EFTA Document EFTA01278351

*UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 0470065845870617 X1245 Y1 0 Retirement Account UBS Strategic Advisor June 2017 Account namC GHIELANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account HIS AN MAXWELL RA Account number. Your linandal Advisor. SCOTT STACKMAN/LYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on May 31 (S) on lune 30 ($) RMA ResourceUne at 800-RMA-1000, account 02%23697. Your assets 57,51472 57,507.24 Your liabilities 0.00 0.00 lAsit our website: v••wwobscomtfinancialseivices Value of your account 557,514.72 557,507.24 Items for your attention For information about our fees, charges and compensation, please see ubscom/guidetofees and atis.comfaccoasildisclosures Tracking the value of your account Sources of your con unt growth during 2017 Value of your account S 75c Lr,30CS at year end 2016 $57,165,97 Net deposits and 57 0 570 572 57.5 57.5 withdrawals -$173.89 f i • • • Your nvestrnent return Dividendan:I interest income 5360.33 Change in market vat* $15493 Value of year arcane Dec 2014 Dec 2015 Dec 2016 may 2017 tun 2017 imam 30, 2017 07507.24 SONY GM 00028824 Member SIPC 0010000306584587 Nn7000306478 00004 0617 030575004 110110 Page 1 of 8 CONFIDENTIAL EFTA_00137444 EFTA01278351 *UBS UBS Strategic Advisor lune 2017 Your account balance sheet Summary of your assets Value on lune 30181 Percentage of your account A Cash and money balances 1,949.11 3.39% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,558.13 96 61% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets Value of your account 157,507.24 $57,507.24 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Individual Retirement Account Account number: Your current asset allocation A D Eye on the markets Index Your 14 asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS NYC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for deals about those balances: S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.22% Percentage change lune 2017 Year to date 0.62% 9.34% 0.90% 8.93% -0.15% 14.23% -0.10% 2.27% CUP700C6006594588NP70003054213 00004 0617 030575004 CONFIDENTIAL 11 tORIYGM000268fte 2 of 8 EFTA_00137445 EFTA01278352 (SUBS UBS Strategic Advisor June 2017 Change in the value of your account lore 2017 (S) Year to date (S) Opening account value $57,514.72 $57,165.97 Withckawals and fees, including investments transferred out 0.00 -173.89 Dividend and interest income 95.54 360.33 Change in market value -103.02 154.83 Closing account value $57,507.24 $57,507.24 Account name: GHISLAINE MAXWELL IRA Friendly account nairete:Indie IRA Account type: Indistdual Retirement Account Account number. Dividend and interest income earned For outposts of iris statement, tastlfity of inkiest and dnidend Income has been determined Iran a US tax reporting perpeclive. Bawd upon the residence of the account holder, account type, or product type, some interest angry dvicend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tines The (tent monthly statement is not intended to De used and caroot be reSed upon for talc purposes. Clients should refer to the applkade lap reporting forms they receive from 035 annualy, such as the Forms 1099 and the RCM 493, 10 MX reporting information It is the woke of UBS to file the aophcaUe 10 reporting forms vAth the US Mterni Revenue Service and PR Treasury Crepartreent, and in suchforms accurately classify dwdends and or Interest as tat eLerept or tacit* income. pease cumuli your indwdual lax preparer. Summary of gains and losses Values reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized June 2017 (5) Year to date IS) gains and losses (3) Short term 000 0.00 83.81 Long term 0.00 -667.75 -290.98 Total $0.00 -$667.75 -$207.17 Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Cash activity summary See Account ac Miry the; month for deta Is &James In your Sweep Options are ind uded In the openng and closing bdances wive. FDIC insurance apples to deposits at UBS Bank USA and all bards pstripaling in the UBS FDIC insured Deposit Program. it duet not nopty to deposits at 1185 AG. SI anford parch or bank &posits placed !Novo the ur3S internaiona Deposit Account program sec protection apple to money nano sweep fund holdngs tail not bank deposils Sit important information about your statement on the last two pages of INS Caumenl for details June 2017 IS) Year 10 date (5) Opening balances $1,949.11 598.00 Additions Dividend and interest income 95.54 360.33 June 2017 (3) Year to date (S) Proceeds from investment transactions 0.00 Dividends 95.54 360.33 Total additions 595.54 Total current year 595.54 $360.33 Subtractions Total dividend & interest $95.54 $360.33 Professional management fees and related services 000 Funds wthdrawn for investments bought -95 54 Total subtractions -595.54 Net cash flow Closing balances 38,025.00 $38,385.33 -173.89 -36,360.33 -$36,534.22 $0.00 41,851.11 51,949.11 41,949.11 SDNY GM 00026826 OW 71:009305584989 NV7003305428 00034 0617 030575004 CONFIDENTIAL 110110 ►aye 3 of 8 EFTA_00137446 EFTA01278353 UBS UBS Strategic Advisor lune 2017 UBS Bank USA Deposit Account APY Interest Period May 5 - Jun 6 Opening UBS Bank USA Deposit balance May 5 $1,949.11 Closing UBS Bank USA Deposit balance tun 6 $1,949.11 Number of days in interest period 33 Average daily balance $1,949.11 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indiwdual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account IF you have questions about these objectives, disagree with them, or wish to change them, please contact your France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary moderate investment eligibility conederation None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Retirement services information Beneficiaries you've named for this account Inc oenetcones idled below reflect the information in our records as of the end of this statement period if this information is not correct. or you wish to change you beneficiarieS, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) CNP7000B006584590 NP7000306a2$ COON 06il 7 03025004 CONFIDENTIAL I I CkliLYGM000268P/f9e 4 of 8 EFTA_00 I 37447 EFTA01278354 SUBS UBS Strategic Advisor June 2017 Your assets Account name: GHISLA1NE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indimdual Retirement Account Account number. Some prices, income and current 'raves shorn may be Eppinkkevale. AS a MUM. gam at losses ma/ mat be &widely refkaed. Set rmporunt intosenefron Stour your statement a the end of this dxurnem for more infornsion. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bant USA deposit account balances, UBS FDIC Insured Rogan Sank Balances, UBS AG Stamford Branch deposit account balances and money market mut ud fund sweep balances. See the important information about nor statement at the end of this document for details about those balances. Hddng U8S BANK USA DEP ACCT Your Pi amide' Advisor: SCOTT STACK MAINYLYLE CASRIEL tin Balk USA and 81 U85 FDIC insured Pregame-kik depOSit account eclat-KO are injured by the FDIC within applicabse lints, but ale not protected by 51K. LISS AG Stanford Brant n deposit account bclances me not insured by FCC and are not protected by 51K. Money market sweep balances are protected by SIPC but me not Insured by the FDIC coenngbaance ciosing baaxe Price per share Average on Jun 1(S) on Jun 30(S) on Jun 30(1) rare 1,949 1 1 1,949.11 Fixed income Mutual funds Total reinvested is the iota d al reinvested &Mends II does rot include any cash dividends. It is not a tax lot for the purposes of determinng hddrng weds or cost Nos. The shares you receive each time you reinvest clvdenCt beCOMe 8separate tax 101. Cost baso is the total purchase cost of the Security. irkludng wnested eked:lends The cost basis may need to be adusted for return id capital payments in order to detemine the ak tnted cost basis for tax reporting purposes. Dradend Interest Dall on period period cep amount (1) 250,000.00 Unreake0 (fmggain or las is the dfference between the current vaue and the cost bail and would generally be >Our legatee gara IOSS rf the security war sold en INS date The urrearzed (tax) gan Cr loss may need 10 be adusted for return of capita payments in order to detemv ne the realized gain or loss fa tar reporting purposes investment return is the current vaue (nous the amount you invested. K does net Incl We shares that are not reflected on your statement, inducing shares then hare been realized 46 either a gain or a 1055 it also does me include cash dudends that were not reinvested Hddng Water of shares Purchase Sancti Average peke per share (4) Client investment (1) Cost basis (4) Price per shak on Jun 30(4) Value on Jun 30(S) Unrealized dad trnestmed Hcidn; gain or loss (S) return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol" DOLTX Trade date: Mar 31, 17 Total reinvested EM: $681 Current yield 3.74% Security total 1,693.321 10.40) 1,703.721 10.629 10.70$ 10.630 18,000.00 18,000.00 18,000.00 111.34 18,11134 10.680 10.680 18,084.67 111.07 18,195.74 84.67 57 -0.27 84.40 195.74 JP MORGAN SHORT DURATION BOND FUND CLASS i contmed next page SDNY GM 00026828 OW70003006584591 NP7003305428 00004 C6l 7 030575004 110110 Pap S of 8 CONFIDENTIAL EFTA_00 137448 EFTA01278355 SUBS UBS Strategic Advisor lune 2017 Your assets . Fixed income . Mutual funds (continued) Writer Purchase DOW Average price Client Cost Price per share value on Unrealized Rae imestment lioldng Hddng of shares pat sham (1) investment d) bask (1) on Jun 30(1) km 30 (S) spinorion (1) return (5) period Symbol: KLUX Total reinvested 1,784.671 10.993 19,619.54 10.830 19,327.98 .291.56 19,327.98 EAI: 1193 Current yield 1.00% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,060.00 18,000.00 10.060 17,999.99 -0.01 ST Total reinvested 3.421 10.061 34.42 10.060 34.42 EAI: 4177 Current yield 098% Security total 1,792.685 10.060 18,000.00 18,034.42 18,034.41 -0.01 34.41 Total $36,000.00 $55,76530 $55,558.13 -$207.17 $19,558.13 Total estimated annual income: $1.051 Your total asset rekemege or Colt Estimated unrealized Value on /on 30 (S) your account b31,5 (S) annual income (51 on or loss (S) Cash Cash and money balances 1,949.11 339% 1,949.11 Fixed income Mutual funds 55,558.13 96.61% 55,765.30 1,051.00 -207.17 Total $57,507.24 100.00% 557,714.41 51,051.00 -$207.17 Account name: OHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number: Your Ignandel Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Dale Acthity Desert/lion Amount a) Dividend and interest income DRodyrde Jun I Dividend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 0931/17 57.55 SYMBOL DBLTX Jun 1 Dividend PUTNAM SNORT DURATION INCOME FUNDY AS OF 0931/17 18.41 SYMBOL PSDYX Jun 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 19.58 SYMBOL HILVX Total dividends Total dividend and interest income $9534 $9534 CNP700030OS594592NP7003305428 00004 0617 030675004 CONFIDENTIAL I ItIlliY_GM_0002682Vie 6 of 8 EFTA_00137449 EFTA01278356 UBS Strategic Advisor *UBS June 2017 Account activity this month (ontinued) Account name: GHISLAINE MAXWELL IRA Friendly account new*: Indiy. IRA Account type: Indivbdual Retirement Account Account number. Investment transactions for mate Information stout tne priced value shown or restricted securities, see ttoportant Informaion gout your freemen: a the end of inn Oscunent Date Activity Description noceeds Iron investment °vanity who (0 Price CO transaction (s) Funds withdrawn Ice Accrued inveserwms bouteM Moron CU Jun 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DVIDEND REINVESTED AT 10.73 NAV ON 0931/17 AS OF 05/31/17 WIVF3OL: DBLIX 5.363 -57.55 Jun I Reinwstment PUTNAM SHORT DURATION INCOME FUND 'I DIVIDEND REINVESTED AT 10.06 NAV ON 0931/I7 AS0;05(31117 SYMBOL: PSDYX 1,830 -18.41 Jun 29 Reinvestment JP MORGAN SHORT DURATION 80ND FUND CLASS I DIVIDEND REINVESTED AT 10.83 NAV ON 092817 SYMBOL: HLLVX 1.808 -19.58 Total -695.54 Your Pi sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL SONY GM 00028830 CNP70009306584593NP70C0306428 00004 0617 030575004 CONFIDENTIAL 110110 Pop 7 of 8 EFTA_00137450 EFTA01278357 *UBS Your notes 08, 000..X.,48,, ,000305.000. 08, 030,),.. End of statement for account numb.... CONFIDENTIAL .1,04,mono260119. 8 8, 8 EFT,00137451 EFTA01278358 Important information about your statement U3S Financial Services Pc. (the km or UPS French SerirMs), is a member of all principal washy, centenary and cot ions exchanges. UB5 Financial Seniors and 1.8$ Bank USA re i-died subsistent, of UPS AG and *lathes of UBS Scarabs LI.C. The Finns menial statement • available upon reacest. The Funs entwine offices ere at UBSFina-cal Sexes Ix. 1200 Harbor Boulevard Weehawken, RI 07086 This statement represents the only official record of you' LBS Fhancial Services account. Other wads, tempt official task clamant. contanng confliangdaa should not be relied ram II you bathe there 6 an era or omission please report it immediately n writing to the Branch Manage of the office wvrg your account. Allhoup al limits sown re Minded to be accurate, statement data's, aki not be wed Ice tar purposes Rely coley on yerand tax kerns, (Le , Form 1099. 5498. 10425, etc ) when prepamg your tax return. The Pith required by law to ram to he IRS all treble deadens, report/kb norwarabk anima and tarok Merest owned an acuities held er oar accark net proceeds as sale tramactire, rd cost basis ancertain covered searaies. Cavermilmekma with the Firm • Fleas* aeon( rim any oral ormuncatms in writ g tofurther protect your rills, indudrg your rites utter the Seosfies Imestor Protection Act (SPAT • If the financial battalion m the top left of dal Morn of this athwart snot LBS furze' Seethes, UBS Fiannal Sonless carries you =ant as clearing broker by arra-gement win the edcated insieuton We informal ow of this relarionshio whenyou opened this accost h this cast your 1u-a and smarties a* boated a LOS financial Seneca and rot the imedregbraer, and you nut make a copal of rip error or omission to both firms. • As detated in the account agreements, yw rust roily us of any enors or fraud earring decks retlecled pct your statement within 30 days after t was mailed or made rabble. • Mem died *sower complaints or imrries to tie Finbs C fent Relatins Department a 201.352.1699 or tolUree at 8C0-354-9103, 8:CO A.M. to 6 GO P.M. ET Monday through Frday, a in wing to WS Fethwal Senna frc., Client Relations Department, P.O. Box 766 Union City, NI 07007. • A 0 starlings shall be deemed complete rd acarae if not objected to in writing within 60 days • Fa TIT services_ Call 044412.0986 or fran outside the US.: Cal 201.3321495 • In um of *nets or cantan about ri electronic knit transfer (f FO. bas panted a UPS Visaftckbil card transactions, call ECO-762-1000, or wile to UPS Feanual faces Ix., 10% Harbor Blvd, Mawr, Weellah4.<4 NI 07086, Atn RIVINESA Sake., Cal a cote a soon asyoei can, if you Irk yes statement a receipt is 'rag or 4 ow need more eriomaten axut a transfer on the statement or moth* The Firm or Cad lair (as aplablarnast her troMyOu no later then 60 days alter the fern um you the list it atalialt on Mich the erns or Problem athered. - noted, yotr ram rd accost Matter Of any) - Camila to error or the transfer ow ire inure about, rd beam as clearly as you can why you believe a is en On a why yw need more dormanon - hoed. the doles arrant of the suspected era. The Firm a Card Issuer w1 Meagre your complaint and MI coned ry enor pramtly. For alleged errors enolvith UBS debil ca-cl named:am if we take more than 10 bs bets days to MOW, we MOcredit year /card for the anoints, trot 6 in error, so that ycu wR have the use of the money dunng the ence it takes us to complete our iwestiption. Please mice all checks payabb to the Finn or the Wawa' instant) endcated on the front of the statement In addition to roods ICCarit Ink accouter ma/ be abject to mantena-ce lees, chines for late parrent tee securities purchases and charges toe unpaid imams n cash accounts. Accounts that are tansferred to other instartens may be subject to a Vander fee. UBS Sweep Options LES offers options tee sweepeg cash balances to bat depose accounts al non-affiliated bats ad affiliated beat realty market mutual f on& (Money find)and the 1-a•matknalDepoca Accost (CA) fa curtanon wits as International Fasothe Management Accord. Deposit account al UB5 Birk USA and non-ablated banks panicipatng n the UPS FDICrinscred Deposit Program are FD1C.imured in accordance with IDIC rtes. For cram iffaminkin, please visit *wry fdic.gw.Deposk accounts at UBS AG Stanf ord Branch and shires of MoreyFads are not brand by the FCC. Through tie DA, cash balances ere swept to deposit accounts at UBS AG New Yon Brad, and UBS AG Cayman Branch. These deposits are not inured by the FIX. Balances held at tie LES AG Cayman Branch are tenwany erposed tote sovereign roc of the Cayman • rd there is no grantee or abet obigaron of UM AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by SIPC. Money Fund shires are protected by 51K. See 'WS Financial Seven Amount Protection' below. W elJere request, balixes n the bare deposits miy be windawm, sad shoes of a limey Fag may be thudded and he proceeds retuned to you a you. searkes accotre. Father ilaniafim about available sweep options, harlrg current irritant rates and yelds, is available at mmubsconrimeepyglis, from your Francis' Adviser a by calling KO-762-1000. UBS Financial Seances aware protection The Firm is a minter of the Searain Maestro? Protection Comcration (SIPC). Mich protects securities antomen of is members up to 1500,000 (including 1250,0X/for dam for call. Ethbnatay brioche* rabble upon reasest or at may six. org The SIC asset prolate:et limit apply to all accosts tart you hold in a oracular capxth. the FM, together nth certain affiliates, ha also Purchased applanental inexact The mai mum amount payable to al elaffie client,, what're& under this protection is 1500 million as of December 10, 2016. Skeet to the par/anal:am at Imitations, cash a the Firm is further protected for up total million n the aggregate tor all you accounts head n a parlitulat warty. A IA copy of the poky wordeg is mark mon request. The SIPC protection end the Supplerthethl protection both do not apply to • Certain thancial then controlled by (and incleitd ii your account value) kut hell away from UBS Financial Senates (e 9. certainft/deposits a affihaed and ray aft dated bats 00 nsurroce products, naming variable aerates, and (an shares of mutual funds inheee such skims are registered deny in the name of the account hoiden:tithe books ad records of the issuer or trawler agent • hiregimntocntracts or nun-linen, Merests (e.g., Iimitd partnerships and private placemeres)that are not registered under the Socuntres Act of 1933; and • Commodities contacts fag. foreign e'xchrge and precoas metal contracts), inducingMures contracts and cormodth option contracts. the SIPC protection and dal suppntmental poach:nolo not apply to these amen ewes d they oll-ervehe Amer on you stsements. The Si7C protection at the scpplemental protection do not protect against changes in the mantel vela of yos investments (Meath as s man of market movement, issuer batruptcy a othrwein Dividend Reiwestment Proprern (DPW) The price reflected 6 an average price. You may obtan the Ktual price Iran you. Palencia Adescr. Orly vihok sham re purchasedunder DRIP; partial *Ins will be sold ad the cash veff be deposited ''a your account. The (bricked reiwesbnent price applied by the Mar may drile from the make price at which the partial shares re sold Cash-belieu Only whole units may be had n you' accant. If yw are entitled to a panel VIII as a result of a ceadeni payment otinwires the Firm MI ether sell petal Ire, at inaint cake a accept an arriara determined by a registered clean) agency, ad credit you accost linfalbOblt objectives the nwslmera objectives rd risk profile an spec Ilk to each account rid may my between yet accounts Please adese the Firm prornoffir in ruing 01 al/ spa Cant change in wur Ina ncial situation or invenment cb*dives. For each account had. you choose as al the following investment objectives: • Pram Cumintincornt Investments stealth the gmeraten of 'ammo*. • /*chew CapitatAporedabon, hrestments seeking growth of principal rather tan the generation of income. CONFIDENTIAL • Aortae Combination of Income and Capital Appreciation Investments Seekeg both the generation of income ;ad growth of pi-cite'. Overall risk profiles • Comervata. Seeks to manUin nital pit pa, with low rite ad Marley to the award °mall even that men ee account does not generate signifies/a income a imam and may not keep pace with inflatith • Moderate. 'lolling to accept sane Mc to pinbpal at tolerate erne volaffity to seek hirer returns. • Aggressive: Wiling to accent high irk to longue end high volatility to seek high returns over time. • ftwestment nob ikly Consdention I selected a nOttiOn of the portlolo fee tat account may include carpet strategies, tented hosicky and geaw volatiffy. Stertmentehouleholdise We may consoldate a related account statements with the same address in the mire errata* eg. because they have maths who afro maintain joint accent rebtionthisn web other dents a the same address. If you prefer to receive indinidual statements mailed in separate metopes, yo may decline householding by calbg your Fiunctal Admor. Friendly accoint nom, The Friendly account name is a wykrnathke 'Mann' chosen by you to assist you with your recordkeepig. ha no legal effect an yOUr account Ycu can chancy your Friendly secant names, through Online Solaces a by contacting yas Fe-antral Achiscr. Award overview • Valet of you acoontoruntio. Net of assets and 'abates • Asses Includes avolsble cash balances. wean for restricted security (est ), and Global Tim Deposits, unrealized marks to make, andcertain assets not held by the FM. Does rot include unpnced secuntieriassets at the end of the pool and anent statement periods, a pinata hurstmerrh, untested stock options and emerasal• cock options • Liablioes hacks debt balances, outstanding maga tom tied' lint short accent balances. • Cash/moneybalances. Toil of uninsestei await,* cash balances, pleas demeit balances at Mediated at nen-allitated banks, ird roarer meet mutual Sod swop balances at to cbse of tie statement period Non.cornmodity free creek balances in yar attars are not segeganed from other balances and Safer+ may use any of these fads tithe ordnity course of is business Thew funds are path* awn your demath. The total 6 ixwed in the cured period closing vakae. Lending information For &mid adamation on the Firm's lending practices at dscbsuret refer to yar Clem Relationshb Arany* a Amu* Agreement and the General Tema and Conditions LES Statement of Credit 'Moises available n Agreements and Disclosures a Stenweebt enepiereneeorp,Inv,e SDNY_GM_00026832 EFTA_00137452 EFTA01278359 Important information about your statement (00MIlled) Year assets Your aearrent items, securities rd other assets held nth, axotnt al the end of the strewn period. You may ask f °topiary of turfy pad searries at anytime. You may receive secunties used as loan collateral ether paying sly balance dm on them. beysecurities transferred to to Finn dreg the Statement period are listed at market value as of the end of the strawy period. • Cart bait n damming the cost basis of tie testes induded n this statement, where indicated wish the number 'I,• LIBS Fiend& Services has relied cn information obtained from sources other than LES Financial %nests. including Of arnation from another tern a that you may hawprovidedto you Fina-cial Adria,. The Firm does not indeerdently Way or gonna* the accuracy a arklity of my idornution provided by sources other than U3SFeancial Senices atIcbicrt. although IBSFinancial Stets generalq updates Ras Information as ihs received, the him does not provide any assurances that the nfamation ceder "Cott ban" rd "Unrealced gar/lore is accurate as of to date of this statement. As such, please do not rely on this nlamation to make purchase or sale decisions la la purposes or °theme Accounts hardened to tie Fein may reflect garbs ehrmation only for she period of tine they aie held at the Finn More historical ekmeaten can be added by yet Inertial Acnisor. • Urawahred ganorbeso When data n wail/bk. *armed urealiared windy:se o cakulated la edruidal securoy lots. The transaction data for hinds' lots may or may not ref lest ammissens, charges aorta security reorganisation events. Dirdend and cane reinvestmene lots std traumatic purchase ter are eachcombined to dispel re averagedlot The 'Trate date' (yew presents the aghal transaction trade date. • Callable lacurkiela Bonds and referred clod that the Murree; for earl redemption wil be selected inpathalq by lot from arced animates of that ism held hour name or in nominee name for as clients Canteen Haman a earned from third parties and as accuracy is not goateed. Other call leases may eiist which wake affect yield ccmderte ethrmatith elite provided upon request • Certificates °thane (031). CO, are FDIC routed woe 1293,000 n principal and accrued inteni pet deposer rd par depository inanwion ea accordance wih FDIC ales. • Pricelvakat Pres dielyed fa securities and other pro:kids my be higher or lower then the price thee you would actually receiw in the meet Prices are <trainedfrom various raid pry sources Whitt we Were to be reliable, but we do not guarantee their accuracy. - We general & uw the slating price whenavailbka the mean of the bid and a* aim foisted searies and options ce oily bid prices tor OTC seo.rhes. — Less ace* traded sentries maybe paced usng a valuate. model or the molt recent pre we obtained ad may not reflect an actual market price a vale — Certain positions may appear will-cul a price rd will show as • aka was not avarlaba• if we we unable to obtain a pixe for a secuity. - Deposits a securities denominated it themes aher than U.S dolls, are reflected at the whinge rate as of the statement date. — For certain searhes racing in non-conf ormey denominations pnce and quamity (face rake) may have been adjusted to la:cloak repo Widow To clarain caret quotation, when nibble. contact 'at Financial Arleta. • Private investments and structured products. Private rnasimene sauces fetidly direct encryption program and nalestate investment rust levies) and structured prodels are generally highly ilispii. &lin structured products law not been registered with the Securities and ExCarrya Commission or under rap state securties laws. We porde *Rested vales ar private investment we a-d structured products for errata-al waxes crib!. Actuary bra guaranteed. — These vales may differ stbstareay tom pees, any, at which a pew arestnum security a angered produce may be bout. I or told and der rot neceswiqrerreseed the value you may receive upon liquidatcn. — Third party estmatesol rake are as d a certain date and we supplied to UBS Financial Services on a mete. basis by an independent valuation firm. — kaer, general panner or sponsor estimated values, try, are suppled tote Frm by the issuer, general partner or sponsor and may be calialated based on dfferent irioimation from that used by tied pales to china their 'dined values — You can obtain addieral Wormier:in regarding the meficcblogy wed to determine the estimate of value ant the date of the Homaton that is the bash for the estimate by eontativ your Financial Advisor. — Third pity estinased vales may be reflected as *Not priced in several seaters: when an edeperdent valuation Inn has not suppled a e unable to assign a vale, when we beam aware that a material het has owned that may call a previoudy repined value iao ouestion, or Wan a value would be highly speoWatrie due to tie nature of the aunty. - When neither an issuer, tamer al partner or sponsor Mimed value nor a teirdpany estimated vane is prowled the aka of the secure will te dillerent hat its puthase once. - 'Distributions to date may include roan of capita( :wane or both. - 'Original unit size rewards tie Sol offering Price per test ad may not reflect your cost bast - DIP and unlisted PER stones we not listed an a national secuttes exchange and are genet* ilkyd ad own a they can be told the price Mee me be ass tan to per sham *stirred value provided in the award statement. • Restricted securities. Restricted acuities generally cre rot currently debit for public sale. UBS Pinta& Services Vas the motet price cite unrestncted stair of the sane issuer as an matted value for the restricted clads dal domed ot tad statement oak. To the Went tet reeked seo.rites are elgble la sale, the wake received my be sJostantalq lets than the erweed value Teen • Est. (estimated) income, current yields and rates. estimate ol areal came is based on curet dividend rd interest we assuring to secures will be held for one yea from statement date or wite maturity. This &Mate is only a gudeine; accuracy and continued income are not guaranteed - Estimated arrest rare ant went yeld fe certain types of scares could include • rerun of principal or repel gains in which case the est income fa-idcurrent yield would be overstated. - Estimated anal ecane and °rent yield and the adual here ad yield mitt be lower a higher than the estimated amounts. - An *cleat* of a-ruaked income (dividend ander interest) &Cad by the current make valeaverage balance is based an the last divelend or rarest payment made by the issuer and mama tie nineteen:posts sill be held for cc* yaw kw the statement date orureil matzeity. Accuracy ad continued wild at not guaranteed • AMY not held by UN Pharkial Services. Certain web se not held by the Fern and not whin the Firm's possession or control. These assets re delayed on yaw statement for informational purposes only. Positions and values presented we provided by the issuing fm. UBS Fnencral Serves is not reaproble for ter len/neon and does not qua-ante? es accuracy. Thew assets ae rot protected by SIPC or to Firms supplemental SIPC coverage. • Revenue daring and additional compensation - h stake, to O:inmate-is on sales and 12b.1 Sees weed in connection with the del:01th of mutual hilt to our cents we axle our affiliate receive revenuesharing pewits tan distrtutas ands advisors of the mewl lure that we sell These warn We baud on two different correarento (0 fa arras* of sales by LES of a particula "Owl krd f artily to ourclents and GO fie asset rake al a parte& mutual ked lanais shies held a the We and our affiliate also receive network le ard cmribus processing fees in consideration for trawler agent services de ne provide so the mutual( unds These fees generally ae paid from investor asset n the mutual f und and are a feed dollar arrant baud an the number al accents at the broter.d•aler hoking mad funds ol that fundfamily - h ackliton to commakns received in correction with tine safe or distributionol annuity contracts rd wit inwsinart oust ante to our clients, we ado ow abet* make revenue sharing corrpensation torn may of the amerce ampanies Ledeneting the annuitycontracts affiliaes of the inswance convenes or spears of the the investment ants we &tribute CONFIDENTIAL — Our relates also receive irking comnisens and other compering:an kan mutual funds and Murree companies whose products we astrtute. — We wee an a-matte. fret LES Bank USA and U3S AG Stanford Branch of tp to QS per accent sweeping to the banks under the ties Bank Sweep Program meaty Information regarding commesens and other charges incurred in ccmection wish the execute-Iof tads,, inducing option transactions has beanincluded an conf invasions preniqueni funishe to you, ad will be provided to Wu prcmptly cn request. Shen selling If you am engaged in raw Wing a wurity, you may incur a charge due to twain tarowing costs for that pa-trular :testy. Open orders Regarding open or • grodi licentiate oder, fist were rot (nearedbythe stammer date, open buy and sel stop ceders we reduced by the anount of dividends orritts an an eedividenis a entits date unless itnaucted chemise by you. You are terponstile for odors tat are executed an to your fake to cancel existing open orders. Privacy To obtan a copy of as anent Client Friary Nike, please contact raiz Financial Athisce or vet as west* hattalitialliSCad0221iCIR — LES Feancial Wakes n not a bait. The RMA, Business Services Account BSA and AMA are brokerage accounts which porde access to baking services and product through arrangements with affiliated banth and other 'hid-party bank and provides access to ?sworere and away prodxts issued by unaffiliated Inird-prty hswerce osmoses trout insurance agerky antic/win of U3SFhancial Wynn Ins. — emerrent. inure-roe, rd arrwity rnxitir — Not FDIC ibured• No bank guaranteed. May be value - IIMA. tisane Management Account. Business Strikes Account BSA, IRMA and etemational Resource Management Account ere registered service mats of LITSFeencialSenices lx. — VISA is a registered vadernais owned by Visa htematertal Se rice Aswcation ad used trek kense. The UBS Visa credit cads and the UBSVesa debt cards am issued by UBS Bank USA with permission from Visa US.A. It-corporate MI See radernaks, registered trademarks, unite marks and registeredservice marks are of ter respects* cciroanet UBS Financial Services inc. Rev. 201706 SDNY_GM_00026833 EFIA_00137453 EFTA01278360 Retirement Account ;It UBS U8S Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70356543070717 VI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indwidual Retirement Account Account number Your Iinandal Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029023697 Msit our website: www.ubscomrfinanciabenrices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Mo. get your free credit report annually from www.annualcreditreport.com. Value of your account UBS Strategic Advisor July 2017 CHI AN MAXWELL IRA on June 30(1) on July 31 (1) Your assets 57,507 24 57,561 78 Your liabilities 0.00 0.00 Value of your account $57,507.24 $57,561.76 Tracking the value of your account 1 Thousands Sources of your account growth dudag 2017 Value of your account at year end 2016 $57,165.97 Net deposits end 570 570 57.2 57.S 57.6 vAthdraeeah -328260 • • or • Your investment return Dividend and interest income 4453.61 Change in marken yaiue $224.80 Value of year octant on Jul 31, 2017 $57,561.78 Dec 2014 Or( 2015 Dec 2016 Jun 2017 1J 2017 SDNY GM 00028834 Member SIPC cili7C003005654307 NP7003187303 00031 0717 030575004 0000C0 Page 1 of 8 CONFIDENTIAL EFTA_00137454 EFTA01278361 SUBS 1.1B5 Strategic Advisor July 2017 Your account balance sheet Summary of your assets Value on July31 (1) Percentage of your account A Cash and money balances 1,840.52 3.20% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 55,721.26 96 80% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 Total assets Value of your account 557,561.78 $57,561.78 100.00°o Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Indiwdual Retirement Account Account number. Your current asset allocation Eye on the markets Index Your Swindell Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. lifIS Bank LISA deposit account, VBS MC Insured Deposit Program Bank accounts, URS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formabon about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% Percentage change July2017 Year to date 2.06% 11.59% 1.89% 10.99% 2.89% 17.53% 0.43% 2.71% CNP7000300565*300NP7000187303 00004 0717 030575004 CONFIDENTIAL Ceigtfre_GM_0002881159e 2 of 8 EFTA_00137455 EFTA01278362 SUBS UBS Strategic Advisor July 2017 Change in the value of your account ly 2017 (3) rear to date (I) Opening account value 157,507.24 $57,165.97 Withcfrawals and fees, including investments transferred out -108.71 -282.60 Dividend aid interest income 93.28 453.61 Change in market value 69.97 224.80 Closing account value $57,561.78 $57,561.78 Account name: GH1SLAINE MAXWELL IRA Friendly account name: lndiv IRA Account type: Inclimdual Retirement Account Account number. Dividend and interest income earned For outposts of INs statement, tembrity of Inkiest and dividend income r, been determined frcrn a US ter reporting penpeolies. Based upon the residence of the account holder, account type, or product type, some Merest ands dvidend payments may not be subject to United States (US) ardor Putt Rico (FR) Income faits The (tent months; statement is not intended to be used and tarn& be rated upon for tar purposes. Clients should tele r to the applied:1e lax reporting forma they receive Iran UBS annualy, such as the FOrmS 1099 and the ROM 480. fa tae reporting information It is the practice of UBS to file the tpolicaUt la( reporting forms vAth the US Intend Revenue Senice and PR Treasury Department, and in suchform accurately dassify dwdends ardra Interest as lac exempt or (scab* income. Plea. consult your indvdual Imx preparer. July 2017 (3) Year to date ($) Dividends 93.16 453.49 Interest 0.12 0.12 Total current year $93.28 $453.61 Total dividend & interest $93.28 $453.61 Summary of gains and losses Wdues repotted telow exclude products for which gain and losses are not classified. Realized gains and losses Unrealized July 2017 (5) Year to date (1) gains and losses (1) Short term 0.00 0.00 136.69 Long tens 0.00 -667.75 -273.89 Total $0.00 -$667.75 -$137.20 Your PI medal Advisor: SCOTT STACK MANILYLE CASRIEL Cash activity summary See Account activity the month for delals &dances In your Sweep Options are indudedin the cpenng and closingMance:wive. FDIC insurance afaclitl to deposits al UBS Bait uSA. and al banks participating in the UBS FM insured Deposit Frown a does not (poly to deposits an UBS AG. stantoro parch or bank deposits placed through the UBS integrations Deposit Account program SEC protection applies to money market sweep fund hoicings tut not bank deposals See important informabon about your treatment on the last Iwopart of MS dOCument for details July 2017 (5) Year to date (1) Opening balances 51449.11 $98.00 Additions Dividend and interest income 93.28 453.61 Proceeds from investment transactions 0.00 38,025.00 Total additions $93.28 $38,478.61 Subtractions Professional management fees and related services -108.71 -282.60 Funds vothdrawn for investments bought -93 16 -36,453.49 Total subtractions -$201.87 -S36,736.09 Net cash flow -$108.59 $1,742.52 Closing balances $1,840.52 41,840.52 SDNY GM 00026836 CelP7C003305654309NRIOCOIS7303 COCO( 0717 030579004 CONFIDENTIAL 000000 Page 3 of 8 EFTA_00I37456 EFTA01278363 UBS UBS Strategic Advisor 2017 UBS Bank USA Deposit Account APY Interest Period Jun 7 - Jul 9 Opening UBS Bank USA Deposit balance Jun 7 $1,949.11 Closing UBS Bank USA Deposit balance Jul 9 $1,949.23 Number of days in interest period 33 Average daily balance $1,949.11 Interest earned $0 .12 Annual percentage yield earned 0.07% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sratemenrat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibi ity consideration None selected Your account instructions • U8S Financial Services rc is your IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. Your t5nanda Advisor: SCOTT STACK MAN LYLE CASRIEL CNP7COCO3VASSUI 0 Ne70C0I87303 00004 071 7 030575304 CONFIDENTIAL ONSINLY_GM_00026094 4 of a EFTA_00137457 EFTA01278364 UBS Strategic Advisor UBS 1Uly 2017 Your assets Account name: GHI5LAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Individual Retirement Account Account number. Some prices, income and current values ShPen may be approximate. AS a reSult, gam deride losses ma/ not be accurately reflected. See smporiantintantaaon about your statement a the end of ths otcurneM tot more infornalon. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bank USA depoot account balances, UBS FOC Insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and rroney market mutual fund sweep balances. See the Important information *bout your statement at the end of this document for details about those balances. Hddng LeS BANK USA DEP ACCT opened baance Cloung baance on Jul 1 (I) on Jul 31 (S) Your Pi Randal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bani. USA and 81 1185 FDIC Insured Prot/a:1881k depose account tdarKes are insured by the FDIC within agolicatiae limas, but ale not protected by SIK. U8S AG Stanford Brant hdecout acc our* balances are not insured by NYC and are not protected by 51K. Money market sweep balances are protected by 51K but are not Insured by the FDIC Price per share on Jul 31 (S) Average rate °McleodMerest 041 in period period Cep amount (S) Fixed income 1,949.1 1 1,840 52 Mutual funds Total feinVerifOr is the Iola at al reinvested dWdends It does not include any cash dvidenzh. It is rot a tar lot for the OurOOSeS Of delermin no holdng periods or cost bass. The shares you receive each time yOu reinvest dvdenct become a separate tax it. Cost basis n the total purchase cost of the security. Inducing reinvested dvdends The cost basis may need to be aclusted for return of captal payments in order to determine the az9s6tedcost bags for tar reporting mimes. Hddng Water of shares Peronse pricer Average pece per share (S) Client Frivestment DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DERTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 15.612 10.696 EAI: 9678 Current yield 3.71% Security total 1,708.933 10.631 18,000.00 1P MORGAN SHORT DURATION BOND FUND CLASS I 250,000.00 Unreaeol (fa)gain or foss is the dfference between t he current vane and the cost basis and wouki generally be your lacerate gat or loss if the security was sold Goths date The urceatzed (tad gem d loss may need to be acluSted for return of coned payments in order To detena ne the realized grin Or *SS for tat reporting purposes. Investment return is the current value mous the amount you invested b does not India* shares that age not reflected on rout statement, indudng shares that edit been readedas either a gain or a losg It also does not include Cain dedends that were not reinvested Cost Price per shale basis (4) on ld 31 (S) Value on Unrealized dad imestment Hddng Jul 37 (s) gain or loss ral return (5) period 18,000 00 10.700 167.00 10.700 18,167.00 18,118.53 11833 167.05 0.05 18285.58 11838 285.58 ST continued next page SDNY GM 00026838 C HP700033056543I 1 NeTOCOli37303 00004 0717 030579001 CONFIDENTIAL 03(0°3 Peg* S of 8 EFTA_00137458 EFTA01278365 SUBS UBS Strategic Advisor I il. , Your assets . Fixed income . Mutual funds (cononved) Humber Purchase price Alle107 price Client Cost Price per share Value on Unrealired 044 Imestment Hokin; twang of shares per them (S) investment (S) basis (I) onhA 31 (1) Jul 31 (S) gain or loss (S) Mum (I) period Symbol: HILVX Total reinvested 1,786.295 10.993 19.637.14 10.840 19,36343 -273.71 19363.43 EAI: 1196 Current yield 1.01% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.070 18,017.88 17.88 ST Total reinvested 5.399 10.061 54.32 10.070 54.37 0.05 EAl: $185 Current yield 1.02°4 Security total 1,794.663 10.060 18,000.00 18,054.32 18,072.25 17.93 72.25 Total $36,000.00 $55,858.46 $55,721.26 4137.20 919,721.26 Total estimated annual income: 31.059 Your total assets Percents-, el Cost EsImated Unrealized ape on Jul 31 (1) your account base (/) annual income (S) gem or loss (S) Cash Cash and money balances 1,840.52 3.20% 1,840.52 Fixed income Mutual funds 55,721.26 96.80% 55,858.46 1.059.00 -137.20 Total $57,561.78 100.00% 357,698.98 31,059.00 4137.20 Account name: GHISLANE MAXWELL IRA Friendly account name:lndiv IRA Account type: Individual Retirement Account Account number: Your IRsandal Advisor: SCOTT STACK MANYLYLE CASRIEL Account activity this month Dale AclItity Description Amount ID Dividend and interest income Dmoderck Jul 3 Dvidend DOUBLE UNE TOTAL RETURN FIND INSTL AS OF 06'30'17 55.66 SYMBOL DBLTX Jul 3 Cividend PUTNAM SHORT DURATION WCOME FUNDY AS OF 0930/17 19.90 SYMBOL PSDYX Jul 28 Dvdend JP MORGAN SHORT DURATION BOND FUND CLASS I 17.60 SYMBOL HLLVX Total dividends CNP700OB005654312 NP7000187303 00004 0717030575004 CONFIDENTIAL $93.16 COMYGM000268,0a 6 of 8 EFFA_00137459 EFTA01278366 UBS Strategic Advisor T July 2017 Account name: GHISLAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Individual Retirement Account Account number: Your Si sandal Advisor: SCOTT STACK MANILYLE CASRIEL Account activity this month kontrueen One 0exriplion Amount (1) Dividend and interest income (continued) Interest Jul 10 Intotost UBS BANK USA DEPOSIT ACCOUNT AS Of 07107/17 0.12 Total interest 10.12 Total dividend and interest income $93.28 Ote Jul 24 Fee Charged QUARTERLY FEE -108.71 Total professional management fees -S108.71 Oescrption Amount (5) Pees Investment transactions For note intonation about the piece/ value Shown for reSiliCteCt StCultiet, See imporow In tomato OW you' If IteMerit at the end Of this WCtenon Ole Admit, Descapion PrOCeeCIS Iran ineeStment Quantity Value (5) Pace 01 irareacucos (S) Funds shtthidrawn la ACClued inveslmentsbougst merest (1) Jul 3 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.68 NAV ON 0630,17 AS OF 063017 SYMBOL: DBL7X 5.212 5566 - Jul 3 Renvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.06 NAV ON 06/ 30,1 7 AS OF 0630/17 SYMBOL: PSOYX 1.978 -I9S0 Jul 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.84 NAV ON 07/27117 SYMBOL: HLLVX 1.624 -17.60 Total -$93.16 Date Activity DescriclIcn Amount Money balance activities Mn 30 Balance forward 51.949.11 Jul 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07117 0.12 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24117 -108.71 NI 31 Closing UBS Bank USA Deposit Account $1.840.52 The UBS Bant USA oetost ACCOunt IS your primary sweep coon SONY GM 00028840 C NF7C00300565431 3 Ny7003187307 00034 0717 03057500/ CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137460 EFTA01278367 *UBS Yournotes <1.000100S6543.N17000M30•00.07170.5750d End ,SIVen....0M.V., CONFIDENTIAL oodriNo_._0000dello . of B EFT,00B746 I EFTA01278368 Important information about your statement U35 Inancial Services Pc. (the Farr or UBS inertial SooMs), is a mann of all principal smoky, comrrodty and Qatari exchanges. UBSFinancial5enices and 1.8$ Bank USA ae i-diect 'utak/ones of UPS AG and affiliates of UBS Scotties U.C. The Fm's Mama' statement is available upon reuse's The Fim's enaire offices ay at LIB5 Financial SenteS lx. 1200 Harbor Boulevard Weehawken, tal 07086 This Statement represents the only official record of your LBS Financial Services account. Other records, ethept official lardxunents. contanng conelinng data should not be relied wan t you bete* there is an firer or omission phase report it immediately n wring to the Branch Manager of the office swig )out account. Allhotigi a Names Poem ate Mended to be emulate, statement datanuld not be used for to purposes Rely coley on yerend tax kerns. fie Form 1099.519t 10425. etc) when Drepamg your tax return. The Finn required by law to report to to IRS all eatable dividends, aportebb rantaubk batten and Loath Merest end on acuities held h your monk net proceeds on see botailims, radon basis on certain covered secants. Cavereatatkma with the Finn • Please rennin any oral cormoncatons in wrierg tofurther protect your rills. mdudrg your rites utter the Seonies Investor Protection Act (SPAT • If helinaaca ithitution m the top left of the front of this steams snot LBS Enna Sates, LBS Financial &mien carries your =aunt as dewing broker by arra-gerrent wilt the edcated institution We informed you of this relatcnshio when you opened this axon. h the cast your brat and stones a* boated a U85 financial Senates and rot the in.:loci9 braer, ad you mat make a npm of my error or omission to both firms • As dinned in the account neements, yw nut roily us of any errors or nod netting decks reflected on your statement within 30 days after t was mailed or made wane. • Meow died *sower complains or names to the Fiths C Fent Retaken Department a 201.352.1699 or tolUree at 8020-354-9I03, 8:CO Aft to 6GO P.M. ET Mondry through Friday, or in wring to U6.5 Pi-uncial %nice fre,, Client Rations Deportment P.O. Box 766 Union City, NI 07087. • A 0 staements shall be deemed conthate ad note not cbbvtal to di writing within 60 days • For DV services_ Call 844-612-0,36 or from outside the IIJ S.: Cal201.352449S • In cam of ems or opestin about m electronic knit transfer (Er). bit panne or UBS Vea•debil card transact/ors, call B20-762-1000. Ca wile to UBS Fdenual $emce, Ix., 1000 Harbor Blvd, 6th floor. Weehax.4.e% NI 07086, Attn ITIMITGA Senn,. Cal a write as soon as you can, if you tilt your statement a receipt is weerg or if you need more nknnaten nut a trader on the 'lawmen or receja The Film or Cad bsuer (as andkable)mtrff hes IranyOu no later then 60 days a le the Fm sent you the tnt staterlant on which the ems or Problem amend. - hosed, yow name ad accost Mater (4 any) - etherize the error or tie nosier you Kenai. about, ad clam as chary as you can why you believe I is an an a why you need mae information - Provide the drier amormt of to suspected sea. The Finn or Card Issuer MI Seagate rut complied and will coned any titer prompty. For alleged errors driven"; UBS Via•clabil cad transact:at if we take more than 10 bus kess days to do this, we will credk you axon for the amount you that 6 in error, so that you war have the use of the money dunng he tine 0 takes us to complete our nvestiption. Please mike all checks payabk to the Firm or the anneal instealon minted on the front of this statement In addition to nrgaar non feet accounts may be abject to mareenarce lees. chaps for We pane* in- securities purchases and charges ice unpaid arncan n cash accounts Accounts that an transferred to other instwitas may be subject to a Vander Tee. UBS Sweep Options 1.85 offers options for swath; cash balances to ba-k depose accounts al non-outdated becks ad affiliated banks. Maley market mutualfunds (Money Fulda) ad the trarnatisnal Dna Accord (CM) fa castanets with an International Bosom Management Accost Depose account al UBS Irk USA and non-aff dated banks panicipatng n the UBSFDIC4nstred Deposit Program ate FDIC.imured in accordance with f DIC tubs. Fa more difonnatim, please via nww f dic.mv. Deposit accourts at UBS AG StanfordBranch and ;hats of Morey rut are rot intend by the FCC Through the DA, cash balances at swept to deposit accounts at UBS AG New Yon Branch ad UBS AG Carnal Branch. These deposits are not inured byte FDIC. Balances held at te LES AG Cayman Branch are temp:only (imposed tote sovereign ra of the Cayman blindk ad there is no gown or calm oblgabon of UBS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 507C. !Any Fund shims are peotected by 51K. See '125 Financial Salem Account Protection' below. W el your request, batixes n the bank deposits miy be **dawn. ad shwas of a limey Fad may be hcpcbtect and the proceeds retuned to you a you. sectrites non Father intonnatan about available sweep options, holding current interest rats and yield; it nibble at www.ubs corrismaepyikt from your Frani,' Advisor or by calling BO '7624000, UBS Financial Senna ailealla protection The Firm is a member of the Sestrilin Mesta Protection Corporation (Slit), Inch protects acuities customers of as mental to to 1500,000 Onokidin2 1250.0X/for dains for cashi. Enbnatay brodue ethane upon req.sest or at mew sac. erg The SIC asset prolate, link apply to all noses that you hold in a particular capxity. the Firm together vain certain affiliates, ha also purchased ktrplementahnstrake the ma mum amount pea Sae to al eloble clink collany viler this protection is 5500 million as of December 10, 2016. abject to the pokycadittn at limitations, cash a the Firm is further protected for up to $1.9 million n the ampere For all your accounts held n a parikula capacity. A feA copy of the pacy wordi-g is nailer, woo request. The SIPC protects) and the Supplernothl protection both do not apply to • Cello financial sets controlled by (and i-olaid your account value) beat MM away from UBS Financial Services (e.g.. certainit/deposits **Nixed and ran affiliated bales (i0 nsurne products, rctadng variable nukes, and big shares of mutual funds where such that; am registered dreary at the rump of U. account holderm the hocks and records of the issuer or trawler agent); • investment contracts or nwstmere reerests (e.g., limited partnerships :Morita* placements) the are not registered under the Securities Act a 1933; and • Corrmoditin contacts Ng. foreign 'Man? and precix6 metal contracts). inclucgrg fauns contracts and commodity option cannon. the SIPC protect on and the sugar... mental aotecton do not apply to thew asset, ewn d they of moire althea on you statements. The WC protection and the swpkmental protection do not protect against changes in the makel vas of yea investments (anther as a mica of market movement. issuer bakruptcy otherwise) Dividend Reneament Program (DRIP) the price reflected 6 an average price. You may obtan the ectual price Inman Petancial Minot CA. whole shares are purchasedunder DRW; partial shales wil be sold at the cahre1 be deposited 'your account The chiderd reinvestment price supplied by the isster may differ horn the Make( price at which the partial shares re sold Cash-nlieu Cny whole units may be had n yotr nowt. t ycu at enured *ape-tut trait as a result of a noted pgment • cte'wi,e, the Finn will other sell porter an at Martel pik, Cr accept an nova determined by a registered death) agency, at credit yes axons Inves&neet objectives The entImert objectives and tisk profile mosaic to to each account and may mybetween you accounts Please a*se the Firm prornoty in twang of art Kra cat change in your Ionia station or investment cbncsives for each accord heti, you choose one of the blowing investment objectives: • ncianCurratincomt Investments seeki-g the. gereratim of ixone only. • Achieve Capitnporeciabon hiesements seeking growth of principal rather than the generation of income. CONFIDENTIAL • horkee Combination of Income and Capita( Abeam:aeon Investments seeki-g both the generation of income ad growth of pri-cinal. Overall risk profiles • Conseivaat. Seeks to manila nitial pritioal with low risk ad Madly to the axon overall even that men to erten does not generate significant income a resin and may rot keep pace with inflatkn. • Moderate: Willing to accept sane fit to pinbpal ad tolerate sane volataty to seek hirer returns. • Aggreisive: Willrg to accept hi ;h nit to 'songs,' and high volatility to sea highmums over time. • tmestment Consideration: I selected a portion of the portfoliofa that account may include corrplex strategies. tinted kepi* and geater volatilty. Statement shouleholdise We rnayconsoldate tA related account statements with the same address in the sin envetpe eg. because they have owners who ako maintain join account rebtionshias web other dents at the son. address. If you prefer to receive indiedual statements mailed in sepanteemelopes, you may decline houPhording by cali-g your Financial Admor. Friendly moan name IN Friendly account none is a costae/a:4 tnieena-net chosen by you to assist you with your recordkeeping ha no legal effect an your account Ycu can thaxy your Friendly account none; through Orin Senices by contacting year i-onrial Aden. Award overview • VMs of pa Kapuntiptutit40. Net of assets and liabilareS • Assets Includes avalide cash balances. van for restricted security rest ), and Global Tim Deposits, amazed marks to make, and certain assets not held by the Finn. Does rot include unpnced secureielassets at the end of the mot and onent statement penods, or pinata imminent nested stock opeions rd sandal* cock options • Liabilities Mies debt balances, outstanding matron Ions, credit lint short accord balances. • Caslthroney balances. Total of uninvested Pala* cash boraxes, alos depait balances at Ablated and non-affiliated bags, a-dm:raymeat mutual fad sweep balances. at the close of tie statement period Non.cornnodity tree deck balances Myths accost acv not se 'egged from other balances and the F rm may use any of these binds in the wan/ay cane of is busies. Thew funds are pane tom your demath. The total 6 nettled in the anent period closing vale. Lancing information Foe driaid nlamation an the Firm's lerdirg puttees ad (Subsumes, inferno you Client Relationship hgretri"stra Cr Account Agreement and to General Terris and Conditions LES Statement of Credit 'tactic." available nAgreements mdDisclosures 2wwwAibt SDNY_GM_00026842 EFTA_00137462 EFTA01278369 Important information about your statement (0011111ted) Year assets Your 'filament ernes securities and other assets held tithe account al the ado( the steers parid. You may ask fordovery of fulty pad semi& at anytime. You may receive securities used as loan collateral alter paying very balance d., on them. Cry securities tenderedto to Fins aria the statement period are lead at market value as of the end of the sternal period. • Cart bale ice cletnining the cost basis of the somas included n this statement where indicated with the number 'I,• LIMN-anal Service' has relied en information obtained from sources other than LES Pantie' Semites, including illarriation hem anothe- I the a that you may have provided to you Fina-cial Adger. The Firm does not indeerdently verfy or garsran the maraca a raiday of cry Warman provided by courts other than U3SChandal Senices. ackflicm although LESChartist &aces generalb updates this nfermatrin as ihs received, the him does not provide ary assuances that the nfamation valor 'Cost baser ad •Unrealced gar/ los- is accurate as of to date of this statement. As such, please do not ref" on this Martha to make puffiest or sale decisions la to puposes or ahem& Accounts tore erred to the Firs may reflect gal los alternation only foe the period of tine they are held at the Finn Morehistorical earmtaten can be actied by you' Coaxial Advisor. • Unealleed gonsrieeses When data n swath. earned urealind goindlosses are caulated la Mat& secvey lots. The transaction data for MEWLS lots may or may not reflect amass:ins, chimes andar security reorganization events. Dirdend and other reinvestment lots ad systematic psdnase as are eachcombined todisplayre averaged lot The 'Trade date colann presents the &grist transaction trade date. • Callable secureela Bonds and rend sod that the risuercats for tab redemption wil be selected irowielb by lot Iran arrow allied/hes of that rime held hour name or in nominee name for as cents Caftan rennin s obtained from third parties and as accuracy is not goateed. Other call teases may eon which mutt affect Weld once* a-demean Willa tread upon request • Catifitates of anal (eel. (Dare FDIC rimed Li> to 1293,000 in principal and arcnad intro' per deposer rd pre depository inciaoth inaccordance rah FDIC Mar • Pritehalue. PrcesdisdatclIce securities and other woad, may be higher or lower than the price that yai would actually receive in the market. Prices ant &aired from various sad pm sources *hitt we beaeve to be reiable, bat we do not guarantee the accuracy. - We general & use the cbsing price Me ~ISM et tenon of the bid and a* aces kr listed searbas ad options cc one, bid prices tot OTC series. - Less Wonkytraded nolnes maybe paced usng a valued en model or the most recent prim we obtained and may not reflect an actual market price a Ma - Certain positiens may appear wiIFM a price rd vrill stew as • peke was not availabb • if we are usable to obtin a axe for a amity. - Deposits a securities desalinated is amerces other don U.S dolls, are reflected at the mange rate as of the statement date. - kr certain searbes rating innon-contemn; denomations pnce and quality (face value) may hive been adjusted to facilitate gaps valuation To can caret guotatens, whin armitink contact fax Finarcial Adria. • Private investments se structwed products. Invite rwasment saunas (rclang deft amps eh program ad realestate armament ant said in) and *unwed praxis are generally highly Cain struatred racists lave not been registered with die Securities and Exchange Commissar' a under any state securities laws. We Fronk valuated vales ice presto investment stares a-d structured products for Marmara arrows crib. Acarary rime guaranteed. — These van may differ stbsterdiaby tan prces, any, at which a prime iwestnient security ce tortured product may be bas' or sold and do rot necessaibrereserd the value you rayreceive rain liquidation. — Third party eslmatesol vela Me as d a certain date ant we supplied to UBS and Services on a reeds basis by an indorser. aeration firm. — Iss er, pinealpante cosponsor estimated ekes, dry, are applied tote Fm by the issuer, general partner or sponsor and may be tato-date based on dfferent iriormaton Iran that toed by tied pales to stair their estimated values. — You can obtain addiarel Sermon regardig tie mete :blow used to determine the estimate of value at the date of the Haman that is the bash for the estimate by contattg your Fiona' Advior. — Third party estinsed vales may be reflected as *Not piked in several atuatire: when an ixteperdent valuation Inn has not suppled a s usable to assign a vale, when we become avant that a material event has maned that may call a weviousbr repined vale in euestion, or when a value would to highly speoAtrie due to lane& 'Stine meaty. - When neither an ism, general partner or sponsor titillated value nor ern -party estimated vale is prowled. the ale of the stove vrill a dame horn its archase once. - 'Distribution to date may include reran of capital acme or both. - 'Original unit size' Mann the nal oaring Price per tat ad may not reflect your cost bast - DIP and unlisted REIT satins are not listed on a national stones exchange and are ger* aloud and ewer a they can be "old, the price reamedme be less tan to per sham estiated value provided in the wont statement. • Restricted securities. Restricted Senrdies generally we rot currently triable for public sale. UBS Finns& Services uses the maker price of the unrestncted Oak of the sane issuer as an mated value fa the restricted slack hro domes of eta statement only. To the extent tot reeked seo.ries are elgble la sale, the ware reread my be nettantialy lets than the ague value town • Est. (estimated) income, coffee yields and rates estivate ol arra" roma is based on curet dividend std interest rate assuring tree seaside, will be Maier one yea from slatement date or crfil miturity. This ale& is orgra gueleine; accuracy ad continued income are not guaranteed. - Estimated arnal inane ad curent yeld fa certain types of seareemould include a ran of principal or capital gains in inch care the at income f rd current yiet$ would be overaated. - Estimated anal Mane and curent yield and the areal hoome andyield mitt be lower a higher than the estimated anent. - An aline of a-ruaked income (dividend radar interest) dada by the current maket valatfaverage balance's based an the last dividend or rarest payment maieby the issue' and sees tie teal intdepost sill be held for cr. year tan the statement date or unhl masa. Accuracy and continued yield are not garadeed • AMY not held by YRS Phargiel Services. Certain arias we not held by the Frn aid not mail the Fern's possasbn or anal These assets are displayed on nicer statement for informational purposes only. Positions and values presented are provided by the issueg fern LES Fame' Services not rap:noble for the inknriation and tats not gua-anta its accuracy. Thew eats av not protected by 51K or the Fin's supplemental SIPC coverage. • Revenue shale and additional compensation. - h Mafia to annuals cn ales ad 12b.1 fees risme in sonnectrin with to distrbri en of mutual bat to ow cents we axibr our affiliate receive rams stung prepares tan distriatas ands Man of the meal huh that we sell These Amaral we baud on two different comp: ante tee snore of sabs by LES of a Paten "mead iltrd f nib to ourclents; and GO fie asset eke of a perticula mutual ad landis threshed a to - We aa our Aliso also receive networkhoard emabus processing fees in consideration for tarter agent services de we provide to fa mutual funds These fees gereralb ar paid from investor asset n tie mutual Fund and are a aid dear arrant baud an the number of accents at the braerrdealer hoking Fraud lads of that ftrdfail - h adfion to ammosicns received in connection with the safe or &tauten ol annuity contracts ad tests inwanant bust Lein to ofs clients, we ads. at Pete receive revenue sharing corrpensaten tan many of the reurace companies aderwriting the annuitya:reacts Mines of the mmance companiesor sooners of the tint investment trusts re &tribute. CONFIDENTIAL — Our affiliates also receive tradig cawnissans and other compensation Iran mutual funds end aunt coripanin whose products we &trine — We recent as a-rualfee from 1.85 Bank USA ad LES AG Stanford Branch of Liao QS pa avant sweeping to the banks wide the LEES Bad Sweep Program Aerie Irdormaten regaidng conmasens and other charges incurred in connect& with fie execution of tads,, inducing open transactions he been included a-i confirmations previously f washed to you. rd MI be provided to you promptly on recpert. Short sating If pu sit engaged in she wring a security, yOunuy incur a charge due to certain thawing costs for that 'macular mare. Opus orders Regarding can or 'goo& ilkancellee ode, tut were not exacted by the summers date, open buy and al stop ceders are (edaxed by the anent of dividends orripts as as erdivideas a ern/its date unless instructed dame by pa. You are Neonate for odors tat are executed der to your fan to cancel eating men orders. Privacy To obtan a copy of as current Client Privacy Mee please anal rag Financial Ardor a visit as wreck* at lbabbfilaalligtrafgafkalf. - LES Ffuncial arnica a not a bait. The RMA, Business Services Account BSA and Ma are brokerage accounts which wow& access to barking services and pecan thaugh arrangements with affiliated banks and other ihid-party banks, and wades access to aurasye and annuity pricdacts issued by usaftilialed third-prty 'retinae °impala tva4i insurance agcmy Meares of MS Financial Sates Ins. - entrant. teuraxe, and arnuity podacsr - Not FDIC aured• No bank guarantee* May lose vale - IMA. Benne Management Account, Business SensesAccount ESA, IRMA and erienational Resource Management Account are registered service mars of LESFronrial Semites ix. - VISA is a registered laden& owned by Visa htematiaal Service Association at used war kense. The Les Visa tittle cads ad the UBS Via debit cards at issued by UBS Bad USA with permission from Visa U S.A Ircorporate Apr titer rackmaks, registered creamers, senate maks and registered strike marks are of their respects* (amain OBS Financial Services Inc. Rev. 201705 SDNY_GM_00026843 EFIA_00137463 EFTA01278370 *UBS U8S Financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 C4477005625701 0817 Y2 Y1 0 Account namC GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number. Your Knandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 80ORMA• 1000, account 02%23697. Ksit our website: www.ubscomllinanciarewices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreddreport.com. Value of your account Retirement Account UBS Strategic Advisor August 2017 HI IN AXWELL IPA on July 31 (1) on August 31 (1) Your assets 57,561.78 57,793.08 Your liabilities 0.00 0.00 Value of your account $57,561.78 $57,793.08 Tracking the value of your account S Thousands 570 570 t 572 57.6 57.8 • • Dec 2014 Dec 2015 Dr: 2316 1u12017 Aug 2017 Sources of your account growth during 2017 Value of your account at year end 2016 $7,16897 Net deposits and withdrawals •1282.60 Your OveStenent realm DiWdendarx1 interest income 1547.07 Chance in market value 5362.64 Value of year meant on Aug 31.2017 $57.793.00 SONY GM 00026844 Member 51k CNP70000005625701 NP7000193470 00004 0017 030575004 010000 ►age 1 of 8 CONFIDENTIAL EFTA_00 I 37464 EFTA01278371 SUBS UBS Strategic Advisor August 2017 Your account balance sheet Summary of your assets Value on August 31 a) Percentage of your account A Cash and money balances 1,840.80 3.19% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,952.28 96 81% E Non-traditional 0.00 000% F Commodit les 0.00 000% G Other 0.00 0.00% Total assets Value of your account $57,793.08 f57,793.08 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Your K asocial Advisor. SCOTT STACK MAN LYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS RYC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for detail about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% Percentage change August 201 7 Year to date 0.31% 11.93% 0.19% 11.20% 402% 17.50% 0.90% 3.64% CNP70003005625702 NP7003193-170 COCO. OBI 7 030575004 CONFIDENTIAL 01193hYGM000288,09e 2 of 8 EFTA_00137465 EFTA01278372 *tills UBS Strategic Advisor Change in the value of your account August 2017 (3) Year to date (I) Opening account value $57,561.78 $57,165.97 Withckawals and fees, including investments transferred out 0.00 -282.60 Dividend and interest income 93.46 547.07 Change in market value 137.84 362.64 Closing account value $57,793.06 $57,793.08 Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For purposes of thls statement, terrabley of Inkiest and dividend Income hes been determined from a US tae reporting perspective. Based upon the residence of the account hakes, account blue, or product bye some imerest ardor dviCend Payments may not be subject to United States (US) ardor Nino RICO (FR) Income faits The dent monthly statement is not Intended to be used and cannot be need upon for tie purposes. Clients should refer to the applkide lax reporting forrns they recent from UBS annuity, such as the Forms 1099 and the formt 4130, foe lair reporting information It is the ()tartlet Of UBS to file the Osplicatle tar reporting forms vAth the US mterni Revenue SeMce and PR Treasury Deparinomt, and in sr* blown accurately dasa fy cludenci area interest mien exempt or taxable income. Pleat consult your Induclual tax preparer. August 201 7(3) Year to date (S) Dividends 93.18 546.67 Interest 0.28 0.40 Total current year $93.46 $547.07 Total dividend & interest $9306 $547.07 Summary of gains and losses Vanes wooded teloor exclude products for which gam andlosses are not classified. Realized gains and losses Unrealized August 2017 (1.) Year to date (1.) gains and losses (S) Short term 0.00 0.00 257.29 Long term 0.00 -667.75 -256.65 Total $0.00 -$667.75 $0.64 Your Pi mandril Advisor: SCOTT STACKMAN/LYLE CASRIEL Cash activity summary See Account acthrty the month tot dela It &lances In your Sweep Options are includedin the cpenng and closing balances wlue. FDIC insurance asspries to deposits at UBS lank USA and tit banks palcipaling in the UBS FDIC Insured Deposit Frown. a Oces not /pray to deposits at UBS AG. stariord starch Or bank deposits placed through the UBS internationi Deposit Account program SSC protection applies to money markt' sweep fund holdout but not bank deposits See important information about your statement on the last two pages Of the; Comment for details August 2017 (1) Year to date (1) Opening balances $1,640.52 $98.00 Additions Dividend and interest income 93.46 547.07 Proceeds from investment transactions 0.00 38,025.00 Total additions $93.46 $38,572.07 Subtractions Professional management fees and related services 000 -282.60 Funds withdrawn for investments bought -93 18 -36,546.67 Total subtractions -$93.18 -$36,829.27 Net cash flow $0.28 $1,742.80 Closing balances $1,840.80 $1,840.80 SDNY GM 00026846 CelP7C003305625703 NV7003197470 COCO4 Cell 7 030579004 CONFIDENTIAL O1OOOO ►aye 3 of 8 EFTA_00137466 EFTA01278373 *UBS UBS Strategic Advisor August 201 7 UBS Bank USA Deposit Account APY Interest period Jul 10 - Aug 6 Opening UBS Bank USA Deposit balance Jul 10 11,949.23 Closing UBS Bank USA Deposit balance Aug 6 $1,840.80 Number of days in interest period 28 Average daily balance 11,894.88 Interest earned 10 .28 Annual percentage yield earned 0.19% Account name: GHISLAINE MAXWELL IRA Friendly account narno:Indiv IRA Account type: Indiwdual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant inbmation about your statement at the end of this document Your return objective: Current income B. capital appreciation Your risk profile: Primary Moderate In vestment eitgibdity conuferation None selected Your account instructions • 1185 Financial Services hc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your lq Bendel Advisor: SCOTT STACK MAHLYLE CASRIEL CNP7C0C0305625704 NPVCOIS0470 COCOS CBI 7 030575004 olaplyGm000288‘49e 4 of 8 CONFIDENTIAL EFTA_00137467 EFTA01278374 SUBS UBS Strategic Advisor August 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number: Some pnCeS, income and current values Signor may teepprOxirtVle. AS a INA gains andlosses ma/ rot be accurately reflected. Ste msporzantinrorntabOn about your statement at Ine end of ttws docurnem fOr rote infornaeon. Cash Cash and money balances Cash and money balances mat include avaldale cash balances, UBS Bant USA deposit account &anon UBS F DK insured Rogan Bank Lances. UBS AG Stamford Branch teposit account balances and rroney mallet mutual fund sweep balances. See the Important information about you statement at the endof this document for detaits about those balances Hddng UBS BANK USA DEP ACCT Fixed income 0tenng °dance Closing balance on Aug 1(S) on Aug 31 (I) 1,8.1052 1,840.80 Mutual funds Total rernvested is the told al at reinvested dodends II does rot include any cash dcfends is rot a la( lot for the purposes of delerminng hddng periods or COSt Nos. The shares you receive each time you reinvest d uderla bEcine 8 Separate tax hat Cost basis 4 the tOtal purchase cost of the Security. Ind udng mnvesteddvdends The cost basis May need to be aclusted for 'twin d caPtal Payments in order to determine the Oustedcost nays For tax reporting mitoses. Hddng Number of shares Purchase priori Average peke per share (3) Client investment (5) DOUBLE LINE TOTAL RETURN FUND INS% Symbol-. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 '8,000.00 Total reinvested 20.663 10.697 EAI: 4677 Current yield 367% Security total 1,713.984 10.631 18,000.00 JP MORGAN SHORT DURATION BOND FUND CLASS I Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA and al Uss FDIC Insured Pregame-sok deposit account tdanCes are insured by the FDIC within applicabae lents, but ale not protected by SISK. UBS AG Stanford Branch deposit accourt balances me not insured by FCC and ace not ion:ceded by 51K. Money market sweep balances are protected by SIPC but are rot Insured by the FDIC Nice per share on Aug31 ($) Average rate Ceildend Interest DayS period Peeled Cep stunt (5) 250,000.00 UnreaMed 00 gain alas is the dfference between the current vane and the cost &is and would generally be your taxable gain (vitas d the security 3v.3$ sold Om ins dale The uneasiest dad gam or loss may need to be whined for return of capful payments in order to determine the (edited gain or loss for tar reporting puposes. Inve5treent return is The current value minus the amount you invested t does no Include Shares that are not reflected on )our statement, indudng shafel that hale been red Steel as either a gain or alms It 850 does not include cash dedends that were not reinvested Cost Prke per 'hat basis (4) on Aug31 (SI Value on Unrealized nail tmestment Hddrg Aug 31 (5) spin or loss CP return (5) period 18,000.00 10.770 18,237.06 237.06 ST 221.05 10,770 222.54 1.49 18221.05 18,45960 238.55 459.60 continued next page SDNY GM 00026848 C HP70303305635705 NP7003190470 00004 MN 7 030575004 CONFIDENTIAL 010000 Pap S of 8 EFTA_D0137468 EFTA01278375 UBS U BS Strategic Advisor August 2017 Your assets b Fixed income . Mutual funds (continued) Humber Purchase pricer Mein once Client Cost Price per Share Value on Unstinted 044 Investment Hddng 14cicIng of shares eat sham (S) investment CD bait (1) al Aug 31 (S) Aug 31 (5) gaincalm (5) return (5) period Symbol: HLLVX Total reinvested 1,788.159 10.993 19.657.36 10.850 19.401.52 -25584 19.401.52 EAt 4204 Current yield 1.05% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1.789.264 10.060 18.000.00 18.000.00 10.070 18,017.88 17.88 ST Total reinvested 7.277 10.063 73.23 10.070 73.28 0.05 EAI: 4190 Current yield 1.05% Security total 1,796.541 10.060 lance:so 18,073.23 18,091.16 17.93 91.16 Total 536,000.00 555,951.64 555,952.28 30.64 $19.952.28 Total estimated annual income: $1.071 Your total assets Percentage of Cost Eslimated Unrealized value on Aug 31 (5) your account Oasn annual income gain or loss (S) Cash Cash and money balances 1,840.84 3.19% 1840.84 Fixed income Mutual funds 55,952.28 96.81% 55.951.64 1.071.00 0.64 Total 557,793.08 100.00% 557,792.44 51,071.00 50.64 Account name: GHISLAINE MAXWELL IRA friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Your Fiasnáal Advisor: SCOTT STACK MANYLYLE CASRIEL Account activity this month Pate Acliséty Description Amount If) Dividend and interest income DRoderdf, Aug 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07131/17 54.05 SYMBOL DBLTX Aug 1 Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 07/31/17 18.91 SYMBOL PSDYX Aug 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 20.22 SYMBOL: HLLVX Total dividends 593.18 CW70003005625706 Ne7000193470 00004 0817 030575004 CONFIDENTIAL 01WIllitontoornetftwo 6 of 8 EFTA_00137469 EFTA01278376 UBS Strategic Advisor T August 2017 Account activity this month (continued) Date Adhay Demotion Dividend and interest income (continued) Interest Aug 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF oa Ou 17 0.28 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indy. IRA Account type: Indiwdual Retirement ACCount Account number. Your ft sandal Advisor: SCOTT STACK MANILYLE CASRIEL Amami IS) Total interest Total dividend and interest income Investment transactions For mole I nformaion tout the price/ value shown br restricted securities. see Important informatina about your stetement at the end Of this 46(u-cleat. Cute Actnity Desception Proceeds from investment Quantity vaue (I) Pnce CS) transactions (S) Funds withdrawn la Accrued inwSleneills bColg (S) interest (S) Aug 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND IN91.. DIVIDEND REINVESTED AT 10.70 NAV ON 07131117 AS OF 07/31/17 SYMBOL: DBLTX 5.051 -54 05 Aug 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.07 NAV ON 07/31/17 ASCf 07/31,17 SYMBOL: PSDYX 1.878 -1891 Aug 30 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDENDREINVESTED AT 10.85 NAV ON 08/2917 SYMBOL HLLVX 1.864 -20.22 Total -S93.18 $0.28 $93.46 Date ACtiVity Oeccription mount ff) Money balance activities /lel 31 lateace fowled $1240.52 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of (804117 028 Aug 31 Closing U.S lank USA Deposit Account $1840.20 The u85 Bank USA Cepont Account is your primary sweep colon SDNY GM 00028850 Ce/P70508305a5707NP7003193470 00034 0817 03057,404 CONFIDENTIAL 010000 Pep 7 of 8 EFTA_00137470 EFTA01278377 *UBS Your notes C.,000...X. ,.......... , .0,,.., Encl ot ...mt..... number- CONFIDENTIAL '44fRuycm,o260s6 6 o, 6 EV1,00137471 EFTA01278378 Important information about your statement Fthincial Services Pc. (the Firn or UBS Fnercial Saab's). is a member of all principal cecisily, comrrothey and option; oche-ages. UBS Fisancial Services and 1.8$ Bank USA re i-died subselones of UPS AG and aft ihaes of 1.85 Season U.C. The Fim's Genoa' statement 8 available upon regtert. The Fenas emanate off km are a. 1.135 Financial Senmes 1200 Harbor Boulevard Weehaysken, NJ 07086 This statement represents the only official record of your U3S Fhancial Services account. Other records, ocept official to. documents. contanng confliang data should not be relied was II you btkeve there is an tope or omit:Pon please report 3 immediately n writing to the Branch Mangan of the office wvig you account. Allthoup a lipares shown re Mended to be account statement data should not be wed for tar purposes Rely soloB on yerend tax kerns, Be Form 1099. 5498. 10425. tic) when Drepamg your lax return. The Fim 5 required by law to repon to the IRS all livable dividends., mportakee raktarible anima and usable interest eared on Pantie" held n your arca" net proceeds on see tramactions, rd tort bastion certain covered swishes. Oavereeklatkno with she Firm • Please wain/rim ay oral communcatens in wring tofurther protect your fgt. mdudrg your rsints under the Seosthes Investor Protection Ad (SPAT • If the financial Pditution cn the top left of des frond of this steams isnot U3S Fnrxil Sevres, UBS Fiancial Smite carries you arrant as dewing taker by arra-gement with the edcated insitution We informed you of tit relatonshio cent you opened this accost h ass cast your Lads and searities re located at LOS financial Services and rot kw Prodsong braes and you mist make a wpm of ay emir or omission to both firma. • Asdevoted in the account agmerrimartIrrtal reedy us of any wears or Baud ismolving decks reflected on your statement within )0 days after t was mailed or made sealable. • Please died *stoner camplaims or heaths to the Fim's C Tent Relatins Deparrent a 201.352.1699 or toll-free at 8020-354-9I03, 8:CO A.M. to 600 P.M. ET Monday through Friday, or in wing to WS Femnual Smith em.. Client Relations Departnat P.O. Box 766 Union City, NI 07067. • A 0 staernents shall be deemed complete end accuse if not cbbard to in welting within 60 days • Fa TTY services_ Call 044-612.09,36 or *cm cutsde the US.: Cal 201.352-1495 • h can. of was or earth:re about en electronic knit ransfer (WO. be parnini or UPS Vemockibil card transact/0ns, call 1320762-1000. Od wile to UBS Pe-0mA Grips Pk., moo Harbor Bled, 6th Hoer, WeelmMen NI 07036, Aunt BOMBES& Sakes. Cal or write as soon nye., can, if you fink you staement cr receipt's wag or 4 you need more inlomiatcn tut a harder on the statement or receipt. The Film or Cad bsuer Gs wpfkable)nurst her fromyou no later than 60 days alter the Fens set you the fist statement on which the ems or Frolaram athered. - Proved. your name ad xcant nutter A any) — Cnsabe to motor the vin er )Cu ire inure about, adopter, as clearly as you can why you believe d is arm Ian a why you need more Sam riot. — Providethe doter anvil ot the suspected era. The Finn or Card Issuer wil imestgete sus comeliest and will correct ry mar promptly. For alleged errors evolves? UBS Vier debit ca-d transact:ors if we take more than 10 bus less days to &tees, we will credk you accost for the amount you thinks in error so that you wri have the use of the money dunng the tine t takes us to complete our iwestiption. Please mike all checks payabft to the Fern or the Ihrthal haters nutted on the Bak of the statement In addition to regthe wean fees, accounts may be subject to mareenarce hex chaps for We essence* ter securities purchases and charges For unpaid annexes n cash accounts Accounts that re transferred to other instoitens may be subject to a Vander lee. UBS Sweep Options LES oilers options tee sweeperg cash balances to bat depose accents al non-afi dieted bats ad affiliated banks money nutlet mutual f unds (Money Furls) ad the thernatisnal Deem. Accosts (DA) fa cuttorma with an International Pesaro Management Accost. Depose accounts al UBS Bak USA and flan-affiliated banks parecipatng n the UBS FDICanstred Deposit Program me FDIC rimured in accordance with MIC nibs. Foe more infonnatim, plow visit *wry fdic.gov.Deposk accourts at UBS AG Stan, ord Brands and chain of Morey Fut are rot hand by the FDIC. Through the DA, cash balances re swept to deposit accounts at UBS AG New rot Berth a-d UBS AG Cann Branch. These deposits are not imured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:only oposed to the sovereign rent of the Cayman blaxb and there is no game. motet obligation of UBS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by SAC. Money Fund shires we protested by 51K. See "UBS Ferrol Seats Accent Protection' below. lixn Jour request, bataftes n the bark deposits may be wthdawn, ad shoes of a Money knot may be licpthect and the proceeds rand to you a your securities amen Father iterates about available sweep option, M Wing current interest rate and yields it available at wow tabs cornryrneepyil* from your Francis' Advisor cr by calling BC0.762-1000. UBS Fronde! Services aware protection The Firm a a member of the Sethilies evestoe Protection Cop:ration (SIPC), which protects swathes =tomer, of is members up to 1500,000 (mcluding 1250.000for thins for cash). tobnaecry Podia* available upon rapist or et row sPc. org The SIC asset protection tenth apply to all accesses that you hold in a pracular capacity. The Fern together watt certain af iliates. ha also purchased snolimental intro-ice The mai mum amount pal Aare to at e19bb clients. colletwey under this protection is 5500 million as of December 10, 2016. Subject to the poky ccrditirs and tornilltittis, cash a the Firm is further protected for up to $1.9 million n the aggregate for all your accounts held n aperil:We capacity. A fl copy of he poky wardig is swath won request. The SIPC protection ad the supplemmul protection both do no apply to • Certain 1i-uncial nets controlled by (and inclkied ii your account value) but held awayfrom UBS Financial Smarts (e g. certain(i) deposits **Miredand ran- affiliated baits 03 nsurance products, haring variable anthills, and (ii) shores of mutual funds when such thaw are registered dm:icily ei the, name of the account hob:Bras the bolts and records of the issuer or trawler agent); • Investment contracts or metro ern neerests (e.g., limited partnerships end private placements) hat are not registered under the Securities Act A 1933; ad • Commodities contacts (e.g. foreign excha-ce and precious metal contracts). include-refutures conVacts and commodity option contracts. The SIPC protecton and the supplemental protection do not apply to thew asset, eon d they Who've,* awes on you statements. The SAC protect cer ma the swpkmental protection do not protect against changes in the make) vats of yam investments (*tether a a resort of market movement, issuer bankruptcy a otherwise) Dividend Reiweatment Program (DRIP) the price reflected is an average price. You may ottan the actual price Iran your treenail Aetna. Orly eh* shares are purchasedunder DRW; partial shags will be sold and the cash vet be deposited is your account The (bard ree-wesknent pice applied by the tier may efts from the make price at *tech the patial shares re sold Cash-iblieu Only whole urds may be had n you' accent. t ycv at entitled to a parlor'sit as a result of a boded payment or otherwise, the Firm will ether sell panel units at motet peke ce accept an ward determined by a registered clean) agency, mil credit you' accord. tea aStment object:ma The nyesimerre objectives and risk prolile are spec tic to each account and mai wrybetween you' accounts Phase adze the Finn prom* in wining of ay sett cam thane in your Immoral situation or investmem cbectivek For each accent hekl, )Cu choose one of the following investment objectives: • Goan Curnertincomt Investments setai-g the gmeratim of imane only. • Achrwe CapotAppreciabom hrestments seeking growth of principal caber tan the generation of income. CONFIDENTIAL • Aortae Combination of Income and Canna% Appeeliitell Investments Mktg both the generation of income rd growth of pritiosl. Overall risk profiles • Connives's...Seeks to manUin Mad primPal with low risk ad volatility to the account overall even if that mein the acouv don not generate significant income a retard and may not leap pace with inflatkn. • Moderate. Wiling to accept some rids to pincipal ad tolerate scene volalety to seek hater returns. • Aggressive: wiling to accept hit ink to ennopal end nigh volatility to seek high returns over time. • rnvestment Ebabiky Conlidention: I selected a portion of the portIolo ice tat account may include complex strategies, fretted 'keit:ley and pester volatilty. Statement shouleholdive We may consoldate tA related account statements with the sane address in the sine envelope e.g. because they have owners *hp ako mantas hem accord rebtionshis well other dents a the same address. If you prefer to receive individual statements mailed n seenteemelthes, you may decline houwheding by calig your Franual Adwor. Friendly eccowirt name The Friendly account name is a wykrnekth 'Merriam? chosen by you to assist you with your recordkeepixi ha no legal effect as your account You can chancy your Friendly account names, through Online Services by contacting hoer Financial Advises. Aegean overview • Valle of your arathintroatfoth. Pet of assets and liabiftes • A.the Includes nobble cash balances. thaws for restricted security (est ), and Global Tine Deposits, unreatzed marks to make, andcertain assets not held by the Fins Does riot halide worked secuntietassets at the end of the prior and anent statemeMpenods, private iwortmena invested stock options end everckath cock options • Lialektoos Prides debit balances, cutstaning Margin Ions, credit line, short account balances. • Cash/moneybalances. Total of uninvested avalkft cash balances, pis deowit bays Mediated trod nonalf Hated bails a-d ate mutual Sad sweep balances, at the chose of tie statement period Non.cornmodity Ire creak balances in yar acorn Xis • ot sergated from balances and Fm. may use any of these fads h the wen/hp course of its Naive Thew funds are pot* won your doma-d. This total is ridded in the curet period closing vise. Undress Information For cloaked eilamation on the Firm's lerdeg peewees ad (Subsumes. refer to yes Clem Relationship Agreenvnt cr Accent Agreement and the General Terms and Conditions 1.135 Statement of Credit Mactices available hAgreeniene Ind DistloSuye3 shvwretyreooterthowythiviev. SDNY_GM_00026852 EFIA_00137472 EFTA01278379 Important information about your statement (00tlinUtd) You —eta Your 'filament iterates securities rd other nests held intim a:cant al the end of the haternew hand. You may ask fordovery of fully pad searan at airtime. You mar receive securities used as loan collateral ether paring sly balance caw on them. Any securities transferred to to Fires airy the dalefnent period are listed at market value as of the end of the sternal period. • Cart bon. n deternning the cost basis of tie scarifies induded it this statement, where indicated wih the number ' UBS Fran i& Seruicee has relied on information earned from sources other tun IRS Frencial Semites. including Of aeration from anothe- rem a that you may haw provided to you Fina-cial Adrisor. The Firm does not indeerdently Way a gar:rite* the maraca a widay of my Wornution provided by coaxes other than U3SFinnrial Senices aidlicm although UES Financial Sentries grimly updates Pis nfcrmatnn as n is recnved the km does not provide any assunrces thee the hfamatim u-der 'Cost baser rd "Unrealced gait Ion is accurate as of re date of this statement. As such, please do not re)/ on 'his damition lo make puthase or sale decision% la la pupae' or °their'. Accounts treed erred to tie Sim may reflect gait Ion hfcrrnatim only foe the period of tine they are held ate Finn More hi:cornet ramtaten can be added by pax Financial Advisor. • Urrealised gams oases When data n swath. *mated urealind windlasses are cakuland fa ndvidyl securey lots. The transaction data for rrievitUal lots may or may Oct ref lett carmine:a, chrges aorta security reorganitaten events. Diridend and otiet reinvestmeni lob and 'human ard-ase bee are each combined todisplayre averaged lot The 'Trate date' colon presents the original transaction trade date. • Callable peeurkiiia Bonds and refereed rod run the risuerchs for earl redemption wil be selected incanalY by lot Iran anog all washes of fiat 6.,e held hour mime or in nominee none for as clients Call leatre Itilllatin if obtaned from third parties and el accuracy is not swanked. Other call leans may eat which card affect Weld ccmdert• inkrmatio rill be provided upon request • Certificates of deposit (Mal. CO, are FDIC muted too 1293,000 n principal and accrued interne per &roar red per depository inciatiket ivaccordance wit FDIC has. • Pricervakier Pros dip:dyed fa securities and other pro:Lets may be higher or twee thin the price thai you would actually reaiw in to mean. Prices we drainedfrom various hid pay sources which we tele* to be reliable, bat we do not guarantee thee' accuracy. - We general & use the c Ming price when suable a Ix mean of the bid and a* picot kr listed searriris and options or °nit bid prices for OTC leashes. — Less actively traded scones maybe paced usng a velumen model or the most recent prim we obtained ad may not reelect an tour market price a value — Certain positive may appear wilecul a prise axe will show as • eerie was not availat* • if we are viable to oath a pace for a Rarity. - Deposits a 'etudes demanded is cumercas dher dun U.S dolls, are reflected at the whinge rate as of the statement date. — kr certain searbris tracing innon-conforming denomination% pnce and qua-MyRace vela) may have been adjusted to leder* rawer neuron To cbUin current quotations, when sealable contact 'Car Financial dekko. • Private investments and structured products. Private nvermene acuities (rat ring deft when On program end Malestate onwatment hart locution and structred pecarls are arraly highly Crean gartered prockcts law not been registered with the Securities and Ex page COMMYSkri or under try state securities laws. We Fronde *rimed valies ke private nursemaid stank.' a-d structured products for Hamra-al whom oily Acarary knot guaranteed. — These Saes may differ ebsterliay torn prces, any, at which a pews iweSenenl security a *lidded produce may be bandit or told and do rot necessayrrepresere the value you myreceive tricn lip urchin. — Third party estmatesol saes re as d a certain ride end we supplied to UBS kind Services on a regal basis by an independent satiation firm. — Issur, general prner or sponsor estimated rakes, day, are swadred to the Fm by the issuer, general partner or sponsor and mar be calculated based on dfferent idoimation Iran tat maid by aid pann to ciwiw tier thinned values. — You can obtain addihral dormat.' regardig the met cdalogy wed to determine the estimate of value at the date of the ilonnaton that is the bask for the Sinn by contrtrg your Financial Advisor — Third prey eainased value may be reflected as *Not piked in several Austin: when an independent valuation Inn has not suppled a e stable to astir a vale, when we beanie snare that a material event has occurred that may call a previous)/ reputed vaLe into portion, or when a value would to high)/ speculatne due to she nature ol the Settinly- ▪ Whin niter an aim-jam/cal partner or spunk, titillated value nor athird-pay estimated make is provided the win of the starry write dielered tram its ouches, diet. — 'Distributions to date may include rerun capital home or both. — 'Original unit size' aeforelenh to racial offering pie pie Ira ad may not reflect your cost bast — DIP an unlisted REff studies are not listed on a rational secuttes exchange and are genet* Blend ad ewer a they can be told. the price Mewed mW be less tan re per sham estinated value provided in the extent statement. • Restricted securities Restricted Seesraies generaly se rot currently ergble for public sale. UBS Finrcal Services del to makes price °Mho unrestricted ha% of thy sine issuer as an mputed wlue foe We restricted slack hro domes of eta statement only. To the erred tat 'erected seo.rites are elybri la sale, the ate received my be Abstantialy lets than the hared value tat en • S. (estimated) income, current yields and rear An estivate of annual acme m based on current dnidend rd interest rant warning tie leant*, will be held for one yer from sentiment date or snel maturity. This estivate is onkr ear:Rine; accuracy and continued norm are not guaranteed. — Estimated anal ixane rd current yeld fe certain byes of sew iescould include • tarn of principal or repeal gars in which care the est income far current yak* would be overaated. — Estimated aural scone and current yield and the aide income ad yield mgt be lower a higher than the estimated armada — An rrinate of a-ruaked income (dividend ander interest) divded by the current maket vat/revere,e balancers based on the last dividend or rarest payment made by the risuet and wines to seoriresideposits will be held for we year tan to statement date or until mahrity. Accuracyand continued yield am not warrant • AMU not heed by UN Pinanded Services. Certain assets re rid hell by the Fat and not ivehh the Fen's possnsrin or control. These assets are dmaleyed on bar statement for informational purposes only. Positions and values presented re provided by the issuing fern U% Ferried Services ts not respirable for tie information and clan not qua-antee its accuracy. These assets am rot protected by SIPC or tie Finds supplemental SIPC coverage. • Revenue daring and additional earnpensatim - h adduces to amassers on sales and 12b.1 lees recewed in connecter with to arid:den of mutual 'kit to our <Writs we axtor our affiliate receive revered shaky payments tan distrtulas enact advisors of the maul Ira that we sell These AMOS& ere bred on two different corfprenft: (0 to armee of sales by 12$ of a Particula- rululd And f artily to ourclents: and 00 tie asset valued a wad, mutual lard lanys shares held a the In,, — We endow affiliate also receive rawert rig rd annbus processing fees in consideration for trawler agent services that we Trade to to mutual funds These fees generally at paid from investor asset n tea mutual fund and are a feud dater arrant bred on the minted accents at the brater.dealer hoking renal finds ol that fun:gamily - h ad:Inon to commanns received in correction with the safe or &newtonof annuity contracts ad unit inwstnant butt telt 10 as clients we ardor or Argot., receive revenue sharing compensation Iran many of the insurance companWs undtrwiting the annuitycontract% *fibres of the insraxe companies or sponsors of the inn investment trusts we &tribute. CONFIDENTIAL — Our affiliates also recent tradig convnissons end of compeer:an Iran mutual funds and Mara companin whose products we astrtute. — We recene re a-rualfee from 1.85 Bank USA and U3S AG Stanford Bunch of rear VS per account sweeping to the larks une the ties Bad Sweep Program Activity Id ormaton reprising commesens and other chages incurred in ornerier with tie eveancri of trades, inducing oda, transaction, ha beenincluded an confirmations previously furrished to you. an will be provided to you proudly on rweria. Short sating If you re engaged in short selling a tenuity yOu may incur a charge due to certainbrowny costs for that Particular storey. Open orders Regarding open or 'rode ilkancerire cadges that wire not natured by the statement date. open buy and sel stop ceders are redxed by the aloud of dividends or riipts on an redividerds Cr nights date unless instructed chemist by yoa. You are tesponsble for orders tat are weaned dr to your fain to cancel curling open orders. Privacy To °titan a cow of at current Client Frisky Nonce dram confect sax FinancialAdvisor or visit or website ZeiMalaragitirafa09121iLla — LES Fivocial Services ri not a bait. The RMA, Business Services Account BSA and SMA are brokerage accounts which povisb access to heronry serval and smart 1h-ough rrangerrients with affiliated bank and other ihidparty banks, and provides access to iburerr.e and away proacts issued by tnaffilialed Inird-pany hsuance davit troutfi ins rance agency absiaries of ties Financial Sate" In,. — Westrrem6 insurance, rid arnuity p-mbcir — Not FDIC ibured• No bank guarantee* May lose vale - IMA. Reseda Management Account. Busress Sera-esAccount BSA, IRMA and rnemational Resource Llanagentint Account ire registered service maks of LESFrenrial Semites lx. — VISA is a registered tradernak owned by Visa htematrinal Sent Asvacation and used crcetr kense. The UBS Visa crede cads and the UBSVria debt cards am issued by UBS Bank USA with permission from Visa U S.A It M ohm radernaks, registered tracrimats, smoke maks ad registered service marks are of ter respects* convenes UBS financial Services inc. Rev. 201706 SDNY_GM_00026853 EFI'A_00137473 EFTA01278380 UBS U85 Ftvincial Strikes tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CH7700656133909.17x134 YT 0 Retirement Account UBS Strategic Advisor September 2017 Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account HIS AN MAXWELL IRA Account number: Your Knancird Advisor. SCOTT STACK MAW LYLE CASRIEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on August 31 (1) on September 29(5) RMA ResourceUne at 800-RMA- 1000, account 02%23697. Your assets 57,793.08 57,732.40 Your liabilities 0.00 0.00 Itisit our website: www.ubscornifinanciarewices Value of your account $57,793.08 557,732.40 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from syww.annuakreditreport.com. Tracking the value of your account S Thousands Sources of your account growth dudag 2017 Yak* of your account at year end 2016 $57,165.97 Net deposits and 570 57.0 57.2 57.8 57.7 withdrawals -$282.60 I • • mere Your rlveStilleilt realm DM:lendan:I interest income $642.46 Change in market value $206.57 Value of your acorn Dec 2014 Dec 2015 Dec 2016 Au; 2017 Sep 2017 on Sep 29, 2017 $57.732.10 SONY GM 00028854 Member SIPC CNP70001006551339Ne7000309009 00004 0917 030575004 10TICO Page 1 of 8 CONFIDENTIAL EFTA_00137474 EFTA01278381 sUBS UBS Strategic Advisor September 2017 Your account balance sheet Summary of your assets Value on September 29 a) Percentage of your account A Cash and money balances 1,841.12 3.19% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 55,891.28 9681% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,732.40 f57,732.40 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indis•dual Retirement Account Account number: Your current asset allocation A D Eye on the markets Index Percentage change September 2017 Year to date S&P 500 2.06% 1424% Russell 3000 2.44% I 3.91% MSC I - Europe, Australia & Far East 2.53% 20.47% Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14% Your Nnancial Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LIEIS Bank LISA deposit account, VBS MC insured Deposit Program Bank accounts, LAS AG Stamford Branch deposit account balances and money market mutual fund sweep balances_ See the important in formahon about ;our statement on the last two pages of this statement for detaks about those balances. Interest rates on September 29, 2017 3-month Treasury bills: i One-month LIBOR: 1.23% C NP 70303006561340 NP7000309008 017304 0917 030575004 CONFIDENTIAL KIMY_GM_00028/40ABe 2 of 8 EF1'A_00137475 EFTA01278382 SUBS UBS Strategic Advisor September 2017 Change in the value of your account September 201 7 (4) Year to date (S) Opening account value $57,793.08 $57,165.97 With&awals and fees, including investments transferred cut 0.00 -282.60 Dividend and interest income 95.39 642.46 Change in market value -156.07 206.57 Closing account value $57,732.40 $57,732.40 Account name: GHI5LAINE MAXWELL IRA Friendly account narne:Indiv. IRA Account type: Individual Retirement Account Account number Dividend and interest income earned For purposes of this statement, tembrity of inkiest and dividend Income ha been determined frcrn a US tag reporting perspective. Bawd upon the resicknce of the account holder, account type, or product type, some interest andlor dvicfend payments may not be subject to United states (US) ardor Puerto Rico (FR) Income taxes. The (tent monthly stattmeM is not intended to be used and carom be stied upon for tar purposes. Clients should refer to the apOktie tax reporting forms they recent from LeS annuity, such as the FOrmS 1099 and the ROM 480. 104 the rel0fh09 information Ii IS the POW! Of UBS to file the spplicaUe la reporting forms vAth the US Mterni Revenue Service and PR Treasury Department, and in suchfon accurately clarify the:fends ardf a Interest a tat exempt or tactile income. Pleat consult your indsidual tax propane September 2017 Oa Year to date (I) Dividends 95.07 641.74 Interest 0.32 0.72 Total current year $95.39 $642.46 Total dividend & interest $9539 $642.46 Summary of gains and losses Values reported below exclude products for which gam and losses ate not classified. Realized gains and losses Unrealized September 20t7 (5) Year to date (1) gains and bsses (4) Short term 0.00 0.00 136.30 Long term 000 -667.75 -291.73 Total $0.00 -$667.75 -$155.43 Your Financial Advisor: scorr STACK MAIN/LYLE CASNEL Cash activity summary See Account activity the month tot detals Balances In your Sweep Options are and wad in the opening and closing balances ydue. FDIC insurance apples to deposits at UBS Bank uSA. and at baits psucipm in; in the UBS FDIC Insured Deposit Pro7an. n does not /poly to deposits an U85 AG. seardord parch of bank deposits placed through the ur3S tnternaions Deposit Account program SEC protection applies to money market sweep fund hoidngs CO not bank deposits See Important Oformation about your statement on the last two part Of this dottenent for details September 2017 (5) Year to date (1) Opening balances $1,840.80 $98.00 Additions Dividend and interest income 95.39 642.46 Proceeds from investment transactions 0.00 38,025.00 Total additions $95.39 $38,667.46 Subtractions Professional management fees and related services 003 -282.60 Funds withdrawn for investments bought -95 07 -36,641.74 Total subtractions -$95.07 -$36,924.34 Net cash flow Closing balances $0.32 $1,841.12 $1,743.12 $1,841.12 ChIP70009306561341 NP7000309008 00004 0917 030579004 CONFIDENTIAL SDNY GM 00026856 201103 Page 3 of 5. EFTA_OO137476 EFTA01278383 *UBS UBS Strategic Advisor September 2017 UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $1,84020 Closing UBS Bank USA Deposit balance Sep 7 $1,841.12 Number of days in interest period 32 Average daily balance $1,840.80 Interest earned $0 .32 Annual percentage mid earned 0.20% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indivsclual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility cOnSderatton None sekicted Your account instructions • IRS Financial Services Inc is your IRA custodian • Your account cost bash default closing method is FIFO, First In, First Out. Your A sandal Advisor. SCOTT STACK MANLYLE CASRIEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information m our records as of the end of this statement period If this information is not correct, or you wish to change your beneficiaries, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) CNP7C008006561 342 NP7000309C0EIC00N 0917 030575004 CONFIDENTIAL 10 tfikifGM000262,5194 4 of EFTA_00137477 EFTA01278384 UBS UBS Strategic Advisor September 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Ind°, IRA Account type: Individual Retirement Account Account number. Stone pnces, income and current values Shorn May be EpprOxiMene. AS a este. gam aidlOsses may nol be accurately reflected. See rmporunt intosenefron arbour your statement a the end of this CecumeM for more Information. Cash Cash and money balances Cash and morwy balances may ind ode avatar& cosh balances, UBS Sant USA deposit account balances, UBS F DK insured Rogan Sant: Balances, UBS AG Stamford Branch ceposn account balances and money inaket mutual fund sweep balances. See the Important information eon t nor statement at the endof this document for details about those balances. Your VI Randal Advisor: SCOTT STACK MANLYLE CAMEL UBS Bank USA and 81 UBS FDK Insured Procyam Salk deposit tcCOunttdaXes are insured by the FDIC within applicable Inn, but ale not protected by 9PC. UBS AG Stanford Branch deport account balances me not insured by NYC and at not protected by 51K. Money market sweep Dances are protected by SIPC but are not Insured by the FDK °dead6SW! Closing balance Price per share Average mddng on Sep 1 (1) on Sep 29 IS) on Sep 29(S) rate UBS BANK USA DEP ACCT 1840.80 1,841.12 Fixed income Mutual funds Total reinvested is the iota d as reinvested dvidends B does rot include any cash dviderds it is not a tax lot for the purposes Of delerminng hddng pencds or COS( basis. The Sharel yOu receive each time you reinvest CI vdelict become a separate Tax Pt. Cost band Is the total purchase COSI of the security. Ind udng '<investeddo:kends The cost basis may need to be aclusted for return d captal payments in order to detem-ine the aAtnted cost baps for tam (Mating purposes. Prdoeno Interest Days period period Cep artIOUnt CS) 250,000.00 Unmake! (far) gain or )as is the dfference between the current value and the cost Dais and would generaly be your wade on or loss rf the Security was sold minis date. The urreatzed (tax) gan or loss may need to be aclusted for return Of capital wrests in order to detemane the realized on or Kato( tat reporting puppies. investment return iS the current value mousthe amount you invested. F OOPS no Include shares that ea not reflected On your statement, inducing Shall that have been leaded as either a gain or a loss It SSO Son nil include cash dvdends that were not reinvested Hddng of shares Purchase pricer Apa vegratraterTs; investrneCnItielr4 Cost basis (4) Price per shwa. on Sep 29(4) Value on Sep 2S, (I) unrealized dad gain or loss (S) Investment Hokin return (S) Period DOUBLE LINE TOTAL RETURN FUND INS% Symbol- DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 18,000.00 10.700 18,118.53 115,53 57 Total reinvested 25.689 10711 275.18 10.700 274.87 -0.31 EAI: 4679 Current yield 3 69% Sectrity Total 1,719.010 10.631 18,000.00 18275.18 18393.40 t18,22 393.40 MORGAN SHORT DURATION BOND FUND CLASS t continued next page SDNY GM 00026858 CMP7C00E005561 343 NP7003309038 00034 0917 030575004 CONFIDENTIAL 101100 ►afp S of 8 EFTA_00137478 EFTA01278385 UBS UBS Strategic Advisor September 2017 Your assets . Fixed income . Mutual funds (continued) Number Purchase puce' Average pike Client Cost Price per share Value on unrealized 9a0 investment Making Wising of shares per share (S) investment (5) basis (S) on Sep 29 (1) Sep 29 (5) coin or loss (5) return (5) period Symbol: NILVX Total reinvested 1,790.046 10.992 19677.78 10.830 19,386.19 -291.59 19.386.19 EAI: $217 Current yield 1.12% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18.009.00 18.000.00 10.070 18,017.89 17.89 ST Total reinvested 9.315 10.064 93.75 10.070 93.80 0.05 EAI: 5198 Current yield 1.09% Security total 1,798.579 10.060 18.000.00 18,093.75 18,111.69 17.94 111.69 Total 436,000.00 $56,046.71 455291.28 4155.43 $19.49128 Total estimated annual income: $1.004 Your total assets Percentage ci Cost Estimated Unrealized Value on Sep 29(S) your account toss (S) annual incare gain of Inns (5) Cash Cash and money balances 1,841.12 3.19% 1,841.12 Fixed income Mutual funds 55291.211 96.81% 56.046.71 1.094.00 -155.43 Total $57,732.40 100.00% $57,887.83 31,094.00 -$155.43 Account name: GNISLAINE MAXWELL IRA Friendly account n any Indiv IRA Account type: Individual Retirement Account Account number: Your A nendel Advisor SCOTT STACK MAN LYLE CASRIEL Account activity this month Cute actkity DescriPtiOn Amount Is) Dividend and interest income Owdench Sepl Dividend DOUBLE UNE TOTAL RETURN FINDINSTI AS OF 0831/17 54.13 SYMBOL DeLTX Sep I Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 0831/17 20.52 SYMBOL PSDYX Sep 28 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 20.42 SYMBOL: HLLVX Total dividends $95.07 08703003C6561344 N1,7000309001300004 0917 030575004 i0yEliklYGM0002689898 6 of 8 CONFIDENTIAL EFTA_00137479 EFTA01278386 (SUBS UBS Strategic Advisor September 2017 Account activity this month (Conti-WO Date Acllwly Desalt:Mon Dividend and intemstiscome (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Individual Retirement Account Account number. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Amosest IS) Sep 8 InternSt VIRS BANK USA DEPOSIT ACCOUNT AS OF OgOlt 17 0.32 Total interest Total dividend and interest income Investment transactions For more Information about the price/ value shown for restricted ;washes. see Important informatba toot your statement at the end of Ibis Cbtunent Cate ActniN Descaption Proceeds Iran investment Quantity vane (S) Price (S) transactions (S) Funds nithdrwei to Accrued investments bought (5) interest (5) Sep I Reinvestment DOUBLE LINE TOTAL RETURN FUND INgt DIVIDEND REINVESTED AT 10.77 NAV ON 08131117 AS OF 08(31117 SYMBOL: DOLTX 5.026 -51.13 Sep I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.07 NAV ON 08/31/17 ASOF08131/17 SYM301.: PSOYX 2.038 -20.52 Sep 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.82 NAV ON 09/27117 SYMBOL HLLVX .887 -20.42 Total -$95.07 $0.32 $9539 Date ACtivity Ni(option AMOunt (5) Money balance activities Aug 31 Balance forward 3134020 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 0907117 0.32 Sep 29 Closing U15 Bank USA Deposit Account The UBS Rant USA Cegost ACCOUrit iSycur primary sweep colon 91.841.12 SDNY GM 00028860 CNP703C0306551345 NP7003309008 COON 0917 03057$004 CONFIDENTIAL 101100 Page 7 of 8 EFTA_00137480 EFTA01278387 *UBS Yournotes === .7. 0136,11,CAI,102... a e ereeee°5 CONFIDENTIAL EFT,00B7481 EFTA01278388 Important information about your statement US Financial Services Pc. (the Fern or OBS entail Servbesk is a merrber of all principal sealy, cannyalty and options exchanges. CBS Financial5greces and 1.85 Bank USA ore i-diect subsilanes of UPS AG and affihaes of UES Season LLC. The Fits Inenoal staternert a available upon recites. the Fens exeunt off bet re a. UBS Finical Seines Inc. 1200 Harbor Boulevard Weehawken, NI 07086 This matt represents the only official record of you' LBS Financial Senates account. Other tads, tape °Nicol le. dthuments, contanng contlidng data should not be relied Lean II youbete there 0 an eras omission please report n sang to the Branch le anew of the office wvith your account. Allthaseli a Nimes tam re intended to be accurate. statement dttaisoukl not be wed kr tae purposes Ray ,toy on yemend tax kirms, (Le • Form 1099. 5498. 10425. etc ) when orepamg your lax return. The Fim required by law total to he IRS all eatable chain* inortabb ranutoble anima and tsxtk infest end an semen held n you tan, nee proceeds on see trreact ore, and con basis on certain covered seosiies. Catemlatkins with the Firm • Please aeon( iim ray oral communoatont in wring to further protect your rills. indudrg your rites utter the Seo_nies Investor Protection Ace (SPAT • If thefin/roil ithitution an the top left of to bee of this Paean snot LBS Enna Services, LBS FSandel %mit carries you =ant as during broker by arra-gement with the Mooted natal We informed you of this relationshio Maya) opened this ocean. h the cast your Kra and mashes a* located a LOS financial Sena' and rot the lathe9 bra*, and you rat mat a wan of my at or omission to both rime • Asdesisted in the account agegment% you must roily us of ay ernes or gaud airing decks reelected on your statement within 30 days after a was mailed or ado available. • Plea don aurae complaies or nuns to the Fifa C Fent Banns Deportmentx 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Frday, or in ening to U65 Fatal Sena, ex,, Client Rations Dewitt P.O. Box 766 Union C ky, W 07067. • A R Omani shall be deemed complete ad acoste if not cbaclid to h writing within 60 days • Fa TIT services_ Call 044412•0986 or tram outside the US.: Cal 201.352-1495 • In csair of ones or pastas about an anionic knit transfer (FT). bat panne or UPS na•ckbil card transathores, call $20-7C2-1000. or wile to UPS Pramual $er.ices Ix., 1000 Harbor Blvd, 6011100% Weehawken NI 07086, Awn RIMVESA Sikes Cal a mite as soon myth can, if you tisk yes statement cc receipt is wag or 4 au need more intomiaton teA a transfer on the statement or recept. The Film or Card bar (as othecable)nlet her I romyou no later then 60 days alter the f mm sera you the fret stateenen on wash the era or Problem athead. - Provide yoer name ad taint number (4 any) — Casale the error or tie nosier you re enure about, rod eget as clearly as you cm why you believe n is an UM a why you need more information — Provide the dolor amothe of to suspected era. The Finn or Card bsuer wil imestgate your complan and sett correct my ear promptly. For alleged errors Moan; UBS Vag deb. ca-dtransaclar% if we take more than 10 business days to do ths, we will credk you await for the amount you eta 6 in error. so that you wt have the use of the money dunng the tine it takes us to complete our iwestiption. Please mike all checks payable to the Fern or the Nasal instikaian notated on the front of the statement In addition to ngtSr icon leek accounts may be abject to manna lea chigoes for late paten kr securities purchases and charges ix unpaid amines n cash accounts. Accounts that are tansterred to other instance's& may be subject to a bander lee. UBS Sweep Options LE5 offers options b swethrg cash balances to ba-k depose accounts al non-affiliXed bats ad affiliated banks. money Market mutualfunds (Money Foth)rd the nurnatisnal Dark Anon (DA) fa cancan with an International Resume Management Accost Deposit accost al UB5 Irk USA and non-affilieted banks panicipatng n the UB5FDICOnsured Deposit Program are FDIC awed in accordance with HNC Nes. Fa more infornatim, please visit wwwfdic.gov.Deposi accounts at CBS AG StamfordBrands and shies of Mono Fuxb are not awed by the FDIC. Through the DA, cash latexes are swept to deposit accounts at UBS AG New von Brarth tad UBS AG Cayman Branch. These deposits are not ieured byte FDIC. Balances held at he 1.8S AG Cayman Brands are temp:only apposed to 0e sovereign rot of the Cayman bland, at there is nocturne. or °the oblation of LS'S AG to repay the balances while on the UBS Cayman Branch's bock s. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See '125 Finial Sent Accent Fraction' below. LOon your request, banes o the bark deposits mow be wrischown, and shies of a Maley Fed may be loathed and tie proceeds retuned to you a your I eatileS accent Father Pamela:a about available map °peons, enclosing amen inlitreit rate and yields, it available wow ubs cordweeewelth from your Fatal Advisor a by calling 920.762400G UM Financial Services acne profs:eon The Fenn a member of tie Sethaties Investor Protect*, Corporation SIPCO, Mich protects securities aitonws of is ambers up to 1500,000 finchading 1250.000for thins for cath. Ethbnatay broths* aesthete upon recap or at am spc.org The 9PC reset protectors Units apply to all aeons that you hold in a particular copeck,. the Finn. together wish certain aff iliates, has also purchased sithaiwintal innate the mai mum amount peals to at ekabh clients, colkotweb Under this protection is S500 million as of December 10, 2016. SLI:Wa to the poky caditirs at Imitations, cash ft the firm is further protected to up to $1.9 million n the aggregate kr allay, accounts hell n spat:Me capacity ALI copy of the poky wordith is math upon request. Neither the SIPC patch:anor the aphrnernal protenth apply to: • Certain frontal saes controlled by (end inclosed n your account value) but held away from UBSFinancol Senates For goornplecertain (i) insuraxe indicts, including wadable enmities, and 00 shares of mast funds registered 'n the name ol the acorn holder on the boots of the issuer or transfer agent), • Itheament contracts or Mean interests (e O. limned partnerships at private placements) that are not registered under the Securities Act ol 1933; • Commodities contracts (e foreign tane and preeta metal contracts), includirg fats contract, ad commodity option contracts; and • Deposit accounts (except cenificates et deposit) theme FDIC UBS 46 U.S. branches and banks n FDIC toured Deposit Program. The SIPC protect on and the super tmental protton do not apply to thou mot eves 4 fayotherwise appear on your slatemeres. The SPC protection and the sithlemertal protection it not protect against changes in tie mike vela of yes internees (whether es a remit of enrage movement. issuer IsareiruptCy Cr othrertie) Dividend Reiwesbment Program (00%) the one reflected is an average pro. YOu may dual) the actual ork• Iran you. taxa Adam.. Ordy whole shares are purchased under DRIP; partial shies wil be sold and the call wit be deposited ea your atcount The divided renvestment price applied by the toter my tiler from the mike pin at which the plinth tares re sold Casleiklieu Cnb whole urns may be I-Minya account. If you ae erg eled o at al al unit as a result ol • chided amid • otionvise. the Firm well either sell pea traits at mint price a' accept an afford determined by a registered tieing agency, aid credit yes accord. Inartement objecting The investment objectives rid risk profile are specie to each account and may vanbetween yes octants. Please advse the Firm prorrptb in sting d ay erlicant change in you fnaxial sawn or entente objects For each account heti you choose ore of the (aiming inwoment objectives: • Produce Comenteworne: Investments seakg the gentratcn of noon, only. CONFIDENTIAL • Achieve CaptaMpprecthion: Investments seeking growth d omegas' rather than the generation of income. • Produce ComftWation afoot and Cepa AppreaatMv Investments wean? both the generation of nccme and growthof prixjak Overall risk profiles • Constant Seeks to martin redid Fri-opal wth low ride and volatility to the accord owrat even el that means the attars does not generate significant income a rears and may rot keep pace with inflation. • Mat* Wiling to *scoot some Mk to principal and tolerate some volatility to seek higher returns. • Algtaressioe: WHIN to accept high risk to pincipal at high volatility to seek high returns over time. • amestmenl Elgelty Consideration: If %bona a portion ore the portfolio for tat account may include complex oranges. linked laical/ andantes volanty. Statement •haateholding• We may consolidate at related account statements with the same address in the same envelope. of. because they have owners take mantel Yon bathe relationshfos well over dents a the sin address. you pieta to receive internal statement mailed 'n settaale envelops, you may decline ',Quitting by calm your Financial Actor Friendly account name the Friendly account none is a oatmeal* 'nickname dean by you to assist you with your recordkeepith has no legal effect or your account You canchange your Friendly account nines, through Canine Services a by contacting yes Financial Advisor. Accost oYYMw • VA" of Pa mount/porriolcs Not of assets ad liebilies • Assets_ Includes available cash balances, webs f or restricted security (est), arid Global Tim Deposes, unreazed arts to market, and caftan assets not held by the Fins. Does not include unpriced SikuritiellaSith at the end of the pia and thrent stamen periods or insole Mesinents. u vd stock options id areal* stud options • titans hothies debt belaxes, cutsta-deg aeon loam, credit link shot account tutees. • Cafinioney balances. Total of Leawood avalabge cash latexes, pia deposit balances al affiliated and nonwet Ailed banks, anal nxney malt mutual and sweep balances, at the cbse of the tuterrent period. Non.cormudity Ire. oat balance in you secant re not sergaleCI from other balances and fa Firn may use any of these fads ki the ordina-y course of is busness. These funds a 'myth* upon your derna-d. The total is noLded in the ansfilt period closing vale. SDNY_GM_00026862 EFTA_00137482 EFTA01278389 Important infornialioll about your statement (00111011ed) Lending idermatien Foe deeded information en the Fumes lending prides, and decte.ree refer to yea Clem Relaienship Acreement or Accost Agreement ad the General lents and Conditions LISS Statement of treat haarces mailable in Agreements and Ono %mutes at yaw (la co Marcounalark Yew Melt Your statement demon securities and other assets held ie the accordant* end of the statement per& You may ra. for *Way o Idly paid tco-rrties a any tine. You ma{ receive saunlies used as loan collateral after ping any balance de en them. AN securities Irani erred to the Finn &rig the statement penod are toted at market value as of the end of the gamier. period • Cost base. In dettenthing the cost ben of the sectrenes included n this daterntra, inhere indicated wchthe nutter LISS Ferincial Seines fiat feted en information obtained from sources other tan 1.85 FnanC.al Senices. ecledirg nfoirnation haw anode fin or that you may have provided to you- Financial Ackiisce. The Firm does rot irdeperdently weedy a gummed the Karacy or validity of any ricemeon provided by sauces other than LeS Finance' Snare h mkfitore although LEG F named Services gemeale updates this deemed kin as received the Tem does not an& any assurances the the nformation raider 'Cost base' and ruerealeed garnets' if. accurate as of the date of the statement. As suck please do not rely en the.inr atien men perchm a sale decisions fee to pa:poses cc otherwise. Accounts traneerred to the rem may reflect gearless Marne& only for the period of Inv they re hell at the More historical I-demotion can be added by you Felten Advisor. • Unrealized gains/lones When data is available. estimated's/waltzed gairalosses are calculated fa rice/deal sectree lots the 'enaction data for eidenial Ion may or may no reelect carnet:ens chwges anchor security Morgan :al rents Dividend and other reinvestment lots ad wstenalk puchase lots are each rarnbined to display one averaged lot Tee • Trade date' (nem presents the crienel transaction trade date • Callable securities Bonds and preferred stock that the issuer cats for eary redenvtion wil be selected enostely by lot Iron) anwv as sautes of tea ensue held in our name a n nornen name for or cants Call %are nformation is cbtaned horn third pates and es accuracy is not guaraeteed. Other call leaves may exist which coedited yreiq <envie'e Mariam will be provided upon request • Certificates of deposit (04. CDs are FDIC Mired iv to S292000 n peincbal and accrued interest per depositor and per depository inueeent n accordance wilco FOIC rules. • Price/vote Pries displayed for WalliK4 and ether ceodrals may be higher or lower than the prise that you WOuld ACtually receive n the market. POLS are chained horn various thed party sawn etch we believe to be reliable, but we do not gaarareee tle accuracy. - We 9eneralY use the clothe price when ridable a the mean el the b4 /NO ad pekes for lissed words and options a ony bd pees ice OTC stashes. - Less away traded soothes maybe priced <rev a valuation model a the most Went price we obtained and may not reflect at art& main price or vale. - Certain posekra may appear reheat a price arid will show m 'peke was not svelable• if we re unable to cthain a price for a security - Deposits or securities denannated in currenies of than U.S dotes are reflected at the behove we as el the statement dale - Fu mean Jaunt leafing n nonconl onnieg dtheennatorx price and penity 0 act value) may have been adjusted to tartrate paper ritual. To ratan anent cholaions. Moen avaeable, contact yes Financial eons& • Privet* investment end Amain potions. Private envestrnint *antes (cc Lung drea PartOPaten Program and real estate investment Trust securities) and structured products are generally heeler Revd Certan unactend arakets have not ben registered with the Securities and lecher& Carnessim or tinder ay state securities laws. We ponder eumated values ler pewee nvesterent securities red structured errant, for normal awl aspens only Accuracy n nat garnteed - These values may differ stbstaltialy thorn erne if any, at whichever.. Meaner," secuity oe structured eroded may be bo.4ne or sold ad do not rWentrib' reOretert the vat* you may Men< open liquidation. - Third pry estinaies of vale an a; of a ortain date and are sunned to UBS Financial Services on a regular base by an eidependert valtatten - Issuer, general paint.' or sponsor eitimated vales. any, re tapered to the Fern by the :MAK general pa ther or sponsor and maybe wheeled based on off erent edoematon from that used by teed parlors to denve their estimated wives. - You can obtain additional information regarding the reethedelaw used to determine the estimate of value ad the date of the narration that is the basis la the estimate by centaur.? your Financial Advisor. - Third prey estimeeed vales nay be needed as 'Noe priced' in several nuatiamf nen an . . valuation hen hes not stvpled of unable to assign a vale, nen we become aware that a material event hes earned that may call a previously reported value no &oho% a Wen a value would be highly Speculate.* due to the nature of the sew-rev - When nether An 6Suef.. general Wrier a sponsor entinaied value ned a thed-party estimated vale* is oromied the value of the satiety will bedefence from its heehaw price - • Delnot CM to date may nclude retort of apttal.. Mane of both. - • Original unit we' represents the Sul offering price per tee and wiry not reflect you cost base - DPP and unlisted RUT *ones we not listed on a national secures exchange, and se generally ilibud and even if they can be sold The price received may be less than the per share estimated vale provided n the saran statement. • Nubian e•Cirkillis Restricted acuities generaly Ye not wain* eleable ler public sale 1.65Finalcial Services uses the market price of the tnresznaed stock of the sane issuer as an mputed value lea the restreted stock la per001.1 of this statement onry. TO the Merit that restricted securities are *fent ler see, tee yaks receded may b 9.1altarrialtr less than the npeAed vate even • En. neennted) neon. anent yield. and rates. An estimate of annual income is based on anent dhidend and nen, run awning the sear-cies will be held for one yea fecal statement date ce Leta maturity Res esters* is ceile a gudeint accuracy and continued income are not guaranteed — Evinated arreel income it s anent yield for certain noes of seorkies creed ncltde a mean of pence:Palor captalgans n which case the est income (eVanent peke mold be overstated. — En-rated anal nom* aid current yield and the anual imam. and yield &gee be lower or higher than the...emoted araents — An estimate of rewleed income (divdend ander interest) thrcled by the current mate" valudaverage balance is based on the last &Wed or interest payment made by the issuer and assumes the satereedeposes will be hell for one yea ban the statement date or until mak:ay. Accuracy and continued yell at not guaranteed. • Arun not held by UBS Financial Service.. Certain assets fee net held by the Fie and rice with., the Fees possession or central. These assets zee di:played on yor statement for narrational purposes only. Positions and values presented are Provided by the inert? fern UBS Fe-uncial Services is not respensble for this dormaton and does not grannie* es accuay. These assets are not protected by STK or the F mm's suppkthental Slit coverage. • Revenue shoring and additional compensation. • h addrecn to COMM6Slat On sales and fib-I tees famed n connection with the &Teheran of mutual funds to as cents we ado der affPiaie receive reverie theta powwow born diartuten ardor advisors of The mewl funds that we Pill These ineres see based on two different conwerits: the allatt Ol Sales by Les of a pat Kuhl mutual fccq family to oUr clients, and 40 the Mel eat< ol a particular mutual had farniees shires held a the fen — We and ow affiliate also receive netsrareng and annexes procestine lees in consedeappri for transfer agent services that we provide to the ritual funds Thew fees generally re paid from investor assets in the mutual fad and are a feed doll, an-euet based al the nattered &cants at the broker-dealer tonne (Woe finds of that find family CONFIDENTIAL — h addran to commissions recened n COrneCtean rah the sale or disebutim of trusty contracts and snit investment trust units tome dente we ardor our all Wee receive reserve shame ccereeneeion from may of the ripsaw convenes underwriting the amity canoe allaatn of the murex. companies or sponsors of the unit investment trusts use &Matte. Our affiliates also rec.-wired-en carresrains and other compensation I rom nnual funds and nstsarce amanita whose products we Cabin. - We WON* an anal lee Fran 1.8$ Bails USA rd 1.,6$ AG Stamford Branch of up to $25 per account sweeping to the banks under the 1.65 Bat Sweep Program. Activity irdormation regrdng ceramics:yew and other charges incurred et conethon wen the exteo.eon of trades, including option trinsactons has been extuded en confirmations previously !washed to yew ad will be recededto you prorrotly on name Short selling If you are engaged n short selling a stony. you ITIA. incur a charge die to certain borrowing costs fee that pal her seasiy. Open orders et-eyeing open ce 'gradeiticancellee orders that wee not executed by the slatemen date, open buy and al slop orders re reared by the anoint of &dad< antes en an exidividerds or aricieJels die unless neared odwrwise by yoe. You are respenble for orders the are executed de to your tarot. to cancel teeing open orders. Privacy To obtan a copy of of orient Chad (Macy Nonce. please arena you Fnexial Adieu or vet one website /..e ,rfittrfilteliet — 1.8$ Financial Services is not a bark. The RMA, Busnew Services Account BSA and SMA are brokerage accounts which prole access to bank' services and products throat arrangements with affeind banks and other Fedora banks, and amides access to insurance and annuity products issued by ea-Lateen thielorty nuance companies thrcugh insurance agency subsidiaries of L6SFeencial Services Inc. — Me:Insert, esSurWY.e, sod rnuey proctia.s. 14,1FDC mend • No ban guarantee. May lase vat* — WA Pesaro Management Account, Business Services Account BSA, IRMA and International Resource Management Accart are reentered sane marks of WS Financial Sere ai Inc. - VGA is a registered vadenn need by Visa hternaicnal Service Association and used in& kense The U3S Visa creel. cads and the U8S Visa debt cards at issued by 18$ Bank LISA with amass& from VOA U.S.A. nape/alert M other enemata. evened triderneks, service maks and registered area ewe< 3re of their respective compiles WS Financial Set vices Inc. Per 201709 SDNY_GM_00026863 EFTA_00 137483 EFTA01278390 UBS 11135 Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056493851017 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number: Your Iinancial Advisor. SCOTT STACK MAN/LYLE CASNEL Phone: Value of your account Questions about your statement? Call your Financial Advisor or the on Sec/tenter 29 IP on October 31 (5) RMA Resourcetine at 80ORMA• 1000, account 02%23697. Your assets 57,732.40 57,634.45 Your liabilities 0.00 0.00 Ifisit our website: www.ubscornifinancialsenrices Value of your account 557.732.40 $57,634.45 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aeda report annually from www.annuakreditrepott.com. Tracking the value of your account 1 Thousands Sources of your account growth dudag 2017 Value of your account at year end 2016 557,1 65.97 Net deposits and 57.0 573 572 57 7 57.6 withdrawals -5391.74 • S le Your eniestment return: Disidend and interest income 1741.17 Change in market value 5119.05 Value of your moan Dec 2014 Dec 2015 Dec 2016 Sep 2017 Oct 2017 on Oct 31, 2017 $57.634,45 SONY GM 00026864 Retirement Account UBS Strategic Advisor October 2017 HIC IN MAXWELL IRA Member SIPC 0010000305648385 Ne7000187706 00004 1017 030575004 000000 Pap 1 of 8 CONFIDENTIAL EFTA_00137484 EFTA01278391 SUBS UBS Strategic Advisor October 2017 Your account balance sheet Summary of your assets Value on October 31 (9) Percentage of your account A Cash and money balances 1,732.26 101% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 55,902.19 96.99% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 557,634 45 $57,634.45 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWEU, IRA Friendly account name:Indiv IRA Account type: Indnedual Retirement Account Account number. Your current asset allocation D Eye on the markets Your R miscist Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. VBS Bank VSA deposit account. VBS ccic Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tour statement on the last two pages of this statement for detais about those balances. as of October 30, 2017 Index Percentage change October 2017 Year to date S&P 500 2.23% 1639% Russell 3000 1.99% 1617% MSC I - Europe, Australia & Far East 1.39% 22.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30.2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% 0.08% 3.23% 00700030056$8386 W7003107706 00004 1017 030575004 CONFIDENTIAL COMPIY_GM_000288We 2 of 8 EFTA_00137485 EFTA01278392 ;It UBS UBS Strategic Advisor Change in the value of your account October 201 7 (Si Year to date (Si) Opening account value $57,732.40 $57,165.97 Withcfrawals and fees, including investments transferred art -109.14 -391.74 Dividend and interest income 98.71 741.17 Change in market value -87.52 119.05 Closing account value $57,634.45 $57,634.45 Account name: GHISLAINE MA (WELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement ACCOunt Account number. Dividend and interest income earned For outposts of INs statement tenatlity of inkiest and dnidend Income has been determined been a US le reporting peep/din. Based upon the residence of the account holder, account type, or product type, some Interest ardor detend payments mat not be subject to United State 0JA andel. Puerto Rico (FR) Income tares roe (tent mouthy statement d not intended to be used and carrot be resew upon for lac purposes. Clients should refer to the ap;liceie tar reporting form they receive from UBS annualy, such as the FOrmS 1019 and the FOMIS 4130. fee lee reporting information It is the Peati(iCe of UBS to file the J3)plicatie ten tenoning forms with the US Mend Revenue Service and PR Treau Department and in such forms accuraldy davity dwdend anticr Interest es tar tempt or ta<able income. Pleat consult your indudual tar propane. October 2017 ($) Year to date (S) Dividends 98.43 740.17 Interest 0.28 1.00 Total current year $98.71 $741.17 Total dividend & interest 598.71 $741.17 Summary of gains and losses values reported telow exclude protracts for which gain and losses are not classified Realized gains and losses Unrealized October 2017 (1) Year to date (I) gains and bsses (S) Short term 0.00 0.00 84.01 Long term 0.00 -667.75 -326.96 Total $0.00 -$667.75 -$242.95 Your Pinandal Advisor: SCOTT STACKMA:4MA CASRIEL Cash activity summary See Account activity this month tot deia Is, Balances in your Sweep OM cm are Ind uted in the cpenng and closing Mance value. FDIC insurance *ales to deposits at UBS Bank USA and al bolts patellaeOn in the UBS FDIC insured Deposit Front". I ctes not 'poly to deposits at UBS AG. stanfoid parch or bank deposits placed through the u85inteinationS Deposit Account program SEC protection mote to mane)) market sweep fund hoidngs tut not bank deposits. See Important informabOn about year statement on the last Iwo raa)eS of NS dOttenent for &gaits. October 2017 (1) Year to date (S) Opening balances Additiorrs Dividend a -id interest income $1,841.12 98.71 $98.00 741.17 Proceeds from investment transactions 0 OD 38,025.00 Total additions Subtractions Professional management fees and related services $98.71 -10914 $38,766.17 -391.74 Funds withdrawn for investments bought -98 43 -36,740.17 Total subtractions -$207.57 -$37,131.91 Net cash flow Closing balances -$108.86 $1,732.26 $1,634.26 $1,732.26 SDNY GM 00026866 CelF7C0C0305548387 NFI000197706 COON 10I 7 030579001 CONFIDENTIAL COCOOD Page 3 of 8 EFTA_00 137486 EFTA01278393 UBS UBS Strategic Advisor October 2017 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 5 Opening UBS Bank USA Deposit balance Sep 8 $1,841.12 Closing UBS Bank USA Deposit balance Oct 5 $1,841.40 Number of days in interest period 28 Average daily balance $1,841.12 Interest earned 80 .28 Annual percentage yield earned 0.20% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income Si capital appreciation Your risk profile: Primary Moderate In vestment consideration None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out Your lq sandal Advisor: SCOTT STACK MAIILYLE CASRIEL CNPTC0080 05648388 NPT000187706 00004 1017 030575004 CONFIDENTIAL COCOLY_GM_000268574e 4 of 8 EFTA_00137487 EFTA01278394 SUBS UBS Strategic Advisor October 2017 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Some pnces, income and current vdues ShOrrn May Pe appioidavae. AS a *PA gains and tosses may riot De &croakily refkcled. See Apolant infollyabOn atrout your gatemen, a the end of ths dxumeM fOr more information. Cash Cash and money balances Cash and money balances mat include. avalaile cash balances, UBS Bant USA cbpout account balances, UBS FDIC insured Rogan Bank Balances, UBS AG Stamford Branch deposit account blames and money market mtaud fund sweep balances. See the Important information alx.ut.pur statement at the end of this document for dm airs about those balances. Hddng UBS BANK USA DEP ACCT Fixed income °retina bounce Closing Cadence on Oct 1 Oa on Oct 31 IS) 1,841 12 1,732.26 Mutual funds Total remvel, tor is the told d at reinvested &Mends II does not include any cash dvicfends It is not a tax lot for the purposes Of delerminng hcickng periods or COO basis. The shares yOu receive each time yOu (pinkest clvdendS become 8 Separate tax lot. Cos: bases n ine told purchase cost of the security, inducing ref nwsted CivdendS The cost basis may need to be aclusted for return d ccital payments in order to determine the tnted cost basis for talc rePating wicosts. Purchase:roma Number Average pre Client Hddng of shares per share (1) Investment (S) DOUBLE LINE TOTAL RETURN FUND INSYL Symbol: D8t.TX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 30.761 10.709 EAT: 1679 Current yield 3 69% Security total 1,724.082 10.631 18,000.00 lP MORGAN SHORT DURATION BOND FUND CLASSI Your ft modal Advisor: SCOTT STACK MANLYLE CASRIEL US$ Ball( USA and al UBS FDIC Insured Progiarn Bank deposit acCOunt tiderXes are insured o/ the FDIC within appricabse Tents, but ale not protected by 9FC. UBS AG Stanford Brats h deposit accourt bdances are not insured Dy FCC and are not protected by SIPC, Money Mike sweep baances are protected by 9PC but are not insuied by the FCC Pace per share on Oct 31 (S) Average rate Dalt:fend Interest DaH in period period Cep around) 250,000.00 Unreakre0 rya.) lain alas is the dfference between the current vaue and the cost basis and wood generdly De your lacatale gain a IOSS rt the Security was sold oaths date The unredrzed ltsoOptin a loss may need to be alusted for return of capful payments in order to determine the realized gan Or MS for tat reporting purposes. investment return is the current value mous the amount you invested, t does rift include ShareS that are no reflected on your statement, inducing SAWS that hale been leaded as either a gain or a loss It also aoes not include cash dudends that vied not reinvested Cost Price per 'hate basis (1) on Oct 31 (I) value on Unrealized Oa.) Investment Hddng Oct 31 (s) in or loss (S) return (5) period 113,000.00 10.670 18,067.73 6733 ST 329.45 10.670 18,329.45 328.22 -1.23 18,395.95 66.50 395.95 continued next page SDNY GM 00026868 C f/P7C003305648389 NV7003187706 00034 tot 7 0305790CM CONFIDENTIAL cococ0 Page 5 of 8 EFTA_00 137488 EFTA01278395 SUBS UBS Strategic Advisor October 2017 Your assets . Fixed income . mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: $222 Current yield 1.15% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 Total reinvested EAI: 4205 Current yield 1.13°4 Sec. vity total Total Total estimated annual income: Your total assets Cash Fixed income Total Account name: GelISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number. Your It sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Number of shares Purchase pow Aircrew peke per sham (5) Client investment Cost basil (3) Price per snare on Oct 31 (1) value on Oct 31 (1) unrealized Rae gpin °floss (S) investment Hddng return (I) period f3) 1,792.161 10.992 19,700.64 10.810 19373.26 -327.38 19,373.26 1,789.264 10.060 18,000.00 18.00000 10.070 18,017.88 17.88 ST 11.430 10.065 115.05 10.070 115.10 0.05 1,800.694 10.060 18,000.00 18,115.05 18,132.98 17.93 132.98 $36,000.00 $56,145.14 $55,902.19 -$242.95 $19,902.19 $1.106 Value on Oct 31 (1) Patentor of your at town COst laas4 (/) Est cast ed annual income (11 Unedited On or loss (5) Cash and money balances 1,732.26 3.01% 1.732.26 Mutual funds 55,902 19 96.99% 56,145.14 1,106.00 -242.95 $57,634.45 100.00% $57,877.40 $1,106.00 -$242.95 Account activity this month Dale At-1SW DetCnal0f1 Amount If) Dividend and interest income d(rck Oct 2 Dividend DOUBLE UNE TOTAL RETURN FINDIN571 AS OF 0929'17 54.27 SYMBOL DBLTX Oct 2 Dividend PUTNAM SNORT DURATION INCOME FUND'? AS OF 09/2917 21.30 SYMBOL PSDYX Oct 30 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 22.86 SYMBOL: HLLVX Total dividends CNP70009005-648390NPTCC0187706 000041017 030579:104 CONFIDENTIAL $98.43 ONitIPIY_GM_000284696 6 of 8 EF1'A_00137489 EFTA01278396 (SUBS UBS Strategic Advisor October 2017 Account name: GHISLA1NE MAXWELL IRA Friendly account name:lode/ IRA Account type: Individual Retirement Account Account number: Your Pi nand,/ Advisor: SCOTT STACK MANILYLE CASRIEL Account activity this month (continued) Date Acinity Description Amite (0 Divided and interestincome (continued) Interest Oct 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 10'0917 028 Total interest Total dividend and interest income $98.71 $0.28 Ott Annoy Oct 2e Fee Charged QUARTERLY FEE -109.14 Total professional management fees -3109.14 Desorption Amount (I) Pees Invesbnent transactions for T3it intonation &Out the pnotlYalue shown for restricted SeCuatieS, see ImpOrte4 infOrmaba ebOvt you' 0 gement at the endof thn document Date AcUxly Descapixon Pf0CetC8 from investment Quantity Value (0 Price CS) transactions (S) Funds Wthdraven for A(clued mvesiments 00.451(0 merest (0 Oct 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.70 NAY ON 092917 As OF 0g25/17 SYMBOL: DBLTX 5.072 -54 27 Oct 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND DIVIDEND REINVESTED AT 10.07 NAV ON 09 29117 AS OF 092917 SYMBOL: PSOYX 2.115 -21.30 Oct 30 Reinvestment IP MORGAN SHORT DURATION BOND FUND CLASS 1 DIVIDEND REINVESTED AT 10.81 NAV ON IQ27/17 SYMBOL HLLVX 2.115 -22.85 Total -$98.43 Dalt ACIntily EX-sorption Amount (0 Money balance activities Sop 29 Balance fonvard 91,941.12 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10/0917 Oct 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10'24(17 Oct 31 Closing UBS Bank USA Deposit Account me UBS Bank USA Oer0,8 ACCOUM is your primary sweeper:40n 0.28 -109.14 $1,732.26 SONY GM 00028870 CriF7C003305648391 NP700:1187706 00004 1017 030575004 CONFIDENTIAL 000000 Page 7 of 8 EFTA_00137490 EFTA01278397 *UBS Your notes cu,,.......no...,.....,..,.. ...,piy G. ...... s of 8 End of ff.:erne...noon, numb.... CONFIDENTIAL EFT,00B7491 EFTA01278398 Important information about your statement U3S Financial Services Pc. (the Fern or UBS anemia Sakes), is a merrber of all principal seedily, cemrrothay and optima exchanges. UBS Financial Semler, and 1.8$ Bank USA re i-died subsilenes of U% AG and Shiites of 1.85 Swishes LLC. The Fim's fa-afloat statemert k available upon recast. The Fim's exeosie offices are at: UBSFinrcel Servo?, lax. 1200 Harbor Boulevard Weehawken, RI 07086 This Statement represents the only official record of par UN Financial Semites account. Other recalls, taps official sac dxunents. contanng cornicing data should rot be relied can II soubean* there is an aro- a omission please report it immediately n sang to the Branch Manager of the afire wan% your account. kitbags a titled doom re intended to be accurate, statement data auk not be wed kr tar purposes Rely 'deka on yerend tax has, (Le • Form 1099. 5498. 10425. etc >sedan prepamg your lax return. The Fim required by law to ran to tie IRS enterable dnident, twortabb raitauble clariskna and uxAak interest end en amities held n you accaat net proceeds an see be-saclike. Ad con bast:nal-lain covered seosaies. Ciaverailatka with,' Firm • Please Nana iim any oral cormiancateena in wring to further protect your cities. mdudrg your rghts under tie Seo_dies Investor Protection Act (SPAT • If thefinancial retitution an the top left of the Mond of this stamen snot LBS Fnerved Sates, U3S Fiendal Senates carries yos team as orating broker by armegement wit the rdcated insitutors We in you of this relationsht "Anent% opened this wan. h the cast your Kra and searlties tre located a LOS financial Services and rot the ritorherg bran, and you nut make enact of a error or omission to both firm • Asdeleted en the account at-wants, you must not Ay us of any errors or 'baud involving decks reflected en your statement withal 30 days after e was mailed or made rabble. • Pleat* diect *sonar complains or names to he Fitts C Fent gelatins Department at 201.352.1699 or toll-free at 800-354-9103, 8:00 A.M. to 6 CO P.M. ET Monday through Friday, or in wing to IRS m anual Semites Itc., Client Rektions Depaiment P.O. Box 766 Union Cky, W 07067. • A II statements shall be deemed complete and aeone if not cbtaid to in suiting within 60 days • Fa nv sakes_ Call 044412-0%6 or *cm outside the US.: Cal 201.352-1495 • In cared eras or castime about n electronic Inds Vans* (EFT). bit pannier a UBS Venal card transadions, call 093-762-1000. Or wile to UBS Frontal nices Ix.. 1000 Harbor Blvd, 6th floor. Weehawken NI 07006, Atte RMAIEGA Serval- CA a were as soon as you can, if you his, you- stamen a receipt is nrcrg or d you need more nknnaten teat a tra-sfer on the statement or meet* The Film or Cad bsuer (as aPlalcable)mutf her IroMyOu no later than 60 days Ate the F rm seed you the list st ateellent on which the erns or Problem awed. - board. pow name ad xcant nterter Of any) - Cesabe the error or the trader you re inure about, ad nada as okay as you on why you believe • is an mu a why ),,J need more reformation - Providethe dolt anent of the suspected era. The Finn or Card bsuer vii Seagate your complent and will correcl ry error amply. For alleged ears nnolvi% UBSVW•clebil ha-darned:orb if we take more than 10 bus less days to &this, we will credit yet, Lanai for the amount you think 6 in error. so that you vii haw the use of the money dunng he tine n takes us to complete our iwestation. Please make all checks payabb to the Fern or the financial ingest:an mated on the front of the stream In addition to metier arson leek accounts may be abject to mei-donne lees, chaps for bte pairrent Ice securities purchases and charges ice unpaid tants n cash accants Accounts that a transferred to other instanter& may be subject to a Vander fee. UBS Sweep Options LES otters options lea mama% cash balances to ba-k depose earn al not-Ablated barks al affiliated banks. reale, market mutual f unds (Money Fred) ad the Hem:dial Date locale (CA) kr customers will an International Reason Management Accost. Depose account al UB5 Bak USA and non-affiliated banks panicipatng n the UBSFDIC4nstred Deposit Frogmen a FDIC awed in accords-ice with RAC ales. Fa nwe rdennatian, plea visit war fdic.gw.Deposk accounts at UBS AG StanfordBranch and shares of MoreyFunds are rot Mined by the FCC Through the FM cash balances are swept to deposit accounts at UBS AG New von Bard, srdUBS AG Cafe.' Branch. These deposits are not hurl byte FDC. Balances held at tie LES AG Cayman Branch are temp:only mowed tote sovereign ra of the Cayman blandk rid there is nog...raw or °thee oblation of UBS AG to repay the balances while on the UBS Capra Branch's books. Bank deposits we not protected by 9PC. Money Fund shares 0/1/ attested by 51K. See 'WS Finarcel SiteiCt decant Protection' below. WeiJour request, balances n to bark depositsmay be whdawn. ad Mates of a Money Ford may be Icarclact and the proceeds Muned N you a your lavas aura keener iriormatcn about available sweep options, robing award interest rate. and yields, it available wow ubs corriwnewnelW from your Friars' Adviser a by calling BC0.762-1000. UBS Pantie' Services act own protection The Fran a member of the Studies Investor Protection Corporation (5IPC). Mich enacts securities oatonws of as members 4110 1500,000 (nckding 1250.020 for (bins for cash). Elobnattly broChse available upon mow or A ma six org The SIC asset protector. Will apply to all Karts that you hold in a particular capacity. The Fens. together win certain aff kites. has also PortftaW1 wpplemental innate the ma. mum amount per Ade to al elobee there,. colleclwy seder this protection is 5500 million as of December 10, 2016. ScloPci to the poky cadina at lankations, cash a the firm is further protected to up to $1.9 million n the aggregate ball your accounts held n • parialar apiary A fur copy of he poky wading is wallah upon request. Neither the9PC protection nor the 94phrnental protection apply to: • Certain f racial insets controlled by (and existed n your account value) but held awayfrom UBSFinancel Senates For example certain (i) insuraxe prods-Is. including variable rarities. and (i0 shares of mast funds registered iv the name of the accord holder on the hoofs of the issuer or trader agent), • Magma coat-acts or iNfilTera interests kit limned partnerships aid private placements) that are not registered under the Securities Act ol 1933; • Commodities contacts (e 9. foreign Pohang* and men ixo metal ccritrath), intlu6n3 fututes contract, 444lcomenodita option contracts; ad • Deposit accounts (except certif Cates d deposit) at 1.85 Bak USA, UBS AG U.S. branches and barks n the FDIC Insured Deposit Program. The SIPC potation and he suppanntal traction do not apply to there assets even if theyon-ease appear on yes statements. The SVC protection and the saapkmental protection it not protect agarst changes in the marled yea of yes investments (whether t a wait of Mite movement, issuer britruptcy cr otherwise) Dividend Reinvesheent Program (DPW) the prke refloated ism average vice. You may obtan the actual peke Ircm you. Partial Advisor Ordy whole shares are purchased under DRIP; Panal shaves will be soli ad the cash wit be &posited in your account We dividerd armament pace applied by tie esus may offer from the man price at Mich tee partial hues at sold Cash-to-lieu Ply whole urns may be held ayes account. If you an entitled to • pad inn as a result ol • canderd raiment a atomise. the Finn well either sell partial units at market prke a accept an ants detained by a inland deed% agency, at credit yes accord. Investment ObildiV00 the rwstmert obiectim ad risk profile are speck to each account and may vary between you toasts Please arse the Finn prorraN in eating day sgralicant change in you Maxi.' saran or investment obpdaves For each award hell, you choose or* of the (Mowing in...lane objectives: • Produce Comenclearet Investments weld% the gentration of ncome only. CONFIDENTIAL • Achieve CiatarAppreckkon: Investments seeking growth d pmcpal rather than the generation of income. • Produce Comthatm of Meow. and Gab( Appreciation. Investments seek kg both the generation of name and growthof petal. Overall risk profits, • Conservanve. Seeks to martin nitul pi-coat. wth low rot and volatility to the accord overall even that mete the account does not generate significant income a NUTS and may not keep pace with inftratian. • Moderate. Wiling to accept some rids to piney,' and tolerate sore volatity to seek bicker return,. • Aggrieve: Willi% to accept hip risk to pinata at high volatility to seek high returns over time. • (nommen! Upbeat Comsderation: t seleneg a portion d the portfolio for tat account may include complex Pratt. linked liquickty andante( volatiky. Statement •haseholding• We may consolidate al related account statements with the sane address in the same envelke. et. became they have owns who ako maintain jolt acoxnt relationsha rah oter dents a the wee address. If you prefer to receive individual statements mailed 'n seprate ernelcoes, you maydecline Mush:Wing by caerg your Financial Advisor Friendly account name the Friendly account mane is a cusionzable 'netknane dean by you so assist you with your receedkeeping It has no legal effect en your account You cache-a your kindly account nate; through °nine Services a by cent/cling yes F ?onus' Advisor. Amami overview • Yaba of your accountlponiolia Net of assets al litila es • Abets Includes available cah balances, wakes f or restricted aunty (est), and Global The Deans, unrenzal marks to market, and amen assets not held by the Fins Does not include unpriced saritiodaseete at the end of the pior and anent statement tenth, or prase nuestratku vd stock options ad (serenade stool options • Wass hcbdes debt balances, adtste-drg mirgn loan, credit line, shots amain batmen. • CashMioneybaranees. Total of uninvested avalabk cash balances, pin dark balances at edited and non-affikated banks. End money malcet mutual lard sweep balances, as the cbse of the uwarrent period. Non.conadity free crank balsas in par accord not Ulf tgOed dram other balance, and to Firnrrhy use any of these fends nth, ordinay course of its busness. These funds an pea* ran your derna-d. This total is incLded in the anent period doting wide. SDNY_GM_00026872 EFTA_00137492 EFTA01278399 Important informatimi about your statement (00iltInued) Lending thlermatice Fa deeded infonwatal an the Ferns lending pest**, and nbo.res. rider to ycsr Clem Relaumship Agreement or Accost Agreement ad the General lento and Condthans LBS Statement of Credit Practices aseileble in Agreements and Onelosures rlA4211222WaSiratti. Yew assets statement demon securities and other assets hell in the scant al the end of the statement peed You may ad.. for *Way of fun/ paid Scartties al fry tine. You may receive seunlies used as loan collateral after piing any balance dr on them. Ant securities lranderred to the Fin, dsiag the statement penod are feted at market robe as of the end of the statement prod • Cod bare. as determining the cos banes of the searities included n this drew& where indicated wen the nutter 'I,' LES FrancialSennces that relied en information cttained from sources other than OBS FiNancial knifes. a rg ed.:tension Iran analue fie or that you may haw provided to yam Financial Ackiisor. the Firm does rot irdependently verify a gamete* the rosary or weedily of ay elernegin provided by seams other than WS Financial Semen. h sktitort elthaugh es LEK F animal Sing gene-alto updates this Marne an as received. the ton does not provide any enhances the the nformaign tenter 'Cost basof and on ealeed gaff loss' 6 Mcurate as of the date of the etatement As such prase do nos rely on his.infamation to mike archaise or sale decisions fa tat paposes othenese. Accounts transomed to the Fine may reflect gar/ loss Monsen only for the period of lira they re heal at the him More historical eternitalion can be added by y0.1 Fruncial Advisor • Unrealized gains/loam Viten data is ratter. estimated's/waked gainglosses are calculated for afividsal sectrey lots. The transaction chits for Ofitlifal lot. may or may not reelect carniesions, chirps infVer sectrity Cfrorganlat kit rent. Diedend and other reinvestment lots and mstenalk caschme lots are each ccntmed to display one award lot TM • Trade date (*Inn pears the °name transaction trade dale • Callable securities Bonds and preferred stock that the has cats for earbi redemption wil be selected frpartalb, by lot from rang at secures of that issue bold in our none or n nominee runs for as credits Call tear. fl ormali:n is obtained from third parties and es /testacy isnot guaranteed. Other call braes may exist which toad an ea yrelq complete idannalen sill be provided upon request • Certificates of deposit (CDs). CDs one FDIC Mired ir to 5293,000 n principal and accrued interest per depositor and per depository imitate, in accordance with FDIC oars. • Price/value Penes displayed fa wormers and other [marts may be higher or brier than the once that you would actually rector n the market. MOM are obtained from winces hid patty sources welch ree believe to be reliable, but we do not guararree tier actuary. - We genera, / toof the doslng paw Men avalatee the mean of l red adnes fa lined scorn Ws and egtoma ony bd pats for OTC sautes. - Less surety traded usages maybe priced tong a valuation model a the mod recent price we Waned and may not reelect an rtual make price or vas. - Certain postern may appear without a axe arid will show as 'price was not avelable• a we re unable to obtain a price for a security - Deposils or Murree denominated theocracies other than U.S dollars are reflected x the 'stung* rate as ol the statement dale. - (elan seethes wading in noriconfirmeg dencennatixo. once and gurtity flee yaks) may have b adjusted to f Mitre Prober vaurces To obtain current carton, when as Lable, contact you Financial Aceaste. • Privet* invesumma and stnicared products. Private twain** morass (rx Ming dress OrMiPaters Ptgram and real estate investment trust stories) and structured products are gentrily highly lewd Certain strutted crakes have not been registered with the Senates and Exchange Cattlemen a aide any state securities 4v/S. We owed. estimated users for dream investment sedges red structured products foe raceme ors* asp:on only A«tracy is Mt gurasteed — These values may differ stbstantialy frcen oft,, if any. a shish a petit. 1,..nrnern secuity or structured ameba may be bought or sold and do not nO<Onfifb• recreant the vabe you may recent upon liquidation. — Third patty *diner.; of vats re as of a attain dale and are supplied to UBS Francdi Services on a regular base by an ndependert valtatien torn. glottalpalmy or sponsor estimated values. if any, in applied to the Finn by the :Auer. general partner or sponsor and may be calarated based on clef went rdormaton loom that used by hid paints to derive their esteemed values - You can obtain additional information regarding the methodology used to determine the estimate of value and the date of the etaimation that: the basis la the estimate by contacteg your Financial Advisor. - Third party esenueed vat*, may be reflected as 14c4 priced' in several nations, when an • . valuation Inn has not stophed or triable to assign a valet wren we become aware that a material event has oco_ned that may call a penny reported value i'eo guesticn, a wean a value would be highly speculate* de to the naive of the security - When nether an 6Sutf, wont panne or sponsor tressed value nor a thrd-party estimated false is provided, the value of the musty will bediffered from its puxhase price - • Distrtut ions to age' nay include risen a Captat. exane of both. - • Original unit we' represents the initial offering price per vin and near not reflect yea cost base — Dr, and veined RUT stashes re not listed on a national sashes exchange, and se genteelly illgud and even if th•y can be sold the price reeked may be less than the per share estimated was wended n the secant stammer*. • Restrided murkier Restricted 'eaten peneral;i Me rot onto* elf;tble br public sale LEISFinancial Services uses the market price of ILL tnrennaed stock of the sane issuer as an my•ded value In the restricted stock tor purPOSel of this statement only. To the MM that restricted stories are religbie for sal, the value received may be stbearticqr less than the neared. yak* shown • Bse. (erneted) therm& current yields and rota An emote of annual interne is bred an tureen dhidsnd and veered rates, assuming the seculties will be held for one yea' erten statement date or vita matvity. The tstinate is coy a gudelne, accuracy and continued income are not guaranteed — Est-mated aerial income ant current yield for tenet' hOes of secuaies <cal include a retrn of phenolor captalgans n which case the et income fend tuner* yekl) would be overstated. — Estimated areal game and current yield and the nal Mane and yield m4ht be lower ce higher than the eitmeed awns — An estnyte of anrualized income (disrdend atter interest) defied by the current market yaludavorago balance is based on the last dividend or interest payment made by the issuer and assumes the seorregdeposts wrill be hell I or one yea ban the statement date or until nnaltmly. Accuracy ad continued yell am not guaranteed. • Amos not held by US Financial Services. Certain MHOS re rot held by the Finn and not lath., the Ferns possessor or tterfrol. These ankh one displayed on you strewn for informational purposes only. Patens and values presented one Provided by the issuing firm UK Financial ServiteS not igspcnsble for this ifOrMIODni and does not guranbe es actuary. Mose assets are not protected by STK or the f Mrs supplemental Slit coverage. • Revenue sharing and additional compensation. • In addreci to coranisions en sales and 12IP I feet received in cconea ion with the distribution of mutual funds to otr clients we oxia as oddest receive nutria sharing parents Iron diarbren anclor advisors of the mutual funds that we Sell These waxers re based on two different conwents: nr the aillate 01 Sales by 1.8$ of a pat Kuhl /Tutu& and family to our clients, and 6B the amol aka d a particular mutual fug I acne" s shires ?wed at the Inn — We and ow affiliate also receive networkng and omnibus procesem lees in consder zecn for transfer agent services that we ppde to the mutual funds Thee fees weeny re paid from investor assets in the mutual find and are a hied doll, amount based en the norther of accounts at the beret-dealer Wang initual folds of that I Ind family CONFIDENTIAL — h addan to commeAges repied in connection wen the sale or Patc:on of ancty centred, and unit investment trust units tow clients, we odor cu affiliate receive reveres sharing ccepensrion 'rem many a the inkfafKO companies underwring the aunty cortrsts, affiliates ol the mane companies a goners of the unit investment stet we darbute. - Oir affiliates also wine trading tarrrissrets and of err tompernation Iron matual funds and nsuarce canpanies whose products we Cabs.. - We omen* an areal fee from 1.8$ Bra USA and Les AG Stanford Brandt of up to $25 per account sweeping to the basks under the USS Bat Sweep Program. Activity Information negardng ammissixt and other charges incurred ri correction web the extforign of trades, labelingoption vansactons has been ialuded en confirmations previously lung hed to y u, ad wll be provided to suprorrptly on newest Short selling II you at engaged n short selling a unary. you may incur a charge due to certainborrowing costs for that inalameariry. Open orders Regarding open or 'ircd-liticanceileer orders that were not executed by the statement date, open buy and tel stop ciders re reduced by the anon of disidersch or rights on an ex-dividends or ewridnis date unless Wind otherwise by goi. Ytu one respensble for ceders that re executed due to par la ore to cancel otkil open ceders. Privacy To obtan a copy of otr cuter* Client Pricey Notice. Please comet yam fnancial Advisor or vat Ott website at t.n .,rho — LES Financial Semites is not a bank. The RMA, Bosons Semites Account BSA and. MA re brokerage scants Much provide access tobaritni sersees and pOdxu IlyoucperangyrrienIS with affiliated bares and other thickparty banks, and provides access to Murano, and annuity products issued by unaffiliated thiyborty nsuraxe companies thrcull instance agency subsidiaries or LEK Financial Semites ex. — hasunat insurance, rd arnuay predict Not FDC mind • No bark guaienlee• My lose sate — WA Rep:a/Cs Istarorrent Acton, Busiest Series Account SSA, IPAAA and international Resource Management Account are registered service mate. of WS Financial Sears Inc. - VT5A is a registered vskenadi owned by Vna iceman! Stelae Ascot:rico and used wider karst The OBS Visa tre.d. tads ard the UBS Visa debt cards are issued by LEK Bark LISA with pernisson from Vora Id 5.A hcorporated WI other nightemel emdeinerks, sends mats and registered unite mon< one of ter teSpKtiye carpetneS UBS rirearsoal Set vices Inc. Per 201709 SDNY_GM_00026873 EFTA_00 I 37493 EFTA01278400