EFTA Document EFTA01291178

Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUARTER B3 ST THOM ASVI00 802 Your Investment Specialist. SH A SHOSHAN Asset Summary OtutWhe Nisi... Nal 1. kt.nottaorr4 Markt. /pent< C4Goi [meta, UM Se:Le It,, vs( 'kW Yeti eace 34$ Pot Awnse. )40 Frew Nero 'kik IMY 10154 Tell give sec t it t.10: 0vect 130 835 5843 December 1, 2017 - December 31, 2017 Account Number: N4G-024950 Portfolio at a Glance ThisPerlad Tear4o-Date BEGINNINGACCOUNT VALUE Nei Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income 9.98 17,340.28 Net Change in Portfolio' .2.825.00 34135.66 ENDINGACCOUNT VALUn85,1338.8a$585,638.lq Estimated Annual Income 512.422 28 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. 5588,451.87 81,128,490.91 0.40 695,030.00 588,451.87 533,460.91 Percent Arne Type Prior Yeet-End Last Period ThIsPerled 2% Cash, Money Funds, and Bank Deposits 56,026.91 10,451.87 10,481.85 98% Equities 1.077.484.00 578.000.00 575,175.00 100% Account Total $1,128,490.91 5588 451.87 $585,838.85 Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses Rearmed TbIsPedod Year4o•Date Unrealized Long-Term Gain! Loss 0.00 .0.825.81 44,57310 Net Gain/ Loss This summary excludes transactions where cost basis information is not available. 0.00 0.825.81 -44,573.30 A0130272CSF30025 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F ID KITIFAL--- Paget of 9 ke n it Every Yaw Siva 2007 DAWN ItAl ED C0MMISCA110.15 EXCII WC( Owing tlwonsh Amiens Ilt. a Sally owned subsidiary aim Sari of New York Mellon Carpontim (SW Mellon) Penne. MC. nver-ter EiliRnAcW4Y4S.M_00048925 DB-SDNY-OO11749 EFTA_OO I 59534 EFTA01291178 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.20% Activity Ending: 12/ 29/ 17 12/01/17 Opening Balance 12/29/17 Deposit 12129/17 Closing Balance Total All Money Market Funds Dedellion Income and Exoeise Sj lens, y INCOM EREINV EST Ardent Bin 10,45117 10,451.87 9.98 10,461.85 610,461.85 610,461.85 Went Period Yeat-te-Dde Trade Non Tattle Troth Non Tattle Dividend Income Equities 0.00 0.00 17,118.00 0.00 Money Market 9.98 0.00 222.28 0.00 Total Dividends, Interest, Income and Expenses 19.98 80.00 617,340.28 80.00 Portfolio Holdings Opening Dale Ottantily Number Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 12101/17 10,461.850 WA 12129117 10,451.87 10,461.85 Total Money Market TOTAL CASH. MONEY FUNDS, AND BANK DEPOSITS Accusal Activity Opening doing Maud Marne 30-Dry Current Beim Balance Income ThisTed Yield 'Odd CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 110,451.87 110,461.85 $10,451.87 $10,461.85 0.00 22228 60.00 1222.28 60.00 6222.28 1.10% 120% Page 2 of 9 NIG-024950 AO 130272CSF30 025 CONFIDO. AL- RAW Emarnt Every Vex S.Ke 2007 DALIIAR RATED CONVOCATIONS EXCIA CNC t Owing tinge. Penton. Ilt. a Sally owned subsidiary el The &onkel New York Melon Ccneatim (MY Melon) Penhe. LK...tertee fllactreaGM_ 000443926 DB-SDNY-0011750 EFTA_00159535 EFTA01291179 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) December 1,2017 - December 31,2017 I EPSTBN VIRGIN ISLANDS Date Aonsiled Quantity Unit Cost Col Bads Merkel Price Market Vake Unrealized W6 Loss &nailed Estimated AnnualIncome Yield EQUITIES 9 8.0 0% of Portfolio Common Stocks BRISTOL M YERS SQUIBB CO COM Dividend Option: Cash Security Identifier:BM Y CUSIP.19122138 10/30/15 5.000.000 66.9420 334.712.00 61.2800 306.400 00 -28.312.00 8,000 00 281% DISNEY WALT CO DISNEY COM Dividend Option: Cash Security Identdiet CIS CUS1P: 25468796 10130/15 2.500.000 114.0150 285,036.30 107.5100 268.775.00 -16.261.30 4,200.00 1.56% Total Common Stocks $619,748.30 5575,175.00 -$44,573.30 $12,200.00 TOTAL EQUITIES $619,748.30 $575,175.00 -$44,573.30 $12,200.00 Col Basis TOTAL PORTFOLIO HOLDINGS $630,210.15 Market Value $585,636.85 Wreaked Gain, toss 444,573.30 Awned Interest $0.00 Estimated Annual Income $12,422.28 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1399-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest Page 3 of 9 N4G-024950 AO 10 OEC630(15F ID CONFIDENTIAL — PURSUANT TO FED. R. CRIM, P. 6(e) L Rated Caceilent Every Vex Since2007 DAIJAR ltAl ED COMMUNICATIONS EXCLUDa Clearing IMO. hating ISC. • %Sony owned subsidiarni The Sordid New York Mellon CerPontim (MY melon) Pen...tux. munta motrak it aGM_00048927 DB-SDNY-00 11751 EFTA_00 159536 EFTA01291180 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www pershing corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2017 Form 1099 tax statement (1099)' The 1099 includes IRS1099 Form B, DIV, INT, OID and M ISC. Your 1099 will be delivered as early as possible, beginning January 31 2018. By February 15. you will be mailed either your 1399 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1/./99 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15.2018. For more information please visit mytaxhandbook.com M UNICIPAL SECURITIES RULEM AKINS BOA RDS(M SRB®) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA, and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual Page 4 of 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N4G-024950 A0100272CSF30025 CONFID L- Raleamant Every Vex Sate2007 DAISMI WED COMMUMCATICMS EXCMENC( Clang iThelPtabeg LLC, a ally armed mbar/ a The Ilardi of Na, York Mellon Comonthm (MY Man) Penne. LLC. meter EIHRIAINALGM_00048928 DB-SDNY-00 11752 EFTA_(() 159537 EFTA01291181 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messages (continued) December 1, 2017 - December 31, 2017 I EPSTBN VIRGIN ISLANDS fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. adopted a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up e-delivery. DISCLOSURE By completing a physical or electronic contact form or providing Trusted Party information to my broker or advisor for electronic capture, If we authorize the named Financial Institution and Pershing LLC (-Pershing") and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact person(s) (the "Trusted Contact Person(s)") identified as such. Additionally, II we authorize this information to be shared with the Trusted Contact Person(s) at the discretion of Financial Institution and Pershing. This authorization includes, but is not limited to, sharing or disclosing any information regarding securities, insurance, bank related, financial planning or other financial products or services offered by or through Financial Institution and/ or Pershing or any financial information I! we may have provided to Financial Institution and Pershing. If we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about my whereabouts or health status (i.e., if Financial Institution and Pershing becomes concerned that I may no longer be able to handle my financial affairs) or in the event that Financial Institution and Pershing becomes concerned that I may be a victim of fraud or exploitation. Financial Institution and Pershing suggests that the named Trusted Contact Person(s) not be someone authorized to transact business on the account, or who is already otherwise able to receive the information described above. Account owners should contact their Financial Institution or financial representative with additional questions. Account owners may also contact FINRA at its toll-free number for senior investors to get assistance or raise concerns about issues with brokerage accounts and investments. CALL 844-57-HELPS(844.574.3577) MONDAY - FRIDAY;9 - 5 P.M. ET • "Nonpublic personal information' includes, but is not limited to: financial account information and balances, information regarding the purchase of a security or insurance product, and any other personally identifiable financial information: (I) provided by a me/ us to my/ our Financial Institution: (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution: or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) ()edits This Period Debits ThisPerlod Net ThisPetiod Meats Year-go-Date Debits Yeatio-Date Net Yes-to-Date Securities Securities Sold 0.00 0.00 0.00 532,124.68 0.00 532,124.86 Total Securities $0.00 $0.00 $0.00 $532,124.66 $0.00 $532,124.66 Dividends and Interest $9.98 $0.00 $9.98 $17,340.28 $0.00 $17,340.28 Cash Withdrawals 0 00 0.00 0.00 0.00 420,000 00 420,000.00 Deposes 0.00 0.00 0.00 24,970.00 0.00 24,970.00 Page 5 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 A0130272CSF30025 CONFIDO. L- Rated (Keirnt Every Vex Since 2007 OMAR PAIEDCOMMUNICATIONS EXCIAL WC( Owing tiwonsh ',enlists PIC a Si* owned subsidiary a tae New York Mellon Cannatim (MY MONO Parma* MC. merran FilialWaat 00048929 DB-SDNY-0011753 EFTA_00159538 EFTA01291182 Activity Summary (continued) Credits This Period Debits ThisPerlod Net TM:Period CredanYorio-Dale DebtleYeauto-Cate Net Year-to-Dale Total Cash Totals $0.00 $0.00 $0.00 $24,970.00 4620,000.00 4595.030.00 Transactions by Type of Activity Process Sett kment Date Adivily Type $9.98 $0.00 $9.98 $574,434.94 4620,000.90 445,565.06 Description Quantity Price named Intued Amount Currency Dividends and Interest 12/29/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 9.98 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends DISNEY WALT CO DISNEY COM Total Cash Not Yet Received $2,100.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable Pershing does not guarantee the accuracy of the information. 0.00 9.98 0.00 9.98 USD Record Dire Payabk Cute Cluentily Held Rite Waked Option Amount of Fragment 12111117 01111118 2,500.000 0.840000 Cash 2,100 00 Client Service Information Your !madman Specials: Conted Information JOSHUA SHOSHAN 280 PARK AVE- 3R0 FL NEW YORK NY 13017 Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 N40-024950 A 130272 CCSF3O00 25 NFIDO. AL- Med hr llent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATIONS EXCLUENCIE Owing through ewes PIC. • Sally owned subsidiary SIM brat a New York Mellon Cigna , (OW Meta) Pen e. LI.C.inerfter FIlltatiAtiterai 00048930 DB-SDNY-0011754 EFTA_00159539 EFTA01291183 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Your Account Information December 1, 2017 - December 31, 2017 I EPSTEIN VIRGIN ISLANDS TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Met hod for Stocks in a Dividend Reinvestment Plan: First In First Out Default Met hod for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unicat Ions, log in to your account or contact your Investment Specialist for more information. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC19). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed In writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 1MG-024950 A010272CSF30025 FID I CON O. Page 7 of 9 Rated ballet Every Yew Shwa 2007 DAYAlt RA1 ID COMMUNICATIONS EXCLUDICE Owing tlwonsh ',enlists PIC • wholly owned subsidiary e4 The Banta New York Mellon Colneatimi (MY Meta) u.c. newt., nitakftWiatat000443931 DB-SDNY-0011755 EFTA_00159540 EFTA01291184 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the classcertification is denied; (II) the class is decertified, or ( Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Paged of 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N4G•024950 AO 100272CSF30025 V. CONFID • U L- Med baked Every Year Age 1007 DA UM RAI ID COMMLINCATICOS EXCWENCIE Oaring IMO. hakes LLC, a wholly owned subsidiary el Ilie Sank.. New York Mellon Carponthan (SW Mellon) Penn. irerenterFiliRnA14 1Y2PIO_00048932 DB-SDNY-00 11756 EFTA_00 159541 EFTA01291185 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PRIMING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED COPFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F 50. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED N MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AFAnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHNG, BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSRIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WITYV.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COANDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTNN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ASLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. FANNIN TM ABOVE TERMS AND CO IDMONSARE UNACCEPTABLE TO YOU. PEASE NOTIFY REMIND IMMEDIATELY III WRITING BY CERTIFED NAIL TO ONE PERSHING PLA.U. JERSEY CITY. NJ 07M.ATTN LEGAL DEPT Page 9 of 9 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) N46-024950 A0130272CSF30025 CONFIDO. RANI hallent Sven Yew Shwa 2007 DALMS RAU ED COMMUNICATIONS EXCLUENC( Clewing Dime. Ambles LLC • Say mewl Nadir/ time Sank of New York Make ONINNTIN (NY Melee) Pentw'A US. 'metre., FINEADNYIEPIt00048933 DEI-SDNY-0011757 EFTA_00159542 EFTA01291186 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUA RTEFt 63 ST THOM ASVI00 802 Ottnyhe Sant Private Neagh lasnigtmact Markt scatpraae &owe Ontult• Gant Statestiot M. Mew Von Once HS Pot Awn*. MO Mot Maw Icilt WV 10134 To. Free •64411-SSOS Waal 110 ass Slat November 1,2017 - November 30,2017 Account Number: N4G-024950 Portfolio at a Glance ThisPerlod Vear4o-Date Your Investment Specialist. BEGINNINGACCOUNT VALUE $561,318.54 $1,128,490.91 J 1S.S.OSHA N Nei Cash Deposits and Withdrawals 0.00 495,030.00 Adjusted Previous Account Value 561,318.54 533,460.91 Dividends, Merest and Other Income 1,958.33 17,330.30 Net Chan e in Portfolio' 25.175.00 37.660.66 Asset Summary -' 'l fair _L $588,451.8TIAW1588,451.0 Estimated Anneal Income 512.212 30 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Percent Asses Type Prior Yew-End Lad Period This Period 2% Cash, M oney Funds, and Bank Deposits 56,026.91 8,493.54 10,451.87 98% Equities 1,072,464.00 552,825.00 578,000.00 100% Account Total $1,128,490.91 8561,318.54 8588,451.87 Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses Rented This Period Yeir4citiale Unrealized Long-Term Gain! Loss 0.00 4,825.81 -11 748 30 41.148 30 Net Gain/ Loss This summary excludes transactions where cost basis information is not available. 0.00 4,825.81 Page ' of - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) A00994 14 C SF30018 FID I 46 CON O. Rated taceNnt Every Yaw Since 2007 DALIIM WED commumcmithsts EXCClLEnxC On engem Patti IIC. a %bony (peened subsidiary or The Bonk of New York Mellon CA•Watim (MY Mellon) anllv a a. aaa . Penme• MC. nwran 1- 1.20.4—UOUgo"4 DB-SONY-OO11758 EFTA_OO I 59543 EFTA01291187 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.99% Activity Ending:1V 30/ 17 11101/11 Opening Balance 11102/17 Deposit 11/30/17 Deposit 11130117 Closing Balance Total All Money Market Funds Income and Expense Summary Desaiption MONEY FUND PURCHASE INCOM EREINVEST Amount Bin 8,493.54 1,950.00 8.33 8,493.54 10,443.54 10,451.81 810,451.81 810,451.81 Outient Period Vetto•Date Tattle Non Taxable Tootle Non Taxable Dividend Income Equities 1,950.00 0.00 17,118.00 0.00 Money Market 8.33 0.00 212.30 0.00 Total Dividends, Interest, Income and Expenses $1,958.33 $0.00 $17,330.30 $0.00 Portfolio Holdings Opening Dale Qom* Number Biding CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money Market DEUTSCHE GOVT CASH INTL 11/01117 10.451.870 NIA 11/30117 8.493.54 10,451.87 0.00 212.30 Total Money Market $8,493.54 $10,451.87 $0.00 $212.30 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 18,493.54 $10,451.87 $0.00 $212.30 Attemint Adivily Opening Closing Awned become 10-Day Cutient Balance Balance Mame IbIsYeat Yield Yield 0.97% 099% Page 2 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 A00994 14CSF30 018 CONFIDO. AL- Mad fa:4W hay Yea Ance2007 DAMP RATED COMM/CATIONS EXCUISCIE Owing tlwonsh holing Ilt. a Sally owned subsidiary a The MK of New York Melba CoWatimi (MY Meta) Penn.'s LIX arta FiliatiAta 00048935 DB-SDNY-0011759 EFTA_OO159544 EFTA01291188 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) November 1,2017 - November 30,2017 JEPSTBN VIRGIN ISLANDS Date Aquila Quantity EQUITIES 9 8.0 0% of Portfolio Common Stocks Unit Cost Cod Beth Market Price Market Valet Unrealized Gainiloss Blksaled Estimated Annul Income Yield BRISTOL MYERS SQUIBB CO COM Security Identifier BM Y Dividend Option: Cash CUSIP 0122138 10130/15 5.000.000 66.9420 334.712.00 63.1900 315.950 00 •18.762.00 7.800 00 2.46% DISNEY WALT CO DISNEY COM Security Identifier 015 Dividend Option: Cash CUSP: 254687136 10130115 2.500.000 114.0150 285,036.30 104.8200 262.050 00 22.986.30 4,200.00 1.60% Total Common Stocks 5619,748.30 3578,000 00 441,748.30 $12.000.00 TOTAL EQUITIES 5619,748.30 5578,000 00 441,748.30 $12,000.00 Unrealized Awued Estimated Cost Basis Market Value Gain; toss Want Annual Income TOTAL PORTFOLIO HOLDINGS 5630,200 17 5588,451 87 441,748 30 $0.00 512,212.30 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 20 0 8. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form ID 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest Page 3 of 7 N4G4124950 AO 0 9 9614C(50K( FID CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L bled heterm Every Year Sae 2007 DAUM, fen ED COMMUMCATIPM tics lENC Clearing Salem Potting Ilt. • Sally mooed Smear/ of The bake. New York Mellon Cannel (MY Mellon) Panne. LIX. iMmter FIIIRAAVYY12PM_00048936 DB-SDNY-00 11760 EFTA_00159545 EFTA01291189 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note the following information for Pershing's 2017 Form 1099 tax statement (1099)- The 1099 includes IRS1099 Form B, DIV, INT, OID and M ISC. Your 1099 will be delivered as early as possible, beginning January 312018. By February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15, 2018. For more information please visit mytaxhandbook.com. M UNICIPAL SECURITIES RULEM AKING BOA RDO(M SRB®) INVESTOR EDUCATION AND PROTECTION Page 4 of 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N40-024950 A0099414CSF30018 sa.:Apt. CONFID • L- Rated taceilent Every Vex Since 2007 DAIL& Rolm ca.... mower* EXCIMENC( Owing IMO. Paging LI.C, a wholly owned subsidiary or The &onkel New Yak Mellon Cannatim (MY Mellon) n a a . aa., Pemba* MC. mete. filiRn3411 )u I PM_ DB-SDNY-00 11761 EFTA_00159546 EFTA01291190 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages (continued) ovem ber 1,2017 - November 30,2017 'EPSTEIN VIRGIN ISLANDS An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SKS website, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA. and NYSE Activity Summary (mu amoun,s own are e. case „,urr,n,y) Credits ThisPeriod Debits TbisPeriod Net ThisPeriod Credits Year4o•Dele Debits Year4o•Dete Net Yeer•to•Date Securities Securities Soli 0.00 9.00 0.00 532.124.66 0.00 532,124.66 Total Securities $0.00 $0.00 $0.00 5532.124.66 S0.00 $532,124.66 Dividends and Interest 51,958.33 $0.00 51,958.33 $17,330.30 $0.00 $17,330.30 Cash Withdrawals 0.00 0.00 0.00 0.00 420,000.00 -620000.00 Deposits 0.00 0.00 000 24.970 00 0.00 24.970.00 Total Cash $0 .00 50 .00 $0.00 $24.970.00 4620.000.00 4595.030.00 Totals 51,958.33 $0.00 $1,958.33 $574.424.96 4620,000.00 445,575.04 Transactions by Type Activity of Process' Settlement Cite Adivily Type Dividends and Interest 11/01117 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL M YERS SQUIBB CO CAM RD 13106 PD BM Y 1/0 117 11/30117 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Description Duality Price Accrued Interet Amount (oirency 1,950.00 USD 8.33 USD 0.00 1.958.33 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 1.958.33 USD N4G424950 AO 099614 C(50A,InFID 0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L Med hernent Every Vex Saxe 2007 DAUM RAI ED COMMUICATICMS EXCIMENC( Page 5 of 7 Clewing Smith Patens LLC, a wholly armed fulmar/ ol The bake. New Yeti; Mellon Cemenbee (MY Mellon) Paribas4C 'motor ilienA(41 '&CA1_00048938 DB-SDNY-0011762 EFTA_00159547 EFTA01291191 Olent Service Information You Investment Spejalid D1J JOSH JA SHOS-IAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Coma illormation Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D EUVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 6 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) N1G-024950 A0099414CSF30018 CONFIDP AL- Rated hceilent Every Yaw Since 2007 DALIIM WED commueaciincres ExCULENCt Owing prop, Penton. EEC. • Slay owned subsidiary or m. &onkel New York Mello, Cerronthal (ila ration) Penhe.11.C.rnerrter fIl ilAAWYALC-4 .4-°°° 48939 DB-SDNY-0011763 EFTA_OO159548 EFTA01291192 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) I oven', ber t 2017 - November 30,2017 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. N40-024950 A009961460018 NFID CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6(e) L Rated Emil Every Yew Saa 2007 DAISMI Ma ID COMMUMCATICMS EXCELLENCE Page - of 7 Owing dash hang LLC, a wholly armed m aaaya The km of New Yak Mellon Comanthm (MY Man) Pentmg MC. rren-ter HuRnAcqilYePM_00048940 DB-SDNY-0011764 EFTA_00 I 59549 EFTA01291193 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 Your Investment Specialist JOSHUA SHOSHAN Asset Summary Percent Asset Type 2% Cash, Money Funds, and Bank Deposits 98% Equities 1,072,464.00 100% Account Total $1,128,490.91 Please review your allocation periodically with your Investment Specialist. Otutwhe 441 'visite *teeth Mon./town Marton Coverage 6+0a; Oretche US. Set-W.10PS vhc POw net Pit.) 14S Pot Ammo. nth Fbar New Yo.l. NY 10114 fell inn. IVA .121SO: Direct 8.5 Stil October 1.2017 - October 31.2017 Account Number: N4G-O2495O Portfolio at a Glance ThisPerled Yewdo-Date BEGINNING ACCOUNT VALUE Nei Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Inlets and Other Income Net Change in Portfolio' EN Estimated Annual Income 511.90391 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. $57311132 010 573,61132 6.82 -12.300.00 $1,128,190.91 495,030.00 533,460.91 15,311.97 12.48516 DINGACCOUNT VALUn $561,318.54 1581,3180 Prior That-End Lad Period ThisPeriod Summary of Gains and Losses 56,026.91 8,488.72 8,493.54 585,125.00 $573,611.72 552,825.00 $561,31814 Resided ThisPedod Yeardo•Date Unresized Long-Term Gain/ Loss 0.00 -9.82511 46,923.30 Net Gain/ Loss 0.00 4,825.81 46.923.30 This summary excludes transactions where cost basis information is not available. Page 1 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 11345CSF30020 CON F I D AL- Ratecamilerd Every Yea Since 2007 DAIJAR WED C0MMUNCA110.15 EX( CIL INC C Owing tlwonsh holing PIC a Sally owned subsidiary a The brat W New York Melba CASs (MY Mellon) PenhaV LI.C.inIrrter FlIlltanelat 000443941 DB-SDNY-0011765 EFTA_OO15955O EFTA01291194 For Your Informati n The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1342S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.95% Activity Ending: 10/ 31, 77 09130/17 Opening Balance 10131/17 Deposit 10/31117 Closing Balance Total All Money Market Funds Desolation Income arid Exoeise Sjmma y INCOM EREINVEST Amount Biwa 8,486.72 6.82 8,488.72 8,493.54 $8,493.54 88,493.54 Dividend Income Equities Money Market Total Dividends, Interest, Income and Expenses Portfolio Holdings Went Period Yess-to-Dete Ingle Non Made Tenable Non Tattle 0.00 0.00 6.82 0.00 68.82 $0.00 15,168.00 0.00 20397 0.00 515,371.97 90.00 Acooul Activity Opening Ching Awned Income 30 -Day anent Opening Ode Quality Number Ending Bohm Una IMMO This Yew Weld Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 09130/17 8,193.540 NM 10131117 8.486.72 8.193.54 0.00 203.97 0.94% 0.95% Total Money Market $8,486.72 $8,493.54 $0.00 $203.97 TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $8,486.72 68,193.54 90.00 9203.97 Page 2 of 7 N46-024950 AO 15136630_0 2_0 NFIDOs CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L Rated Cazant Every Yea Sage 2007 DAISAR MUD COMMUNICA11015 EXCELLENCE Owing thronsh holing PIC a Ida/ MVOS subsidiary a The brat d New York Mika Calwatim (MY Mellon) pent; 4C. ,mitten, matAttAtymptt000a3942 DB-SDNY-0011766 EFTA_OO15955I EFTA01291195 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) October 1,2017 - October 31,2017 J EPSTEIN VIRGIN ISLANDS Unrealized Serrated Signaled Date Admiled Quantify Unit Cost Coat Bois Merkel Price Make Value Gallon AnnualIncome Yield EQUITIES 98.00% of Portfolio Common Stocks BRISTOL MYERS SQUIBB CO COM Security Identifier:8MT Dividend Option: Cash CUSIP.19122138 10130/15 5.000.000 68.9420 334.712.00 61.6600 308.300.00 .26.412.00 7,800.00 2.53% DISNEY WALT CO DISNEY COM Security I/inkier:01S Dividend Option: Cash GUMP: 25468796 10130115 2.500.000 114.0150 285,036.30 97.8100 244.525.00 40.511.30 3,900.00 1.59% Total Common Stocks $619,748.30 $552,825.00 -$66,923.30 $11,700.00 TOTAL EQUITIES $619,748.30 $552,825.00 466,923.30 $11,700.00 Coal Basis Market Value TOTAL PORTFOLIO HOLDINGS $628,24184 $561,318.54 Unrealized Gain; Loss 466,923.30 Awned Interest $0.00 Estimated Annual Income $11,903.97 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 2008. and are marked as "noncovered" Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICE DATE DOES NOT EQUAL THE STA TEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest Page 3 of 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N40.024950 AO 101345CSF300 20 cip CONFIDff L- Rateameamt Every Yew Sect 2007 DALY& WED commumcAncres EXCIMENC( Oaring Smith Pates Lit. ,.lolly mooed subsidiary sun seek of New York Mellon Comonbm awn' Melon) Penne. MC. rren-ter EitiRnAl442PM_00048943 DB-SDNY-0011767 EFTA_00 159552 EFTA01291196 Portfolio Holdings Disclosures (continued) Estimated Annual Figures (continued) and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www pershing corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages M UNICIPAL SECURITIES RULEM AKING BOA RDS(M SRB®) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. F1NRA. and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of N4G•024950 A01013,660020 NFIDO. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) L Rated hernent Every Vex Sine 2007 DAUMMaED C0MMUMCATI0NS EXC0AENCC Owing Sae. Patens 1.1.C, a ebony owned subekharft or The kM el New V04 Mellon Corporation (MY Mellon) Pentets ut.iner fiketakklYuLGM_00048944 DB-SDNY-0011768 EFTA_00 159553 EFTA01291197 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Activity Summary (All amounts shown are in base currency) October 1,2017 - October 31,2017 I EPSTEIN VIRGIN ISLANDS Credits This Period Debits ThisPerlod Net iNsPetied Credits Yea-to-Date Debits Yeas-Nate Net Yer4o-Date Securities Securities Sold 0.00 0.00 0.00 532,124.88 0.00 532,124.68 Total Securities 50.00 $0.00 $0.00 $532,124.66 $0.00 $532.124.66 Dividends and Interest $6.82 80.00 86.82 815,371.97 $0.00 815,371.97 Cash Wirldrreals 0.00 0.00 0.00 0.00 420,000.00 420,000.00 Deposits 0.00 0.00 0.00 24,970.00 0.00 24,970.00 Total Cash $0.00 $0.00 80.00 $24,970.00 4820,000.00 4595,030.00 Totals $6.82 $0.00 $6.82 $572,466.63 4620,000.00 447,533.37 Transactions by Typeof Activity Process Uttlernert Date Activity Type Dividends and interest 10/31117 MONEY MARKET FUND INCOME DECOYED PES232045 Total Dividends and Interest - U.S. DOLLARS Clesalption Quality Prke Amami !INNS Amount Comm DEUTSCHE GOVT CASH 8.82 USD 0.00 6.82 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 6.82 USD Your investment Spedilitt: ENJ Contad Intonation JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 5 of 7 N40-024950 AO 1)134 5CSF30 0 20 CONFIDO. L4 Med Laird Every Yam Since 2007 OALIIM RATED COMMUNICATIONS EXCUUNCIE Owing IMO. Paging Ilt. a Sally craned subsidiary time &onkel New York Mellon Cannatim (MY macro ritretatkriterPM_00048945 DB-SDNY-0011769 EFTA_00159554 EFTA01291198 Your Account Informati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account tom munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (UPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about( strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Reza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 6 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ING-024950 A011345CSF30020 I CONFIDO. L4 - Rated (warm Every vex Since 2007 DAIJAR ItAl ED COMMUNICATIONS EXCCIIENCC caw through Pasting Ilt. a say owned subsidiary a The Bonita New York Makin Cannatim (1111Y MONO Penhat LIX. mnMe, ntitalctlYiegt 000489443 DB-SDNY-0011770 EFTA_00159555 EFTA01291199 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dctober t 2017 - October 31,2017 JEPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the Slate of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N40.024950 A010134SCSF30020 CONFIDE L- RateamearM Every Yost Sam 2007 DAUM, !MUD COMMUMCATICMS EXCIMENC( Page 7 of Owing iThel habeg 1.1.C, a wholly owned albSEWyorTie Snake. Neve Yeti; Mellon Cementhal (MY Mellon) Penh.** WC. 'newts. 'ROZA gkInue-40- 0004894 DB-SDNY-0011771 EFTA_DO 159556 EFTA01291200 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUARTER B3 ST THOM ASVI008 0 2 Your Investment Specialist JOSHUA SHOSHAN Asset Summary 00.444M Sank Privin* oVeS4h lisnmem4444 144410/)(44444444* &o we Ore.( he samit 10440411ei 40- IOW Yen C4ke 345 44.1A40,44e. Fr4or Nay Ycek NI 10114 1041 r4e W-0115505 00ttl 410 045 5.41 September 1, 2017 - Septem ber 30, 2017 Account Number: N4G-024950 Portfolio at a Glance ThisPerisd Year-lo-Date BEGINNING ACCOUNT VALUE 5583.880.23 $1,128,490.91 Net Cash Deposits and Withdrawals 0.00 495,030.00 Adjusted Previous Account Value 583,880.23 533.460.91 Driklent.lnieres! and Met Income 6.49 15.365.15 Net Change in Portfolio' 9,72500 24,785.66 EN Estimated Annual Income 511,897.15 'Net Change in Portfolio is the difference between the ending account value and beginning account value offer activity. DINGACCOUNT VALUE $573,811.7M573,011.72 Percent Awl Type Prior Year•End Lai Period This Period 1% Cash, Money Funds, and Bank Deposits 56.026.91 8,480.23 8,486.72 99% Equities 1,072,464.00 555,400.00 565,125.00 100% Account Total 51,128,490.91 $563,880.23 $573,611.72 Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. ReSized This Period 0.00 0.00 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Yeas-to-Dale Unrealized 4.825 81 44.623.30. -9,825.81 -54,623.30 Page 1 of 8 CONFIDOIWAL Rated bullem (wry YON Solve 2O07 ['ALMA MILD COMMUNICATIONS EXCELLENCE CI,.W imp. Periling Ma ult.)* tweed subsoilary of the Sank of New York Mellon Commit'', (MY Melee) PerstivallX narks filiRkgWYleM_ 00048948 DB-SDNY-0011772 EFTA_00 159557 EFTA01291201 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.93% Activity Ending:0 9/ 29/ 17 09101/17 Opening Balance 8,480.23 8,480.23 09129/17 Deposit INCOM EREINV EST 8.49 8,488.72 09/29117 Closing Balance $8,488.72 Total All Money Market Funds $8,488.72 Detagylion Amount Bin Income and Exoense Sjmma, y Went Period Yeato-Date Tauten Non Tattle Matte Nom Taxable Dividend Income Equities 0.00 0.00 15,188.00 0.00 Money Market 8.49 0.00 197.15 0.00 Total Dividends, Interest, Income and Expenses $6.49 $0.00 915,385.15 $0.00 Portfolio Holdings Account Activity Opening Ming Accrued home 3O-Day DJrrent Opening Dale Daintily Number Ending Baena Ulna Income ThIsTeet Mid Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 09101/17 8.488.720 WA 09/29/17 8.480.23 8.488.72 0.22 197.15 0.93% 0.93% Total Money Market $8,480.23 $8,486.72 $0.22 $197.15 TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS $8,480.23 $8,488.72 $0.22 $197.15 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) N40-024950 CONFIDP AL- Rated bent Yew Since 200' DAIWA/JED COINAUNICATIONS IDIOILDOCE Owing Veatch ti me MC • slier sad }Libel:Wry Ogle emit d New Vert Mellen Corea-Ann (MY Mellon) Pennine11C. more.. FINRAtipitiTegatOOa443949 DB-SDNY-0011773 EFTA_00159558 EFTA01291202 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) September 1, 2017 - September 30,2017 JEPSTEIN VIRGIN ISLANDS Clete Acquired Quantity EQUITIES 9 9.0 0% of Portfolio Unit Cost Coq Elatis Market Price Market Valet Unrealized Onn toss &rated Sainted AnnualIncome Yield Common Stocks BRISTOL M YERS SQUIBB CO COM Dividend Option: Cash Security Identifier BM Y CUSIP.19122138 10/30/15 5.000.000 68.9420 334.712.00 63.7400 318.700.00 •18.012.00 7,800.00 2.44% DISNEY WALT CO DISNEY COM Dividend Option: Cash Security Identifier:01S CUSP: 254687106 10/30/15 2,500.000 114.0150 285,036.30 98.5700 246.425.00 -38.611.30 3.900.00 1.58% Total Common Stocks $619,748.30 3565,125.00 454,623.30 311,700.00 TOTAL EQUITIES $619.748.30 3565,125.00 454,623.30 $11,700.00 Coq Bnis TOTAL PORTFOLIO HOLDINGS 3628 235 02 Market Value $573,611.72 Unrealized Wien Loss 454.623 30 Armed interest $0.00 Estimated Annual income $11,897.15 Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRO-) (incorporating amendments enacted by P L 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered nnoncovered." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 20 11 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 20 T2 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Page 3 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N4G-024950 CONFIDOI Ans. Rated Ended Envy Y•N Saxe 200/ DALIAN MILD COPNAUNICATIO16 EXCILIDKE Owing Ilvaigh PerslinglICa slay waned subsidiary Net Sank of New York Mellon Corpora,. (MY Meta) perstina LAC rn•e• FildRAggelYIPM_00048950 DB-SDNY-0011774 EFTA_00 159559 EFTA01291203 Portfolio Holdings Disclosures (continued) Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EMI) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semiannual basis. Pershing's June Statement of Financial Condition is now available. On Joie 30,2017, Pershing's net capital of $2 28 billion was 1379% of aggregate debit balances and exceeded the minimum requirements by 51.95 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance w ith this requirement, note that on July 31, 2017, Pershing's net capital of 52.47 billion was 15.12% of aggregate debit balances and exceeded the minimum requirement by S2.14 billion. A copy of the June 30, 2017, Statement of Financial Condition is available at pershing.com/ statement_of_financial_condition.html. You may also request a free, printed copy by calling Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46-024950 CONFIDOI •••••• Rated Ended Every Yore Saxe 200' DALIAN MILD COMMUNICATIONS EXCILI DK Owing Own I.Wne EEca Stay owned sutnidlay of the ears of New York Mellon Commit'', (MY Mace) Pensna LLC nwmte M_ DB-SDNY-00 11775 EFTA_OOI 59560 EFTA01291204 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages (continued) September 1, 2017 - September 30, 2017 NS JEPSTEIN VIRGIN ISLANDS (888) 860-8513 or (201) 413.4200, option 5. The U.S. adopted a shortened settlement timefram e beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to 814.2 settlement cycle provides faster access to sale proceeds. but it also means that funds are due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up e-delivery. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Securities °edits This Pedal DebIleThisPerlod Net Ibithried CredilnYeer-ta-Date Dents Year-lo.Oale Net Year-to-We Securities Sold 0.00 0.00 0.00 532,124.66 0.00 532,124.66 Total Securities $0.00 $0.00 $0.00 4532,124.66 $0.00 $532,124.68 Dividends and Interest $6.49 $0.00 $6.49 $15,365.15 $0.00 $15,365.15 Cash Withdrawals 0.00 0.00 0.00 0.00 420,000.00 420,000.00 Deposits 000 0.00 0.00 24,970.00 0.00 24,970.00 Total Cash $0 .00 $0.00 $0.00 $24,970.00 -$620,000.00 4595,030.00 Totals $6 .49 $0.00 $6.49 $572,459.81 4620,000.00 447,540.19 Transactions by Type Activity of Process Settlement Date AdIvey Type Dividends and Interest 09129117 MONEY MARKET FUND INCOME RECEIVI9) PER232045 Total Dividends and Interest - U.S. DOLLARS Cesalphon Quantity Pele. Am:medallic« Amount Currency DEUTSCHE GOVT CASH 6.49 USD CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) N4G<Q4950 CONFID L-4 0.00 6.49 Page 5 of 8 Rated berg Yea Sam 2001 DAIMARMEDCOMMUNICA11016 DICIILDKE OnvindignughhnidnillCulanweed subsedimcddwearturf~~~km CorponAnnaltadlon) Pentina menbe. fia•SagYeELGM_000413952 DB-SDNY-0011776 EFTA_0015956 I EFTA01291205 Transactions by Type of Activity (continued) Process Settlement Dote Adivily Type Description Quantity Peke Maud littered Annual Curing Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment olist:DIJ JOSHUA SHOSHAN Telephone Number: 280 PARK AVE- 3RD FL NEW YORK NY 13017 0.00 8.49 UM tented tolimmetion Your Account Informati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) N40424950 Page 6 of 8 CONFID L- Rated( ittllent Envy VW Since 2001 DAUM RAIID COMMUNCAT 1016 OCCIUDOCE Clewing Iva. Penal% MC a Slay owned subsidiary of the Sant of New York Mellon Capon ton CONY Mellen) PershAutlIC nNRACtilyteplk000tsssa DB-SDNY-0011777 EFTA_OO159562 EFTA01291206 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Imp°, tant Informaiol and Disci sures (continued) September 1, 2017 - September 30, 2017 JEPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing 11C shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreem ent to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 Page 7 of 8 CONFID L4 rated Carat bay Yew Since 2007 DAMMAM COMMUNICATIO.6 Diallitia Clewing *Me Fenian MC • Sally sad subsidiary a the MK of New York Ma.,. Corporatne (MY Mellon) Perstint nwrba FINOiDiest-Ak000443954 DB-SDNY-0011778 EFTA_00159563 EFTA01291207 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLRY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NRERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTORS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-XnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. VVITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ME OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHNO MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS- RULE 607(A)(1NTH PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH (DUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR NARY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANTOS 111E ABOVE TERMS AND CCNDITIONSARE UNACCEPTABLE TO YOU, PLEASE NOWT PERSW10 IMMEDIATELY IN WRITING 8Y MIMED WM. TOONE PERSHING PULL JERSEY CITY. NJ 0/1,30. ATM LEGAL DEPT Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46-024950 CONFIDOI L4 Paled (,Neel Ewa Teat Since 200' DAWN RATED COMMUNICA11016 OCCOADKE Owlet Sonaing Lice shay owned subsidloy al the tank el Now York Mellon Corporabos (e10 Metes) Penh.* LL C swabs FiliRAUWYMPM-00048955 DB-SDNY-0011779 EFTA 00159564 EFTA01291208 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Otuttthe Prisair Na, In kt.nrgemr.4 Market Cenral< C.ovi Oretche Oa,* Se.eitiet 'kW Yeta eace ItS Pot Awww. nth Frear Mw VCA. Mt 101“ Tell give SC E17-t.105 Direct 110 855 5841 J EPST EN VIRGIN ISLANDS August 1, 2017 - August 31, 2017 Account Number: N4G-024950 FOUNDATION INC 6 10 0 RED HOOK QUARTER 63 ST THOM A S VI 0 0 0 2 Portfolio Glance at a This Period Veordo-Dsto Your Investment Specialist BEGINNINGACCOUNT VALUE 3645,837.41 31,128,490.91 H A SHOSHAN Net Cash Deposits and Withdrawals 80,030.00 -695,030.00 Adjusted Previous Account Value 565,807.41 533,460.91 Dividends. Interest and Other Income 1,997.62 15,358.66 Net Change in Portfolio' -3,925.00 15,060.66 EN DINGACCOUNT VALUE $563,880.23 $583,880.23 Estimated Annual Income 311.890 66 Asset Summary I Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Percent Asset Type Pax Varad LS Period This Pedod 2% Cash, Money Funds, and Bank Deposits 56,026.91 86,512.41 8,480.23 98% Equities 1,072,464.00 559,325.00 555,400.00 100% Account Total $1,128,490.91 $645,837.41 3583,880.23 Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses Rented ibis Peeled Yen-Reba Untealized Long-Term Gain! Loss 0.00 4,825.81 84,348.30 Net Gain! Loss Thissummary excludes transactions where cost basis information is not available 0.00 4,825.81 44,348.30 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Paget of 7 • in CONFID L- PAS birsfini (wry Yea Since 200/ DAUM/AIM COINALINICAT IONS DIOILIDKE Cbewc Inain Peening LLC. • nay weed sunklin, of See Son of Now York MeNon Corporate. (MY Man) Perstnt mnbc. FINOSONYAPM_00048956 DB-SDNY-00117130 EFTA_00159565 EFTA01291209 For Your Information The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.93% Activity Ending:0 8/ 3V 17 08101/17 Opening Balance 08102/17 Deposit MONEY FUND PURCHASE 08104/17 Withdrawal MONEY FUND REDEM PTION 08/21/17 Withdrawal M ONEY FUND REDEM PTION 08131117 Deposit IN COM E REINVEST 08/31/17 Closing Balance Total All Money Market Funds Demiption Income and Expense Summary Amount Bin 86,512.41 26,920.00 45,000.00 .80,000.00 47.82 88,512.41 113,432.41 88,432.41 8,432.41 8,480.23 88,480.23 $8,480.23 Dividend Income Equities Money Market Total Dividends, Interest. Income and Expenses Portfolio Holdings Current Period Taxable Non Taxable Yor4o.Dale Tuft Non Taxable 1,950.00 47.82 0.00 0.00 15,168.00 190.66 91,997.82 80.00 815,358.68 0.00 0.00 $0.00 Account Activity Opening Dale Dustily Aimbo' Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 2.00% of Portfolio Money M arket DEUTSCHE GOVT CASH INSTL 08101/17 8,480.230 NIA Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 0 Balsa aotg else Awed WOO* Income ThleTher 30 Day COJIMIR Mid VIM 08/31/17 86,512.41 886,512.41 886,512.41 8,480.23 28,480.23 98,480.23 0.00 $0.00 $0.00 190.86 $190.66 $190.66 0.92% 0.93% Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 CONFIDP L- RAS Endem (wry YOU Sate 200i LIALBAR MUD COMMUNICATIONS EXC (LIME Owing Ilwaigh Per Llt. Sway owned subennery M the Ma* of New Vett MeNon Corporatem CONY Melon) Perstwet 11C meat. FINRAtipitiTioCat000443957 DB-SDNY-0011781 EFTA_00159566 EFTA01291210 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) August 1,2017 - August 31,2017 JEPSTEIN VIRGIN ISLANDS Date Acquired Otiantily Unit Cost Coif Bats Market Price Market Value Unrealized 031,vtoss Estimated Estimated Annual Income Yield EQUITIES 9 8.0 0% of Portfolio Common Stocks BRISTOL M YERS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cash CUSIP.19122138 10130/15 5.000 000 66.9120 334.712.00 60.4800 302.100 00 -32.312 00 7.800 00 2.57% DISNEY WALT CO DISNEY CON Security Identifier 015 Dividend Option: Cash CUSIP: 25468796 10/30MS 2.500 000 114 0150 285,036.30 101.2000 253.000.00 32.036.30 3.900.00 1.54% Total Common Stocks 1619,748 30 3555,100 00 464,348.30 $11,700.00 TOTAL EQUITIES $619.748.30 3555,100 00 464,348.30 iMrealized Awued $11,700.00 Estimated Coal Basis Market Value Gaim Loss Interest Annual Income TOTAL PORTFOLIO HOLDINGS 5628,228 53 $563,880.23 464,348 30 50.00 $11,890.66 Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRO") (incorporating amendments enacted by EL 110-343. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered nnoncovered." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 20 11 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 20 12 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1 2014. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Page 3 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N10421950 CONFIDOI ••••• RAS builem Envy Yew Saw 2007 ['ALMA MILD COMMUNICATIONS EC DANCE Owingivaigh PersAdng lit a wholly owned subsidiary ol the an of New York Mellon Commit'', CONY MOW Pensna LLC nwmte UP I - 00048958 DB-SDNY-00 11782 EFTA_00 159567 EFTA01291211 Portfolio Holdings Disclosures (continued) Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAT) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46.024950 CONFIDOI L-- PAS balled Emory Yew Saxe 200' DAMAN WED COINAUNICATIONS OCCOADKE Owing Ilveugh Periling 11C. a Stay owned sulnidlay Oft Sank of New York Mellon Commit'', (MY Melee) Penh* Li C nwmte filiRAUWYMPM_00048959 DB-SDNY-0011783 EFTA_00 159568 EFTA01291212 ri Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Activity Summary (Au amounts snoran arear oase —rree_y) August 1, 2017 - August 31, 2017 lEPSTEIN VIRGIN ISLANDS Credits This Period Debits ThisPerled Net IbisPeriod Qedlts Year-In-Date Debits Yeareetete Net Yeas-to-Date Securities Securities Sold 0.00 0.00 0.00 532,124.66 0.00 532,124.66 Total Securities $0.00 $0.00 $0.00 $532,124.66 $0.00 $532,124.66 Dividends and Interest $1197.82 $0.00 $1,997.82 $15.358.66 $0.00 $15.358.66 Cash Withdrawals 0.00 -105,000.00 -105,000.00 0.00 420,000.00 120,000.00 Deposes 24.970 00 0.00 24,970 00 24,970 00 0.00 24,970.00 Total Cash $24,970.00 4105,000.00 480,030.00 $24,970.00 4620,000.00 4595,030.00 Totals $26,967.82 4105.000.00 478.032.18 $572.453.32 4620,000.00 447,546.68 Transactions by Type of Activity Pincers, Settlement Dete Activity Type Clesulption Quantity Price Awned Intete« Amount Currency Dividends and Interest 08101/17 CASH DIVIDEND RECEIVED 5000 SHRS BRISTOL MYERS SQUIBB CO COM RD 07107 PO 1,950.00 USD BMY 08/0117 08/31/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 47.82 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S DOLLARS 0.00 1,997.82 Cash Withdrawals and Deposits 08101117 FED WIRE RETURNED WIRE FUNDSRETURNEO A/07/28/2017 INVALID ACCOUNT 24,970.00 USD US0999997 08104117 FEDERAL FUNDSWIT THE BANK OF NEW YORK -25,000.00 USD US0999997 08/21117 FEDERAL FUNDSSSW FIRSTBANK PUERTO RIC -80,000.00 USD USD999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 -80.030.00 Tot al Value of Transactions 0.00 -78.032.18 USD The price and quantity displayed may have been rounded. Page 5 of 7 N4G-024950 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L am! Rated bulled Every Vow Saxe 200/ DAIIIAR ItUIDCOMMUNICATIOMS EXCELLENCE Owing Waugh PerslidniaC a wholly ownef subardlarn1 the Sr* of New York Mellon Corpontkis (MY Meta) Penny« uc groatetnnewg*IYALGM—00048960 DB-SDNY-0011784 EFTA_00 I 59569 EFTA01291213 C lent Service Information Your Invadmeed Spedaid:ENJ JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Canted leloemation Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D EUVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important I nf rmat ion and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) N40424950 . • CONFID L- Page 6 of 7 Rated Eacellent (wry Yea Saxe 2007 DALIN, MILD COMMUNICATIONS 00:01DOCE Cle.ving evwd, Sails MC • Sway sad subsdlary ol the Ser* of New York Mete Comma's (MY Mellon) Penh.* nilRe tiW SDN-0 A B - I ° ;85 48 117961 EFTA_00159570 EFTA01291214 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) August 1,2017 - August 31,2017 J EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified. or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N46024950 CONFID L- Rated Earellent Envy YON Sax 2007 DAUM RAM COMPAINICATIO.6 LXCfIDKE Cleats Ilveugh Periling 1.1.C. a Stay owned sutnidlay Oft e.r• of New York Mellon Corporate,. (MY MOM) Perstina LAC num**. il)IRAgWYMPSA_00048962 DB-SONY-0011786 EFTA_D0I59571 EFTA01291215 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUA RTEFt 83 ST THOM ASVI00 802 Desittthe Misain NeaTh MMOMmert Mantis (went< 6, ov; Drenthe Inn% Snmstes POw Yen Dem. MS IMel. Aoenue. nth /Moe Nw Ymk. NS 10114 Toll Mee MA .114MS avec 410 845 Su( July 1,2017 - July 31,2017 Account Number: N4G-024950 Portfolio at a Glance ThisPeriod Teer4o-Date Your Investment Specialist BEGINNINGACCOUNT VALUE $742,563.68 81,128,490.91 JOSHUA SHOSHA N Net Lash Deposits and Withdrawals 415,000.00 415,000.00 Adjusted Previous Account Value 627,563.68 613,490.91 Dividends, Interest and Other Income 2,744.52 13,360.84 Net Change in Portfolio' 15.529.21 18.985.66 11W'tc 5,837.41 $645,837.41, Estimated Anneal Income 511.842 84 Asset Summary 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Pewit 13% 87% 100% Asset Type PrIceserad UM Period IdsPeriod Cash, Money Funds, and Bank Deposits 56,026.91 38,963.68 86,512.41 Equities 1,072,484.00 703,600.00 559,325.00 Account Total (Pie Chart) 81,128,490.91 $742,563.68 $645.837.41 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 1 of 9 CONFIDWAL4 Rate swine bay Yews Sena 2007 DALIMIRMID COMMUNICATIO.6 oiwamce Cle.ving eN.MN Saint MC • wholly owned subsidiary Oft emit of New York Mellon Coma-Ann CONY Mellen) PershntlIC rnembei nieek$49Iyalpm_o0048963 DB-SDNY-OO11787 EFTA_OO 159572 EFTA01291216 Summary of Gains and Losses Reeked Long-Term Gain! Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. For Your Information Thin Period .7,260 58 4,825 81 40423 30 -7,260.58 4,825.81 40,423.30 Yeti Dale Unrealized The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Bin Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.91% Activity Ending: 071 3V 17 07101/17 Opening Balance 38.963.68 38,963.68 07106/17 Withdrawal MONEY FUND REDEM PTION 46.94913 2,013.95 07/28117 Deposit MONEY FUND PURCHASE 84483.94 88497.80 07131117 Deposit INCOM ERBNVEST 14.52 86,512.41 07131/17 Closing Balance 888,512.41 Total All Money Market Funds 888,512.41 Income and Expense Summary Current Period Yeat.to.Date Tattle Non Taxable Taxable Hon Tavabk Dividend Income Equities 2,730.00 0.00 13,218.00 0.00 Money Market 14.52 0.00 142.84 0.00 Total Dividends, Interest, Income and Expenses $2,744.52 $0.00 413,380.84 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 CONFIDE L- Page 2 of 9 PAS bailed Envy Yea Since 2001 DAUM MILD COINALINICATIONS Dolma Cleats Ilveugh holing MC • S.Sy sad subsidiary Net ft * of New York !Melon Comma's (MY Mellon) Pensna membe. ilNallgeat000413964 DB-SDNY-0011788 EFTA_OO159573 EFTA01291217 I 5 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings July 1,2017 - July 31,2017 J EPSTEIN VIRGIN ISLANDS Amnon Adkily opening Die Quantity Number thing CASH, MONEY FUNDS, AND BANK DEPOSITS 13.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSP. 07101/11 86,512.410 NM Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 0 Bience Going Balance Date Aapired geentily Vail Cad EQUITIES 87.00% of Portfolio Common Stocks BRISTOL M YERS SQUIBB CO 0011 Dividend Option: Cab 10130/95 DISNEY WALT CO IMF/ COM Dividend Option: Cab 10130/15 Total Common Socks TOTAL EQUITIES 01/31117 38,963.68 $38,963.68 $38,963.68 Cost Bain Mike) shire 88,512.41 $86,512.41 $86,512.41 Modal Value 5,000.000 66.9420 2,500.000 114.0150 285,036.30 $619,748.30 $619,748.30 One WM TOTAL PORTFOLIO HOLDINGS $708,260.71 Security Identifier NY CUSP. 10122118 334,712.00 56.9000 Security Identifier: 01$ CUSP: 25468796 109.9300 Accrued Moine Income This Yen 30-Day Darrel Yield Yield 0.00 $0.00 $0.00 Unrealized Gan loss 142.84 $142 84 $142 84 0.90% 091% Estimated Estimated Annual Income Yield 284.500 00 .50,212.00 7,800.00 2.74% 274,825.00 $559,325.00 $559,325.00 Mattel Valise -10,211.30 460,423.30 460,423.30 tMretd GeMnale U45,837.41 460,423.30 Awned Masi $0.00 3,900.00 1.41% $1 1,700.00 $11,700.00 Stied Maui Isom $11,842.84 Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of SW as amended ("IRC") (incorporating amendments enacted by P.L.110 -34 3, the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable (We(s)* at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January I, 2011 • Mutual funds and dividend reinvestment plan (0 RP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1,2014. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) N4G.024950 CONFID AL-- Page 3 of 9 Ratat (=Mont (wry Yea Sax 2007 DAUM RATED COIMAUNICATIO.6 EXCIL DK Cleats Ilmigh halts MC • Sally sad subsdlary ol the ewe of New York Maw Ceepotemm (AMY Mellen) enter* cuC mamba cionceSaggegM_000443965 DB-SDNY-00117139 EFTA_00159574 EFTA01291218 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to CalCulate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N4G-024950 CONFIDOI 'MEW PAS Ended Every Veer Saxe 200/ DAL IAN MILD COPNAUNICATIONS EXCILIIINCE Owing Ilvaugh PersadnglIC Say owned subsdlary of the ears of New York Mellon Corpotatim (MY Mace) perista LAC imsnbc. FINRAWkilleM_ 00048966 DB-SDNY-0011790 EFTA_00 159575 EFTA01291219 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period July 1,2017 - July 31,2017 J EPSTEIN VIRGIN ISLANDS Date Desaiµior Disposed Long Term DISNEY WALT CO OWE 07/25/17 SecarIty Ideritifiet 25488716 Date Acquired 10/30115 Designation Covered Disposition Method Tiansadion Fast In First Out! SELL Quality Proceeds Cod Bads Realized GeW Loss 1,000.000 106,753.94 114,014.52 -7,260.58 Total Long Term 106,753.94 114,014.52 -7,260.58 Total Short and Long Term 106.753 94 114.014 52 -7,260.58 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (-IRV) (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered? under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1,2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 10 99•Ei or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 5 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 CONFID L- Rated Earellant Envy Yon Sax 2007 EMMA RAID COMMUNCATIONS OCCO. Owing Omagh Sal% MC a taw sad subs:hay of the OanIt of Now York Melon Corporation CONY Mellon) Pennon 11C rnernbe FINRAtipitilioLGM_00a 443967 DB-SDNY-0011791 EFTA_00159576 EFTA01291220 Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possibte to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Ftirsuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Pedal Debits This Period Net This Period Cre4 it s Year-to-Date Debits Year-to.Dale Net Yer-toDele Securities Securities Sold 159,804.21 0.00 159,804.21 532,124 66 0.00 532,124.66 Total Securities $159.804.21 $0.00 $159,804.21 $532,124.66 $0.00 5532.124.86 Dividends and Interest 12.744.52 $0.00 $2,744.52 $13,380.84 $0.00 $13,360.84 Cash Withdrawals 0.00 -115.000.00 -115.000.00 0.00 415,000.00 415.000.00 Total Cash $0.00 4115,000.00 4115.000.00 $0.00 4515,000.00 4515,000.00 Totals $182,548.73 4115,000.00 $47,548.73 $545,485.50 4515,000.00 $30,485.50 Transactions by Type of Activity Process Tiede Settlement Transettaan Doe Date Aelleily Type Description Qminthy Price Acaud Intend Mont Censor Securities Bought and Sold 07106117 08130117 SOLD DISNEY WALT CO DISNEY COM BKCM APERSHINGAERATE -500.000 106.2150 53,050.27 USD DIS MAKESA MKT IN THISSECURITY 8 ACTED AS PRINCIPAL UNSOLICITEDORDER 07/28117 07/25117 SOLD DISNEY WALT CO DISNEY COM BKCM A PERSHING AFRLIATE -1 000.000 106 8224 106,753.94 USD DIS MAKESA M KT IN THIS SECURITY 9 ACTED AS PRINCIPAL UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT Total Securities Bought and Sold -U.S. DOLLARS 0.00 159,804.21 Dividends and Interest 07/27117 CASH DIVIDEND REBVED 3500 SHRSDISNEY WALT CO DISNEY COM RD 07/9 PD 2,730.00 USD DIS 07127!9 07131117 MONEY MARKET FUND DEUTSCHE GOVT CASH 14.52 USD INCOME RECEIVED PEFQ32045 Total Dividends and Interest -U.S DOLLARS 0.00 2,744.52 Page 6 of 9 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NIG-0249SO CONFID L4 Pad builom Envy Yea Since 200/ DALIARMIEDCOINALINCATIONS DeTtUDKE Clewing Ivay, Sag MC • Sally sad sulshary cue the Sot of Now York Melon Ccepotama Melon) Perstinet 11C ...onto FINRISOMY.C.4.4_000443968 DB-SDNY-0011792 EFTA_00159577 EFTA01291221 I 5 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) Process Trade/ Settlement Dionotion Date Die nctivey Type Cash Withdrawals and Deposits 07106/17 FEDERAL FUNDS SENT USD999997 07128117 FEDERAL FUNDS SENT USD999997 Total Cash Withdrawals and Deposits - U.S. DOLLARS My 1,2017 - July 31,2017 I EPSTEIN VIRGIN ISLANDS Description WNW Price Awned lotion Amount Currency FIRSTRANK PUERTO RIC THE BANK Of NEW YORK .90,000.00 USD -26,000.00 USD 0.00 -115,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received 0.00 47,548.73 USD Semite Refire Date Pro& Die Quentilly Held Rate Dividend Option Amount of Payment Dividends BRISTOL II YRS SOUI98 CO CON 07/07117 08/01/17 5,000.000 0.390000 Cash 1,950.00 Total Cash Not Yet Received 91,950.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Oient Service Information Your investment Spew/Mt:91J JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Conlad Information Telephone Number Page 7 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 CONFID L4 Rated brsilem Entry YON Spate 2O07 ['ALMA VOLD COPNAUMICAT IONS ECDANCE Owing Into Periling LI.C. • Sallyeamd subsedlay of tlw Sank or New York Maw. torpor-Ann My /Mike) Perstra 11C namtici/gYagatoocicsses DB-SDNY-0011793 EFTA_00159578 EFTA01291222 Your Account Informatt n TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts es the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ( swct . Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. Page 8 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 CONFID L- Rated Eacollant bay Yea Since 2007 DAMMAM COMIALINICATIO06 ID(COUNCE Cleating Omagh ti ling MC a Sally paned subsidiary of the OanIt of Now York Melon Corporation CONY MOW Penti"t I1C FINPAcwv DIM itiYIELGA B-SDNY:0° ; 48 .117997°4 EFTA_00159579 EFTA01291223 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) July 1 2017 - July 31,2017 J EPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified: or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 9 of 9 N46.024950 CONFIDO L-- Rated Eactliont Envy YON Saxe 2007 DALBAR PAT ID COMMUNICATIONS °CCDANCE Owing Own Periling Ma wholly owned sublidlary of the Sank of New York Mellon Commit'', (MY Melee) Perstint uc. wants niiRkgWYlegIM_00048971 DB-SDNY-0011795 EFTA_00 159580 EFTA01291224 15 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER 83 ST THOM AS VI 00802 Otulache Sank Private Nee°, Mina/eaten Market Comore 6,0a; fleettche twit Semeittet Mew Yen MCP HS Park Aunts. MO, Iber Novo 11/44. NY 10154 Totl 'tie NA I-124505 Okic., 110 SS Stkl June 1, 2017- June 30, 2017 Account Number: N4G-024950 Portfolio at a Glance ThisPorbd Vom4o-Date Your Investment Specialist: BEGIN NINGACCOUNT VALUE $863,818.59 $1,128,490.91 JOSHUA SHOSHAN NM Cub Deposits and W 425,000.00 400,000.00 Adjusted Previous Account Value 738,678.59 728,490.91 Dividends, Merest and Other Income 1,371.50 10,616.32 Net Change in Portfolio 2,513.59 3,456.15 Estimated Annul Income 514,168 32 Asset Summary Punt 5% 95% 100% Summary of Gains and Losses Met Type Prior Yomad lad Period aft Mod Cash, Money Funds, and Bank Deposits 56,026.91 25,038.59 38,963.68 Equities 1,072,464.00 838,640.00 703,600.00 Account Total (Pie Chart) $1,128,490.91 $863,678.59 $742,563.68 Please review your allocation periodically with your Investment Specialist. This Period Retied Yew-to-Die threelized Long-Term Gain/ Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) -11,431.12 -11,431.12 -2,565.23 -2,565.23 47,170.08 47,170.08 Pagelof 10 CONFID L- PAS bailed Eery Yea Sate 200' DAUM MILD COINAUNICATIO16 ocannia Owing Ilveugh holing LI.C.• May sad subsidiary elfin Sank of New York Mellon Corporatba CONY Mellon) Pensna 11C. rnembe FINRAtiaklie-at 000443972 DB-SDNY-0011796 EFTA_00159581 EFTA01291225 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dale Adivily Type Decoction Amount Balance Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.86% Activity Ending: 06/ 30/17 06101117 Opening Balance 06/02117 Deposit 06116/17 Withdrawal 06/20/17 Deposit 06/23/17 Withdrawal 06/30/17 Deposit 06/30/17 Closing Balance Total All Money Market Funds Income and Expense Summary MONEY FUND PURCHASE MONEY FUND REDEM PTION MONEY FUND PURCHASE MONEY FUND REDEM PTION INCOM ERBNV EST 25,038.59 1,344.00 -10,000.00 137,553.59 ,115,000.00 27.50 25,038.59 26.382.59 16,382.59 153,936.16 38,936.16 38,963.68 $38,963.68 $38,963.68 Current Period Tmetle Non Taxable Dividend Income Equities Money Market Total Dividends, Interest, Income and Expenses Portfolio Holdings Opening Dale Ouanlily Number Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 06101117 38.963.680 NIA 06130117 25.038.59 38,963.68 1.92 128 32 0.80% 0.86% Total Money Market $25,038.59 $38,963.68 $1.92 $128 32 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 325,038.59 $38,983.68 $1.92 $128 32 1,344.00 27.50 51,371.50 0.00 0.00 $0.00 Tema o.Date Tuft Non Taxable 10,488 00 128.32 $10,616.32 0.00 0.00 $0.00 Armour Activity Opening Balance Dicing Ulna Awned Income Income This Yet 304)q Cans Yleid Yield CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 Page 2 of 10 CONFID L- Rated [.wren Envy Yea Since 200, DALIARRAIIDC0MMUNCATI0NS DIOILIDICE ClnvinglIvoughNwskiligUt.amboftweled stiblidimoltheiwitolftwYerth4Mm Corponamn(OWIMekm) Perstina LI.C.rnembe FINRISPAITELGASIOC443973 DB-SDNY-0011797 EFTA_00159582 EFTA01291226 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) June 1,2017- June 30,2017 1 EPSTEIN VIRGIN ISLANDS Date Acquired Quantity EQUITIES 9 5.0 0% of Portfolio Common Stocks Unit Cost Coat Bus Market Price Market Value Unrealized Oily Loss Whaled Estimated Annuallncome Yield BRISTOL M YERS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cash CUSIP.1912218 10130/15 5.000.000 88.9420 334.712.00 55.7200 278 600 00 46.112 00 7.800 00 2.19% DISNEY WALT CO DISNEY COM Security !dent', ier:DIS Dividend Option: Cash CUSP: 25468796 10/30/15 4.000.000 114.0150 456,058.08 106.2500 425.000.00 31.058.08 6,240.00 1.46% Total Common Stocks 5790,770 08 8703,600 00 -887,170.08 $14,040.00 TOTAL EQUITIES $790,770.09 3703,600 00 487,170.08 tantalized Acaued $14,040.00 Estimated Cosi Basis Market Value Gain; Loss interest Annual Income TOTAL PORTFOLIO HOLDINGS $829,733.76 $742,563.68 487,170.08 50.00 514,168.32 Securities acquired before 2011or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRO-) (incorporating amendments enacted by P.L 110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement. UStaxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 20 11 • Mutual funds and dividend reinvestment plan (ORP) shares acqu ired on or alter January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1,2014. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions.at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Page 3 of 10 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N4G-024950 CONFIDOI •••••• Rated bailed Enry Yore Saxe 200/ DALIAN MUD COMMUNICAII016 EXCILIDKI Owing Ilveugh Pie LLC. a ray owned subsidiary Olin eat of New York Mellon Corpora,. (MY Mace) Perth, Liu ablate PIMA 00048974 DB-SDNY-0011798 EFTA_00159583 EFTA01291227