EFTA Document EFTA01278551

4tUBS 1.185 Financial Services Inc 299 Park Avenue 25th Floor New York 1( 10171.0002 04P70055.101630516 U o Account name GHiSLANE MAXVYal. Friendly account name: Incliv: 8alyasny Account number. I=M Your Anemia' Advisor. SCOTT STACK MANLYLE CASRIEL Phone Resource Management Account May 2016 Questions about your !tamest? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, on April 29 (9) on May 31 (5) account Your assets 88724100 893,377.00 Msit our vabsite: Your liabilities aoo aoo lvww.ubs.comifinanciaisennces Value of your account 5887,243.00 $893,377.00 Tracking the value of your account the utanCIS 881 2 893.4 • n'aDE DK 2014 Dec 2015 Ap• 201E May 2016 Sources of your °cos unt growth during 2016 Value of your account at year end 2015 $9221621.00 Your Investment return Change market value -329244.00 Value of your account on May 31. 2016 $893.377.00 SDNY GM 00027194 Member SIPC CNP700C6005690163 NP70o0i9i 995 070% C516 0305750GIMM00C0C0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37814 EFTA01278551 SUBS Resource Management Account May 201r Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 893,377.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3893,377.00 $893,377.00 100.00% Account name: iNE MA, V\ ELL Friendly account name: Ralyasny Account number: Your current asset allocation Eye on the markets Your K modal Advisor. SCOTT STACK MANLYLE CASRIEL Index Percentage change May 2016 Year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% CNP70003005590I64 NP7CC019199500CO3 0516 030575004 CONFIDENTIAL ONIMPAIGM_000271t030 2 of 6 EFTA_00B78 5 EFTA01278552 *UBS Resource Management Account May 2016 Change in the value of your account Account name: GHISLAINE MAxWEU. friendly account name:Indivii iii Account number. M3y A lb 3 Year to date (I) Opening account value $887,243.00 $922,621.00 Change in irai ke1. value Closing account value 6,1_4.30 -29,244.00 $893,377.00 $893,377.00 Summary of gains and losses values reported below exclude products Ihi which gam anClio$SeS ate not classified. Realized gains and losses Unrealized May 2016(1) Year to date (S) gains and losses (4) Long term 0.00 0.00 -6.62300 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manage/. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: Primary Aggressive Investment eligibifity consideration None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL SDNY GM 00027196 ChP7COCE030593016SNPIOCOI91995 00008 OSI 6 030575004 CONFIDENTIAL 000000 Page 3 of 6 EFTA_00137816 EFTA01278553 $UBS Your notes CONFIDENTIAL EITA,1378.17 EFTA01278554 *UBS Resource Management Account May 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indivilial aSiy Account number. Sane prices, income and current vaues shorn may be approximate. Asa kit*. gains MdlOsses May not be accurately refkcled. See msponant intotatabon anonr your statement a the end of the docurneM for rrore Joh:an-won. Non-traditional Private eputy funds, Hedge funds, EndOther investments are held in yOur U85Finarcia ServioS inc. CUBS FS) brolera:ye account. The Notions reported below reflect the (odds of the mums, and UBS FS Uses rot patentee the accuracy of the iriormation The value shown is not necessarily the value you would receive from I be issuer if you sd the assets. Funds acutely sold UBS Safe subject to ongoing due digence, although the level performtdrriay vary A dosed fund may be sutiect to noongong dligence A fund that you purchased elsewhere may never have been subject to UPS FS cllige de. although UBS FS may receive a fee from t he funds manager, which may constitute a modify of the managernentrincentive lee. Please contact your Anancia Achnor with questions • Est vaue per unit' is an estimate of value supahed by an independent valuator, arm and reflects adjustments for factors such as the equidty of the units. Hedge funds Hcldng ATLAS ENHANCED FUNO LP A/0 Oaf 30/ 16 Trade date: Sep 25, 14 Purchafe puke heartier Metage once of OWN per Shale (S) Client investment (5) 900,000.00 • Your el sandal Advisor: SCOTT STACK MANILYLE CASFOEL Estimates of vaue SsOffied by issuers 04 Certain peograrrn 6ntuen ere gene [sly 'net asset vaue' estimates) are mown as' issuer est. value per unit'. For Private equty funds, • Est. value per unit• is a vaue updated quarterly, based on the Net Asset Value NAV') in the fund as or the date specified a:Wiledby ading codtal calls arid subtracting dslnbutions ante the NAV dale The NAV is primarily based on estimated parlSolioviues donde/ by the underlying fund sponsor Thew two 'blues may vary because of differences In the way they were estimated and because the • Third parry en. value per Una' may have been prepared on the basis of financial irionnebon other than yea/4.nd Repoled estimates may not reflect resale, liquidation or repurrhoe vane, if any, and may not reflect dst ebuti cm of codtal until the next valuation is reParted generay on an annual or serri.annua basis See enponant inkensesen detour your statement at the end of the statement. Cost Price per share basis(S) on May31 CS) 900,000 00 1.000 value on unrealized Eta') imemment Hddrg May 31 (5) in or loss (5) return (5) period 893)77.00 -6,623.00 LT Your total assets Value on may 31 (5) Percentage d Cost your account bast (S) Blanketed unreaaed annual incerne (51 San or Ices (5) Noe•traditional Hedge Ends 893,377.00 100.00% 900,000.00 4,623.00 Total 9893,377.00 100.00% $900,000.00 -96,623.00 SONY GM 00027198 G* 70003305593167 NPTOCOI9I995 00003 0516 030575004 CONFIDENTIAL 000000 Peg* S of 6 EFTA_00137818 EFTA01278555 *UBS Your notes ""- r::::"=::,==i".'W-Y------ '' CONFIDENTIAL EFIA,137819 EFTA01278556 Important information about your statement 135 Francial Services ex. (the Firm or UBS f nerd' Serval), is a mereber of all principal ucvay, ccmcroday and options exchanges. UPS Financial Seniors and U65 Bank USA re i-died subsilenes of UPS AG and aff iliaas of LBS Sautes LK. The Ems lnanoal statement e available upon retail. The Font eseodthe offices ere at: U3SFinancel Sermes 1200 Harbor 'aved Weehawken.. 07086 This aaternera representsthe only off icial record of you U35 Financial Services account. Other record, eta* aka Ltt docunens contanng cornicingdata should rot be relied tan II joubathe there is en error cr omission please report it immediately n maw to the Branch Manager of the afire serving your account. Allticup al lig** shown re intended to be accurate. statement atatcukt not be d Ice tar *noses Rely Wok on yerend tax lams. • Form 1099. 5499, 10425. etc) when Drepamg your tax return. The Finn s required by law to (mon to the IRS alleatable deriders* reporubb norytadbk cirtiihna and Laub!. Merest erred en saints, held egov accart, net *ands on sae tratacliore, ad con basis on certain cared seculars Cammuff eatiens with the Flo • neasierincodinn mei oral commineations in wring to further protect your richt, . inducing your rktitS miter the Seoilies Investor Protection AO (5B*1 • f thefinancial institution cn the top left of the front of this stints isnot U36 F mean Stakes, LBS Handal Santos carries yea =aunt as clearing lychee by arnagement wits the bloated inslituton We informed you of to relatcnshn sffSenarar opened this accost h the cast your tu-a and sashes tre boated a LOS financial Services and rot the intolaw brokers and you mat make a nput of any error or omission to both firm. As described n to account agreements, you must no* us of any errors or fraud iwateg dells reflected an your statement wan 30 days alter It was mailed or made available. A II filit4mink shall be, deemed con-plea and accurate in all other respects if not objected to in nnteg within 60 days • Please dact customer cornplairas or Fm's Clem m teat at a <onkel, at .903A.4 Io600P.M FT Monday throug y, or in wren; to Les kir ig Services Ix., Cli Relations Department, 7.56 Union Cry,. 07097. • In case of errors or =effort about an electronic fads transfer (W1), BS Visandebit card transactions, call or mite to UBS Financial Senipas la., to 14, Eth floor. Weehankert • 07086, Ann f PAA(eSa. Sakes. CS or mite a soon /eyes' can, if you eta ma statement or receipt is wrong or if you need more edumation tad a transfer on the statement or recejot The Firm or Card Oaf (as apkable)must hear from you no later tan CO days after **Fins Sent yOu the Int stamina-a on which the error Or problem amend. - Donde your name rd *cora nurrion Of any) - Deco& the error or tie nosier you Yet-MUM about, indeplain as cleat k as you can why you belie* it is anerror or why you need more inbranseen - Frondethe dolar arrant o4 the suspected error. The Firm or Card Issuer tel aeestigate put compaht and wel correct my tutor promptit For alleged mon imokting UBS OMRdebit cad tramadern. if we take more than 10 bus erns days to do this, we will credit you accord for the amount youthink is in error, so the you wit have the use of the money clang tie tine it takes us to complete our nostigetion. Please mire all checks paydok to the Fun or the financial instaann eckated on he Irak of the statement In addition to regular avant fees, accounts may be &kat to maivenarce Ins, charges for late payment kr securities purchases and charges kr unpaid amounts n cash accounts. Accounts that re transferred to other instimlens may be subject to a bander Ise. UBS Sweep Oreiene LES offers options for nwephg cash balances. balances to bat deposits at UBS Bak USA and LEIS AG Searnkrd branch (Ba-k Sweep Prodfarrs), moneymaker mutual bads Money Fun; and the International Depose Accard (DA)for c =clan with an International Rescace Llanaprani Accuse. Though the Bath Sweep Programs, cash balms we swept to LES Bank USA La to an established knit ad then to UBS AG Stanford &and\ or a Money Fund. Deposits at LB. Bank USA are huts in accorda-ce with FCC Nits. Form do-maim please visitwwwfdic Deposes at AG Stamford Brant and shares of Money Fuxb are rot nosed by the FIX. Through the DA, mailable t es are urea to depose twines al UBS AG Branch and LES AG Carron Branch Thew aposits are not Muted by to FCC. Balances held at the UM AG Cayman Branch are tempura/ *posed to the sovereign Ink of the Caren ida-dc, and there is no guarani** or other obigation of UBS AG to repay the banes while on the LES Cayman's Brach's books. Deposes at LBS Bak USA and each UBS AG Branch an, not protected by SIK. Monet Fund shaves are protected by SIPC. See *LES Financial Services Accent Proiecton' below. Uponyour return, balances in tie Bank Sweep Programs or DA may be withdrawn and shares of a Money Furd may be Inuidated, and the proceeds returned to you or your senates annt. Ftrthee blormalon about available sweep options rickadng curiae ireerest rates and ;kids, 5 available at wmteubs cutest...malts from your F nano* Admor a by calling KO-762-1000. UN Financial Soaks astern protection The Firm r: a rna-ri-ordF ihs Son r 61 Iwnto• Protartnn Corporation (SIPC), which protects ItO-rlieS ACCO-VHS 01 its mentors up to $500,000 (including 1250,003kt dams for cast* The Slit asset protection limits apply to all account that >when b a particar tweedy. The Fan, together web certain aff taxes, has also purchased tidwanental potation. The madman amount payabk to at eligible diet, CONKlink ander this protection is ZOO mann x of Decent* 10, 2015. Sabra to the poky medians ad limitations, cash a the firm is further protected for up to $1.9 million n the *negate kr all your accounts held n a particam capacity. A fa ocpy of the poky worth-id is babble uPon request. the SIPC protection ad the suppkmental protection both do not apply to • Certain financial assets controlled by (and atected n your alto value) but held away from UBS Financial Servicest , certain( cash at UBS Bark LEA. In cash at AG U.S.branthes, (4 edurara poixts, including sank annuities, and (in Aarn of maul funds where such sham re registered drank in the name of the account holier on the bocks and records of to applica* aster a transfer agent), • to emstrnent contracts a in*siment interests leveed partnerships ad private placements) that aro rol regitered sear tie Securities Act of 1933; ad • Commodities contact foreign exchange and mews metal contracts), including futures contracts and commodity option contract. The SIPC protection and to suparementl protect:ado not apply to these asset men if fl y otherwise appear on par statements. The WC protection at the supplemental protection = not protect aganst changes n the market vela of an imestments (whether as a result of marl* mmerrent, issuer bankruptcy or °larvae) More elimination is battik lam (want. You may cbtan more information alxa ^ the SIPC Brake% by ca lading SIPS[ at or by visitiw the SIPC websee at met *tors Dividend Reinvestment Brogans (DRIP) The pie reflected is an assma Face You may °ban the actual price banns F racist Advises. Only *hoe shares re purchased under DRIP; petal than will be sold ad the cash MI be *posited in your account. The dividend reenactment price applied by the Rear my 6fler from the mean pia al which tie partial shires se sold Casteiblieu Cnk whole urns rosy be held gar acccult. If you ea entitled to a petal omit a are,it of a ckiderd payment or otherwise, the Firm all ether sell panel snit at market wire a accept an /mord determined by a regidened dewing agency, rd credit you' accost Invaetment objectives The inonlmeril objectives and risk profile we spec le to each account and may maybetween you accounts Please advese the Firm empty in wining of any sgaicant change in you Ina-Kiel situation or investment cblectives For eachaccount held, you Moore or* of the folbway; instant objectives CONFIDENTIAL • Frocks, Cunene Income: hvestments seekng the generation of income crib.. • Achim. Cape*, Appreciation: Investments seeing wont of principal rather than the generation of 'ream. • Produce Conebnutoo of Mae* and Capital Apnoe a Imestnents seeker; both the gentencn of nccene and grOtAh of prixpal. Overall elk profiles • Conservirate. Seeks to mantin nilial pixieµ with low risk and vottiltry to the account carat even tat means the accost does not generate sign it bars item or relurnt and may rot keep pace with htstion. • Moderate. Willing to accept some 64 to preen* and tan's* some scanty to seek hgher returns, • Aggnoseve: Wiling to accept high nt to unmet and high *fat lily to seal high returns out time. • ffoustranr EE9LdGrT Consideration: f Wint•cl, a potion of the porHoli,f or tat account may exIsle complex Flanges, rented basicity and rater volatihty. Statement thoureholdior We may corsordak all related account statements with the sane adieu in the sink enveiwe,. arta fey have owners who also maintain foal account rear pangs wth other dents a the sane address. If you paler to ream individual statements mailed n separate enselopes, you mat deck-a haseholdng by ceding gar Financial Ackert. Friendly award name The Frxedk acccu-4 nano is a cusiuncale 'nickname' chosen kr you to assist you with your reconikeePea has no legal effect on your account You can change toe hiendk account names, through Ofiltie ServKe5 a by contain; your Fhancial Admix. Account overview • Vat* of yew arroustlacinYao. Net of *sets and • Asset betides matte cash balances, values fcr restrkted secant (s1), and Global Tire Deposit, amazed marks to ma-ket, and certain assets not held by the Fim. Does not include unpriad saritieRassets at the end of the prior and arrent statement periods, or primate heessmenk oavested stock options and enensable stock options • Cabana Induclos debit balances, outstanding margin bans, credit lee, she accent balances. • Cash/looney balances. Total of unimested ridable cash balances, plus depose balances at UBS Bank USA, LES AG U.S Branches ad money market mutual fund sweep balms at the case of tie sta./rant period N:accewredit free creak balances in you' account are not segagsed from she balances and the Finn IA! Sly of these Iseds in the ordinay route of is business Thew funds re pwabh wan your downed, ibis total is ncluded in to arrant period closing Vain Lending infonnetion For detaled information on the Firm's lading practices and disdains. refer to you Client Rationale SDNY_GM_00027200 EFIA_00137820 EFTA01278557 Important information about your statement (COMItaled) Agee/nerd or ACCOal Agf t4fteill and the General Terms ad Conditions U3S Statement of Credit Practices nibble in Agreements and Oak/sures at goy in< fronitireevintekrinto met Yew .ts Your statement itemizes securities end other assets hell 1-• the accost at the end of to stammers period. You may ark for deiterY a K4 paid seosies al ay time. You may receke securities rad as loin collaterid after poring any balance dm an them. Any securities tensioned to the Fim dreg the statement period are listed at market value at of the end of the statement period. • Cast bald. In determining die cost basis of the securities inciaded en this statement, Were indicated wth the number" I, • US Fnonce& Services has relied al information obtained horn sources other than UeS Financial Semites. including information from another fine a that sum* have provided to yea Finmxial Adam The Finn does rot ideate-okay verity a gown the accurcy a validly day idormation Provided by 3CtreeS other than LES thancial Seniors addition although UESChricksl Seniors generalY Li:dates fib nfcrmation as it is mewed, the Finn does not provide any assurtroes that tie information seder 'Cost bad° ad *Unrealized gad loss' is accurate as of the date of this statement. As such please donor retys on this nkenrotion to make puchne or sale decisions fa tax purooses a otherwise. Accounts ordered to to Fim may reflece gee-Noss infant:re only for the period et tine they are held at tie Fim More hiaorical eilormaton cube added by you' Flats' Advisor. • Unrealited gens/lones When data is Donk, ottinated trroalineel suindlowes ate alai-Med la haviLial stony lots. The transition data for edvilial bet may or may not ref kct commisions, rZ da security reorganizaton events ari cl and oter reinvestment lots ad systematic pi:chafe be, are each combined to display one averaged lot The 'Trak date* com emn presents the aging ransaavn trade date. • Callable securities. Bonds and proland stock that the over cats for eat redenplem will be selected erroalrolly by lot from among all secures of tit dsue held in Gann. or in nominee name fa as <lents, Call leave Mann) is cbtaned from third parties and ih accuracy it not garaniced. Other tali fonts may van which mid ailed reit compete erkernation Will be provided upon request • Certificates of deposit (C0s). CDs are FDIC sired quo $29),000 in principal and accrued keenest per depoaor at per depository nonfat in accordance wan FDIC reeks • Pride/value Prices droolami for steams and otter procests my be higher or baier than the price that mu would anualY make in the mare hoes me obtained from rata tied party sources whits we brew to be relable, bit we do not garantee ter accuracy. - We gnu* use tie closing price when snit* or the mean of the bed ri d ask price, for listed acuities and option; a only bid prices for OTC searities. - Less 3Ctereir traded securities may be priced using a valuation model a de moss recent pte we obtained and may not reflect an actual melon price a vim - Certain positions may apex Mtn a price cart will en as 'vice was not available • it we at viable to obtain a price fora steady - Deposih a "meanies denominated al CUtalron otier thin U.S &Ors are reflected at the (whinge rate as of the gatellent date. - fcc certain startles racing in non-conformrg denornnations, price and quantity(fate iota) may have been adjusted to Imilima•propee valumin To obtain orient quotatiord, when enable, contact you Finacial Adviser. • Private Investments end structsved pica Int. rmstrilent swaths (sLding deed participation program ail real estate investment rust crates) and structred prolds are generalks highly ifigid. Celan seat-tend west base not been registered with to Securities and E.dage Commission or undo. ay slate secuntieTares. We provide minified values for private investment castes adMatured products for informational purposes any. Atarary Sam guaranteed. - These neyes may differ absent* In prices, il any. at which a Prete nvestnerd ritY structured product maybe bought or sold and do, net necessitiy represent the vat* you may receive coat liquidation. - Third pity esimmes of vain are as data-tan date and in supplied to UK Inarcial Syriac on a regtiar basis by an iridependere volution firm. - baser. general Danner or sponsor estimated rakes, ay, are 'phid to the F me by the issuer, pineal partner or waxer and may be calculated based on deferent information from that used by tied ponies to dwive their estimated values. - You can obtain aeditorel information regardeg the metocblogy used to decennia. the estimate a value and the dale of de Hamblinthat is the basic for the ectimate by contacting your Financial Advisor - Third party 'singed valets may be reflected as 'Not priced' in several situations: when an 1-dependent valuation lien has not nesteda is auk/e to assign a valm. when we become ware that a material mot has coasted tee may call a preseany reported value no question, or when a value would be highy *tartan due to tie nature or the wady. - When neither an issuer, general partner or sponsor estimated value nor a thrd-paly estimated wake is prowded, the valuate secesity wit be dikter* Irene its caches* price. - • Crotributions to date' may indude ratan of capita( ncome orboth. - unit size' represents tie hkial offering weeper ad Adm./ not relied your con bass. - DIP ri d unlisted RErt mattes are not listed on a national ',curries exchange, and aro goner:Ay liquid and even if they can besot, the peke received may be few tan to per tare estimated valw provided n the accost statement. . Restricted securities. Restoted secants gneraly av not twenty elgbk for public sale. WS Financial Sean use the mabel prima the unrestricted stodi of the same issue as an reputed value for the restricted Pod broorposesoithis statement oak To the extent tat resigned seosties are elgiok to sale, the value received may be tbstanualy less thin the inmed vabe *men • Est. Festinated) income. arrant yields and rates. M estimate of annual income is based Ca current dividend ad interest rates, assailing tie startles will be held for are yea from statement die or until maturity This urn*, Pally a gudelne; accuracy and continued income are not auwarted - Estimated Nasal name and tarot yield fa certain types of leashes could rickole a ream of captal gbh% h which use the est income (a-d curried yield would be ownstated. - fainted and income and arrent yield ard the actual &Jane and yieU met ft be Intro, higher than the estimated amounts. - Are eremite of trusteed income (dal:lend enter interest) divided by the current market vabraverage balance is based an the tat dividend or Merest payment made byte dome' and .109-aneS tie sear verdemas will be held for one year tram de statement date or until neut. Accuracy and continued yell xe not guaranteed • Assets not held by WS Financial Services. Certain assets tre rot held by the F im arena nil, the Tern's possession or carol. These assets at displayed on loos statement for informational purposes only Positions and values presented aro provided by dal dsu'rg fern. UBS Financial Serieces is not recant for die information and does not guarantee es accuracy. lb's, assets are not protected by SRC or fro Orris supplemental9TC coverage. • Revenue sharing and additional compensation — In addition to Cormissions on site. and I itol lees received n correctionwith to distribution d rrulual fads to our dents we andror our Afar receive revenue shying Payments *pm dianbutors ardor advisas of the inset funds that vie sell. misestimate are based on two oWerem corrpononts (k the nowt of Viet by UBS of a particular mutual fund famikt to our clients: and (v) the asset value of a particular mutual fund farnikes shares held a the ham — We and as shales, ako receive flunking and combs' processing fees n corndration for transfer agent wi nces that we park to the mutual lint. These fees generally are pad from investor asses is the ream Stared and &fettered data amount bleed an the iambs- of accounts at the broker.dealer evoking mutual fads al that fund family CONFIDENTIAL — h addtion tocos-omissions received n connection with the sale or attribution ol may contracts and knit investment best ails ton clients, we ander our affiliMe ream* reserve sharp ampensitron from many of the insane companies ardent e.; the amity Centrals, if Yaws ate aurae cormares or sponsors of taunt inesemmt rats we diabase. - Our affiliates abo make trading coranssions ad Ohm compensator, frown natal kit and insane companies whose prodicts we daytime. - We receive art serval fee from UBS Bat USA ad LES AG Stanford Ranch of to to 475 per accoad sweeping to the barks under the UBS Bank Sweep Program. Activity Inficematinregardngammksins and other chases eared in connection with the exeoACh of trades, arbor* option transations ha been incbcid on conf Means prewousy I ucesshed to you. and roll be proided to mu prorrptly ors mean. Short sidling H you ate ergaged in short selleg a seventy, you may eo-r a charge der to Certain harovieg costs for that particular warty. Open orders Regarding open or • goottilkancelled* orders that were not executed by the statement date, open buy and sill slop orders are retired by the mount of dividends or rigntscn an ex-dividends or encefra date unless Strutted otherivise by yos You are re for orders that are executed dm to your Velure to cancel wising open orders. Mime, To obtain a copy of or current Client PrimacyNotice. please contact you F narrial Mita ce vat our wank at wets 'hr rnm/egiv✓•• • vne,f UEG Financial Serkes O rota bark The AMA Business Services Account BSA and IRMA my brokerage accounts which provide access so banking services and protests tnat# aTalrbilit with al Bated bat and other Ihniparty banks. rd provides access to irotsa-ce and amity Palms toed by unaffiliated thid-party notate <monis through insurance agency subsdiaries of UBS financial Services Inc. eirestnert, iroura-ow and artily products, Not FOC Snared • No bank quarontem May lose value RMA. Resource Management Awn nt, Baines. Services Account RSA, Ittria and intonational Resource Management Account am registered service maks of US Nevoid Services he Vita Sigablilit it a registered OM/a meek of Vial hunt inat LES Visa Biomes. ova cads and IBS Visa debt cards ate inued by UBS Barlo LISA with permssion tom Visa USA Incorporated. Uld Financial Semis Inc Rev 201604 SDNY_GM_00027201 EFTA_00B782I EFTA01278558 *UBS UBS Financial Services Inc 299 Park Avenue Win 10171.0002 cNnoossoussoolaxins. o Account name: GHiStANE MAXWELL Friendly account name: Indio Balyasny Account number. Your financial Advisor- SCOTT STACKMANLYLE CASRIEL Phone Resource Management Account June 2016 GHISAINE MAXWFI I Questions about your statemeat? Value of your account Call your financial Advisor or the RMA Resourceline at 800-RMA-1000, on May 31 (1) On lune 30 (1) account Your .355e15 893,377.00 899,041.00 ldsit our website: Your liabilities 0.00 0.00 wire. Lbs corn? linancialservices Value of your account 5893,377.00 S899,041.00 Tracking the value of your account $ the. Li;311CS 922 6 r00 oil. °°°. °lIlle 9-4)( 893 4 Sources of your account growth during 2016 Vzdue of your account at year end 2015 S922.62100 Your investment return 899.0 Change in • market value -S23580.00 Value of your account origin 30.2016 $199.001.00 Dec 2014 Dec 2015 mai 2016 Jun 2016 SDNY GM 00027202 akmber SlPC 08110001005505255 NeT000309514 00098 0616 0305250d 1 mio Page I of 6 CONFIDENTIAL EFTA 00137822 EFTA01278559 SUBS Resource Management Account lune 2016 Your account balance sheet Summary of your assets Value on lune 30 ($) Percentage of your aCCOUnt A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non•traditiona I 899,041.00 10000% F Corrrnodities 0.00 000% Account name: ,Ci<t.PrIE MA.V.ELL Friendly account name:Indivaisiy Account number: Total assets Value of your account $899,041.00 100.00% $899,041.00 • Your current asset allocation Eye on the markets Yourignandol Advisor. SCOTT STACK MAII LYLE CASRIEL Index Percentage change lune 2016 Year to date S&P 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% 1.80% 5 31% CNP70003005505256 W700330351 4 00038 MI6 030575004 CONFIDENTIAL 11 WAY_GM_00027208fte 2 of 6 EFTA_00137823 EFTA01278560 SUBS Resource Management Account June 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Psiendly account name:lade/Sal asiy Account number kne20I6131 Year to date (I) Opening account value $893,377.00 $922,621.00 Change in market value 5,6E4 00 -23,580.00 Closing account value $899,041.00 $899,041.00 Summary of gains and losses Values reported below exclude products loir which gars andlosses arc not Ossified Realized gains and losses Unrealized lune 2016 (1) Year TO date (S) gains and losses (1) Long term 0.00 0.00 -95900 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current intone & capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration • None selected Your account instructions • You account cost base default closing method is FIFO, First in, First Out. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00027204 CuP7C00)305505257NP700330514 00008 0616 030575004 CONFIDENTIAL 111010 Page 3 of 6 EFTA _00137824 EFTA01278561 *UBS Yournotes cer.....z.n............e.... CONFIDENTIAL EFTA,B7825 EFTA01278562 *UBS Resource Management Account lune 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indivaisiy Account number. Some coxes, income and current values Shdem may be Epproximme. ASS int*, gains and tosses may rot be accurately refkcled. See rmporunt intosemabon Stour your statement a the end of ths dacurnem for more information. Non-traditional Private egtity funds, Hedge fundS, andOther investments are held in your UEISFinarcial SeMces Inc. (UBS FS) broterage account. the positions reported below reflect the recceds of the issuers, and UBS FSdoes rot patentee the accuracy of the iriormation The value shown is not necessarily the value you would receive from the Issuer if you sd the assets. Funds actively sdd by UBSFS ere subject to orgoing due digence, dthcsigh the level performed cry. vary A dosed fund may be subject to no oregano dligence A fund that you pu reneged elsewhere may never have been suteect to UBS F5 0'117 nee. although UBS FS may receive a fee tram I he funds rnana;er, whit h may COrtSlitule a Matailty Of the ManagernentliniCeng ft fee. Please contact your Financial Admix vnth questions • Est value per unit' is an estmate of value supplied by an independent valuation Irm and reflects adjustments for factors such as the iqudty of the inns. Hedge funds Hcldng ATLAS ENHANCED FUND LP P/00931/16 Trade date: Sep 25, 14 PurchaSe price Number Average price of shares pe t Male (1) Client investment (1) Your financial Advisor: SCOTT STACK MAN, LYLE CASRIEL Estimates of vat* Supplied by issuers Of Celan Programs (which are generally 'net asse vaue' estinateS) are shown as ' issuer est. value pet unit'. For Private equty funds, 'Est. value per um' iS a a ue updated quarterly, based on the Net Asset value the fund a of the date sped fect a:Auskd by ading capital calls arid sadrachng dst nbutions since the NAY date The NAY is primarily based on estimated portfolio yaws provided by the underlying fund sponsor These Iwo values may vary because of differences In the way they were estimated and because the • Third party est. value per unit' nay nave been prepared cm the basis d financial irionnaton other than yeanend Reported estimates may not reflect resale, liquidation or repurchase aue, if any, and may rot reflect dst Saba= of capital until the next anal on is reported, generally on an annual Or SerniannUal OSP See knporunr inkmattOn atrour your statement al the end of this statement. Cost Price per share tons (I) on fun 30(1) value on unrealized alai) investment Hddrg Jun 30 (S) pan or loss (S) return (S) period 900,000.00 900,00000 1.000 899,041.00 -959.00 LT Your total assets vague on tun 30 (S) Percentage of Cost your account base (S) ESIonated unreazed annual income (S) gin or loss (S) Nond.tacktional Hedge funds 899,041.00 100.00% 900,000.00 -959.00 Total $899,041.00 100.00% $900,000.00 -$959.00 SDNY GM 00027206 C NP7C009305505259 NP700030951 a C0000 0616 030575004 CONFIDENTIAL 111010 Pogo S of 6 EFTA_00137826 EFTA01278563 *UBS Your notes C. , 000..... ,,, ,.......6.0,,.. End of .............. S5 CONFIDENTIAL , NlerecmononAng.. al ,. EFT,00B7827 EFTA01278564 Important information about your statement U3S f fl utist Services to. (the Firm or UPS Fnercial Sentkes), is a member of all principal truly, commodity and optima exchanges. UBS Financial Services and LES Balk USA ate i-died subsidenes of UPS AG and *Ilexesof UBS Seattle, LLC. The Fein's tronoal statemert C available upon recited. The FOWS trod:re alias an at: LESFine-col Serrces 1200 Harbor Oaulevad Weehawken.. 07086 This matemint represents the one/ off icial record of sax US Fhancial SeeAces account. Other resod, ecept OHedl ter docunintx contanng co.-dicing data should rot be relied Loon II youbete* there is an *nor or ornistron please report t immediately n miry to the Brand Manager of the office sorely your account. Allhoyn al liven shown re Mended to be accurate. statement data acukf not be aped foe tar purposes Rely solettr on yerend tax fonns. , Form 1099. 5499, 10425. etc ) when orepamg your lax return. The Finn s required by law to repon to to IRS all taxable Madera, nportabb rontaxable datitend and uxtk Merest erred on semen, held iyous mark riot pentode on see tersactions, and con basher ultra catered >rules. Czarammiciaticau with the Finn • Pleasoneconinn sty oral corremneations in wring tofurther protect your rids. inducing yon hit Later the Searles Investor aroterbon Act (WA). • t the financial institution cn the top left of te bard of this statement snot U36 Famed Seven, LEG Financial Sankt carries you =aunt as clearing brace by arra-gement wet the in:rated inslitution We informed you of the relannshio when you opened this accost h the cast your Ira and secretes ate Mated a LOS financial Services and rot the irodacig broker, and you mut make a repas of ay car or omission to both firm As described the account agreements, yOUMUS5 natty LA Of Ty errors or fraud rucking checks reflected an your statement wen 30 days alter it was mailed or made available. All itatrivink shall be deemed corrplse and accurate in all other respects if not 'Waned a in writi-g "Atha 60 days • Please Meet customer constants or Finis Clem n slat cc told roe at . SWAM to 6 OD P.M FT Monday throug y. or in *tabu to LES Senices ex., Cli Relations Department, 766 Union Coy,. 07097. • In case of errors or panto:co about an electronic knot tenter (W1), BS Waidebit card transactions, call co mite to UBS Financial Sect Inc, *a 14, 6th floor. Weehawken. 07086, Mtn RIAAISSA Sernes. Cal cr mite a soon as you can, if you *Mk yam statement or receipt k wring or if you need more edomation rout a transfer on the statement or recept. The Firm or Card ILLY (as appleable)must her I rom you no later than CO days after the km sent yOu the int statenwra on which the error or poblem append. - Porde your rum rd axon number (4 any) - Decal:* the ern of tie 0101SIN you are inure about, initoplain as <Pap as you can why you believe * is an error a why you need more niannten. - ProWde the dolar arrant d the suspected error. The firm or Card Issuer vii hastigate your compaht and will collect any error promptly. For alleged mots imokring UBS Vertrdebil cad enact im if we take more than 10 bus iless days to MOW, we will credit you accord for the amota ytuthink is in error, so thee you roll have the use of the money durng the tine it lakes us to complete our rwestiartion. Please mire all cheeks pay-kb to the Fan or tie financial insterken notated on he front of this statement In addition to regular accost fees, accounts may be orejact to maisonette Ins, changes for late parried for securities purchases and charges for unpaid arrows n cash anoints. Accounts that re transferred to other insterens may be subject to a transier UBS Sweep Option LEG offers options for sweeping cat balances. balances to bat deposits at UBS Bat USA and OBS AG Stanford trench (Bak Sweep Proofarrs), moneymaker mutual luck Money Find) and the international Deposit Armor* (DA)for c maws with an Intarutional Reactive Llantprriccd Account. Through the BM Sweep Programs, cash balms we swept to LESBank USA kpo to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at (.26 Bank USA arliK rimed in accordace withFCC noses. Form ormatian M het pear wwwidic re. Deposes at AG Stanford Brach ad tern of Money Fuxb are rot hared by the FIX. Through to DA, rmilablet es are two to depose &cants at UBS AG Enoch and LEG AG Caimm Ranch Them deposits are not toured by tie FCC. Baines held at the URS AG Carman Brandi are temp:eery oposod to the soveregn ink of the Colman ida-dc, and there is no guarantee or other oblgation of UBS AG to repay the berms while cn the LEG Cayman's Brach's books. Dopers at LEG Bak USA and each UPS AG Branch are not protected by SIK. Money Fund thaw are protected by SIPC. See 'LOS Financial Minikes Account Protection' below. Upri your requeel, belexces in the Bank Sweep Program or DA may be withdrawn and shams of a Money Funol may be Fruidated, ad the proceeds returned to you or your secretes account. Cuter CA:melon about available sweep *storm nclacky (woofs ineerest rates and yields, 5 available at wmtrubscordwieepmelt. from your Fnancial Advert' or by calling KO-762-1000. UPS Financial Samba amen protection The Finn A a rruntordF rib <c.-rren**Noy ProNetion Corporation (Salt), which protects worries ACCO-MS 01 its merrters up to $50:1,000 (in( Wing 1.250,003M dams for casli. The Slit easel protection limns ;Mb to an most that put,* h a particulr cadency. The Fein, together with certainaffiliates, has also purchased eisepkonentalpeotection. The madman amount paaabee to al noble diet, CONKlink unclog this protection is $500 maroon a of December 10, 2015. Sawn to the poky orditons ad linilation, cash a the firm is further protected for up to SI .9 milbn n the aggregate kr all your accounts held n a paikube capacity. A fV cuty of the poky wording is mailable Won request. the SIPC protector and the suPplemental Protection both do not apply to • Crain frontal assets controlled by (and aataial n your any value) but held awryfrom UBSFinancel Meekest , certaintycash at UBS Bark LEA, (i0 cash at AG U.S.Manthes, (4 esurance proixes, including waitiale annuities, and GO tires of initud funds white such shays ay registered droop n the name of the account holier on the books ad records of to applicable ivy a transfer agent), • Wain stash-nen contracts a inwsiment interests ., tinned partnerships end private placements) That are rol regiterod indir the Securers Act of 1933; ad • Commode*, contacts foreign exchange and preccus metal contacts). ineludirg futures contracts ad commodity spin contracts The SEC protection and the suppdmeenul protecien do not apply to these assets nen if fl yotherwise appear on you statement. lbe SEC protection aid the arlikenental protection cb not protect against changes n the market vale of rata interments (whether as result of market moment, issuer bekruptcy a °think.) More id amnion is metal* upon rtouest. YOU ITV obtain mole in ormabon alxui ^ the SIPC Brockre. by contacting MC at or by Miry the SIPC websee at lawasacarg Dividend Reiwestment Program (COP) The scar reflected is an tram rice. You may obtan the actual price limns f void Adviect dose shares re purchasedunder DM; petal dims will be soli ad the cash wO be (tapered ke your sawn The cieckrd renvestment price applied by she aster may tiler 'tom the mina Mee al which the partial shares re sold Casteielieu CriV whole umts may be held in yam accost. If ycu ate entitled to a petal knit a a result ol a ebiderd payment or othetwise, the Firm will ether sell panel win at market price a accept an !Mtn detemined by a regiaered eleirtrg agency. ad credit pi accost Investment °Nedra The nwsimenl objective and risk profile re spec it to each account and may may between you acorns Deese advert the Firm promcdp in tuning of ay synficant change in you Maoist situation or investment oblectres For eachaccord held, you choose ore of the folbwing ;marmot objectives. CONFIDENTIAL • Proem Cuneneincome: htelments seeking the generation of Moms de/. • Aches. Cepa., apritaarion Inwornents seeking cromh of principal rather then the generation of kane. • Produce Combautran of Wawa and Capital Appreclaton I ndents tre seen? both the generator of exam hof priopul. Overall rids profiles • COAX-NA* Seeks to mantan low rat and volatility to the antra (twat even if that means the accost does not generate sign it cant bra or neurnit all mar rot keep pace with inflation • Moderate Willing to accept some fide to pampa and tolerate some >Meaty to seek hgher returns, • Aggreme: Wiling to accept hot inA to pnncpal and hip rim lily to seek 4hreturns owe time. • ffhefFnenFEIWaTitr Consderation:f selected a potion of the portIolb f or that account may Coble complex strategies, Prated Pantry and grater Statement Thatasholdior We may corsordale all related account galymess with die sane adcfress n the see envetpe, tette* Rey have owners motto a10 maintain yard account reta creeps well other dents a the same address If you prefer to recent inclnichal seatmente mailed in separate envelopes, you may decline hamholdng by ailing you linnet Ad tor Friendly acorn name The Fruriday account rime is a custom:able 'nickname' chosen by you to assist you with your reconikeeona has no legalellen on yOur account. You can change pot; Thendp aCCOUll nexus. through Onto* Services a by contacting your Finmal Adana Account overview • Value of you accountrponfoko. Net of assets and Britain. • Amts hcbdes weld* cash balances, vdues for restrkted sturdy ten ), and Global Time Deposit, trreared marks to ma-ket, andoaten assets not Feld by the FM. Does rot include monad seositiee assets at to end a the prior and carent statement periods, or potato is asement urged stock options and entomb* stock options • Clark:es Includes debit balances. Wording margin bans, credit Itre, shod axon balances. • Cashhooney betimes. Fold of unimested wadable cash balances, plus dime telexes at URI. Bank USA, LEES AG US Branches ad money makes mutual fund sweep balm,, at the &to of tie statement period terocewrodity free over balances in your account are rot secjegaed from other balances and the Ems may use try of these lords tithe ordinay courseof is business These funds repayable yam your downed. This total is reloaded in cement mind closing vale Landing information For &tared information on the Firms leedng padres and dockmrea. refer to you Client Rebtionrip SDNY_GM_00027208 EFTA_00137828 EFTA01278565 Important information about your statement (COnthlUed) Arseement or ACCOn Agmerrmi ad the General Toms rd Conditions U3S Stemmed of Credit Practices available in egeements and Olaf:acres at jaw ten rombrani inretrAsu vet. VOW Meld Your statement itemizes secuntres ad other Matta held h the award at the end of the statement wrist You may ask for dekrelY Of Uhf pad sallies at anytime. You May receive securities vied as loan collateral after paying any balance cis an them. Arry securities transferted to he Firm datrg the statement period are listed at market value at of the end of the stational period. • Cost bask h detanining the cost basis of the securities incbded in this statement, wfwe indicated wih the number" I, • .55 F nat' Services has relied Cel information obtained from sources other than V65 Financial Senices, including information hem another rim a Out sumac have raided to yea finaxial Athisor. The Film Wel not irdepercknely verty gairantee the acaracy a vaklity of ay ireormation provided by sauces Car than 1.E5 Senesces ▪ aXition although UPSfinned' Services general& Laxlates hs nkrmation as n is receniet the Finn does not provide any assurtroes that the it imation seder 'Cost bate rd "Unrealized gar/lose is accurate as of de date of this statement. In such please dons rebs on this nkernaion to make pa-chats sale decisions for tax purposes a otherwise. Accounts tranderred to tie Fim may reflect gal loss infamatin only for the period if tine they are held a the Fmk More hiaorical information can be added by you- Friatial Advisor. • Unrealised gain/Iona %teen data aawilabk. ouinated sweated suinilowes are caw/ailed la hofivitial tarty lots. The transaction data for holvilial lots may or my not ref lett ammissens, rZ ctor security reorgri en zat ewnts an cl and other reinvestment lob rd systematic puchaw lots are each combined to divots, cm awraged lot The 'Trade date' fl anpresentsthe aged transaction trade dale. • Callable wombs* Bonds and preleaed stock that the bluer eats for wry redeniptan wit be selected Marialk by lot from ammo; all tenant of that issue held in outman& cc in non*** nano for or clents. Call tease *muter) is cbtaned tomthird parties and h actuary is not gw-anteed. Other call loaves may owl which coull Slat nob complete idarnaten will be provi*d upon request • Certificates of deposit (CDs). CDs are HNC nsured cep to 42 ba,000 in principal and accrued irate.' per depositor ard per depository inoatiors in accidence win MK Ries • Prize/value Prices twined f or securities and other medals may be higher or lows than the price that you would actually receive in she muds. tics an obtained from varkus teed party sources whits we beleve to be reliable, bit we donor courant* then accuray. - We pew ale use he closing price when Math* Cr Ow mean of the bid ad ask poses for listed sautes and optima or only bid prim for OTC searities. - Less actirey traded securities may be priced using a valuation model a the most recent woe we clowned ad may not reflect in actual market price a value - Certain positions may appear akillio_il a pica and will tars as 'sate was rot evadable • it we are triable to obtain a price fora Hardy. - Deposit a securities denominated ilCUITarCin other thin U.S dollies are reflected at the etching. rate as of the statement date. - fa certain seariles trading n non-coal ormrig denornnations. price ad quantity (face vain) may have been Aimed to facilitate proper Muslim To obtain Mean quotations. whin availabk. contact you Financial Adescr. • Private irwearnems and 'Proctored products. Private nwstrnent wont an (et birg dress participation program a-d real estate investment ins welshes) and structred pixdats are generak highly Iliand. Celan stactised weals have not been regetered with Ow Securities and chs'ge Commission or under ay state secure:tn. We Provide estmated yaks, for private investment seositis and sktolured products for idamatisul purposes cny. Atarary snot guaanteed. - These vibes may differ absurd* Iran prices il any. at which a pride nvestnerd litY matured product maybe bought or sold and do rot necessitiyrwreserd the vats you mayreceive span liquidator. - Third patty inflates of vain are as if a certain date ad we supplied to UBS Inarcid Services on a rettar basis by an independent valuation firm. - baser. general panne- ce sponsor estimated values. 1 cry, are applied to the Finn by the issuer, general partner or sporpor and my be tabulated bawd an deferent information fran that used by third parties to delve teirestinated values. - You can obtain aedilorel information regardtg the metcoblegy used to determine the estimate d value and the dale of the Hamelin that is the basis fa the eoimate by contaning your Financial AdvEor - Third party 'singed vales may be reelected as 'Not priced' in several situations Mien an idepenient valuation fim has not %Malvin:I or is treble to assign a vats. when we become "wee that a matenal event has ceased that may call a peevausy reported value no question. or vnen a value would be highy *toasts due to tie nature et the security. - When neither an issuer, general partner or wonsor estimated value nor a thrd-paly estimated was is modal the vats el the seanty Wit* dikter* Iran its paths* price. - •Detributian to date' may indude mean of capital ncome orboth. - 'Original unit size' represents the hkial offering peke per use axial./ not reflect you con base. - DIP ad unlisted REn sautes at not listed on a national securities exchange, and aro goner* liquid and wen a they can be sold, tie wk. received may be km than the per share estimated vitae provided n the accost statement, • Reabicted securities. Restrcted secant generalY ae not currency etrgble for public sale. U8S Finatral Sonde ism the make' priced the unrntricted stook of We sane issuer as an inpated value Ice We restnted sack ibrourposes of the statement o* To the extent tat retitled seasties are elgble to sale, the value received may be tbstanualy less than the imbued vabe town • En. (estimated) income. arrant yields and rates M estimate of annual income is based on current dividend ad interest rates, assuring One seances will be had for ale yew from statement date or until maturity The intimate is** a gudolne; accuracy and continued income are not gusseeed - Estimated anal kerne and cured yield for certain types of makes could nckide a return of principalor capital gains in which case the est income (a-dcurrere yell would be overstated, - Estimated anal income and arrent yield and the actual ?cane and yield ntroft be lower °, higher than the estimated aneunts. - Are *stink of trudged income (dividend mace interest) divided by the current market valet average balance is based cn the Last dividend or interest payment nude by tie issuer and S59-antS fat searteadepasts will be held for one year from the statement date or until maw* Accuracy rd continued yell re not diara-ileed • Assets not. held bytes Financial Services. Cenah wets n rot held by the Fran arena *whin the Fern's possession or ccntrol. These assets are displayed on loos staternerd for informational purposes onfy. Positions and values presented we provided by dal Psu'rg fern. UBS Financial services is not reparable for Ow information and does not guarantee es accuraey. Tee 'sans ore rot protected by SOK or the minis supplemental9SC coma?. • Revenue sharing and additional compunratices — In addition to commissions on saw and )toi I lees received n carectien with the distribution if mutual krds to our dents we enter our Abate receive revenue shot() payments from distributors ardor advisas of thenatal funds that we sell. These arrant are based on two Merest torrporents (a the fl own of tit by UBS of a Palicutir mutual fund I amikt to our clients: and 8) the asset value of a particular mutual fund famikes shares held a tie trm — We and ar allAate ako receive *waking and orrnbus precasting fees n cornderation for transfer agent services that we prowie to the mewl Knob These fees generally are pad from investor asses rite nutua 'lurid and are a hied dais amount based an the amber of accounts at the brokertealer Isolfncflutual funds of that fund fanity CONFIDENTIAL — h addaion to cornrnissens received n connection with the sale or destitution ol may contract and snit investment but inks tows clients, we rider our affiliate recerve reverse skating compensator, from many of the insuance companies UnderMarg the amity contracts, affirms a dw iturana ccerawries or sponsors of feast imestmmt tuns we distriate. - Our affiliates also rect., trading commosions and other conveniencesfrom trawl fuck and Strata companies unose products we derloute. ▪ We receive en arruiA fee from UBS Bat USA and LI35 AG Stanford Branch of to to 425 per scan sweeping to the barks under the UBS Bank Sweep Programs. Adivity htionnabon dotting commksins and other charges Soared h connection with he newt:not wades, itlafrg option Vanuctions has been incbcbd on conliMatiore piewousy furnished to you. and ell be profiled tory promptly on recant. Shan selling II you are engagedin short sinew a security, you may har a charge die to certain tonowrg costs for that partbulie seal*. Open orders Regarding wen or • gad-till-canceled' ceders tat were not executed by the Stattalitta date, open buy and sea slop orders are retard by the anoure of dividends or n4stsn an ex-dividends a rengnis dee unless inflated otherwise by yo.s. You are responsbk for order' that are executed Oa to yeti ladurt to cancel wining open orders. Paler, To obtain a copy of as current Client Privacy Notke. pleat coital yes F nutria' Achisce a vert our websik at tan, oat ram/atatnartirer 1.85 Finatid Serckes is not a ba-k The PM A, Business Services Account ESA and IRMA are brokerage accounts 'nds provide ace's so banking scrubs and prodats trot* atrangements was a Awed bat ad other Ihniparty banks, ad provides access to mace and rota [roans Wad by unaHiliatedthid-paty Yourrce companies through insura-ce agency subsdiaries of UBS Financial Services Inc. lwasa-no-il. imura-ce. and a-ruity products, Not FOC tared • No bank guaantew May lose vas RUA. Resource Management Ann nt. Business Services Account BSA. 'DM and intonational Resource Management Accost at registered service malts of UBS Fnacid Services Visa Signalua is a regetered unite mark of Vise Insematinat U3SViu Septae cede cads and IBS Visa debt cards xe issued by UBS Barg USA with Permssion from Visa U SA Incorporated. UM Financial Swine Ins Rev 201604 SDNY_G M_0002 7209 EFFA_00137829 EFTA01278566 SUBS UBS Financial Services tic 299 Park Avenue 10171.0002 cnnoos6s429t one M 0 Account name: GHISLANE MAXWELL Friendly account name: Indio: Balyasny Account number: In SS Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Pho, e Resource Management Account July 2016 NIS IN MAXWELL Questions about your statement? Value of your account Call yOa Financig AdviSOf Or the RMA Resourceline at 300-RMA- 1000, on June 30 (11 on July 29 ($) account Your assets 899,041.00 896,407.00 %sit our websita: Your liabilities 0.00 0.00 www.ubs.cornIfinancialservices Value of your account $899,041.00 $896,407.00 Tracking the value of your account I Thousands 9226 899.0 Sou ran of your account growth dining 2016 Vzdue of your account at year end 2015 $922,621.00 Your enestment return 896.4 Chave • market value 426214.00 Value of your account on kd 29, 2016 $196407,00 Dec 2014 Dec 2015 Jun 2016 JJ 2015 SDNY GM 00027210 Member SIPC 007000T005654291 NP7003I 9518S 00008 0716 030575004 000000 Page 1 of 6 CONFIDENTIAL EFTA_00137830 EFTA01278567 *DUBS Resource Management Account July 2016 Your account balance sheet Summary of your assets Value on July 29181 Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 896,407.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $896,407.00 $896,407.00 100.00% Account name: C.C.PNIE V. ELL Friendly account name:Indiv.ialasiy Account number: Your current asset allocation Eye on the markets Index Percentage change July 2016 Year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% 0.63% 5.98% Your K vandal Advisor. SCOTT STACK MANLYLE CASRIEL CNP70003005654292 NP7003195185 00603 0716 030575004 CONFIDENTIAL COSDIYGM000272,996 2 of 6 EFTA_00137831 EFTA01278568 Resource Management Account Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account n erne: IndiiiiBal Account number. July 2016 (3) Year to date (8) Opening account value 3899,041.00 3922.821.00 Change in market value -2,634.00 -26,214.00 Closing account value 3896407.00 096,407.00 Summary of gains and losses Values teponed below exclude products lot which gam andiosses ate not classified. Realized gains and losses Unrealized July 2016(8) Year to date (1) gains and losses (1) long term 0.00 0.00 -3,593 00 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in imponain information about your statement at the end of this document Your return objective: Current name & capital appreciation Your risk profile: Primary Aggressive Investment eligibikty consideration - None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out Your Fi sandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00027212 CNP7C003305654293NP7003195185 00033 0716 030575004 CONFIDENTIAL 000Oco Paso 3 of 6 EFTA_00137832 EFTA01278569 $UBS Your notes anamoosaus.mommoomeomearnmotnrAnsoccgmy c,,,, . 02,A, • a s CONFIDENTIAL EFT,00B7833 EFTA01278570 *UBS Resource Management Account July 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv..al aSiy Account number. Some prices, income and current mites ShOren may be anorexia-we. AS 8 rest*. gains dad lOsses may riot be accurately reflected. See rmporranr inraralab0n about your sfetensent at the end of Ins documeM fOr more information. Non-traditional Private 'fluty funds, Hedge funds, and Other investments are held in yOd US$ Finarcial SPM<es Inc. (UBS FS) brolerage account. the pennons reported below reflect the recoils of the issuers, and UBS FS does not guarantee the accuracy of the I domeion The vdue shown Is not necessarily the value you utak' receive from the Issuer if you sd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, dthough the level perforrnedrney vary A dosed fund may be subject to noongoing digence A fund that you purchied elsewhere may never nave been subject to UPS FS dligence. although UBS FS may receive a fee from t* funds manageI, which may constitute a mar)rity of the rrtanadernentincentive fee. Please contact your Financial Achnor oath questions 'Est vaue per unit' is an estmate of value supplied by an independent valuation fun and reflects adjustments for factors such as the equidty of the units. Hedge funds PurchaSe Odd Number Aveldr once Hcldng of shafts per shale (1) ATLAS ENHANCED FUND LP A/00630/16 Trade date: Sep 25, 14 Client investment (S) 900,000.00 • Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Edit-netts of vdue suppled by issuers of Certain ;dorms (which are gene taiy 'net asset vaue' estendeS) are shown as ' lower est. vaue per unit'. For Merge equty funds, 'Est. value per unt' is a vaue updated %latterly, based on the Net AsSet value NAV') in the fund as or the dote sped fed busted by ailing exile' calls and subtracting dstnactions 9nce the NAV date The NAY is primarily based on estimated portfolio yams peonckd lay the underlying fund sponsor. These two values may vary became of differences in the way they were estimatedandbecause the • Third party ed. value permit' trial have been prepared come basis d financial irionnaton other than yearend. Reported estimates may not reflect resale, liquidation or repurchase vaue, if any, and may not reflect dst abuttals of oxide' ode the next valuation is reported, generday On an annual orserrtannual basis See Important informatron Ober yourstarrement at the end of this statement. Cost Pace per share basis (1) on PA 29 (S) value on unrealizeddad tmesonent Hddrig Jul 29 (S) On or loss (1) return (S) period 900,000.00 1.000 896,407.00 3,593.00 LT Your total assets vaue on Ju 19 (5) PerCentage d Cost your account bass (S) Estmated Unfeigned annual incur (S) gain or loss (s) Non•traeltional Hedge fu ads 896,407.00 100.00% 900,000.00 .3,593.00 Total 6896,407.00 100.00% 2900,000.00 -63,683.00 SDNY GM 00027214 C HP70009305654195 NP7003‘95185 00003 0716 030579004 CONFIDENTIAL 000000 Pap S of 6 EFTA_00137834 EFTA01278571 *UBS Your notes c.,00pp0$656$O6 an0O0,956,50.06,65.65,.., End ots...........1...S5 CONFIDENTIAL .640%,,m2,21,9. 6 6, 6 EFT,00137835 EFTA01278572 Important information about your statement Financial Services Pc. (the Firm or UBS Fnercial Sena** is a merrber of all principal acuity, ccmrrodty and cobra exchanges. UB5 Financial Sancta and LES Eta* USA re i-died subsidones of UPS AG and affihaes of UBS Smarties U.C. The Fire's benoal statement k available upon repro. The Font exeorire off Ms re a. 1115Finacel Sermes lx. 1200 Harbor Qaulevard Weehawken.. 07086 This statement representsthe clf/officialrecord of you' LBS Financial Services account. Other records, &rept °Nicol tar documents. contanng conflicing data should rot be relied ran II youbare there is an oar a 'melon please report t immediately n minis; to the Branch Manager of the afire serving your account. Altmogii el figure shown re intended to be accurate. statement datatficukl not be ja-td tee purposes Rely soli/ on yerend tax lams, , Form 1099. 5499, 10425. etc ) when prepamg your tax return. The Finn a requiredby law to report to the IRS all taxable &ideals, mortar* nonauble clatiikna and uxtk enterer erred en semen, held nyeu exctra net peceeds on see framaclim-a, aid cos* basis on cotain soared seculars Czeanmiciallans with the Mat • Pleaseremain, sty oral communiations in wring tofurther protect your rifts. inducing your ott55 under the Seanties Investor Protection AO (SPA) • 11 The hoax* institution on the top left of te front of this statement isnot LBS F natal Strokes, LBS Financial &mien carries yeas acccunt as dewing tacker by arra-gement both the rdcated insteren We informal you of the relatonshin when you opened this accost h the cast your tuta and rarities tre located a LOS financial Sereces and rot the eitcdarg broker, and you nut make a report of any ear or omission to beth firma. As described the account agreements, you must no* us of an? errors or Paid hoofing sheds reflected an your statement wrath 30 days Mks It was mailed or made available. All stateniers Malta deemed corrplse and accurate in all other respects if not Okitelltd10 writi-g seethe 60 days • Please deed customer canplaaes or Finn Clem n elm or toll**. id flbg AM to6On P.M FT Monday throng y, or in *Meg to LBS iiir gal Sancti Ix., Cli Relations Dept/tient, 766 Union Coy,. 07097. • In case of errors or panto:co about an electronic lands transfer On BS Vaardebit card transactions, call ce incite to UBS Financial Semis* Inc., harbor B14, 6th Boot Weehawken. 07066, Attn RIAPBOA Strom& Cs cr way a soon en you can, if you tea yam statement or receipt is wrap or if you need more arkemation and a transfer on the statement or recept. The Firm or Card Oaf (as pookable)mast her from you no later than CO days aher the Fan sent yOU the Int statement on which the error or problem awned. - Proide your name ad accost rumba Of any) - Dewar the enorortie wander you revere about, inisplain as <Pak as you can why you believe a is menu or why you need more nodeair - Pria the dole arrant d the suspected error. The Firm or Card Issuer ea hastigate put compait and oral correct my error promptly. For alleged mots imokiing UBS Vetakdebil cad tramad ism if we take mote than 10 bus ens days to do this, we will credit yon accord for the amota youth:ilk is in error, so that you oil lave the use of de money drag tie tine it lakes us to complete our nrestiption. Please mire all cheeks payable to the Fan or the lasincial enter:on bleated on he front ot the statement In addition to regular *con fees, accounts may be gasket to maiienarke Ina changes for late payment kr securities purchases and charges kr unpaid arnasits n cash octants. Accounts that re transferred to other MM.:lens may be subject to a Vander Pe UBS Sweep Options LES offers options kr sweeping cat balances. balances to bat deposits at UBS Bak USA and LES AG Stanford touch (Bak Sweep Proofarrs)), moneymaker mutual herds (Money Funa) and the international Depose Amara (DA)for distances with an Marotional Rearm Management Account. Through the Bait Sweep Programs, cash banes re swept to LES Bank USA we to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at LES Bank USA art.e1 C insured in accord . withC FC ivies. Form information please satwwwidic Deposes at AG Stanford Brach ad shanks of MireurFuxb are rot hated by the WK. Through the DA, mailable t es are swop to depose &cants at UBS AG batch and LBS AG Carman Ranch them deposits arena Mired by to FCC. Baines held at the Les AG Cayman Brandi are temporary reposed to the sovereign ink of the Colman vardc, and there is no guarani** or other othgation of UBS AG to repay to Saxes while ion the LES Cayman's Brach's books. Deposes at LEG Bali USA and each UBS AG Branch are not protected by SIK. Money Fund shwa are protected by SIPC. See 'LES Financial Services Accoont Proiecten' below. Upon your rape*, bale-on in the Bank Sweep Program or DA may be withdrawn and that, of a Money Furd may be lipuidated, ad the proceeds returned to you or your seosties account Frew akematon about available sweep opens, noted-4 cumin interest rates and Pads. 5 available at wmaubscomrstreeppett. from your Froncial Advice or by calling KO-762-1000. UN Financial Senior attain protection The Finn rt e monitor ef the Tee' nut h.,veer OcuturtiNn Corporation (UPC), which protects UOSIOS escorts of its menters up to $919000 (including 12 50,000 kr dabs for cash). The Slit anal protection limns ache to all amosiff that >who* h a partiality canacity. The Fna together rinds certainaffiliates, has also purchased orpiment* protection. The madman amount payabb so al age. rfiarK, CONIClink sada this protection is S500 milion a of December 10, 2015. Subject to the poky ordilons ad limitations, cash a the hem is further protected fo up to PI .9 million n the aggregate kr all your ',Mulls held n a paikula canary. A ful copy of the poky wording is mailable ran request. The SIPC protector and the supplemental protection both do not apply to • Crain fnncial assets controlled by (and actded n your alto value) but hell away from UBS Financial Services certain 6) cash at UBS Bark LEA, 00 cash at AG U.S.banrhes, (4 insurance roans, including waitiale annuitiet, and ein tires of ITUOLUI funds where such sham re registered cramp in the name of the accord holder on the books and records of de *Pica* eraser a transfer agent), • Wain nwsb-nent contracts or inasiment interests limited transships end pewee placements) hat aro col reddened rider he Socurkiee Art of 1933; ad • Commodities contacts foreign exchange and preccus metal conracts). includarg futures contacts amt conmedity open contract. The SIPC protection and the supper/menu' protection*, not apply to these assets nen if they otherwise appear on yob statements. Tye SIX protection aid the sareffarnental protection do not protect again changes tie market vale of rat investments (whether as result of market movement issuer balsruptcy or othenke) More elimination is haat* sccn recuest YOU may obtain more information abut the SIPC Brodant. by creating SIPC at or by suiting the SIPC websee at ma Spec Dividend Reimertment Program (DRIP) the prim reflected is an ameba pee. You may °Pan the actual mice from yar Freer Advisor Only whole shares re purchased under DPP; easel thins will be sold all the cash MI be deposited es your account the cividerd renvestment pace applied by the ester may • ffer liom the make peke al winch the partial shires me sold Caltrialieu Crop whole urns maybe headily:8s acmunt. If you ore entitled toenail/ unit a a result oinks/deed parent or istherwite, e Firm will other sell partial snit * marl* price he or accept an amotre determined by a regigered cleireg agency, aid credit yar accost Imanment objedbee The ilonlnIell objection and risk profile re spec Ilk to each account and may may between yob amours Nese advs. the Firm pronctly in wining of ay sonlicant change in met Ionia situations investment dmectives For eachwant held, you choose one of the foloweg inert-vomit et:pitcher' CONFIDENTIAL • Produce Cunene income: hinkstments seekng the generation ol icon'. eery. • Aches. Cape*, Apdadation. Investments seek rig yowl) of principalrather then the gerersair of imam. • Produce Combaubbn of Mame and Capital Apptedaton. Ivesinents seeking both the germeator of Mame ad gromh of prixtal. Oven° Sc profiles • Cense/vane. Seeks to mantan nilikl pacipal with low risk and kolatiley to the axon carat even tat means the accost does not gnaw sign it care dam'. or returns rd may rot leap pace with inflation. • Moderate Willing to accept some risk to pircOal and tolerate some notary to seek higher returns, • Aggrtmeur Wiling to accept hist, irA to primal and high valet lily to sea highreturns over time. • Mestere Elgadiry Consideration: f Wlia•O, a P:Mon of the portlolis f or that account may axe,* complex granges, leered liquidly 'Andreae voUtiky. Statement theureheldier We may ocescordale all related account ligaments with the sane addess n the tine envelope, tettee they have owners who a10 maintain foal account rebt reships well other dents a the sane address. If you Feeler to resents indnichal natmente mailed in separate envelopes, you may desire hasr,eholdng by calling pat financial Admor Friendly Gamed name the Fierdp acccu-4 name is a custom:a* 'nickname' chosen by you to assist you with your recomffeePeg. has no legal effect CO yOuf account You can change rat hiend9 OCCOLIO names. through 0111OP SerVIOY5 a by contabg your Fronoal ether. Account overview • Value or yon attowittpon(olo. Net of *sets and l iabilities A Mb troLdes awl** cash balances, values for restricted usury tot ), and GlobalTire Deposit, amazed marks to ma-ket, andcertain assets not held by the Firn. Does rot include unpriced sectritielassets at the end el the ;nor and curet statement (roods, or priMe inessentna invested stock options and eerscable stock options • tithildes Includes debit balaxes, astranding margin bans, credit lea short account balances. • Casamoney balances. Total of unimested available cash balances, plus dmoset Saxes at UBS Bank USA, LEES AG LIS Branches ad money makes mutual fund sweep Saxes. at the thus of tie stamen period N:n-catradity free meth Saxes in yes account are rot segegard from other balances and the Wm may IA! Sly of these bads lithe ordnay course of is businne These funds repayable taco your awned. TIM total is included in 5.7 anent pored dosing Vibe Lending inlonnation For detaTed information on the Firm's lending prices and doclostres. refer to you Chem Relationship SDNY_GM_00027216 EFTA_00 I 37836 EFTA01278573 Important information about your statement (tOnfintlell) Agnement or ACCO-al Agreement and the General Tarns ad Conditions LES Statement of Credit fraction boilable in Agreements and Dimbsures at mop obi maltreat lorekrinto met Your assts Your statement iterniees securities and other assets hell it the award at the end of to slatemrs period. You may wk for de1ary d tuft paid startles al erg time. You may receive securities used as loin collateral alter paying any balaxe tie on them. Any securities tensioned to be Firm cistg the statement period ale Ikeda market value as of the end of the stab:rm. period. • Cost 6a...indent's-Sing be cost basis of he securities incbded in this steamer* were indicated wit, the number" l, • WS F nand& Services has relied aninformation obtained from sources other than UBS Financial Senates. including information hart another rim a that sum* have grovided to yes Finaxial Adam The Finn does not Meow-canny verty a gases the accuracy a vaIdly day Sarmatian provided by 30.,)05 other than LESPi-uncial Seniors In wettest although UBSChricial Union greralY Ludates fhb nftrmatirn as it is recessed, the him does not provide art, assuraxes that tie itrmatim seder 'Cost bans° ad *Unrealized god lose is accurate as of the date of fhb statement As such please do not re+, on this nfarnalion to make puchne or sale decisions for tax puposes a otherwise. Accounts turderred to be Fim may reflect sal loss infarnatirn only for to period d tine they ye held at the Fim Morehi:coke] tilcematcn can be aided by sex Fnaxiai Advisor. • Unmanaged gain/Ions WI/en data n awilabk, *singed urreaired guinalown re cittAalod roferilial sea" lots. The transition data for talvilial lots may or my not ref tea commisions, rZ antler security reagent:aim events antler cl and other reinvestment lots ri d systernotk pLeChS4P ban are each combined Iodinate, one awraged lot The 'Truk date' totem presents the aged' transaction trade date. • Callable sooskles Bonds and pefeered stock that to 'any cal, for eat redempion will be selected iromialy by lit firm anong all seaters oC tin issue held how name or an nominee name for or clients. Call lease itanatirn is obtained from third ponies and in accuracy is not garantord. Other call fears may Mat which surd ail act meld comrade inIcemation wise be provided upon request • Certificates of deposit (ODG. CDs are FDIC ensured ',pia 1293,000 in principal and accrued interest per depotte and per depaitory inottixt h accordance Mb FDIC nabs • Priahalue Prices displayed f or secumes and other prods may be higher or lower than the price that )0J would actualy receive in be maker. NS< are obtained from varkus bid party sources whit. we beleve to be relable, but we do not comrade* thee accursy. - We prefab/ use be closing price when avekke Ole mean of the led ad ask prices for limed secuilin and option; or only bid prices for OTC searities. - Less 3Ctivair traded securities may be priced usty a valuate:et model or tie moss recent pct we obtained and may net reflect in actual make price a Sue - Certainpositions may sow vato_t a price aryl will tame as vice was rot avatlable• it we ere unable to obtan a price fora scanty - Deposits a securities denominated eICIJIT0-00 Other *an U.S &m O am reflected at the 'whiny rate as of the natemeM date. - For certain searbes fading in non-conformtg denornnations pine and qua litydace woe) may have been adjusted to facilitate acme Suatim To cbuin current untabre, when availably. contact ybr F a-col Ade rxr • Private iimesonente and 'trammed products. ravage roomer* :sun as (string drat participation program ad real sate investment tut washes) and structred prolds are gineralY highly SUS. Celan strutted retests have not been regotered with the Securities and Exch Commission ce under any slate sinuntileTass. We amide estmated vales for pirate investment searkes and Sutured productsfor Scrmaiirol purposes my. clattery era guaanteed. - These values may differ abstami0y km prices, il any. at which a p-WM imestnerd rat structured product maybe bought or sold and cb rid necessztiy represent the seamyea mayreceive upon liquidator. - Third pity *steams of vale are as el a certain date ad are supplied to UBS leurcid Syriac on a reglar basis by an independent volution firm. - baser. general panne- or sponsor estimated vales. al ay, are suppled to to Fins by the issuer, general partner or apintor and may be calculated bawd an deferent information from tat used by third parties to derive their Minated values. - You can obtain aedilorel nkernation regarding the metccblogy used to determine the estimate ol value and the date of the Hamblinthat is the basis fa the eatimate by contacting your Financial Advisor - Third party 'donned vales may be reflected as 'Not priced in several swain: when an I-dependent valuation lire hos not %Slakeda it unahte to assign a mem Surma become ware that a material event has tamed that may call a premusy repined tote no question, or when a value would be highy *masa* due to tie nature ct the murky. - When neither an Suer, general partner or sponsor Minuted value nor a third-pay Minuted vat* is provided, the glum at the security Mite dinerent Irina itsouches price. - •Datributicen to date' may induck return of capital ncome orboth. - 'Original unit size' represents be rebel offering peeper unit &rimer not reflect your cost best - DIP ad unlisted OUT stasis are rot listed on a national securities exchange. and an generaty liquid and ewn al they can be sold, tie prke received may be ISIS tun the per dare estimated valet provided n the toomt statement, • Reatictad securities. Resisted seasites oneralY am not clammy etgble for public sale. UBS Financial Straits, use, the mass priced the unrestricted stock of the sane issuer as an imputed value for the wasted stack ibroorposes Send statement orgy To the extent tat resigned sectrities are elgbb to sale, the value receieed may be abstanualy less thanthe imbued vein down • Est. (estimated) income. anent yields and rates. M estimate of annual income is based cn current daiderld and interest rates, assuming tie seosites will be held for one yew from statement date or until maturity This Mina*/ *only a gudolne; accuracy aid continued income are not gum-attest - Estimated aresil income and Parent yield fa certain tapes of leashes could mcklle a reties of prink/alor capital yaks in which use the est income (ad oral yell would be owntated. - Estimated anal income and anent yield and be actual Sane and yield mitt be lower°, higher than the estimated amounts. - An *nine* of a-rubbed income (dividend enact interest) divided by the current market valsiaverage balance is based on the Last diklend or merest payment mode by tie issuer and amines he sensitised's**, will be hell for one year from the nehmen( date or until maturity. Accuracy and continued yell am not guaranieed • Assets not held by tl€S Financial Services Cenah oases ere rot hell by the pint arena wenn the Ferns posse-15m or control. These meta ere &pawed on your statement for informational purposes only. Positions and values presented am provided by to issuing firm. UBS Financial Services not reucroble for the information and don not guarantee es mangy. Mese assets are not protected by SHC or the Cirri's supplemental9PC commie. • Revenue sharing and additional compunratics — In addition to commissions on sits and I.1b.1 lees received n correctionwith be distribution et mutual &Ss to ow dents we meta our ARM rec*i`g revenue shying Payments Iran diOnbutors ad a advisas of thenatal funds that we sell. Mese arnants are based on two &fermi corrporents (a the amount of sale, by UBS of a Palicula mutual fund family to our clients: and 01) the asset value of a particular mutual fund Panty's shares held a to Iran — We and as Albite ate receive networking and combs processing fees is consideration for trader agent 14200e1 tit we provide to the mutual's* These feesgmxaly are pad from investor asses n the maul lured and are a Crud dais amount based on the number of accounts at the broker dealer holing mutual funds at that fund fa-nily CONFIDENTIAL — h edition to cornmissists received n connection with the sale or Mtnbution of may contracts and int investment but unit, bow clients. we alder our aChliae receree revenue Mating ampertsatim from many of the ensuese companies animating the amity contracts, aft/Jams ct be Murata ccerpsies or yawners of beast investment tuts we disttote. - Our aft/Bales abo remit, trading commosions ad tote conigensancri from maul funds and Maas companies whose products we &name. - We receive an anal he from UBS Bat USA trot LES AG Stanford Ranch of to to 425 per moue sweeping to the barks under the UBS Bank Sweep Programs. Activity IdoessUnregareingtommksOns and otter chases tared in connectim with be execute:not trades, beading option transactions has Leen incbad on tontMai:es pretusy quashed to you. ri d cull be prodded to rnuprorrptly an repast Short selling H you are ergaged in short selling a security, you may ila-r a charge dm to entrain tomowig costs for that partkulst security. Open others Revelling open or • gni-till-canceled' odes bat were not executed by the Stlittniett date, open buy and sea slop orders are waxed by the amount of dinderds or rig-its cn an ex-dividertb er rwntrls date unless tanxted crnenvise by yoa. You are responsbk for orders that are executed Os to your baure to cancel east ig open orders. hives To obtain a copy d as current Client PrivacyNage. pleat contact you F nanual Achisa or von our *finite at wsw rnm/egivnmirev UEG Firmed Se-Mes e not a ba-k The AMA, Business Services Account BSA and IRMA are take-age accounts which provide axes so banking services and acacias *Kt* annrilerilt with af I Rated baths ad other Ito:urry banks, ad provides Mtn to roisa-ce and arrnumY addicts hand by unaHiliatedthid-pany emirate companies through teura-ce agency subsidiaries of UBS Financial Semites Inc. Imestnent, Murata ad array products, Not FDIC Mitred • No bank guaantew May bse value RUA. Resource Management Ave.,. r, Business Services Account BSA. IRMA and intonational Resource Management Accost am registered service maks of UBS Fnancii Services Inc Visa Signal* is a rot9ditettdtellite mask of Visa Memel Mat LGS visa Signature cede cads and IBS Visa debt cards are Sued by UBS Bart LSA with Perrresson torn Visa USA incorporated. UM Financial Semis, Inc. Rev. 201604 SONY_GM_00027217 EFTA 00137837 EFTA01278574 UBS ties Falancial Services Private Wealth Management 299 Park Avenue 10171.0002 CW70056338610016 El 0 Account name: GHISLANE MAXWELL Friendly account name: lndiv: Balyasny Account number: SS Your Financial Advisor: SCOTT STACKMAN/ LYLE CASRIEL Phone Resource Management Account August 2016 HIS Inl MAXWELL Questions about your statement? Cat your Emarcia AdtJtor Of tl e Value of your account RMA Resourcebne at 800-RMA-1000 account - on July 29 (S) on August 31 (5) Your assets 896,407.00 902,540.00 Visit our websIte: www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $896,407.00 $902,540.00 Tracking the value of your account S Thousands Dec 2015 Jul 2016 Dec 2014 Aug 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 S922.621.00 Your mestmmt return Change In market value -120,081.09 Value of your wont on Aug 31, 2016 $902540.00 SDNY GM 00027218 PA•mkr SIPC CuPPDXE00562.3051 oP1000197t9e 00003 0316 030575004 CONFIDENTIAL 000000 Page 1 6 EFTA 001378;8 EFTA01278575 SUBS Resource Management Account August 2016 Your account balance sheet Summary of your assets Value on August 31 (14 Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 902,540.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $902,540.00 5902,540.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Indiv.tialasi Account number. Your current asset allocation Eye on the markets Index Percentage Change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Yourignancial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% CNP70003005633052 NP7000197198 00009 OBI 6 030575004 CONFIDENTIAL ONitlillY_GM_00027ABO 2 of 6 EFTA_00137839 EFTA01278576 UBS Resource Management Account August 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indiasiy Account number: August 20I6(3) Year to date (Si Opening account value $896,407.00 $922,621.00 Change in Wal ket value 6,133.00 -20,081.00 Closing account value $902,540.00 $902,540.00 Summary of gains and losses vSues 'toned below exclude products lot which garb am:Posses are not ()Ossified Realized gains and losses Unrealized August 2016 (4) Year TO date 11) gains and losses (S) Long term aoo omo 2.540 oo Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancral Advisor or Branch Manager. You can find a full description of the altemabve investment objectives in important mfonnation about your statement at the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration • None selected Your account instructions • You account cost bass default closing method is FIFO, First in, First Out Your Pi medal Advisor: SCOTT STACKMANLYLE CASRIEL SDNY GM 00027220 CHP7C008305803863 N77080197198 60:03 0816 0305790O1 CONFIDENTIAL cococo Page 3 of 6 EFTA_00 I 37840 EFTA01278577 *UBS Yournotes CONFIDENTIAL EFT,001312.41 EFTA01278578 *UBS Resource Management Account C IC Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv Bdlyalny Account number. acme prices, income and current waves Shown may be Epproximene. AS a int*. gains at lOsses may nal be accurately reflected. Set rhiponant intosenabOn about your statement a the end of finis dxurneM for mote infonwon. Non-traditional Private eqUty funds, Hedge funds, WO Other investments are held in your LISS Finarcial 5ervlas Inc. CUBS FS) brokerage account. the poutions reported below reflect the wogs of the issuers, and UBS FS dies rot 9Jatantee the LK( wacy of theIdamnation The vaue shown is not necessarily the value you would receive From the issuer if you sd the assets. Funds acutely sdd by UBSFS ate subject to ongoing due dagince, athcucii the level performed may vary A dosed fund may be subject to no °Noon dligence A fund that you pu fl ied elsewhere may never have been sated to UBS FS dllgence, although 885 FS may receive a fee from l he funds manager, which may constitute a maonty of the rnanagementrincentive lee. %ease contact your Analcia Achnor with questions • Est vaue per unit' is an estimate of value supplied by an independent valualion arm and reflects adjustments for factors such as the iquidty of the units. Hedge funds Hddng ATLAS ENHANCED FUND LP A1007/31/16 Trade date: Sep 25, 14 PurchellePiKer Number Average once of shafts pet share CS) Client nvestrnent (S) 900,000.00 • Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL Estimates of vane Staled by issuers 01 Certain Pagans (which are generally 'net asset vaue' enir49frg are shown as 'Issuer est. value per unit'. Fa Piride equty f unds, 'Est. value per unit • is a vaue updated quarterly, based on the Net ASH< value NAV') in the fund to of the date spedfed. a:tunedby add ng cadtal calls end subtracting dst ',bunions since the NAV date The NAV is primarily based on estimated portfolio varies mended by the underlying fund sponsor These Iwo values may vary because of differences In the way they were estimated and because the • Third party en. value per unit' may have been prepared come bases ot financiatrionnationothet than named Peporled estimates may not reflect resale, liquidation or repo 'chat vaue, a any, and may rot reflect dst Saultcos of capital until the next valuati at if reported, generay on an annual Or Seni.annua basis See knporunr inlosmazion attour your statement at the end of the statement. Cost Price per share basis(1) on Aug 31 CS) value on Unrealized(tar) imminent Holdeg Aug 31 (1) censor lOSS (1) return (1) period 900,000 00 1.000 902,540.00 2,540.00 Your total assets Value on Aug 31 (1) Percentages Cost your &Mini baps (11 Estimated Umeaded annual income (Si gain of loss (SS Noa.traeltional Hedge toads 902,540.00 100.00% 900,000.00 2,540.00 Total $902,540.00 100.00% $900,000.00 $2,540.00 SDNY GM 00027222 ChIP7000300563386SNP7003197I98 00033 0816 030575001 CONFIDENTIAL 0®000 Pap 5 of 6 EFTA_00137842 EFTA01278579 *UBS Your notes .4aPiycmonong... End of S5 CONFIDENTIAL EFT,00137843 EFTA01278580 important information about your statement U3S Frontlet Services Pc. (the Firm or OBS Finercial Steckel), is a merrber of all principal acuity, ccmrrodiy and options exchaves. UBS Financial Seniors and LES Balk USA re ndiers subsilones of UPS AG and aft ihans of LBS Sautes U.C. The Firs lineal statement a available upon recites. the Font exeo.nia offices are a. U3SFina-kel Simms Inc. 1200 Harbor Oaulevard Weehawken, 07086 This statement representsthe only off rat record of you' U3S Financial Sakes account. Other recast, skeet official tack doosnents contanng condemn daa should rot be relied Loan II you belie* there is an or a omission please report it immediately n writing to the Brand, Manager of the office wring your account. Alltorp al tiger sown we Mended to be accurate, statement data tkuld not bias for to purposes Rely scleM on yerend tax fowls. , Form 1099. 5498. 10425, etc ) when prepanng your teat return. The Fim required by law to report to to IRS all twable dnidends„ mporttkie norktauble anima and treble interest erred en saciaities held rimy acark nee petters on see tranactions, rd ant baron certain covered secures Cammurrleallans we the Mum • Pleaurrecordinn sty oral cornmerrations in *ring f urther protect your richt, . inducingMr rktot latr the Seorties Investor ProtectionAd (SPA) • If the financial intiwtion cn the top leit of the front of this statement snot LES f meta Strikes, LES Faancial &mires carries your arrant as dewing tacker by arra-gement with the rokated insteution We in you of this relatonshio hulks you opened this accost h the case. your bit aid stories re located a LOS financial Services and rot tie aitcdrag broker, ad you nut make arepat of any err or omission to beth firma. As described tie account agreements, you must 50* IA Of ay errors or Laud aiming reds reflected on your statement over 30 clays after t was mailed or made available. All ftlernenk shell be deemed complete and accurate n all other respects if not traded so in serstag "Atha 60 days • Please deed customer complains or Finis Clem s eta a <rho, al . SW& M to CO P.M ET Monday theme a, or in twii-g to LES /r ay Services ex., Cli Relations Depriment, 766 Union Coy,. 07037. • In case of errors or pastors:about an electronic firth transfer OFI), BS Vodedebit cord transactions, call or mite to UBS Financial Sernpas Inc., eta IM, 6th floor, Weehawken. 070E6, Mr f MAISSA Sermes. Coact write a soon as year can, if you thin you statement or receipt is mono or if you need more rdormation ixut a transfer on the gaernent or receja The Firm or Card Oaf (as applicable)must her from you no later than CO days after tie Elm sent yOu the tell statement on which the errofor pobsom *pared. - Proide your rume rd nvort nimber (if am) - Dew& tie eine Of the Wander you revere about, and splain as <Pa* as yeJ can why you believe * is amen cr why you need more apicematkey - Frondethe dolor arrant C the suspected error. The Firm or Card Issuer vii hoestigete put comcdatt and will correct any error prompts. For alleged non inekring UBS Via h debit cad Ira-nadir% if we take more than 10 busarsdays to &dist we will credit you accord for the EMOL•It ycuthink is in error, to trot )acs call have the use of tie money ding the tine it lakes us to complete our mestgation. Please mire all checks papule to the Fern or tie finnwl insikair rotated on he front of the statement In addition to regular acorn fees, accounts may be neopot to mantenerce tee., charges for tote parent kr securities purchases and charges for unpaid arrant, n cash octants. Accour that at transferred to other instimlirs may be subject to a trawler fee. UBS Sweep Opeions LES often options for sweepng cash bine% balances to bat deposits at UBS Brk USA and LES AG Manfred batch (Bat Sneed Progarr4 money make mutual hats (Money Finds) aid the intensional Depose Accant (DAdor customers with MI Interotionel Rescue? Management Account. Trough the Bair Sweep Programs, cash balms an swept to LES Bank USA kp to an established lent ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA sr inured in accorda-ce withFCC mules. Form ormatirn please hetwwwfdic Deposes at AG Stanford Brach ad shares of Money Funds are rot hired by the WC. Through the DA, reoilablet es are some to depose roans at UBS AG Eratxh and LES AG Caimen Branch thew deposits are not inured by tot FCC. Bale-ms held at tie UM AG Cayman Brandi are tempi:try reposed to the sovereign ink of the Cayman Wank, and there is no curare** or other oblostion of UBS AG to repay the berms while on the LES Cayman's Brach's books. Depose, at LES Bark USA and each UPS AG Branch ale not protected by SIK. Money Fund shaves are protected by SIPC. See *LES Financial Services Accent Protection' below. llp:n your request, balances in the Bank Sweep Program or OA may be withdrawre and shams of a Money Furd may be liquidated, and the proceeds returned to you or your stare es acaue. Fate tdormelon about available sweep warm ncladrg cumin interest rates and WICK &tradable at wrviabscorrisweepkekb, from your Fnaxial Admix a by calling KO-762-1000. UN Financial Services attain protection The Firm rt a rro.-ri-ordf the <eel ran< I--ento• Protartrn Corporation (SIPC), chili protects le0-rlieS accantsol its merrters up to $504000 (including 5.2 S0,0(3 kr dams for cash). The Slit met protection limits ear to all accord that you head'n a partictia- cmocity. The Pim, together with certainaffiliates, has also purchased ticapkilentaprOteCtiOn. The Madman anoint payable to et *beide dints, CONKlink under this afoot-ion is ZOO mann r of December 10, 2015. Stag to the poky mrditons ad limitation, rash a the firm isfurther protected for up to $1.9 million n the aggregate for all your accounts held n a paliculm capacity. A hi copy of the poky wording is wailsble pun request. The UPC protector and the supplemental rcolectori both do not apply to • Cron financial assets controlled by (and inclicted n your alto value) but held away from UBS Financial Services , certainty cash at UK Bark LEA, lid cash at AG U.S.Wanatnes, (4 anurance recolias, including variable enmities, and (in therm of initual funds where such shoes re reentered &tab, is the name of to accoun holier on tie books and records of in applica* bar a transfer agent), • Wain nwstrnent contracts or ineesinent interests limited partnerships and pirate placements) that am rot tee's-toned under the Securities Act of 1983; ad • Commodities contacts foreign etrhana and moo°, metal contracts). includag futures contracts aid commodity option contracts The SIPC protection and fill supplemental protedir do not apply to these assets event they otherwise appear on you statements. The SIPC protection aid the suPPlemental protection d, not protect averse changes n the market vela of sir imestments (whether as result of market movement, truer baltruptcy or °Mervin.) More elimination e watabre tyro mount. YOu May °Nan more information tcul the SIPC Brochre by orienting SIPC at of by Ming the Sit swbsee at mew Saes Dividend Reiwestment Pregran (COP) The srne reflected b an average saw. You may °Man the Kemal price banns FrurciA Adviecr . Only *hot shares re purchased under DRIP; panel roes wit be soli ad the cash wit be deposited at your account. The civickrd reinvestment price applied by the aster my War from the market price al which the partial shuts av sold Castein-lieu any whole urns may be held n year acceua. t you ere entitled to a prat knit a s result of a canderd payment or a -swim the Firm mil either sell panel res at market price or accept an amoint determined by a regidered cletrig agency, aid credit you' accord. Investment objectives The investment objectives and risk profile am spec lk to each account and ma/ maybetween you accounts phase advise the Firm purplyin coming of ay scnticant change in you Ina-wise situation or investment &roves For eachwort hek you moose ore of the folbsin inwpstrnint cbectives CONFIDENTIAL • Wooten Cunene income: hvestments seekng the generation of income ontr. • Achim. C•padAppnainion. inwornents seeing Torah of ordealrather than the generation of 'ane. • Produce Cora bauten of desane and Capita Apprecraten. leresinents seekag both tee generator of Mame ad growth of priscpal. Overall rids profiles • Consenratna Seeks to manuin Oita pixipa, wits low risk and volatility to the acorn meant men if the means the accost does not generate sign it kart 'mane or return, all fruit rot keep pre with inflation. • Moderate. Willing to accept some ride to pircjoal and tolerate some totality to seek hgher returns. • Aggresses: wiling to accept hilt rids to pnrcpi and high volat lily to seat high returns the time. • Per ednenc Eli** Conadration:f alerted, a paten of the portfoliofor that account may Maxie complex granges, larked liquidity and rater voUtiky. Statement •heesetteldief We may <cambia* a related amount gatpments with to sane addess it the same envetoe,. tettee trey have owners who a10 maintain foal account ram °mhos welt other clients a the same address if you reefer to recent mclnedual statmunts mailed in separate envelopes you may decke hntneholdng by calling your financial Achnor Friendly anent name The Finn* arrant name is a 0.151crna*le 'mamma' chosen by you to assist you with your recordieePag has no legal effect on yOur account You can change your inend9 aCCOUll names. through Orikle Service, a by contact rg your Financial Adror. Account overview • Vakie of your accointkonYoko. Net of assets and • Ana thol.des amid* cash balances, values Icr restrkted saucy ten ), and Global Time Deposits, inazed mats to ma-ket, andoxtail assets not held tee Fin. Does rot include unprked secLritiMassets at tie end a the poor and carent statement genods, or ante inesments. invested stock options and *forceable stock options • ulaikes Inducts debit balances. aitgarding margin dens credit lire, short account balances. • Cadtheoney balances. Total of tminaested avalable cash balances, plus depose telexes at UBS Bank USA LES AG US Branches ad money market rmAtial fund sweep balms at the Ono of tie statement period Non-ccewredity free creak balances in you' account are not secaugaed from other balances and tie Fins my use ay of these 'Lads in the Ordinary course of As barn, These funds repayable wen your downed. This total is minded in to arrant period dosing vale Lenclig attenuation Foe craned prif emotion on the Firm's ',Sees perces and &terve% refer to jar Client Rebtionrp SDNY_GM_00027224 EFTA_00137844 EFTA01278581 Important information about your statement (0011thiUtd) Agnement or ACCO-rt Agreement rd the General Tams ad Conditions U3S Statement of Credit Practices voidable in Statement and OS:lures at jar rent ven innirtrkyo Year assets Your stamens itemizes mains and other assets hell h. the accost at the end of to daemon period. You may ark ion:invert d itifit pad seosiies al anytime. You may recoise securities sed as Man collateral after paying any balaxe dm cn them. Any securities transhend to tie Firm cfsrg the ttalmmt period me listed at market value as of the end of the stational period. • Cast basie h deterrining the cost basis of he securities inctded in this statement Were indicated wih the number "I, • WS F mince& Services has relied oninformation obtained from sources other than UeS Frontal Rendes, including Hamadan from another rim et that soma/ taVegrovided to you Finaxial Adam The Finn does not irdeperantly verty a imairantee the war icy a vaidity d cry Sarmatian Provided by tomes other the LES Pi-uncial Simian, h xkltizn although UESFnrical Seniors geuralt Li:dates ens nIcrmatizn as it is received, the Finn does not provide any assurirces that the norm:don seder 'Cott bats^and^UnrwMedgarloss is accurate as of the date of this statement. As such please dons red on this nictitation to make peschne or sale decisions fa tax puposes a otherwise. Accounts trarderred to to Fire may reflect gal loss hfamatiri only for to period ra tine they ye held ate Fim More hisorical hicrmatcn <abbe ached by you' Froxial Advisor. • Unrealised garaffosies Yellen dies t available, emanated trroalized suindloun aro actialod Ice SAW& sec" lots. The transaction data for havizlial lots may or my not reflect ccmmistcns, rZ nits security feats-Wenn events nits d and other reinvestment lots ad systernatk puchaste lots are each combined todice:4v on awraged lot The "Trade date' colann presents the tight transaction trade dale. • Callable securities Bonds and pretend stock that the issuer cats for eery rodenplim will be selected 'Malt* by lot hm amy-cp all senraleS of that issue held ik our name a n nomnee nine fa as clans. Call Cease nicrinatiak is obtaned from third patties and its accuracy is not guaranteed. Other call fealties may omt which mid Mod hold canane iikernatio Will be monied upon request • Certificates of deposit (ON). CDs are FDIC aired Li, to $230,000 h principal and accrued intend per depositor rd per depository inansixt h accordance wig" FDIC nales • Price/value. Prices displayed f or soothes and crier fascists may be higher or lower than the price that you would actually receive in the make FSes me obtained from vakus ihrd party sources 'Alt we teems to be reliable, but we do not gannet ther accuracy. - We tern* we tucking price when snit* a the mean of the bid rd ast prices for listed secuitin and optics a orW bit price, for OTC searties. - Less ached traded securities may be priced nag a valuation nodal or the moss recent price we dinned ad may not rifled en actual mates price a via - Certain positions may upper nth:ulnae arid will tow as 'pike was nol avatlable• it we we enable to obtain a price fora wady. - Deposils a securities denominated ilCUITITC41 otter thin U.S &Ras art reflected at the 'tripe rate as of the statement date. - fcr certain works fading n non-conformrig denornstrons, nice and qua tity(face value) may have been adjusted to facilitate paper %/Muslim To &urn &mem inotand. when availabit, contact ybr trai-ctal Ade r,Cr • Private investment and structured protium. royale rionlmere war (nc Laing cared participation program rd real estate investment haft washed and struclued proixts are general highly NSW. Celan anstised praises hate not been registered with the Securities and Dd. Commission or under aey state seventies:t o. We par de estimated Yam for private investment searites ird structured products for incematiral purposes cny. Atarary 6n0e gummed. - These vsbas may differ Satanist/ from print il any. at whkh a pr aide inestrerrl my structured product maybe bought or sold and ob rot necesscriktrxreserd the vat* you nay receive spat lictidatert - fl ied paw theme's of vain are as ascertain date rd an supplied to UK Finarcia Srvkes on a regaar basis by an independen valision firm. - Ists general Danner or sponxr estimated vales. ary, are moulted to the Fern by the issuer, genwal partner or spasor and may be cakulated bawd on deferent information torn tat used by third parties to derive their 'dinned values. - You can obtain addiroral normatton regarded the metccblogy used to determine the estimate of value and the dale of the in:immixthat is the basis kr the esimate by contactig your Fivnrial Advisor - Third party 'sanded vales may be reelected as 'Not priced' hutment works Men an 1-dependent valuation lire has not ssppeda it solve to emir a vela. Sur. we become ware that a matenal mot has °coxed that may call a minus), repo-kd vale So question, or when a yak* would be high *Was due to tie nature ce the security. - When neither a Muer, general partner or SpOnSOr estimated value nor a thed-paly estimated take is prondect, the tale of the moseyad bedifferent boon its dachas price. - • Daributioris to date' me/include ratan of capital, ncome orboth. - 'Original unit size' represents the hkial offering priceper unit aid may not reflect cos Gott bait - DIP ad alined REST wont ate rot listed on a national securities exchange and are generally liquid and ewe) I they can be sold to ark. received may be ea than the per shore estirnstai vale provided n the mord statement, . Restricted securities. Resisted 'eosins generaly at not :aunty noble kr public sale. UBSFinakcal Service, uses the mthel priced the unrestricted dolt of the sane issuer as an inputed value for the restricted stock toroursoses °IMO statement any To the extent tut resticled sesities are elgbk la sale, the value recei.ed may be tbstanualy less thin the inosed vakie tom • Est (estimated) income. anent yields and rates. M estimate of amual income is based ai curets dnidend ad interest rates, assisting tie swains will be held for ate war from statement dente or ult. maturity This intimate bonny a gudelne; accuracy ad continued income are not auwanted - Estimated anal hcane and cutest yield for certain types of washes could rick& a retort of unwiseor capital gen in which wee the est income (a-dean-4 yield would be mentated. - Estimated anal income and aslant yield and the acct Sane and yieLl mizfi be lower or higher than the estimated anounte. - An *nine* of arrualeed income (dadend mace interest) divided by the current market valeciaverage balance is based cn the LS do lend or interest psrinent mode by to issuer and amines he sectsindepases will be held for one year from en statement date oe until motet Accuracy ail continued yell an not garameed • Assets not held by tl€S Financial Services Cenah assts se rot held by the F im ad not wen the Fans posse-Mtn or canna These assets se &Owed on yar stamen for informational purposes only Positions and values presented au prowled by to issuing fem. UBS &uncial &rides 6 not ref:a-obit foe this information and don not guarantee in accuracy. Thee assets ate rot punned by SRC or tre Ferris sudriandtal °were • Rends slung and additional oompuetsatiss — In addition to commissions on saes and 12b.1 lees received n conotscenrith fe destributia rrulual prick to our dents we ri der our Akan receive revenues haring Payments Iron dianbutors ardor advisas of the maul funds that we sell. Thew amines are based on two cMermi corrporents (a the email of Ian by UBS of a Palicutr mutual fund I amiG to our clients: and 0i) the asset value of apricot" mutual fund famikes shares held a tie Ian — We and as alliste ako receive netwaicing and conba procening fees in cornderation for trader agent SOYCE111-0 we prank to the rrutuf list These fees generally are pad from investor assets n the revalue I lured and me a freed dolls amount based an the Inaba of accounts at the broker-dealer Poking mutual bra of that fund I a-nily CONFIDENTIAL — h addaion to cornmissists received n connection with the sale or &vibration al arrvey contracts and we investment hat tests lows clients, no nits our affiliate roes revenue sharp compendia', Itornmaty of the insane companies under werg the amity canteens, aft flaws of the Swann carewrin or warners of bets irriesemmt tests we distizute. - Our affiliates abo receive trading commssions ad Ss compensator, two trawl fuck and Maas companies whose products we derbute. - We receive an anal fee from UBS Bat USA and LES AG Stanford Rands Of ty to 425 per accord sweeping to the barks underlie UBS Bank Sweep Program. Adivity Vic emanzn regardng conmksios and otter charges rand in connedizn with tie exeunt:not trades, riclAng option transactions has been indad on coalman:re prevousyfumished to you, ri d all be proWled to ruproaptly on repast. Short selling you are engaged in short selag a seventy, you may has a charge der to certain boxing costs foe that particular sectriy. Open orders Regrading open or • g:cchtilkancelledi ads that were not executed by the statement date, open buy and sea slop orders are rednd by the mount of cinder& or rightsen an ex-dividerds a earrfres date unless inflated ahenvise bypa. You are responsbk for aden that are executed da to yOtir Inure to cancel wising open ado,. Mew To obtain a copy of as current Client PrimacyNan. please antact you FnardialAchisix or vs our ivettsite at wsw ervereivne.,4-v UEG Finavid Sakes is not a bark The WA Business Services Account 854 and IRMA ye brokerage accounts which provide access so banking services and ;roosts Its,x41analgernerdt with d1Aaed lurks and other Ihniparty banks. ri d provided Mtn to Sarsa-ce and 4rovot itrodich Cord by unaHiliated this:I-party notate arnpanes through raura-ce agency subsdiaries ol UBS Financial Services Inc inestrwrit Surace. rd a-nit/an:ducts Not FOIC instated • No bank guanine. May lose value RUA. Resource Management tor,. nt Business Services Account BSA, IRMA and intonational Resource Management Accord we registered service malts of Fnaxii Senses It Visa Signalize d a registered Orrin mask of Vida I'd•fnal brut CBS Visa Signets cede cards and IBS Visa debt cads err issued by UBS gar* USA wit peemssion from Visa U SA Incorporated. URnline Sereices Ina Po 201604 SDNY_G M_0002 7225 EFTA_00137845 EFTA01278582 c; It UBS 065 Fnencial Services Inc Private Wealth Management 299 Park Avenue NHS 10171.0002 ceirn7054547890916x13. 0 Account name: GHISLANE MAXWELL Friendly account name: Indiv: Balyasny Account number SS Your Nnamial Advisor. SCOTT STACKMANLYLE CASRIEL Phone: Resource Management Account September 2016 HIS IN MAXWELL Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA aesourcetine at 800-a mA- 1000, account - on August 31 (S) on September 30(4) Your assets 902,540.00 923,200.00 Vlsitour website: www.ubsconYfinancialservices Your liabilities aoo o.00 Value of your account 5902,540.00 $923,200.00 Tracking the value of your account S the Lr,anCS .000000.0............law 34)E 4325 Dec 2014 0tC 2015 Aug 2016 Sep 2016 Sources of your account growth during 2016 Vzdue of your account at year end 2015 $922,621.00 Ywr InvOtnillit return Charge in market vane Value of your account on Sep 30. 2016 $579.00 6923200.00 SDNY GM 00027226 Member SIPC 0070009306454789NPI000305144 C0000 0916 030675001.25339550101000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37846 EFTA01278583 SUBS Resource Management Account September 201r, Your account balance sheet Summary of your assets Value on September 30 a) Percentage of your XCOUat A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% I Non-traditional 923,200.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $923,200.00 5923,200.00 100.00% Account name: C.C.PNIE MA.V.ELL Friendly account name:Indiv.siy Account number: Your current asset allocation Eye on the markets Index Percentage change September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Your Finandal Advisor 7 STACK MANLYLE CATIEL Interest rates on September 30, 2016 3-month Treasury bills: 0 One-month LIBOR: 0.53% CNP70003006454790NP7003X6I 44 MOM 0316 030575004 CONFIDENTIAL 1°021Y_GM_000272ftge 2 of 6 EFTA_00137847 EFTA01278584 SUBS Resource Management Account September 2016 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account name: lock/Sal asiy Account number. September 20'6 (S Year to date (I) Opening account value 3902,540.00 $922,621.00 Change in market value 20,660.00 579.00 Closing account value 3923,200.00 3323,200.00 Summary of gains and losses Yaues reported below exclude products for which 951r6 andlosses are not classified. Realized gains and losses Unrealized September 2016 (9) Year TO date (S) gains and losses (5) Long term aoo 0.00 23,200 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in /Noonan( information about your statement al the end of this document Your return objective: Current income & capital appreciation Your ask profile: Primary. Aggress-we Investment eligibility consideration - None selected Your account instructions • You account cost bass default closing method is RFC), First in, First Out. Your Financial Advisor: SCOTT STACK MANNYLE CASRiEL SDNY GM 00027228 OW70:O2006454791 NP7003305I 44 00030 0916 030579004 CONFIDENTIAL 101000 Pegs 3 of 6 EFTA_00137848 EFTA01278585 *UBS Yournotes c.......2,...........e.... CONFIDENTIAL EFTA,B72.49 EFTA01278586 *UBS Resource Management Account September 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv Oalyasny Account number. Some pnces, income and current vaues noun may be Epproximene. AS a rest*. gains at tOsses may nol be accurately elected. See tmporton Mlosenabon about your statement a the end of this dxumem for more Information. Non-traditional estate eduty funds, Hedge funds, and Other investments are held in your U85 Finarcial SeidOS mc. (./BS FS) brokerage account. the potions reported below reflect the leo:adsor the issuers, and UBS FS does rot garantee the ac c wacy of the iriormaton The 'taut shown Is not necessarily the value you would receive from the issuer if you sd the assets. Funds acutely sdd by UBSFS are subject to ongoing due digence, dthough the level performedmay vary A closed fund may be subject tonoongoing digence A fund that you purchased elsewhere may never have been subject to ties FS dlige me. although 08515 may receive a fee from l he funds manager, which may constitute a maculty of Ire rnanagernenei ncentl* fee. Flea% contact your financial Achnor with questions • EA value per unit' is an estimate of value supplied by an independent valuation fern and reflects adiustrrents for factors such as the equidty of the units. Hedge funds Hcidng ATLAS ENHANCED FUND LP P1001531/16 Trade date: Sep 25, 14 Porch/Ile DIA& Nureber Meier once of shares per share (S) Client investment (5) 900,000.00 • Your II nandal Advisor: SCOTT STACKMANLYLE CASNEL Estimates of value supplied by ISSUerS of (Wan Program (which are generale 'net asset yaw' estunateS) are mown as 'Issuer est. ate pen For Pireale equty f unds, 'Est. value per unt • is a value updated quarterly, based on the Net Asset Value NAV') in the fund m of the date sped fed &lusted by ading capital calls and subtrextirg Oil nbutions give the NAY date The NAY is primarily based on estimated portfolioI/dues pecnided by the undertying fund sponsor These Iwo values may vary because of differences in the way they were estimated and because the • Third party est. value pen unit' may nave been prepared on the basis oic MINOS irionnaton other than yeaoend Repelled estimates may not teeter resale, liquidation or repurchase vane, if any, and may rot reflect dstebutions of caoaal untl the next valuation is mbroned. lX nth* on an annual Or Sentannual baLs Set anpaaant info/maw atour your statement at the end of this statement. Cost Price per share basis (1) on Sep 30 (5) value on UnrealizedOM investment Holdng Sep 30 (5) ()aloof loss (5) return (5) period 900,000.00 1.000 923,200.00 23,200.00 LT Your total asset vane on Sep 30(5) Percentages Cost your account basis (S) Estimated Unreatied annual more ot loss (5) Non.trarstionel Hedge funds 923200.00 100.00% 900,000.00 23200.00 Total 8923,200.00 100.00% 2900,000.00 823,200.00 SDNY GM 00027230 C HP70003006434 793 NV7003305144 00003 0916 030579001 CONFIDENTIAL 10t000 Iran S of 6 EFTA_00137850 EFTA01278587 $UBS Your notes CONFIDENTIAL EITA,B7851 EFTA01278588 Important information about your statement U3S Financial Services Pc, (the Firm or UBS Fins-cid Sevin), is a masher of all principal security, comrroaty and option; exchanges. UPS Financial Seniors and LES Bank USA re i-diea subsilanes of UPS AG and affihaes of U3S Sautes LLC. The Fim's I refloat statement C available upon regast The Font exeosie cakes are a. LOS Finrical Serrces 1200 Harbor 'aved Weehawken, 07086 This statement representsthe onty off icial record of yar LOS Financial Sakes account. Other recess, beep( official tat doosnents, contanng conflicting data should rot be relied Loan II youbedew there is an goer or omistion please report it immediately n writhe; to the Brand, Manager of the office serving your account. Allhoup a firsts shown re Wended to be accurate. statement datarcukf not be ja-td for tat purposes Rely sobbi on yeawnd tax forms.•, Form 1099. WO 10425. etc ) when Drepamg your lax return. The Finn required by law to mon to the IRS all taxable diaderds, reportabb rantaubk del:kind and =able interest erred en satiation held riper exarrt net pitted, on see framadkra, rd cod basin:no:stain covered Settles. Caramutioallanswith the Man • Pleawriesorf inn sty oral cornmarstions in wring tofurther protect your riShts. inducing you rktitS ender the Searles Investor Proteobon AO (SCAT • a the financol institution cn the top left of toe trent of this stamen isnot U36 Ennui Sevkes LES Fiuncial Smith carries yea accaant as clearing tacker by arra-gement bet the rdcated insieution We in you of the relationshio when MS opened this accost h the cast your bra and washes tee located a LOS financial Sends and rot the nactlxig broker, ad you mat make aspect of any error or omission to bode firma As described the account agreements, nOU must natty US Of a errors or hod iwoking checks reflected al your statement *thin 30 clays after t was mailed or made available. All statemeres shall be deemed corrplse and accurate in all other respects if not 'Shaded so in vintrg wthin 60 days • Please divot customer =notaries or Finis Clem i ent at tollfree .9:03A.M to 609 P.M FT Monday throat) y, or in min ng to LES /r ipe' Services Ix., Cli Relations Department, 766 Union Coy,. 07097. • In case of errors or cpntcro about an electronic fads frantic (W1), BS Veandebit card transactions, call cwt. to UBS Financial Serapes he, to IM, 6thfloor, Weehanken • 07086, Attn RIAMBOA Sevres Calor cote a soon as you can, if you hi+ pout statement a receipt k swag or if you need more rdamation axed a transfer on the statement or receja. The Firm or Card Oaf (as apicable)must her from you no later than CO days after tie Finn Sent yOu the test itatenwrd on which the MC( or problem append. - horde your risme ad accord narbar pl cry) - Derr& the error Or the Wander you Yet-MCP about, rid mplain as <60 as you cal why you believer is an env a why you need more nikmaion - ProWde the dory anrount d the suspected era. The Firm or Card Issuer ea i-westigate your compait and will correct any error promptly. For alleged mots imokring UBS Unadebit cad tra-nad ions if we take mote than 10 bus nese days to cb this, we will credit you' accord for the &WWI ycuthnk is in error, so tat you sill love the use of Ile money clang tie taw it lakes us to complete our mestgation. Please mite all checks payable to the Fan or the f retrial instiution inikated on tie front of the statement In addition to regular accost fees, accounts may be object to mantenerke lees, chasges for late payment for securities purchases and charges for unpaid amounts n cash accants. Accoods that at transferred to other inriutens melte subject to a transler Ise. UBS Sweep Options LES offers options for sweeping cash Waxes. balances to bah deposits at UBS Bak USA and LES AG Stamford branch (BakSvieep Pro:pm), moneymaker (virtual Arch (Money Final and the international Depose Accord Mayor c internees with ren Intarotional RoscvCo Llanarrno-d Account. Through the Bait Sweep Programs cash Wines re wiept to LESBank USA to to an established knit ad then to UBS AG Stanford Branch, or a Money Feld. Deposits at UBS Bank USA re insured in accorda-ce withFCC oes. Form information please net Deposes at AG Stanford Brad' ad shares of tricribrFuxb are rot nosed by the FIX. Through tie DA, weilable twaplagarrds Se swept to depose accents al UBS AG == Bloch and LES AG Carlon Ranch thew deposits arena enured by tie FCC. Bale-ms held at the UM AG Carman Brandi are tempasty (loosed to the sovereir Ink of the Carnan vJa-dc, and there is no guarani** or other oblgation of UBS AG to repay the banes while an the LES Cayman's Brach's books. Depose, at LES Bert USA and each UBS AG Branch ate not protected by SIK. Money Fund shres are protected by SIPC. See *LOS Financial Services Accent Protection' below. Upon your rajah, balances in tie Bar* Sweep Program or DA may be withdrawn and shares of a Money Furd may be louidated, and the proceeds returned to you or pastorales KOWA. Fah. I-dorm/don about available 'neon *Mont ncladrg cumin interest rates and Welch 5 awathle at wmvobscorristreeprelt, from your Fnancial Adwor a by calling 80 .762-1000. UBS Financial Service. MICOMIllt protection The Fen, e rruntor of the <c.-mane lege•ter reetectrn Corporation (SIPC), vhich protects le0SlieS accentsof its marten up to $919000 (,rusting 0250,000k don,' for call. The Slit asset protection limit, ;POT to all accosts that you hold h a corncob- cmedy. The Fan, together wt. certain aft bates, has also purchased teppkelenthiplOtatiOn. The Moirriall amount pa/al:410 at rOgible client. colfectink side this proton-ion is ZOO mama as of December 10, 2015. Subject to the poky orditons ad limilatian, cash a the firm is further protected for up to S1.9 million n the aggregate kr all your accounts held n a paticam capacity. A fed ccpy of the potty wading is wadable pow request. the SIPC protection ad the suppkmental protection both do not app& to • Certain franca assets controlled by (and nelded n your alto but hell away from UBSFina-cal ken/Kest , certain (i) cash at UBS Bark LEA, (i0 cash at AG U.S.banrhes, (4 Wane poixts, including valtble annuities and 66 tarot of MAW! funds where such thanes re registered drat& n the name of the account holder on the books and records of the applicask Otis* a transfer agent), • Wain rwstrnent contracts or iniesiment interests limited partnerships ad private placements) that re rot mai-toned under the Socuriies Act of 1933; ad • Commodities contacts foreign behange and preccus metal contracts), includirg futures contracts ad commodity option contract,. The SIPC protection and the supplimanul protection do not apply to these assets then if they otherwise apex on yes statements. The SPC protection ad the sul9Plemental protection do, not protect against changes n the market tribe of rev imestments (whether as result d market morerrem, issuer bakruptcy a otherntre) More Woe:nation is wadable wan request. YOuMyy cbtan more information abut ^ the SIPC Brockne. by acceding SIPC at or by sating the SIPC vetitte at wart *pomp Dividend Reimestment Niguel (DRIF) the pia reflected is an average axe. You may oblan the actual price hem tor f racist Advixr.Onty whole shares re purchasedunder DRIP; paha awn will be sold ad the cash wia be deposited your account The eivickrd reinvestment price applied by the door may offer from the metal price al which tie partial dart re sold Cadeiblieu achy whole unts may be held in yar acacia. If you we entitled to a prtal end a s result ol a chide rd payment or otherwise, the Film wall ether sell panel with at market price a accept an /mord determined by a regiaered cleang agency, and credit yea accord. Investment objectless The i-mniment objectives and risk profile rre spark to each account and may may between you accords Dere advise the Firm mond& in wining of ay 'gni joint change in you' I nancial snoton or investment objectives For eachaward held, you choose areal the following invistmmt cbjecthet. CONFIDENTIAL • Procture Cuneneincome: hverments seang the generation of income any. • Aoheie Capeet appadation. Instruments seeking abet of principalrather than the gererstion of item. • Produce Combautton of incase and Capital Apptectaton. Neancnts seeking both the generation of name and growth of pritrhal. Overall tisk profits • Consetvattrt. Seeks to maintain Sal ancipal, with low risk and volatility to the accord owrat then if the means the moan does not generate sign it kart mono or count and my rot bop pa with inflation. • Moderate. Wiling to accept sane risk to pincloat and tolerate some votatfity to seek hirer returns. • Aggress/re: Wiling to accept high Mc to pampa and heal ,plat lily to seek high returns oar time. • ith *anon EtWarda Consiattation:f Wetted, a potion of the portfoliofor that account may exalt canplex oranges, Ended liquidly and rater voldiky. Statement theureholdier We may <chordate N related account gar mss with the sane alless h the same envelope, tettee they have owners who ALO mantan yarn account rela adios well other clients a the same address if you prefer to ramie individual statements mailed in separate envelOPeS you may decline hos,eholdng by ailing yar financial 4i for Friendly eathant name The Dade/ acccua name is a cusianarle 'nickname' chosen by you to assist you with your recomiteePreg has no legal effect on yOur account You can change for triend9 aCCOLIII names, through °nine Services a by contact rg your 5i-unoal Adosor. Account overview • value of you accoteitlaonYolo. Net of assets and liabilities • Asset hcbdes ,,Noble cash balances, vdues to restricted usury tesi ), and GlobalTire Deposit, amazed marks to maket, and certain assets not held by the Fine. Does rot include unpriced seositiePassets at the end of the prior and anent statement p(410dS,. Of prvate ewer:rants invested stock options end erreasable stock options • blinthes Inductee debit banes armarding magi, kens, credit Ere, short account balances. • CaWeoney balances. Total of unimested available cash balinces, plus dcose balances at US$ Bank. USA, LES AG LIS Branches ad moray make mutual fund sweep Waxes, at the rime of tie striated period N:n-ccarrodity free coot balances in yes account are rot sec/Lighted from other balances and the fin may use ay of these lads nth. Ordiney coarse of is bthillea These fund> repayable won your downed This total is ncluded in th e anent period cksing sate •ending information For &whet information on the firm's lending practices and ditaltheres. refer to nets Clam Rebtionthip SDNY_GM_00027232 EFTA_00137852 EFTA01278589 Important information about your statement (C01181104d) Agreentrit or ACCOul Agreement and the General Terms ad Conditions URS Statement of Credit Practices 'suitable in Agreements and Oixbwres Bmayeannelitarne intererAweec. Tow an Your statement iteenires securities adother mitts held at the aware at the mot of the statement period. You may wk for &hen? Of hey pad seo_rities at anytime. You may recast securities tried as loan collate& after paying any balance der an them. Arry securities translated to he Firm cirri; the statement peeved ale listed at market vabe as of the end of the sterner* • Cost bask. In detemining the cost basis of the securitieshanks:I in this statement where indicated wits the number "I, • WS F minces' Services has relied oninformation &tamed from sources other than US Financial Semites. including information fran another fine a that mum* have grovided to yes Finatial Adam The Film does not indeperantly verty saint** the am a vaklity of cry Wormation provided by vanes other than LES Proncial Sonnet ▪ xtritin although IRS Rimmed Services gamely tfidates this nformatin as is retested. the hem does not proved* art' ass tut the info-maim utter 'Cost bues° ard ^Unrealized gar/ loss' is accurate as of the date of his statement. Ay such please do not reg on this nfarnation to make puthase or sale dectwns fa tax purposes a otherwise. Accounts turdemed to the Sim may reflen gar/ loss information only for the period cie tine they yelled a tie Sim More historical relormatcn can be aged by you' Fmaxiat Advisor. • Unrealised sans/Iona Yellen data is warble. othnated ansaiined &inflates are cat Weed la havkleal teary lots. The transaction data for havilial lots may or may not ref ea amminens, dwges da security fee/roan:atm ewnts deiZ an d and other reinvestment lob ad systematk purchase lots are each combined to display are awraged lot IN 'Tuck date' calm presents the agree transaction trade dale. • Callable mairMes Bonds and trained stock thal the aver cats for erg rodenphen wit be 'elated inDatulle by lot from among all secistes of that issue held in ournme or re nominee nano for os clients Call tease elanuticn is cbtaned hemthird parties and is accuracy is not guano:yd. Otte call lenses may wen shah could atm weld canprok information trillbe provi*d upon request • Certificates of deposit (CDs). CDs are FDIC nsured up to 5250,000 in principal and actual irteresl per depcnetor ate per depaitory intik-elm in accordance Min FOIC nit • Price/value. Prices display& f or setunues and other pact& may be higher or lower than the price that you would actualg receive in the make. Wks are obtained from wan thid part sources whits we &few to be relable, bit we donor garantee thek accuracy. - We weak use the closing price when avadthe Ow mean of the bed rd ask poxes for hued sautes and optecres or only bid prices for OTC searities. - Less actirey traded searities may be priced using a valuation model a the most recent prce we aimed mid may not reflect en actual market price a vale - Certain positions may appear nitcut a price and will tow as 'price was nal awslable• it we are triable to dam a ace fora warty. - Deposit a securities denominated ilcurrarcies other thin U.S chars are reflected at the ochry rate as of the statement date. - fur certain wastes fading n non-conformng denornnations. puce and quantity(facw value) may have been adjusted to faiths paper valuatim To obtain curem potatoes, when arabbk, contain' you Financial Advisor. • Private Wessman' and stneaured product". Private nvesiment swurties (rolding drat pankipatin program and real estate investment tuft seances) and struclued pro:bac are weak highly liand. Celan stnstised paclas have not been registered with the Securities and huhstge Commission or under ay slate seeurtieTares. We Fronde ostmated vat*, for private investment searitis ird &natured products for trIcenuninal purposes cny. Atarary Coot guaranteed. - These vibes may differ abstati0y kin prices, il any. at which a Prirte iwe*nenl riy stnactured product maybe bought or sold and do rot necessarily represent the valley & maywain. Lbw licaridatkn. - Third party tunas of vats are as ascertain date and are supplied to UBS Shama Services on a regaar basis by an independert valuation firm. - baser. generalpanne or sponsor estimated valas cry, are applied to the Fern by the issuer, general partner or gator and may be calculated based on &leant information trot that used by third parties to &rive their estimated values. - You can obtain addeloral information regardtrg the metadology used to &amine the estimate of value and the dale of the Hamblinthat is the basis fa the esimate by contacting your Si -uncial Advisor - Third party ',Maid vales may be reflected as 'Not priced in several stuatiam when an independent valuation tiro has not neareda is triable to assir a van. sesame become ware that a matenal 'wet has occurred tut may call a prevousg repined vale teo question, or uhen a value would be high speoaaire due to the nature • the sweaty. - When neither an Muer, general partner or wonsor estkruted value nor a thrd-paly estimated isle is mucked, the glaciate seanty wilt* diner:Ent ban its arches* price. - •DStributicos to date' may indude return of capita( ncome orboth. - 'Original unit site' represents the Seal offering peeper use roams, not celled you tort bast - DIP and unlined RES sautes aren't listed on a national 'aunties exchange, and aro goner* liquid and even a they can be sold, the prke received may be IOTA than the per share *saluted vat.. provided n the scant statement • Restricted securities. Resisted searities generally are no' currently enable for public sale. U8SSinatial Seesaw uses slit mabel prise d Ile unrestricted stork of the Salle issuer as an imputed value fate restated slat brourporseseathes statement orgy To the extent that restided securities are elgbk to sale, the value received may be tbstanualy less thin the imaged value *peen • Esb festinated) income. arrant yields and rates. An wart& of amua income 6 based cn current dadend ad interest rates, assuring tie seosites will be held for one yes from statement date or until maturity This internale bony a gudelne; accuracy and continued income are not guaranteed - Estimated anal income and curet yield for certain types of leashes cald noble a retun of principalor capital gains in which use the est income (ad curet yell would be ownetated. - Estimated anal income and cement yield and the actual ?cane andyield micfit be lowers higher then the estimated mounts. - Are *stink of stubbed income (dividend ands interest) divided by the current market vast average balance is based in the LW dividend or interest payment mode by the issuer and mines tie seoseesdepoats will be held for ore year Iron, the statement date or until motet Accuracy and continued yell au not guaranteed • Assets not held bytes Financial Services. Certain met se rot held byte prim ad not wash the Fern's paschal or control. These stets se &planed on yes statement for informational purposes only Positions and values presented are provided by dal Ssu'rg firm. UBS Inancial &races S not report:Ale for this information and des not guarantee as accuracy. Item assets are not protected by SRC or the Firrts supplemental9SC coolant • Revenue Ilsariris and additional compunratica — In addition to convulsions on sin and 12b.l lees received n correctionwith the distribution a rrulual ftrds to ow dents we ander our affeale rec*iw ITTenut trim) payments Iran ditnbtitors at advisors of the mass funds that we sell. These arnants are based on two &fermi corrpononts (a the amount of Saki by UBS of a Palicar mutual fund family to our clients: and OR the asset value of a particular rrutual fund lamiy's loves held a the Irm — We and as Allow aka receive networking and combs' processing fees n corodeation for transfer agent smites that we croak to the rrultal lent These fees generally are pad from investor asses in the mane 'lured and matted des amount based an the number of accounts at the broker.elealer holing mutual funds of that fund Fmily CONFIDENTIAL — In addakin to cornmesins received n connection with the sale or ciotributiOn darning contract and init investment that unils tools clients, we andcc our affiliae recess rewrote sharg ampensagn from many of the insuance companies undeneth; the amity contracts, if/saws a the &war& cceryakes or sponsors of the tnt irrevsemmt ruts we dsbb - Our affiliates abo recehe trading commosions rd ethic compensatorsfrom mutat fuck and State companies whose products we &saute. - We receive an anal fee from UBS Bat USA and CRS AG Stanford Brands Of ty to $25 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemalion reprising commksins and other charges tarred in connection wth the execute:not trades, hcbcfrg option transactions has been ineb&d on conf imaare previously Welshed to you, and vat be provided to wu promptly on repast. Short sidling you are engaged en short sellrg a w.unty, you may nit a charge der to certain bareavig costs for that partkulateasky. Open orders Regarding open or • gad-till-canceled' aden that were not executed by the 'Werner* date, open buy and roll slop orders are nand by the mount of &tar& CC FittsPI an ex-dividends a ragts dee unless tanned otherwise by yoy. You are responsbk for atlas that are execuled da to ;at ladure to cancel wising open orders. Prism To obtain a copy of or current Client Privacy ake. please contact yids maul Advisor ex von our we. at *taw oat er,mMeivsnme,fer IRS Financed Se-ekes 6 not a bank The MIA, Busies Services Account EGA and IRMA are Wattage accounts which provide access so banking services and praises *Kt* aTalrallit wth ablated bales and other Ihniparty bares, and provides access to rcesace and anoultY [roans gated by unaffiliatedthird-party iterate <musses through insurance agency subsidiaries of UBS Financial Services Inc. Koss-ant itwa-co. ad artily products, Not WK instred • No bask guaantew May lose gate RUA. Resource Management Ann nt Business Services Account BSA. IIMA and intonational Resource Manaarrient Accord re registered service marks of 135 humid Services ax VOA Signature la regaled Service Milk of Visa h umatkrha LOS vice Sienna creda cards and UBS Visa debt cards are issued by UBS Bank URA with Prtn59011 Ian Visa U SA Incorpaated. UM Financial Swine In/ Rev 2O16O4 SDNY_G M_0002 7233 EFTA_00137853 EFTA01278590 eitUBS U85 FMancial Services inc. Private Wealth Management 299 Park Avenue I in 10171-0002 Cown0055910711016 ■ 0 Account name: GHISLANE MAXWELL Friendly account name: Indio: Balyasny Account number SS Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor o, the RMA Resourcetine at 800-RMA-1000, account - Resource Management Account October 2016 HI a MAXWELL. Value of your account on September 30 (S) on October 31(5) YOur assets 923200.00 935,559.00 Vlsitour websIte: Your liabilities aoo 0.00 www.ubStOrnilinanCialServiCeS Value of your account 5923,200.00 $935,559.00 Tracking the value of your account S ThcAt,and$ 921, 6 4.000000 .1. 393E 923 2 935.6 Dec 2014 Dec 2015 Sep2C16 C<12016 Sources of your account growth during 2016 Value of your account at year end 2015 5922.621.00 Your nvestment return change in market vaue 312,938.00 Value of your account on Oct 31, 2016 S935.559.00 SONY GM 00027234 Member SIPC CNP70001005691811 W00019355900008 1016 0305750d 0000c0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37854 EFTA01278591 SUBS Resource Management Account October / ' Your account balance sheet Summary of your assets Value on October 31 04 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 935,559.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 5935,559.00 $935,559.00 100.00% Account name: MA.V.ELL Friendly account Ftalyasny Account number: Your current asset allocation Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your Finandal Advisor -7 STACK MANLYLE CASRIEL Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% CNP70003005591872NP70C019355900030 1016 030575004 CONFIDENTIAL CONOW_GM_000272§$9. 2 of 6 EFTA_00137855 EFTA01278592 UBS Resource Management Account October 2016 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account name:Indiviaal asiy Account number. October 2016(S) Year to date (I) Opening account value $923,200.00 $922,621.00 Change 4.1 II:a(k.ei value Closing account value 12,359.00 12,938.00 $935,559.00 $935,559.00 Summary of gains and losses vsues reported below exclude produce lor which gars andlosses are not Ossified Realized gains and losses Unrealized October 2016(5) Year to date (1) gains and losses (5) Long term 0.00 0.00 35,559 00 Your investment objectives: You have dentified the following Investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in tmportanr information about your statement at the end of this document Your return objective: Current inccme S capital appreciation Your risk profile: Primary - Aggressive Investment Sig ibikty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First in, First Out. Your Ill sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL SDNY GM 00027236 CriPaC003005931873 NP7000190559 00003 1016 030575004 CONFIDENTIAL coc0co Page 3 of 6 EFTA_00137S56 EFTA01278593 *UBS Yournotes c........,...............n...o,,,,,,,, ,.,...a a 6 CONFIDENTIAL EFTA,I37857 EFTA01278594 *UBS Resource Management Account :D*6 Your assets Account name: GHISLAINE MAXWELL Friendly account narne:Inclive llial may Account number. Some pnces, income and current values shown may be approximate. As a tent, galas andlosses may nOl te accurately refkcled. See ;important infolerfaton about your statement a the end of the docurneM for more infortnason. Non-traditional Private <ChM funds. Hedge funds, andOther investments are held in your U9SFinarcial SeMces Inc. CUBS FS) blot/rage account. the pennons reported telow reflect the recceds of the issuers, and UeS FS cbes no qv:grantee the act snag of the iriomunion the value shown is not necessarily the value you would receive from I be Issuer It you sd the assets Funds actively sdd by UBSFS at subject to ongoing due digence, '1th:ugh the level performedmay vary A closed fund may be subject to no ongoing digence A fund that you puff hied elsewhere may never nave been suNect to Li B5 PS dlige nee. although V8515 may receive a fee from Ire funds manage t which rnay constitute a maoilty of the managemenoincentive lee. Please contact your financial Acnssof unfit questions • Est value per unit' is an estimate of value supplied by an independent valuation fun and reflects a:hustrrents for factors such as the equidty of the units. Hedge funds PurchaSe PK& Number Avelagt price Hcidng of she's pet. shale (S) ATLAS ENHANCED FUND LP 4100331/16 Trade date: Sep 25, 14 Client investment CS) 900,000.00 • Your Sandal Advisor: SCOTT STACK MANLYLE CASNEL Estimates of value St,ppntd by issuers Of Certain brogans (which ale gene idly 'net asset value' estehaneS) are shown as ' issuer est. value per unit'. For Pnvae equty f unds, 'Est. value per unit • is a value updated quanerty, based on the Net Asset value NAV') in the fund a of the date sped fed Auskd by add ng cddial calls end subt race rg chi editions ante the NAY date The NAV is primarily based on estimated portfolio vdues provided by the underlying fund sponsor These two values may vary because of differences In the way they were estimatedand because the • Third parry ed. value ;el unit. may have been prepared on the bass of financial irionnaton other than year.end Retooled estimates may not reflect resale, liquidation or repurchase value, if any, and may rot reflect dst ebutions of deal until the next valuation is reported, gefrefaay On an annual or serni.annual basis See linrxinant info/matron about you/ statement at the end of ths statement. Cost Price per share basis (I) on Oct 31 (5) value on Unrealized0M imestment Holdreg Oct 31 (I) grin or 1053 (S) return (3) period 900,000.00 1.000 935,559.00 35,559.00 LT Your total assets Value on Oct 31 (S) Percentage Cost your account taus (S) Estimated Unredized annual income (S1 geln or loss (S) NonAratfitional Hodge funds 935,559.00 100.00% 900,000.00 35,559.00 Total $935,559.00 100.00% $900,000.00 $35,559.00 SONY GM 00027238 CNP70009005591105NP7003193559 00003 1016 030575004 CONFIDENTIAL 000000 Pap S of 6 EFTA_00137858 EFTA01278595 *UBS Your notes c. ,..00ss,,,, anooa,,,,,,00000+o,.,o,os,,00fl orqggiy G. 0002129►M 6 of 6 End ots.ement for account numb.. S5 CONFIDENTIAL EFT,00B7859 EFTA01278596 Important information about your statement U3S Eternal Services Pc, (the firm or UBS Fnercial Serebes), is a mentor of all principel acuity, commoday and coheres *damps. UPS Fancial Seniors and LES Balk USA ere i-diect subsidones of UPS AG and affihaes of LBS Sasses Litt. The Fame I refloat statement k available upon repast The Fin% nano& offices ore a. CBS Gina-eel Sentes fix. 1200 Harbor Width/ad Weehawken,■ 07086 This aatenent representsthe onk officialrecord of you IBS Fr racial Senates account. Other recast, exept official se. dm:lents, contanng condemn daa shook' rot be relied Loa> II youbelied there is an era or omiseon please report it immediately n writeg to the Brandi Manager of the office strung your accant Alltesup el lithe** shown re I-denoted to be accurate, statement data dicukf not bias kr tar purposes Rely scrob on yeawnd tax forms. a , Form 1099. 5498. 10425. etc ) when 'decamp your tar return. The Finn required by law to repon to fie IRS all tatable dnidends, monde rontauble oliektind and auble Merest erred on amities held rimy atoxrd, net proceeds on see tramactims, ad cos* basin:no:Man covered seculies. Caramudeallans with the Mum • Please record inn sty oral corremsdations in wring tofurther protect Your richt,. inducing your fkintS ender the Seorties Investor Protechon Act (SPAT • II thefinancial iatitution cm the top left of Ire Inam of this steamed isnot LBS F naafi Servkek LBS FiserMal Semites carries your account as dewing broker by arra-gement win the rdcated instaution We in yew of the relatonshia Men you opened this accost h the case. your bat aid wadies tre located a LOS financial Stases and rot the itedecrg broker, at you mat make a repere of thy race or omission to both firms As described in the account agreements, you must no* us of ay errors or Baud rwobiog heeds reflected an your statement wee, 30 dins alter It was mailed or made available. A II stitsmints shall be deemed compla and accurate n all other respects if not obtaled to in vaaeg wthin 60 days • Please dkect customer cornplares or Finis Client r ent at or totters, Al . 9:03 A.1.1 to 6 00*.M FT Monday through Frday, a in wren) to Les kir ig Services ho., Cliagt Relations Depaiment, 766 Union Cir. 07097. • In case of errors or <pastern about an electronic finds Bander (91), BS Voaddebit card >tamed:cons, call a mite to UBS Financial Sersigas Ire., ha lid, 6th floor, Weehawken. 07086, Attn RIAAreCA Series. Calor write a soon *era can, if you hit ycir statement or receipt k wrong or if you need more Maryellen tat a transfer on the statement or recejoe. The Firm or Card Oaf (as eoplicable)must her from you no later teen CO days after **Fan sent yOu the tit stateners on which the eat, Of pncblom amazed. - Prorde your rump ad a-core marker (if any) - Desalt* the erra or tie wander you Yet-MUM about, and obtain as <bag as you cm why you believe * is Si error a why you need more iaonnatn - Proud. the der amount d the suspected error. The Firm or Card Issuer wit iwestigate sat compaht and wa correct my error promptly. for alleged mob Mang UBS Vi. debit cad tramad irk if we take more than 10 bus ass days to do this, we will credit you accord for the anoint youth 1k is in error, so the you we have the use of the money clang tie tine it takes us to complete out nostigution. Please mite all checks paythle to the Fern or fie financial insane(' re:listed on he front of the statement In addition to regular accost fees, accounts may be abject to mantonarce lees, dung's for lee parent for securities purchases and chars for unpaid arrcuth n cash accants. Accounts that re transferred to other instartirs may be subject to a Vander fee UBS Sweep Opeiono LES offers options for swain cash brakes balances to bale deposits at UBS Bak USA and LES AG Stanford trench (Ba-k Sweep Brogans), moneymaker annual bads (Money Fund) aid the InternationalDepose Accord (DA)f or c ustaners with an Intenstional Rescue? Mana;prritcd Account. Though the Bat Sweep Programs, cash balms we swept to LES Bank USA to to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA srlic hared in accordaya with FCC ads. Form id ormatian please Mat wwwfdic rd Deposes at AG Stamford Brach ad shares of Money Fuxb are rot ironed by the FINC. Through the IDA, (bailable t eere swop* to depose roams at UM AG Enoch and LES AG Cayman Ranch thew deposits are not ieured by tee FCC. Baines held at the WS AG Cayman Brandi are tempi:arty imposed to the soyeregn ink of the Caunen Pack, and there is no guarani*. or other obigation of UBS AG to repay tie Saxes while on the CBS Cayman's Brach's books. Deposits at LBS Birk USA and each UPS AG Branch are not protected by SIK. Money Fund shays are protected by SIPC. See 'LISS Financial Services Accent Protection' below. Upon your legume, balances in the Pare Sweep Programs or OA may be withdrawn and shires of a Money Fud may be liquidated. ad the proceeds returned to ocu or yOUr SeallieS account. Further Hi:embus., about available sheep options reclaim; curare iroentet rates and yields, 5 emibble at wmv ubs cords...emend:b. from your F nancial Advisor or by calling Bit .762.1000. UBS Financial Samba acoasint protection The F,t-n rt a no.-d-+ cI (.1 rn 1-yonn• rentartrn Corporation (StC), whith protects aeries taclitS 01 its mentors up to $509000 (including II 50,000 for claims for cash). The Slit and protection limits ;POI), to all amain that you hod a partiality cawcity. The Fkm, together rids certainaffiliates, has also purchased egplenientaprOteCtiOn. The rnairnall amount payabei to at •Igible diet, colitclink under this protection is ZOO maroon a of December 10, 2015. Steck to the poky °creditors ad lineations, ash a the firm isfurther protected fa up to SI .9 million n the appose* kr all you accounts held n apalicubr capacity. A fie copy of the poky wording is wailebb poi request. ne SIPC protector ad the suppffrnental protection both do not apple to • Crain fancial assets controlled by (end Mixed n your acciti value) but hell avay from UBSFinancie knee's , certain (i) cash at UBS Bark LEA, 00 cash at AG U.S.banrhes, (4 Murano* ;roans, including usable enmities, and (iv) awe. of Maud funds when such theses are registered drectb is the name of to account holier on tie bodes ad records of to applicia ass* a trader agent), • Wain rwestment contracts a iniewnent interests limited paring/ships and private placements) tut aro rot reddened inder the Socurkiee Act of 1983; ad • Commodities contacts foreign excheard and pea:usmetal contracts). incluarg futures convects and commodity option contract. The SIPC protect On and it* suppamenul prawn:nib not apply to these assets then if they otherwise appear on you statements. The SPC protection ad the suPPlemental protection of, not protect against changes n tee dirket yoke of your inflamed> heather as result d market mmerrem, issuer bagiruptcy or othervde) More irtonnation is Ayala. upon regaist. You mg, obtain more information al:Cul the SIPC Brochre. by ca lading SIPC al of by oisitisp the WC hebbto at wwwsercorg Divelend Reiwestment Progress (DRIP) The pia reflected b an hem?* price. You may oblan the must price than you. F natal Advixr . Only whole shares are purchasedunder DRIP; paled thorn will be sold ad the cash wia be deposited nyour account The dividend reewestment price applied by the aster my cif ler from the market price at which the partial dares re sold Geseeirelieu Cri r whole urns may be held n yar acacia. If you aa entitled to a petal knit a s result ol a cbidend parrs or ethenvia, the Firm will ether sell panel aid at market price or accept an amard determined by a regidered clestrg agency, ad credit you' Faard. Investment objectives The :lammed objectives and risk profile sniper Ric to each account and may may between you accounts Please rime the Firm promptly in writing of ay Kee Scant change in you Inascial situation or investment obstetrics For eachwant hela you choose or* of the folowin investment et:it/fives CONFIDENTIAL • Broad. Cunene income: hVestmEntS seekng to generation of income onbr. • Ached Cepa., appreciation basements seeing cromh of preicipal rather than the genersair of eam. • Produce Codbautdo of Wane ad Capital Apptedaton. Iveanints seethe? both tee geneaton of exam ad growth of ;debut Overall risk profiles • Consavada Seeks to margin initial pixie& with low risk and volatility to the scoots mink event tut means the accord does not generate sign it kart 'exam ce Mum and my rot beep pea with ration. • Moderate. Wiling to accept sane rid( to pincPal arid tolerate some votakty to seek h4eer returns, • Agghsame: Wiling to accept high the to pampa and hide uobt lily to sea Nighreturns owr time. • /rm.:doer Eli** Con.addation:f Wetted, a Pal ion of the parable, for led account may rash complete strategies, tinted liquidly and rater Statement sheweeholdier We may corsoidate al related account mess with to sane aldess is the sin* err/Oa:ea tecase they have owners who 431,0 ma Man pre account ratio-ships with other cleans a the same address. If mu p recent incl al statmunts mailed separate emelopeh you may declre haseholdng by ailing yes Fine-opal Achtor. Friendly amen name The Fricrdir accord nano is a cud:mud:Fe -nickrume chosen by you to assist you with your record...01P It ha no legal effect on Mut account You can triage your hierdb account names. through Conine Services or by contain; your Fiume' Adios°. Account overview • Value of you arrointrpornbao. Net of assets and abilaK • Assets eddies ovalebte cash balances, takes fa restrkted nosey lest), and GlobalTim Deposit, by maks to makes, andoaten assets not held by to Fern. Does na include unprked secLritiePassets at tie end oh the prior and arrent statement EX410dS, or primate neesements. invested stock options and eunceable stock options • LAbildes Includes debit balancesoastanling rowan bans, credit Fre, that scant balances. • Ca coney balances. Total of unimested available cash balances, plus ddose balances at UBS Bank USA, LBS AG US Branches ad way make mutual fund sweep bala-on, at the <Me of the statement period Ntnccewrodity free anft balances in your account are rot segegied from other balances arid the Fins may use Sly of these krds lithe Oftliney rouse of is business. Thew funds re pestle gal your dented The total is included in die anent period closing View Lending islonnetion Fa detailed information on the hum's lento padres and docloares refer to you Client Rationale SDNY_GM_00027240 EFTA_00137860 EFTA01278597 Important information about your statement (COMERUthf) Agreement or ACCO-rl Agreerreill and the General Tams rd Conditions U3S Statement of Credit Practices mailable in Agreements indeed:owes at goy oh< nronttwenioneekrinto ones, YOU, Meets Your statement Omen *Cunt*, and other assets hell in the award at the end of the slatenurs period. You may ek for de1ary of icy pad seosiies al anytime. You may rectve securities toed as loin collateral after paying any balaxe nit at them. Any securers translated to At Fkm cisrg the dalement period are listed at market gate as of the end of the staterneel period. • Cast bats. detemining Use cost basis of he securities incbded in this statement, Mere indict/Ad wit, the number " I, • WS Finance Services has relied Oninformation obtained horn sources other than US$ Financial truce,, including information from another rim than may tuVegrovided to yea Finaxial Adele The Finn does not irdeperantly verify a ewentee the acctracy oddly cif any ormation Provided by foam than LESPi-afloat Seniors athltich although MA -eget Services preralY update, this Harnett., as it is received, the Finn does not provide any assuarces that the Mammal snider 'Cot been ard *Unrealised gad lose is accurate as of the date of fhb statement. As such please donut rear on this nfarmtion to make ;whist or sale decisiont for tax puposes a otherwise. Accounts turn to the Finn may reflect psi-toss infanta:an only for IN period d tine they av held at the Finn More historical thelcrmatim can be ad yor Fnaxial Advisor. • Unrolled pans/Iona %teen data n awilabk, oninated treated guinilown re caculmod Ice havklial sacra/ lots. The transaction data for revile bus mayor may not reflect commit:ans, rZ andor security reaps-eaten mats cl and other reinventment lots rd systematk pirchSee be, are each combined to delay or* averaged lot The 'Trask date colonn presents the aging transacton trade date. • Callable securities Bonds and welecred stock that to ever cats for eat marten will be selected anomaly by lot from arrag all sonegin of hat issue held rearm-nee:Immix. roam fa or clients. Call lease hIcanatith is obtaned from third ponies and b freeway is not 9J:ranked. Other call leans may pm which oath ail act mkt condole thermatim elite craned upon request • Certificates of deposit (ODG. CDs are FDIC aired Limo $29),000 in principal and accrued intent per deporSor ad per Amatory inabsion in accordance with FDIC rucks. • Pricevalue Prces dual:end for securities and other pccdsts may be higher or lower than the price that sou would thinly notice in the meet ftices obtained from webs t id party sources shiti we Woe to be relable, but we do not geragee ther accurty. - We germak tae the closing price when ayskide the mean of the bid anal ask price, for listed acuities and open; or only Al prices for OTC studies. - Less Saki traded securities may be priced using a Leman model ate moss recent ace we claimed end may not reflect en actual make price a vase - Certain positians may upper v.:taco a price aryl will ?row as 'vice was rot avatlide• it we as unable to obtain a price fora 'toady - Pepsin a securities denominated n curvet-cies other thin U.S dollars are reflected at the (whine rate as of the Patellent date. - fcr certain secuges fading n non-conf otmrg denotnnstions, price and qualityRace valat may have been adjusted to facilitate come value:ft To obtain &rem quataan. when acanthi?. contact ,arcel encr • Private investments and otrumered proles. !ovate rivolmal war las (miring died panicipatim program ad realmeate immuring rut soothes) and struclued products are enemlY highly aped. Celan sena-tend weds have not been teetered with the Securities and Ertll Commission or under any date entintieTarn. We era de estmated values for private investment saclike a-dstructured products for Acenutirul purposes cry. Stang is OM guaranteed. - These vibes may differ sthstagiey km prices, il am. at which a armee nvedmeril vein structured product maybe bought or sold and do net necessztiyrepreserd the vat* you my receive tan limidatim. - Third patty netnews of rata are as of a certain date rd ate applied to UBS Finance Syriac on a regaar basis by an independere volition firm. - Rae general panne- or sponsor estimated valet any, are woad to **Fern by the ever, general partner or mentor and may be Calcutoted bawd on deferent information from that used by thid parties to env. their estinated values. - You can obtain addriorel information regardig the methablagy used to determine the estimate d value and the dale of tan Hamblinthat is the basis fa the estimate by contacting your Financial Advisor - Third pity 'singed vales may be reflected as 'Not priced in several theatre Mien an 1-dependent valuation Jim has not ssppieda is mate to war a vale emcee become ware that a material event has gamed the may call a azimut, repated vole nth question, or wen a value would be highy speculate* due to the nature or the security. - When neither an issuer, general partner or sponsor estkruted value nor alined-pry estimated watt is providect the vale of the study Mk be dilferent from its ;whew price. - • Daributies to date' may indude fern of capital, name orboth. - 'Original unit size' represents Me noel dieting peke per taut assImaa not reflect your con bases - DIP and unlisted REn studies art rot listed on a national 'turbos exchange. and as ant* liquid and turn if they can be sold, the prke received mats be lea tan the per dare estimated value provided n the athant statement. • flasbicted securities . Restated searnies generalY see not clergy a M? to public sale. UBS Financial Service, use: the menet priced the unrestricted stock of the Sant issue( as an inputed value for tie restated Pak Earouggas °nig statement orgy To the extent that resigned secures are elglak to sale, the value received may be sthstanualy less Min the rated vet town • Est. (obstinate) income. arrant yields and rotes. M entute of annual income 6 based on current deers' and interest rates, assuring the sourtes will be held for ale yea- from statement date or until maturity This estimate is nonY a gudoine; accuracy and continued income are not gum-reed - Estimated areal Acme and curet yield fa certain topes of rouges mead incksle a retie, of principalor capital gahs in which use the est income (a-dcurree yield would be overstated, - Estimated anal income and arrent yield and the actual Aar* andyield misfi be Were higher than the estimated amounts. - An of nudged income (dividend anea intend) dick/adbythe current market valetaverage balance is based at the Le dividend or interest payment node by the issuer and amines he secumegdepases will be hell for me year Iran the statement date or until meat. Accuracy and continued ell xe not guaranteed • Assets neeheld by WS Financial Services. Cenah tuts are rot held by the Fnn a th not see the Firms posse-nen or control. These ants we &spire-dater statement for informational purposes only Positions and values presented we provided by the issuing fern. UBS Fi encal5eraces not resperwble tor the information and does not guarantee its accuracy. These assets at nal protected by SRC or the Fines malertgal MK °were?. • Revenue shirrs and additional amputtsatice. — In addition so carnissions on saes and 12b.1 fees received n cerreetiort with the distributer e4 mutual fund to ow dents we motor our grate receive revenue shying Payments Iran dighbutors ado advises of the natal funds that we sell. Thew amounts are based on two cMerom corrporents (a the amou-d of Salt by UBS of a Patter mutual fund I amfir to our clients: and (c) the asset value of a priculdr mutual fund farnfins shares held a the fern — We and as all Ate abo receive networking and ornba processing ten n contention for transfer Vent MOMS" tat we rack to the mutual lest. These fees generally are pad from investor assets n the Anisettes' and are a ford dale amount based en the number of accounts at the broker.dealer holing mutual funds of that f und fa-nify CONFIDENTIAL — h addition to corntnissians reserved n connection with the sale or agebution of may contracts and tuft investment but mils tools clients. we anda our affiliate rector revere shating compensate', from many of the insuance companies orienting the amity COntrads, aft Rams of to hourara carponin or epornors of theme imesemmt suits we distrtute. - Our affiliates abo recefee trading commosens ad other congenital Iran maul funds and Attars companies %Mose products we derlaum. - We receive an anal fee from UBS Bat USA ad LES AG Stanford Rand, d ISS to 425 per scam sweeping to the barks under the UBS Bank Sweep Program. Acalvity Irktmafithrepardngconmksithe and other charges inured h connection with the exewthn of trades, AWN option transactions has been incbcad on conf Swims presousy fu nshed to you. ri d sill be ponied to thuprorrptly on repast. Short selling It you are engaged in short NON a security, you may tsar a charge due to certain tarovreg costs for that partkulsr Open orders Regarding open or • gad-till-canceled' aden tat were not executed by the statamart date, open buy and sea slop orders are reduced by the mount of dividends cc rghtscn an ex-dividere a eamtrls date unless Amsted otherwise by toa. You are responsbk for orders that are executed de to your failure to cancel easing open orders. Priem To obtain a copy d cox current Client PrivacyNotre. pleat contact yar F name' Mita or vet our webste at wsw enm/evivanmrtirev llEG Filmed Serethes is not a ba-k The WA, Business Services Account BSA and IRMA are brcicerage accounts welch provide access so banking services and protests itrna*MTI819.Terlit with situated lurks and other Ihniparty bees, ri d provides access to notra-ce and annUiY md.ms owed by unaffiliated thid-party Aerate companies through troura-ge agency subsidiaries of UBS Financial Services Inc. thionment„ reuraxe. rd aruity products, Nat FDIC tossed • No bank qua-anew May lose value RUA. Resource Management bun nt, gaits Services Account BSA. IRMA and intarietional Resource Management Arcane we registered service maks of Fnancii Serves A Vila Signatre e a registered service nwk of Viso Internal imat LBS Vito Signer* cede cards and IBS Vna debt cards air issued by US$ Bre URA with remission torn Visa USA Incorporated. UM Financial Services Me Rev 201604 SDNY_GM_00027241 EFTA_00137861 EFTA01278598 4tUBS lies Felanc.el Services Ix- Private Wealth Management 299 Park Avenue ISIS 10171-0002 CNo70055355751116>03S. 0 Account name: GHISLANE MAXWELL Friendly account name: Incliv: Balyasny Account number. SS Your Nnancial Advisor: SCOTT STACKMANLYLE CASFIEL Phone: Resource Management Account November 2016 SI MAXWELL. Questions about your statemett? Value of your account Call your financial Advisor or the RMA Resourceline at 800-RMA-1000, on October 31 (S) on November 30 (1) account Your assets 935,559.00 932,507.00 1. laic our website: Your liabilities aoo aoo Nwevi.Lbs corn/ linancia:services Value of your account 5935,559.00 $932,507.00 Tracking the value of your Ihc Lr:anC;$ account Sources of your account growth during 2016 Value of your account at year end 2015 $922,621.00 Your investrnmt return_ 971; 6 n%F 937.5 Change in market wive 39.886.00 Value of your account on Nov 30.2016 3932.507.00 ir00 0ill... °lga 3)C Dec 2014 Dec 2015 Oct 2016 Nov2O16 SDNY GM 00027242 Member SIPC OO70001005535575NPI0C0185219 00008 1116 03057500i 101010 Page 1 of 6 CONFIDENTIAL EFTA_00137862 EFTA01278599 SUBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 932,507.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 5932,507.00 $932,507.00 100.00% Account name: C.C.PNE V. ELL Friendly account name: !nth vil siy Account number: Your current asset allocation Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Your 14 nand) Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNP70003005535576NP7003185719 00608 1116 030575004 CONFIDENTIAL 10W0114Y_GM_0002720Nie 2 of 6 EFTA_DOI 37863 EFTA01278600