EFTA Document EFTA01278123

Retirement Account. $UBS Ues Financial services hc 299 Park Avenue 25th Floor New York NY 10171.00O2 CPM02254963 0214 In 0 Your linandal Advisor. SCOTT STACK MANILYLE CASRIEL Phone 212.821.700W800308.3t40 Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, accoun ;Latour website: www.ubscomilinanciafservices Your investment objection: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wsh to change them, please contact your Financial Advisor or Branch Manager. You can find a ftil description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consderatan - None selected Member SIPC Resource Management Account February 2014 Account name: GHISLAINE MAXWELL IRA friendly account name: IRA Account type: Indwidual Retirement Account Account number Value of your account on January 31(S) on February 28 (l) Your assets 000 56,227 11 Your liabilities 0.00 0.00 Value of your account $0.00 $56,227.11 Change in the value of your account February 2014 (1) Year to date al Opening account value $0.00 $0.00 Deposits, including investments transferred in 56,278 65 56,278 65 Change in market value -51 54 -51.54 Closing account value $56,227.11 $56,227.11 Your account instructions • NB S Financial Services Inc. is you: IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00026596 CP2600040022549O P26000144229 0C007 0214 03057500 Page 45 of 48 CONFIDENTIAL EFTA_00I372I6 EFTA01278123 4tUBS Resource Management Account February 2014 Retirement services information Summary of your contributions Contribution type shown in this section reflects information you prodded to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the MS for the tax year which they are made. Contribution type Current period (SI Tax year 2014 (A Tax year 2013 IS) Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: individual lirment Account Account number: • Transfers 56,278.65 56,278.65 0.00 CF260C04002254964 /26000144229 00007 0214 03057503s CONFIDENTIAL Your 15 nandel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308.3140 CIONS14CG0002fint 46 of 48 EFTA_00B72 17 EFTA01278124 Resource Management Account UBS February 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indnidual ent Account Account number: Some PriCeS, income and current values shown may be approximate. As a its ut, gaits aid loSSCS (nee not be .acurateiy reflected. See importanontormabon about your statement a the end ol the dxurreM for more information Fixed income Mutual funds Total reinvested is the tots d reinvested dodends II does not include any cash del:ends. n is rot a tar lot for the purposes of determinng hating periods or cost bass. The shares you receive each lime you remelt dedends become a separate tax CI. Cost basis is the tote purchase cost of the security, indudng reinvestedof Wends TM cod basis may need to be alluded for return d capital payments in orcbi to Petentrane the ablated cost bass for lac reputing widows. Purchase pricer Weber ',Verge PCKe Client Hddng of shares pet share (S) investment (3) JP MORGAN SNORT DURATION BOND FUND SELECT Symbol HILVX 5.153.723 EAT 5520 Current yield 0924 Your total assets Your R 'sandal Advisor: SCOTT STACKMAATLYLE CASRIEL 212-821-70001800-308-3140 Unrealszed aid gain or loss is the dfference between the current value and the cost basis and would generaly be your tactile clan or loss if the security was sold on Ins date. The unreadeci pap gin a loss may need to be a4usted for return of capta pa/Triton in order to determine the realized gin or boss to lax reporting purposes investment Worn is the current ea ue anus the amount you invested. t does not include Shares that se not reflected on your statement. indudng shares that nave teen real lied as either a gan or a loss It 4(50Wes nct include cash dudends that were not reinvested ••-This information was unavailable-. value on Feb 28 (5) Cost Price per sose basis (3) On Feb 28 (S) Percentage of your amount value on Um-aireddad inmstment Hddrig Feb 28 (3) cyan or loss (3) return 01 period 10.910 56227,11 Cost basis (5) Estimated Unrealized annual income (S) gain or loss (S) Sad income • Mutual funds 56.227.11 100.00% 520.00 Total • Missing cost basis mlennvlicei Account activity this month $56,227.11 100.00% $520.00 continued next page SONY GM 00026598 CeZ60004C0725496S PZ60001,14229 000070214 030s7So0M 000000 Page 47 of CONFIDENTIAL EFTA (()137218 EFTA01278125 SUBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual ent Account Account number . Investment transactions For rote inforrnaion ton the oncewive shown for restricted securities, see Important information about your stetemen! at tne end 01 this 03Cunent Proceeds Stan Funds inwstrnent withdrawn cr Accrued Dale Acnery Desciption Quantity vAte (S) Price (S) transactions mestrents bcogsl 'Metes' (3) Feb 26 Receive Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000(800-308-3140 1I4 MORGAN SHORT DURATION BOND FUND 5,153.723 56278.65 SELECT Total Securities transferred in $56,278.65 CF2600040022 54966 P26000144229 00007 0214 03057W04 vt 23697S50 CO3eiNCGM_0002titti 48 of 48 End of statement for account number M I I CONFIDENTIAL EFTA (()137219 EFTA01278126 Important information about your statement LEIS Fruncial Senates rt. (the F im or UBS Financial Sykes), is a merger of all orinctul sxtily, cannodty and cptins exchaves. LEIS Frertial Senior and UES Bank USA at rdrect 'utiliser of LES AG and affiliages of LES Searitin U.C. The Fits frontal statement is available upon retest The Fin* recite offices are a: LES Finmoul Seams W. 1200 Harbor Boulevard Weehawken, to 07086 This =lament represent the any off kihkee-Ord of pi' LES Fruncial Wires account, Other froth, rapt official tar di:tune-ifs, containing ccrardeg data dmuld riot be relied Lyon Owe benne there is an error or emission, please report it immediately n wring to the Bench Manager of the office serving your account. All-toth al f igures shown we vended to be accurate. statement data should not be aged fix tat purposes Rely sae& Goys-end tax lemma Form 1099. 5498. 10425, etc.) whin preprigyour tat return. The Fine it required by low to report to tie IRS all taxabk &Wen*, report** rcnitrable *ands and ladale hdennt eared on mcunties held in you exant, net proceeds an sale transactors, and cost tests ascertain covered seariths. Communications with she Firm . Please reconfirm are oral cormincatores in wog to funher protect your rafts. incladng your Ned rand" the Sentient kirk& Prxection Act (EPA) • If the finascal nstitution on the top left of Be front of this darner* is not UBS Fnancul Snes,U3S Prenoal Services carries your account as cleamg tinker by anargerrent with the endowed intlitutiNt We Wormed you of she Mationshia when you opened this accost. Int* cat your tat and seartesae located a LIB5 Fnancial Stores and rot the rrodxng broke.. ant you mitt make a rePorl of ay wear or *Tuition to both limo. Alecto)* statementsshall be deemed (cadete ad accurate if not objected ton wit* wthin 60 days. • 'lease divot customer complaints or kphes to tie Fan'sClient Relations Driannent a 201-352-1699 4tolsfree a 800-35b9103, 8:CO A.M. to 6:00 P.M. ET Monde? through Frklap a in vette to LEIS Financial Services lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • Incase of errors or West Pm about an electronic trds Wander (EFT), bi payment or UBS Viedebit card transiatorts, call 62-1000, or wise to UBS rhenual Semen Fic„ IOW Harbor Blvd, 6th floor, Weehawken NI 07086. Min RIVINESA Serikes Cal or write as soon as you cart 4 you the* your statement or receipt is wog 44 you need more etnnalianabot a turner on the stattniert or Intro Pt. The Finn or Card Issuer as a:Ratable) mud hex horning rea later ton 60 days after the Fim Sent you the En cerement on which the error or prober *Peered. - Prow:leyou name ad accost number 6f any) — Dew be the era or the wander you are mon about, and "clan as cleat as you can why you believe t is an error a why you need more ricnnahon — 'Mude the dollar arrant a the suspected error. The Fie or Cad Issuer imintigXe your complaint and evil correct any error tromp*. Please make all decks payable to the Fern or the financial inetitution notated on tie front of this 'trent h ad:With to reciter accord few accounts mai be subject to mattenance fees, chars for late parent for securities purchases and charges her unpaid amounts in cash accosts. Accounts that be transferred to other iniutions may b• subject to a Wander fro. MS Sweep Options UBS offers options for serepng cash bine; Winces to honk deposits a UBS Bait USA and UBS AG Stand branch (Bank Sweep Progame, money market motel kids (Money Funds) rd the International Deposit Avant ODAtor customers withal International Rebuke Management Account. Through the Bank Sweep Progarns, cash balances re swept to MOS:rat USA up to an rasbkhod knit ad then to LOS AG Stamford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC nand in accordrce with FCC rules. For nacre nformation please veil mwrldicgov. Deposes at UBS AG Stand Burch std Sures of Money kinds are rot bawd by the FCC. Through the OA, addible toad, balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Carron Bunch Thew deposits are not inured by the FM. Barton Feld at du LEIS AG Cara" Bra-th are tempera* exposed to the sovereign risk of the Caren elands, and Owe is no grantee Cr otter obligation of LEIS AG to repay*. Sates while co the UBSCaran's Brach's books. Deposes at LES Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares ere protected by SIPC. Ste -UBS Financial Services Accost Protection' bebw Upon you retest, balances n tie Bank Sweep Programor OA mat be titbits" and shares of a Money Rand my be liquidated, and the proceeds returned to you or sour contain account. F.rd-er inf onion about available *tip options. nclxing anent weed rate, and yetis, a soak k at www.olas comriseeprekt, from your F nano ial Advisor or by calling 800.7621000. LIBS Financial Services account protection The Fm, is a member of the Seaver Inveltill Protection Corporation (IPE), *nkh protects securitin accounts of its members up do 5500,000 Cncluding S2B),000 for dams kr cash/. The SK asset protection knits XPV to all account that you hold n a pa-titular capacity. The Finn, together vet certain affiliates, ha also purchased le-pplarental protection. The mariner amount payable to al eligible Worts, carmen mcke this protect:ars S500 million as of December IQ 2013. Ward to the poicy conditions ard limkation, cash a the Firm is further protected for ma to $1.9 million n the aggegate for all your accounts held n a vesicular capacity A fell copy of ta poky wiring is inedible won 'MKS" The SIPC protection and the supplementl protection both do not apply to. • Certain Tramiel Islets controlled by (and inctided your acco value) but held away from UBSFina-col Services ta. certain(* cash at UBS Bat III cad, at L85 4G Stanlord branch, (n) insurance Prod". including variable enmities, rid (iv) shares ol marl finds where such shares are reentered diedly in the name of the account holier on the boat rd nth of the applicable issuer a trander agent); • Wain investment contacts or Piedmont interest limited purtnershipe and private plewments) the are rot regeteod 'row tx Secunlies Act of 1933; ad • Commodities corrects ill, foreign exchange and i:us rnetal contacts). ',dude* futures contacts rd tonnedier °Pt* contract fi e SIK xotecton and the supplemental protection do not apply to these assets even if they otherwise appear on yea determent fly SK rootertion rd the saParriental protection do not protect agent changes in the main vats of car investments (whether as a result of market motement, itSuir bankruptcy a* otherwise} More information is avaltile tam IsKplSt You may obtan nwe rdonmation abou SK. noticing the SWC Brochure, by contacting SIPE 24 202-371-8300x by ositng the WPC webtiw ar YAW/.140‘041 Dividend ReiWetblbefill Program (Dpi) The Eke reflected is an swage price. You mar Orton the actual price km you Financial Advisor. Onk whole tire are purchased under DPP partial shoes will be soli rd tot cash wM b deported "your account. The rividerd renvesvnent price applied by the ewer may offer from the market price at which thepartied shires are sold Coalekel CM, whole units may be hekhn war accoun. If you are entered to unit as smolt of a dviderd Pantol or otherwise, the Firm wit either sell partial anti at rivulet peke a accept an anount determined by a registered clewing agency, and credit you accost. Investment objectives The meditate objector and risk profile ere spunk to each account and my traybetween Please advise the Fern prorreadr in wen; of any sithiltant change in you. Maxi& sittaxn or "vestment objectives. Fix each CONFIDENTIAL accost held, you choose one of the following knestrrient objection! • Produce Ctorentlmome. indwir seekrg the generation c4 income cab,. • Acliiine CepAg Appreciation: Investments waking growth of prncjaal rather than the gererrian ol income. • Produce Combination oilman. and Capital Appreciation: Ferments seeking both the generation ol income and goo/ehof pritptl. °troll ride precise • Con.wuathre Seeks to manten MOO xecloal troth low risk and vol tiny to the accord owed, then if that mean the accost does not generate signif 'cant "irony or returns awl may not keep pace with inflation. • Moderate: Willing to accept same riot to principal and tolerate some votatety to seek hither returns. • Aggressire: Wiling to accept high risk to penopal and high totality to seek high returns over time. Statement thouseholdne We may consolidate al related account statements with the sane address n the sent envelope. Accounts may be related Ice this purpose because they haw owners who also martain pint accost relationships vet other dents at the sane address. This practice is known as • househaling • II you prefer to rewire rdivalual statements mailed in separate envekpes — yOU may drIne houteholding by ulna your Frontal Advisor. Friendly actoemt name The Friend account name reflects of ormation that you ertered on the Firm's onto* winces websee h is a customizable •niclrorn? cFosen by you to Mtift you wish you recordkeephg. It has rto lei effect on your accost. You can dirge yos Fiendk account names.. through Orem Services or by contactrgyourFkancial Advise. ACCOSolt overview • yaw of mor accountiporebb Net of assets rd IiAA • Asset hulas Amiable cash balances, robes for restricted seamy lest), and Global tine Deposits, untied marks to market, and , caftan arts not held by the Fie. Does not include unwired Ss•CUStihl assets at the end of the prior and curent statement periods. or private twestrrents, investedstock options and em icoable stock options • Eiablitra Include, debt blIIMVA, otaardirg rrurgn loans. credit Ea shoe =WV balances. • Cash/rtoner balances Total of unimested wadable cash balances. plus UBS Bak LISA deposit balances, UBS AG Warr/rad Bench deposit balances and money market nut fund sweep birces, at the case of he rtaemert period. Noncom-ivory kee credit balances in your accordire rot segregatedfrom other balances and tie Fro may use any of these funds in the ordinay course of Meatiness. These funds ate payabk Loon your darned. This loft'" included in the anent period closing value. SDNY_GM„00026600 EFTA_00137220 EFTA01278127 Important information about your statement (con inued) lending information Ax detailinformation cn thePi-es lending practices and disclaims refer to year Client Relatcrehip Ageerrunt or Accord Agreement and the General Teems ad Conditions UBS Statement of Credit Practices available in Agreements and Dixburros at miguakusaiirsgurtglsotoses Vass mete Your statement iternins amities ad other wets held h the account at the end of the statement period. You may ark fonder/ay of b4, paid secuOies at any time. You may receive wallies used as loan collateral after owing any balance due on them. k -y securities iranshind to the Finn clai-g the statement period are lated al market value as of the end of the gatemen read. • Can basis. In detamning the cost basis of fie stoats included in this statement, where indicated wit the nutria. 'I,' UPS Fivircial Services has relied on information obtained from sources other than IRS Financial Senices, including information from another dm a that puma haw. pnovided to you finatial Maio,. The Finn does not itlependently verify a gaunt** the ac racy or vaklity day irdornution provided by sons other than LESEtancral Senates. aicitixt although LIDS Financial Services general& panes the Hammen as it s received, the firm does not provide any asosances that the information trier "Cost basis" and "threaded gar/loss- a accurate as ce the date of this statement. As such please do not ray on the reamation to nuke puchura a sale decision& aorta papaws a *themes*. Accounts transferred to fie Fim may reflect gat/loss rdamati:n alb f or the period of time they we held at the F em More historical enteralen tan be added by you. Palencia Advisor. • Unrealized gaits/losses When data is ;anti* estinated Le-realized gain* losses we ultdated fa ndvistaseosty lots. Re transaction data for Megan lots may or maynot idlest commissions. *ages ands acuity reorgenizal milts Diridend and ofierre mei:Orem lots ad systematic patine lots are each combined to display one averagedlathe • Trade date • [alma presents the afield transaction wade date. • Callable securities Back and ;referred stock that to atom cats for ea-ki redemption will be selected mpanalb by lot Iran arrorg all seo.r ties of tat este held hour name or in nominee nme foe ox clients. Call foam adanutan is obtained from third parties and es accuracy snot guaranteed. Other call teases may've' which mold affect geld compete igcnnatcn irate provided upon request • Canificates of deposit (CD4 CDs are FDIC hewed tato 5250,000 'n critical and accrued interest per &costa and pee &docile:6y institution in acccrdsnce with /OK rules. • PreeAralua arms dial/sad f or securities and Syr products may be higher or lower than awake that you would actually receive h the market Pries are obtained from various third party sources vairei use beleve to be reliable. but we do not gaisalee their accuracy. — We gem* um the closing price when avalabba the mean of Re bid and ask prices fa lined Rarities and <plans a onb tad prices fa OTC seofinies. - Less actiseb waded securities may be priced ushg a valued:in model or the most recent peke we °blared and may not reflect an actual market price or vale - Certain position may appear without a pee and will tow as *price was rot avirlable it we re undole to obtain a pnce f or a wanly - Deposits or seances denominated n currencies ocher tan U.S. dollars are reflected at the en:hinge rate as of the statement date. - Fa ceran securities tracing ii nascent ormng dernmacens, pee ad quwany (face vale) may have been adisted to facilitate pram* vausion. To obtain current quotations, when bailable, cornea your Financial Advisor. • Private irreebeirinti end druclased producb. BMW mestrrent securities Oxidic deed participation acqam and real estate investment mat searites) and strucised petaxu ale genealb highly AMMI. Certain au-tared proists have not been registered with the Securities and Excha- Commesion o- under ant state 'etudes taws. We provale estimated vales for pmate investment secedes and structured products foe rdormatarul purposes only. Amway knot guaranteed. - These values may differ abstain.* from prim. if any, at whd-i a prim* Mesa-rent security a structured faxlact may be bough or sold and do not necessarily represent the veto you may receive. Won Ihuidation. - Thid palyinbmotes of vats are as a a renal date and are stippled to US$ Financial Services on a regukr baS6 by in independent satiation fim. - Muer, general panne- or sponsor estimated vales, ery, are supplied to the by the truer, gennal palm or Spalar and may be calculated based on afferent irdonnation from tut used by thad parties laded* ten estimated values. - You can often additcnal Hamden regarding the methodology used to determine the Mint* of value and the date of te idamalan that is the basis for de tante* by contacttg your financial Advisor. - Thai party estnated webs% may be reflected as 'Not aged' n wee I sit stens, wee n independent %elision fm has not suppled or is unable to assign a vale, when we become avare that a Medal event has °coated that May call a peemusly reported vela it question. or when a value would be highlyspeculative due to fie nacre of the satiny. - When neither al suer, general panne or sponsor *stinted value nix a thrdeany estimated valve if mast the value of the scanty will be diffeterd from itspurchaseprice. — •Ostrine cm to date' may include return of canna( income a both — Orgital int See • repreierts the initial Wang price per unt and may not ;elect kus con basis • Restricted securities Bearded warden gamely are rot cumentfy aging. Ice public sale. UBS Finatal Services ides lee meld price of the unrestricted stock of the same issuer as an mputed value for do trilled stock for purposes of this 'foremen adr To the relent that restricted searkies are elabh la a the vela reared may be stbstantialb less than the imputed value shown • Ea. WS-noted) inecent current yields and rates. An estinate of moral income is based an current Sicked aid interest rates, assuning tee acuities will be held for one year from statement date or snit minty This *slime a alb age:Sane accuracy rd continued income are not gueranteed — Estimated a-ntal name a-dement yield for certain types of swishes could include a retun of maga or atonal gate h inbith case the est income Ord current yeti would be onerstated. — Estimated anal itome rd current yield and the actual atone and yield might be laver a higher than the estimated amounts. — An estimate of rtuaced income (divdend andor interest) divded by the anent market valettaverese balance is based on the fact dividend Or interest payment made by the issuer and aeries the seosities/deposts will be held for one year from the statement date or until mattrny. Accuracy and continued yield we not gasuntecd • Resets not held by 1185 'rancid Service& Certain assets are rot held by the fern and not Minh the Fens possession or contd. These assets are dvaleyed on your statement for informational purposes ray. Positions ad values presented a lideaded by fie imitg fern. UBS Fronde' Services is not resccrable for the ilaination and des not guarantee es accuracy. These assets ad rot weeded by SIPC or tie Fents oa:plementalSIPC coverage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-1 fees received n correction wall the distnbution of mutual Ittids to Oscan% we ender our alMate maw reverse Shaine Payments from diaributors ad or addsors of the mAni funds that we sell. These arrant, are based on two dilerern COMP:nent6- tlY emus-Ito' sales by UBS of a partkula mutual fund I amib to our clients, and d) the asset value of ape-thaw mutual fund family's shares held at the fern — We and as afMate also recewe nemprking and °rent:usprocessing lees in coral :Imam for treater agent servies that we provide to the mutual fads. Thew lees generale are Pad from investor asses in the mutual fund and are a had dada amount based on the number of accounts at the broker-dealer bolting maul lads of that fund CONFIDENTIAL — h aide on to covirrescni received n connector wth the sale or de-06Jan o1 antsy contracts and cm investment net units to our <lents, we anctor our affiliate mune reveres sharing airrpensadon from many of the inns-ante wpm es undenwitirg the a-naycontracts, aftRates of tin insurance <arena or sponsors of tetra imesvnent tugs we &abate - Car &Milian also maim wading commosare and other congerenten from moue' lends and entnanCe Companies whose padres we dstrbute. — Sidereal* an anal fee from U8$ Bak l6A and LIES AG Stanford Blanch of up to szs per accost sweeping to the hat under the UBS Bag Sweep Fragrant Activity hbrmatardegardrag commissars and Oiler SNOOPS ,and in conned on with the erect:tat of wades, ncludno option transactions ha been incland on ccedirrnfions prevously furnished so you, and cull be Fended toy yOu wavily an rawest. Shaft idling F you are engaged in short warg a security, you may haw a charge the to certain borrowing costs for that particular scurry. Open anima Regarding am or -sccd.tillicanceied* Codas fiat were not mimed by the statement date, open buy at/ see stop orders are redxed by the anoure of dividends a rights on an ex.nividerds a eserifits date unless intruded otherwise by you You are responder for orders that we executed Oat Mout failure to tate eating open orders. Privity To obtain a copy se ax current Chant ftinayNdice. please contact your Francis' Advisor or visit as &refire ate. UBS Finance' Services is rot a bag The BMA, Busiest Swann Account OSA and USIA are brokerage accounts which provide access so barking services and products though anangtmwns wet aft lete:I bags and other thtd-pany barns, rod provides access to nsura-ce and snug prodacts &sued by unettiliseedtheid.pany insurance companies through Soura-ne agency subsidises of UBS f inertial Services Inc. Investment, nsura-ce. ad ruttyproducts: Not VIC inured • No bank guwantee• May toe Vela RYA. Resouse Management Account, Business Senates Account BA ItMa and ntematioral Resource Management Accost are registered service marks of UBS Fruncial Services Inc Via *rave is a registered service mark of Visa Intonational uBs Via Sana s. cede cards and LES We debit cards are iseaed by UBS Bank USA with permrssion from Vs. U.S A Incorporated. UBS Fireside' Services Int fay 2O1402 SDNY_GM_OOO266O1 EFTA_00137221 EFTA01278128 Retirement Account UBS 085 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064798270314 XI Vi 0 Account name: GHISIANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Mnandal Advisor. SCOTT STACK MAN LYLE CASRIEL Phone: 212-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on February 28 (1) on March 31 (1) RMA ResourceUne at 800-RMA• 1000, account 02%23697. Your assets 56227 11 56,893.44 Your liabilities 0.00 0.00 15sit our website: www.ths comlfinancizeseivices Value of your account $56,227.11 $56,893.44 Items for your attention you use UBS Online Services, consider changing your User Name and Password regularly to protect yoir personal data hbt enrolled? Go to Tracking the value of your account ubscornionlmeservices Resource Management Account March 2014 AX4 LL IRA 10065.7007 S Thousands 562 56.9 Feb 2014 Mar 2014 Member SIPC CONFIDENTIAL Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your evestment return CAW:lendand interest income Chance in market value Value of your wean on Mar 31.2014 1000 1M O41170001006479827NP7000300405 00008 0314 030575004 00000 Pop 81 of 86 SDNY GM 00026602 $57,012.04 $3&08 4154.68 154893.44 EFEA_G0137222 EFTA01278129 SUBS Resource Management Account March 20' 4 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 733.39 1 29% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,160.05 9871% Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $56,893.44 $56,893.44 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:1RA Account type: Indistclual Retirement Account Account number- NMI Your current asset allocation D Eye on the markets Your R sandal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia Be Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -0.17% 1.84% CNP7000B006479828 WM0307405 00008 0314 030579004 CONFIDENTIAL afilw_cm_00026119 t2 of 86 EFTA_00137223 EFTA01278130 SUBS Resource Management Account March 2014 Change in the value of your account March 2014(3) Year to date IS) Opening account value $56,227.11 $0.00 Deposits, including investments transferred in 733.39 57,012.04 Dividend and interest income 36.08 36.08 Change in market value -103.14 -154.68 Closing account value $56,893.44 $56,893.44 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For Purposes of this statement, tasatiley of inkiest and dividend income hen been detemsined kern a US tar repotting persperaht. Based upon the residence of the account hotter, account type. or product type, some Interest andor dvidend payments may not be subject to united States (us) andcr Puerto Ric0 (re) income tares. The dent month,/ statement is not intended lo be used a-4 carrot be rased upon fa tar purposes. Clients should refer to the apricot:re tax reporting forms they recent from U85 annualy. such as the Forms 1089 and the cons 480, foe tar reporting information. It IS the practice 01 U85 to file the applicatre tar reporting forms with the US mterriS Revenue Semce and PR Treasury Department. and in SuCh foam accutattry area fy dndends ante a interest as tar exempt or taiebt income. Please consult your 'ponds tax prepare/ March 2014 (1) Dividends 36.08 Total current year $36.08 Total dividend & interest $36.08 Year to date (S) 36.08 $36.08 $36.08 • MIIM Summary of gains and losses Values reported below exclude products for which gam and losses are not dasified. Realized gains and losses Unrealized March 2014 (11 Year to date (1) gains and Uses (1) Short term 0.00 0.00 -1.68 Long term 0.00 0.00 -610.01 Total $0.00 $0.00 -$611.69 Your II sandal advisor. SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Cash activity summary See Account activity tea month for deta &lances in your Sweep Option are inductdin the openng and closing balances wars. FDIC insurance applies only to deposits a U85 Bank USA, not to deposits at UBS AG: Slarnfort Branch of bank deposits placed througs the UBS internatuonal Depose ACIOUnt pricgam SlPC protection applies to money market sweep fund hddirgs but rot bait depOtilt See impotunt inbrmation Am/two( statement on the last two pages cf this document for detals Mardi 2014 (5) Year to date IS) Opening balances Additions Deposits and other funds credited $0.00 733.39 $0.00 733.39 Dividend and interest income 36.08 36.08 Total additions $769.47 $769.47 Subtractions Funds withdrawn for investments bought -36.08 -36.08 Total subtractions -$36.08 -$36.08 Net cash flow $733.39 $733.39 Closing balances $733.39 $733.39 SDNY GM 00026604 CW70308306479829 ha:700330340S 00039 031403057x00000 Pegs 83 of 86 CONFIDENTIAL EFIA_00137224 EFTA01278131 *UBS Resource Management Account March 2014 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Francial Advisor or Branch Manager You can find a full description of the afsemaove investment objectives in Important inkxmation about your statement at the end of this document Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. . =. Your return objective: Current income 8, capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • ISS Financial Services Inc is your IRA custodian • Yotx account cost base default cles,,ng rnetle,c1 is FIFO, First In, First Out Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period if this information is not correct or you wish to change your beneficiaries, please con tact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries Prior Bene Designation(s) Is Effective Until Form Is Accepted Summary of your contributions COntiC Lit ,X• type sF sw.n n this te:t Dr, refiCt: -n; >r'rl:i!IC1 you prowled to us, and we are not responsible for its accuracy. Note that errployer and employee contributions are reported to the IRS for the tax year which they are made. Contribution type Current period (3) Tax year 2014 (1) Tax year 2013 (1) Transfers 733.39 57,012.04 0.EX) Your financial Advisor: SCOTT STACK MAMLYLE CASRIEL 212 821.7030/800 308 3140 CNP7C0C9306479830NKT0C0303405 00008 0314 030575004 CONFIDENTIAL Oalit/YGM00020in 84 of 86 EFTA_00137225 EFTA01278132 *UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Induadual en! Account Account number. SCme penes, income and current values 5 herrn may be approximate. AS a lest,[, gam MO IOSSeS Ma/ not be acurately reflected. See important anSormabon about your statement a the end of this dxteieM for more informaon Cash Cash and money balances Cash arc( money balances may wit.* avalable cash balances, UBS Bank USA deposit account baances UBS AG Stanford Branch deposit account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n [optic able limits, but are not pointed by SIPC u85 AG Stanford Bram h deposit accoum balances are not insured by F OK aldose not poteded by SIPC Money market sweep balances are protected by SEC but cee not insured by the FDIC. See the Important information about your statement at the end of this document for details about Mose balances. Capering Wane. Closing taince Hddng on Mar I (S) on Mar 31 (5) Lt3S BANK USA DEP ACCT Prim per share on Mar 31 (S) Average rate Your Pinandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-70001800-308-3140 Onidend interest Dqs in petiod pedod Cep arount CI) Fixed income 0.00 733.39 Mutual funds Total nemesid is the Iota al at renwested cividends h does rot include any cash dmdends. It is not a tan lot for the purposes of determinng herding periods or cost basis. The shares you receive each time you remeSt dudenCIS become a separate tax lot. Cost bases is the tots purchase cod of the security. inducing reinvestedelWends The cost basis may need to be adusted for return Cl caOtal payments in order to determine the ad rated cost Daus tot tax reporting purposes. Hotting 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol. HLISX Total reinvested EAI: 5500 Current yield 0.89% Purchase OnCe Witter Avelage pace of shares benne,. ($) 5,157.030 1 1.CO8 Client investment 0/ 250.000.00 UnreafzeO (tar) gain or lass is the dfference between the current vaue and the cost basis arid word generaly be your tactile gan or loss d the sec unly was sold on this date. The urreaued (tax) gan a loss may need to be aluSted for return Of capita payments in order to determine the realized gall or loss tor tan reporting purposes investment return is the current vat* minus the amount you invested. r does no Include shares that are not reflected on )our statement, inducing shares that hae been real Pad a &the, a gan or a loss. It also does not include cash diidends That wen not reinvested Cost Rnife Der stare bads CS) as mar 31 (1) Mar 31 (S) gainwhop CD value on Unrealized Rad Investment HdOn0 return (S) Period 56,771.74 10.890 56,160.05 -611.69 56,160.05 9004= CelP7COOM06479831 Ne7003300405 00008 0314 03057 100000 Pogo BS of 86 SDNY GM 00026606 CONFIDENTIAL EFTA_D0137226 EFTA01278133 *UBS Resource Management Account March 2014 Your assets (continued) Your total assets Value on Mat 31 (1) Percentage of your account Cost bassi (51 Estimated annual incur* ID unedited gam or loss (5) Cash Cash and money balances 733.39 1.29% 733.39 Fixed income Mutual funds 56,160.05 96.71% 56,771.74 500.00 -611.69 Total 356.893.44 100.00% 357,505.13 3500.00 -$611.69 Account name: GI-IISLAINE MAXWELL IRA Friendly account name:IRA Account type: Ind iodual trent Account Account number: Your nancial Advisor: SCOTT STACK MAN LYLE CASRIEL 212421.7000800-308.3140 Account activity this month Deposits and other funds credited Dividend and interest income Awdenth Date Actlyty Description Amount (5) Mar 10 Deposit CHECK DEPOSIT 73339 Total deposits and other funds credited Cate Acthity OescriMion 3733.39 Amara (I) Mar 3 Cividend JP MORGAN SHORT DURATION BOND FUND SELECT 36.08 Total dividends Total dividend and interest income $36.08 336.08 Investment transactions For more Informalon about the pricedvalue shown for restrkted seculUes, see important information *boat yevrilitersert at the end of this dot maw Proceeds Iron Funds invenrrent withdraw, Ice accrued Date *chary OescdpUon Ouentity velue (5) Pike transactions (I) investrnents (multi (1) interest (1) Mar 3 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.307 -3608 SELECT DIVIDEND REINVESTED AT 10.91 NAV ON 03 2E/14 Total -836.08 Date activity Description Amount IS) fob 28 Balance forward 30.00 Mar I I Deposit UBS BANK USA DEPOSIT ACCOUNT 733.39 Mar 31 Closing U8S Bank USA Deposit Account The LISS Bank USA Capon ACCOUnt is your primary sweep option Money balance activities $73339 CNP703033064,79832NP70033C040500003 0314 030575004 V123697550 lOgigNy_Gm_0002tan 86 of 86 End of statement for account number.-, bar I CONFIDENTIAL EFTA_00137227 EFTA01278134 Important information about your statement LES Fivncial Services ix. (the F im or UBS financial Servites), is a merrter of all principal Nosily, canna* and colons exchanges. 126 Frerxial *tykes and LES Bank USA n rdrect 'Mil:term of LES AG and affiliates of LES Secuitin U.C. The Filers Inandal waterfront is available upon realest The Fings ereorie off ices are a: LES Finthoul Sermon Pc. 1200 Harbor Boulevard Weehawken, to 07066 This arenent represent the any off Seib' record of you LES Fa-uncial Senor account, Other roads, emmpt office' the don netts, containing ccrilictio data raid not be relied Lyon If pm brim there is an error or omission, please report it immediately n writng to the Bench Manager of the office Ening your account. Athaqh al f iguros shown we .4irded to be accurate. statement data tculi not be ja.ed for tat purposes Rely sae& on*thend tax lams, Form 1099. 5498. 10425, etc.) whin preprioyour La return. The Fiona required by low to report to t* IRS all taxabk addend. report** rcrntaxable dwidends and taxtle niereet eared an %curies held in you accart, net proceeds an sale transactors, ad cost too oncertain covered searitin. Communications with the Finn • Please reconfirm any oral cormmncatoris in wring to funher protect your rides. inelddrig your rcht utter the Startles threw( hs:4•Ction Act (SSA). • If thefierce' nstitution on the to left of the fort of this statement is not UK. Anatol Sexces. 'AS Fe-treat Services cares tar account as deanng looker by overgrow* with the hated insmsion We Wormed you of the relitionthis when you opened this accost. est* case. your ltd. and secumms aro heated a LE5 Financial Senesces and rot the irorodueng broke.. ad you mat make retort al ray aror or &niftiest to both limo. AMarconi statements shall be deemed complete ad accurate if not objected to ih wren; within 60 days. • Please dyed customer complaints or iKIJiieS to he Fen's C Rem Wakens Donner at 201.352.1699 atollfree a 800-354-91CO, EGO A.M. to 6:00 P.M. ET Monday through Frklap a in ming to LEE Financial Services K., Client Relations Depalrnent, P.O. Boy 766 Union City, NJ 07087. • nesse of errors or 01STlia-6 about al electronic funds wander OEM NI puymm or UBS Visedebit card transom% call 62-1000, or wee to UBS Fnenual Senna tic„ 1000 Redact Blvd, 6th floor, Weehawken NI 07086. Ann RIANIKA Servon Cal a write as soon as you cart it jou tit yea stmerrent or receipt is wag or 4 you need more ireamakon for a torn* on the statement or remise The Fin nor Card IsSUir (as Ommahld toff her from you no later then 60 days aher the Fim sent you the kw Wrenn on reach the error or problem appeared. - how:Ems name ant accost minter Of ay). - Daabe the eau or the wander you a* ultra about and explais as cleat as you cat why you believe t is an error or Win% need more iicnnation - Proud. the dollar arnost of the suspected error The Finn or Cad Issuer wit iressigete your complaint and MI cared any error promptly. Please make all checks payable to the Fern or the financial inittutien inkated on fro front of this statement had:Mimeo nears accost fen account, may be subject to maiOran(' fees, chrges for ate parted for sear nes purchases and charges far unpaid armunts in cash auarts. Accounts that ate transferred to other hstitutions may be subject to a transfer fee. UBS Sweep Options UBS offers options for kimono cash bine; balances to bat deposits al UBS Bat USA and LES AG Stamford birch (Bank Sweep Pregame, moneymid* inAual krds (Many Fut) and the Intonational Depose Accotnt (OAK( customers with an International Resource Mthagemeni Accost. Through tie Bank Sweep Preget% cash balances re swept to UIS Berk USA up to an otabkhod lmt ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bat USA are FDIC rested in accordace with FDIC rules. For mine nformatien please vat werwidicgor. Deposes at UBS AG Stanford Bierxh and turn of Money Funds aro rot inured by the FCC. %soup the Con, arailable to ants balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits ate not nerd by the FIX. Bannon Fold at tie LES AG Conan Braxh are temporary exposed to the sovereign Sc of the Carron glands, and there is no garotte or other obligation of UBS AG to repay Be Wines while on the UBSC ayman's Brach's books. Deposes a 185 Birk LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires re protected by SIPC. See *U3S Filament Services Accord Protection' bebw Upon yak rood, beings in the Bank Sweep Po:gransor OA may be unthaws and shares of a Money Fund my be liquidated, and the proceeds returned so you or sour confine occult. Fu.r.er reonnthon about available mop options. nc19ng ante artist rate, and yet% e mailable at www cometseeppekt, from your Fironcrn Adviser or by calling 809762.1000 UM Financial Services account protection thefts!, is a member el the Sea-M*6 Inveital Protection Corporation (EC), which protect securities account. of its members up to 1500,020 (incising 529.2000 for dams kr cash) The SK asset protection inks .shpt to all account that you hold n a palkular crooks. The Finn, together with certain aft Sec. ha also purdused Epplimental protection. The masinten amount payable to al eligible there, collo-ewe& urder this protections 1500 million as of December 10, 2013. WOO to the poicy conditions ard ash a the firm isfurther protected fa isa to $1.9 million n the aggregate for all your accounts held n a vesicular capacity A fSleepy of tie poky waxing is inedible upon request. The SIPC protection and the upplemental protection both do not apply to. • Ceruin Tramiel assets controlled by (and indicted h your acco value) but held away from UBSFinrcel Services 0. certain() cash al UPS Bat, (Si cad, at LES AG Surnlord bunch (n) intimate WM", including variable enmities, rid Qv) shires of mutual fere where such shares are registered deny n ten name of the account Mk* on the becks rd roach of the applicable issuer a transfer agent); • Upon nvestment contacts or enesement interest limited purtrwrshise and pirate plerments) the are rot rope-Need ty-der tbe Secunlies Act of 1503; aid • Commodities contracts foreign exchange and pr*aamelal cCettacts). ',eluding futures contacts ad comneditY MM. contract the 51K protecton and the supplemental protection do not apply so these awe* esenil they otherwise appear on you. troternent. IFo SK rotation end the strOlerrotal protection do not protect against changes in tie maim value of yoes investments (whether as a result of market movement, issuer batruptcy or otherwise) More is* nrrnitinn is avalable coon nicker You may obtan ewe hfcanation abaft SK. inciadrog the 5K Brochure, by contacting SIPC a 202-371-8300 or by usitng the 5IK webtio ar YAWRIOCAVE Dividend ReiWetblbeelt Program (DPP) ne rcke reflected is an away Fria. You may obtan the actual peke Iran yar Financial Advisor. Ort es* *Wei are purchased under DPP partial shires will be was rd tlro cab wr be derailed your account The caddied reremment price applied by the issuer may Ole from the market fake at which thepartial shares are sold Caolueulieu CM, whole units may be held in yotr amuse. If you a-e enlisted to a prtel unt as annuli of a dviderd Parent or otherwise, the Firm roil ether sell parhal knit at rivulet pine a accept an amount detemined by a registered clewing agency, thd credit your accost Investment objectives The nosernert °booms and risk profile re specific to each account then* mybetween Please Mee the Fon prompt .n mon; of any serif...ant change in you' financial situation or mower objectives. Fa each CONFIDENTIAL roast held, you choose one of the following tiniest °bleaker • Endue CunentIrcome. lin** es serng the generation of income cr4. • Adam Capdal Appreciation: Investments seeking growlh of prncpal rather that the generation of income. • Produce Combinaton of Intone and Capital Appreciabbn- Immsiments 'Meg both the generation of income and 'myth of peiXpll. Overall risk prairies • Consoled*. Seeks to marten Mel pri-gloal with low risk and volatility to the accost overal, then if that means the accoo does not generate signif 'cant income a moms rid may rot keep pace with inflation. • Moderate. Wiling to accept sone risk to principal and tolerate some sotatety to seek higher returns. • Aggress*: Wiling to accept hit Sc to onopal and hit witaiiny to seek high returns ono time. Statement Ilouseholdne We may consolidate al related account statements with the scone wiriest n the sore envekpe. Accounts may be Meted la this purpose boast they AMR owners who also mai-gain pre thane relationships Mei other clients at the sane address. This practice is known as • householing ' II you prefer to roe* edits's:Oat statements snaked in separate envelop — you may drew householang by calling you F nerd Advisor. Friendly accourt name The FriendO secant name reflects nformation that you mired on the Firm's ore* services webste. It is a customizable 'nick-urn? chman by you to amid you rah sou recordkeepitg. It has no legal effect on your accost. You can dirge yos hiendO account names, through ON% Services or by contact-9 rurFkanrial Athisor. ACCCAnt OvenrieW • Yak. Of sOfir arnsuntobordolia Net of assets rd • Assets_ 'alas evadable cash balances, Mon for restricted seamy 1, and Global the Deposits, urrealied mar to market, and certain arts not held byt e Firn. Does not include unpriced SeClifitiell assets al th end of the prior and curent statement periods, or private rwesenwits, investedstock options rid towable stock options • Entstres Includes debt blazes, or wardig organ loans. credit the, shoe =ant balances. • Casb/reoney balances. Total of unimested avalable cash balances. plus UBS Bark 1.6A deposit bat:rtes. U3S AG Sun-gold Branch deposit balances and money market mewl fund sweep Saxes, at redone of he statement period. Norecormodry tee credit balances in your accourt ere rot segregated from other balances and tie Fan may use any ol these funds the. ordinany of course it ttainess. these funds re payable Loon your darned. This total n included., he anent period closing value. SDNY GM 00026608 EFTA_00137228 EFTA01278135 Important information about your statement (Continued) larding idonnstion far detafedinformation cri the Frnis lending places and disci rest refer to you Client Relatarthip Agennerd or accon Agreement and the General Timm ad Conditions UBS Statement of Credit Practices available in Agreements and Discf awes at megratassaggsgsgadsclussa. Yew soots Your astament iambs securities and other was held hthe scoots-it at the end of the staternere period. You may atk fort:hive,/ of 1141 paid seareies at ary time. You mayreceive securities used as torn collateral alter paying any balrce due on tem. My *curates irandernd to the Firm drag the segment period are listedat market value as of the end of the gateman period. • Can basis. In detemnirg the cog basis of the startles included in this statement, where indicated wth the rumba. UPS Fivircial Services has rebel to information cbtained from sources other tan IRS Pivotal Seraces, including ilorrnsicm hen another aim a that you may have provide-eh° you Fannie' Athisor. The Finn doe not hdepeately verify a warantee the accuracy or varsity day idorrnsion provided by sans other thin MCIone/al Seats. h aicitirs although UBSFinncal Seas generaly cocain Ns Hamatisn as it is reseed, the firm as not provide any astesanees tat dr iicemaricn triter "Cost basis- and 'threalued gar/loss' is accurate as cri the date ol the statement. As such please do not fey on this nhanutien to make pad-awe tale decisions, bete papaws ce. ahem's*. Accounts transferred to tie Fim may reflect gail loss annatirn onkr for the period of tine they re held a the F rm More histalcal Hormel cn tam be added by yocr Feuncil Advisor. • Urrealitod gain/knew When data is aailiolt estinated Le-realized gaing laws re cictAated Ice nohittaalseosty lots. We transaction data for ndvidal tot may or may not retest commissions. &urges atria security reorganize isn tents Dividend and °tarn, nwqmeni lots ad systernatic pachne lots are each canbined to display tee averaged lot. The • Trade date • colonn presents the egad transaction trade date. • Callable securities Etna and ;referred stock that the lancets for eat redemption will be selected mesa-T.3lb. by lot Iran among all seoseies of that sae held hour name or in nornhee name la tor clients. Call bane inkrinattn k loaned from third parties and es accuracy isnot guaranteed. Other call feattres may east which coati affect yfiekt complete ntortnaton MEW provided upon request • Certificates of deposit (CDs) CDs are FDIC Hind Lp to S29),000 n rririaal and accrued interest per deposior and per deposhayinaituticrt ihacccedence wth FOIC rules. • area/value. Peas dirtied f or »cairn and ogler inducts may be higher or lower than theorise that you would actually recewe n the mallet Prices we °bland 'Rom various third party sources vinkh use Delve to be retitle, but we do not gavalee tow accuracy. — Vie geneaty upe the closi-g price when avekbas the mean of the bid ad ask prices fa lined mantles and <plan cr onky NJ prices fa OTC washes. - Less actiwy traded securities may be priced use; a valuation model or the moot recent pra we Waned and may not reflect as actual market price Or 19a.b? - Certan poutices may appear Meta apee aid will row as *price was rot awalable- if we re undole to obtain a once f or a wanly - Deposits or startles denominated ncurrercies other than U.S. dollars are reflected at the ea:hinge rate as of the statement date. - Fa erten sewage tradng n non.conformng cknownechs, wise ad oureity (face wee) may have been adjasted to facilitateprude valuation To obtan current quotations, when atatgale, contact your Financial Adescr. • Privets irtesbnents and structured producb. hiss* mestmen swain (ncl.drip drect paticipation croyam andreal estate investment its searites) ad squared pratku are generely highly Aiyiel. Conan stn_ckred proists how not been registered wits the Securities and Exeha Cownesion a under ant state securties laws. We prode est/meted vakses for ;mate investmem wait is and structured products for adormatkrul purposes only. Acosacy isnot guaranteed. - These values may differ abstantiaty from prices. if any, at al-ids a private rwesinenl security a structured prcduct may be bough or sold and do not necessarilyrepresent the vase you may receive Won rquidatien. ▪ Thal paty tsbmates of hale cue as of a certain dread are sooplied to UBS Fna-tial Services on a regutf beS6 by in independent vitiation Wm. - Issuer, general partner or sponsor estimated vales, ry, are supplied to the Fen by the Meer, general pater or sponsor and may be calculated based on different irdonwation from that used by thid parties to derive ter estimated values. - You can obtan addacrul alternate regaling the methodology used to determine the rain** of value ad She date of to ilamalion the is the basis for the eninatebycontactag your &uncial Advisor. - mid party estimated wales may be reflected as •Not pad' h swer I sit *ions Mw n adependent vatsation tem NS not suppled or is usable to zags a vale, when we become avare that a material event has ocoared the May call a peemusy reported vats it question. prawn a value would be highly specutative due to he nave a the sway. - When neither al suer, general panne or sponsor *stinted sake nor a thrdpany estimated vala if podded the value of the warty will be dither* ban its purchase price. - • Psalm an to date may include returnof income a both - Crignal see' represens the initial Otero; price per unt and may not ;elect Will cost basis • Restricted securities ResIrded ware s the yraly are rot marently elegiac. for publk sale. UBSFinrcol ken/ices as to matet price of the unrestricted hock cd the same issuer as an mputed value for he mended stock for purposes of thisstamen on To the relent that restricted eectrities are ergbP le a the wide reeked may be Mostantialkr less that the imused value town • Est. WS-noted) incense, current yields and rates. An estinate of rod income is based an current dadird and interest rates, assuring tie seethes will be held for one yea from statement date or call Matisity This Heim deity age:Stine, accuracy rd continued inconw are not guaranteed - Estimated aural hcome at current yield fo- certain tees of seosines could include a retun of prncpalor capeal gars in which case the est income fa-dement yeti would be overstated. - Estimated areal icane rd care/ yield and the actual inane andyield might be kwer a higher than the emanated amounts. - An eurnate d a-rualced income (divdend antra interest) divided by the current market value average balance based on the last distend or 'merest payment made by the issuer and arra he sew-ern/deposes will be held for use year from the statement date or vital mab.rity. Accuracy rd continued weld are not oarriseed • Assets not held by UBS Finn vial Services. Certain assets re rot held by the fins and not vathis the fen's possessirn or canto'. These assets are dnawed on year statement for informational purposes only. Positions rd values presented at Weeded by he issuag tan U6SFroncial Services not rep:able for la alternation and does not quanta es accuracy. These assets are rot protected by SRC or the Finis upplemental SIC covers?. • Revenue shoring and additional compensation. — In addition to commissions on sales and I 2b-I fees received n carecton wets the dOtnbution of annual had to ardent vs Niece our afMate receive revenue Sharing Parents from deaributors ads achiscrs of the mA.ul funds that we sell. These arrant, are based on two deferent COM:Onentf- 0 tr anent ol 'elm by UBS of a partaale mutual fund I amiy to our clients, and C) the asset value of ape-1MM mutual fund I amity's shares held a tie len — We and 0.a" afliate also recewe net-reeking and embus proceseng lees is COnklefati01110! trader agent seas that we provide to the rrubal finds. These leesgenerally are pad from imostor assets h the mutual fund and are a food de la amount based en the ouster of accounts at the broke-dealer holdng mewl lads ol that fund family CONFIDENTIAL — en warn on to courrascni received n connection wth the sale or distribikon o1 array contracts and at easement mat waits to our <lents, we anchor our affiliate retie resent :harem airownsatin from many of the insane* companies underwriag the amity contracts, *Rates of tee insurance carcases or sponsors of thaw insesvnent mats we disirbute - OJT affiliates also receive trading commakro and other corrwercation from mutual firth and nsurance conga-Ws Slow predicts we distribute. - %lectern,* an anal fee from UBS Bait LOA and LOS AG Stanford Branch of up to szs per accost sweephg to the barks under the UBS Bak Sweep begrimes. Activity hbarnationregudrig canniness and ogler charges hosted n connedat with he oecutcrt of wades, iaudny option transactions ha been inclucbd ccedirrnagnS MMUSy fUlTrited so you. and tuft be provided to yOu prcn tlyorhreyest. Short elan I sou are engaged in short telling a security, you may new a throe tae to cerUin barmen? costs for that particular security. Open orders Regarding *Sen or •gxcitilkancelleer ceders tat were not enosed by the gatemen date, open buy and se stop orders are reddced by the anount of dividends rights on an ex-divide-cis cr etrites dee unless intruded otherwise by Ku. You are responeble for orders that re evecuted go to your failure to cancel eating open orders. Primary To obtain a copy of me current Client Showy Naito, please contact aser Francis' Advisor or visit ar *abete at gdtwatsVagifithagdatia, UBS Financial Services a not a bark its RMA, Business Seam Account BSA and IRMA are brokerage accounts which provide access to barking services ad products through now-awns twit Matted bags and other thrdpaly barns, and provides access to nsura-ce and ennsity proMces toad by unattested third.paw insurance ccmpries through insura-ce agency subsidiaries of UBS f inertial Services Inc. Inaestment, nsura-ce. at artsty products: Not IDIC inured • No bank gum-anew* May tyre Vela RUA. Resource Management Acctunt, Business Semites Account 854, 8144 and nternaUorol Resource Mragernent Attar* are registered service marks of UBS Fruncial Services Inc Visa *rata is a regigeredserace mark of Visa Into las Vila Sagnattre cede cads and tits yea debt cards are awed by UBS Bank USA with pererssion from Yea U.S A Incorporated. UBS Financial Services Inc Pee. 20402 SDNY_GM_00026609 EFI'A_00137229 EFTA01278136 Retirement Account UBS UBS Fmancial Services Mc 299 Park Avenue 25th Floor New York NY 10171.0002 CNF7005658715O114 0 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual R e nt Account Account number M Your nnandel Advisor SCOTT STACK MAN LYLE CASRIEL Phone: 212-821-7000/800-308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on March 31 (1) on April 30 (3) RMA ResourceUne at 800-RMA-1000, account 029323697 Your assets 56,893 44 56,975 98 Your liabilities 000 0.00 Keit our websitim www.ubscomrfinancizaservices Value of your account $56,893.44 $56,975.98 Items for your attention II you use VCS Online Senices, consider changing your Vser Name and Password regularly to protect you' personal data. Not enrolled> Go to Tracking the value of your account ubsconVonlineservices Resource Management Account April 2014 GNI AN MAJ./ILL IRA NEW YORK NY 10065-7007 S Thousands 56.9 I 570 • Mar 2014 POI 2014 Pemba. SIPC Sources of your account growth during 2014 Value of your account at yea" end 2013 Net deposits and withdrawn Your mvestrneet return Divdend and interest income Chanr m market value Value at your account on Apr 39 2014 $000 CHP7C0O13056887ISNP700319I 745 00071 0414 0305790O= Pap 93 of 98 SDNY GM 00026610 157,01104 867.02 .3103 08 356975.98 CONFIDENTIAL EFT.A_00137230 EFTA01278137 SUBS Resource Management Account April 2014 Your account balance sheet Summary of your assets Value on Apnl 30 (8) Percentage of your account A Cash and money balances 733.39 1.29% Your current asset allocation B Cash alternatives 0.C0 0.00% C Equities 0.00 0.00% D Fixed income 56,242.59 9871% I Non-traditional 0.00 000% F C 0mmocht ies 0.00 000% G Other 0.00 000% Total assets $56,975.98 100.00% Value of your account $56,975.98 Account name: GHISLAINE MAXWEU. IRA Friendly account name:IR4 Account type: Indmdual Retirement Account Account number- NMI Eye on the markets Index Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 Year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% CNP7000°4005688716 W7003191745 C0M 0414 030579004 CONFIDENTIAL 04F011re_em_00020691 94 of 98 EF1'A_0013723 I EFTA01278138 Resource Management Account SUBS - Change in the value of your account April2014 (51 Year to date (1) Opening account value $56,893.44 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Dividend and interest income 30.94 67.02 Change in market value 51.60 -103.08 Closing account value $56,975.98 $56,975.98 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number. Induadual Rrent Account Account type: Dividend and interest income earned For purposes of this statement, tat.abilly of inkiest and dnidend income hen been determined hem a US tar re afire persperahe. Based upon the residence of the account holder, account type, or product type, some (Merest anclor deidend payments ma) not be subject to United Stan (US) arca Puerto RiCO (PR) income tarts. The (tent monthly statement is rot intended lo to used and carrot be reted upon for tar purposes. Clients should refer to tne apricots(' tar reporting forms they recent from UBS annualy, such as the Forrns 1039 and the Farm 480, foe lax reporting information iS the predict 01 U85 to file the applicable tar reporting forms with the us interred Revenue Semce and PR Treasury Department, and in such tom% accurately dasofy &iv:Jenaen:Pa Interest as ten emrcpt Or t&. *income.Pleaseconsultyour indudual tax prepare/ April2014 (5) Year to date (1) Dividends 30.94 67.02 Total current year $30.94 $67.02 Total dividend & interest $30.94 $67.02 • MI Summary of gains and losses Wives reported telcw exclude products (or which gam and losses are not dasifitd. Realized gains and losses Unrealized April 2014 (1) Year to date It) gains and bsses (1) Short term 0.00 0.00 -0.76 Long term 0.00 0.00 -559.33 Total $0.00 $0.00 -$560.09 Your II sandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-70001800-308-3140 Cash activity summary See Account activity tea month for detali Glances in your Sweep Options are mductdin the openng and closing bdances was. FCC Insurance applies only to deposits at UBS Rank USA, not to deposits at LOS AG, Stamford &cinch or bank deposits placed throw-1i the UBS International Depose Account program SIP( protection applies to Monty market sweep fund nestlings but not barn deposits Sao imporunr ;above:on about your statement on the last two pages cf this document for deists Apnl 2014(5) rear to date IS) Opening balances $733.39 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 30.94 67.02 Total additions $30.94 $800.41 Subtractions Funds withdrawn for investments bought -30.94 -67.02 Total subtractions -$30.94 -$67.02 Net cash flow $0.00 $733.39 Closing balances $733.39 $733.39 SDNY GM 00026612 CtiF7C00;0050387t )NV7003191745 000O3 0414 030579004 Page 95 of 98 CONFIDENTIAL EFTA_00137232 EFTA01278139 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0 .00 Closing UBS Bank USA Deposit balance Apr 6 5733.39 Number of days in interest period 31 Average daily balance $638.76 Interest earned $0.00 Annual percentage yield earned 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indiwdual Retirement Account Account number: Your investment objectives: YOU have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important inbrmation about your statomant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment ellotocity ccnsderat,on - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is FIFO, First In, First Out • -M Your financial Advisor SCOTT STACK MAMLYLE CASRIEL 212-821.7030/800-308-3140 Retirement services information Summary of your contributions Contribution type shown This SeCt an reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported so the IRS for the tax year which they are made Contribution type Current period (SI Tax year 2014 (5) LI% year 2013 (S) Transfers 0.00 57,012.04 0.00 CNP7C00X)056987I Nfl0C0I9I745 03009 0414 030575004 SILIY_GM_0002kElg 96 of 98 CONFIDENTIAL EMA_00137233 EFTA01278140 *UBS Resource Management Account April 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual R Anent Account Account number Some Pn< eS, income and current vaLleSSItOnfl may be tppi0nrrWIt. As a *SA ORS ald1O554$ mat not be acurately reflected. See Important informaaon about your statement a the end of this dxument for 'note Infoimat on. Cash Cash and money balances Cash aril money balances may indtde avalable cah balances, UBS Bath USA cahoot account Isaac's UBS AG Stanford Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA dark account balances are insured by the FDIC Meth etiNiceble limits, but are not protected by SIPC. 1/85 AG Stanford Bram h deposit =con banes art not ensured by F NC and we rot proteded by SIPC Money market sweep balances are protected by WC but are not insured by the FDIC. Set the important information about your statement at the end of this dxiament foe details about most balances. Hddng UBS BANK USA DEP ACCT Openngbaance Cloung balaxe on Apr 1 (1) on Apr 3O • MIN Pnce per thae on Apr 3O (1) Average rate Your Pinand/I Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 addend interest Days n period penal Ccp arount (1) Fixed income 73339 73339 Mutual funds Total reinvested is the Iola ct at reinvested dvdends M cites not indude any cash addends. It is rot a tat lot for the purposes of determinng halm; penes's or cost Dna The shares you receive each one you (tithest cl edendS became a separate tax tot. Cost bases is the iota purchase cost of the security. inducing remvesteddvdends The cost basis ma/ need to be aclusted for return of capital payments in ordei to cretenrine the as rated cost bail for tar reporting purposes. Hddng lP MORGAN SHORT DURATION BOND FUND SELECT Symbol. HLIVX Total reinvested EAI: sass Current yield 086% PurCh&Se ova/ reJlrber Average once Client of pores per shaft (s) investment 0) 5,159.871 1 1.OO8 250.000.00 einreafged Masi) gain or lass is the dfference between the current vaue and the cost basis and world generaly be your latile gen or loss d the security was sold on Res date. The unreaued (tax) gan a loss may need to be &lusted for return of capta payments In order to ONemt ne the realized gan or 1O35 for tar mooning purposes investment return is the Current value winuS the amount yOu invested. r does net Include shares that are not reflected on your statement, inducing shares that hate teen rear der] a either a gan or a toss It also does not include cash dmdends that were not reinvested Cost Axe per share basis(1) cn Apr 3O(1) value on unrealized UM investment Notting Apr 3O (s) gain or JOSS (5) return (5) relied 56,8O2.68 1O.9OO 56,242.59 .56O.O9 5642.59 SDNY GM 00026614 CelP70003005038719NP7003191745 0OCO3 0414 03057%01 OO0O0O Page 97 of SR CONFIDENTIAL EFTA_00 I 37234 EFTA01278141 SUBS Resource Management Account April 2014 Your assets (contrived/ Your total assets Cash Fixed income Cash and money balances Mutual funds Total Account activity this month Dividend and interest income Duro/ends Account name: GHISLAINE MAXWELL IRA Friendly account names: IRA Account type: Indirodual rent Account Account number: Your Ilnandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821 7000/800 308 3140 Vakie on Apr 30(0 Percenta;e of your account Cost bast (5) Es1irnated annual inccrre (S) Unieaized pan or loss (5) 733.39 1.29% 733.39 56,242.59 98.71% 56,802.68 485.00 -560.09 $56,975.98 100.00% $57,536.07 $485.00 4560.09 Date *entity DescOption *mow, (5) Apr I Dividend 1P MORGAN SHORT DURATIONBOND FUND SELECT 30.94 Total dividends Total dividend and interest income 830.94 $30.94 Investment transactions tot i rot e Mot:oaton .tocwt I fr pinch...Ant shown !Of 'esthete(' St(tIlititS. Ste rrnporront entormaron eoout your 'forenoon at the enciof this clocurient Proceeds from Funds inieStstItin vdthdroms (a Accrued Die ACtebily DtSCIIQUOn Quantity rave (5) Pnce (1) transactions (L) invesIrnentSballit (S) I merest (S) Apr 1 Reinvestment lte MORGAN SHORT OURAllON BOND FUND 2.841 -30.94 SELECT DIVIDEND REINVESTED AT 10.89 NAv ON 03131/14 Total -830.94 0070X0309588720 N1,7000191 745 00009 0414 030579304 OXIMISLY_GM_0002k85 98 of 98 End of statement for account number CONFIDENTIAL EFTA_00 137235 EFTA01278142 Important information about your statement LBS Fivncial Services tc. (the F im or UBS Anemia! Sakes), is a merrter of all principal storey, cannodty an:Icon:re exchwges. IBS Ft-erxial Selects and U3S Bank USA n rdrect subsdares of LES AG and affiliates of LES Secisitin EC. The Fim'. I hancial statement is available upon mopes!. The Fitts escalate off roes are a: LE5Finanool Sass km 1200 Harbor Boulevard Weettaiikeo, NJ 07086 Ibis natement represents the any official record of you. LBS Piuncial Senses account. Other wordy rapt alto' tar documnts. containing sari* date should not be relied span 8 you bedew there is an error a omission, please report it immeciately n writing to the Ranch Manager of the office sentim paw account. AN-chegi al figures shown are Mended to be accurate. statement data shoili not be used fix tar purposes Rely sclek onys-end tax lams, Et., Form 1099. 5498. 10425, etc.) when preps imyour tu num. The Few, is required by law to report to tre IRS all unabk &kin reportable rahttabk deterknds and taxable Menne end cri acuities held in >w wcard, net prccee:b as sale transactexy, ad cost base cc certain covered sesta. Communications with the Finn • Please re-corium try oral cormstcations in siesta to further protect your rotas incladrig your rad fader the Stositist !ryas Protection Ass (SSA). • If the Enamel nstitution on the tcp left of IS front of this statemerd is nix U85 Analog! Semces. LBS Ftenoal Semites carries your accord as clearing broker by surgerront vet the isdcated mitt* We Wormed you d this rielaniontis what you opened this accost tithes case. your ink and sestina-, located a LBS Financial Senses and rot the trodAng broker. al you must make a *al ol ary aux or *Tuition to both arms. A accotnt statementsshall be deemed complete a-d accurate if not objected ton wren; within 60 days. • Please divot customer complaints a iNUiin to tie Firn'sClient Relatkns Dna-MS a 201.352.1699 atoll-free a 800-354-9103, litC0 A.M. to 6:00 P.M. ET Monday through Fridap a in mingleLES Financial Semites ex., Clime Relations Dees-Intent, P.O. Box 766 Union City, NJ 07087. • h case of effete or Oast iat, about an electronic Inds trends (W1bi puymm or UBS Veirdebil card transaction, call 62-1000, or voile to UBS Fess! Senna tic„ 1000 Harbor Blvd, 6th floor, Wahawhers W 07086. Atlm RIANESA Seaces Cal a write as soon as you cars it you tit your statement or receipt is to* or if you need more Haman* about a urn* on the statement or reca0t. The Firm or Card Issuer as aPlosbid muff heat from you ns later thin 60 days aher to Fim SON you the fin <lawmen on which the nor problem *Pared. - howde you- name ad score natter 0 any). — Desobe the nor he rands you ant anon about and .,clan a. chair as you cm why you believe it is an error a why souneed more Ho-matron — Proud. the &Er arose d the suspected error. The Fim or Cad Issuer Ms Menton your complaint and will correct any error promptly. Please make all diets paste to the Fern or Ise I iuncial institution ticketed on tie front of this statement had:than to netts accord fen accounts may be subject to mattenance fees, c Sign for late partett for sautes purchases and charges for unpaid amounts in cash accost's. Accounts that we transferred to other nsteutions may be subject to a tomb( fro. UBS Sweep Option, UBS offers options for contort cash bias; Sancti to bat deposits at UBS Bat USA and UBS AG Stanford brat, (Etank Sweep Progams), moneymeeker mutual Ards (Moreeyruh2) ad the International Depose Acoant 00Alfor customers with an International Resource Mahagemern Accord. Though the Bank Swap Progarnk cash balances re swept to UISErat USA up to al esabkhod knit ad then to LES AG Stamford Brands a a Money Fund. Deposits at UBS Bak USA are FDIC roved in accordance with FDIC runs. For Imre nIcematkn pease veil womiclicgov. Deposes at UBS AG Stanford Bends and Icons of Money kinds are rot inured by the FCC %mug, the OA, kaildok to cash balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits ate not toured by the FDC. Balances Fold at the LES AG Carnal Bra-d-i are tempera* exposed to the sovereign etc of the Cayman glands, and there is no 'santee Cr other obligation of WS AG to repay the Saxes while Co the UBSC grans Brach's books. Deposes a LES Birk LEA and each UBS AG Branch are not protected by SIPC. Money Fund shires we protected by SIPC. See *U3S Ftencial Service. Ansa Protection' bobw Upon yak request, balms-es n to Bard Sweep Prcgram or OA may be w hames and shares of a Money kind may be liquidated, end the proceeds returned so sou or pour so-Akin acne. Ruder formation about available sweep options. nctdng Ann nmest rate, and yokes, a amiable at *stk.: comriseeptekk, from your F nano ial Maser or by calling 800.762.1000. UM Financial Services account protection thefts is a member of the Starks hvetta Protection Corporation 6IPC), which protect securities account. of its members up 10 1500,000 (roluck* S2B),000 for dams kr <ash). The MK asset protection knits XPV to all account that you hold n a particular capacity. The Finn, together yrkh certain affair's, ha also purdsasedlipplemental protection. The matrixes amount payable to al eligible diens, cobeclesk seder this proton:errs S500 million as of December 10, 2013. klaXct to the poky hits arc! timitations, cash X the firm is further protected ma to $1.9 million n the aggregate for all your accounts held n a vehicular capacity A full copy of tie poky wiring is andel. Won miunt. The SIPC protection and the sspplemental protection both do not apply to. • Certain &uncial-sets controlled by (and iscLihed your account valurd but held away from US$Fine-col Services (e.g.. ter-taint* ash at UBS Bat, fir cad, at LES AG ManIcrdbralch (i) insuraxe prodiat, including variable enmities, aid (it share. of mutual finds whoa such shares are registered diedly n thie none of the account holler on to books ad records of to applicable issuer a traveler agent); • Certain nwestmert contracts or tenement interest pg., limited parenshis and piste placements) this are rot regrind sender tie Securities Act of 1%3; ad • Commodities contacts (e.g listen excha-ge and pa Us metal contradst iMudi-g futures contacts ad torneditrooticn contract. The 51K protects:nand he suppnmental protection do not apply to these assets snit theyotherwise appear on you staIernent the SEC protection and the supplemental protection cis not protect agave changes in the maker vale of xis investments (whether as a result of market moeement, issuer balcruptcy otherwise) More information is available tom reduest You may obtan ewe nfornation about SIPC, noising the SIPC Brochure, by cordaning MK a 202-371-8300a by tesitng the MK **Mite at mew.appOE Dividend ReiWatblbatit Program (DM% lhe prke reflected is an swage price. You may obtan the actual price Ironton Financial Advisor. Ordy ft* tern are purchased under DRIP; partial shires wit be sold rd the cash MI he deported .,your accord The dviderd retwestmera price applied byte issuer may dNer from the market plot at which the patizt shares we sold Caeheetlieru Cnk whole units may be held in you' accent. If you re entetted to a papal use as a result of a dviderd Darnell a Sense, the Firm HI either sell panel seta at rivulet poke a accept an amount delamined by a registered cleat* agency, and credit yew scone Investment objectives The rotten &heats and risk profile we speak to each account and my ray between Please Weis the Ss prompt, in mkt of any striker* donee in yw situacn or maims objectives. Fa each CONFIDENTIAL accost held, you choose one of the tollowhg imessent objectify • toots CumentIrcome. 'mobs as seekng the generation of income ask. • Achim Coons! appreciation Investments raking growlh of pence:rat rather than the generation ol income. • Plothge Combinaton of income and Capital A ppm:lawn: Imesiments saki* both the generation of name and gnashof priX011. Oreriall risk profiles • Coosavartar Seeks to maintain aim pat filth low OA aid voletility to the acorn owe., then if that means the eau.," does not generate significant income or returns std may rot keep pace with inflattn. • Moderate: Willtig to accept sane risk to pinotal and tolerate some watery to seek hirer returns. • Aggress*: Wiling to accept high lit to psnopaland high volatility to sat high rewires o,er time. Statement liouseholdne We may consolidate al related account statements with the same elitess n the sane envekce. Accounts may be related la this purpose base they haw owners who also maintain pia accord relationships was other clients at the sane address. This practice's known as • hos...haling 'limn prefer to recei.e klivelual statements mated in separate envelopes — you may decker housholOng by Ealing your Fnancial Advisor. Friendly accoult name the Frendk accent name reflects el ormation that you waved on the Firm's onlne sower. websde. II is a customizable *nickurne' chasm by you to amid you wish your recordlreeptg. It has *legal effect on your accost-a. You cal chave you hiendk account names, through Onire Services or by contactegyourFnancial Ak'. Aurora., overview • vats otmoraccoonttporeltr7. Net of assets ad liabilities. • Asset hulas evadable cat balances, vans for restricted storey (et I, and Global tine Deposits, unsalted marks to market, and cenah assets not held by the Fem. Does rot include worked secutieeassets al the end ot the pior and curent statement periods, et private twestrrerds, snvested stock options wed esicoabie stock options • tiatittes Includes debit bilirces, cuttarding merger loans credit rne, to* accost balances. • CasWneoney balances. Total of uninvested avalable cash balances, plus UBS Bak USA depose lacirces. LES AG Stanford &ands depose balances and money market mast fund sweep bias; at to case of to asemere period. Noricormrodey kee credit balances in your accent we rot segregated from other balances and tie Fern may use any of these funds in the ordinary course of its business. these funds we payabk soon your darned. This total n includedin tie anent period closi-g SDNY_GM_00026616 EFTA 00137236 EFTA01278143 Important information about your statement (con inued) Undiag intonation Fo- Matedinformation cn the Fars lending practices and decay-es, refer to your Client Relatcrehip Agennera or Accord Agnomen' arid the General Timm and Conditions UBS Statement of Credit ludas available in Agreements endOiliciosures at robe romarrouneder(ythag Vaasa Your natement Oarlike. vicuna& end other was held in the want at the end of the staternere period. You may ask tor deity a futi paid senates at ary time. You may recent securities used as loan collateral after prying any balance due on tem. k'y securities &marredto the Mtn cksing the statement period are listed at market vats as of the end of the gatemen period. • Cast basss h determning the cost basis of the starlet included in this statement, where indicated wih the nutrias. '1,• UBS Fiord& Services has relied cn information <bathed from sources other thanlES Handal Senices, including adorn-mica been anothe- lam a that you may have provided to yes Fennel Mart The Finn does not intlepathently verify a own** the acaracy or sac% day iriomhaion provided by sans other than LEGAuncial Senates. adatirt although UBS Natal Stances general& &pew the Hammen as it is received, the firm does not provide any athasancet that the ithamatian Crider "Cost basis" and lthreakzed gar/loss' is accurate as of the date of this statement. As suck pewee dome mg on Mb nfametion to make pachara a Tale decisiont fa to prates a atomise. Accounts trantferred to the rim may reflect gialloss rdamatith only for the period of tine they at held a the Frm More histacal rikanatcn tribe added by you. Fefircid Advisor. • Inedized gabs/loss When data is availthe estimated areated gang lases we calculated 1cr haviatal setae/ lots. The transaction data for ivdxdAl lots may or may not reflect ammissot. &urges anchor 'acuityreorganization rens Dividend and otherrenwstmeni lots and systematic pates+ his are each combined to display ale averaged lot. The • Trade date • colann presents the aiorul transaction wade date. • Callable securities Back and ;referred stock that the buss cats for erg recknwhon wil be selected merely by lot Iran among all seethes of that issa held hour name or in nominee armlet as clients. Call bairn ilarnation a obtained from third parties and as accuracy isnot guaranteed. Other all feases manta' !Mich mid affect yell complete intimater still be provided upon request • Ceetificates of deposit (CDs) CDs are FDIC awed up to S293,000 n priabal and accrued interest per &costar ad per deposithey anted:co isaxordante vet MK rules. • Preenralue Prom dirtemd for securities and other products may be higher or lower than the price that you would aclualy receire n the mallet Prices se Waned from vaious third party sources Seat we Delve to be retitle, but we do not guarantee their accuracy. — We gent*uothe closing price when avaibbb the mean of the bid and ask prices fa lined martin and cplons a only lad prices fa- OTC seonies. - lass actarg waded securities may be priced using valuta., model or the most recent pre we obtaned and may not reflect an actual market price or sett - Certain position may appear Maul a price and will thaw as *price was rot available' if we re undok to obtain a pnce for a warty - Deposits or swain deo:minded incurrencies other than U.S. dollars are reflected at the ethinge rate as of the statement date. - Fa cerien wait*, trading in non.conf ammo dothennatcre. Pee ad quality0n aft) may have been adjAted to facilitateanther vdusixo. To obtain current quotations, when asailable, coreact you Financial Adam.% • Parte Wesbeamte and dructand produce. hints metraat seculars (ncldro drect participation ptqam and real estate investment trust stones) and &bunted prodxts are general& highly llkwid. Celia" dna-tired pectists have not been registered with the Securities and Excha- Commosion o- under any state seturties laws. We prosde estimited vibes for pwae investment secures and structured products for idamatkrul purposes only. Accsracy .me guarenteed. •• 'NM values may differ abstantialy from ats a any, at vhdla prorate ieresanent security a structured ratan may be bc.4.i or sold and do not recessingrepresent the veinal may receive Loon liquidation. - Thid prly 'Ornate of vale ore as of a certain date aid are applied to US$ Few-cid Services on a regub base by in independent satiation - Mut general panne. or bailor estimated ebbe, ary, an supplied to 'herrn by the taw, gental paint or sponsor and may be calculated based on deferent information roam that used by tadpaths laded.* their estimated values. - You can obtan addle:nal itharnarcri regarding the methodology used to determine the taint* of value and the date of the ilamalkntha is the basis forte entreat. by contacting your Financial Advisor. - TAW party *stated abes may be reflected as •Not parr navy It tams. wfe n idependent bastion tem NS not suppled or is bade to assign a vat, when we beanie avare that a material event has °coated tat may call a lemma* reported vet into question, or when a value would be highlyspeculative due to the nave of the searity. - When neither al suer, general panne or sponsor estinated vale nor a (hedge''/ estimated wilt if acad the value of the sway wit be drain Iran itspurchasePrice. - • Oshtemo, : to date • may tattle return of capital, income a" both - '°goal an see • represent the initial ottani; price per unit and may not itillect p.r cots basis • Renicted seentities Resealed srvein generally are rot currenty etgble kr public sale. UBS Fina-cal Services Lees the mate' price of the unrestricted each of the same issuer as an mputed value fate restricted stock Ica parnons of this statement on. To the rant that restricted barites are 'Mbk fa a the valet ratted may be sataantralg less than the etp-ted value dawn • Est betineled) inecene current yield' end rates. An estivate 01 coal income is based co cumant dadird ad interest rates, assuning tie acuities will be held for cat yew from statement date or until MItieite This retinas. ashy a gaiielne, accuracy rid continued income are not outwitted - Estimated anal acme and ament Wald la certain tapes of bashes could include a retun of pmcbal or tepee' gains in %faith case the est income OScurrent yeti would be overstated. - Estimated annual itane and wroth yeld and the acted rame ad yield misht be kwer a higher than theist:matedamounts. - An estmate of a-rutted name (divderd into- interest) dead by the anent market valetaverage balance it based on the tact dividend Of hteren payment made by the issuer and tharnes the seositithdeposts will be held for ore year from the statement date or until mab.rity. Accuracy rd continued read we not pareand • Assets not held by (BS 'rancid Services Certain assets we rot held by the Fern and nos wean the Fern's possession or canal. These assets de displayed on rar statement fa informational purposes only. Positions and values presented re PrOvdrad by la issuing lam US$ Frencial Services is not resproble for the ntonnation and does not guarantee es accuracy. these assets at rot prattled by SIPC or the Fitts supphmental SIC caverns. • Revenue shoring and additional oornpenration. — In addition to commissions on sales and I 2b-I fees (wised n correction with the distribution of mutual hinds to our chants use coda our alMate receive Monde taring among from distributors ads advisers of the mead funds that we sell. These anoints are based on two deferent Can 0 he amantol alit by UBS of a partitult mutual fund I amig to our climb and CO the asset value of a palku Le. mutual fund family's shares held at the I'm — We and os afMate also reame nem:eking and ormtus protesting lees in consideration for trader agent wevies that we bade to the mated funds. Thew fees generally are pad from imestor assets in the mutual fund and are a fared de la amount based an the weber of accounts at the broker-dealt holding maul( lands of that fund Famiy CONFIDENTIAL — h oat on to cayman; received n connection wth the sale or arinbikon o1 envy contracts and her investment trust units to our <lents, we tufa our affiliate neat reverts sharng compensation From many of the entrance companies underwriting the amity contracts, *tales of the iburne carpanen or sponsors of Metro imesmant mats we deirbute - Qn affiliates also mate trading commetad and other corrpertation from trawl ends and mutante companies whose products we detribute. - berm's* an anal fee from UBS Bat OA and LIES AG Stanford Brandi of it to szs per accost hatpin to the berks under the UBS Bair Sweep Frcgrams Activity hbiTtlatialregirdngCannisSari and Oilier &WOK Owned in conned an with the eaocestcn of wades, ndudng option transactions ha bran tractuad CColirrndiOnS [MMus'? hitrated to you. and we be waded to yOu wavily at recped. Sheet gelling f rain ergaged in that beim a securry, yOu may her a change due to cerain Wroth-9 costs for that particular securty. Open arts Regarding Wen or . soodtikancellecr crders tat were not mtecuted by the gatemen date. open buy and sea stop orders are rebated by the anoure of dredends a rights on an ex-dividend' a. antes due unless intruded otherwise by rat You are nopontble for ceders that are bawled u se Toyota,' allure to cancel eating open orders. Priam To cbtain a copy of at current Client bitty Noise. please contact pour Francis' Achisor or visit ar website at sthisthAUfthatothaGalra, UBS Finance' Services a rot a bark the MIA, Business Services Account GSA and IRMA ant brtkereth accounts which provide access so baking services a-idproducts though anathemas rah affiliated bats and other thtdpaly banks, and provides access to nuance and antsy product blued by unaffiliated thirdaty twenty temprets through Murano, agency subsidiaries of UBS Financial Services Inc. fragment nsura-ce. ad nutty products: Not VIZ inured • No bank guarantee* May kW Vela RYA. Renate Management Acaunt, Business Senates Account 854, IRMA and alternative' Resource Management Accase we registered service marks of US$ Francis' Services he Via *ratae is a regithered seat* mark of Visa Intonational uBs Via Signati.re cede cads and LES Visa debt cards are taxed by UBS Bank USA with pen ission from Vs. U.S A Incorporated. UBS Financial Semites Inc. Rev.201402 SDNY_GM_00026617 EFTA_00137237 EFTA01278144 Retirement Account UBS UBS FMancial Services inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW70056.317370514 VI 0 Resource Management Account May 2014 Account name: GHIS&ANE MAXWELL IRA ili lyeliAlar IRA NEW YORK NY 10065.7007 Friendly account name: IRA Account type: Individual Retir nt Account Account number Your Anandal Advisor. SCOTT STACK MANILYLE CASR1EL Phone: 212-821-70001800-308-3140 Value of your account Quastio in about your statamorst? Call your Financial Advisor or the on April 30 (1) on May 30 (5) RMA liesouceline at 800•RMA-1000, account 02%23697. Your assets 56,975.98 57,156.65 Your liabilities 0 00 0.00 lgsit our wabsita: www.ubs.comtfinancialseevices Value of your account $56,975.98 $57,156.65 Tracking the value of your account S Thousands Sources of your account growth during 2014 Value of your account at year end 2013 10.00 Net deposits and 570 57.2 withdrawals $57,012.04 • S Your nvestment return: Macleod and interest income $92.82 Change in market value $51.79 Value of your arcane nor 20i4 may 2014 on May 30. 2014 957,15666 SDNY GM 00026618 Member SIPC CNP7030305631737 NPR/00190246 00009 0514 03057500 0000 Page 93 of 98 CONFIDENTIAL EFTA_00 137238 EFTA01278145 *UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30111 Percentage of your account A Cash and money balances 733.39 1.28% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,423.26 9872% I Non-tradrtiona I 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $57,156.65 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Value of your account $57,156.65 NMI Your current asset allocation D Eye on the markets Index Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7630/800-308-3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances 58R 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change May 2014 year to date 2.35% 4.97% 2.18% 4.32% 1.76% 4.11% 1.14% 3.87% CHM:00300%31738 NP70C0197246 00009 0514 030575004 'afflOty_Gm_00021tag 94 of 98 CONFIDENTIAL EFTA_00137239 EFTA01278146 SUBS Resource Management Account May 2014 Change in the value of your account May 2014 (1) Year to date ft/ Opening account value $56,975.98 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Dividend and interest income 25.80 92.82 Change in market value 154.87 51.79 Closing account value $57,156.65 $57,156.65 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Indundual vat ement Account Account number. SIM Dividend and interest income earned For purposes of this statement, entity of interest and don:lend income hen been determined horn a US tar repotting peva:troth*. Based upon the residence of the account holder. account type, or product type, some (Merest ardor deidend payments may not be Subject to united states (US) area Puerto Rico (PR) income tares. The dent monthtr statement is not intended to be used ad carrot be reked upon for tar purposes. Clients Should refer to the ECCIKEide lay reporting forms they teethe from UBS annualy, such as the forms 1039 and the Rgrfts 480. foe tar reporting information II IS the practice 01 118S to file the mplicade tax reporting forms win the US interred Revenue Semce aid PR Treasury Department, and in such roma accurately clasnry dndends ardior interest as la. ettrro or taut* income. Please consult yOur includual tax prepare/ May 201401 Year to date (1) Dividends 25.80 92.82 Total current year $25.80 $92.82 Total dividend & interest $25.80 $92.82 Summary of gains and losses %/dues mooned bellow exclude products for which gam and losses are not dassified. Realized gains and losses Unrealized May 2014 (5) Year to date (1.) gains and losses (S) Short term 0.00 0.00 098 Long term 0.00 0.00 -406.20 Total $0.00 $0.00 -$405.22 Your financial Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-7000/800-308-3140 Cash activity summary See Account acttntyttos month for detals seances in your Sweep Options are includedin the opening and closing balances i4.s. SDK insurance applies only to deposits at UBS Bank USA, not to deposits at uBS AG. Stamford french or bank deposits placed througt the UBS Internat.:mar Depcce ACCOUnt program SIPC protection applies to money market rump bald holdings but rot bat* deposits Sea impottant inbonation <4ot/two( statement on the last two pages cf this document for crisis May 2014 IS) rear to date (5) Opening balances Additions Deposits and other funds credited $733.39 0.00 $0.00 733.39 Dividend and interest income 25.80 92.82 Total additions $25.80 $826.21 Subtractions Funds withdrawn for investments bought -25.80 -92.82 Total subtractions -$25.80 -$92.82 Net cash flow $0.00 $733.39 Closing balances $733.39 $733.39 SDNY GM 00026620 c tiP7cooacioseat 739 NV7003193246 000O3 0614 030579001 COCOCO Page 95 of se CONFIDENTIAL EFTA_00 137240 EFTA01278147 *UBS Resource Management Account may 7014 UBS Bank USA Deposit Account APY Interest period Apr 7 • May 6 Opening UBS Bank USA Deposit balance Apr 7 $733.39 Closing UBS Bank USA Deposit balance May 6 $733.39 Number of days in interest period 30 Average daily balance $733.39 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GI-IISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indisdual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account. if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important inaarmation about your staramant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eliability consderat on - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You, account cost bases defaultclosing method is FIFO, First In, First Out Your 16 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Retirement services information Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported so the es for the tax year which they are made Contribution type Current penod (SI Tax year 2014 (S) Tax year 2013 (5) Transfers 0.00 57,012.04 0.00 CNP7C0C0005631740NPVC0197246 00023 0514 03057500 09afriyGhtooutsrg 96 of 98 CONFIDENTIAL EFTA_00137241 EFTA01278148 SUBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indvidual i liement Account Account number • Sane PrK es, income and current values ShOnn may be appmernate. As a its sec, gym aidlossesmay not be acutately reflected. See important mlormation about your statement a the end ol ins cixurrent for more inforreeon Cash Cash and money balances Cash and money balances may include aealable cah Waxes, UBS Bank USA &peat account balances. UBS AG Stanford Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC villhn applIceble limits, but are not protected by 9PC 1)85 AG Stanford Banc h decent =Qum breams-, ate not insured by FDIC ad me not protected by SIPC Money market weep balances are protected by 9PC but are not insured by the FDIC. Set the important information sboutyour statement a the end of this doarrient for der airs *out IWO balances. °penal; balance Cloung tdaxe eiddng on May 1 (S) on May 30 (S) U85 BANK USA DEP ACCT Pnce per shire on May 30(S) Average rate Your Financial Advisor: SCOTT STACK MANYLYLE CASRIEL 212-821-7000'800-308-3140 Dnidend Interest Days period period Cep awnwil (5) Fixed income 733.39 733.39 Mutual funds Total reinvested is the lolidall reinvested dwdends II does rot include any cash dedends. I is rot a tat lot for the purposes of determinng hazing periods or cost bass. The shares you receive each time you reinvest Ciadela tt(Orne a separate tax 101. Cost basis is the soli purchase cod of the security. indudng reinvesteddvdends The cost basis may need to be aclusted for return d (mita payments in octet to deterrnne the ad rated cost bass (or la< reporting purposes. Wang JP MORGAN SNORT DURATION BOND FUND SELECT Symbol. HUVX Total reinvested EAI: 4465 Current yield 082% Purchase PriCei Wilber Average dace of shares per snare (S) Client investment (5) 250.000.00 Unreafeed (tat) gain or lass is the dfference between t he current eau, and the cost basis and worts general). be your laade gin or loss if the security was sold on Iris date. The unresized ftax)9an a loss may need 10 be adusted for return of cabal payments in order to delemane trie realized bon or 1)ss for tat reporting purposes investment return is tie current va ue anus the amount yOu invested S does not incluCe shares that are not reflected on your statement, inducing shares that hate been rea eel a either a gain Cr atom it also does red include cash (Wands toe were not reinvested Cost PnCe Der shme oasis (S) an may 30 (1) May 30 (5) Value on unrealizedcure imestrnent Hddog gain or loss (5) return (5) period 5,162 238 I 1 4:08 56,828 48 10.930 56,423.26 405.22 - 56,423.26 SDNY GM 00026622 Cele7C003005631 741 NP7003193246 000:9 0514 03057500I CONFIDENTIAL oocOco Pegs 97 of 98 EFTA_00137242 EFTA01278149 SUBS Resource Management Account May 2014 Your assets (continued) Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual ent Account Account number: • voce on May 30 (S) Your Knew:id Advisor: SCOTT STACK MAI/ LYLE CASRIEL 212 821 7000/800 308 3140 Percenta;e of Cost Estimated your account basis (S) annual income (51 Unreazed pen or loss (5) Cash lixed income Cash and money balances 733.39 1.28% 733.39 Mutual funds 56,423.26 98.72%, 56,826.48 465.00 405.22 Total $57,156.65 100.00% $57,561.87 $465.00 -$405.22 Account activity this month Date ActIttly Dexrplion Arnow, (5) Dividend and interest income Dryden& May 1 Dvidend IP MORGAN SHORT DURATION BOND FUND SELECT 25 BO Total dividends $2520 Total dividend and interest income $2520 Investment transactions inlyrroton i'c pottl.Jut Shown br restricted aunties. see IMpOrtant InlOrmHiOn about your statement at the end ItIn clocunent Dalt aChnly Oescgration May I ReimeStment Proceeds iron Funds tnweStrnent withdrawn kr ACCiuttl Outeitity v Sue (5) Price (1) transactions (5) •nvesirnents bou t (S) Interest (5) IP MORGAN SHORT DURATION BOND FUND SELKT DIVIDEND REINVESTED AT 10.93 NAV ON 04/30114 2.367 -2580 ToW 42520 CNP7031:0305631 242 Ne7OCOIS0246 00029 0514 030575004 Ceig AY_GM_0002tItilt9 98 of 98 End of statement for account number. CONFIDENTIAL EFTA_00137243 EFTA01278150 Important information about your statement LEIS Fiuncial Services to. (the F im or UBS Anemia! Senrizes). is a nerrter of all prince:el stoney, ammo* and options et:changes. LES Figroial Sakes and U3S Bank USA we rdrect subsdares of LES AG and affiliates of LES Searitin LIC. lhe Fim's Ihencial statement is available upon mopes The Fink excite* off ices ae a: LES Fine-tool Saxon M. 1200 Harbor Boulevard Weetwviken. to 07086 Ibis catmint represent the any off kialree-Ord of your LES Feint& Semmes account. Other records, rapt official lair document containing conflict-Oa should not be relied Lyon If you beene there 6 an error cr omission, please report it Ormeciatelynwiting to the Bench Manager et the office sang you account. AtInaki al figures than T. mended to be accurate. statement data shake not be used fix tar purposes Rig sclek on yenend tax tams, te. Form 1099 Slat 10425, etc.) whin preperigyour a return. The Fim required by law to report to ihe IRS all taxable dividerick. scoriae rantauble deridends and table Merest earned on scunties held in you accost net proceeds on sale transactor% and cost tests on certain covered moats. Communicationswiththe Finn . Please retori um are oral corm-kncaterts in wring to further protect your nits. inclAng your role user the Santee IMMO)! Inaction Act (EPA) • If thefins-cal nstitution an the top left of the Ina of this stamen is not UB5 financial SarkesU3S Fronoal Semites carries you scout a cleamg baker by anargerrent with the intend intlitutiNt We iriormed you of fit relationship when you opened this woost. hat cat your trots aid saint a-e located x UB5 Rnancial Services and rot the etrootong broker. ad you nut mate a report of try axe or omission to both fine. A account Patna' shall be deemed complete al accurate if not objected ton wen; within 60 days. • PION* diect customer complaints or iNIJii4S to tie Fin'sClient Matins Depanment a 201-3521699 cr toll-free a 800-354-9103, 8:00 A.M. to 6:03 P.M. ET Monk? through Frklas a in wing to LES Financial Sena, lx.. Clint Rata Dees-teener P.O. Bin 766 Union City, NJ 07087. • nesse of 91101101 Wed Cm about an electronic ludo transit( (ffn bi puymm or UBS Visedebit card trantectorts, call 62-1000. or wise to UBS Feenual Sworn hc„ 1000 Harbor Blvd, 6th floor, Wahines' W 07086. Min RMNIESA Sakes Caa write as soon as you cart it sou theft toes statement or receipt is an; or if you need more infamaton abed a ture(er on the statement or rq(001. The Firm or Card tun (as analtoble) mint her from you np later thin 60 cloys aher the Fim sent you the fin stamen on *nth the armor problem *Pared. - howde you name ad accost number (of any) — Desabe the nor or he wander you apa about. and woolen aa deark porta cm why you believe e is an error o- tohnou need more licnnation — Proud. the cblar arnant ol the suspected error. The Fim or Card Issuer wit tirressigete your complaint and reel correct any error promptly. Please ma all tacks payable to the fain or fie &uncial intthution Skated on tie front of this gasmen h ackliten to recta accent fen accounts may be subject to mai-nuance fees, chars for late parent for securies purchases and charges for unpaid arnants in cashawes. Accounts that we transferred to other hsteutions may b. subject to a wander tee. UBS Sweep Options UBS offers options for sesepng cash bine; biances to balk deposits at UBS Brit USA and UBS AG Slanted brash Etank Sweep Frown* money make. intuit iced, Money Furls) awl the International Deposit Accant (DAtor customers withal International Resource Managema Account. Through kr Bank Sweep Progamk cash balances re swept to U16 Sat USA up to an nth:4W pmt rd then to LES AG Stanford Brands or e Money Fund. Deposits at UBS Bak USA are FDIC rend in accordance with FCC ruin. For more nlormatir please oat warldicgov. Deposit at UBS AG Stanford Blab and tares of Money Funds as rot nand by the FCC. Throws the OA, coileble to cash balances we swept to depose accounts at UBS AG New York Branch and UB5 AG Cayman Bunch These deposits ate not awed by the FIX. Balance, hold at the LES AG Carnes Brands are tempera* exposed to the so ereir Sc of the Cayman blends, and there is no grantee or other obligation of UBS AG to repay+. baron week on the UBSC sman's Brieth's books. Deposis a LES Bak LEA and each UBS AG Each are not protected by SIPC. Money Fund shires we protected by SIPC. Ste 1J3S Phonier Services Mecum Protection bobw Upon you regal, balms in tie Bank Sweep Program OA mat be withdraw\ and shares of a Money Fund my be liquidated, rut the proceeds returned so you or your sectribt moult. Cuter re anion about available steep options. nixing <tenni merest rats and yet*, a salable at am Lex comfoseeppekk from your f nano al Odium or by calling 800.762.1000 UM Financial Soniaamount protection The Fens is a member of the Secedes MIS1101 Protection Corporation GEC), *Sikh protect swain account. of its members up 10 1500.000 (ncluding S2B),000 for cams kr cash) The SIK aset protection Ines XPV to all account tot you hold n a pakular capacity. The Fim, together vitt certain at Aiwa, ha also purchased enpinental protection. The madmen amount payable so al Mgt* diens, collects& u-da this protection is S500 million as of December IQ 2013. kloPot to the poicy conditions ad limitations, cash X the firm is further protected kr up to $1.9 million n the aggregate tor all you accounts held n ape-titular capacity A hi copy of he poky wiring is waileble upon mourn. The SIPC protection aid the supplemental protection both do not apply to. • Certain Tramiel Isiah controlled by (and itbided it your account value) but held away from US$Fine-nil Services (e.g.. certain(* cash at UBS Bak (il cad, at LES AG Stanlord bunch (I) insure-a want. including variable enmities. and 06 shires of mutual finds where such Mares are registered diedly h the name of the account holder on dm books rd records of dm applicable issuer or transfer agent); • Certain natant contracts or natant neat (eg., limited partneshix and prime placements) the ere rot registered trder tie Securities Act of 1%3; cod • Commodities contracts (e.g. neon excha-ge and ace:usenet:el oaring Swing futures contacts ad tormoditYcoticn contract. the SIPC protectan and the supplemental prolecton do not apply 10 these assent ant day otherwise appear on you materna" lie SEC plotecien ad the ILSOkerzentalprotenion do not protect agave d004445 in the market vale of gar investments (whether as a festal 04 market movement issuer balcruptcy or otherwise} More information is avalable tart rezicest Yixe may obtan more hfcanation abou SIPC. rct4ng the 58C Brochure, by contacting9PC at 202-371-8300 or by wsitng the Sift **kite ar YAW/.440‘0, Dividend Reiwotbant Program (DPP) n-e rcke reflected is an away Fria. You may obtan the actual price km yas Financial Advisor. Orly Wok tarn arc purchased under MI; caret shires will be soli rd tot cash wit be &potted your account. The 6viderd reiwesvnent price applied by the ksuer may differ from the market vice at which thepartied shires at sold Crwleivlieu C.-4, whole units may be hekl A yoor accout. If you a-e entitled to a paki at a a result of a chriderd Paetneoll or oterwise, the Firm red ether sell prat snits at rivulet eke a accept an amount determined by a registered Mato agency, nd credit you' accost Investment objectives the neestmere °Nedra rd risk profile we speak to each account and may try between Please Eke the Finn prompt/ in *versa of any sir kant change n you Biaxial situation or minima objective.. For each CONFIDENTIAL scant held, you choose one of tie follang jinni objecther • Endue Cunentlrenme. hat a es sato; the generation et income crgt • Adam Capes( appreciation Investments marring grower of prncpal rather than the gamin of income. • Pacidoce Com:sleets:in oilman. and Capital Appreciative" easements seeking both the generation of mane and gash of 1:&001I. Overall risk prairies • Con.wvates Seeks to nankin Mel wroPa with low risk aid volitility to the accord overal, then if that mewls the axon does not generate signif 'cant income or returns ad may riot keep pace with inflation. • Moderate: Willing to accept sane risk to principal and tolerate some votary to seek hater returns. • Aggress:re: Wiling to accept high riot to psnopal ad h gh wheiley to seek high returns over time. Statement liouseholdne We may consoldase at related account statements with the same address n the sane 60•404:4. Accounts may be related la this purpose twat they hew owners who also mantain pit account col/nonslip, wit other diems at the sane address. This practice k known as • howlcling ' you prefer to recehe rdivdual 'lateness mated in separate envetpes - you may decline householding by Ealing your Froncial Advisor. Friendly accourt name the trendy scant name reflects of ormetion that you entered on the tons onlne services webste. It is a customizable *niolrorn? drown by you to maid you wth gar word...pi-4 It has no legal effect on your acorn. You /WI durge you hiendk account names, through Online Services or by contact9 murFiancial Athisor. Ammon overview • Yatre effort accountfponnalt Net of assets and • Asset kolas available cash balances. vaLes lot restricted stay 66 ), end Global the Deposits, urrealied marks to make, and certain arts not held by the Firm Does non include unwired S0CL/40(Illassets al the end of the prior and ourent stalerrent periods, or prase Mestriwits, invested stock options ad erectable stock options • Lis. Includes debt balancesoulardirg rrurgn loans. credit wit, tol aCtant balances. • Casb/reoney balances. Total of uninvested avalable cash balances, plus UBS Ire 1.6A depose batrces UBS AG Starr/odd Cann depose balances and money market main fund sweep Saxes, at the cbse of he statement period. Non.corms6ty free credit balances in your scanwe rot segregated from other balances and the Inn may use any of thesefunds is the ordinary course of it business. these funds re payable neon your dernard. This total is included in Sat anent period closing value. SDNY_GM_00026624 EFTA_00 137244 EFTA01278151 Important information about your statement (coninued) Landing itmeation fa deleted inform:Ilion as the Finis lending vacates and &chafes, ale( to you Client Relationship Agertrum or Annual, Agramene aid the General Terms ad Conditions UBS Statement of Credit Traction available in Agreements andOiscroarres at miguakimailtrsagaggainal vase—ft Your statement Bemires securities endother was held in the &coat at the end ot the steamer* period. You may ark for deity ci bray paid sedates at ry time. You may ratite securities used as loan collateral after prying any balance due on tan. k -y securities tranderned to tne Can dreg the sestement period are bad at market value as of the end of the thence period. • Gen basis. In delamning the cost basis of the starts included in this statement, where indicated wih No nutrbe. '1,• UPS Nara &Services has relied co inforrotion obtained from sources other tan IRS Handal Senices, including nformaicm biro anothe- fim a that sunny have provided to you finaxial Addeo. The Finn does not adependently verify a garnet the acaracy or surclity day information provided by somes oiler then lin thencial traces. h adatist although LIDS Fiancee Seines general& &den tic Hamann as it e received, the firm does not provide any trances trust he Hamadan vet "Cost basis" and %Meted gad loss' accurate as of te dale of this statement. As suck please do not reky on *6 Hatton to make pachuce a tale decisions brad papaw cr otherwise. Accounts tranderred to to fim may reflect girt loss edamatim only for the period of tine they ae l dat the F rm More historical Monaca tars be addedby yocr Fesmone Advisor. • Um-gated gailetrien Wien data is aailbily estinated isrearized gaing Imes we wIctAated fa invite( seamy lots. The Bensalem data for navidal lots may or may not reelect commissions, charges sector acuity reorganized im rants Dividend and otarre flatmate lots an systematic purchase lots are eachcombined to display are averagedloll)* • Trade date • [almapresentsthe aigeul transaction wade date. • Callable securities Brea and ;referred stock that de awn cats for eery redemption wit be selected morel& by lot ban arrong all seo.reies of tut anon held how name or in nominee net,. la as clients. Call ban itinatka i tailed from third parties and es accuracy snot guaranteed. Other <all feakres may east ahich wad affect mkt complete Mcmiation bate provided upon request. • Certificates of depot (CM) CDs are FDIC inured Lp to 52993,000 in precioal and accrued interest per depositor ad per depository institution, in accedence rah FOIC • lerthalua Press dial/wedfa securities and other products may be higher or lower than Pavia that you would anus receite h the mallet Pries we obtaned from vaious third party sources which we Delve to be reliable. but we do not garalee ten accuracy. — We generaty um the closi-g price when mad* cc the mean of the bit and ask prices fa teed Parties and whom or on& bd prices Ice OTC noshes. - Less Acta& waded securities may be priced using valuta, model or he most recent art we obtained and may not reflect an actual market price or vakee - Certain postion may appear without a price and will thaw at 'price was rot mailable if we re unto to obtain a once for a sandy - Deposits or seartin denominated incurrencies ocher Bun U.S. dollars are reflected at the eichinge rate as of the statement date. - Fa cerien watts trading in norsconformag derimnataa bite an quawily (face alai may have been di:listed to facilitate proper veruain To obtain current quotations, when babble, cornea your Financial Abler. • Prints iweewnan0 and An/clawed producb. F,Mte mestrrent saunters II exbdep drect participation acqam and real estate investment mast barites) and struckred peoSKIS ale generally highly Akiiii. Certain shared proicts have not bail registered wit. the Securities and Excha- C omission o- under ani state &curt, laws. We provide estimated vibes for private investment wanks and structured products lot edormataul purposes only. Acasacy isnot parenteed. - These values may differ abstastrab from pron. if any, at Midi a prima iseesanent security a structured pox,* may be bough or sold and do not necessarilyrepresent the May& may receive UPon rquidltien. - Thal prly esbmates of tale are as of a certab defend are saplid to UBS Fna-ciel Services on a regale' bass by en independent vitiation fim. - hues general panne or taproot estimated vaLes, ry, are applied to the by the Sauer, genrtal pa-ter or Spa-GOr and may be calculated based on &Urea Stanton Iran that used by Ned parties laded* Iheir estmated values. - You can obean Stave infarnaica upending the methodology used to determine the abate of value an tie date of the Hamann tha is the basis fate eranate by contacteg your feuncial Advisor. - TAW party estimated wits may be reflected as •Not Freer n war I sit tn. wee n edependent station fern has not suppledor is wade to assign a ate when we beanie avare that a materiel event ha &cured that may call a whom*, reported vela it question, or yawn a value would be highly speculative due to the nave of the acuity - When neither an suer, general panne or sponsor *stinted vale as a Bathtub estimated beta if matt the value of the wart will be diehard from its purthwe price. — • Pain on to date may include return of canal. income a both — 'OriginalLen fee' represents the initial Wrong price per unit and may not reelect Will ton basis • Restricted noshes ResIrded seardin genitally are rot currently etegiole toe public sale. UBSFirunol Services saes to mallet price of the unrestricted stock of the same issuer as an mputed value for to restricted stock for mono:col this Mermen. onk To the retent that restricted washes are ergble la sale, the vete received may be abbantial& less than the Sawed value dnana • Est Beelinted) income. currant yields and rtes. An estimate of moral income is based co current drib:Bed ad interest rates, assuning tee searkies will be held for tee yea from statement date or until MItteite This estate dory a gadolne, accuracy rd continued income are not gueranteed — Estimated anal axone an anent yield for certain types of secskes could include a ram of amebae or cancel gains in tide case the est income bedtuna yeti would be vented. — Estimated anal Mane rd arrent yield and the actual ixone ad yield mkt be kwer a higher than theist:matedmounts. — An essinate ol rrualced ncome (divdend andor interest) divded by the anent marked valtraverat balance is based on the last dindend Of Merest payment made by the issuer and manes tee seesaw/deposes will be held for ore year from the statement date or until manly. Accuracy rd continued yield we not gained • Ants not hold by U3S Eitancid Swot Certain assess ore not held by the fern and not vithin the fern's possession or antral. These assets de disoleyed on your statement for informational purpows onfy. Pennons and values presented an Pond& by the ibui-9 fern UBS Fruncial Spikes is not respanble for the ilaination and des not &sante es accuracy. These assets we rot wooded by Slit or tie Fina 04:elementalSIC coverage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-I fees receised n correction wt the distribution of radial lards to trams we new our ant 'et" revenue *wing payment from distributors odor adviscrs of the mural funds that we sell. Theseamounts are bated on two different COM:Onentt- 0 the amantol sake by UBS of a partkula mutual fund I ami& to our climb and C) the asset valued a partiot mutual fund Iambi shares held at the Imo — We and os Abate also rem* nem:eking and orrnbusprocesang lees in consideration for under gent ferien tha we ROM* to the mutual fads. Thew km generallt are Pad from investor assets in the mutual kind and are a feted dela mount based an tie number of accounts at the broker-dealer holdout's/tweeted at that fund CONFIDENTIAL — e, idle& to conmoscra received n connector wash the sale or distribution of anney contracts and wt investment trust units to our <lents, vie anctor our affiliate recta awns sharng compost:a from many of the entrance companies undenatirg the al-mirycontracts, aft hales of to bisursce carcases& sponsors of thecae imestment rusts we distrbcde - Cur affiliates ako receive trading conmeekra and other componatin from 'visual fads and 'nuance companies whose products vie distribute. - We recta* an anal fee from UBS Bait USA and IBS AG Stanford Hard, of up to szs per accost sweeping to the barks under the UBS Bait Sweep Fragrant, Activity hbitnacca reputig commissars and other charges tasted a connectco with tie eicastat of wades, ndudng option transactions ha ha included en COulefridiOnS MMUSy hiffeited fa you. rd will be provided to yOu wavily cet fewest. Shan gelling f rain engaged in shat warp a security, you may incur a charge dye to certain taroweg costs for that prliculer security. Open arts Regarding am or 'scodtikancelbe ceders that were not wecuted by the statement date. open buy an sea stop orders are redacted by the mount of diudends or rigus on an ex-dividerds a endue date unless intructed oherwhe by you. You are responeble for orders that are weaned dye toy0t failure lo cexel eating opm orders. Plitt To obtain a copy of ax current Clime anucy Notice please contact your Froncial Achisor or visit as websiee ate. UBS nnanciel Services a rot a bat be Rea Buse-yen Services Account OSA and IRLIA are brake-age accounts which provide access to barkingservices a-idproducts through arrangements wash settled bat rid other lined-party banks, ri d provides access to nsura-ce and awsiny prat* hued by unaffiliseethinbpay insurance companies through Mute-cc agency subsidised's of UBS finarcial Services Inc. Investment, nsuraxe. ad a-ruttyproducts: Not MSC inured • No bank guasentete May We vela RUA. Rear& Management Account, Business Semites Account BSA, RMA ad alternation& Resource Mmagernent Accost are registered service marks of UBS Feminist Services Ix Via *rave is a registered service mart of Visa International. IBS Via Sanaa credit cards and Les yea debt cards are rayed by UBS Bark USA with pennesion from Visa U SA Incorporated. MS firsrsdel Services Int Pee. 201402 SDNY_GM_00026625 EFTA _00137245 EFTA01278152 Retirement Account *UBS Fnanoal 5er4ces eic 299 Park Avenue 25th Floor New York NY 10171-0002 CNnC06498983 0614 X123 Y1 0 UBS Strategic Advisor June 2014 illiAlNMASILL IRA NEW 'IOW NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Iinandel Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone: 212-821-70001800.30&3140 Value of your account Questions about your statement? Call your Financial Advisor or the on May 30 (3) on lune 30 (3) RMA ResourceUne at 800-RMA-l000, account 029023697 Your assets 57,156 65 57,063 86 Your liabilities 0 00 0.00 Msit our website: www.ubscomlfinancialservices Value of your account $57,156.65 $57,063.86 Items for your attention Reminder Certain mutual find shares held in select LPBS Investment Advisory Programs will be convened starting in June. See your statement acOvity for Tracking the value of your account details. S ihi LrianCS 572 57.1 May 20i 4 Jun 2014 Sources of your account growth dudag 2014 Value of your account at year end 2013 Net deposits and withdrao* Your oveStrnwit return. Dividend and interest income 4113.47 Change in markot vaiue 45150 Value of your wean on An 30, 2014 $57.063.46 9000 957,001.89 SDNY GM 00026626 Member SIPC flirt:009306498933 NeF000218741 000al Wirt 030579004 111000 Page 97 of 102 CONFIDENTIAL EFTA_00137246 EFTA01278153 T UBS Strategic Advisor lune 2014 Your account balance sheet Summary of your assets value on June 30 (1) Percentage of your account A Cash and money balances 723.24 1.27% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,340.62 98.73% I Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,063.86 $57,063.86 100.00% Account name: GHISLAINE MAXINED., IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. M=M Your current asset allocation A D Eye on the markets You rignondal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 • Cash and money balances may indude available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the enponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change lure 2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CNP70009005498984NP7000298741 00003 0814 03057500. CONFIDENTIAL MIlY_GM_000/168279e of 102 EFTA_00137247 EFTA01278154 SUBS UBS Strategic Advisor June 2014 Change in the value of your account /M820140/ Year to date (S) Opening account value $57,156.65 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withckawals and fees, inckiding investments transferred cut -10.15 -10.15 Dividend and interest income 20.65 113.47 Change in market value -103.29 -51.50 Closing account value $57,063.86 $57,063.86 Account name: GHISLAINE MAXWELL IRA Friendly account n OM!: IRA Account type: Indradual Retirement ACCOunt Account number Dividend and interest income earned For purposes of INs statement tenability of interest and dnidend income hen been determined from a US tw reporting penpeclise. Breed upon the residence of the account holder, =count type, or product type, some Interest ancior dvidend payments me/ not be subject to United State (US) ardor Puerto Rico (PR) income tares The (lent monthly statement is not intended to be used and cannot be pied upon for tar purposes. Clients should refer to the applicable tar reporting forms they receive from LABS annualy, such as the corns 1099 and the Forms 480, for lac reporting information It is the prance of UBS to file the 4APACatit ten reporting forms with the US miernal Rennie SenICe And PR Treasury Depararent and in such forms accurately classify clndenct anla interest as tar exempt or to able income. Pleat consult your induclual tax preparer. June 2014 (3) Year to date (5) Dividends 20.65 113.47 Total current year $20.65 $113.47 Total dividend & interest $20.65 $113.47 Summary of gains and losses Vaues reported below exclude products for which gesns end losses are not deosifitd. Realized gains and losses Unrealized lune 2014 (I) Year to date (i) gains and Loses (5) Short term 0.00 0.00 0.10 Long term 0.00 0.00 -508.61 Total $0.00 $0.00 -$508.51 Your /I sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Cash activity summary See Account acMt ttus month lot deta &lances in your Sweep Options are inducledin the q:enng and closing Manes yaw. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at 1435 AG, Stamford french or bank deposits pa«dthroush the UBS Internetronal Depose ACCOUnt program SIPC protection applies to Monty Marinet sweep fund holdings but not bait deposits. Seeimportant inborn:on about your statement on the last two pages d this document for deists lune 2014 (5) year to date IS) Opening balances $733.39 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 20.65 113.47 Total additions $20.65 $846.86 Subtractions Professional management fees and related services -10.15 -10.15 Funds withdrawn for investments bought -20.65 -113.47 Total subtractions -$30.80 -$123.62 Net cash flow -$10.15 $723.24 Closing balances $723.24 $723.24 SDNY GM 00026628 IMO Page 99 of 102 criszo00700649893SNP70032Sezet 00001 0614 030579004 CONFIDENTIAL EFTA_00137248 EFTA01278155 *UBS U BS Strategic Advisor Jure 2014 UBS Bank USA Deposit Account APY Interest Peeled May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 $733.39 Closing UBS Bank USA Deposit balance Jun 5 $733.39 Number of days in interest period 30 Average daily balance $733.39 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the altemabve investment objectives in Important information about your statement at the end of this document. Your return objective: Curtent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibnpy consderat.on - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Vow account cost basis default closing method is FIFO, First in, First Out Your financial Advisor, SCOTT STACK Meall.YI.E CASRIEL 212-821.7030/800-308-3140 Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period. If this information is not correct. or you wish to change your beneficiaries, please contact your Financial Advisor. Beneficiary Changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Burns Katie Vaughan-Edwards (100.00%) Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the IRS for the tax year which they are made Contribution type Current period (1) Tax year 2014 (1) Tax year 2013 (1) Transfers 0.00 57,012.04 0.00 CNP7C00b006498985NP70C0298741 00079051 4030575 I WfilLy_cicooditSztoo of 102 CONFIDENTIAL EFTA_00137249 EFTA01278156 *UBS UBS Strategic Advisor lurx? 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indeedual lement Account Account type: %ate prices, income and current va LK'S Sharen may te apploxifette. As a testa, gairts and losSeS may rol be acurately renecied. See important AsSorntabon about your averment a the end of this dxurrem for mote Informaion Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA depost account baances !AS AG Stanford Branch &post account bgances and money market mut ua fund sweep batances UBS Bank USA deposit account balances are insured by the FOK vat n appriceale limits, but are not pointed by SIPC. U8S AG Stanford Scene h devout =con brines are not muted by FDIC and are not infected by SIPC Money market sweep batances are protected by SIPC but at not insured by the FDIC. See the rmportant information about your statement at the end of this date-rent for dank stout those balances. Ocenng Wane. Cloung tdaxe tiddng on run I (I) on Jun 30t5) WS BANK USA DEP ACCT • Pe C. per than on Jun 30 CO Average rate Your Sinandal Advisor: SCOTT STACKMAIWLYLE CASRIEL 212-821-70001800-308-3140 OnIdence Interest Days et period period Cap nitwit (1) Fixed income 733.39 723.24 Mutual funds Total reinvested is the loll dal reinvested civic:ends h does rot include any cash 05AI:ends. n is rot a tax lot for the purposes of determinng hazing penoch or cost baps. The shares you receive each tire you (tithest cl udendS beanie a separate tax. IDS Cost basis is the iota purchase con of the security. indudng ;el nvested ci Wends The cost basis may need to be aclusted for return Cl capta payments in order to determine the a:t sated cost bans fill tax reporting oncosts. Hsiang JP MORGAN SHORT DURATION BOND FUND SELECT Symbol. HILI/X Total reinvested EAI: 3465 Current yield 083% Purchase pries' Number Average once Client of shafts Del shale ($) invesirrnent 250,000.00 Unreatzed (tat) gain or foss is the dfference between the current vaue and the cost basis and world generay be your taxaole gat or loss d the security was sold colitis date. The unweaned (tax) gan a loss may need 10 be alusted for return d captor Payments In Order 10 determine the reSiZed On Or l:65 f Or lad reporting puiposeS investment return KU* current value mous the amount yOu invested t does not InJude Oats that are n01 reflected on your statement, inducing shares that hare teen matted& atria a gain oe a loss it asp does not include cash diidends That were not reinvested Cost PnCe Der Share MIS (S) On Jun 30 (1) jun 30 (1) gain0(105s (S) Value on UMeall2ed Rad Investment sidling return (Si CemOd 5,164.127 1 1.008 56,849.13 10.910 56,340.62 •S08. SI 56,340.62 SONY GM00026630 C HM00;006493987 W70032%741 00003 CBI 4 03057%04 =I 100D Page 101 of 102 CONFIDENTIAL EFTA_00 137250 EFTA01278157 T UBS Strategic Advisor lune 2014 Your assets (contrived) Your total assets Vaue on tun 30 (5) Percentaed your account Cost Ws's (3) Estimated annual incase (5) Unrealized gan or loss (S) Cash Cash and money balances 723.24 1.27% 723.24 Rxed income Mutual funds 56,340.62 98.73% 56,849.13 465.00 -508.51 Total $57,063.86 100.00% $57,572.37 $465.00 -S508.51 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual Retirement Account Account number • Your Pi nancial Advisor SCOTT STACK MAI/LYLE CASRIEL 212-821.7000/800-308-3140 Account activity this month Date Mindy Description Arnow, IS) Dividend and interest income Dividends Jun 2 Dvidend IP MORGAN SHORT DURATION BOND FUND SELECT 20.65 Total dividends $20.65 Total dividend and interest income $20.65 Die Activity DeSCrOttOn Jun 26 Fee Charged INITIAL FEE •10.15 Total professional management fees 410.15 AnKnelt Fees Investment transactions For more Information about the once value shown for restricted securities, see Important information about your tratement at the end of this document Pmeeds Iran runt% inwstment withdrawn Ice Accrued Caste Activity Desciptton Quantity Vate (S) Price (S) transactions (S) ,nveslrerents ['outfit% (T) interest (5) Jun 2 Reinvestment 1P MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.93 NAV ON 0930114 Total -$20.65 1.889 40.65 0ate Activity Descnritcn Amount (5) May 30 Balance forward $73339 Jun 27 Withdrawal 1185 BANK USA DEPOSIT ACCOUNT AS OF 0026/14 10.15 - Money balance activities Jun 30 Closing U8S Bank USA Deposit Account The UBS Sant USA Deposit Account is your primary Sweep Option S72324 CNP7C0C0306408988NK7000299,41 000a9 OSI 4 03057 I I M iiiy_Gm_0062883102 of 102 jp End of statement for account number. CONFIDENTIAL EFTA_0013725 I EFTA01278158 Important information about your statement LES Financial Semites ix. (the F im or UBS biaxial Serows), is a merger of all princizel acuity, ammo* and colons brthages. 1.85 Ft-encial Sancti and WS Bank USA we rdrect suteniares of LES AG and affiliates of LES Searties UC. The Fim's I hancial statement is available upon moss. The FiTilk moan* off ices re a: LES Finanool Sermon te. 1200 Harbor Doubted Weehawken, NJ 07086 Ibis natement represents the any official record of pas LES Financial Semmes account. Other words, except official the daunts, containing centring date should rot be relied Lyon N you beam, there is an error or emission, please report it irrmaiately narking to the Ranch Manager of the office serving sow account. Ateucti al figures Sham We Mended to be accurate. statement data steuli not be used fix tar purposes Rely stink onyeafiend tax forms, 6.e. Form 1085. 5498. 10425, ea.) whin prepargyour ter return. The Fines required by low to won to the IRS all taxabk diridence, report** renewable din:lends and tiatole tnenet end on meanies held in you axant, me proceeds an sale trareactexe, and cost base on tenain coveted swains. Communications with the Firm . Please reconfirm arty oral cormarcatores in *meg to funher protect youtrads. incladrig your rad order the Searities Master Promotion Act (SWAT • If the finance' nstaution an the sop left of Me fromt of this statement is nor LEIS Finaxel Sautes, WS Ftenoal Services caries your scout as oleamg taker by at argerrant *Me the ndeated intlitutiXt We Wormed you of the relationship whim you opened this attars. Int* case, your tea and searkes an located at LES Enancial Senates and rot the Pito:tang broke.. ad you nut make a relbod of ery ara or *Tuition to both lime. A N accont statements shall be deemed complete ad accurate a not objected to hug* within 60 days. • Please Meet customs complaints a tqJiin to tie Five's C lent Relations Penmen X 201.352,1699 a toll-free a 800-3569103, 860 A.M. to 6:00 P.M. ET Monday through Freclap a in ming to LES Financial Services Ix., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • hate of err0rt or clastbrb about al electrum funds Wander EFTS, bi puymm or UBS Visaed ebit card transactions, call 62-1000, or vete to UBS Frenoal Semen te„ 1000 Hata Blvd, 6th floor. Week/Men W 07086. Min RIVINBSA Seaces Cal or write as soon as you can i you hrk tar statement or receipt is maga 4 you need more infonnetion bah a tire* on the statement or remit. Tho Firm or Card boar as atticable)nun her from you no later that 60 days after tie Fim sent you the fen remanent on which the error or problem appeared. - Prom:leyou name ad accost number Of arty) — Death° the *nor or he transfer you ant team about and elan as clay as you can why you believe it is an error a why you need more information — Proud. the &ear amount of to suspected ente. The Fin or Cad Issuer web iwggke yew complaint and wall correct any error promptly. Please mat all Oulu paubb to the Fern or eve financial initiation indcated on tie front of this Penmen had:Mita regd.- acatrit fen accounts may be subject to mailenaxe fees chars for ate parent for sear nes purchases and charges la unpaid arreunts in cash =cues. Accounts that ate transferred to other notations may be subject to a under tee. UBS Sweep Option, UBS offers options for sweepng cash boraxes, balaxes to ban deposits at UBS Bat USA and UBS AG Slanted branch (Etenk Sweep Progamd money maks mutual firds (Mor*Fu-d0 and the IntenationalDeposit Acoant 00Alfor customers with al Intentional Resource Management Account. Though tie Bank Sweep Proaank cash balances re swept to UISEtat USA up to an itaabkhod knit ad Mato LIES AG Stanford Bradt or e Money Fund. Deposits at UBS Bat USA are FDIC nswed in accordaxe with FDIC For mere nlormation please vat wwwidicgor. Deposes at UBS AG Stanford Broach and Sures of Money Funds are rot Pared by the FCC. ThroLge the OA, aniletile to oath balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Brach Thew deposits ate not inured by the FM. Beirut Feld at to LEIS AG Carnal Brat, are tempera* exposed to the so...reign risk of the Capon elands, and ten is no given*e Cr other obligalon of WS AG to tepay the boraxes while on the UBSC trans Brach's books. Deposts a WS Bat LEA and each UPS AG Bench are not protected by SIPC. Money Fund shares ere protected by SIPC. See *U3S F /uncial Service. Accost Protection* bebw Upon pas request, bale-cgs n tie Bank Sweep Programor OA may be wilts" and shares of a Money Fund my be liquidated, rid the proceeds returned so you <flour teacake accant. Furter formation about available sweep options, nthing amen rimiest rate, and yet*, e suitable at *kw dm comliseeppokk from your Fauna al editor or by calling 800.762.1000 WS Financial Straka account protection The F rrn is a member of to SefuteS invellen Protection Corporation (SIPC), which Fromm securities account, of its members up to 5500,000 *cluck* 5265,000 for dams kr cash) The Sift asset protection kr* apt to all accounts tat you hold n a palkular capacity. The Finn, together with certain affiliates, ha also purchased applemental protection. The maims, amount male to al eligible die*, ukase& tedm this protection is S500 million as of December 10, 2013. klota to the pokyconditions ad Emission, cash X the Firm is further protected fo Leotette million n the aggregate kr all yow accounts held n ape-Maar capacity. A ft/ copy of ta poky waving is mailable upon mutt The SIPC protection and the supplemental protection both do not apply to. ▪ Certin financial assets controlled by (and aniseed A your account value) but hell away from US$Fine-col Services (e.g.. certain(* cash al UBS Bak Id cad, at WS AG Strokedbunch (1) insurance prodiat, including variable enmities, and 00 shires of maid fiends whore such thins are registered diectly in the name of the account holder on the books and words of Be applied* bur a trader agent); • Certain enestmert contracts or Mestment Merest (eg., limited partneshim and prime placements) that we rot registered tender tie Securities Act of 1503; ad • Commodities contacts (e.g, foreign excha-ge and prec Cu metal centring nduding futures contracts rd emrmoditacceion contacts. the 51K protects:en and to supplemental protection do not apply so these assets then 4 theyotherwise appear on you. thearnwt. Tine SRC protection and the 7SOkrciental protection do not protect agave changes in the maim vale of sou investments (whether a a result of market motement, iSSuff bankruptcy Cr Othonteu) More information is avalable mon ricked You may obtan no nfomaion abaft SIPC. raiding the 5WC &ohm, by contacting SIPC a 202-371-8300 or by tisane the 5WC **kite at YAWI.SIOCAIV Dividend Reim/bare Program (DPP) The ate reflected is an enrage price. You m:ribtan the actual price from you Financial Advisor. 0y *bob Owe, are purchased under DRIP; partial shares wil be told rd IM oath wa b deposited in your account. The rividerd renvesvnent price applied by to issuer may • from the market price at which** panel shires we sold Calebeliela Gelb* whole units may be held n year account. If you ere entad to a palel use as a result of a dviderd Parall or otherwise, the Finn WI ether sell panel wan at rivulet peke a accept an amount detamined by a registered clearing agency, and credit tar accost Investment objectives The rivesimert °Plaines rd risk profile we specific to each account and may vary between, Please Seise the firm promote/ in men; of any signikant change n you- financial situation or rivestmen objectives. kr each CONFIDENTIAL accost heN you choose one of the foaming investment objecther • Endue Currenthwome. l.esb,e as seekng the generation of income oribn • AcAiine CeptbrIApprociat;on: Investments making growth of prix pal rather than the generation of aura • Produce Combinatbn of income and Capital Appralabbn 'vestments seeking both the generation of name and gash ol prixjael. Overall risk prefix • Conservats Seeks to mantain nilel vex Pal with low risk and volatility to the accurst own., rend that meals the accost does not generate significant income or mums std may rot keep pace wit inflation. • Moderate: Wittig to accept sine risk to principal and tolerate some voted* to 'seek hyl-er returns. • Aggress*: Wiling to accept high tit to penopal aid high volatility to seek high returns over time. Statement Imuseholdne We may consolidate at related account statements with the same adder n the Mme envelope. Accounts rimy be related la this purpose because they have owners who also maintain Pat acorn relationships with other clients at the sane address. This practice's known as • householing II you prefer to rec.* individual statements mated in separate envelaws — y0U may dative housholding by Ealing you F mantra Advisor. Friendly octant name The Frendk accost *me reflects al ormation that you eased on the Film's onlne semen ivebate, N e a customizable nniclrurny • chasm by you to atria you wish you recordkeepig. It has * legal effect on your account. You can Merge yos hiendk account names, though Onto? Services or by contactegyourFeancial Advisor. ACCOMt overview • vat, of mor accounttornrob Net of assets rd • Abets hulas amiable cash balances, vales for retained war km 1, and Global tine Deposits, urrealied marks to maket, and certain ads not held by the Fem. Does not include waked Sttfintl assets al the end of the prior and anent statement periods, or private iwestrrents, untested stock options and ennotable stock anions • Eiabbcos Includes debit blIIM•5, camera* resign loans. credit frie, den avant balances. • Cash/money babaces. Total of uninvested amiable cash balances. plus UBS Bak LISA deposit batrices, UBS AG Starrarad Bench deposit balances and money market maul fund sweep Saxes, at to obi, of he gatemen period. Norecormooky lieu credit balances in, your account ire rot segregated from other balances and to Firn may use any of these funds in the ordinary course of ihttainess. these funds are payable iston your &mad. This total is included in to cuTent period closi-g value. SDNY_GM_00026632 EFTA_00137252 EFTA01278159 Important information about your statement (Cen Inued) Lendfig rformaition Fa deeded information on the Fam's lending practice and &douses, refer to yar Client Relationship Arens« or Accost Agreemerd and the General Teens rd Conditions LE Statement of Credit fraction available in Arehart endorse/mutes at arm& romerratedstai, v--te Your oessrrent Bemire( weaker. andother mots hell tithe avant at the end of the statement period. You may ack for deice). of bay paid senates at ant time. You may receive securities used as loan collateral after paying any balance due on tem. Ny securities transferred to te rim dreg the statement period are lied at market vante as of the end of the gatemen period. • Cott basis. In &lemming the tog basis of he senmes indadeln this «cement where indicated will the nurrbee UK Fevered Servion he relied conformation &Seined from sources other than IRS Financial Senices, including inforrrigicm kern another l im a that you my have provided to you ;Saralee Advisor. The Him does not idepeniently verify a pars-din the acaracy or valley of ay information provided by, sans other thin (RSA-uncial Senices h addlin although UBS Tina.« Services general& 'extet's his Ham:di:in as it is received, the firm does not provide any wane that the informatisn treler 'Cost basis- and ••Ihreakzed gay loss' ° accurate as of the date ot his statement. As such please do not reiy on this Hermitian to make peaches« fade dmitionL fermi prposee otherwise. Accounts transferred to fie Fim may reflect gar/loss ifinnatim only for de period of tine Own held a de F rm More historical Hamm cri can be added by you Finance« Advisor. • Umedited gain/been Wien data is arailtok, eginated u-realizid One lases se Wadded Ice ixkvdW sedgy lots. Re transacton data for ndvistial lots may or may not reelect commissions, fi nes andamoney reorganize m tweets Diridend and oterrenvestment lots ad systematic put:hest lots are each ocenbined todisplay are averaged lot. Pe Trade date • casinopresentsthe agad transaction trade date. • Callable smaarkies Grab and preferred stock that the isms cats for ea-b• redemption will be selected mpanelS by lot kern among all smashes of hat cut held hour mint or in nominee men* lot or <liens Call ham ..dammtim is obtained from third parties and cat accuracy is not guaranteed. Other call vases mytest which could aged weld complete information will be provided upon request • Certificates of deposit (0.)CDs are FDIC bowed toto 5293,000 in pi-Kb« and accrued interest per desostor and per depository 'median niacin:lance rah /VIC rules. • RiceArallue Press displayed for securities and «her products may be higher or brier than the Prim that you would aceualy receee n the market Prices ire obtained from various third party sources ...MN«, Deice to be retitle, but we do not guarantee their accuracy. — We gentrady me the closi-g price when avalible cr the mean of te bd and ask prices fa lined strikers and <peons cr only bd prices fcr OTC «ossifies. - Les acth4 traded securities may be priced usng a valuation model or the moo recent prk• we &tared and may not reflect an adult malet ;rice or wad - Uttar, posthems may appear without a price and will Mow as 'price was rot available if se as untie to ottan a pee for a teddy - Deposits or stories donaninated in currencies ohs* than U.S. dollars are reflected at the eychinge rate as of te statement date. - Fa amain notion trading in noisiconforiuri9 derciernatcres. price a d quamity Race vala) may have been adisted to facilitateprom( vaudion. To obtain current quotations, when heath, contact your Financial Ad,isa. • Print* frivenibTionts and structured producb. Mate metrem seosities (holding drect participation poltam and real estate «segment trust waits) and stmased podia. are grorally highly aided. Chien stristared poises have not been registered wih the Securities and Excha-r Com-resion o- under any gate securities laws We proide estimated macs for pmate investrrem secttes and «natured products foe inform:6rue purposes only. Arcady kind puranteied. - These values may differ stbstamiahr from prices. if any, at Mid, a pnyme hvesiment security a structured &Aid may be bough or sold and do not neCeSiMily represent the may& may receive upon rquidation, Thad priy estrnotes of sal, se as of a certain date ad are mope« to UBS Fina-cial Services on a refills bases by en independent ciliation km. — enar, generalpanna or tromor estimated rebel., ay, an wpplied to **Fro by the Mur, TOPI-Kralpa-tner or sparur and may be calculated based on Sterent information han that used by thrd parties laded.* ter estimated values. - You can ottor addiecrul information regarding the methodology used to determine the estimate of value arrd te date of te i-krmation that is the basis for te ideate by contacting your &uncial Advisor. - Mid party estinated vales rosy be reflected as ' Not pied' n Srea I sit tior wee n ..dependent satiation [mites not suppled or is unable to /Asir a vase, when we become aware that a materialevent ha canned tie may call a peeseaufbi reported valve it question, or when a 'glue would be highly Weaken due to tie nitre of the scanty. - When neither an suer, general prior or sponsor *stinted value is a teed «any estimated vela is mad, the value of the omisrly will be &Kurd Iran es peschase price. - 'Perko cm to date may noble return of ca3lial, ken? cc both — see • represent the initial cetera; price per unit and may not reelect yaw ma bans • Restricted norrtias banded setritin genera, are rot currently esgble for publk sale. UBS Finval Services ices he made price of the unrestricted stock of the same issue m an mputed value for de restricted stock for purposes of kiln 'Women< on, To the ertent that reacted sedition are eight la sale, the vale remind may be filonantiaR less than the inpsed value SnOinfs • Eat. heatimeted) Moyne anent yields and rates. An 9:finale of areal income is based an current decked rd interest rates, assuning tie scuts will be held for we yea from statement date or 'she ~may This retinal* Pa* ag.YbNe, accuracy and continued income are not guaranteed - Estimated a-intal home at ettren yield for certain hoes of coshes could &lode a stun of pmcSal or capital gains h Mich case the est income Ordtuna* pall would be °wheeled. - Estimated usual nitare at cannel Veld and de actual fixan e and gel mi;he be beer« higher than the estimated armies. - An es mate of a-ruatced income (divdend anda interest) divded by the anent market valdaveragre balance it baud m the kat divind or knee« percent made by the issuer and antes die seculiesideposts will be held for one year from the statement date or until mainly. Accuracy ad continued weld we not awned • Ames not held by WS ffiancial Semites. Certain asets ore rot held by the fern and not ',Chin the fern's possession or ccnvol. These assets de deployed on yvas statement for informational purposes onfy. Positions a-cl values presented as ravald by the swig f em UBS Fnancial Services is not rev:amble for des recanation and des not qua-Mite es accuracy. These asses se rot wand by SIK or tro Fin's upplem etal SIC covers?. • Revenue shaving and additional compensation. — In addition lo corrmissions on sales and 12b1 fees remised n ccnnecuon wife the distribution of nasal finds to ourc lent the ender our «Mate receive revenue sharing pyr mit from distributors orda edition of the ritual funds that sic sell. These arnants are based on two deerent cifrOntsi (I the arnantol mkt by UBS da patter mutual fund family to our <lints; and Gi) the meet value of a patioar mutual fund family's share; held at the Inn — We and as atMate also retest netwaking and orrnbus processing len in consideration for treater era unto; that wo parish to the rrulual Kra Thew lees rink, are pad from investor aces h the mitual kind and are a feed dala amount based an the number of accounts at the brokerdeale holdng endued funds of that fund CONFIDENTIAL — h skean to commissar° received n connedcn wth the sale or dignbition al urvy contract and ise investment mist mils to as <tents, we anda our affiliate need revenue sharing compensation from many of the inosance companies underwriting the druity contracts, afMates of de insurance arroves or sponsors of hena investment mats we etstrbute ▪ O.1f affiliates ako receive trading eanmesiam and odor censorial:xi from nasal fordo and nsurance companies MON pod itts we dotribute. - We feces. an anal fee from UBS Bak IRA and LES AG Stamford Brand' o4 up to 1.TS per acca.n ernephg to the bade under the UBS Bark Sweep Frograms Activity hlormaticaregardngccrnminkns and oiler charges hand in tonnes an with die ciecutcn of cadet, including option transactions has berencluded en COnlirrsigiOnS aerate/ turreted to you. axe wit be provided to yOu parrally co fewest. Short telling I Kure engaged in short mars a security, you may hair a chage die to cenain tan:wing costs for that particulir security. Open orden Regarrling Mai or •igoodtilkancelhe adds fiat were not eitofted by the gatemen date, open buy and see stop orders are refixed by the amount of dividends rigus on an ex-divides:le a mutts date unless hummed otherwise by Yet" You are 'chamber for orders that are rescued die tome failure to cancel ensting open orders. Ptheme To obtain a copy of as current Client WearyNotice please contact sour Fronde Achisor or vit as eremite at clicidGERgagtaC2mitkv UBS Financial Services es riot a bark The RCA, Bushes Services Account RSA and IRMA a brokerage daunts which provide access to barking services rd products through arrangements we, aff dated bats it'd other thrdsvey bares, ri d provides access to nsura-ce and snut, pnxLict sued by unaffiliated third.pany insurance companies through insurance agency subsidiaries of UBS Finarcial Services Inc. Investment, nsurace. and fl utyproducts: Not VIC inured • No bank guarantee. May Me mid RUA. Resasce Management Account, Business Services Account BSA, RMA and ntematiorol Resource Management Accost are registered service marks of UBS Promise Service, he Visa SkcalLre e a resigered serece mark of Visa International IRS Visa Snag'se cede cards and Les Vim debt cards are hued by UBS Bark USA with peens:sign from Vaa U SA Imorporaled, LCS Finandal Seevices Inc. P+V 201402 SDNY_GM_00026633 EFIA_00137253 EFTA01278160 Retirement Account ;It UBS ties Fnanoal Services 299 Park Avenue 25th Floor New York NY 10171-0002 CNP70057895110714 X7 Y1 0 UBS Strategic Advisor July 2014 iira mmu. IRA NEW YORK NY 10065-7007 Account name: GHISLAINE MAXWELL RA Friendly account name: IRA Account type: Indwidual Retirement Account Account number: Your Iinandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: 2 I2-821-70001800.308-3140 Value of your account Questions about your statemer47 Call your Financial Advisor or the on June 3001 on July 31 (1) RMA Resourceline at 800-RMA-I000, account 029023697 Your assets 57,063 86 56,929 89 Your liabilities 0.00 0.00 lfisit our website: www.ubscomrfinancialservices Value of your account $57,063.86 S56,929.89 Member SIPC Tracking the value of your account S Thousands 57.1 569 Sources of your account growth during 2014 Vzdue of your account at year end 2013 Net deposits aid vottrchaz4s saw S5692997 Your nvestrnent return Dividend and interest income 4154 28 Change in market value 4154 86 Value of year wain on Jul 31, 2014 M6,939.19 Jun 2014 114 2014 SD .7500 .1 2000 6634 C NP70003305769511 NP70031130665 00073 0714 0305 010000 Page OS of 100 CONFIDENTIAL EFTA_00137254 EFTA01278161 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 651.32 1 14% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,278.57 98 86% I Non-traditional 0.00 000% F Commodities 0.60 000% G Other 556,929.89 $56,929.89 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWEU. IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Your current asset allocation A D Eye on the markets Index Percentage change July 2014 Year to date S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% Your Fi minds' Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7CC0f BOO-308-3140 • Cash and money balances may include available cash balances, UEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the Last two pages of this statement for details about those balances 04200000576951 2 NP20C01$3665 CCM 0714 03057' igj .,004 ilti of l occal,SS596 CO CONFIDENTIAL EFTA_00137255 EFTA01278162 SUBS UBS Strategic Advisor . ; Change in the value of your account July 2014 ($) Year to date (S) Opening account value $57 063.86 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut -71.92 -82.07 Dividend and interest income 41.31 154.78 Change in market value -103.36 -154.86 Closing account value $56,929.89 $56,929.89 Account name: GHIELAINE MAXWELL IRA Friendly account name:IRA Account type: Indnedual Fitment Account Account number. • Dividend and interest income earned FOI pflposes of Iris Slab-Me/II, f ab:ity of ,merest art clolcienO income bas been deternined frcm a US let reporting perspective. eased upon the residence of the account hokler, account type, or product type, some interest ardor dyidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tares. The Client mOnthef statement is not Intended to De used and tempi be relied tom for lac purposes. Clients should refer to the applicaale tar reporting forms they recent. Iran 185 smugly, such as the Forms 1099 and the cams 480, for tar reporting intormmon Il IS the practice of U85 to file tht applicable tat reporting forms with the US intend Revenue service and PR treasury Department. MCI in such forms accuratey daub, ducknct arcyn Interest as tat exempt or tattle income. Plea* comult ycur InCIVOlial tar prepare( July 2014 (1) Year to date (I) Dividends 41 31 154.78 Total current year $41.31 $154.78 Total dividend & interest $4131 $154.78 Summary of gains and losses Values reported below exclude produds for which guns and losses are riot dassified. Realized gains and losses Your Financial Advisor: SCOTT STACKMANLAE CASRIEL 212-821-7000800-3C6-3140 July 2O14 ($) Year to date (1) Unrealized gains and kisses (4) Short term 0.00 0.00 -0.87 Long term 0.00 0.00 -61100 Total $0.00 $0.00 -$611.87 Cash activity summary See Account activity the month for decals balances in your Sweep Options are indueedin the opening and closing balances ydue. FDIC insurance apples only to deposits MUSS Bank USA, nal to deposits at UBS AG. slanted Ranch or bank deposits pacedthrough the LIBSIntemaiond Depose Account progiam sec protection applies to monry market sweep find holdings but nal bank deposits. See/maw-tent ineertnation abOut your statement on the last two paces Ce. this document for detals. July 2014 (1) Year to date (S) Opening balances $723.24 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 41.31 154.78 Total additions $41.31 $888.17 Subtractions Professional management fees and related services -71 92 -82 07 Rinds withdrawn for investments bought -41.31 -154.78 Total subtractions -$113.23 -$236.85 Net cash flow -$71.92 3651.32 Closing balances S651.32 $651.32 SDNY GM 00026636 CelP703093057895I3 NV7003193665 00071 0714 0305750CM OICOOD Page 97 of 100 CONFIDENTIAL EFTA_00 137256 EFTA01278163 taUBS 1.1B5 Strategic Advisor July 2014 UBS Bank USA Deposit Account APY Interest Period Jun 6 - Jut 7 Opening UBS Bank USA Deposit balance Jun 6 5733.39 Closing UBS Bank USA Deposit balance Jul 7 $723.24 Number of days in interest period 32 Average daily babnce $729.58 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account typo: Individual Retirement Account Account number. Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fa-uncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibt5ty cOnSderatm None selected Your account instructions • 1185 Financial Services Inc is your IRA custodian • You account cost basts default closing method is FIFO, First In, First Out. • -NI Retirement services information Your 15 nand.' Advisor SCOTT STACKMAI/LYLE CASR1EL 212 821 7000/800 308 3140 Summary of your contributions Contribution type shown in this section reflects information you provded to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the /RS for the tax year which they are made Contribution type Current period (S) Tax year 2014 (5) Tax year 2013 (5) Transfers 0.00 57,012.04 0.00 CW700093057695' 4 Ne7003188665 00009 0714 030575004= I11101Y_GM_000§059798 of I CO CONFIDENTIAL EFTA_00 137257 EFTA01278164 * UBS Strategic Advisor UBS July 2O14 Your assets Account nanw: CHISLAINE MAXWEIL IRA fdendly account name:IRA Account type: Indn•dual Rer tnt Account Account n u rnber: • Sone ences, modne and (vrient vaueSShOecn May te appfalinbit. AS a reste. garn MC110ssesnlay nol te eccufalely rellecled Set Smportant inlonnabon about yard' statement a the end of ths Oxurnent fot more Intorsion. Cash Cash and money balances Cash and morvy balances mat indode avalaale cash balances, UBS Bant USA depaot account balances, UBS AG Startord Branch Ceposn account balances and money maket mut ual lund sweep balances. UBS Bank USA deponi account balances are insured by tie WC vål h n applIctbk limit, bul are not protected by 9PC u85 AG Si anford Bramhdeponi scoum balances am not insured ty FDiC and se nat potetled by SIPC Mi:4*y maket Soveep Datanes are prolecied bl 9PC bot an not insured by the WC. See the rmportant information &bow >out statement Y the end of this clactrnent for dei eit; atout those balances. Hddng u65 SANK USA DEP ACCT Openng ladance Cloung tulaxe en tut 1 (1) on lul 31 (i) Pnce per shin on Jul 21 (I) Averasje rate Your N naude/ Advisor: SCOTT STACKMANULE CASRIEL 212-821-7000/800-308-3140 DnIcand Intenst Dala n pericd nedad Caparounl (11 Fixed income 723.24 651.32 Mutual funds Total renwested n lhe lotta ct al reinvested dwiends doer not ',white any cash detcbnds. rl is nat a ta lot lor me purposes of determinng hdcteng peicds or cost :Dans. The shares you recent each tirre you rentes' dedends Detome a separate tea fost basa is the total purchase cost of the securny, indudng reinvested d ~nok Tre cosi basis rna/ need to be a:lomvi for sena sn d caatal payments in ordel to oetemine the aaustedcost Dass fos ta reponing puipases. Pur(haSt DM« Nurrber Average pene Client Hddng of shares pel snare (1) investment (1) 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol: HILVX Total reinvested 5.167913 11.008 (Al: $475 Current yield 084% 250.000.00 Unteaked (ter) gam of kas ts the dfference between t he turrem vaue and the con basis and world generaly be >out ladde gan or lust' the sec urity was sold on i hs date. The unreaized 03,003n cr 10ss rna/ need to be adusted for return of (arna paments in ordet to denim ne the reatized gan or bss lor la reporlIng purposes investment :eftan rs the sutrent va ue ronus the anCunt yOu invesl(Q e «*s rua Indulle slures cha ve ner (tilmed on rola Stattmenl, indudng shates thai hat teen teand as enter a gana a loss. II else <bes nol Intude cash dgdencls Iltat nere nok reinvested Cost Prut Per Skare basis CS) on JU 31 ($) Valne on unierilzerlitse ineegment Nord og ful 31 (5) gein or loss (S) ieturn($) genod 56,890.44 10.890 56278 57 611.87 - 56278 57 SDNY GM 00026638 C W7030:005793515 NP7003l£8665 00002 0714 030579304 no: , Pen 90 of 100 CONFIDENTIAL EFTA_00137258 EFTA01278165 SUBS UBS Strategic Advisor July 2014 Your aSSetS(contriveth Your total assets Value on hi 31 (I) Pescentage of your account Cost tam (S) Estimated annual tricorn (S) Unrealzed gan or loss (S) Cash Cash and money balances 651.32 1.14% 65132 Rued income Mutual funds 56,278.57 9826% 56,89024 475.00 -61127 Total $56,929.89 100.00% $57,541.76 $475.00 -$611.87 Account name: GHISLAINE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number: MIN Your Ignandel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Account activity this month Dividend and interestincorne Dividends Dote Actitity Desorption Amount (I) lul 1 Dvidend JP MORCIAsi SHORT DURATION BOND FUND SELECT 41.31 Total dividends Total dividend and interest income 84131 $4131 Odle Actinly OescnoliOn Jul24 Fee Charged QUARTERLY FEE -71.92 Total professional management fees 47132 Amount (S) Fees Investment transactions For mare informalon about the price/4ot shown for restricted securities, see fmportant in form OW .bout your gatemen: at the endof the; dottment Proceeds non Funds investrnent nethdraven for Accrued Date Achaty Descdption Quantity Wine ln Price (S) transactions (y) investments bothid interest (S) Jul 1 Reinvestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.91 NAV ON 0613&l4 3.786 .41.31 Total -$4131 Otte Activity Deicriplico Mount IS) Money balance activities Jen 30 Palace fonvard $72324 Jul 25 Withdrawal LIBS BANK USA DEPOSIT ACCOUNT AS OF 07/24/14 -71.92 Jul 31 Closing U.S lank USA Deposit Account The USS Bent USA Deposit Account is your primary sweep option $65132 CHP70302/005789516NP7003188665 00009 0714 030575004 End of statement for account number. CONFIDENTIAL Wicom_oobtasaro 01 I co EFTA_00137259 EFTA01278166 Important information about your statement ISS Fri/edel Smakes Inc (te Fem «OBS FmaxialSarked. IS a ment« ol al preXpelsectrity. ~nodey ale epeons em/unges uBSfeNidilkNOe>andl85BnFUSAbe indion Ake:lirkeof UBS AG rid al Niaren ot uBSSreseim LIC lhe F mas f e k ~le Øen recuee The hink eceative ol ceS re et U3SBnesdal Sovers hc 1200 Hater Boaleced iheakkken N107086 The sutene« reprearcs the cerlyeticdtreard of pur UBS Fosanoal Stias ratet ON« recolds, ekcept olloal ter documerit. conuisng «Mang dau >holete na be reed upon dyete bohem Nore n ri «ra or ~kas please mon n ~ara n «ring to Neeresch ~pir ot tie otte:evreng pv acCouni ANough al nasa ~n are impded b be emne. St3~143a ~ull roe be used for txpteposes Fikk Sek* on yerend ur lamt 0 e . Ferm 1099. Søt I0421 ral feen endring pur tr ravn Ner res is min-odby lan to reyon to te RS al taNti b din:lendt apene/le nen- lanabk dvdends rid tatle men fred en secuntes held n ps aceourk net proceeds on sek tansectoss, and ose bausen anen areal smurte, CaniewniatIone elt the fim • Nyast re crAifimi anry oral orravvskrons misere lunner prove your nick rickeding yokr rgles uno« the kamMes tevla Protedion Art (SPA) • f /he ~al instlimon emne top Sett cd the Iran ol the Illiterynt is not LØS Fitmoal S•nkrs. LØS Femnde' Senkes avis your rave as clexhii trek« by rangen-Ant seid the Mdicated ~uten ne Intormal pv of Hus rebtauhp Øve you apered tll5 a~t in ibis rap, pur Anis ard ~is re ~ed X 1.65 Ranere' Sevtes and not the etroduceig bater. and you rant ~ampert ot ry fer0r0rOlnr5S1>n n'tird All Made suteren« snak be etrend anene rid anerase I na obledei To n svag wøun 60 (bys • Please diva rusken« enprims ~res to the Inn: Cherd helnom Normalt X 201.352 1699 or tolket al 000-3544103. 8 00 A ne to 6 0) PM fl Mcniai thiougii /edet or h vranga ISS Poemet Senn:sin& Clan Rakkes Depaernint P 0 Box 766 UnOn City. Ni 07(37 • hi case el mars« ~ens eirut n elecoonK lunds vanda (ST) bil p-New, «LIS kur dcian cad trass-Plass, all 800762.1000 or nrce to Le3SFriarcal Sernak tas. 1000 Marbor 8W .6a" 11a, WeeheAkmi. N) 07086. Ann IMASOSA CM a Ante 35 San as scu can. dyouhesk Far Uranen« (coax 6 'merg °tils° Pal rate nfesTungn Lout *trend« on the ~mini ot «apt The Mn «Cad Ner (X re labb) mua ~Iran pm ne Oter Ør, 60 ~alter the fem sent you the kst strange on sikkh the er« or probkm ~red - fredde yre rane end .10:Ount «orer (il ara - Dembe Be erter or the rorla you re ankre atOks aliNeNgn aS ~ly you ran reiv you belma n is al «roror ne5y pm «ed mere niernekn - Brodde te dollar trisene cd tie st:Nedad «ra The Fem« C rd Muer wil mangel. yotr ~bra rsf Mllort(Q Plar« promptly Mose make al &aks preka lo In* Ann« Ne ~ir ndraled on the kont ot the sla~t h addt kes to regier rcove legs. roxint mei be kboed to c/1=M~ Mn charge: k< lrepaymr for srurt*: purdsrrsndcMgn fce trpad rrevits cr,h ascoints Aocounts Nal nen!~ to aha nitCutons rna( be NON« to a preka fee UK Isete °pilene UBS Onen Organ ler ~n7 ads batrXe3. tifliCes to bar* &peses x UBSIlink USA rduBS AG Streka «NN (ark Snerp hograms3 away maket mutuX kautt Nreney fierds) and the IsteretaIX DepeSt ACCeint (0Alor CuStOrnen «bh n rnanabonal *esc" letanagernPnt Arsouni llunr9r. eit Eirik Smed fatets. con babnces re swept fo tea Bark USA up b as estabIted Pm and thai to ISS AG Stamlord Brei" «a lfryney Fura Noens at LØS Bat USA re FOK risured n «ada'« Ivan WC rutes For ex« acensahon p bro nut ham Idic gsv Depoet X ISS AG Badord Brant rd dviesceleasey fixds rena murte by the FDC Through the On ayelable to ah bein« are syra to «pli« aaarts a LØS AG Nesle« Bransh nd ISSIG C almen Øards Nese ~as arena nuel by the CD( BalexesheU x the ISS AG C !rin Bran re terpa. dy 41>05ed TO the sesamen rid of theC3s~ lealds, and hem e x quarastecar otrer obleatiri d 16144 ho reaY the hatexes the* on the LØS Gasnus's Berns bere Depoet x ISS Bre USA rd eamUBS AG Bra-ds rena primaser' by 9PC Moner bend shaeS praeled by WC Set nes Fansol Sevass Account Frotection" belen Upcn pu regla,, balnrs n tie Bak Sharp Program a OA mer be retsaarin ad fl es Of leoney Fund mai be iidalmed and the piocced: returnel to yre'« pv ~un Yretkell Furter eiersakn Se« »slitte «Kap optere incldng orren, marint ran encl søkn. 6 reia« x www ubSo/resweepyialk knm pur insi& ~or a by tåkg 800362-1000 UK Randel Sneies ecceert rotute The Fim k a ~erter el the Series Nve« Protecnon Ceperatiel (SPO. ANN prowsseosnies anestril of mertes tp »1500000 (isberg $250.000 for damsbr card 7A• SPC ara ;rexen«, tirnYY CX» I0 all KG" Napuhold n apaniflaay The Fart øgeha wth wnan alliketet ha ase Nrchafid sktpkancreal tealen The morenen alpint payabk to all Nigbb dent. colbcteelf unt." his protecion e WC melon as of ~er IQ 2013 Sided tote polry order° end kneatcen ali at tie Forn 6Utter parecled fa up ki SI 9 ~n n *be ~ega ta ll pur accovilsheU n a patos'. capaay spyol A tvl flepolcy Plang 6 «koble Wen ~ 2 The SP( prelaten rf tie supple~al prakt-an bolk do not -45119 to • C *nen ferm« adels conuolled bylad Mord nype accart vak») but held away from Les f SerVrOii (eg. «nen (0(aN Mitar*, «)(ari ML% AG Starnford «endt Ofi numne rrociat narrig krat« rruelrt rd Od dens of rubel kna yre« kai slams re mg~ ~tty in he nano of the renn keia en the baks rd «ara of tie «babb mva or trear agere). • («tan merren, contra" or rheragrit ~st (e g . knas painerships rid prvae ~ems) Nat re na regislael ada the ~nes Åa of 1933. and • Conerodines contra:n 40 g . forer michargo nd prakus Nar ammast tidectkp humres anna; ali, OpenTOCN OPI« comracts The SP< prolation eld the arnil~protectbn do not myryr to thfie essets Nen d Ner ah!~ sopperm arDkr Patentet The SEC pron and the swpWrwit Øfdon do not «Mal agens* chinges is the rimkat vabe d pv reestmentserreter as annal of mat« tookonsint. aua branepla of All."Akel More WOMIX.On 4 ~ab ki tem ~st Tøy may obUyI rya nformation Xnul Stk. Micludng the SIC Broa«. byca-erme SEC at 202.3718300« by heiing te SP( ~ne al mva Nec «0 Itekreesmontarognni ORØ) Die en, relleCed 4 ri enker en« Ytt.' må} °titan the nuet yrne han pur rimlett Adr or Guy Wien Pres are prdsasel adr VIP. partial chief seil be soll and die ølt Al be agesned n ptr accours Tie diliSerld renaerc prix mykhet by the auer nydt(. frosi the mælet Fecermends the paniel Nam re sold CasMbliou Omly ratio ir unt, Inly be hold in pv nett fru re estited to aprilelm es ar h of a64*nd ~tnt or orkerivice. Forn w8ertery 1 panel vies x maket ria or aCapt an Oneenred by a tegdttred (kan) agexy. anevedl pv mant lommene/n riblealves the mesanen, obpaves ane rit protik are spar< to erm acoxim rid my vast bena«. /tem rbee the Inn aompik a ~g of any snedart dize h ymte franci2 studen a einstire« cbraves For accoure hekt pu derose ene ol the N lowng vasene-a ebeatteS • Reda evnet frxOtyyt Inionnienti ~bin; die genital kn of næmt only • NAeue elPga. bIPP140400n Vivesinanissaking groe" el preXpal rapa ton the geneteren Ol nam? • ItttAiCeCOn•lTninon of (nome sed C~APYI,0400^ ~mant vang tab ht gaseraton of race sid gossen ce Brno/hal 0~11 rbli pretta • Conanuekt Saks to fikentre filial eipal van lem ryas a4 rola lita to tie rave «fl fan fl Nat <news the arourc does not geleene s4ndicer income or IS", and myndkoro pace MIN in' lina, • Amena siatIng so rap: sortar& to ir~l rid aktre terre a ixtttya sak hiter recirns • kives!~ Virring tO apt hgh nøt t0 aricloal dd hgh plMya s el.htgi rerune oset orm Statementimmehoklior vie nay o>nsoklate al rotred racet stateneMS svai the kr« ~e« in the same «eka. Acaustsrnay tie «byd la Nis «nose boaer hy hase onner; nho oho ~aen lov roere relx Pelse» seilt od« dent al the Same adchess The precice e Venn "novereildng • if pi pele lo reetne imkUual stfterientsineded ei separee CONFIDENTIAL ervelopes —pu inn dedny householln3 bye:Krig pur En:mel Adinsor Finnet ~Mat nano 11efnereg rava nat* aflects mfarrotien that «Sere] On the Hrn's (mine sanoes Nibs.. It e a ru:tomler« 'ni:krime« Nam by keit a aua you wth your rairdreceng n him no Icga øft« on par ~unt lee cm arie» pv Frender raka nanes. throup OnIne SennCeS « tg areacuip »NS inancelAO•b« Account *virak« • Vanedryg roxinzipoeXceo Na 01 assets ard laudet, • Aren !nakke avlable als bebexes plur, lof reieztal gnurk, (st ). rid Global Ty* Deposek unrealind mats to maket ard cenam roa; na held byte km Does n:4 exbdeuvinced ~telekset x tie end ot the par andGiret Iliteintnt Neo« a pr x* hørstrx.x>. unined *4 , colixrt and «rant b stod: ociliom • Ciabeetes eldedes Øt balrices. outstridingmrge lom. ase Inc. shat ~unt bana, • caserinestaytexce Toer of minesadavathkaN bSarion. eke LØS Bask USA «daa batrion UBS AG Smatra Bramn depose balrxes and mcney~« rrukul fuld m.m balnet al the dose ol the $431~t perEd Nonniesnedity ame nede belascin fl yets ~unt arenes sitiregaed fr" odla balexes Potte Femmar me Bit of these krids n the ordisry course of as tuirms Mos. lunds Lrepayable tpon p.r ~land The total ci inclekd in No trav peind dos eg prut Ligning information ba detaitd nlamaton on !hel rn.> lenda; prsci iss and ~wen Mat* vovClem Mill beit e Agn-4~ or Accoux Ågeren, aud the General Time ad Cceditern LØS St-flakes% of °ale Frecta$ ~NN n Agnk~s ~Occ,xwe ar nfr • mv.no-nw,v o•na.‘ lamme« Yof flattant it*InCeSSearitk5 and oter SWIShEld n the romant at the ed el tie ~anta (keiet VW MP/M fa eti:my cd trArpakl'AXWinn ar &ri, tese Olm nemer rectere savnes used x han solhm me aha al" BWAShinn b . die on Nem Kry ~non Innland P the dyng Be stressen pernod ane heat at nuret r41.* a, Of Mi gni ol the MI4fnent pasod • Cosib:sit ~ting thea basis of the searitm induded n the stilna. Sote atti:« wth ete nyare st • LØS Inido Sevashas «led on mimra ion ohlabed tran muer, otrer tran LØS famna Skoten. nexcIng nlormation Irtm aroma lin or Nr you Nei iuse prefiNd a y.« firvicol ~a The firm dag net htløpendenly ~ty or ~net* raracy ce vaidey of ry issormx en prosided. by purres aha lhati LØSE ~al Senkes ei Molten allocepUBS Feiande, Senkes genrally updates he tionnern as t 6 ramad the Fan doet rut preside ny ~ams Mai tre niirmatori !nier 'Cosi ham' and •Unreelitird gangsyn" is xas *e a of the da Of Thi; ,alltann ds axli please do at rely en he iniormai lan to make cuichaae or sile ~stat la la pureen« a omemma ~unn eriskna to the fen merrene« glidt» nlorrnsen ei-lykr the peri'd of tirre tleyae held x the Fim lebrehinormal samhon Cal be ~3 by pv Famnar Ada« • Unnelbodgelnerlomos 1115« mo i matem fmmated urt-ni:ai` ranar: ;95 Y. CZ.Dialel tot SDNY_GM_00026640 EFTA_00 137260 EFTA01278167 Important information about your statement (ORO brIUSO ittridalseurity kris The tananion data for Nadal lot may« may na Nett cc minsom chagesaWor 'toasty reorgendahan went (»Wend and other renntront lots and »strut pat ate lot are eats ereend iodise:Lay one arerwed lot The • Trade dz.' Otani peesents the cripnat tranattnn baJedate • Cideable norkies Bonds and panned trod Mal te towcolt tor ealyrt4erptoonwd beselected nma-thrty by lot tom among al wanes of that awe lib in out rune a es ~me naw for as dents (al Maw «cm« en ei «oared bom thrd pains aid an «oozy t rol gunned wier Mil lends may eon WW1 could ilea yell complete 'Mama Ion wi beprovided open r•Cuellt . Seneca!». of deposit (CDs) (Os are MC nand up» $293.000 n pampa and Sound ntereat pos deponor and per ~Meg ',natant.. n aXtrd-inot with tfrt: nibs • ~oak» PnceaCkplend la oerdes and one products row be hiller er Inver thr Yep pro that you MU kJ tau» «awe in te maks Feces are °Maned Iron valact then pattysources naaai weWhere» te relate, but we do not gramme eel' a:curacy - Wo nay use to denng poor when waistb ce the mean or Pend art ik poes Ice lazed securcz red opts« or on y bd pots tor OTC sewing - Let stony cad warms maybe prom aanga wear. model a tenon; roomt Ma we Maned Mr -win« Mien an at« matte PnZe or wan - (enanp011iOnS may. atape. Mena apex ad roll show z 'once was not artilable A we are usable to obtan a prce for a «wry - Deposes a welles den:rinsed et ~cos other tan ti S. Miters are ref bled a the oat ago rat as of the taant date - For «run senates Dadrm n noreatortng denomnatat. poe at Watt dacevase)mar han boon aimed» Irma. prow vábabon To Obtain went WOW." when waist». max yos Franc« Whew • Prima Inneetrena and structured «soda Port. -motors :aunt (nelidng diced pairtpgion progran aid real estate (manger ton wont) ad sinchred product strand., bitty 'BMW <elan structured prakml s ham nor ban rogniered ~tithe Starnesao Extb~Cannissam a WISH any state statutes Wes We vow*. estmaed whet la «in« nwstmers swoons and wind« prods«, br tom« enalpuwoon only Managua rot 9unntet5 - Thew vaunt maydiffer mbstantolly from MGM, Ray al Mm agnate ~doe« «curry« remled pinta maybe bawl a sold aid do not neap-Ray represent the wan you may etaa*UP:a 14 ,klarnn - Shed arty eamaes of robe are as of a ran <Jae red at taplied b ISS Sword somas on areset« baus by an neaten:Sent slaalbum Urn - new, general Prow or gars« «rimed yahoo d any. are ampind to te inn by te mow, general partner a sponsor and may be °Waled Axed en <afferent estimation from that used by thed pant to donee ther estimand vans - Youcm obtain adelnunal menumaten regaling the ~logy used to determine the mutt.« vabe and the dare of the torrnamn tat h te ban (a the Went. hyaena:tin your Pinasdi &Miser - llsnd patty ~aced vabes may be reflected as 'Not priced at setae maws when an 'Fxlepenfent valuation for lasent tppied of is male b awl a vise when we Nana awn that a mantil wedha .owed that may alla ~only :mond valse r03 nUeSIOn. Ce whin a were would be highly speculator. duo to to tutus> of the stony - Wien «Idler an data general panne< a sponsor estmated yawn« a sh rdpany witted who is presided the Wu. of the warty yid bedirMont ten its piton once - 'Criarbutions to We' mar nobs'. rent of canhal, wane er both '00130 a swl spe' rexesrints do owl «fang pree yaw unir rd may rot reflect you on bib • Itowicted securities Reanctedsecurnes generaty are not curentrytegbie fa pubic sale IRS hum« Swaim uses the ~kg price of to awarded mock of the sane «twat muted Yak* lathe rented gust tit pugosss of móstdxneMoar To the warm Ifirt restricted wont, are «sable lor sale. to wk. receind nay be subsuriddy Ins con the imputed whir own • In. Mrtinatad) ncaa, arm% yields and rams. An entinate of aywat homes bawd on Gwent endeed aid Meta rate& anning coo venaities Mil be held for one year from manned date or and nutty Thrs *Manta 6 on a guMline. aCCuraCy 31d °Mimed Marne ate not shuraneed - Est :noted WSW income dui Ment yob for cedar nneSel worms mold Wade afghan of grincjoa or gory( gans ei wem case the en Crane WOMann yolk movie be *ventage, - Connoted twat .io,me aid anent yeti aid te acts« nown and field mght be twig cr hgher tht the talmated morns - An ramitc ol wyralsied income felvidird ender «west Meted by the worn make vaatarea, barge a based on the ba «Wend or twit payment made by te now and amines tie sewn indepoins wil be held'« one or kan the statement dale or us« maurty Acacia ad contested rid ae not gannet • Asti net held by WS financial S waken Conan Mt ae rot lob byte fem ad not arum te fits possess«, or anted Thee assets re miptand en your statement for irdonnatonal pszrorse onar Positions all rubes Pr esenled te pinekd byte rong firm WS F noel Swots a not «zombie for this Merman's and does not guarate is aeanCy Thee asset tenet prowled by SVC « to Feint supparnenuf WC coverage • lefvena Sating and addklanal competed«. - et «Winn to mminissom on man aid 11b.1 lees nomd in connectors with the darrtuton of rodua funds toot, Mints we alder our Striae reone renrue tang pynenufromdarbutorsandor adelton of the mutual funds tat we soli These amounts are based on hvo dannen antonints the amount eI saksby165 of a wilco« mutual fund family to on dents. ad td the wart were of a primly TINY fund faints shiresNM a the Inn - We rid eat alfadte afro, rect.e retweeng aid orreutustocessng lees es ondwaton lor wider agent we.l:n mat we proud. to rho coral funt These fees pew" re pad torn in.estor men in the recital find and re a trod dolt< null bawl on the numb« of =ants at the troberdear holeing mutual lurch el eat had Ianiy - in aide ion to conenswnS marred ei ornedion wet the sale or darbuton of a -naymorn= ad Init or•Sbm“ tan unit to al dent. we miler our all illene reuse «On.* tong CarpenSance Icon Maiyol tie narranco °tome: indenter.; te a-rUny Centracts Oilatenol the Cuts-rum cormalis «sponsors a tk Unit 11~1011TrUnS wt *astute - Our aliens also recess trading commoyons and onset otpenuton kern annul hews rid own* CO~ki Vitit rot) xts wat discbuur - Werectaas anus fee from LES 8art USA .nl USS A4 Stanford Brasil ot up» 115 per a:Couni weeping to te bark% Wis Ito trt$ Bs* Sweep Prograns AWN, Introtim rogardng oorrentWers arid other charges ironed n connection wit the ~cordon of vales «bang option Vassactons has been ncerded co oceans:tons prevotar lunched to you. aid sail be worded to sou pommy on ~ea Short selling if you areengaged in tort sehg nasty. you may rat a Mated» to well, known° cost fan« paloila warty Open «den R•Ording Wen « 'rtoodeilicanceiled • orders that Wire not M i d k iwi byte fl ow« dae. Open buy aid Sell 100 odes re mixed by te 31113UOt of «Mends a rotas on an eadirdentor eynght date wins melted otherwise by you You re reowmble I or orders that are touted doe to your lodge to cancel owing open «den Tas withieldbig on ~on from MS Financial Smite' IRAs Federal tie Saw twines .45 inarcial SenrCes to ~hog income tar from sour Unable IRA &Want pens. tut you may den not What, tae wit Meld or. intend. you may elect to have Ir yerhheld a irae d n a leed anoint as you choose Mkt Moon vu warn n effect unti re•olcd by you You mayrevoke sair electien a ay tine by mtun9 anew Warm If you do not hen enough none tar wilted iron your distributions. you maybe «womb* f the payrntin of «waxedus. You may nos palm« it fee amens WHIM ani your eanuted tar payments re net educt CO yea tar obligati« Privacy To obtan a copy of weent (New Primy Arnim. abr. metal miff Fnagraladmor arrow« webs« a: ymny litt«MitnianeMay LES Piano« Sefonts Bo is a bat The IMM. Fumes, keilanAccouit BSA and WM abbot:anode lantitS rindi arcade access to bat na ~5 and MCM.01$ trough minmenu wit affiliated bats ark other MS. ',Mybalks. and arcades aocots to norm« aid minty Brodie Wood by star doted thrd carry Wren, compares trougS nairae agency subs15..e es of ut Mahdi Swann tic Inreammt. roan. andawayproducts Pert IOC Wired • NO bank gunmen. Mar We Vain MIA fteMuMt Ntalag~ 30:Oult. Business Sawn !corm SSA. tint and ntetabonal Resource earograron CONFIDENTIAL Amount ate regained fence mats of MS ~al Servies Inc Yea Sgnalure is a inhered woke mt. ol visa fleem Knal 1.85 Wsa Sombre Cede ardent LeEn Visa debit cads ate issued by IRS Balk USA wel' gammon trom v ea u S H harpouted Ual Financial ServiOes Inc Rev 201407 SDNY_GM_00026641 EFTA 00137261 EFTA01278168 Retirement Account ;It UBS U85 Pnancial Semites hc 299 Park Avenue 25th Floor New York 1W I 0171.0O02 CNP70057830270014 XIII 0 Account name: GH1SLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Knandal Advisor- SCOTT STACK MAWLYLE CASRIEL Phone: 212-821-7000/800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA Resotoceline at 800-RMA-1000, account 029023697 lfisit our wasits: www.ubscomtfinanciahervices Items for your attention Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details Member SIPC Value of your account UBS Strategic Advisor August 2014 illirlaraLL IRA NEW YORE NY 10065-7007 on July 31 (1) on August 29 (9) Your assets 56,929 89 57,033 30 Your liabilities 0.00 0.00 Value of your account $56,929.89 Tracking the value of your account S Thousands $57,033.30 569 • 570 • )u12014 Aug 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdra,eats Y.:to investment return. Divdend and interest income Change in markot value VrJuit of year accetrat on Aug 29. 2014 So co 790a CHP7C00?00578.3027NP7003158156 C0CO; 0814 0305 100000 Pap BS of 90 SONY GM 00028642 S5692997 5206 46 .510313 $57,033.30 CONFIDENTIAL EFTA_00137262 EFTA01278169 SUBS U BS Strategic Advisor August 2014 Your account balance sheet Summary of your assets Value on August 29111 Percentage of your account A Cash and money balances 651.32 1 14% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,381.98 98 86% I Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets Value of your account $57,033.30 557,033.30 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: NMI Your current asset allocation A D Eye on the markets Index Percentage change August 2014 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4 81% Your Gondol Advisor. SCOTT STACK MANLYLE CASRIEL 212421.7030f 800-308-3140 . Cash and money balances may include available cash balances. 1)95 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances Set the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% OleM001)005783028N1170C0198156CCOS9 OB14 030571Dot CONFIDENTIAL etatlikre_otkocoAtitS $6 of 90 EF1'A_00137263 EFTA01278170 *UBS UBS Strategic Advisor Change in the value of your account August 2014 (1, Year to date (I) Opening account value $56,929.89 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut 0.00 -82.07 Dividend and interest income 51.68 206.46 Change in market value 51.73 -103.13 Closing account value $57,033.30 $57,033.30 Account name: GHISLAINE MAXWELL IRA friendly account naine:IRA Account number. Induedual siement Account Account type: Dividend and interest income earned Foe cuipotes of Ins statement, tafebny of interest an: deaden income eat been determined from a US tax reporting percpeclive, tatted upon the residence of the account holder, account type, or product two, some interest ardor Oh/Wend payments may not be subject to United St*es (US) ardor Keno Rico (PR) Income tares. The tient monthy statement is not intended to be used and camot be reked UDOn for tar purposes. Clients should tele, to the al:Vette tar reporting loam they recent from 185 annualy, such as the forms 1099 and the Forms 480, for lac reporting information It IS the packe of U85 to lilt tht applicable tat reporting forms with the US interne Revenue Service and PR neasury Debsitrnent and in such town accurately cidury ducknct antlfot Interest as tar exempt or tare*. income. Mese comsat yam Inchodual tax prePtifec August 2014 (1) Year to date (1) Dividends 51.68 206.46 Total current year $51.68 $206.46 Total dividend & interest $51.68 $206.46 • =I Summary of gains and losses Wlues reported below exclude products for which gans and losses are not classified. Realized gains and losses Unrealized August 2014 (1) Year to date (1) gains and loses (1) Short term 0.00 0.00 -a 31 Long term 0.00 0.00 -559.83 Total $0.00 $0.00 -$560.14 Your /Isandal Advisor: SCOTT STACKMANf LYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account actntty rho month tot decals- Balances In your Sweep000ns are includedin the cpenng and closing Mantes Taut. FDIC insurance applies only to deposits MUSS Bank USA, not to deposits at LOS AG: Starriord french or bank deposits placed through the URSInternecorni Deposit Account picgram. SIP( protection applies to imam market sweep fold holdings but nal bane deposits. See important inbtoation abOut your statement on the last two pages di this document for cools August 2014 (1) Year to date (S) Opening balances $651.32 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 51.68 206.46 Total additions $51.68 $939.85 Subtractions Professional management fees and related services aco -82.07 Funds withdrawn for investments bought -51 68 -206.46 Total subtractions -$51.68 -$288.53 Net cash flow $0.00 $651.32 Closing balances $651.32 $651.32 SDNY GM 00026644 CelP7C008305783029 NC:7003193i 56 0003O 08ln 0305 10000 7 ege 87 of 90 CONFIDENTIAL EFTA_00 I 37264 EFTA01278171 UBS UBS Strategic Advisor August 2014 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $723.24 Closing UBS Bank USA Deposit balance Aug 6 5651.32 Number of days in interest period 30 Average daily balance $689.68 interest earned $0 .00 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual nt Account Account number: Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectiws, disagree with them, or wish to change them, please contact you France' Advisor or Branch manager You can find a ful description of the alternative investment objectives in important information about your srarementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility ConWerabon None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First in, First Out. • Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 212 -82 1. 70301800- 308-3 140 Retirement services information Summary of your contributions Contribution type shown m this section reflects information you promoted to us, and we are not responsible for itsaccuracy. Note that employer and employee contnbutions are reported to the PS for the tax year which they are made Contribution type Current period (St Tax year 2014 (1) Tax year 2013 (1) Transfers 0.00 57,012.04 0.00 CHP7COOX/05783030W000198156 00009 0814 030575004 EMoiftlitiycmoacetteis 88 of 90 CONFIDENTIAL EFTA_00 137265 EFTA01278172