EFTA Document EFTA01282476

4I;1laFIN'AtibEEiet,t1SEAO '.ApphoalSte'fkdotruhf. AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either (1) limited authority over your Account(sl or (2) full authority over your Account(s) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document. As the "Principal" you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property daring your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act according to any instructions you have provided or, when there are .no specific instructions, in your best interest. "Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney et any time for any reason as long as you are of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or online tbrough the New York State Senate or Assembly websites, www.senate.state.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. AUTHORITY The u ersigne4 Principal (the "Undersigned" or "Principal") hereby appoints: Wfy cm k AP 14 II " as the Undersigned's agents) and attomey(s) in-fact ("Atjent(s)") to act INDIVIbUALLY with respect to any and all accounts, if applicable (see below) in the Undersigned's name ("Account(s)"), held individually or jointly (provided that all joint account holders have executed this foan) with DBSI, as well as individual retirement accounts bold kit the benefit of the Undersigned ("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any security, including but not limited to stocks, bonds, mutual fund shares, limited partnership interests, call and put options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin or otherwise, or enter into futures, options on futures and forward contracts, interest rate. currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of any description or indices, in each case in accordance with ()BSI's terms and conditions for the Undersigned's account, account type, and risk and in the Undersigned's names, or numbeds) on ()BSI's books. Agent(s) must exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agent(s) to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. 01-5144 3L-e ry.L. SDNY_GM_00037967 NlRlllAMIN a A Lt.', 1 ( • 11.PWV..098,(01/12) 009611 010512 NFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000791 EFTA_00I 48576 EFTA01282476 ' Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or , regulations, or that would be otherwise limited by the account type or documentation on file. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agent(s) authority to take actions whiah could significantly reduce your property 'or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION K LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit Agentls) to withdraw or transfer assets from the Account(s). — OR — /iii C4ULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the t/4...du instructions of Agent(s) in every respect concerning the Acoount(s), and to make deliveries or transfers of assets (including cash), from the Account(s) and payment of moneys es directed by Agent(s), without restriction 4ineittding4tralunkjentfeL himself, herself or themselves except in connection with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is got a durable power of attorney and will cease to be effective upon actual receipt by OBS) of written notice of the occurrence of either of the following events: (il the Undersigned is judicially declared to be incompetent, or (ii) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. 7 11.P Mt OBIS (01n2) 009611.010412 SDNY_GM_00037968 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000792 EFTA_00 I 48577 EFTA01282477 The' Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agentis) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization! Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization! Power of Attorney. Agent Name: Address: '1 fro( TIN of Agent: Relationship r 4 fttre..,c r to Principal: • Agent Name: Q94 It it 41 Address TIN of Agent: Relationship to Principal: THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, -DB") from all claims that may arise in connection herewith, and to pay. DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holderfs) to sign all requests for withdrawals from an account jointly with the Agent(s). 3 toin2) 0096114t0512 SONY_GM_0003796.9 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000793 EFTA_00148578 EFTA01282478 ' The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received . advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date: /OW/ . Signature: Print Name:. 4 Sikn, (the "Ondersi ned") TO BE EFFECTIVE FOR JOINT ACCOUNT(S), ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney. Date: Signature: Print Name: (the "Undersigned") This section intentionally left blank. 4 CONFIDENTIAL I1. PW,4098S WM) (09611.010412 SONY_GPA_00037970 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000794 EFTA_00 148579 EFTA01282479 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF )474k ss.: On 1,4,‘iL1_14 before me, 44y /39/ " r personally appeared ( 4, dir% personally known to me r proved to me on the basis of satisfactory evidence to the ind vidual s)whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacitylies), and that by his/herhheir signature(s) on the instrument, the individual(s), or the person upon belt9tf of whom the in walls) acted, executed the instrument. Notary Public HARRY L 3FLLER Notary nbikt glare 01 NSW York NO. Oar: ;924 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORgISTATE in' OC‘I"d County commission Expires Feb. 17,20 STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/hed their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individuals) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss.: On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whoseina me(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/herhheir capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument. Notary Public ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individualls), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 5 11-0WM-0985i0Irt21 00961141012 SDNY_GM_00037971 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000795 EFTA_00148580 EFTA01282480 IMPORTANT INFORMATION FOR THE AGENT(S): When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship is created between you and the Principal. This relationship imposes on you legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must 1. act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest; 2. avoid conflicts that would impair your ability to act in the Principal's best interest; 3. keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law; 4. keep a record of all receipts, payments, and transactions conducted for the Principal; 5. disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manner: (Principal's Name) by (Your Signature) as Agent, or (Your Signature) as Agent for (Principal's Name); and 6. agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principal's essets to benefit yourself or give major gifts .te yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authoriiation/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or, where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent, successor agent, cr the Principal's guardian if one has been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent: The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the Agent(s) sign at the same time, nor that multiple Agents sign at the same time. I/we, . __ _ kr' i.e &tit is4„ '7 /3C a v (insert names) of Agent(s)) Authorization/Power of Attorney. I am/we are e person(s) identified therein as Agent(s) forRYJe Principal . , . Agent's s gnature • Ageki's sigrfatu re Dated: 1.ON 1/ Dated: Aii( 4 3 have read the foregoing famed therein. CONFIDENTIAL S0NY_GM30037972 11 me.1\A•36.65 (C'1121 DB-SDNY-0000796 EFTA_00 I 4858 I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) EFTA01282481 ACKNOWLEDGEMENT OF AGENT(ST SIGNATURE IN NEW YORK STATE STATE OF NEW YORK. COUNTY OF 0ti. On W ith before me, Myr/ i;e &v ."' personally appeared •i-cx Itt 13i-s•kb“,,. personally known to me or proved to me on the basis of satisfactory evidence to the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their c1pacity(ies), and that by/ his/her/their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the dividual(s) acted, executed the instrument. ss.: / HARRY I. RELLER Notary Public. Stair: of New York No O!9S.48.53924 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATgommiss on Expires Feb. 17, 20 O9Ciliel in Ponlanu County'', • STATE OF COUNTY OF ss.: Notary Public On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signature(s) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK. COUNTY OF AJCPV q ° r ss.: On /0//c /a before me, lot...Av., 4 A (2 til.S eel ca,. personally appeared f i xerr" ( K r personally known to me or proved to me on the basis of satisfactory evidence to the incrivi ual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signaturefs) on the instrument, the individual(s), or the person upon behalf of whom the individuallthictecL executed YOLANDA RICHARDSON the instrument. Notary Public Notary Public. State of New York isS No O I ItI6053071 Qualified in Queens County Coin minion Expires January 2. 2025 ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individualls) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/ their signaturefs) on the instrument, the individual(s), or the person upon behalf of whom the individualls) acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 7 11•PwM4)38S (OM) 669511.010512 SDNY_GPA_00037973 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000797 EFTA_00 148582 EFTA01282482 --..Arti.st retanoStolve.strx4ekt:flem.4--atiscktttenvoivattiiar44,1w4a4iiiiiii-s5444)410fraiatektailissiblaitistlit ainthe" :fMoTztAtasStn.w.-. BRENNAN-ifIEBRA Issued 2 Sex Hgt Dot gt 14-1E4 Class 300o44, TypeEyeir Allergies NONE Endorsements Restrictions CONFIDENTIAL SDNY_GM_00037974 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000798 EFTA_00148583 EFTA01282483 e Y3iS:k rr A ry t-t 4 A., 4 , nitif R 1C14,t SF, ID: ;CLASS .0. BELLER HARRY,) CONFIDENTIAL 1 s) tix0 Hi rs31 SDNY_GM_00037975 CONFIDENTIAL - PURSUANT TO FED R GRIM. P. 6(e) DB-SDNY-0000799 EFTA_00148584 EFTA01282484 ' U Current Classification. (dick here for help) Internal Re: BSO Exception Request-DBPIDAForni[l] 13 Zia Memon to Zbynek Kozelsky, Vahe Stepanian Cc Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby Sender 10/22/2013 07:54 AM Date Subject ▪ Vahe Stepanian Zbynek Kozelsky ▪ Zia Memon 10/21/2013 08:47 AM BSO Exception Request - 10/22/2013 07:49 AM Re: BSO Exceptioi 10/22/201307:54 AM Re: BSO E. Classification: For internal use only BSO approved Zbynek Kozelsky --- Original Message ---From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian/dh/ Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form in Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue 154 Sent From Blackberry Vahe Stepanian Zia Memon ---- Original Message ---From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB POA Form (I] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. SDNY_GM_00037976 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000800 EFTA_00 I 48585 EFTA01282485 Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mmt liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran. POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe -- Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM ---- From: Fran M Wickman/db/dbcom To: Cc: Date: 10/18/2013 02:52 PM Subject. POA Issues Ili Classification: For internal use only DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is o e comp e ed for trusts & corporations. Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. DB POA is for Natural Persons accounts only. OB Limited Trading Authorization is to be completed for corporations & LLCs s not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman 0 SDNY_GM_00037977 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000801 EFTA_00148586 EFTA01282486 Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Chant Services (PICS) 1 South Slide! 21202-3298 Baltimore, MD. USA Tel .~ Fax .1 410159S-3797 Mobile Email Panio-Kiv-RwOon SDNY_GM_00037978 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000802 EFTA_00148587 EFTA01282487 0 Current Classification: (dick here for help) Internal ■ Re: Fw: BSO Exception Request - DB POA Form [I] D Zbynek Kozelsky to Vahe Stepanian Cc: Carol Koterwas, Fran M Wickman 10/24201302:41 PM _ Sender Date . . Vahe Stepanian 10/24/2013 10:01 AM Zbynek Kozelsky Subject Fw: BSO Exception Requ 1W2412013 02:41 PM Re: Fw: BSO E Classification: For internal use only Carol, Please add. Thanks! Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Deutsche Bank Securities Inc. Deutsche Asset d Wealth Management Markets Coverage Group 345 Park Avenue. 26th Floor New Y•rk Y 1 1 Tel. Fsx Ems Peas44,1.1v Peepoost. Vahe Stepanian ClassiffCetion or Int/el:cal:4s". OhjY ocid:mizok. 10/24/2013 10:0121, AM From: To: Cc: Date: Subject: Fw: BSO Exception Request - DB POA Form (I) Classification: For internal use only SDNY_GM_00037979 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000803 EFTA_00 I 48588 EFTA01282488 Good Morning Fran/Carol: On the below, it looks like when my colleague sent down the forms, they forgot to include two account numbers on the Harry/Jean Anne POA We need to add Harry Beller on accts. an' Can you please help to get this done? I've CC'ed Ziggy on this e-mail who is aware of this issue. Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue - 26th Floor New York NY 10154-0004 Tel. Fas Mob Em Forwarded by Vahe Stepanian/db/dbcom on 10/24/2013 09:59 AM From: To: Cc: Date: 10/22/2013 07.54 AM Subject: Re: BSO Exception Request - DB POA Form III Classification: For internal use only BSO approved Zbynek Kozelsky --- Original Message ---From: Zbynek Kozelsky Sent; 10/22/2013 07:49 AM EDT To: Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject; Re: BSO Exception Request - DB POA Form III Classification: For internal use only Good morning Zia, Please see below. CONFIDENTIAL Zia Memon SDNY_GM_00037980 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000804 EFTA_00148589 EFTA01282489 Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue 0154 Sent From Blackberry Vahe Stepanian ---- Original Message From: Vahe Stepanian Sent: 10/21/2013 08:47 AM EDT To: Zia Memon Cc: zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB P0A Form [I] Classification: For internal use only Good Morning Zia, Hope you had a great weekend. Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for: 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today. Thanks in advance for your help. Vahe — Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM — From: To: Cc: Date: Subject: Fran M VVickman/db/dbcom 10/18/2013 02:52 PM P0A Issues [I] Classification: For internal use only - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. SDNY_GM_00037981 CONFIDENTIAL . . CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000805 EFTA_00 I 48590 EFTA01282490 Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. DB POA is for Nalura ersons accounts only. Limited I ra mgAuthorization is to e compete for corporations & LLCs s not a valid acct It. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman ra Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Chenl Services (PICS) 1 So h Baltimore. MD. USA Tel + Fax + Motel Email Panitricienenn CONFIDENTIAL SDNY_GAA_00037982 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000806 EFTA_00I48591 EFTA01282491