc ides salable cat balances vales for restricted sendy lest 1, and Global tine Deposits, u-roaired marks to market, and certaii nets not held by tie Fn. Does rot include unpnced secerike assets at the end of the prior and curet statement periods, or prime rarestnwns, vivested stock Option and erectable stock options • Lielains Include, debt Wren Quit/-.ding Mar Ion, credit Ere, don :Kean balance.. • CashAtoney balances. Total of finned available cash balances, plus UBS Bat USA deposit braces, LBS AG Stamford Bench deposit balances and money matte armed fund sweep balance' at the elms of the statement period. Noncennodey tee credit balances in your accost ere rot segregated f rom other balances ad Me Fin may use any of these funds in the ordinary cows" of its laziness. These funds at payable upon your domed. This total is included in he <went period closing value. SDNY_GM_00028472 EFTA_00137092 EFTA01277999 important information about your statement (Cia)(slued) landing intonation Fre dead informalon on **Fins lending practices and &Blouses. refer to wts Clem Relatenthip Agreement or A«c‘re Ageentent and the General Team and Conditions LOS Statement of Credit Iractices mailable in Agnemento and Cancbsures sumer ribs romiacceurArinflgam. Yew Sett You stmemeed Monts acetifies ri d other assets held in the acosse at the end of the statement period. You may ask for defreery M lolly paid securities at art/ time. You may recent secuthes used as loan collateral after paying any balance da on them. Any securest bat ofraltl to the Fern ckeng the statenwnt period are Media market vale as of the mai of the stag end Pend. • Cost bath. In determing the cost base of the females extudel in this stateentat where inckated with the nerd.. "I,' LOS f runnel Services km relied on informatics' cbuined from scones other than UBS Financial Serves. rich/an; nf onnaticn Iron another lire cr that you may have provided to you Fnancial Adsisor. The Finn does nal indepenrkeely wily a "sante* the acciar a validity of any information Provided by vanes oilier than LEES Fa-uncial Sent h affeliro /though LOS Financial Stinnes gweralk plates the igernutian as it is received. the firm cases not prone any entrances that the information wader "Cost basis' and "Unealced garilofi is acarate as of the date of this statement. As such please do not rek on this Intonation to make pasha or sale decisions, for me parposes OthMaist. Accounts nandened to the firm my ref lea gad loss nfammcn onAr for the period ef tire they are held a the Fan Mae historical nfoimalon can be added by you Anita Adveor. • Unedited gaiiinosses Men data is available, mended unedited amine losses are calculated for ndrvdrl searey lots. 1* transaction data for orkirdmi loss mayor may not reelect commissions, chron infra- vacuity reorganization evens. Dindind and other renveament lots and system& ouch es. km ad each contned to display One 3w:faced lot. The Trade date' colmn presents the orgiol transaction trade dam • Collable securities Bends and preferred stock that the issuer cats for ea redemption wit be selected /martial& by lot from among all Se011seS of that issue held in out rare* or nnornite* name la ou t clients. Call hose intennaticn a obtained from third patties ad Os accts., is not guaranteed. Other call leases mayoast whch could affect yielA Cardele aranalta will be provided upon request • Certificeeas of deposit (a). CDs aro 10K Mired up to $29G,000 in crincPal and accrued interest per depostce and per deposing :maven inaccordance with FDIC rules. • Pricsthelue Prim displayed for unsion and abet predicts may be higher a lower than the pia that pu mulct acuaty recent n the market ;noes a obtained from Va101.6thed pry sources which we behove to be reliable, but et do not garnet the. arcuracy. — We cony* vie the doting pot, mien vase or the mean of the bid and ask prices fee listed securities and cohorts« orik bed prices la OTC securities. — Less actima waded securities maybe pied using a ...Amnon model a the most recent pie we obtained and may not reflect an actual market price or what. - Certain positions may appear intend a price and will show spice was not avalable• ft we re unable to obtain a price for a warily - Deposits Cr secuMes detxminated in cutencies other than U.S. dollas are reflected at the inking* rate as of the 'learner* date. - Ter «Wan seosities racing in nonconforming denanindent. pee ad guemlitY 0 ace value) may havebeen adasted to f weeder:room vabaion. To abler) Current coolants, Men avaiabak contact you f nancial • Private easement. and ;amazed products. Private inestrenent marines (ix Wig drat particOation pncqam and real estate imestmerd trust wouritin) ad stueued pm:Las are gentralbi h44i 1144 Caton structured ;redacts have not been egistered with the Securities and heehaw Corrmissith a tide any state securities laws We provide estimated vats for private inytillnent mantis and amazed products for inkormatorul Paws only. Acctracy is not guaranteed — These vanes may differ substantial, Men prices, if ay, at whet) a private immanent tenuity a Revived proded may be boacthil or sold ad do not necessarily represent the vak* yvaa my maim too, liq,idation. - Thid party estinges of value aro as °f actual dale and ate aspired to UBS Financial Services an a regular basis by an independent valaaion I Wm. - Issuer, general pain. Of sponsor estimated values. if any. av suppled to the Flinty the our. gneral earner a spore« and may be calculated based on different eaten ation ban that used by third panes to derive thee Maimed vales. - You an oaten addiroonal Sarmatian regarding the methodologyused to deter ine the shame value and the date of the formation that is the basil« the est innate by contain.; your Financial Advent - Mid piny estemed miss may be reflected as 'Not ;eked' ri several Muttons: when an independent valuation Inn has not stePOMdce is unable to ash?, a vale, when we become awn that a material event has occurred that may call a preveusly repined vela into quest:" a when a rate wend be fighlisreculatime due to the mare of the acuity - When neither al *suer, general pat. a sponsor estimated vain net a thed-pany estimated vats is provided, the take, of the security will bedifferent Iran es earthen price. — 'Deutisions to date' may induce return ol capita( income cr both. - •Cogneluni age' represents the nitul *Bern; prey per ins and may not feat(' rafr cost bass • Restricted sonorities Resented Searinn generalfr ere not current& triablefor public sale. I.035Firuncial Services use, the market peke of the unrestricted sleek of the same issuer as an imputed value for the restricted stock for purposes el the statement any. To the Otters that restricted sectrities' are *Rabe lee ma, the *Le received may be sekstagIalke less than the imputed value shown • Eq. Butimeted) income, °arena yield. and rata An emirate of amid income is bated on current dindind and interest rates, manning the securities will be heldfor ore year from statement date or trail 'flaunty. Its estimate is only a gudeine, accuracy and continued note av not 9u/canteen — Reamed annual income and cure« yield for (elan types of securities could include a :Nun of Pnencal on Capital gain n %ankh case the est. income Ord cummt yek0 would be overstated. — Estinated anal acme and current yield and the actual income and yield night be Meet or higher than the estmeed amounts. — An esamate of a-malted income (dividend at« ininmo denied by the Greene make vetaelavnege balance is based on the an dividend or Henn payment made by the issuer and amazes the seasheadmouts will be hell for ore year from the statement dater 'arid moody. Accuracy ad continued yob are not gurranteed • Assets not held by UBS Fifefleiel Services. Certain assets ate not held by the Finn and not within the fern's possession or control. These assets are deployed on yas statement for informational pm-pow only. Positions and values presented we provided by the 'mune fem. lin Financial Services is not resparoble for is infonaut«) and does not guarantee its acosacy. These assets are rot protected by SIC or the Finis supplemental Slit coverage. • Revenue shoring and additional compensation. — In adaticn to CCOOliSSCaS on seas and 12b1 lees received n ccenecton with the death« of mutual lunch to our clean we ands oui affAme "Reif* revenue sharing payments from di:trios:ton arida advisers of the mutual funds that we sell. These amines are based on two ;neat components 0 the amount ol sales by LOS of a parteuter mutual fund (any to our cloents. and GO the met yak* of aparticular mutual fund laniyas shy.. held a the fem. — We and or afloat. ate recem netrookng and combs processing lees es consideration kt transfer agent caroms that we Fronde to the mutual finds These feesgenerally are pad from investor assets h the mutual fu-d and are a fad doer amount based on the number of accounts at the **(bander holdna mewl hands of that fund family CONFIDENTIAL - h ackken to commesnns received in connection with the sale or distrbAion of an-uey contacts and eat investment Intl units to Our (hells, we ands as affiliate redeye menu sang conmensmen from nun of the Murtha companies underneina the annuity {overacts. all Gates of We insane cceroanies or sponsors of the trot ineestment VW'S we dm tute. - Gur affiliates aka men trading ccenrnesions and other compensate° from naval luxe and insurance companies Mow products roe dmInkolls - We receive an email fee from LOS Bare USA ad UBS AG Susan Brandi of up to 115 per accosts sweeping to Ow bares undee the UBS Bank Sweep hotraros. Activity hlontutionregardng conneseen and other dines amend n correction with the execuroth of trades. aiding omen transactions has been included en confirmations «emu*, furnished so you, an/ can be proms to you pearettly on re4ast. Sheet selling tou art engaged n shoe selling a security, eat may ha, a cage dm to (eosin banning costs for that particular security. Open «den Renewerna Open a 'snockliacancellee «dens that were not mated by the stamen date. open buy ad sell stop orders are mined by the snare of dedends or 'iglu on ante-dividends or <eights date unless hawed otherwise by you. You am responsible foe «Oen that re nomad due to you failure to cancel ealig open orders. Privacy To obtain a copy el our turn Client rrifacy Notice pease Contact your Friancial Adria ce vie web at gene uturonfreivadenere UBS Gruncial Sakes is not the BMA, Business Service Account BSA and IRMA re brokerage accounts which pond. access to baling services and products though arnakements wan alkaloid barks andother thed-party banks, and provides access to mance ad may prodacts issued by wall elated thrdpany insurance companies through Murat « agency subsidiaries ol UBS Financial Services ha Iniennrom nsurance. and arremy products: Not FDIC nosed • No bank guvantem May kite value RMA. Bevan Managernent Accord. Business Service. Account BSA, AMA axl nternaticnal Ref**, Management Accost aft registered Renee mails of UBS financial Services * Visa Signakee is a registered service mark of Visa Inanotiorat LOSvea Signature credo cads ad LOS Vat debt cards are issued by LOS Bank USA with permission horn visa USA knorporried. USS Financial Saviors Inc Rev. 201511 SDNY_GM_00026473 EFTA_00137093 EFTA01278000 UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036010370116 Y1 0 Account name: 116 EAST 6STH STREET 11C Friendly account name: 116 LLC Account number: Your financial Advisor. SCOTT STACK MANILYlE CASRIEL Phone Business Services Account January 2016 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065-7007 Questions a bout your statement? Value of your account Call your Financial Advisor or the Resourcetine at 800-762-1C00, on December 31 (f) on lanuay 29 (1) account 029323692 Your assets 55,373.13 17,253.59 16sit our vabsIte: Your liabilities aoo 0.00 www.ubscomilinancialsennces Value of your account $55,373.13 $17a53.59 Tracking the value of your account 1 Thousands 55.4 32.4 173 Dec 2014 pet 2015 tan 2016 Soarers of your account growth during 2016 Value of your account at yea: end 2015 $55,373.13 Net deposits and withdratals -138,119.79 Your nvestment return Drs lend and interest income 40.25 Chance in market yaw 1000 Value of your ma nn on Jan 29 .2016 $17.2A.59 SDNY GM 00026474 PA•minr SIPC ANP700020C0601 007 NP7000057723 00031 0116 0000312000 00000 Page 1 of 16 CONFIDENTIAL EFTA 00137094 EFTA01278001 SUBS Business Services Account January 2016 Your account balance sheet Summary of your assets Value on January 29 a) Percentage of your account A Cash and money balances 17,253.59 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $17,253.59 917,253.59 100.00% Account name: t E. TH S- REET u.0 Friendly account name: I ' Account number: Your current asset allocation A Eye on the markets Index Your K modal Advisor: SCOTT STACK MAII LYLE CASRIEL , Cash and money balances may include available cash balanceo.LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% Percentage change January 2016 Year to date -4.96% -4.96% -5.64% -5.64% -7.22% -7.22% 1.38% 1.38% Ant702020Coo01088 WT003052723 COCol 0i 6 D0C03C0apiy_Gitoonogine 2 of 16 CONFIDENTIAL EFTA_00137095 EFTA01278002 UBS Business Services Account 2 C. 17, Change in the value of your account January 2016111 Year to date (I) Opening account value $55,373.13 855,373.13 Withcfrawals and fees, including investments transferred cut -38,119.79 -38,119.79 Dividend and interest income 0.25 a25 Closing account value 817,25159 $17,253.59 Account name: 116 EAST 65111 STREET LLC Friendly account name:116 LLC Account number. Dividend and interest income earned for purposes of INS statement, tacabtly of inkiest and chtdend income has been determined Iran a US ta4 leportirg perspective. Baud upon the residence of the account hcecki, account type, or product type, same interest andor dvidend payments may not be subject to United States (US) and., Puerto Rico (PR) income tars The tient monthly nalerneM t not intended lob used and carmoi be ref ed upon for Ix waxes. Clients should refer to the applKade la reporting loans they recehe from LEIS annualy, such as the Forms 1029 and the forms 493, for ta reporting information It is the practice of U8S to file the apicisiarie tac reposing forms with the US Interns Revenue Setnce and PR Treasury OeCertirent, and in Such (Omen accurately clasYfy diodends anclice interest eh tat twerp( or tenable income Please consult your Maw:Alai tat prepare/. January 2016 (3) Year to date (O Taxable interest 0.16 0.16 Total current year $0.16 $0.16 Prior year adjustment 0.09 0.09 Total dividend & interest $0.25 $0.25 Cash activity summary Your ISsandal Advisor: SCOTT STACKMANME CASRIES See Account a< Wry the month tor deists Bdances in your Sweep 00 ons art end tided In the openng and closing balances value. FDIC insurance ippiies only to deposits a uss 840 USA, not to deposits at LOS AG, Starreced Branch or bank deposits placedthrough the UBS internahond Depose Account program SIPC protection applies to money market sweep field hddirrjs but not bare deposits Seelmportant information about your statement on the tat him ears d this document for &la's January 20(6 (1) Year to date (S) Opening balances $55,373.13 $55,373.13 Additions Dividend and interest income 0.25 0.25 Total additions $0.25 $0.25 Subtractions Checks and bill payments -30,189.81 -30,189.81 Cash/ ATM transact ons -803.00 -803.00 ATM fee rebates 3.00 3.00 Card payments -3,089.95 -3,089.95 Other funds debited -4,040.03 -4,040.03 Total subtractions -438,119.79 -$38,119.79 Net cash flow -$38,119.54 -$38,119.54 Closing balances $17,253.59 417,253.59 ANP7C0020C0601039NP7003057T13 00001 Olt 6 COCODOX0 CONFIDENTIAL SDNY GM 00026476 33(1003 Pigs 3 a 16 EFTA_00137096 EFTA01278003 UBS Business Services Account January 2016 Account name: 116 EAST 65TH STREET LLC friendly account name: 116 LLC Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Your account instructions e Your account cost basis default closing method is Pe°, First In, First Out. 12,847 86 Interest period Dec 7 -Jan 7 Opening UBS Bank USA Business balance Dec 7 Closing UBS Bank USA Business balance Jan 7 133,246.24 Number of days in interest period 32 Average daily balance 19,289.12 Interest earned 10 .17 Annual percentage we'd earned 0.02% UBS AG Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS AG Deposit balance Dec 7 10 .00 Closing UBS AG Deposit balance Jan 7 10.00 Number of days in interest period 32 Average daily balance 15,040.26 Interest earned 10 .09 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. Toucan find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility consderation - None selected min0002000601090NNOCOOS7723 C•3001 0116 00000C00aCOletike_Gm_000264gge 4 of 16 CONFIDENTIAL EFTA_00I37097 EFTA01278004 *UBS Business Services Account 2 C. 15 Your assets Account name: 116 EAST 65111 STREET LLC Friendly account name:116 LLC Account number. Same ones, income and current eera WS shown may be approximate. AS a init. gains MdlOssts May rol be eccutalely refkcied. Set Aportant in/wanton about your statement a the end of ths dacurnem for mote information. Cash Cash and money balances Cash and mom), balances may include as/Madecash balances, UBS Bar* USA depoat account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep isaiances UBS Bank USA deposit account balanCei are insured by the WC /Alton applicable limits, but are not protected by StPC PPS AG Stanford Branch deposit account balances an not ensured by FDIC and are not protected by SIFC Money market sweep balances are protected by SEC but are not ensured by the FDIC. See the important information about your statement * the endof this docunent for del Wes about those Sanas. Opening basica Cloyng Wake Price per share Average Udine; on /an l(1) on hen 29 (5) on /an 29(0 rate Cash Your IIsandal Advisor: SCOTT STACKMAr4LYLE CASPIEL Dwidencl Interest Olsen period period 49,14000 -168.04 t$S AG DEPOSIT ACCOUNT Total 6.233 13 17,421 63 Your total assets $55,373.13 517,253.59 value on Jan 29(S) Percentage or Cost Essmated Unftallitd your account base (S) annual incur* (Si On or loss (a) Cash Total $17,253.59 100.00% 517,253.59 Cash and money balances 17,253.59 100.00% 17.25359 Account activity this month For mare information about the pncW value shown for restricted securities, see Important information. about AV( freeman, at the end of this docunem Die Activity Dec 31 Cash and money balance $55573.13 Jan 4 Bank Card TS PARK EAST ANIMAL HO -46 CO Des Hat eon Your Nanny expense cede Face rem treceivalue Cash amount (1) Cosh and money balance IS) Jan 4 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Jan 4 Interest U3S AG DEPOSIT ACCOUNT AS OF 12/31/15 09 Aellrl00020C0601091 NP7003067723 00031 01160000D CONFIDENTIAL continued nevi page SDNY GM 00026478 000000 Papa S of 16 EFTA_00137098 EFTA01278005 UBS Business Services Account January 2016 Account activity this month raotriveco Me Actiuty Description your came code Quantity Face raw PnceiValue Cash num CS) Cash and money baance (ST Jan 4 Withdrawal ACH WITHDRAWAL AMEX (Payment -18,483.23 36,767.39 Jan 5 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 36228.78 Jan 6 Bank Card MAGGIANOS BOSTON -14.93 33.58050 Jan 6 Bank Card MNO1AC PAINT DECORATING -88.01 Jan 6 Withdrawal ACH WITHDRAWAL ADP 70401k -864.64 Jan 6 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARM/K -1,680.70 Jan 7 Bank Card BOS TAXI 0257 -5.20 33246.16 Jan 7 Bank Card STARBUCKS #00801 BOSTON -10.38 Jan 7 Bank Card CV9PHARMACY 4CO260 -12.74 Ian 7 Bank Card ZARA USA 3753 -12.99 Jan 7 Bank Card STARBUCKS 100801 BOSTON •14.10 Jan 7 Bank Card CELUCAS BACK BAY •15.47 Jan 7 Bank Card AT&T MOBILITY II LLC -15.93 Jan 7 Bank Card MAGGIANOS BOSTON -30.98 Jan 7 Bank Card CV9PHARMACY MC0049 -45.67 Jan 7 Bank Card GULF OIL 92038891 -53.15 Jan 7 Bank Card AMTRAK .COM 0040740537432 •115.00 Jan 7 Bank Card GULF OIL 92038891 -2.73 Jan 8 Bank Card PATISSERIE ON NEWBURY -9.63 33.167.49 Jan 8 Bank Card STARBUCKS 100801 BOSTON •10.81 Jan 8 Bank Card MAGGIANOS BOSTON •21.08 Jan 8 Bank Card CHARLES STREET SUPPLY -26.85 Jan 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 01107/16 .08 Jan 8 Bank Card STARBUCKS 100801 BOSTON -10.38 Jan II Rebate ATM FEE REBATE 3.00 Jan 11 Bank Card CELUCA'S -4.99 Jan 11 Bank Card PRET A MANGER 0068 -5.66 Jan 11 Bank Card STARBUCKS 400801 BOSTON -9.74 Jan 11 Bank Card BOS TAXI 0555 -10.60 Jan 11 Bank Card ARLES STREET SUPPL -13.59 Jan 11 Bank Card TST• TATTE BAKERY CHARLES -19.80 Account name: 116 EAST 65TH STREET TLC Friendly account name:116 LLC Account number Your Ilisandol Advisor, SCOTT STACK MANYLYLE CASRIEL continued next me ANP703CQ000601092 NP7000057723 00001 0116 00 CONFIDENTIAL C0303 Y GM 0 0026499, 6 of 16 EFTA_00 I 37099 EFTA01278006