EFTA Document EFTA01291276

Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 Your Investment Specialist. MARTIN ZEMAN (212) 250-0432 Asset Summary NOW,. Sant Private MOM Min/eaten Mulct Contn. 6, w{ oitehaw Sank SetwItlei Fic Nov ten Me HS ft ilk Autry. MO Moe Now *A NT 10114 Toll 'nee 11“ .12 5935 Direct AI* 855 5$4t December 1,2018 - December 31,2018 Account Number: Portfolio at a Glance BEGINNINGACCOUNT VALUE Net Dash Deposits and Withdrawah 4,821.40 .301 821 40 Adjusted Previous Account Value Dividends. Interest and Other Income Net Change in Portfolio' ENDINGACCOUNT VALUe258,852.79 $258,652.79 Estimated Annual Income $7.022 51 'Nei Change in Portfolio is the difference between the ending account value and beginning account value after activity. ThIsPeried Yew-le-Date 8274,487.04 $585 636 85 267,665.64 283 815 45 19.55 8,996 31 -9432.40 -34.158.97 Penal Asset Type Mot Tear-End Lad Period Tala Period 3% Cash, Money Funds, and Bank Deposits 97% Equities 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 10,461.85 575,175.00 $585,636.85 13,612.39 6,810.54 260,874.65 $274,487.04 661\1F I D KMFAL.4- Rated hcallent (my Yaw Since 2007 DALBAR WED COMMUNCATIONS CAW CNC t 251,842.25 5258,652.79 Page ' of 8 Owing through Pastan. LI.C, a wildly owned subsidiary allies km of New VO4 Mellon Carpontim (MY Melon) Penne. LI.C.rn,r-ter miRIAINguSIM_OOO49O23 DB-SDNY-OO11847 EFTA_DO 159632 EFTA01291276 Summary of Gains and Losses fteallzed ThisPedod Yeat4o4)ale Vomited Long-Term Gain! Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. For Your Informal n 0.00 -24,870.41 .63,861.86 0.00 -24,870.41 -53,881.86 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Bain Sweep Money Market Fund CASH AC TR DWSGCWT & AG INSTL Current Yield: 2.28% Activity Ending: IV 3V 18 12101/18 Opening Balance 13.612.39 13,612.39 12118/18 Withdrawal MONEY FUND REDEM PTION 41621.40 6,790.99 12/31118 Deposit IN COM E REINVEST 19.55 6,810.54 12/31/18 Closing Balance 86,810.54 Total All Money Market Funds $6,810.54 Income and Expense Summary Osrent Peeled Year•tmDele TENNI Non Tanabe, Troth Non Taxable Dividend Income Equities 0.00 0.00 8,755.40 0.00 M oney M arket 19.55 0.00 240.91 0.00 Total Dividends, Interest. Income and Expenses $19.55 90.00 98,996.31 $0.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number. 4 CONFIDO. AL- Page 2 of 8 Rated C.celliwit Every Vey Sax< 2007 DAUIAR RA TED COMNARCATIONS Vail LW( Owing through penting ac a •frally owned subsidiary a The Unit W New York Melba Cielnath20 (MY Mellon) LIX. member Alatatkkaat 00049024 DB-SDNY-OO11848 EFTA_00159633 EFTA01291277 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings Opening Dale WNW Number Skiing CASH, MONEY FUNDS, AND BANK DEPOSITS 3.00% of Portfolio Money M arket CAM AC TR DWS GOUT 8 AG INSTL 12101/18 6,810.540 WA 12131118 13,612.39 8,810.54 0.00 240.91 2.19% 2 26% Total Money Market $13,612.39 $6,810.54 $0.00 $240.91 TOTAL CASH, MONEY FUNDS, AN D BANK DEPOSITS $13,612.39 $6,810.54 $0.00 $240.91 Unrealized Estimated Estimated Ode Acquired Diantily Wit Ord Cod Baas Merkel Pike Market Vitae Gain Loss Annual Income Yiekl EQUITIES 97.00% of Portfolio Common Stocks BRISTOL MYERSSOUI88 CO 0011 Security Identifier: VA Y Dividend Option: Cab CUSP 1012208 10130/15 3,400.000 66.9420 227,604.16 51 9800 176,732.00 -50,872.16 5,576.00 3.15% DISNEY WALT CO (MET COY Dividend Option: Cab Security Identifier DIS CUSP. 25468706 10130/15 665.000 114.0150 78,099.95 109.6500 75,110.25 -2,989.70 1,205.60 1.60% Total Common Socks $305,704.11 $251,842.25 453,881.88 $6,761.60 TOTAL EQUITIES $305,704.11 $251,842.25 453,861.86 $6,781.60 December 1,2018 - December 31,2018 JEPSTBN VIRGIN ISLANDS Romani AdMty Opening Closing Accrued IKON* 30-Day D1rrent Nance Balance Income ThisTear Yield Yield three:ea Boned Shied Cot Bads Market Value Geinneee Named Mnud Income TOTAL PORTFOLIO HOLDINGS $312,514.65 6258,652.79 453,881.86 $0.00 $7,022.51 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 8, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 3 of 8 Account NomIse Ett,:.9,30„ CONFIDO. AL- Rated (Kart Every Vex Sae. 2007 DALIAR RATED COMMUNCATICOS Vail CNC( Owing IMO Penting PIC 'Sally owned subsidiary e4 TM brat New York Mellon Calwatim (MY Mellon) Penn.'s MC. 'sent.)ilillAtAWALGM_00049025 DB-SDNY-0011849 EFTA_00159634 EFTA01291278 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income.Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2093 IRSForm 1099 (B. DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31. 2019 By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099 Your 1099 will be mailed no Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbe Atte CONFIDO. L Rated (want Every Vex Sine 2007 DALY& WED C0MMUMCATI0NS ()COMM ( Ebb dash ham LI4 a ally armed .CSMvyel The Ilardi of Na., Yo4 Mellon Corponthm OW Man) Per Mel rtel MIRAAVYYMPMJ)0049026 DB-SDNY-0011850 EFTA_0015%35 EFTA01291279 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages (continued) December 1, 2018 - Decem ber 3t 2018 I EPSTEIN VIRGIN ISLANDS I later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)( I) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. A Ct iv ity Summary (All amounts shoe n are (rt base currency) Creeks This Period Debits ThisPeikd Net TM:Peri:I CreeitsYeauloale Debits Voris:4We Net Yee•to•Dele Securities Securities Sold 0.00 0.00 0.00 289.17318 0.00 289,173.78 Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 $289,113.78 Dividends and Interest $19.55 $0.00 $19.55 $8.996.31 $0.00 $8,996.31 Cash Withdrawals 0.00 .6,821.40 4,821.40 0.00 401,821.40 -301,821.40 Total Cash $0.00 46,821.40 46,821.40 $0.00 4301,821.40 4301,821.40 Totals $19.55 48,821.40 48,801.85 $298 170 09 4301,821.40 43,851.31 Transactions by Type of Activity Proses Sett kmenl Dote Meaty Type Dividends and Interest 12/31/18 MONEY MARKET FUND INCOME RECBVE0 PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 12118/18 FEDERAL FUNDS SENT US13999997 Total Cash Withdrawals and Deposits -U.S. DOLLARS Description CASH AC TR OWSGOVT SMORGAN CHASE BANK. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Numb. Attritztatt. CONFIDO. AL- Cuantdy Price Accrued Inters Amount Currency 19.55 USO 0.00 19.55 4,821.40 USD 0.00 4,821.40 Page 5 of 8 Rated hcallent Every Vex Sine. 2007 MAAR RATED CONVOCATIONS EXCIALLva Clowinstlwoughpentingla.awbollyowned subsidiary of The Bonita New York Mao Cartaatim (MY Mellon) Penn.'s MC. 'smite. Amtariacrougo27 DB-SDNY-0011851 EFTA_00159636 EFTA01291280 Transactions by Type of Activity (continued) Noss Settlement Date Activity Type Description Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Quantity Price Moved littered Amount Coming 0.00 4,801.80 UEO You investment Specialist: ZEN Canted talimmatIon MARTIN ZEM AN 345 PARK AVENUE NEW YORK NY 0154 Your Account Informati n Telephone Number: (212) 250.0432 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. moo-tant Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 8 Account Sumbei CONFIDO. AL- Rated (Kart Every Vex Since 2007 OMAR RAZED CONVOCATIONS EXC WC( Owing tinge. ',enlists PIC a wholly owned subsidiary e4 The Bonita New York Mellon Cannatim (MY Mellott) Penn.'s LIX. 'smote. ittakitctiatat00049028 DB-SDNY-0011852 EFTA_00 I 59637 EFTA01291281 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 Atom% Note A:cticsnms CONFID AL- RAS baked Every Year Age 2007 DAUM RAI ID COMMUNCATICOS EXCatENCE Owing IMO holing PIC a Sally owned subsidiary el The &onkelNew York Mellon Ompontim (MY Melba) Penh...* 11C...ter-ter filactra 00049029 DB-SDNY-0011853 EFTA_00159638 EFTA01291282 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AC-ACM IATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THER BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. IN ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVVVY.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WNW PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 80?(A)(1)42)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AM) FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CAS-I PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO 08TAN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CCAGET IONS ARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRMNG SY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ 0739II.ATTN LEGAL DWI CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 8 of 8 Account Runt( CONFID Rated (actin Every Yew Since 2007 DAUM RATED COMMUNCATICNS EXCELLENCE Owing tiwontA petit PIC • %Italy armed subsklinci •A The SSE of New York Mellon CorPoathm (MY Melon) Penhas MX. imman natAtlartG144_00049030 DB-SDNY-0011854 EFTA_00159639 EFTA01291283 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK OUARTEFt B3 ST THOM ASVI00802 NOON , Mn5 M irate NVAI, MioNleieK kgeleta Ueera;* 6,0.1 Ovetu he Unit Sworman Mc Nee 'Wit Pk* MS Pet A wive,. PHI, Flew Nee Mn, Na 10154 RA M44I 4545 Oirecl 110 SW. Novem ber 1,2018 - Novem ber 30,2018 Account Number: Portfolio at a Glance ThisPerbd Yew4o-Daie Your Investment Specialist. BEGINNINGACCOUNT VALUE $262,123.40 $585,636.85 MARTIN ZEMAN NM Cash Deposits and Withdrinvah 0.00 495,000.00 (212) 250-0432 Adjusted Previous Account Value 262,723.40 290,636.85 Dividends, Interest and Other Income 1,383.54 8,916.76 Net Change in Portfolios 10.380.10 -25126.57 ID 274,487.04 $274,487.0 Estimated Annual Income 56.866 96 'Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. Asset Summary Percent Asset Type Prior Year-End Lad Period This Period IN n 5% 95% Cash, Money Funds, and Bank Deposits Equities 10,461.85 575,175.00 12,228.85 250,494.55 13,612.39 260,814.65 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $585,636.85 $262,723.40 $274,487.04 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 65i\IFIDgft'FAL- Page 1 or Rated C.ce4ent On Ilwa0 ',enlists la. a Sally owned Crecy Vey Soct 2007 subsidiary a TM Sonitothew York Mellon CIALSAR RATED COMMUNCATICOS esponthal (MY Meta) ,..... EXCIALLNCt Pentras MC. mtrytti FiliRnAIMYLISIM_00 049031 DB-SDNY-OO11855 EFTA_OO1596,1O EFTA01291284 Summary of Gains and Losses glazed This Period Year-to•Date Unit* Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information 0.00 -24,879.41 44,829.46 0.00 -24,870.41 44,829.46 The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 1042 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Belem Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.12% Activity Ending: 111 301 18 11101/18 Opening Balance 11102118 Deposit 11/30/18 Deposit MONEY FUND PURCHASE IN COM E REINVEST 12.228 85 1.360 00 23.54 12,228.8$ 13,588.85 13,612.39 11/30/18 Closing Balance $13,612.39 Total All Money Market Funds 613,612.39 Income and Expense Summary Troth Oxrent Period Non Tumble Taxable Yetto•Dde Non Taxable Dividend Income Equities Money Market 1,360.00 23.54 0.00 0.00 8,755.40 221.36 0.00 0.00 Total Dividends, Interest. Income and Expenses $1.383.54 $0.00 98,976.76 $0.00 CONFIDENTIAL - PURSUANT TO FED. R DRINA. P. 6(e) Account `lentil CONFIDO. AL- Page 2 of 7 Rated C.ctaint Every Yaw Since2007 DALBAR RA TED COMMUNICATICNS (Sall CNC( Owing engem holing PIC, Slay craned subsidiary The Bonita New York Melba CoWatim (MY Mellon) Penhat LIX art« ilatkUtreaGM_00049032 DB-SDNY-0011856 EFTA_00159641 EFTA01291285 Deutsche Bank P.0 Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings Opening Cie Ovally Number Biding CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio Money M arket CASH AC TR DWSGOVT 8 AG INSTL 11101/18 13,812.390 WA 11130118 12,228.85 13,612.39 1.60 Total Money Market $12,228.85 $13.612.39 $1.60 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,228.85 $13,612.39 $1.60 Unrealized Dere Acquired geenlly hail Wd Cost Baia Market Prix Market Wee Gain, Lou EQUITIES 95.00% of Portfolio Common Stocks BRISTOL LI YERS SQUIBB CO 0011 Dividend Option: Cash 10130/15 3,400.000 66.9420 227,604.16 53.4600 181,764.00 45.840.16 5,440.00 299% DISNEY WALT CO DISNEY COY Scanty Identifier: 015 Dividend Option: Cash CUSP: 254687116 10130/15 885.000 114.0150 78,099.95 115.4900 79,110.65 1,010.70 1,205.60 1.52% Total Common Socks $305,704.11 $260,874.65 444,829.46 $6,645.60 TOTAL EQUITIES 6305,704.11 $260,874.65 444,829.46 $6,645.60 November 1,2018 - November 30,2018 J EPSTBN VIRGIN ISLANDS Amor Adivily opaalq Closing Aimed IDOXAO 30-Day Went bine Bin Income ThisYeal Yield Yield Security Identifier: BM Y CUSP. 1012298 221.36 2.11% 2.12% $221.36 $221.36 Estimated Estimated Annual Income Yield OS Bois Market WS Derealized Anti Ended GS/ Lois limed Annual Income TOTAL POFtTFOLIO HOLDINGS 6319,316.50 $274,487.04 444,829.46 $0.00 $6,866.96 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account MSc JIM 4C CONFID AL- Page 3 of 7 Raid ballet Every Year Since 2007 OMANI RMID COMMLINIC ATICNS EXCLUDICt Owing IMO Pasting Ilt. a wholly owned subsothady el The Bonk of New York Mellon Conneatimi (SW Melon) Penn. 4C. 'newt*, FitiRalikkaGM_00049033 DB-SDNY-00 11857 EFTA_00159642 EFTA01291286 Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2019 IRSForm 1099 (B, DIV. INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31. 2019 By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no Page 4 of 7 Account Number AtooN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated taceilent Every Vex Since 2007 DA UM ell ED COMMUNICATICOS EXCOAENC( Geeing linnet /Not LI( a wttolly owned subsklimyed The Unita New York Mellon Carinatim (OW Mellon) am a a Pena...* LIX. inures. FitiRnAloT -40-1M—U0040 J4 DB-SDNY-0011858 EFTA_0015%43 EFTA01291287 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messages (continued) govern ber 1, 2018 - November 30, 2018 I EPSTEIN VIRGIN ISLANDS later than M arch 15, 20 S. Although a money market mutual fund seeks to preserve the value of your investment at Si per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Acti ity Summary amounts shoe n are tn base currency) Debits ThisPeiki4 Net ThisPesiod DeditsYcariecDete DebitsYeariotere Net Yearro.Date Creaks TIMPerki4 Securities Securities Sold 0.00 0.00 0.00 289,173.78 0.00 789.17378 Total Securities 50.00 50.00 50.00 5289.173.78 50.00 5289 173 78 Dividends end Interest $1,383.54 50.00 51,383.54 $8.976.76 50.00 58.976 76 Cash Withdrawals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 50.00 50.00 50.00 4295,000.00 4295,000.00 Totals $1,383.54 $0.00 51.383 54 $298,150.54 4295,000.00 53,150.54 Transactions by Type of Activity Procne: Seitkmenl Dote Adivity Type Dividends and Interest 11/01/18 CASH DIVIDEND RECEIVED BM Y 11/30/18 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Desairlion Quantity Price Acarocd lutered Amount Cterenq 3400 SHRS BRISTOL MYERSSOUIBB CO COM RD 9/05 PO 11015 CASH AC TR OWSGOVT 1,380.00 USD 23.54 USD Total Value of Transactions The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number 0.00 1,383.54 0.00 1,383.54 USD Page 5 of 7 NE CONFIDO. AL- Rated Cadent Every VON Sect 2007 DAIJAR VOID COMMUNICATICNS EXCatfaKC Owing tlwonsh ',enlists PIC. • wholly craned subsidiary SIMUnita New York Melba CAS (MY Melon) Penile.; lltrnente. Alitalcakkaak 00049035 DB-SDNY-0011859 EFTA_00 I 5964,1 EFTA01291288 Client Service Information Your Investment Sonialitt:ZBI MARTIN ZEMAN 345 PARKAVENUE NEW YORK NY 10 154 Conlin rolormstion Telephone Number: (212) 250-0432 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Plumber A100:d CONFID L Rated (Kant Every Vex Since 2007 DAWN WED COMMUNICATIONS EXCULENCI Owing tlwonet Pasting Ilt. a wholly craned subskliarft or n. brat a New York Mellon Ccnaatim (MY Meta) Pennet ux. newt*, ntitatiklYteLGM_00049036 DB-SDNY-0011860 EFTA_00159645 EFTA01291289 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) November 1,2018 - November 30,2018 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Page - of Account Numbei Rateamant Cleat dash Mang 1.1.C, a ally armed A t 0::‘C Every Vex Siva 1007 vagary a The Ma of New York Mellon CONFIID CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) L4- DAISMI nil ED COMMUNICATIONS EXCOAD.Ct &arab, OINY Man) Penne. LIX.rnerrter man g*IYuc-IM_00049037 DB-SDNY-0011861 EFTA_00ll 5%416 EFTA01291290 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 DaitmhelmiPatrteWnAhkUnsimmek moimaCcwormetweoe DvAmkulardiSeamMoill. MeaVortqhm Mftelkorme.hthfloot New*401110154 Toll;meS644424145 DOw: mO.M5-5141 October 1,2018 - October 31 2018 Account Number Portfolio at a Glance ThisPerlod Year4o-Date Your Investment Specialist. BEGINNINGACCOUNT VALUE 8303,383.66 $585,636.85 MARTIN ZEMAN Nei Cash Deposits and Withdrawah 0.00 -295,000.00 (212) 250-0432 Adjusted Previous Account Value 303,383.66 290,636.85 Dividends. Interest and Other Income 21.09 7,593.22 Net Change in Portfolio1 -40.681.35 -35.506.67 $262,723.40 $262,723.40 Estimated Annul Income 56.788 62 Asset Summary Tai 'NO Change in Portfolio is the difference between the ending account value and beginning account value after activity. IN Perceet Asset Type Prior Year-End Last Period This Period 5% Cash, Money Funds, and Bank Deposits 10,461.85 12,207.76 12,228.85 95% Equities 575,175.00 291,175.90 250,494.55 100% Account Total (Pie Chart) $585,636.85 $303,383.66 $262,723.40 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) At so 4SSx 3 3N F I D PITIFAL4- RAS brine Every Yea 9stee 2007 DALIARPATIDCOMMUMCATIM EX(QIENCC Page ' of cols thromliPenbem LL(, a MmIly owned solmidiady or m. So* of New Yoh Mellon Growth:a (SHY Melon) Penne. LI.C.nyterter manAckkila:PM_00049038 DB-SDNY-0011862 EFTA_00159647 EFTA01291291 Summary of Gains and Losses fteaked This Period Yetto•Date Usresized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information 0.00 -24,870.41 -55,209.56 0.00 -24,870.41 -55,209.56 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Bane Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.08% Activity Ending:10/ 31/46 09/29118 Opening Balance 10/31118 Deposit INCOM EREINV EST 12,207.76 21.09 12,207.76 12,228.85 10131/18 Closing Balance $12,228.85 Total All Money Market Funds $12,228.85 Income and Expense Summary Taxatle Quint Period Non Tao* Turbo YsiNo•Dote NosTeat* Dividend Income Equities Money Market 0.00 21.09 0.00 0.00 7,395.40 197.82 0.00 0.00 Total Dividends, Interest, Income and Expenses $21.09 $0.00 $7,593.22 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Numbe CONFIDO. AL- RalwAssalint Ere, Vex Siao 2007 DAIJAR GTm CONVOCATIONS MUINC( Owens Minch Antic PIC a wally mind way ann amt of New von Make ONNeatIN (MY meta) Penn... LAC. riverter flIallkIXELGMSICI049039 DE{-SDNY-0011863 EFTA_00159648 EFTA01291292 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Dale Otsail0y Watt Siding CASH, MONEY FUNDS, AND BANK DEPOSITS 5.00% of Portfolio Money Market CASH AC TR DWSGOVT 5 AG INSTL 09129/18 12,228.850 WA 10731/18 12,20716 12,228.85 0.00 197.82 Total Money Market $12,207.76 $12,228.85 $0.00 6197.82 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,207.76 $12,228.85 $0.00 $197.82 October 1,2018 - October 31,20 13 J EPSTBN VIRGIN ISLANDS Amen' Adhily 090 4 ass, Accrued lucerne 30-Dry duet Nuke edema Income TbleYeat Yield Yield Vereellted Date Acquired CIsanlily UM Cut Cod Bads Merkel Price Merlin Velee Gefmnoie EQUITIES 95.00% of Portfolio Common Stocks BRISTOL MYERSSOUIRI CO COM Security Identifier NY Dividend Option: Cab CUSP. 1012298 10730/15 3400.000 66.9420 227,604.16 50.5400 171,836.00 -55,768.16 5.440 00 3 16% DISNEY WALT COMET COM Security IdentdietDIS Dividend Option: Cab CUSIP.25468796 10730/15 685.000 114.0150 78,09995 114.8300 78,658.55 558.60 1.150 80 1 46% Total Common Socks 6305,704.11 $250,494.55 -$55,209.56 $6,590.80 TOTAL EQUITIES $305,704.11 $250,494.55 455,209.56 $6,590.80 2.03% 2.08% Estimated Estimated Annual Income Yield Dereallzed Amed Shelled Coal Bads Markel Value OS/Los Meted Annud looms TOTAL PORTFOLIO HOLDINGS $317,932.96 $262,723.40 455,209.56 $0.00 $6,788.62 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 13 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive 810 99 B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) ill= Account Number Page 3 of 7 CONFIDO. bled brawl Every Yew Since 2007 DAYAR RAI ID COMMUNCATICNS EX.:MD.10E Owing throng% Pmbing PIC. oplally owned subsidiary a The Bordtel New York Meta CciPontim (OW Meta) Penton MC. ',tenter FititalklYEEPM_00049040 DB-SDNY-0011864 EFTA_00159649 EFTA01291293 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STAIN ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account, Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at 51per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Hornbill'''. AMC? CONFID L-- Rated taceilent Every Yew Sac 2007 DA UM ltAl ED COMMUNICATICOS EXC0AENC( Page 4 of Owing iThel Penbeg LIC, a wbolly owned subsidiary el Ilie Sank of New York Mellon Cannatim (MY Mellon) ran a a Penne. MC. nowt.. filiRnAinti it-V^ I —u004,041 DB-SDNY-OO11865 EFTA_00I59650 EFTA01291294 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messagcs (continued) _l a October 1, 2018 - October 31, 2018 J EPSTEIN VIRGIN ISLANDS Please note that as of November 1, 2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Activity Summa y :Ali amounts shown are in base currency) °edits This Penod Debits This Pen° cl Net thisPeriod Credits Tear-I A•Dale Dents Yearn o•Date Net TeantcnDate Securities Securities Sold 0.00 0 00 0.00 289,173.78 0.00 289,173.76 Total Securities $0.00 $0 00 $0.00 $289.173.78 $0.00 $289,173.78 Dividends and Interest $21.09 $0 00 $21.09 $1,593.22 $0.00 $7,593.22 Cash Withdrawals 0.00 0.00 0.00 0.00 -295.000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $21.09 $0.00 $21.09 $206,767.00 4295,000.00 $1,767.00 Transactions by Type of Activity Process Settlement OMe Dividends and 1013108 At:linty Type Interest MONEY MARKET FUND INCOME RECBYED PER232045 Clesaiption Otanfity Peke Awned meted Amount Centeno/ CASH AC TR MS GOVT 21.09 USD Total Dividends and Interest - U.S. DOLLARS 0.00 21.09 Total Value of Transactions The price arid quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbelin CONFIDO. 0.00 21.09 USD Page 5 of 7 Rated bale. Every Yew Shwa 2007 DRUM Ml ID COMMUNCATIMIS EXCLUENC( Owing throng% tenting PIC a Sally owned subsidiary a The Bonita New York Mellon CoWatimi (MY Mellott) Penne. Lit immte MilatiAtra 00049042 DB-SDNY-0011866 EFTA_0015965 I EFTA01291295 C rent Service Information Your Invedment Specialist: ZBi MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contad Inramyion Telephone Number: (212) 250-0432 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe CONFID AL Att4:7Z,NC2C Page 6 of 7 Rated (wdent Every Vex Since 2007 DAUM, RATED COMMUNICATIONS EXCIAL INC( Owing through Pining PIC • slioanweed subsidiary a The Bonita New York Mellon Cartaatim (MY Mellon) Penile.; MC. 'avian FilillAttlAtia 00049043 DB-SDNY-0011867 EFTA_00159652 EFTA01291296 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dctober t 2018 - October 31, 2018 I EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Account Numbe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Page' of RAW Ea llerd Oaring IMO. Pining LLC, a wholly owned Every Yew Shwa 2007 subsidiary as &onkel New York Mellon DAUM MUD COMMACATICOS Crponthal (MY Mellon) nm . EXCEUENCC Penhas KC mente F iliRivilleT Yal_ 00049044 DB-SDNY-0011868 EFTA_00159653 EFTA01291297 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER 63 ST THOM ASVI00802 Your Investment Specialist. MARTIN ZEMAN (2 t2) 250-0432 O41.44elve Fmk Private ankh Minflemet4 Mulct Ctrea4g* 6+w{ °e.t.a. tank Setwiltri Now Yerlt O4‘ce P•ilk Arsons. MO Moe 110* Yak N110114 UV ;nee 0“1.12.5935 Direct. .114) (155 504t September 1, 20 - 2010 Account Number: Portfolio at a Glance ThisPerbd Year4o-Date BEGINNINGACCOUNT VALUE $294,192.60 $585,636.85 Nal Cash Deposits and Withdrawals 0.00 495,000.00 Adjusted Previous Account Value 294,792.60 290,636.85 Dividends, stares' and Other Income 18.86 7,572.13 Net Change in Portfolio) 8.572 20 5.17418 ilrn - $303,383.661M1 303.383.66 Estimated Annul Income 56.767 53 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Asset Type Pilot Year-End Last Period This Period IN ill 4% 96% Cash, Money Funds. and Bank Deposits Equities 10,461.85 575,175.00 12,188.90 282,603.10 12,207.76 291,115.90 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $585,636.85 5294,792.60 5303,383.66 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) eiNF IDOIVFAL4- Page 1 of 8 IIMeamdent Every Vex SMce 2007 DMSAR WED COMMUMCATICMS MIMI:NC( Omen Sow* holing Ilt.•what mooed solmielMy albs Osaka New York Mellon CoMombm (SW Melon) PentriV1.1.C.Interter FIIIRAANIYIPPM_ 00049045 DB-SDNY-00111369 EFTA_00159654 EFTA01291298 Summary of Gains and Losses Realized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information nit Period VetteDale Wreaked 0.00 -24,879.41 -14,528.21 0.00 -24,870.41 -14,528.21 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. M oney Market Fund Detail Date Activity Type Desaiplion Amount Ban Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.87% Activity Ending:09/ 28/ 18 09101/18 Opening Balance 09/28118 Deposit INCOM EREINVEST 12,188.90 18.86 12,188.90 12,207.76 09/28118 Closing Balance $12,207.76 Total All Money Market Funds $12,207.76 Income and Expense Summary Taxable Quint Period Non Tattle Tinkle YeiNeDele Non Tenable Dividend Income Equities Money Market 0.00 18.86 0.00 0.00 7,395.40 178.73 0.00 0.00 Total Dividends, Interest, Income and Expenses $18.86 $0.00 $7,572.13 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Amen t Number Page 2 of 8 CONFIDO. AL- RAS Easell4m1 Every Year Age 2007 DAUM RAI ID COMMUNICATIG6 EXCISING Oaring nary, holing LG. a slay armed subs :Weft el The Santa New York Mellor. CIS (MY Meta) Penh... Ftheatclkitmeat00049046 DB-SDNY-0011870 EFTA_00 I 59655 EFTA01291299 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings September 1, 2018 - Septem ber 30, 2018 JEPSTEIN VIRGIN ISLANDS Amen' Adkily Opening Opening Dale Wally Number Bang Balm Oosing Bain Awned ham IbisYear 30-Day Cana Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market CAM AC TR OWSGOVT 8 AG INSTL 09101/18 11207.760 WA 09/18/16 12,188.90 12,207.76 0.00 178.73 1.87% 187% Total Money Market 112,188.90 $12,207.76 10.00 1176.73 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $12,188.90 $11,207.76 $0.00 $176.73 Uniealized Estimated Estimated Date Acquired Ovally lad Cod Cost Basis Markel Prix Maud Woe Gain Loss Annual Income Yield EQUITIES 96.00% of Portfolio Common Stocks BRISTOL II MRS SQUIBB CO COM Security Identifier: BM Y Dividend Option: Cosh CUSP. 10121118 10/30/15 3.400.000 66.9420 227,604.16 62.0800 211.07200 -16.532 16 5440.00 257% DISNEY WALT CO DISNEY COM Semi)! Identthei: DIS Dividend Option: Cosh CUSP: 25468796 10/30/15 685.000 114.0150 78,099.95 116.9400 80,103.90 2,003.95 1,150 89 1 43% Total Common Socks $305,704.11 $291,175.90 414,528.21 16,590.80 TOTAL EQUITIES 1305,704.11 $291,175.90 414,528.21 $6,590.80 Mutated Awned Sailed Cod Buie Markel Wee Gainnom Nand Annud lona TOTAL PORTFOLIO HOLDINGS 6317,911.67 1303,383.86 414,528.21 10.00 $8,787.53 Generally, securities acquired before 2011 in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99.8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account %min= A: c: Page 3 of 8 CONFIDO. Rated (learnt Every YON Since 2007 DAUM* ItAl ED commumcmions EXCIMENCt cow Swab hobos PIC • Wile/ MVOS subsidiary el Ille end New York Melba Cannatim Ma Mahn) Penn. LK...terra, mittatiklYteLGM_000490,17 DB-SDNY-0011871 EFTA_00159656 EFTA01291300 Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30.20 IS Pershing's net capital of $2.68 billion was 15.25% of aggregate debit balances and exceeded the minimum requirements by 52.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2016, Pershing's net capital of $2.77 billion was 16.37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A copy Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbe. CONFIDO L4 At El!: Reed motif &ay Vox Since 1007 DA UM Pal ID COMMUNICATIONS EXCOAENCC Oaring Sae. hakes LI.C, a wildly armed fulmar/ 011ie bake. Nevi Yeti; Mellon Coombe,' (SHY Mellon) Penh.** LIX. ',tenter FINRIAWAS.M—00049048 DB-SDNY-0011872 EFTA_00 159657 EFTA01291301 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Messages (continued) September 1, 2018 - Septem ber 30, 2018 J EPSTEIN VIRGIN ISLANDS of the June 30, 2018, Statement of Financial Condition is available at www.pershing.com/ statement-of-financial-condition. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200 option 5. Although a money market mutual fund seeks to preserve the value of your investment at Viper share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule le Ewe ( b)( I) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. A Ct rvIty Summary (Ail amounts shown are m base currency) Oedits This Period Debits ThisPerled Net ThisPerled CrectitsYeatio-Dele DebitsYeatemDate Net Yer-to-Dele Securities Sec !Kies Sold 0.00 000 0.00 289,173.78 0.00 289.173.78 Total Securities $0.00 $0 00 $0.00 $289,173.78 $0.00 $289,173.78 Dividends and Interest $18.86 $0 00 818.88 $7,572.13 $0.00 $7.672.13 Cash Withdrawals 0.00 0.00 0.00 0.00 495,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $18.86 $0.00 $18.86 9296,745.91 4295,000.00 $1,745.91 Transactions by Type of Activity Process Settlement Out Actively Type Disation Quality Price Amite edited Amount Currency Dividends and Interest 09/28118 MONEY MARKET FUND INCOMERECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS CASH AC TR CMS GOVT 18.86 USD CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. AL 0.00 18.86 Page 5 of 8 RalwAnt.rnt Every Yaw Sine 2007 DAUM WED commumcAnctes EACDECNCC Clewing tlwonch ',enlists PIC a Sally owned Naboldiady a The brat a New York Mellon CoWatim CONY Melon) Penn.'s MC. ~ten FiNitatAnetak 00049049 DE!-SDNY-0011873 EFTA_00159658 EFTA01291302 Transactions by Type of Activity (continued) Process( Settlement Date Adivily Type Description Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Quantity Price nodule littered Amount Currency 0.00 18.86 USD You Invettment Speciahn ZEN Coded tolumetion MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 13154 Your Account Information Telephone Number: (212 ) 250-0432 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn municafions for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. CO Page 6 of 8 Raltassaird Levy Vex Solo 2007 DAIJAR MI m CONVOCATIONS mature( Owens tIncli LI.C.• wholly owned subsidiary a IN Sank of New York Mellon CerPontIN (MY Melon) Penhnt IL C. ritterter f I lactlYaGMSICI 049050 DB-SDNY-0011874 EFTA_00159659 EFTA01291303 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) September 1,2018 - September 30,2018 1EPSTEIN VIRGIN ISLANDS The Role of Pershing (continued) it any. to you and in general. for the ongoing relationship that it has with you. • Inquiries concern ingthe positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing cam/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitratorswho were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 2, Mount Num P CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFID C O L Rated hernent Every Yost Sime 2007 DALMR MUD COMMUMCATICMS EXCUIENCC Owing Sae. Penbni LIC, a wttolly owned waver/of The bake. New Yotk Mellon Cerponthee (MY Mllon) Penterg µCinema,. f in) $(J DB-SDNY-0011875 EFTA_00 159660 EFTA01291304 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-AnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES • THE STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS- RULE 607(A)(1)42)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST DIECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOP THE ABOVE TERNS AND CCHDITKINSAFtE UNACCEPTABLE TO YOU. PLEASE NOWT PERENNO IMMEDIATELY IN WRITINGSY CERTIFIED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MO. ATM LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Attain Number CONFID AXON` L Rated tangent Every Yew Slate 2007 DAUMEATED COMMUNICATICOS EXCELLENCE Page 8 of 8 Om*. Sae. Penbni LLC, a wholly owned subsidiary el The Simko. New York Mellen CoPonTINI (IINY Mellon) t, a a a Penhat LLC. nowt.. FNMA:RIOT aiS-le l —v004,054 DB-SDNY-00 11876 EFTA_00159661 EFTA01291305 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUARTER B3 ST THOM ASVIO 0 8 0 2 Danube Sank Private Meth Minutemen motets Co..... bout Ontsd. sank Swar.bei at. WIN VA Me HR Npel Mem+. nth F.,. NeseNal, NY 10114 To* tree li“.412.SSOS 0irett. 410 OSS Sail August 1, 2018 - August 31,20'18 Account Numbed Portfolio at a Glance ThisPerIod Year4o-Date Your Investment Specialist BEGINNINGACCOUNT VALUE $288,348.62 $585,636.85 MARTIN ZEMAN Net Cash Deposits and Withdrawah 0.00 495,000.00 (212) 250-0432 Adjusted Previous Account Value 288,348.62 290,636.85 Dividends, later's' and Other Income 1,378 88 7,553.27 Net Change in Portfolios 5.065 10 -3.397.52 lc, 294,792.60 1294,792.0 Estimated Annual Income $6.7413 67 Asset Summary c 1 Net Change in Portfolio lathe difference between the ending account value and beginning account value after activity. Steel Asset Type rifled Year-End Last Period This Period 4% Cash, Money Funds, and Bank Deposits 10,461.85 10,810.02 12,188.90 96% Equities 575,175.00 277,538.60 282,603.70 100% Account Total (Pie Chart) $585,636.85 $288,348.62 $294,792.60 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ordklF ID gi FA L Page 1 of 7 Rated twdent tier/Vex Sme2007 OMBAR RATED COMMUMCATIONS EXCIAL LW( Owing Smith holing Ilt. a wholly awned solmieliady of The &onkelNew York Mellon Capoenbm (MY Melon) Penne. C, name, FilietAAlKeLGM_00049053 DB-SDNY-0011877 EFTA_00 I 59669 EFTA01291306 Summary of Gains and Losses Rested Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information This Period Yes to•Date Waked 0.00 -24,870.41 43,100.41 0.00 -24,870.41 -23,100.41 The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.84% Activity Ending: 08/31118 08/01/18 Opening Balance 10.810.02 10,810.02 08102118 Deposit MONEY FUND PURCHASE 1.360.09 12,170.02 08131/18 Deposit IN COM E REINVEST 18.88 12,188.90 08/31/18 Closing Balance $12,188.90 Total All Money Market Funds 912,188.90 Activity Type Desaiptlon Amount Balance Income and Expense Summary osrent Period Taxable Non Tumble Yetto•Date Ttable Non Taxable Dividend Income Equities 1,360.00 0.00 7,395.40 0.00 M oney M arket 18.88 0.00 157.87 0.00 Total Dividends, Interest. Income and Expenses $1,378.88 80.00 $7,553.27 $0.00 I n Accout Nente CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Rated (Kant Every Vex Since 2007 DALIAN WED COMMUNCATICNS MULE/4C( Owing through Pete PIC 'Sally mend subsidiary SIM Bonita New York Mellon Colnatkol (MY Mellon) Pershe. 4C.nwrtec FIIIRAVAnat 0004905.1 DB-SDNY-0011878 EFTA_00159663 EFTA01291307 ri Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Date Otianley Number Ending CASH, MONEY RINDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market CASH AC TR OWS GOYT 8 AG 'NUL 08101/18 12,188.900 WA 08/31/18 10,810.02 12,188.90 1.89 157.87 Total Money Market $10,810.02 $12,188.90 $1.89 8157 87 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 610,810.02 $12,188.90 81.89 $157 87 Unrealized Crete neutered Cleantily t1M1Catt Cost Basis Market Prix Market Value Gan Loss EQUITIES 96.00% of Portfolio Common Stocks BRISTOL LITIRSSOUI88C0 COM Security Identifier: BM Y Dividend Option:Cosh CUSP. 10122118 10130/15 3.100.000 66.9420 227604.16 60.5500 205.870 00 -21,734.16 544000 264% DISNEY WALT CO DISNEY COM Security Identifier: DIS Dividend Option: Cash CORP. 25466766 10130/15 685.000 114.0150 78,09995 112.0200 76.733.10 -1,366.25 1.150 80 1 49% Total Common Socks $305,704.11 $282.603.70 423,100.41 $6,590.80 TOTAL EQUITIES $305,704.11 $282,603.70 423,100.41 $5,590.80 August 1,2018 - August 31,2018 JEPSTEIN VIRGIN ISLANDS I Masai Mikity Opening amino Awned Intoela 30-Day Current Balance Balance locoing ThisYeat Yield Yield 1.83% 184% allmaled Estimated AnnualIncome Yield Wreaked Amen Striated Cote Buis Market Value OSMAN Meted Annud Iacono TOTAL POFtTFOLIO HOLDINGS $317,893.01 $294.792.60 423,100.41 $0.00 $6,748.67 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-6 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 7 Account !Venter CONFIDO. Rated (Kant Every Yaw Since 2007 DAUM WED C0MMUMCATICM EX( MD< t Owing Dwach Penton. PIC a Slay craned subsfeliarft time Unita New York Wiwi ORMatimi (1111Y MAO Pentw, MC. mutt« FilitatikkaGM_ 00049055 DB-SONY-0011879 EFTA_00159664 EFTA01291308 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ACC°141t Number ftp At00M CONFIDE L Rated hceilent Every Vex Since 2007 DAIL& ItAl ED COMMUNICATIONS (MUM( CMS. IMO. Pegging La. ntholly owned subsidiary*. Ilwaionkol New York Mellon CAgnatim (MY Mellon) am a .... a a Perhe. LIX. 'neat,. filiRnAinti 11-te-N"—u00400 DB-SDNY-OO 1188O EFTA_00 159665 EFTA01291309 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Activity Summary (All amounts sho wn are in base currency) August 1, 20 18 - August 312018 JEPSTEIN VIRGIN ISLANDS Ciedils This Period DebitsIbisPeflod Net ThisPetiod QeditsYealo-Date DeNtsYeauto-Date Net Yew-to-Dale Securities Securities Sold 0.00 0.00 0.00 289,173.78 0.00 289,113.78 Total Securities $0.00 $0.00 $0 .00 5289.173.78 $0.00 $289,173.78 Dividends and Interest $1,378.88 $0.00 $1.378.88 $7.553.27 $0.00 $7,553.27 Cash WOdrawals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $1,378.88 $0.00 $1.378 .88 $296,727.05 4295,000.00 $1,727.05 Transactions by Type of Activity Praise sense" Dote Adivay Type Dactiption Quantity Prim Mated !alma Amount Swaney Dividends and Interest 08101118 CASH DIVIDEND RECEIVED 3400 SHRS BRISTOL M YERS SQUIBB CO COM RD 07/06 PO 1,380.00 USD BM Y 0810115 08/31118 MONEY MARKET FUND CASH AC TR DW SCOUT 18.88 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 1,378.88 Total Value of Transactions 0.00 1,378.88 USD The price and quantity displayed may have been rounded. Client Service Information Your !anemia Spectate:ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contad Information Telephone Number: (212) 250-0432 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Ac 5' In cout Number CONFIDO. AtinX Page 5 of 7 L4 RAW Etearnt Every Vex Since 2007 DALBAR RATED COMMUNCATIONS FACIAL CNC( Owing engem holing PIC a Slay craned subsidiary aT e Bonita New York Melba Calwatim (MY Mellon) Penn.'s MC. 'sent. FilillAtIctiteLak 00049057 DB-SDNY-0011881 EFTA_00159666 EFTA01291310 Your Account Informal n TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ( ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other Inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC49). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number CONFID L4 Rated tacellent Every Vox Shwa 1007 DAIJAR MUD COMMUNCATIONS EXC MENU Oaring IMO holing PIC • Sally owned subsidiary as &onkelNew York Mellon CAgnatim (MY Meta) Penting ,,.carter FitiRAWYEEPM_00049058 DB-SDNY-0011882 EFTA_00159667 EFTA01291311 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) August 1,2018 - August 31,2018 1 EPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified, or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Nurna C AtOOXV ONFID L4- Rated tacedlent Every Vex Since 1007 DAL/JaeWED COMMUNICATIONS Mall:NC( Page T of Owing Sae. Penbing LLC, a wholly owned subsidiary or Ilte Sank of New York Mellon Pent Corporation (MY Mellon) u.C.inerree on) DB-SDNY-0011883 EFTA_00I5%68 EFTA01291312 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPSTEIN VIRGIN ISLANDS FOUNDATION INC 6130 RED HOOK QUA RTEFt B3 ST THOM ASVI0 0 802 Otulache Sank Private *teeth Monapernen Kaden Unarm.< Grour Opera/he tank Semeraek New Yen Oftcy HS Park Awns. nth raeor Paw hr.*, NY 10114 Yak Ora SSP t124S05 mete. awa55 Star July 1, 2018 - July 31, 2018 Account Number Portfolio at a Glance ThisPerbd Year4o-Date Your Investment Specialist BEGINNINGACCOUNT VALUE 5270,169.59 $585,636.85 MARTIN ZEMAN Net Cash Deposits and Withdrawah 9.00 495,000.00 (212) 250-0432 Adjusted Previous Account Value 270,169.59 290,636.85 Dividends, lateral and Other Income 591.28 6,174.39 Net Change in Portfolios 17.587.75 4.462.62 En1288,348.a$288,348.81 Estimated Annul Income 56.729 79 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Steel Asset Type Pau Year-End Last Period This Period I. im 4% 96% Cash, Money Funds, and Bank Deposits Equities 10.481.85 575,175.00 10,218.74 259,950.85 10,810.02 277,53860 100% Account Total (Pie Chad) Please review your allocation periodically with your Investment Specialist. $585,836.85 $270,169.59 $288,348.82 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) doNIFIDWAL- Rated (Kant (my Yaw Since 2007 IMUMR RATED COMMUMCATICNS (XCII CNC t Page ' of Owing tlitach hang LiC, a ally armed subsiay M The lock of New York Mellon Cameathm (MY Man) Perktre. rrerrter IIIRIAIWCIS /M_ 00 ° 49Der0 DB-SDNY-OO11884 EFTA_OO 159669 EFTA01291313 Summary of Gains and Losses Realized Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information ThisPeriod Yetto•Date Uncooked 0.00 -24,819.41 -28,165.51 0.90 -24,870.41 -28,165.51 The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adnity Type Description known Lace Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 1.81% Activity Ending:071 31/ 18 06/30/18 Opening Balance 10,218.74 10,218.74 07/27/18 Deposit MONEY FUND PURCHASE 575.40 10,794.14 01/31/18 Deposit IN COM E REINVEST 15.88 10,810.02 01131/18 Closing Balance $10,610.02 Total All Money Market Funds $10,810.02 Income and Expense Summary Current Period Yetto•Dde Taste, Non Taxable Taxable Non Taxable Dividend Income Equities 515.40 0.00 6,035.40 0.00 M oney M arket 15.88 0.00 138.99 0.00 Total Dividends, Interest. Income and Expenses $591.28 $0.00 56,174.38 $0.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Account Nurnbe CONFIDO. Rated (Kant Every Vex Since 2007 DAWN WED COMMUNCATIM EXCncfNCt Owing Swab ',entity PIC a Sally CMOS subsidiary a The Bonita New York Melba CAS (MY Mellott) Penne. MC. 'newt*, FilitAkfteicat0000081 DB-SDNY-0011885 EFTA_00159670 EFTA01291314 I 5 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Dale Otianlily Number Biding CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money Market CAM AC TR DWSGOTT 8 AG INSTL 06130/18 10,810.020 WA 07131118 10,218.74 10,810.02 0.00 13819 Total Money Market 110,218.71 $10,810.02 $0.00 $138.99 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 610,218.71 $10,810.02 $0.00 $138.99 UnrealInd Dole Acquired Ovally UMI Out Cod Bags Merkel Pik! Merkel Vein Gen, loss EQUITIES 96.00% of Portfolio Common Stocks BRISTOL M YEFtS SQUIBB CO COM Security Identifier:WY Dividend Option: Crib CUSP:1912298 10/30/15 3,400.000 66.9120 227104.16 58 7500 199.750 00 -27,851.16 5,140.00 2.72% DISNEY WALT CO DISNEY COM Security Identifier DIS Dividend Option: Cab GIMP, 25468796 10130/15 685.000 114.0150 78,09915 113.5600 77,788.60 -311.35 1,150.80 1.47% Total Common Socks $305,704.11 $277,538.60 -$28,165.51 $6,590.80 TOTAL EQUITIES $305,704.11 $277,538.60 -$28,165.51 $6,590.80 Modred Awned Skated Cot Bals Markel Value Getame Mewed Annual Income July 1,2018 - July 31,2018 J EPSTEIN VIRGIN ISLANDS Account Mikity Opening Dosing Accrued Income 30-Day Omani Balance Balance Income ThIsYeat Yield Yield 1.81% 181% Wheeled Eslimmed Annual Income Yield TOTAL PORTFOLIO HOLDINGS $316,514.13 $288,348.62 428,165.51 $0.00 $6,729.79 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncoyerecr. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99 B. the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 7 Account Number CONFIDO. AL- A... lialwAsselint Every Yaw Since 2007 DALIAN WED COMMUNICATIONS EX( (UDC Owing Swish holing PIC a Sally craned subsidiary e4 The Banta New York Melba Calwatim (MY Mellon) Penne. MC. immter AtiRAMAtilia 00049062 DB-SDNY-0011886 EFTA_00159671 EFTA01291315 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAl) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comt disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 Account Number Itsted talent Clang dart hang LIC, a ially armed A1:1973? Every Year Age 2007 subschary S The ear of New York Mellon CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) C ONFIDO La--- DALIMA RATED COMMLIMCATICOS EXCIIIENCE Corponbm (111a Man) Pentre.U.C.Illet, tel ElliRAckklYLELGMJ)0049063 DB-SDNY-0011887 EFTA 0015967? EFTA01291316 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Activity Summary (NI amounts shown are in base currency) July 1,2018- July 31, 2018 J EPSTEIN VIRGIN ISLANDS Gedits This Period Debits RisPetiod Net misPeriod QeditsYettlo-Dele DebitsYeaultialte Net Year-to-Dale Securities Securities Sold 0.00 0.00 0.00 289,173.78 0.00 289,113.78 Total Securities $0.00 $0.00 $0.00 $289.173.78 $0.00 5289,173.78 Dividends and Interest $591.28 $0.00 $591.28 $8,174.39 $0.00 $8,174.39 Cash Withdrrtals 0.00 0.00 0.00 0.00 -295,000.00 -295,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $591.28 $0.00 $591.28 $295,348.17 4295,000.00 $348.11 Transactions by Type of Activity Promo; Wham( Ode Adivily Type Destriphon Quantity Price Mailed lidera Amount Canna/ Dividends and Interest 07/28/18 CASH DIVIDEND RECEIVED 685 $HRS DISNEY WALT CO DISNEY 0311 RD 07/09PD DIS 07/2611 07/31118 MONEY MARKET FUND CASH AC TR DWSGOVT INCOME RECEIVED PER232045 575.40 15.88 USD USD Total Dividends and Interest - U.S, DOLLARS 0.00 591.28 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 591.28 USD Client Service Information Your Invedmeat Spectate:ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Contact Illormilion Telephone Number: (212) 250-0432 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Accovnt Numb.' At:49T, CONFIDO. AL- Page 5 of 7 Rated (Kellam Every Yaw Soct 2007 DALBAR RA TED COMMUNCATICNS EXCIAL CNC( Owing tinge. holing PIC a Sally owned subsidiary ahe Bonita New York Melee CoWatim (MY Melon) Penme. nutrnian FiliFtA.0~ 10_00049064 DB-SDNY-0011888 EFTA_00159673 EFTA01291317 Your Account Informati n TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other Inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe At:4971 Cc Page 6 of 7 L PaltaKelint Evert Vex Since 2007 DAIJAR MI ED COMMUNCATIONS ExcaLora Owing Snit Penang cue • Sly weed subsidiary el Ilwa Sank of New York Makin CAS arn, metro Penton LI.C.rnterter Feataa 00049065 DI3-SDNY-0011889 EFTA_00159674 EFTA01291318 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important I nf or mat ion and Disclosures (continued) July 1, 2018 - July 31,2018 JEPSTEIN VIRGIN ISLANDS Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Acinuel Numbe CONFIC/ n:wn, . L MeameleM EverrearSime2007 DMJARLUEDC0MMUNCATI0M ExauDa Page ' of .* Oaring Sae. Paten. LLC, a wholly owned subsidiary or The bake. New York Mellon Cemonthee (MY Mellon) Oenhas nurter filiRIAWASIM_ 00049066 DB-SDNY-0011890 EFTA_0015%75 EFTA01291319 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPSTBN VIRGIN ISLANDS FOUNDATION INC 6/30 RED HOOK QUARTER B3 ST THOM ASVIO0 802 04/44044, Sank Pritated444141Msnmem404 14441eb CoNnage (+w{ 04.40154.44111:09011 441, Mew York pet HS tel Annul. nth flan 11•01141 NY 10154 Tog trot Mt 112.5935 Direcl 410 ;SS 5141 June 1,2018 - Jun Account Number Portfolio at a Glance ThisPeded Yew-Is-Date Your Investment Specialist: BEGINNING ACCOUNT VALUE $257,249.09 $585,636.85 JOSHUA SHOSHAN Nei Cash Deposits and Withdrawals 0.00 295,000.00 (212) 454-4433 Adjusted Previous Account Value 257,249.09 290,636.85 Dividends, Merest and Other Income 14.60 5,583.11 Net Change in Portfolio' 12.905.90 -26.050.37 ENDINGACCOUNT VALUE n70,169.5lat270,169.5i Estimated Annual Income 56.713 91 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Summary Asset Percent Asset Type Prier Year-End Lad Period This Period IN O 4% 96% Cash, Money Funds, and Bank Deposits Equities 10,461.85 575,175.00 70,204.14 247,044.95 10,218.74 259,950.85 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $585,638.85 $257,249.09 5270,169.59 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID -IFAL— non,:m1cn Page 1 of 9 Rated (learnt (wry Yaw Sem 2007 0111AR RATEDCOMMUNCATIC145 EXCIAL CNC( ca& ening% P•Sing PIC • %Soft owned subsidiarfte4 The arts New York Mellon Corponthal Ma Mellon) Penne. MC. rrerrter Eilifing*PCSIM_00049067 DB-SONY-0011891 EFTA_00159676 EFTA01291320 Summary of Gains and Losses &AS Long-Term Gain! Loss Net Gain/ Loss This summary excludes transactions where cost basis information is not available. For Your Information ThisPeried Yeer40•Dale Ulnaawl 0.00 -24,870.41 45,753.26 0.00 -24,870.41 .45,753.26 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desolation Amount Ben Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 1.79% Activity Ending:08/ 29/18 06/01/18 Opening Balance °Mona Deposit INCOM EBONYEST 10,204.14 14.60 10,204.14 10,218.74 06/29/18 Closing Balance $10,218.74 Total All Money Market Funds $10,218.74 Income and Expense Summary Tamable 0.dient Pound Non Tootle Toot% Yem4eDate Non Tuttle Dividend Income Equities Money Market 0.00 14.60 0.00 0.00 5,460.00 123.11 0.00 0.00 Total Dividends, Interest, Income and Expenses $14.60 $0.00 $5,583.11 0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) lila Account !lumber A:cci:: Page 2 of 9 CONFIDO. Rated (Kant Every Yw Since 2007 DAIJAR MILD COMMUNCATIONS I/CCWUXI Owing tlwonsh ',enlists PIC • Slay owned subsidiary a The Bonita New York Melba Certaatim (MY Meta) Parma* LIX. nowt.. FiliFLAIWayak 00049068 DB-SDNY-0011892 EFTA_00159677 EFTA01291321 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings June 1,2018 - June 30,2018 JEPSTEIN VIRGIN ISLANDS Motel Mikity Opening Dale Omit Number Biding OPosb0 Balm Closing Balance haat Income Income TbleYeat 30-Day Went Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 4.00% of Portfolio Money M arket DEUTSCHE GOVT CASH INSTL 06101/18 10,218140 NM 06/29118 10,204.14 10,21814 0.50 123.11 1.73% 1.79% Total M onev Market $10,204.14 $10,218.74 50.50 $123.11 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date /Modred Onantly Vall Cad Col Bet $10,204.14 Motel kite $10,218.74 fl eet Value 50.50 Umealized Glary' Loss $123.11 Estimated Estimated Annual income Yield EQUITIES 9 6.0 0% of Portfolio Common Stocks BRISTOL MYERSSOUIB8 CO 009 Dividend Option: Cash Security Muddier:RAY CUSP. 102288 10130/15 3,400.000 66.9420 227604.16 55.3400 188 156 00 49.448.16 5.440 00 2 89% DISNEY WALT CO DISNEY COM Security Identifier. DM Dividend Option: Cash CUSIP: 25466796 10130/15 685.000 114.0150 78,09995 104.8100 71,794.85 4,305.10 1,150.80 160% Total Common Socks $305,704.11 $259,950.85 445,753.26 $6,590.80 TOTAL EQUITIES $305,704.11 $259,950.85 445,753.26 $6,590.80 Wreaked Aimed SWIM Cod WM Markel Vabe Gelation Meted Maud Income TOTAL PORTFOLIO HOLDINGS $315,922.85 $270,169.59 445,753.26 $0.00 $6,713.91 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered'. Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V 99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10 99B, the cost basis will not be reported to the IRS. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 3 of 9 Atom,' Note A:st:c.g CONFIDO. AL- Rated hearnt Every Vex Since 2007 DAUM WED commumconotes (ScULD CI cow Swab Penton. Ilt. • Sally owned subsidiary ameawia New York Melba Colnatkol (MY MAO Penne. 4C. manta MiRalklYEEPM_00049069 DES-SDNY-00 11893 EFTA_00159678 EFTA01291322 Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Your statement reflects a substitute payment reimbursement because you received one or more substitute paymentslast year in lieu of a qualified dividend. This reimbursement is being made because substitute payments do not receive the same preferential tar rate as qualified dividends. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number= ACC Lit CONFIDO. L RAS Exedlent Every Vex sac 2007 DAIJAR RMED COMMUNICATIONS EXCELLENCE Page 4 of 9 Owing Smelt exebng LI.C, a ebony ...fled subodixy et Tie Sank of New York Mellon CeeloomMel Me Melon) Pent-rag µ C. inerrea fin) DB-SDNY-0011894 EFTA_(( )159679 EFTA01291323 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages (continued) June 1,2018 - June 2018 J EPSTEIN VIRGIN ISLANDS We credited your account with an amount equal fo 13.33% of each eligible substitute payment. based on the difference between an assumed rate on ordinary income of 25% and the rate for qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 13.33% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received fess than 13.33% of the corresponding substitute payment. Since income from investment companies may consist partly of non qualified dividend income, your reimbursement was calculated only on the percentage of income that qualifies for the preferential fax rate. If you have any questions regarding your reimbursement, please contact your advisor. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary H.. Gm Aims snoit n area, case ....nrency) °edits TNs Period Debits Tel:Period Net ThisPefled Credits Yes4e.Date Debits Yearao.Date Net Year-to-Date Securities Securities Sold 0.00 0.00 0.00 289.17378 0.00 289.173.78 Total Securities $0.00 $0.00 $0.00 $289,173.78 90.06 $289,173.78 Dividends and Interest $14.60 $0.00 $14.60 $5.583.11 $0.00 $5.583.11 Cash Withdrawals 0.00 0.00 0.00 0.00 495,000.00 -295.000.00 Total Cash $0.00 $0.00 $0.00 $0.00 4295,000.00 4295,000.00 Totals $14.60 $0.00 $14.60 $294,756.89 4295.000.00 4243.11 LAI M ACC Account Numbe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated (want Every Vex Saes2007 DALIAR RAl ED COMMUNICATICOS EXCELLENCE Page 5 of 9 CIang dash Mang LIC, a ally armed wbaOaya The Ilardi of New York Mellon Comonthm (MY Man) Perihe. EmenAckinuf-Al_00049071 DB-SONY-0011895 EFTA_00 159680 EFTA01291324 Transactions by Type of Activity Process Settlement Dote Dividends and Interest 06/29118 MONEY MARKET FUND INCOME RE0BYED PE6232045 Total Dividends and Interest - U.S. DOLLARS Adivily Type Description Quantity Price Acaved literal Amount Currency DEUTSCHE GNI CASH 14.60 USO 0.00 14.60 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 14.60 U93 Your Investment Spedatid: ENJ Contact totormillon JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Your Account Information Telephone Number: (212) 454.4433 TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: Default Method for Stocks in a Dividend Reinvestment Plan Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DEUVERY You have not selected any account communications for electronic delivery. To register and turn olf paper communications, log in to your account or contact your Investment Specialist for more information. First In First Out First In First Out First In First Out Yes Constant Yield Method No CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 Account Num Rated (warm C O A:c-- Alp. MBAR WED COMMUNCATICtt5 Exalt (NC t uy vox Since 2007 Owing through Pining PIC. • .Yon/ owned subsidiary a The Unit of New York140km CarPwatimi (MY Melon) Penne. MC. immter FititaliklYEEPM_00049072 DB-SDNY-0011896 EFTA_00159681 EFTA01291325