Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Wealth Management
Form is not valid until approved by 8S0.
October 13, 2017
SOUTHERN FINANCIAL LLC fTHERAZE TRUST I JEEPERS.INC
6100 RED HODIVOLIARTER BS
ST TH£M1AS V.100802
Re: Nat
N4GIM; NrIGEM MGM., N4Gini
I .
It is the practice of Deutsche Sank Securities Inc. (the "Firm") not to accept trading instructions Irom customers via notront
media. To facilitate orders more efficiently and expeditiously. the Firm is willing to makean exception to allowyou to provide
trading instructions via electronic media. e.g., amail. facsimile, AOL.IMOB. Be Chat and e-fax, but not via volcomail. Orders
sent by email or facsimile may not Mechlin Firm, or once such orders are received, they may not come to the attention of
the intended recipient in .a timely manner.As a result, there may be.market ilirctuaticin during the period between when the
instructions are.sent one when the order is received. To alleviate this possibility. we encourageyouto continue to phone us
prior to sending trading instructions via e-mail, facsimile, AOL-IM-D8, 88 Chat or afax to make sure communicationwith a
Client Advisor is established.
In consideration for our agreeing to make this accommodation to accept InsUUctions liontyou via email or facsimile al your
requeit and upon the:condition that you acknowledge and agree that (i) instructions received via email or lacalmile.nre deemed
received only when actually read, and Iii) you agree to hold harmless arid indemnify the Firm and its affiliates. employees.
officertand directors from any and all liability brisingfrom theaxecudon of transactions based on such instructions or From
such instructions not being executed. Finally, you agree to accepttesponsibility for the transmission of instructionsto the Fi'm
and agree that iou will beat the risk of loss arising from the method of transmission used in the event of transmission errors,
misunderstandings:I
sonadons. uansmission by unauthorized parsons. forgery prime/cents.
Wo require yaw sign tine bet•
to indicate %Nur agreement to the above terms. Please sign below and return this letter to
your Client Advisor ri your e rl V onotirjUnItv. Thank you.
Sincerely.
Winch sopontor's
Division al Daut
—Th
che anY
Nn es Inc.
Acknowledged
lieht
'
‘ C\X
wows
N
JeffreiEpstein
V of Warne
11 1Th
Deio IMMO
Director
idle
Zbynek Kozelsky
B116114anne
gad and Agreed to by Client Advisor
Slgnewrirc
ccct•tc-t A
nrkAn
Pinworm
Dm* eilliNOOffelrel
85O Approval is evidenced lectronlcally in accordance with Fm policy.
ifi (4 2° I
Paul Barrett
Date (MM/DONYYY)
•Ottottho wont' item! Deutsche eirilieG anent eilealien cemPanee Cleweee LW* wale Maraeonizw lOBrBaankk the *myth mankivenvi ac";•tc%
conducted by Dion CM sank AG or es subseli, htn. aiekeeao seMcos leo O01& ileouen 00iesiaio iMA BOBIkaatkOnt. a ta0ICC1-61AU angl ..misvfieu
eivareonsadrinv, eihki1COrdICIS scuienot eiceeicc in the link° Sows. Meech* ea re,Socirvaia lee is a mambo ol FiNPA. NYSE zod SOC. Oaten/
any leneino waitswe owed 01f0agh Baalathe Bank tnnl C empany Arninicas. illOrnbf r CNC, and pee, thernor.s el the OretscheSank GiOnP.
CONFIDENTIAL
WM167618 02,Oi.0307i6
SDNY_GM_00037966
DB-SDNY-0000790
EFTA_00148575
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
EFTA01282475