EFTA Document EFTA01289887

Deutsche Asset & Wealth Management P.O. Oat 1778, Sahimore. M021203 SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SAMBA 08.8o< was n maNw.n, n, heron Gto.p DestlAhl Smori eic Yee *A Oat* Handl ATMS. Ha Sr Is. Teri m •cl'A Portfolio at a Glance Beginning Account Value Adjusted Previous Account Value Dividends, Interest and Other Income Net Other Adivity et Chan in Portfolio nchng Account Value Accrued Interest Estimated Annual Income Asset Allocation Prior Year-Esd Lad Period This Period %AIM:lotion LSD Cash. Money Funds. and Bank Deposits 1.196003.71 3617,587.81 3,117,813.92 41.64% h on-U SD Cash, Money Funds, and Bank Deposits 168,688.28 261,115.97 380,23123 1.39% A on.l. SD Axed Income 4.551,115 20 3,051,118.92 2,961,517.52 3609% LSD Equities 1,532,160 00 1,170,600.00 1,167,180 00 1788% [-' Account Total (Pie Chart) $7,449,267.22 08,206,752.73 08,200,772.07 100.00% See the Asset Allocabon Disclosure and Footnotes seeton lor important intorrnaton regardrig your Asset notation. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: 4G-023812 Statement Period: 12;01;2015 - 12(3112015 This Period 68,206,752.73 8,206,752.73 102.611.72 •2.00 -102,58978 Yea r.to.Date $7,449,267.22 7,449,267.22 433.450.15 •52.00 324 107 00 $8 206 772 67 88,206,772.67 $6 090 09 $324.495.93 , Pease review your allocation cercificaity wth you' Cleft Advisor, Page 1 of 9 8009TSIICSF30024 GO CONFIErnPali deisAL kilted Excellent, (very Vee same 2007 ML BBB RATED COMMUNICATIONS rxenurtraer ••••= SDNY_GM_00046915 OB-SDNY-0009739 EFTA_00 157524 EFTA01289887 Asset Allocation Disclosure and Footnotes M values are displayed m U.S. dollars based on interbank exchange rates as of 12/31015 Exchange rates can vary. Summary of Gains and Losses Realized Unrealized Ibis Period Year•to-Date long•Term Gan/Loss 0 00 000 31.762 50 Net Gain/Loss This summary excludes transactions where cost basis information is rot available. Exchange Rate Table Currency Currency USD Equivaleat per USD 0.00 Global Cash Currency 0.00 Posing Balance 37,782.50 Mount In Base Currency USD BUIS- POLK() 1 4737 0.6785 Exchange rates are based on interbank exchange rates as of 12/31/2015. Exchange rates can vary. BRITISF POUND 244.440 00 360 231 23 Total Global Cash Balance $360,231.23 Money Market Fund Detail Date Activity Type Description Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number 0000001489 Current Yield: 0.13% Advil,/ Ending: 12131/15 Amount Balance 12101115 Opening Balance 3.417.587.84 3,417,587.84 12/02/15 Withdrawal MONEY MAD REDEMPTION .2.00 3,417,585.84 12/31115 Deposit INCOME REINVEST 228.08 3,417,813.92 12131/1$ Closing Balance 11417,813.92 Total All Money Market Funds $3,411,813.92 Income and Expense Summary Current Period Year•to•Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equines 000 0.00 121,125.00 0.00 Money Market n808 0.00 737.18 0.00 Interest Income Bond Interest 102.38181 0.00 311,588.27 0.00 Total Dividends, Interest, Income and Expenses 1102,611.72 $0.00 $433,410.45 $0.00 DRABROLL Page 2 of 9 (very Vs.. Siva 2007 DAL BAR RA TEO COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6; THERhOnn DrwriA rxesurwer Account Number: NG-023812 Go paperless et:), Rated tacellenti GDmv_PM_00046916 DB-SDNY-0009740 EFTA_00157525 EFTA01289888 Deutsche Asset & Wealth Management P.O. Box 1778, Ballimore. MD 21203 Portfolio Holdings U.S. DOLLARS Opening Date Cash, Money Funds, and Bank Deposits Money m ark e t DEUTSCHE GOVT CASH INSTL 12101115 3,117,813.920 0000001/89 12131115 3 417 587 84 3,117,813.92 0.00 737.18 Total Money Market 13,417,58724 13,417,813.92 $0.00 1737.18 Total Cash, Money Funds, and Bank Deposits $3,417,587.84 13,417,813.92 $0.00 1737.11 Devilwe wan PAaminntat Mwoets Ontia De.,,0 INw kW'''. n< Vin brit Mc* Annw. 10tit Icce Statement Period: 12101/2015 - 12131/2015 Accent Activity Opening Closing Accrued Income 304lay Carrent C.:a roily I/umber &ding Balance Balance Income This Year Yield Yield Date Acquired Equities Preferred Stocks (Listed by expiration date) ALLY FINL INC FIX TO FLT DIV•8.50% FRECI•OTRLY CALLABLE0 25.00 ON A INKY BASIS AFTER 05/1512016 Dividend Oplion: Cath 06111113'.13 57,000.000 Total Preferred Soda Total Equities Unrealized Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loss 0.08% 0.13% Estimated Estimated Annual Income Yield Security Identifier: ALLY PRB USW 02005h308 25.0780 1,129,417.50 25 7400 $1,129,117.60 $1,129,117.60 Total U.S. DOLLARS BRITISH POUND C eStr ption Cash, Ai oney Funds, and Bank Deposits Global Cash Balance 17500.00 241,440.00 GBP 360.231.23 USD 1 167,180 00 11,167 110.00 ft 467,180.00 37,762.50 $37,762.50 $37,762.50 121,125.00 8.25% 1121,126.00 1121,125.00 Unrealized kaued Estimated Cod Bads Market Value Dein/ Loss Interest Masai Income 1,117,231.12 14,884,993 92 37,762.50 0.00 121,8112.18 Opening Closing Accrued 30-Day Quantity Balance Balance Currency b031011 Yield Total Cash, Money Funds, and Bank Deposits 115,880.00 244,440.00 GBP 360.231 23 USD 0.00 0.00 Page3 of 9 Account Number. N4G-023812 Italia excellent, ORAlt Q0.1k Go ASS Lyon, Van since 2.007 DAL OAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6706THERhcONn DusicenA exact r wer SDNY_GM_00046917 OB-SDNY-0009741 EFTA_00 I 57526 EFTA01289889 Portfolio Holdings (continued) BRITISH POUND (continued) Accrued Estimated Estimated Description Quantity Market Price Market Value Currency Interest Annual Income Yield Fixed Income (In Maturity OM. Sequence) Corporate Bonds NATIONWIDE BUILDING SOCIETY EURO ISSUE 1,000,000.000 100.4800 2,009,600.00 GBP CONVGBPISIMIXS1043181269 2161.54732 USD 6.875% 09/20188 REG DTO 03111114 St P Baling BB+ Secudty Identifier G83980111(3 Total Corporate Bonds : 2,000,000.000 2,009,600.00 GBP 2.961.547.52 USD Total Fixed Income: 2,000,000.000 2,009,600.00 GBP 2,961,547.52 USD 4,132.61 137,600.00 6.64% 6,090 09 202,633.75 Market Value Currency 4,132.61 6,010.09 4,132.51 6,090.09 137,500.00 202.633.75 137,500.00 202,633.75 kneed Estimated Interest Maul Income Total BRITISH POUND 2,254,040.00 GBP 4,132.61 137,500.00 3 321 77875 LSO 6 090 09 102,633 75 Cost Basis Market Value Unrealized Accrued Estimated GairilLoss Interest Annual Income Total Portfolio Holdings - U.S. DOLLARS 34,647,231.42 60,106,77117 237,762.50 96,090.09 9324,495.93 Footnotes ' Noncovered under the cost basis rules as defined below. Securities acquired helm 2011 or n retirement accounts we generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (-IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or alter their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple lured payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delmenng km or transferring agent and Pershing makes no representation as to the accuracy of this information. Pap 4 of 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) nriprwriAL Account Number 1446423 12 on...n Rol I GO paperiess SOUTHERN OSTO toted tacellend Evert Vs. Siva 2007 DAL OAR RATED COMMUNICATIONS rxarturmer SDNY_GM_00046918 DB-SDNY-0009742 EFTA_001 57527 EFTA01289890 Deutsche Asset & Wealth Management PO Boa 1770 Balamore. MO21203 Gnaw.< Rana Pn.a. wean imaigenas 17.070 I 240.6,7.7 De.00,7 Sank Smola. "0. Peevert 000, HI Part Ratak Ita I ter Statement Period: 12/01/2015 • 12/31/2015 Holdings Summary by Currency Currency Cash Fixed lame Equities Total by Currency US. DOLLARS 3,417.813 0 1,462,180 4.884.99 LSD BRITIgi POUND 244,440 2,009,600 0 2254.040 GBP Total ITSD Equivalent 3,778,045 2,961,547 1,487,180 8,208372 OD % of Alloallon 48.03% 38.09% 17.88% 100.00% Messages Although a money market mutual fund seeks to preserve the value of your investment at 91 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the !atoning information for Pershing's 2M5 IRS Forms 1099 (B, DIV, INT, O1O end MISC ): Your form 1099 will be deivered as early as posstle, beginning January 31, 2016. By February 16, you wall be mated either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It *16 inform you of the securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form Your 1099 wit be mailed no later than March 17. 2016. Activity Summary our amounts shown are in base currency) Credits This Period Debits This Period Net lilt Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $102,611.72 10.00 1102,811.72 1433,450.45 10.00 1433,450.45 Distributions 10.00 $0.00 10.00 $2,000,000.00 10.00 12,000,000.00 Fees 10.00 -12.00 -12.00 $0.00 -152.00 -152.00 Money Market Funds $0.00 $0.00 $0.00 124.00 -380,408.52 .$80,384.52 Totals $102,611.72 -$2.00 $102,609.72 $2,433,474.45 -$80,460.52 $2,353,013.93 Account Number: N4G-023 12 Go paperless VRAO ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 693(E)UTHERk CST en DrismAL Pap5 of 9 Rated taceiss Lsrery V.A. Lau 2007 074070 RATED COMMUNICATIONS rxesamier SDNY_GM_00046919 DB-SDNY-0009743 EFTA 00157525 EFTA01289891 Transactions by Type of Activity Process/ Trader Settlement Transaction Date Date Activity Type Desaiption Quantity Price Accrued Interest Amount Currency Dividends and Interest 12/22/15 12120115 FOREIGN BOND INTEREST 2000000.00 SHARES NATIONWIDE BUILDING SOCIETY EURO 68.760 00 GBP 663980UK3 ISSUE CONY GBP ISM/ XS1043181269 6.875% 09120188 102.363 64 USO REG DID 03111114 CLB FOREIGN BOND INTEREST RD 121815 PD 122015 AS OF 12/18115 12/31/15 MONEY MARKET FUND DEUTSCHE GO VT CASH 228.08 USD INCOME RECEIVED 233993682 Total Dividends and Interest BRITISH POUND 0.00 68,760.00 GBP TOTAL USD EQUIVALENT 0.00 102.38364 USO UNITED STATES DOLLAR 0.00 228.08 USD Fees 12101115 FORBGN CUSTODY FEE Fgn Safekeeping NOV 2015 CUSP G639804, K.3 .2.00 USD G6381011K3 Total Fees • UNITED STATES DOLLAR 0.00 .2.00 Total Accrued Interest Total Amount Transaction Summary Total Accrued Named Total Mount Currency USD Equivalent USD Equivalent BRITISH POUND 000 68 760 00 GBP 000 102.383 64 UNITED STATES DOLLAR 0 00 226 08 USO 000 226 08 The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Secedes: FIRST IN FIRST OUT Bond Amortization Elections: Amortize pram ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Faye 6 of 9 UBAJ ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DrNT1A L Account Number. N4G-023 12 Go paperless SOUTHERN OSTON Rasa Rao-SYS L win Veer Some 2'007 DAL BAR RATED COMMUNICATIONS exammer SDNY_GM_00046920 DB-SDNY-0009744 EFTA_00157529 EFTA01289892 Deutsche Asset & Wealth Management PO, Bat 1770, Balamore, MD 21203 Your Account Information (continued) I Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Device e x... won,. MW•leS Ww',•0.p De.tic he Nom qr. istli 0110, Pant Annw. Ittit kw Statement Period: 1210112015 - 12/31/2015 Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS W-IEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business condtions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wmv.pershing.com/busiiess_continuity.html for specific details as to formulas used to calculate the bgures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distnbuting any information received from Standard & Poors is not penrtted without prior written authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsige for any errors or Page 7 of 9 Account Number: N46423812 Rai tscollerigi Lnry Year Since 2CKL7 MOM, ROIL SOL THEM Ostyr Go paperless 414, ) DAUM. RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) FIDAL1SITIAL rxerturraer SDNY_GM_00046921 OB-SDNY-0009745 EFrA_00157530 EFTA01289893 Important Information and Disclosures (continued) Ratings (continued) omissions. regardless of the cause. cr for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as cleating broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and tio any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for kinds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its mil operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corn/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confimed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • your financial orgarization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the tight to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is lied, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shaft be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 8 of 9 Account Number. N4G-023812 e t RAM Emellonti ORAN ROI I Go paperless Every VAN. Same 2007 DALBAR RATEDCOMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: 6THERk csoNn DENTIA rxerturder n.c rc SDN Y_GM_0004 6922 O8-SDNY-0O09746 EFrA_00 157531 EFTA01289894 TERMS ANDCONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERMOIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES 14 YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED II MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTOR F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Arrn INT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST 14 ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Co ASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX NVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRA/ATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF (TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NES - RULE 607(AX1H28 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER.DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET 14 THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF Ti€ ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07329, ATTN' LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 67e)LTHERit soNr ci DENTIA no:sumer Page 9 o19 Account Number N4G-023812 Rated tacelkini l... •Irr • lize 2007 COMMUNICAT,ONS rtirirs===="" st SDNY_GM_00046923 OB-SDNY-0009747 EFTA_00157532 EFTA01289895 Deutsche Asset & Wealth Management PO 84:* 1778, Salumore. MO 2t203 DARN. Ram km. man PATmenas Idwals Comae GAM onuov sat setwor a. you Moo MS Put Dorm. Ms I Mr ICI 1.4 Portfolio at a Glance Account Number: N46-023812 Statement Period: 11101/2015 -11/3012015 This Period Year-to-Date SOUTHERN TRUST COMPANY INC Beginning Account Value K2 36,79 7.85 97,449,267.22 6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,236,797.85 7,449,267.22 ST THOMAS VI 00802 Dividends. Interest and Other Income 30.393 09 330138 73 Net Other Adivity -2.00 .50.00 et Chan in Portfolio -60.436 21 426 69E 78 nding Account Value S8 20 6 75 2 7 3 $8,206,752.73 Accrued Interest 592 166 81 Your Client Advisor: Estim aced Annual Income 6328 585 35 DANIEL SABBA Asset Allocation Prior Year-End Lad Period This Period % Allocation SO Cash. Money Funds and Bank Depotits hon-LSD Cash, Money Funds, and Bank Depoits on.L SD Axed Income LSD Equities 1,196,003.71 166,688.28 1,554,115.20 1,532,160 00 3,387,196.75 211,285.06 3,113,416.04 1,161,900,00 3,117,587.81 264,115.97 3,054,118 92 1,170,600-00 41.64% 3.22% 37.22% 17.92% — I \ Account Total (Pie Chart) 87,449,287.22 $8438,797.05 See the Asset Placation Disclosure arc Footnotes motto rot important informaton roguing your Asset Minton. 18,206,752.73 100.00% nano Rol k CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) A0096990CSP30017 paperless CONFIDENTIAL Pease review your allocation nen-co:luny wth your Client Advisor. Pape 1 of 8 Rama Dadioni t Any Vow WAR 2007 DAL OAR RA TED COMMUNICATIONS rxciarner SDNY_GM_00046924 DB-SDNY-0009748 EFTA_00157533 EFTA01289896 Asset Allocation Disclosure and Footnotes A9 values are displayed m U.S. dollars based on interbank exchange rates as of 11/3012015 Exchange rates can vary. Summary of Gains and Losses Realized Unrealized This Period Year.to-Date Long-Term Gain/Loss 0.00 000 41 182 50 Net Gain/Loss This summary excludes transactions where cost basis information is rot available. Exchange Rate Table Currency Currency USD Equivalent per USD 0.00 Global Cash Currency 0.00 Closing Balance 41,182.50 Amount in Base Currency USD BRITISHPOLK() 1 5051 0.6644 Exchange rates are based on interbank exchange rates as of 11/30/2015. Exchange rates can vary. BRITISH POUND 175 680 CO 264 415 97 Total Global Cash Balance $264,415.97 Money Market Fund Detail Date Activity Type Description Amount Balsam Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001489 Current Yield 0.01% Activity Ending: 11/30115 10131115 Opening Balance 3.387.196.75 3,387,196.75 11/03115 Wnhdrawal MONEY RAO REDEMPTION 4.00 3,387,191.75 11/17115 Deposit MONEY FUND PURCHASE 30,28125 3,117,476.00 11/30115 Deposit INCOMEREINVEST 111.81 3,117,587.81 11:30,15 Closing Balance 53,417,587.81 Total All Money Market Funds 83,417,587.81 Income and Expense Summary Current Period YearioDate Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 30.281.25 000 121.125 00 0.00 Money Market 111.81 0.00 509 10 0.00 Interest Income Bond Interest 000 0.00 209,204 63 0.00 Total Dividends, Interest, Income and Expenses 830,393.09 $0.00 6330,838.73 WOO Page? o18 Account Number:NG-023 12 l)E1A7 ROLL Go paperless SOU THERA S r.. nc CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) r l DAENTIA Itatid tocelbroll (very V... Sines 2007 CALMAR RAT CD COMMUNCATIONS r xart Lir NCI ..°1-413,r7—,... '"Tattn.."0..?...' SDNY_GM_00046925 DB-SDNY-0009749 EFTA_00 I 57534 EFTA01289897 Deutsche Asset & Wealth Management P.O. Boa 1770 OaIlimore, MO 21203 Portfolio Holdings U.S. DOLLARS Otvisre Rant Prmair Wolin Papmgenen Weals COMM* 6 '0 4) MAUI M %„.9f' ,•C Mee Von 011ict la Pan Ammo. Ita Mei War lot Irt 10114 Statement Period: 11/01/2015 • 11/30/2015 Account Activity Opening Closing Accrued Income 30.0ay Cement Opening Date Quantity Number Sidles Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits Money Market DEUTSCHE GOVT CASH 01511 10/31115 3,117,587.840 0000001489 11130115 3,387,196.75 3 417.587 84 0.00 509.10 0.01% 0.01% Total M only Market $3,317,196.16 13,417,587.84 $0.00 65011.10 Total Cash, M oney Funds, and Bank Deposits $3,387,196.75 13,417,587.84 $0.00 $609.10 Unrealized Estimated Estimated Date Acquired Quantity Bait Oast Cod Basis Market Price Market Value Gainl Loss Annual Income Yield Equities Preferred Stocks (Listed by expiration date) ALLY MIL INC FIX TO FLT DIV.8.50% FRECI.OTItLY CALLABLE Q 25.00 ON A QTRLY BASIS AFTER 05115/2016 Dividend Option: Cath 06111113'.1$ 57,000.000 Total Preferred Stocks Total Equities Security Identifier: ALLY PRB CLS1P 020051008 250780 1,429,417.50 25 8000 61,129,117.50 11,129,117.50 1 470.600.00 $1.470,600.00 $1,470,600.00 Cod Basis Market Value 41,182.50 611,182.50 $11,182.50 121,125.00 8.23% $121,125.00 $121,125.00 Unrealized kaued billeted Gain! Loss Interest Annual Income Total U.S. DOLLARS $1,817,005.31 $4,888,187.84 $11,182.50 $0.00 6121,834.10 BRITISH POUND Opening Closing Mound 30•Day Description Quantity Balance Balance Currency Income Yield Cash, M oney Funds, and Bank Deposits Global Cash Balance 175,680.00 176,680.00 284.41507 Total Cash, M oney Funds, and Bank Deposits 1/5,880.00 175,880.00 261.115 97 GBP USD Account Kumberber N4G-023 12 Go paperless SOL IPAA NYADENTIA CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(43)THERA OSTO GBP U50 0.00 0.00 Page3 of 8 tsrery sine. 2007 dank RATED COMMLMKATOG rxelrarnaer SDNY_GM_00046926 DB-SDNY-0009750 EFTA_00 157535 EFTA01289898 Portfolio Holdings (continued) BRITISH POUND (continued) Oesuiption Fixed Income (In Maturity Date Sequence) Corporals Bonds NATIONWIDE BUILDING SOCIETY EURO ISSUE CONY GBP GINOX.61043181269 6.875% 09120188 REG DTD 03111114 St Piloting BB+ Security Identifier: 683980UK3 Total Corporate Bonds : 2,000,000.000 Awued Estimated Estimated Quantity Market Price Market Value Currency Inters Annual Income Yield 2,000,000.000 Total Fixed Income: 2,000,000.000 101.4600 2,029,200.00 GBP 3 054,148 92 USD 2,029,200.00 GBP 3.054.148.92 USD 2,029,200.00 GBP 3,054,148.92 USD Market Value Currency 61,236.34 137,600.00 6.77 3, 92,166.81 206 951.25 81,238.34 92,186 81 01,23934 92,168 81 137,500.00 206.951 25 137,500.00 206.951 25 Awned Estimated Interest Annual Income Total BRITISH POUND 2,204,880.00 GBP 3,318 564 89 LSD Cod Basis Market Value 61,236.34 92,166 81 137,500.00 226 951 25 Uarealized Accrued Estimated Gala/ Loss Interest Annual Income Total Portfolio Holdings - U.S. DOLLARS 54,847,005.34 58,206,752.73 541,182.50 $92,166.81 $328,585.35 Footnotes ' Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or Si retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended FIRC") (Incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as nonretnement, US taxpayers securities which have been acquired on or alter their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number: 7146423 12 OBALI RON GO paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 678)6THERN aynn DAENTIA Page 4 of 8 Rated [moiler. Ln.y Von Slate 2007 DAL OAR RA TED COMMUNICATIONS rxciarner SDNY_GM_00046927 DB-SDNY-0009751 EFrA_00157536 EFTA01289899 Deutsche Asset & Wealth Management PO Pox 1776, Sallimore. MD 21203 (Misr* Rant Pnwale *man Pirmienen Pdaeals Coon., 6 ,O‘P Destsay M Sew 034+ +Ic Ras Mar HI Pan linnet) kn, be, War int hY 10114 Statement Period: 11/01/2015 • 11/30/2015 Holdings Summary by Currency Currency Cash Fixed Income Equities Total by Cuffing US.DOLLARS 3.417.587 0 1.470.600 4.888,187 USD BRITISH POUND 175.680 2,029,200 0 2,201,880 GBP Total USD Equivalent 3,682,003 3 054 148 1 470 800 8 206 52 USD % of Allocation 41.16% 37.22% 17.92% 100.00% M essa es Please note the folloiiing Information for Pershing's 20151RS Forms 1099 (8, DIY, INT, 010 and MISC I Your form 1099 MN be delivered as early as possiole, beginning January 31, 2016. By February 16, you will be mated either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Activity Summary (Ni amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $30,393.09 10.00 130,393.09 1330,838.73 $0.00 1330,838.73 Distributions $0.00 10.00 $0.00 $2,000,000.00 $0.00 12,000,000.00 Fees $0.00 -$2.00 -$2.00 $0.00 -850.00 -850.00 Money Market Funds $0.00 $0.00 $0.00 $24.00 -380,408.52 -380,384.52 Totals 330,393.09 -32.00 530,391.09 82,330,862.73 -880,458.52 32,250,404.21 Page 5 of 8 Account Number: N46423812 s Plated tacollenti OlitAkl ROLL Go paperless t very Vas. Wit* 2007 DALBAR RA TED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:6THERhOsOnrlDriSITIAr rxemmer SDNY_GM_00046928 DB-SDNY-0009752 EFTA_00 157537 EFTA01289900 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiption Dividends and Interest 11/16/15 CASH DIVIDEND RECBVED ALLY PRO Nan*/ Price Accrued Intered Amount Currency 57000 SHRS ALLY RAI lisCFIX TO FLT DN-8.50% FREOOTRLY CALLABLE 25.00 ON A OTRLY BASS AFTER 05116/2016 R9 11101 PO 11116115 30 281 25 LSO 11/30/15 MONEY MARKET FUND DEUTSCHE GOUT CASH 111 .84 LSO INCOME RECEIVE 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 30,393.09 Fees 11102115 FOREIGN CUSTODY FEE Fgn Safekeeping OCT 2015 CUSIP:G63980•Ulc3 •2.00 USD G639130UK3 Total Fees - UNITED STATES DOLLAR 0.00 -2.00 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 30,391.09 USD Your Client Advisor: DA DAN la SABBA 345 PARK AVENUE, 26TH FLOOR KEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Flan: FIRST IN FIRM OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types. Constant Yield Method Include market discount in income annually No Electronic Delivery You have not selected any account communications for electronic delivery To register and turn off paper communications log in to your account or contact your client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale vice. Securities for which a price is Page6 of 8 Account Number N46423 12 excellent, tt..“ +. t Cio paperless beefy yew WOOD row DAL MR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: 6THERk Oscan DAntrariAP rxeramer SDNY_GM_00046929 DB-SDNY-0009753 EFTA_00 157538 EFTA01289901 Deutsche Asset & Wealth Management PO. Lica 1778. Sallimore. MA 21203 Important Inform ation and Disclosures (continued) Iltra lin VMYn PAIMIP-414 MW4CS OwttneG•ap De.tic Bou Yin brk Office 14,Pant Anre, ,ken ...ion hY IOVA Statement Period: 11/01/2015 - 11/30/2015 Pricing jcomnue0./ not available are marked 'N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to mwr.pershing.com/busiriess_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The doter amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon vMtten request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives a financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poets. Reproducing and distributing any information received from Standard & Pools is not pennitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page of II Account Number: N46423812 katod tacellordi Go paperless Unary Van Late 2007 SOUTHERN csonn DrISITIA DALOAR RATEOCOMMUNCATIONS rxesumer CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00046930 OB-SDNY-0009754 EFIA_00157539 EFTA01289902 Important Information and Disclosures (continued) The Role of Pershing • Pershing carves your account as clearing broker pursuant to a cleanrg agreement wen your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or es employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable. the rendering of investment advice, if any. to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comfaboutrstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includthg unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, man eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators MI typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration fauns may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is feed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; 6AsoocioduhntERkkum6erso N4GN-02381r2 Every Yew SOSO, 2007 Rated tocelleni Go paperless LAMAR RATED COMMUMCATDONS CONFIDENTIAL - PURSUANT TO FED. R CRIIVI. P. I DENTRe rxesamer Page 8 of 8 SDNY_GPC00046931 OB-SDNY-0009755 EFIA_00157540 EFTA01289903 Deutsche Asset & Wealth Management P.O. Oat 1770, Ba!ammo. MD 21203 Oeuiv.v Si,,, Pon. Mom Manarrat Miners Coma,. 4.p.p Deot4N Mr kcynei Ma brk Mot 41, Part AMMO. )Mu tccr Portfolio at a Glance Account Number: N46-02 3812 Statement Period: 1010112015 - 10/3112015 This Period Year-to-Date SOUTHERN TRUST COMPANY INC Beginning Account Value 0,042,523.53 37,449,267.22 6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 6,042,623.63 7,449,267.22 ST THOMAS VI 00802 Dividends. Interest and Other Income 50.049 98 300.445 64 Net Other Adivity -4.00 .4800 A et Chan e in Portfolio 144.228 34 497 132 99 Accrued Interest $77.15716 Your Client Advisor: Estimated Annual Income $333.849.76 DANIEL SABBA Asset Allocation Prior Year-bd lad Period This Period %Allocation LSO Cash. Money Funds. and Bank Deposits 1,196,003.74 1,337,150.77 3,387,196.75 41.13% Non-U SD Cash, Money Funds, and Bank Deposits 188,688.28 266,067.38 271,285.06 3.29% A onL SD Axed Income 4.554,415.20 4,961,295.40 3,113,416.04 37.80% LSD Equities 1,532,160.00 1,478,010.00 1,464,900.00 17.78% N Account Total (Pie Chart) $7,449,267.22 01,042,523.53 38,236,797.85 100.00% See the Asset Allocation Disclosure and Footnotes secton lor important intormaton topsides; your Asset notation. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) P ease renew your allocation cer crehrta y wth you' ClentArlyisct Pape 1 of 10 CON Fl D(rEPDITfisAL BM 0:W5130018 Rioted twalloni Every VAN Seam 2007 DALBAR RATEDCOMMUNICATIONS exeunt...a SDNY_GM_00046932 OH-SDNY-0009756 EFTA_00157541 EFTA01289904 Asset Allocation Disclosure and Footnotes M values are displayed m U.S. dollars based on interbank exchange rates as of 10/31/2015 Exchange rates can vary. Summary of Gains and Losses Realized This Period Year.to-Date Unrealized Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is rot available. For Your Information 000 0.00 0 00 35.482 50 0.00 36,467.50 Please note that the Valuation at a Glance section on page one of yow account statement MI be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Exchange Rate Table Global Cash Currency Closing Mount in Currency USD Equivalent per USD Currency Balance Base Currency USD BRITIS- POIAD 1 5442 0.6475 I BRITISh POUND 175,680.00 271.285 06 I Exchange rates are based cn mterbank exchange rates as of 10/31/2915 Exchange rates can vary. Total Global Cash Balance $271,386.05 Money Market Fund Detail Date Activity Type Description Mown Balsam Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num bet 0000001489 Current Yield 0.04% Activity Ending: 10130/15 10101115 Opening Balance 1,337,150.77 1,337,150.77 10102115 Withdrawal MONEY FUND REDEMPTION -4.00 1,337,146.77 10129/15 Deposit MONEY FUND PURCHASE 50000.00 1,387,146.77 10/30/15 Deposit MONEY FUND PURCHASE 2,000,000.00 3,387,146.77 10130115 Deposit INCOME REINVEST 49.98 3.387.196.75 10/30115 Closing Balance $3,387,196.76 Total All Money Market Funds 93,387,196.76 B*110281CS130 ?: IL)6A0 Roll Account Number:1446473 12 Go paperless SOl, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERM Osbennn DrwriAL Page 2 of 10 ROM tmellmil (very Tom Sims 2'007 DAL0AR RATED COMMUNICATIONS rxesurner SDNY_GM_00046933 DB-SDNY-0009757 EFTA 00157542 EFTA01289905 Deutsche Asset & Wealth Management P.O. Bat 1778, Bahimore, MD 21203 Income and Expense Summary Dividend Income Equities Money Market Interest Income Bond Interest Total Dividends, Interest, Income and Expenses Portfolio Holdings U.S. DOLLARS Account Opening Date Quantity Number Cash, Money Funds, and Bank Deposits Money Market DEUTSCHE GOVT CASH INSTL 10/01115 3,387,196.750 0000001489 Total Monty Market Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unit Cod Equities Preferred Stocks (listed by expuation dee) ALLY FINL INC FIX TO FLT DIV-8.50% FRED-DIMLYCALLABLE. 25.00 ON A 0TRLY BASIS AFTER 05/15/2016 Dividend Option: Cash 06111/13 '.13 Total Preferred Stocks Total Equities Adivity Biding Gnaw.< Ram Pnwale Vie 1. Par ag engin rawats Coerce 88m, °tow* M. smonet Lac linvIert CORc• III Part Annie. Halter Statement Period: 10/01/2015 • 10/3112015 Current Period Year-to-Date Taxable Nee Taxable Taxable Non Taxable 0.00 0.00 90.843 75 0.00 49.98 0.00 397.26 0.00 50.000.00 0.00 209.204 63 0.00 950,049.99 $0.00 $300,445.64 $0.00 Opening Balance 10130/15 1,337,150.77 $1,337,160.77 $1,337,160.77 Cost Basis Market Price Clodeg Balance 3,387,196 75 $3,387,196.75 13,387,196.76 Market Value Awned Income 3.11 $3.71 $3.71 Unrealized Gild Low Income This Year 397.26 $397.26 $397.26 30.Day Current Yield Yield 0.04% 0.04% Estimated Estimated Annual Income Yield Security IdentIller: ALLY PRB CUSP: 02005N308 57.000.000 25.0780 1.429.417.50 11,429,117.50 $1,429,417.50 Cost Basis 25.7000 1 464.900 00 $1,464.900.00 $1,464,900.00 Market Value 35.482 50 135,402.50 $35,482.50 Unrealized Gain! loss leaned Interest 121.125.00 8.26% $121,125.00 1121,125.00 Estimated Anneal Income Total U.S. DOLLARS Oen.° vOl $4,016,614.25 $4,852,096.75 Account Number. N4G-023 12 Go paperiess SOL PALY Ibt F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Tr ERN OSTOMN $36,462.60 $0.00 9121,622.26 Page 3010 Rabid tacellera Event Year Siva 2007 DALBAR RATED COMMUNICATIONS rxanurmer SDNY_GM_00046934 DB-SDNY-0009758 EFTA_00 157543 EFTA01289906 Portfolio Holdings (continued) BRITISH POUND DeSViptiOn Opening Quantity Balance (losing Balance Currency Awued 3D-Day Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 175,680.00 175,680.00 GBP 271.285 06 USD Total Cash, Money Funds, and Bank Deposits 175,680.00 175,880.00 GBP 0.00 271.285 06 USD 0.00 Description Quantity Market Price Markel Yale Curia Acaued Interest Estimated Estimated Annual Income Yield Fixed Income (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOCIETY EURO ISSUE CONY GBP ISM/X.51043181269 6.875% 09120188 REG DID 03111114 58 PRating 08* Security Identifier: G63980UK3 2,000,000.000 100.8100 2,016,200.00 GBP 3.113.416 04 USO 49,065.85 77,157.26 137,500.00 6.81% 212.327.50 Total Corporate Bonds : 2,000,000.000 2,016,200.00 GBP 49,985.86 137,500.00 3,113,416.04 USD 77,15726 212,327.50 Total Fixed Income: 2,000,000.000 2,016,200.00 GBP 49,965.86 137,600.00 3,113,416.04 USD 77,15726 212.327 50 ACtrued Estimated Markel Value Currency lama Animal Income Total BRITISH POUND 2,191,880.00 GBP 49,986.86 137,600.00 3,384301.10 USD 77,157 26 212.327 50 Unrealized Acaeed Palmated Cost Bees Markel Pelee Gala Loss littered Memel Income Total Portfolio Holdings - U.S. 14,816,614.25 88,238,797.85 $35,482.50 $77,157.28 $333,849.78 DOLLARS footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retnement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered enoncovered," under the new cost basis repotting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or aver their "applicable date(s)' at which they are subject to the cost basis reportin rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Page 4 of 10 Account Number. N4G-023 12 MIAN MOIL Go paperless L THERA OSTOMPAL N ?Fat CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) I DAENTIAL Rated excellent, Envy Van' Woos 2007 DALBAR RATED COMMUNCATIONS rxellarNer et a rlap a'rlatrionst .0:trian ire MS* SDNY_GM_00046935 OB-SDNY-OOO9759 EFTA_00 57544 EFTA01289907 Deutsche Asset & Wealth Management pa Oa 1778, Babimore, MD21203 Portfolio Holdings (continued) Oruisre Rant Prmair. *man Papmgenmt Pdaeat$ Caen., 6 ,0“) Detts1.4 la* Seltona Mee wan Onto la Put Annus. Ita I ter Statement Period: 10/0112015 • 1013112015 Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. IS The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency Currency Cash Fixed Income Equities Total by Currency L S DOLLARS 3.387.196 0 1.414.900 4.852.096 LSO BRITISH POUND 175.680 2.016.200 0 2.191.880 COP Total U50 Equivalent 3,818.481 3,113,416 1.464,900 8,236,797 USD % of Monition 44.42% 37.80% 17.78% 100.00% Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ Loss/ Disallowance Long Term 10129115 12/04113' RDMG First In First Out PETROLEOS DE VENEZLE ENIOR ISA/IX.50460546525 5.000 % 10128/15 REG 0 TD 10/28/09 CL Security Identifier P7807h AF2 Original Cost Basis: 1,800,000.00 2.000.000.000 2.000.000.00 2,000,000.00 003 Total Long Term $2,000,000.00 $2,000,000.00 $0.00 Total Short Term and Long Term $2,000,000.00 32,000,000.00 $0.00 Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally nil subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ("IRC.) (incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noccovered," under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis Will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. ORM, MOIL SOUTHERN C S O T DriSMAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number N40-023 12 Go paperless Page 5 of 10 Rated tacelbroll Lyon. Year Slate 2007 CALMAR RATED COMMUN TOG rxenurmer ?rest r =Let awaee tad ~errRww tint SDNY GM 00046936 DB-SDNY-0009760 EFTA_OO 157545 EFTA01289908 Schedule of Realized Gains and Losses Current Period (continued) Reporting requirements generally will be phased in over a three•year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to N.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authormes, and, accordingly, disclaims any and all liability that may arise with respect to your use and rebance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortation, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fired income security, and certain attributes, obtained from sources believed to be relable. In the event, one or more of these attributes is changed, there may be a temporary Snorted adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations wit not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consul your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain andicir loss, unless another method was selected at the tine of the security disposal, and this may be reported on the IRS Form 1099-8. Messages Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Although a money market mutual fund seeks to preserve the value of your Investment at ft per share, It is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Sum mary (Ali amounts shovm are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $50,049.98 $0.00 $50,049.98 $300,445.64 $0.00 $300,445.64 D 1st(' bu ti on s $2,000,000.00 $0.00 $2,000.000.00 $2,000,000.00 $0.00 $2,000,000.00 Fees $0.00 -$4.00 -$4.00 $0.00 -$48.00 -$48.00 Money Market Funds $0.00 $0.00 $0.00 $24.00 .660,408.52 .$60,384.52 Totals $2,050,049.98 -$4.00 $2,050,045.98 $2,300,469.64 .$80,456.52 62,220,013.12 Page 6 of 10 AN Q Account Number NG-023812 Go less e k i, Italia [wailer. OR 011 paper [very v... since 2007 CALLUM RA T ED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 69: Hutto rirlDENTIA rxesamer SDNY_GM_00046937 DB-SDNY-0009761 EFTA_00157546 EFTA01289909 Deutsche Asset & Wealth Management P.O. Bat 1778, BaMimore, MO 21203 Transactions by Type of Activity Process/ Settlement Oate Activity T Demi ion Orvisre Mm Pn.a. Wean Paptagenan Pdaeals Codrage6KM) Dettsch4 Sank %twos %..c 11n. von Oilt• In Pan Aneo. 160. I be, (Meath Statement Period: 1010112015 • 10/3112015 Price Accrued Interest Ammon eirren Dividends and Interest 10/28115 FOREIGN BOND INTEREST P7807FAF2 10/30115 MONEY MARKET FUND INCOME RECBVED 233993682 2000000 PETRO LEOS DE VENEZUELA hOTES SEKIOR ISMS XS0460546525 5.000% 10/28115 REG DID 10/28109 CLB RD 10/27 PD 10128/15 DEL TSCFE GOVT. CASI4 50.000 00 49.98 USD USD Total Dividends and Interest • UNITED STATES DOLLAR 0.00 50,019.98 Distributions 10129/15 SECURITY REDEEM ED PETROLEOS DE VENEZUELA NOTES SENIOR -2.000.000.000 2.000.000 00 USD P7807FAF2 ISA 9 XS0460546525 5.000% 10/28/15 REG DTO 10/28/09 CLB ACCOUNT REDEMPTION Total Distributions • UNITED STATES DOLLAR 0.00 2,000,000.00 Fees 10101/15 FOREIGN CUSTODY FEE Fun Safekeeping SEP2015 CUSP. G63980-UK-3 -2.00 USD G53980UK3 10101/15 FOREIGN CUSTODY FEE Fgn Safekeeping SEP2015 CUSIP. P7807F-AF-2 -2.00 USO P780714,F2 Total Fees- UNITED STATES DOLLAR 0.00 -1.00 Total Value of Transactions 0.00 2,050,045.98 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DM DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10151.0003 USAO 4011 Account Number. N4G-023 12 Go paperless SOUTHERN corennrciDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page? of 10 Rated taceibra L very Vest Since 2007 DAL BAR RATED COMMUNCATIONS r %CIL UNCE SDNY_GM_00046938 DB-SDNY-0009762 EFTA_00 157547 EFTA01289910 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Your Account Information Tax Lot Default Disposition Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery To register and turn off paper con m unications, log in to your account or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked ^N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwepershing.corribusiness_conbnuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accourts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) vae be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, fimehness or availability of any information. Standard & Pools is not responsible for any errors or Page 8 of f0 2=1-%'F Account Number. N46-023812 0770 ROLL SOUTHERN Go paperless szt ; Pallid excellent, Lvery Year Slate 2007 0ALOAR RATED COMMUNCATOONS csonrIDAMSTTIAL rxesurtraer SDNY_GM_00046939 CS-SDNY-0009763 EFTA_00157548 EFTA01289911 Deutsche Asset & Wealth Management P.O. Boa 1776. Bslomoro MD 21203 Important Inform ation and Disclosures (continued) Divivre Itint w,aan Paamir,tat Maroets Ontia G•ap U-.'tO Nom Want n< gr. ISA Office li,Pant Annie. n, loct nv am w Statement Period: 1010112015 • 10/31/2015 Ratings (continued) omissions, regardless of the cause, or for the resufts of using such content Standard & Pool's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the secunties laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in enerat for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCet Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnvapershing.coriVaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 Errors and Omissions excepted. Important Arbitration Disclosures • At parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaty more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by aft parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicaty include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the clan is filed, and any amendments thereto• shall be incorporated into this agreement Account Num leer N4G-023 12 Go paperless Dm MILIA L ^E CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOLTHERA OSTairc I Page 9 of 10 Maud tocellone (very Year Since 2007 DAL BAR RATED COMMUNICATIONS rxemoser aet -IAA, •••••••• nit^. rent. MC SDNY_GM_00046940 OB-SDNY-0009764 EFIA_00157549 EFTA01289912 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Account Number. N4G-023 12 Go paperless Page 10 of 10 CNNINN May Van Same 2007 L THERA DALBAR RATED COMMUNICATIONS rxerarnaer OsTOn N EiENTIA L SDNY_GM_00046941 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009765 EFIA_OO15755O EFTA01289913 Deutsche Asset & Wealth Management P.O. Boa 1778, BaSimon", M021203 SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Isre Ram PonleVeAtaiinhianrent Went% COMIC! Gro‘P Dests04 LW %Ivo.% Ac mr., von Oilkir HI Pan Annie. Ita I by. SEM Account Number: N4G-023812 Statement Period: 0910112015 - 09/30/2015 Valuation at a Glance Beginning Account Value Adjusted Previous Account Value Dividends. Interest and Other Income het Other Activity het Chan in Portfolio ncling Account Value Accrued Interest EsIrrn aled Annual [noon e Asset Allocation Prior Year-End Lad Period This Period %Allocation L SO Cash. Money Funds. and Bank Deposits 1,196,003.74 1.337.114.81 1.337,150 77 16.63% hon-LSD Cash, Money Funds and Bank Deposits 166.688.28 270.160.70 266.067 36 3.31% I honiL SD Axed Income 4,554.415 20 5.032.220 28 4.961.295 40 61.68% LSD Equities 1,532,160 00 1.482.000 00 1478,01000 18.38% [ Account Total (Pte Chart) 37,449,267.22 $8,121,495.79 18,042,623.53 100.00% See the Asset Allocation Disclosure and Footnotes SAMOA for important information regamng your Asset Moulton. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) doN a Girsrerfix FID L This Period Year-to-Date 18,121,495.79 17,149,267.22 6,121,496.79 7,419,267.22 43.96 250.395.66 43.00 -44 00 -79,00822 242 904 65 5 8 0 4 2 5 2 3 5 3 $8,042,523.53 5100.257 36 5429.716 03 Please review your allocation penoclicalty wth your Client Adyiscc Page tot 11 Itefied Excellent, (very Vs. Since 2007 DAL BAR RATED COMMUNICA TONS exam/14er . SDNY_GM_00046942 OB-SDNY-0009766 EFLC00157551 EFTA01289914 Asset Allocation Disclosure and Footnotes AO values are displayed in U.S. dollars based on interbank exchange rates as of 09/3012015. Exchange rates can vary. Summary of Gains and Losses Realized Ibis Period Year•to-Date Unrealized Lon -Term Gain/Loss 0.00 000 42 655 88 Net Gain/Loss 0.00 0.00 42,655.88 This summary excludes transactions where cost basis information is rot available. For Your Information Please note that the Vatuation at a Glance section on page one of yew account statement will be updated and renamed Pagano at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Exchange Rate Table Global Cash Currency Currency USO Equivalent per USD Currency Closing Balance Mount in Base Currency USD BRITISh POUND 1 5145 0.6602 BRITISh POUND 175,680.00 266 067 36 Exchange rates are based on interbank exchange rates as of D9/30/2015. Exchange rates can vary. Total Global Cash Balance $268,067.36 Money Market Fund Detail Date Activity Type Destriptios Mont him Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num tier: 0000001489 Current Yield 0.04% Activity Ending: 09/30115 09101115 Opening Balance 1,337,114.81 1,337,114.81 09102115 Withdrawal MONEY FUND REDEMPTION .4.00 1,337,110.81 09130/15 Withdrawal MONEY FIND REDEMPTION .400 1,337,106.81 09130/15 Deposit INCOME REINVEST 43 95 1,337,150.71 09130115 Closing Balance 61,337,160.77 Total All Money Market Funds $1,337,160.77 Income and Expense Summary Current Period Year•to•Dale Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 010 0.00 90,843.75 000 Money Market 43.96 0.00 347.28 000 Page 2 of 11 Account Number N4G-023812 Rated tacolleria 0600 401 k co paperless Lyon, V. Late Z007 0ALOAR RATED COMMUMULTIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: THERNc seynn DAENTIA rxesartraer l'Itt.tra-reatta="0-=.-"=: SDNCGM_00046943 DB-SDNY-0009767 EFTA_00157552 EFTA01289915 Deutsche Asset & Wealth Management PO Boa 1778. Baliimore. MO2t203 Income and Expense Summary (continued) 0 Isre e..' Pn•VIP Wealth Papmgenan Weals Coon., Crap Des4s4N C M %Items +gc Ont• HI Part Ammo. 1Nk I ber New RaL M Statement Period: 09/01/2015 • 09130/2015 Current Period Year4o-Date Taxable Nee Taxable Taxable Non Taxable Interest Income Bond Interest Total Dividends, Interest, Income and Expenses Portfolio Holdings U.S. DOLLARS turnout Opening Date Quantity Number Cash, Money Funds, and Bank Deposits money Market DEUTSCHE GOVT CASH INSTL 09101115 1,337,150.770 0000001189 Total Money Market Total Cash, M oney Funds, and Bank Deposits Date Malted Quantity Unit Cost Fixed Income (In Maturity Date Sequence) Corporate Bonds IPETROLEOS DE VENEZUELA Security Identifier: PTIOTHAF2 NOTES SENIOR ISMS XS0480516525 5.000% 10128/15 REG DTD 10128/09 SE P Rating El• 12/01/13 '.3.17 2,000,000.000 99.5170 Total Corporate Bonds 2,000,000.000 Total Fixed Income 2,000,000.000 0.00 0.00 159.204 63 0.00 $43.96 50.00 $250,395.66 $0.00 Activity Ending Opening Balance Closter; Balance Acaued Income Income This Year 30-Day Yield Current Yield 09/30115 1,337,114.81 1,337,150.77 0.00 317.28 0.01% 0.01% $1,337,111.81 91,337,150.77 $0.00 $347.70 Adjusted Cost Basis $1,337,111.81 Market Price $1,337,150.77 Markel Valle $0.00 Unrealized Gain! Loss $347.28 Acarued Interest Estimated Estimated Annual Income Yield 1.990.936.62 99.2500 Ori 'nal Cost Basis: 51,800,000.00 1,985,000.00 -5.936.62 42,222.22 100 000 00 5.03% $1,990,136.62 81,985,000.00 -$5,938.52 $42,222.22 $100,000.00 81,990,936.62 $1,985,000.00 -$5,936.82 $12,322.22 $100,000.00 Account Number: 1446423 12 OBAS ROLL Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 693(e)THERk OSLO MPAb Jie N YE I DAENTEA L. Pate 3 of tt Raba taallormi Evert Vom Lam 2007 DALEY*. RATED COMMUNICATIONS rxciurnaer SONY GM_00046944 DB-SDNY-0009768 EFTA_00 157553 EFTA01289916 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Dale Acquired Quantity Usk Cosl Cod Basle Market Price Markel Value Gala( Loss Equities Preferred Stocks (Listed by expiration date) ALLY MAL INC FIX TO FLT Security Identifier: ALLY PRO DIV4.50% FREO-OTRLY CALLABLE (1 25.00 CUSP. 02005N308 ON A OTRLY BASIS AFTER 05115/2016 Dividend Option: Cash Estimated Estimated Annual Income Yield 06111113 57,000.000 25.0780 1,429,417.50 25.9300 1,478,010.00 48,592.50 '2' 125 37 1121.125.00 E'• Total Preferred Stocks 31,429,417.50 31,478,010.00 348,592.60 Total Equities 31,429,117.50 Cod Basis 31,478,010.00 Market Value 348,592.50 Unrealized Gain/ Loss Accrued Interest 1121.125.00 Estimated Annual Income Total U.S. DOLLARS BRITISH POUND DeSairocn 34,757,504.89 Quantity Opening Balance 34,800,160.77 Closing Balance Currency 342,655.88 142,222.22 Accrued Income 1221.472.28 30.0ay Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 175,680.00 176,880.00 GOP 266.067 36 trSD Total Cash, Money Funds, and Bank Deposits 175,680.00 176,680.00 GBP 266,857.36 USD 0.00 0.00 Description Quantity Market Price Market Value Currency Atoned Interest Estimated Estimated Annual Income Yield Fixed Income On Wrung Otire Sequence) Corporate Bonds NATIONW IDE BUILDING SOCIETY EURO ISSUE CONYGBPISINEOM43181269 6.875% 09120188 REG DTD 03111114 S8 PRafing BB. Security Menbfier: G63980UK3 2,000,000.000 91.2600 1,965,200.00 2,976,295.40 GBP USD 38,319.67 58,035.14 137,500.00 208.243.75 6.99% Total Corporate Bonds : 2,000,000.000 1,966,200.00 2,976,295.40 GBP USD 38,39.67 58,035.14 137,600.00 208,243.75 Total Fixed Income: 2,000,000.000 1,965,200.00 2,976,295.40 GBP USD 36,319.67 58,035 14 137,600.00 208,243.75 Page 4 of 11 Account Number. N4G-023812 e k r Rated Email, roll DRAB 9(Xt Go paperless [very Vs. Sante 2007 CALM. T EO COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: THERk c sonn DENTIA r xent Paw. 0.1 reani••• ova ...sc. mot SON Y_GM_OOO46945 OB-SDNY-0009769 EFrA_00157554 EFTA01289917 Deutsche Asset & Wealth Management PO Box 1778, BaIlimore, MO 21203 Portfolio Holdings (continued) BRITISH POUND (continued) DmNee Ram PnweVkahn Mragenan Idwals Coon., Gnat) DesNOT4 MS %twos lire yen(/IN Na Pan 4wy_lN I ter Market Value Currency Statement Period: 0910112015 • 09/30/2015 Accrued Estimated Interest Annual Income Total BRITISH POUND 2,140,880.00 GBP 3 242 362 76 LSD Cost Basis Market Value 38,319.67 137,500.00 58 035 14 208 243 75 Unrealized Acaued Estimated Gain! loss Interest Annual Income Total Portfolio Holdings - U.S. DOLLARS 30,757,504.89 $8,042,523.53 $42,855.88 3100,257.36 $429,718.03 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ('IRC1)(incomorating amendments enacted by P.L.110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their -appficable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three.year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Colons and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those involving foreign bonds, bonds sold short or bonds issued vrith less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. + This bond is maturing. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. la The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number: 1446-023 12 VICAR ROIL GO paperless Obennri DAENT1A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 8(e) SOUTHERA Page5ratt !Mud [moiler. Every V... Lace 2007 DAL OAR RATED COMMUNICATIONS ex.:sumer oct."="70.72::="0..=•.. —"tr. LAO SDNY_GM_00046946 DB-SDNY-0009770 EFDC00157555 EFTA01289918 Holdings Summary by Currency Currency Cash Fixed Income Equities Total by Currency L S DOLLARS 1 337 150 1 985 000 1 478,010 4800,160 USD BRITISh POLO 175,680 1.965 200 0 2 140,880 GBP Total USD Equivalent 1,603,219 4,961,296 1,415,010 8,042,523 USD % of Allocation 19.93% 61.69% 10.31% 100.00% Messages Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Peat at a Glance beginning with the October 2015 statement This change does not apply to accounts wtich display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2015, Pershing's net capital of 52.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by $1.77 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2015. Pershing's net capital of $2.163 billion was 11.55% of aggregate debit balances and exceeded the minimum requirement by $1.79 billion. A copy of the June 30, 2015. Statement of Financial Condition is available at vAiwpershing.conVstatement•ohfinanciahcondition. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200, option ft5 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Activity Summary (Ail amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year•to•Date Net Year•to•Date Dividends and Interest $43.96 $0.00 $43.96 1250,395.66 $0.00 $250,395.66 Fees $0.00 .18.00 .$8.00 $0.00 •$44.00 -$44.00 Money Market Funds $0.00 $0.00 $0.00 $24.00 .$60,406.52 .90,384.52 Totals $43.96 .$8.00 $35.96 $250,419.56 ,590,452.52 $109,967.14 Page 6or 11 Account Number: N4G-023612 OftAkl ROLL Go paperless Italia Excellent, Lvov, ve... sine. 2.007 DAUM. RA TEO COMMUNICAMONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: "HERNOtynri DriTilAr rxesurraer .tt: 'gra " =Jr» SDNY_GM_00046947 DB-SDNY-0009771 EFTA_00 157556 EFTA01289919 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MD21203 Dralsev gam Pon. Wean Alvmp--tent Vinett. COevageGtop.p Ctitem Ws Xevgn'rµ. lire bet ONO Na Aortae. Mk I kw Nave Wet AY 10154 Transactions by Type of Activity Process/ Settlement Date Activity Type ()esthetics Nutty Statement Period: 0910112015 • 09/30/2015 Price Awed Intend Amount Carreecy Dividends and Interest 09/30/15 M Olt, EY MARKET FUND DEUTSCHE GOUT CASH 43.96 USO INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 43.96 Fees 09/01115 FOREIGN CUSTODY FEE Fgn Safekeeping AUG 2015 CUSP. 663980-1.K-3 -2.00 USO 663980UK3 09101115 FOREIGN CUSTODY FEE Fgn Safekeeping AUG 2015 CUSP: P7807H-AF-2 -210 USO P7807I-AF2 09130115 FOREIGN CUSTODY FEE Fgn Safekeeping SEP2015 CUSP. G63980-UK-3 -2.00 USO 663980UK3 09130115 FOREIGN CUSTODY FEE Fgn Safekeeping SEP2015 CUSP. P1801F-AF-2 -2.00 USO P7801HAF2 Total Fees • UNITED STATES DOLLAR 0.00 4.00 Total Value of Transactions HO 35.96 USD The price and quantity displayed may have been rounded. Client Service Inform ation Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW VOID( NY 10154.0003 ORAN SOUTHERN C SOrenkarl DENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number N4G-023 12 Go paperless Paget or 11 Rated tnellwril Lvery Veer Slate 2007 DAL BAR RATED COMMUNCATIONS rxesurtract r:r—.i ...pa...A in... SDN Y_GM_OOO4 6948 OB-SDNY-0009772 EFTA_00 157557 EFTA01289920 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinveslm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account tom m unications for electronic delivery. To register and turn off paper tom m unications. log in to your account or contact your Oient Advisor for mole inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in you account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to mm.pershing.comfbusiness_continuity.htifi for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization othervirse. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poofs. Reproducing and distributing any information received from Standard & Pars is not permitted without prior written Page 8 of 11 Account Number: N46-023812 Rata. tacollene paperless Every Year Slate 2007 DRAB ROLL DALOAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67,„UTHERt stmn DENTIA rxenurnser SDNY_GM_00046949 OB-SDNY-0009773 EFTA_00157558 EFTA01289921 Deutsche Asset & Wealth Management P.O Cox 1770, B20imore, MD 21203 Important Inform ation and Disclosures (continued) Dralcre PAM Vona n PAIMIP, 114 4.110wet•gt G.a. De.tic N. Secv, :er.m Yin ISA Office Annw. !Mk noct Statement Period: 09/01/2015 - 09/30/2015 Ratings (continued) authorization from Standard 8 Pools. Standard 8 Pox's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8. Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard 8 Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation In orders for the purchase and sale of securities and other property and (ii) any other intructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you 'n for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department a Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statemen • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/abouUstrength-anddtability. • This statement wall be deemed conclusive. You are advised to report any inaccuracy cr discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in witting to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled healing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Page 9 of it Account Number: N46-023812 italed ? : 0? -11CSF,, Go paperless (very Year Since 2007 voi DAUM. RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. 67e)LTHERk C sONrIDElTrIA exam rfacr •—•••vm, SDNY_GM_00046950 OB-SDNY-0O09774 EFIA_00157559 EFTA01289922 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The taws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 10 of 11 Account Number: N4G-023 12 c CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) riprwriAL Go so THERA OSTOn pap erless Rated [notion', L very V.A. Lace 2007 LAMAR RA TED COMMUMCATIONS r xarur NCI Owe. isa moor IS wan am SDNY_GM_00046951 DB-SDNY-0009775 EFIA_001 57560 EFTA01289923 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WRH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. DE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COM3INED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS, INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS fl ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURRES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN RS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE, WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME Of ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR RNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NUS- RULE 607(AX1H28 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AHD OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWRHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECUMTES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY REVIEWS REPORTS FOR DUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERM ARO COMMONS ARE UNACCEP 1 ISLE TO YOU. REAM NOWT PEREHMO IIALEDIATELY N MEMO BY CERTFED MM. TO ONE PERSIIIG RACAL JERSEY CITY. NI 07399, ATTE' LEGAL DEPT Page11011 P00992( 1CSF30024 DIME POLL SOUTHERN OunrIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) Account Number: N46423812 Go paperless Rsd traelerA tray Year Sims 2907 DAL BAR RATED COMMUNICATIONS rxertower 70 # a =Ira :Li " " " :1= ••••••• u ..m••• WOO., Nat. SDNY_GM_00046952 OB-SDNY-0009776 EFTA_00157561 EFTA01289924 Deutsche Asset & Wealth Management P.O. Box 1778, lishimare, MD21203 Ocuicov Ram Pon. VIedin Manired Peals oon(' 4..P otosag lank Sew *cr.% von Oat* Hann Anneo. IN I bet Wye" in' MIL Valuation at a Glance Account Number: NitG-023812 Statement Period: 0810112015 - OSI 3112 015 This Period Year-to-Date SOUTHERN TRUST COMPANY INC Beginning Account Value $8,205,630.78 17,449267.22 6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,205,630.78 7,449,267.22 ST THOMAS VI 00802 DR:Wends. Interest and Other Income 30.328.11 250.351 10 Net Other Adivity 0.00 •36.00 Net Chan e in Portfolio 11/461.10 - 421.912.87 Accrued Interest 515,762 90 Your Client Advisor: Estimated Annual hewn e 5432.875 82 DANIEL SABBA Asset Allocation Prior Year-End Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposils 1,196,003.71 1,306,781.70 1,337,114.81 16.16% hon-li SI) Cash, Money Funds. and Bank Deposits 166,688.28 214,11330 270,180.70 3.33% Non-LSD Axed Income 4354,415.20 5,141,018.58 5,032,22028 61.96% LSD Equities 1,532,160 00 1,183,710.00 1,182,000.00 18.25% Account Total (Pie Chart) 67,449,287.22 8,205,830.78 8,121,495.79 100.00% See the Asset Allocation Disclosure and Footnotes secton or important intommmon regaming your Asset M0Ca0ll CONFIDENTIAL - PURSUANT TO FED. R CRIM, P. 6(e) A009/10,2CSP3001, GO paperless CON Fl DAENTIAL Please review your allocation perodically wth your Client Adviser. Page 1 of 8 listed tacelkini [very Ye.. Since 2'007 DALBAR RATED COMMUNICATIONS rxenortraer ....,... SMNCGM_00046953 OB-SDNY-0009777 EFTA_00157562 EFTA01289925 Asset Allocation Disclosure and Footnotes An values are displayed m U.S. dollars based on interbank exchange rates as of 08/31/2015 Exchange rates can vary. Summary of Gains and Losses Realized Unrealized This Period Year.to-Date Lang-Term Gain/Loss 000 000 39,291 35 Net Gain1Loss This summary excludes transactions where cost basis information is not available. Exchange Rate Table Currency Currency USD Equivalent per USD 0.00 Global Cash Currency 0.00 Goring Balance 30,261.35 Mount in Base Currency USD BRIT'S. POUND 1 5378 0 6502 Exchange rates are based on interbank exchange rates as of 08/31/2015. Exchange rates can vary. BRITISF POUND 175 680 CO 270 160 70 Total Global Cash Balance $270,160.70 Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001489 Current Yield 0.01% Activity Ending: 08131/15 08101115 Opening Balance 1.306.788.70 1,306,788.70 08118115 Deposit MONEY FUND PURCFASE 30,28125 1,337,069.95 08131115 Deposit INCOME REINVEST 14.86 1,337,114.81 03131115 Closing Balance $1,337,111.81 Total All Money Market Funds $1,337,111.81 Description Amount Balance Income and Expense Summary Current Period Year•laale Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 30281.25 0.00 90,813.75 0.00 Money Market 44.86 0.00 303.32 0.00 Interest Income Bond Interest 0.00 0.00 159,204.63 0.00 Total Dividends, Interest, Income and Expenses $30,326.11 $0.00 $250,351.70 $0.00 Page 2 of 8 Every V... Sidx• Z007 OftAki ROLL LAMAR RATEOCOMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 69: THERNcsoln DAMSTITA rxesturtraer Account Number: N46423812 paperless OARedtacoRoM Go SDNY_GM_00046954 DB-SDNY-0009778 EFTA_00 157563 EFTA01289926 Deutsche Asset & Wealth Management P.O Oat 1778, Bahimore, MD 21203 Deuiv•V Ram Prpnlf Wean Manip--frent Mweets Cowan Gtap Dtotem Stiv, lei AC brk 00c• Ma Part Antrok AM I kci. Portfolio Holdings U.S. DOLLARS Accoent Opening Date Quantity Number Activity Opening Estliag Balance Closing Balance Statement Period: 0810112015 - 08/31/2015 Accrued Inane 30.Day Current Income This Year Yield Yield Cash, Money Funds, and Bank Deposits Money Market DEUTSCHE GOVT CASH INSTL 08101115 1,337,114.810 0000001/89 08131115 1106,788.70 1,337,111.81 0.00 303.32 0.01% 0.04% Total Money Market $1,308,788.70 $1,337,114.81 $0.00 $303.32 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Ur it Cog 61108,788.70 Adjusted Cod Basis Market Price $1,337,114.81 Market Value 80.00 Unrealized Gain/ Loss 6303.32 Muued littered Estimated Estimated Annual Income Yield Fixed Income (In Maturity Date Sequence) Corporate Bonds PETRO LEOS DE VEN EZUBA NOTES SENIOR ISMS XS0180546625 Security Identifier P7807HAF2 5.000% 10128/15 REG DID 10128/09 SA P Rating B. 12101/13 '.3,12 2,000,000.000 99 0650 1,981,291 15 98.4000 Original Cost Basis: $I,800,000.00 1,968,000 00 -13,291.15 34,166.67 100 000.00 5.08% Total Corporate Bonds 2 000 000.000 $1,981,291.15 11,958,000.00 -113,291.15 $34,166.67 1100,000.00 Total Fixed Income 2,000,000.000 11,981,291.15 $1,968,000.00 -$13,291.15 $34,166.67 1100,000.00 Unrealized Date Acquired Quantity Veit Cod Cost Basis Market Price Market Value Gain/ Loss Equities Preferred Stocks (Listed by expiration date) ALLY FINL INC FIX TO FIT Security Identifier: ALLY PRB DIV-8.50% FREQ-QTRLY CALLABLE @ 25.00 CLSIP 02005h308 ON A QTRLY BASIS AFTER 0511512016 Dividend Oplion: Cash 06111113'.I3 67,000.000 25.0780 1,429,417 50 26.0000 1,482,000 00 52,582 50 121,125.00 8.11% Total Preferred Stocks 11,429,417.50 11,482,000.00 $52,582.50 1121,125.00 Total Equities $1,429,417.50 11,482,000.00 $52,582.50 1121,125.00 Estimated Estimated Annual Income Yield A00,00,2CSF,, : DOAB 90lt Account Number: N40423 12 Go paperless CONFIDENTIAL — PURSUANT TO FED. R P. 67,7attnripargriAL Page 3 of 8 Ruled tace0ordl Event Year Lea 2007 DALBAR RATED COMMUNICATIONS exciturmer SDNY_GM_00046955 OB-SDNY-0009779 EFIA_00157564 EFTA01289927 Portfolio Holdings (continued) U.S. DOLLARS (continued) Cost Basis Market Value Unrealized Accrued Estimated Gain! Loss Interest Annual Income I Total U.S. DOLLARS $4,747,823.46 $4,787,114.81 $39,291.35 $34,166.67 3221,420.32 BRITISH POUND Opening Closing Accrued 30.Day Desolation Orrantig Balance Balance Currency Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 175,680.00 175,600.00 GBP 270.160 70 LSO Total Cash, Money Funds, and Bank Deposits Description Quantity 175,680.00 Market Price 175,680.00 GBP 270.160 70 USD Markel Value Currency 0.00 0.00 Awued Intend Estimated Estimated Annual Income Yield Fixed Income (In Maturity Dare Sequence) Corporate Bonds NATIONWIDE BUILDING SOCIETY EURO ISSUE CONY GBP ISINSKS1043181269 6.875% 09/20/88 REG DTO 03/11/14 S8 P Rating BB+ Security Identifier: G63980UK3 Rice Estimated as of: 08/28115 2,000,000.000 99.6300 1,992,600.00 GBP 3.064.220 28 USD 27,049.10 41396.23 137,500.00 211.447.50 6.90% Total Corporate Bonds : 2,000,000.000 1,992,600.00 GBP 3,064 220 28 USD 27,049.18 41,596 23 137,500.00 211,447 50 Total Fixed Income: 2,000,000.000 1,992,600.00 GBP 3.064.220.28 LSD Market Value Currency 27,049.16 41.596 23 Awued Interest 131,600.00 211.447 50 Estimated Annual Income Total BRITISH POUND Cost Basis 2,168,280.00 GP 3,334 380.98 1.53 Markel Value Unrealized Gain! Loss 27,049.18 41.596 23 Awued Interest 137,500.00 211 447 50 atimated Annual Income Total Portfolio Holdings - U.S. DOLLARS 84,747,823.46 $6,121,495.79 839,291.35 $76,762.90 8432,875.82 Footnotes ' Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabitation Act of 2008) and are, therefore, considered enoncovered," under the new cost basis reporting rules, and marked or denoted as such. Page< of 8 Account Number. N4G-023 12 a Rated tacellenil ',ay Year Since 2'007 Vent, MOLL SOUTHERN D6° PaPerlesA s ,DAxcilLBA JLERATED commumcsa CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) C SOrennr el 'af ar! retZt:72- - SDNY_SM_00046956 DB-SDNY-0009780 EFTA_00 157565 EFTA01289928 Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MO21203 Portfolio Holdings (continued) Gram.< Rota Pnwale wean swagenen manes Coon., 6,o‘P Des004 8.10i Se0,34.1,w. bet Coco Na Pan An~. Ita I ter Statement Period: 0810112015 • 0813112015 M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired en a after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Holdings Summary by Currency Currency Cash Fixed Income Equities Total by Currency 6 S o6LLAR.s 1,337.114 1,968.000 1.482.000 4.787.114 USD BRITISH POUND 175.680 1.992.600 0 2.168,280 GOP Total USD Equivalent 1,607,275 5,032,220 1,482,000 8,121,495 USD % of Allocation 19./9% 81.98% 18.25% 100.00% Messages I Although a money market mutual fund seeks to preserve the value of your investment at 51 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. ORAN 4011 Account Number: N46423 12 Go paperless s0 sorennn D ris criAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERA O Pap5of8 Rated [sailor. (very Year Woe, 2007 DAL OAR RAT 03MMUN CATIONS rxantortraer SDNY_GM_00046957 DB-SDNY-0009781 EFTA_00157566 EFTA01289929 Activity Sum m ary (All amounts shown are on base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $30,328.11 $0.00 $30,328.11 $250,351.70 $0.00 $250,351.70 Fees $0.00 $0.00 $0.00 WOO -$38.00 -$36.00 Money Market Funds $0.00 $0.00 $0.00 $24.00 -$80,408.52 -$80,384.52 Totals $30,328.11 $0.00 $30,328.11 $250,375.70 480,444.52 $189,931.18 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Dividends and interest 08/17/15 CASH DIVIDEND RECEIVED 57000 SI-RS ALLY FINL INC FIX TO FLT DIV-8 50% 30.281 25 LSD ALLY PRB FRED-OTRLY CALLABLE 0 2510 ON A QTRLY BASIS AFTER 0511512016 RD 08101 PO 08117115 08131115 MONEY MARKET FUND DEUTSCFEGOVT CAS& 44.86 USD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 30,328.11 Total Value of Transactions 0.00 30,326.11 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26D, FLOOR NEW YORK AY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Man: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat as interest as original issue discount IOID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accivai market discount method for all other bond types. Ratable Method include market discount in income annually. No Page 6 of 8 Account Number. N4G-023 12 MIA° ROI I GO paperless eAtm Litavr4traa- 2007 SOUTHERN COT DESTTIAt-l'#. DAL BAR RATED COMMUNCATSONS rxemmer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) • SDNY_GM_00046958 DB-SDNY-0009782 EFTA_00157567 EFTA01289930 Deutsche Asset & Wealth Management PO 8c..• 1778.B*Ibmoro MD 21203 Your Account Information (continued) I Electronic Delivery You have not seleded any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Oeviv *nal n Manair-wan Mtnets Cint4t6.0.1. De.tic Nom SIC, Yin d Oat* Marini Anna, 101.01oct Nero RA PO KIVA Statement Period: 0810112015 - 08/31/2015 Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'NW and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business condtions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to wmv.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown CO your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and drstnbuting any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or Pagel of 8 Account Number NG-023812 _..A ._. Rated tsallerill iw a ratatrOrtarso lia." 0•Z ealr= I I Ftn.!. ., >I : Go paperless Lyon, Vast Sera 2007 SOUTHERN OSOIlq rC I D /A r_.)- Kgi ALL‘tgr r° C°44141" CA T Me4S ors/ tiAl tea,.... int ..pc SDNY_GM_00046959 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OB-SDNY-0009783 EFTA_00157568 EFTA01289931 Important Information and Disclosures (continued) Ratings (conzrue:j omissions. regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities: and do net address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as cleating broker pursuant to a cleating agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (1) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appbcable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this stat • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnverpershing.cornfaboutIstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is lied, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (19)01e client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 8 of 8 Account Number. N4G-023812 Rated ea—. Go paperless (very V.A. Lea 2007 DALOAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM 67,,LTHERk c soNn DriTnA rxesurtraer SDNY_GM_00046960 OB-SDNY-0009784 EFTA_00 57569 EFTA01289932 Deutsche Asset & Wealth Management P.O. Boa 1778, BaSimon", M021203 Dralwv RIM PrmrIPMAPSOI Manip-nad Mweets Cowan Gomp 0toutm lam Sewri Piner\ ON* Ma PartPart rw. Anew. lth I to Valuation at a Glance Account Number: N46-023812 Statement Period: 07101/2015 -0713112015 This Period Year-to-Date SOUTHERN TRUST COMPANY INC Beginning Account Value 18.161.181.10 27,449,267.22 6100 RED HOOK QUARTER B3 Adjusted Previous Account Value 8,161,181.10 7,449,267.22 ST THOMAS VI 00802 Dividends. Interest and Other Income 44.40 220,025.59 het Other Activity -12.00 .36130 et Chan ,e in Portfolio 44,417 28 536,373 97 ndirg Account Value S8 2C5 630 78 S8 2C5 63C 78 Accrued Interest 349166 64 Your Client Advisor: EStim sled Annual Income 5435,924 71 DANIEL SABBA Asset Allocation Prior Year-End Last Period This Period %Allocation LSD Cash. Money Funds. and Bank Deposits 1,196,003.74 1,306,756.30 1.306.788 70 15.93% hon-L SD Cash, Money Funds, and Bank Deposits 166.688.28 276.256.80 274113 50 3.34% r h on.l. SD Axed Income 4.554,415.20 5.070.518.00 5.141.018 58 62.65% USD Equities 1,532,16000 1.507.650 00 1483,71000 18.08% [ Account Total (Pte Chart) $7,449,267.22 98,161,181.10 11,205,630.70 100.00% See the Asset Al location Disclosure and Footnotes seeton lot important intormaton retorting yow Asset MODIS00. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 631::W•73:3 :,:la Go paperless CONFIDarnAL Please review your allocahon perodcaity well you' Client Adviser. Page 1 of 9 Rated tscollenti L....my Y«. Lace 2007 DALBAR RATO:PCOMMUNICATOIS rxesurnser watatrin r—:14. nand iww=i—nt= SDNY_GM_00046961 OB-SDNY-0009785 EFTA_00 157570 EFTA01289933 Asset Allocation Disclosure and Footnotes Al values are displayed m U.S. dollars based on interbank exchange rates as of 07/31r2015 Exchange rates can vary. Summary of Gains and Losses Realized Unrealized This Period Year•to-Date Lang-Term Gam/Loss 0.00 000 89 560 08 Net GalnlLoss This summary exckides transactions where cost basis information is rot available. Exchange Rate Table Currency Currency USO Equivalent per USD 0.00 Global Cash Currency 0.00 Closing Balance 89,560.08 Mount in Base Currency USD BRITISH POL AD 1 5603 0.6409 Exchange rates are based on interbank exchange rates as of 07/31/2015. Exchange rates can vary. BRITISh POUND 175.680.00 274.113.50 Total Global Cash Balance $274,113.60 Money Market Fund Detail Date Activity Type Dwalptioa Amount Balsam Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001489 Current Yield: 0.04% Activity Ending: 07/31/15 07/01/15 Opening Balance 1.306.756.30 1.306.756.30 07/02/15 Withdrawal MONET FUND REDEMPTION .12.00 1,300744.30 07131115 Deposit INCOME REIN VEST 44.40 1,306,788.70 0713111S Closing Balance $1.306.710.70 Total All Money Market Funds $1,306,788.70 Income and Expense Summary Curreni Period Year•loGate Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 000 0.00 60,562.50 0.00 Money Market 44.40 0.00 258.46 0.00 Interest Income Bond Interest 0.00 0.00 159,204.83 0.00 Total Dividends, Interest, Income and Expenses 644.40 HAM $220,025.59 60.00 ' , KANO .011. SOLTHERA ST CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. N4G-023 12 Go paperless Y I DAMTIAL Page 2 of 9 Kn. [manor. (very v«. Sims 2007 DAL BAR RATED COMMUNICATIONS rxenurraer SDNCGM_00046962 DB-SDNY-0009786 EFTA_DO I5757 I EFTA01289934 CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) Deutsche Asset & Wealth Management PO, fiat 1770, Balamore, MD 21203 Dryly • R•ni won PAnair,tat 14.14,a tovttneG•ap De.tsc Bin 141,"4.1 M. VIn brit Cffice li)Park Annie. Mk Icce Portfolio Holdings U.S. DOLLARS Accovat 0pening Date Quantity Number Activity Opening Sidles Mare Closing Balance Statement Period: 07/01/2015 - 07/31/2015 Acaued ilICOOlt 30.flay Current Income This Year Yield Yield Cash, Money Funds, and Bank Deposits Money M arket DEUTSCHE GOVT CASH INSTL 07/01115 1,306,788.700 0000001489 07131115 1,306,756.30 1,306,788.70 2.86 258.46 0.04% 0.04% Total Money Market $1,308,766.30 11,306,718.10 $2.86 1268.48 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity U - it Cost $1,308,766.30 Adjusted Cost Basis Market Price 11,306,768.70 Market Value $2.86 Unrealized Gain! Loss $268.48 Accrued latent Estimated Estimated Annual Income Yield Fixed Income (In Mobility Date Sequence) Corporate Bonds PETROLEOS DE VENEZUELA NOTES SENIOR ISMS X.91480546525 Security Identifier: P7807HAF2 5.000% 10128/15 REG DTD 10/28/09 SA P Rating B4 12104113 '.3.12 2,000,000.000 98 5870 1,971,732 42 100 3500 2.007,000 00 Original Cos: Bass S1 800.000 OG Total Corporate Bonds 91,971,732.42 12,007,000.00 2 000 000 000 Total Fixed Income $1,971,732.42 $2,007,000.00 2,000,000.000 Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Equities Preferred Stocks (Listed by expiration date) ALLY RR INC FIX TO FIT DIV-8.50% FRED-QTRLY CALLABLE M 25.00 ON A OTRLY BASIS AFTER 0511512016 Dividend Option: Cash 06111113'.x3 51.000.000 Total Preferred Stocks Total Equities Security Identifier: ALLY PRB CLS1P 020057408 25.0780 1,429,117.50 11,429,417.50 $1,429,417.50 26.0300 1,483,710.00 $1,483,710.00 $1,483,710.00 35,287.58 25,833.33 100000.00 0.98% $36,267.58 225,833.33 $100,000.00 $36,267.58 Unrealized Gainl loss 925,033.33 1100,000.00 Estimated Estimated Annual Income Yield 54,292 50 354,292.50 354,292.50 121,125.00 8.16% 6121,126.00 2121,125.00 Page 3 of 9 801236/9CSF, : Account Number: N46423812 ' InAH ROLI SOUTHERN Go pciperless ir „too Rated t•COlkini bray V.A. Lea 2007 AUM. RATED COSVAUPOCATIONS CseiNn DriTnA rxentrwer SDNY_GM_00046963 OB-SDNY-0009787 EFTA_00157572 EFTA01289935 Portfolio Holdings (continued) U.S. DOLLARS (continued) Cod Basis Market Value Unrealized Amued Estimated Gain! Loss Interest Annual Income I Total U.S. DOLLARS $4,707,938.62 $4,797,498.70 $89,560.08 $25,833.33 $221,383.46 BRITISH POUND Opening Dosing Acaued 30.Day Description Quantity Balance Balance Currency Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 175,680.00 175,680.00 GBP 274.113 50 LSO Total Cash, Money Funds, and Bank Deposits 175,680.00 175,680.00 GBP 0.00 274.113 50 LSO 000 Description Quantity Market Price Market Value Currency Annual Interest Argued Estimated Estimated Income Yield Fixed Income (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOCIETY EURO ISSUE CONY GBP ISINIXS1043181269 6.875% 09/20/88 REG DM 03111114 58 P Rating BB• Security Identifier G63980UK3 2,000,000.000 100.4300 2,008,600.00 GBP 3.134.018 56 1.50 15,403.01 24.033.31 137,500.00 6.84% 214 541 25 Total Corporate Bonds : 2,000,000.000 2,008,600.00 GBP 3,134 018 58 LSD 15,403.01 24,033 31 137,500.00 214,541 25 Total Fixed Income: 2,000,000.000 2,006,600.00 GBP 3,134,018.58 LSO Market Value Currency 1$,403.01 24,033 31 Acaued Interest 137,500.00 214.54125 Estimated Annual Income Total BRITISH POUND Cod Bads 2,184,280.00 GBP 3 408 132 08 LS) Market Value Unrealized Gain! Loss 15,403.01 24.033 31 Accrued Interest 137,500.00 214.541 25 Estimated Annual Income Total Portfolio Holdings - U.S. DOLLARS $4,707,938.62 18,205,630.78 $89,560.08 949,866.64 $435,924.71 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended rIRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabikzation Act of 2008) and are, therefore, considered *noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retkement, Page< of 9 L2870 ROLL SOL THERA C SOrelliarl DESMA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. N4G-023 12 Go paperless Plated facolloni Lvery Vsor 51007 2007 DALOAR RATEDCOMMUNICATORS TACTITTTECE ri.r. it "." 31" SDNY GM 00046964 DB-SDNY-0009788 EFTA_00 157573 EFTA01289936