EFTA Document EFTA01291389

Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 21203 Dralsre Banc Prmale Wall" Maatenmil hlaealsCOnfaleG.MP CeettOw IS* SeCteen New1M Orloo 341 Par% MY, 26th I by lieslat. PM 10111 inneA -MOL WM M4091. Valuation at a Glance Account Number: Statement Period: 12/01/2014 - 12/3112014 This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value 6667,111.04 $0.00 6100 RED HOOK QTRS STE B- 3 ket Cash Deposits and Withdrawals 000 667 055 45 ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 667,111.01 667,056.15 Dividends. Interest and Other Income 530 60 89 ncling Account Value $667.116.34 $667.116.34 Estimated Annual Income 560 89 Your Client Advisor: DANIEL SAW Asset Allocation Prior Year•Ead Last Period This Period % Alloation I., SO Cash. Money Funds, and Bank Decimate 0.00 667.111.04 667.116.34 100.00% Please review your allocation Account Total $0.00 5657,111.04 $651,11534 100.00% YouA=0W is 100% Divested in USD Casn, Money Funds. and Bank Deposits. I The Sank Deposes In your account are FCC insured bank deposes. FDIC insured bank deposits are not secunt es and are not covered by the Sectreies Invests Protection Corporation (SIPC). These bank defrosts are covered by the Federal Depose I nuance Corporation (FDIC). up to allowable limits. L>KAO Roll CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of9 Riled IL ...Hat B0100500CSF10023 CfO paperless on tweyeAn Yeam• 5.1•K TED• c20m 00744uNicAnows CONFIDENTIAL f)terl MTh= avow.lotre "" Orsaeon illoit*Sa u4 avow •••••in Mat =PC SDNY_Cat000491313 DIEt-SDNY-00 11960 EF1'A_00159745 EFTA01291389 For Your Information On June 5. 2014, the European Central Bank (the 'ECF3') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfor 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account h um ber Activity Ending 12/31/14 11)29/14 Opening Balance 667,111 04 667,111 04 12/15/14 Deposit INTEREST CREDITED 5.30 667,116.34 APT 0.01% 12/16114 8B8T 667.116 34 NO 12/16 5237500.00 Deutsche Bank Trst Co NO 12116 5237500.00 NYCommunity Bank N0 12116 $192116.34 12131114 Closing Balance $667,116.34 Total FDIC Insured Bank Deposits $667,116.34 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5 30 000 60.89 0.00 Total Dividends, Interest, Income and Expenses $5.30 $0.00 TOM $0.00 Page 2 of 9 Account Number Rated Excellent OilA14 ROL Go paperless /very Yoe, since 2007 OA/ D ean COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67er TONFIDENTIAL rxer""'" SDNY_GM_00049137 DB-SDNY-00 11961 EFTA_001 59746 EFTA01291390 Deutsche Asset & Wealth Management P.O.Boa 1776, Baltimore, MD 21203 Portfolio Holdings Gnaw, e ion. Prmaie Wn10 Maatenmi Ma's CoremeCoMP Devisthe Sank S((t *We bet OR,. Hann ed•Inver. !falter Ion, vest. nr 10IW In CA.7184. IISS1214409S Statement Period: 12/0112014 - 12/31/2014 Description Quantity Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,116.310 667.111.01 667.116.31 3.12 60.89 N/A Total FDIC Insured Bank Deposits 3647,111.01 3667,116.31 33.12 360.89 Total Cash, Money Funds, and Bank Deposits 3667,111.01 3667,116.31 33.12 360.89 Market Valve Accrued Estimated Interest Annual Income Total Portfolio Holdings 3667,116.31 M essa a es Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Secunties Investor Protection Corporation1SIPC). 30.00 $60.89 For disclosure of rates for DWS money market hinds, please visit the DINS Investments website at https:/Nrivw.dws-investments.corNEN/products/moneyrnarket-funds-yields.jsp. Please note that all money market hinds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual hand. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Please note the following information for Pershing's 2014 IRS Forms 1099 (a DIV, INT. O/D and 411SC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, you will receive either your 1099 form ors special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16, 2015. Pershing's Impartial Lottery Process: Partial Calls Information about Pershing's impartial lottery process can be found on pershing.canibusiness_coctinuity. You may also request a printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial. computerized lottery using an incremental random number technique to determine the allocation of called securities to participants for which it holds securities on deposit (including Pershing). Because OTC's lottery is random and impartial, participants may or may not receive an allocation of securities selected for redemption. Page 3 of 9 Account Number Go paperless a listed Cncellent 11µA14 vay xerst i vint re 2007 CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. Z EUPSC ONFI DIAL CD COMMUNICATIONS Otrlaill••••=riktr " COOPPLIM ITh ilertfillikli0 OW*, ILA aWiel /MA NOW !WC SDNY_GM_00049138 DB-SDNY-00 11962 EFTA_00 159747 EFTA01291391 M essa es (continued) When Pershing is notified that it received an alocation of called securities, Pershing conducts a similar, computer-generated random lottery. The lottery determines the accounts that will be selected and the number of securities n the account that will be redeemed. Allocations are based on the number of trading units held in the account The probability of any trading unit held by an account being selected as caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registered in the clients name, either in transit or held in custody, are excluded from the Pershing lottery process. Pershing initiates the lottery process by identifying the accounts holding the caled security, the total par value of the called securities held, and the trading unit of the security. Example (unit of trade = 525,000): Client Account Par Value Number of Trading Units ABC-123234 5100.000 4 DEF-325465 575,000 EDR-567433 5150.000 EGT-876574 550,000 EGT-888345 $25,000 FRT-435234 525,000 FRT-658797 $75.080 3 U In brief, the allocation process involves the following steps: The number of trading units held in each account is identified. • A sequential number is assigned to each trading unit (e.g.. account EDR-567433 would be assigned six numbers). • A random number is generated that oil result in one of these trading units being the first unit in the selection process. • Thereafter, the trading units participating in the alocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted. Additional Information ' The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a ful or partial redemption of shares held. Conversely. it is also possible that a client may not have any securities selected for redemption at all. 'When a partial call is deemed favorable to the holders of the caled security, Pershing will exclude certain accounts from the lottery. Excluded accounts will include Pershing's proprietary and employee accounts, as well as proprietary and employee accounts of introducing broker-dealers (if Pershing carves and clears those accounts). No allocation will be made to these proprietary and employee accounts until Page4 of 9 DKAO ROIL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:7 "S CONFID ArTni AL _yr MegNiticocommuttioknons Account Number Go paperless _au k Rated exclillent tray Year WK.. 2007 rriSterm=litters.L"""...= SDNY_GIN 00049139 DEI-SDNY-00 11963 EFTA_00159748 EFTA01291392 I Deutsche Asset & Wealth Management P.O.Box 1776, Baltimore, MD 21203 M essages (continued) Draisot Banc .,,tile Rea* Pt vegatentel Natal, Connate E, Isp Paste W Mclean ,a. Nee Wadi Cad MFRS MY, ]NB Hew Reslat. PM 10144 1/10451-1116.117161716-400 Statement Period: 1210112114 - 1213112111 all other client positions at Pershing in such securities have been called. When a partial call is deemed unfavorable to holders of the called security, Pershing will not exclude any accounts from the lottery. • If the partial call is made at a price above the current market price as captured in Pershingtis price reporting system, Pershing will generally categorize the partial cal as one that is favorable to the holders of such security. If the partial cal is made at a price that is equal to or below the current market price of the security as captured in Pershing's price repotting system. Pershing will generally categorize that call as one that is unfavorable to holders of the security. ' Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial cal. fiChents also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined condition. u Activity Sum m ary (All amounts shown ere on base currency) Credits This Period Year.M.Date Debits Ibis Period Yearsto•Date Dividends and Interest $5.30 $60.89 DIvidendsand Interest $0.00 $0.00 Cash Cash Deposits 000 667 055 45 Deposits 0.00 0.00 Total Cash $0.00 $667,055.45 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -55.30 -5667,116.31 Total Credits $5.30 $667,116.34 Total Debits -$5.30 -$667,115.34 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiption Quantity Price Panted litres! Amami Cirrenq Dividends and Interest 12115/1/ FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.30 US0 DEPOSITSINTEREST Total Dividends and Interest - UNITED STATES DOLLAR 0.00 5.30 Page of 9 Account Number: Rated Excellent 1>NAll .1( )l I Go paperless Every Yeas Since 2007 HEREUPS C ONFI DriSITIAEt DAUM* RATED COMMUNICATIONS EXCEIIENtrf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) et a riels• et werCalsitit areareteen . IOW tesalmi Powwow> awe. red* Prow ea,' SDNY_GM_00040140 DB-SDNY-00 11964 EFTA_00 159749 EFTA01291393 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Desaiptioa Quantity Price Accrued Interest Amount Currency FDIC Inwred Bank Deposits 12115114 FDIC INSURED BANK DEPOSITS INTEREST NV i p INSLREDDEPOSITSINTERESTREINVESTED •5.30 LSD Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.30 Total Value of Transactions The price and quantity displayed may have teen rourded. 0.00 0.00 USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26Th FLOOR NEW VOW AY 10151 Your Account Information Investment Objective Investment Objective: GROWTF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. It you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortisation BectIOnS: Treat all interest as original issue discount (DID): No Am mkt premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unicalions for electronic delivery. To register and turn off paper corn m unications, log in to your account or canted your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for ?Mich a price is Page 6 of 9 DOAK ROLL GO paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67e)FREY TONFIDAENTIAL Account Number Rated excellent I s Litit.•?Terr; 2007 COMMUNICATIONS Xeril INC/ :taw ONZtalsl i t rearlin " Slott MS* SDW_GM_00049141 DB-SDNY-00 11965 EFTA_(() 159750 EFTA01291394 Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 21203 Important Inform ation and Disclosures (continued) Pricing (conMued) rot available are marked "N/A' and are omitted from the Total. THE AS CF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures ate not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to WAY .pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders for the purchase and sale of securities and other property and (a) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances, execution of securities orders; the assessment of the suitabiity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC*). Please note that SIPC does not protect against loss due to market fluctuation In addition to SIPC protection, Pershing provides coverage in excess of SIPC Snits. For more detailed information please visit iwm.pershing.corn/strength_stability.Mml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, raiding your rights under the Securities Investor Protection Act. Gnaw ie Sam PF.IC Wea*P. Ma.zgenan Wrests town* G,C,P CestsOw Is* Moon. ,•[. Nar* Mar HI floass.1•Oultcr Persia( PM 10114 0 0) 451-7101. nn Wt Statement Period: 1210112114 - 1213112114 Paget of 9 Account Num tier Raged Hoot Go paperless tray, v.. Unto 2007 :tan etwerCaat tar......-- ...., PAMPA RAT(0 COMMUNICATIOhtS ...."• 414 ................ . 0 C CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:FeF: EY EPSC 0 N F I D an cTIA L. I'Mt71 IINCJI SDNY_GM_00049142 DB-SDNY-0011966 EFTA_0015975 I EFTA01291395 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generaty final and binding; a party's abilly to have a court reverse or modify an arbitration award is very larded. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wig typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predrspute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ili) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Page 0 of 9 Account Number: Rated (Koollent MOAB ,ROLL Go paperless Ever, Yea• Mow* 2007 °FREY EPSC ON F D O14.1.OAR RAW, COMMUNICATIONS riTrIA et) rXerlIfNa' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) :Ct. M we= SDNY_GM_00049143 DB-SDNY-0011967 EFTA (H) 159752 EFTA01291396 TER/SS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS, USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY NAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING TEE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED ANO MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TAE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO NCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (IIERSHNO*) FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH NAL PERMIT THE COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR UMILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DUALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WLL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWVV.PERSHNO.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WY/W.PERSHING.COMBUSINESS_CONTINUITY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE SORA)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. MID TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERNS AND CONDITIONSARE UNACCEPTABLE TO YOU, PLEASE NOTIFY PERS-114G INVEDIAT ELY IN WRITING BY CERTIFIED MARL TO ONE PERSHING RATA JERSEY CRY. NJ 07399. ATTN LEGAL DEPT :en9,C5F200:,!: OPAII ROLL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 9 of 9 Account Number Riled excellmnt Go paperless tvery Yen 16f KO 2007 OAL BAR RATED COMMUNICAT IONS ONFIDAE11\ITIAL "annla „EFFREY EPSC 0°T..1.... edam van tiliiita. tremeen " MEV Wire Perm.. itc. avow now wise pre SDNY_GM_00D49144 DB-SONY-00 11968 EFFA_00159753 EFTA01291397 PA ea 1776. Osliate5.02uw Draisre Sam Poetic Wea11. Mamtenme Wrests Cowart G,Pp CeIrtsOw Wit Sefton. mc New Mt OPlor NI FM Mask !Mho/cc! Neellait. PM 10114 4,441114.111S) 7.4-4091. Valuation at a Glance Account Number:_ Statement Period: 11/01/2014 -1113012114 This Period Year-to-Date JEFFREY EPSTEIN Beginning Account Value 1667,105.20 $0.00 6100 RED HOOK QTRS STE B- 3 Net Cash Deposits and Withdrawals 000 667.055.45 ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 667,105.20 667,055.45 Dividends. Interez and Other Income 584 55 59 ndrno Account Value $667.111.04 5667.111 04 Estim ated Annual Income 555 59 Your Client Advisor: DANIEL SAM Asset Allocation Prior Year•End Last Period This Period % Allocation L.SD Cash. Money Funds and Bank Deceits' 0.00 6.67.105.20 667.111.04 100.00% Please revenv your allocation Account Total $0.00 1157,105.20 $657,111.04 100.00% Your Account is 100% invested in USD Cask Money Funds. and Bank Deceives. I The Bank Deposes in your account are FDIC Insured bank deposes. FDIC insured bank deposits are not secunt es and are not covered by the Semites Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Deposr. I nsvance Corporation (FDIC). up to allowable limits. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 old Rated exc•Ilont A011181SCSF30016 Go paperless 4 Yar S.C. 2007 ONSAR RATCD COMMUNICATIONS CONFIDENTIAL CFI 1/NC SDNY_GM_000491 45 DB-SDNY-00 11969 EF1'A_00159754 EFTA01291398 FDIC Insured Bank Deposits Date Activity Type Demiplion Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: Activity Ending: 11128/14 11101114 Opening Balance 667.10520 647.10520 11114114 Deposit INTEREST CREDITED 5.84 667,111.04 APY 0.01% 11117114 BB8T 667,111.04 NO 11117 1237500.00 Deutsche Bank Tts1 Co NO 11117 S237500.00 NY Comm unity Bank NO 11117 1192111.04 11128114 Closing Balance $667,111.04 Total FDIC Insured Bank Deposits $667,111.04 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary rrent Period Year.to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 584 0.00 55 59 000 Total Dividends, Interest, Income and Expenses $5.84 $0.00 $55.59 $0.00 Portfolio Holdings Description Quantity Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,111.040 667,105.20 667,111.04 2.56 55.59 NIA Total FDIC Insured Bank Deposits 6887,105.20 $687,111.04 $2.56 $55.59 Total Cash, Money Funds, and Bank Deposits $667,105.20 $667,111.04 $2.56 $55.59 Page 2 o16 Account Number- Rated EnceISM own ROIL Go paperless t lame 2007 WARM RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 EPSC ONFI D AENTIAL Olen IENCIT SDNY_GM_00049146 DEt-SDNY-00 11970 EFTA_00 159755 EFTA01291399 PC. Bea 12M, Bat ITCONI MO 2103 Portfolio Holdings (continued) Draisre Pant PP•Pie Wealth Ma atentm Nantels ConnG,0. " CtelsOw GP* Mclean la. Now Part taco 341N,% Isar, 26th I ter 10114 0 0)4,1-710. P5.1211,409, Market Value Statement Period: 1110112014 11/30/2014 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages 1667,111.04 $0.00 $55.59 Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, OID and MISC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17. you will receive either your 1099 form on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. II will inform you of the securities that are pending final reporting, and will provide the anticipated mad date of your 1099 form. Your 1099 will be mailed no later than Mardi 16, 2015. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the OWS Investments website at https,t/www.dws-investments.com/EN/products/money-market-funds-yields.isp. Please note that all money market funds fisted on the website may not be offered through us. Activity Summary (All amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $5.84 $55.59 Dividends and Interest $0.00 $0.00 Cash Cash Deposits 000 667,055.45 Deposits 000 0 00 Total Cash $0.00 $517,065.45 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.84 -$667,111.04 Total Credits $5.84 $667,111.04 Total Debits -$5.84 -$667,111.04 Page 3 di Account Number: Rated excollont OPAPPROIL Go paperless Lwow Y••• W.C• 2007 °MEV EPSC ONF DriSITIAek OMBAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) et a ripsis pair SDNY_GM_00049147 DB-SDNY-0011971 EFTA_00 159756 EFTA01291400 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Dentin Nice Atoned Interest Mont Carting Dividends and Interest 11/14; 44 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.84 DSO DEPOSITS INTEREST Total Dividends and interest • UNITED STATES DOLLAR 0.00 524 FDIC Insured Bank Deposits 11/14/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED .5.84 L. SD DEPOSITS INTEREST D Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -5.84 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE MI- FLOOR NEW YORK NY 10154 Your Account Information Investment Objective Investment Objective: GROV/Th Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (CID): No Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Page 4 of 6 Acc CCFRN ount Number Rated Excellent 1)14.A0 RCM. Go paperless t very Yeas Since 2007 OALOAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. EPSCONFID AENTIAL f)145111INCT M a ts etweetralli: sCoan . ••••••• SDNY_GM_00049148 DB-SDNY-00 11972 EFTA_(() 159757 EFTA01291401 Important Information and Disclosures Oralute Banc Prmale Weep Ma.zientra Marats GOWN* C0C,P CeettOw Silk Maori Now id Wks 341 Par% AMist Ilith kw' lieslat. PM unto P 12) 014101.111314 7.8409S Statement Period: 11/01/2014 - 11/30/2014 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted. have been obtained from ndependent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A* and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of Muie results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwrpershing.corn/business_continuityttml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars fa dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wifi not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial insbtubon. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (II) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it dkectly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances In your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC8). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwepershing.comIstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to Page 5 of 6 Account Aumber listed IL wcollent Dann it:u Go paperless latearArr;c207.1mumunows CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. M a rian et We Wail= Orelteen " li••••• w.,.•. in avow PS Woe SPE SDNY_GIN 00049149 DEI-SDNY-00 11973 EFTA_00159758 EFTA01291402 Important Information and Disclosures (continued) The Role of Pershing (continued) your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, inckiding your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum n which a claim is Med. • Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of tthe parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court_ • The ales of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 6 of i6 Account Number: Rated Excellent MOAB ROLL Go paperless Every v«. sine. 2007 HERE N CO Dri S ITIA e DAUM* RATED COMMUNICATIONS EXCIIIENCIE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) wax mow —,- SDNY_GM_00049150 DB-SDNY-00 11974 EFTA_00159759 EFTA01291403 PA Sac 1776. Osinto10 2t203 Gnaw e Banc Prrnie Weal. Ma.tenan matins Comae 4.".• Cell-WMlank Moon. mc New Wart 014,* 341 Pa" Mist 1•th Its! Ms Vat. PM 10114 0 0 ) 451-nourn)M-4091. Valuation at a Glance Account Number: Statement Period: 10:01/2014 • 10/31;2014 This Period Year.to.Date JEFFREY EPSTEIN Beginning Account Value $667,099.72 $0.00 6100 RED HOOK OTRS STE B- 3 Net Cash Deposits and Withdrawals 0.00 667.055 45 ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 567,099.72 667,055.45 Dividends. Interest and Other Income 5 48 49 75 ncling Account Value $667,105.20 $667.105.20 Estimated Annual Income 549 75 Your Client Advisor: TAM SMITH Asset Allocation Prior Yearad Lad Period This Period % Allocation LSD Cash. Money Funds and Bank Deposits' 0.00 617.099.72 667.105/0 100.00% Please roar* your alicalion Account Total $0.00 $657,099.12 $651,105.20 100.00% Your Account is 100% invested in USD Cash. Money Funds. and Bank Deposits. I The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not secuntes and are not covered by the Secuntus Investor Protection Corporation (SIPC). These bank deposts are covered by the Federal Depose insurance Corporation (FDIC). up to aloyeatie limits. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel 016 Raged excollent A009709SCSF3001, Go paperless y Mar Sento 2007 :tan etreettaist a "" 0••• •••1••• lk••• OM BAR RA TM COMMUNICATIONS •••••••••••• 'oat IOC CONFIDENTIAL I XCII INCJ1 SDW_GM 00049151 DB-SDNY-0011975 EFTA_00159760 EFTA01291404 FDIC Insured Bank Deposits Date Activity Type DerripDoe Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account hum bet Activity Ending. 10131114 10101/14 Opening Balance 667.099 72 667.099.72 10115/14 Depast INTEREST CREDITS 5.48 667,105 20 APY 0.01% 10116/14 Citibank N.A. 657.10520 NO 10116 $237500.00 Deutsche Bank Trsl Co NO 10116 $231500.00 NY Community Bank NO 10/16 $192105.20 1013111/ Closing Balance $617,105.20 Total FDIC Insured Bank Deposits $687,105.20 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Taxable Non Taxable Taxable Non Taxable Year-to-Date Interest Income FDIC Insured Bank Deposits 5.48 0.00 49.75 0.00 Total Dividends, Interest, Income and Expenses $5.16 $0.00 $49.75 $0.00 Portfolio Holdings Description Quantity Opening Balance Posing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,105.200 667,099.12 667,106.20 3.29 40.75 N/A Total FDIC Insured Bank Deposits $667,099.72 $07,105.20 $3.29 $19.75 Total Cash, Money Funds, and Bank Deposits $667,099.72 $881,105.20 $3.29 $19.75 Page 2 of 5 Account Number: Rated Excellent 1>FIAll .1( >l I Go paperless Year Since 2007 OAS Oen AUL' COMMUNICATIONS .EFFREY EtONFIDriTriAe f Mal INCY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) et a riaretereettalit t"... ."'weetern iTh lWe See* SDNY_GM_00049152 DB-SDNY-0011976 EFTA_00159761 EFTA01291405 PC. B., 1116 Bat ITCre NOD 2'2,r. Portfolio Holdings (continued) Draisoc Bina anode Wadi Pi Maeatentni Naiads CO•elet COMP Chischt Sank Settanci ere *A Once HI Pet ASP,. leth I ter Mr• vett ItY 101S4 (M)CA.21$4.11151211.409S Market Value Statement Period: 10/0112014 - 10/31/2014 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages 1667,105.20 $0.00 $49.75 Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds. please visa the DWS Investments websde at https://wmvdws-investments.convEN/products/money-rnarket-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (AM amounts shown are in base currency) Credits This Period Year•to•Date Debits This Period Year•to•Date Dividends and Interest $5.46 $49.75 Dividends and Interest $0.00 10.00 Cash Cash Deposits 0.00 667.05545 Deposits 000 000 Total Cash $0.00 $667,055.45 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits .55.18 -$667,105.20 Total Credits $5.48 $667,105.20 Total Debits .55.18 -$667,105.20 Page 3 of 6 Account Number Rated Excellent II/IA it ROL I Go paperless Every Yee* 1•100. 2007 .EFFREY Ent ONFID /AL „cretin RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) =awe et sararittro...»...... ' SDNY_GM_00049163 DB-SDNY-00 11977 EFTA_00 159762 EFTA01291406 Transactions by Type of Activity Process' Settlement Date Activity Type Description Qvantity Nice Mooed laterest Animist Cawing Dividends and Interest 10/15/14 FDIC INSLRED BANK INSLRED DEPOSITS INTEREST CREDITED 5.48 USD DEPOSITS INTEREST Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.18 FDIC Insured Bank Deposits 10/15/14 FDIC INSL RED BANN INSURED DEPOSITS INTEREST REINVESTED 4.48 L SO DEPOSITS INTEREST REINVESTED Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.411 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: TDS TAZIA SIAITP 345 PARK AVENLE 14T1- FLOOR NEW YORK NY 10154 Your Account Information Contact Information Telephone Number: Investment Objective Investment Objective: GROV/Th Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FAST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (010j: No Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information. Pagel of 5 Account Number a k Rted Y Excellent Go paperiess I, v.I a .Y ... Um. 2007 =as elakroamm 'ac"'" OmZree." swab 011Ali ROI/. 'Q ED COM IC MUNATIONS S CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:"EPsCONFIDESITIAr„an ONY GM_0004915.4 DB-S6NY-0011978 EFTA_00 I 59763 EFTA01291407 Important Information and Disclosures Gnaw e In PootieWealh Ma.zienmn Minns Cortgeet00.0 Cesische M Setwan Mrs bet Once 315Pan Aire, Mb Met Sew %A PM 10154 PIlloghnss. (0131211409S Statement Period: 10/01/2014 - 10/31/2014 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A* and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to swmpershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate OH not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or orrissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)4134333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwrpershing.comlstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to Page 5 of 6 A40778 F30017 DIMS ROLL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) t oNFIDAncrriA Account Number. Go paperiess tort.tWATCD C200:17/41.1NICATIONS 12 ,.....ry• nose irres =in et NerCallt: merstmein " 1•••••• snoniAC avaerniS. 'Peat soic SDNY_GM_00049155 DS-SONY-00 11979 EF1'A_00159764 EFTA01291408 Important Information and Disclosures (continued) The Role of Pershing (continued) your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. inckiding your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied. • Arbitration awards are generaly fnal and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class wfio has not opted out of the class with respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Past 6 GIS Account Number: Riled (xcellent DOAN ROL i Go paperless tray veal, Since 2007 HEREYEPSCONFIDASSITIAek °NAAR RATED COMMUNICATIONS EXCIIIENCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) M a t il..........."Trak."Ztretion" _Y W owe.. HA avow nay ••••• mic SDNY_Gfil_00049156 DB-SDNY-00 11980 EFTA_(() 159765 EFTA01291409 PO Elm 177$. elks* MO 21N3 eau.e e,o, lionle wean Marna Mains CO.., WMp DaSa lak Waal a. label Once .115100 am. 20000a Oa 4.nnY 10IW V/ O.7,11.11O.1711.409S Valuation at a Glance Account Number: Statement Period:09/0112014 - 09130/2014 This Period Year-to-Date JEFFREY EPSTEIN Beginning Account Value $667,094.41 $0.00 6100 RED HOOK ()IRS STE B- 3 k el Cash Deposits and Withdrawals 0.00 667 C SS 45 ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 667,091.11 667,055.45 Dividends. Interest and Other Income 5.31 44 27 ndrng Account Va, ue $667.099 72 $667.099.72 Estim ated Annual Income $4427 Your Client Advisor: MBA SMITH Asset Allocation Prior Year•End Lad Period This Period % Allocadoe 6$D Cash. Money Funds and Bank Deposits' 0.00 6.67.091.11 661,099.72 100.00% Please renew your allocating Account Total $0.00 $657,091.41 $01,099.12 100.00% YouAG:own is 100% invested in USD Casn. Money Funds. and Bank Deposits. I The Bank Deposes in your account are FDIC Insured bank deposes. FDIC insured bank deposits are not secontos and are not covered by the Secuntos Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Popov Inflow Corporaton (FDIC). up to Moveable limos. l>1.0 ROll CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Pagel oil A0101261CSF10023 Go paperless Lay aa• W.. 2007 OAS OAR RA IL D COMMUNICATIONS CONFIDENTIAL EXCII teal aa.0.000.1000 SDNY_GA4_00Cut9157 DB-SDNY-0011981 EFTA_00159766 EFTA01291410 FDIC Insured Bank Deposits Date Activity Type Demipllon Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: Activity Ending: 09130114 08130114 Opening Balance 667,094.41 667.094.41 09/15114 Deposit INTEREST CREDITED 5.31 667,099.72 APY 0.01% 09116114 Citibank N.A. 667,099.72 NO 09116 1237500.00 Deutsche Bank NI Co NO 09116 S237500.00 NY Comm unity Bank NO 09116 1192099.72 09130114 Closing Balance $667,099.72 Total FDIC Insured Bank Deposits $667,099.72 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary DJ rrent Period Taxable Non Taxable Taxable Non Taxable Year.to-Date Interest Income FDIC Insured Bank Deposits 5 31 000 44 17 0 00 Total Dividends, Interest, Income and Expenses $5.31 $0.00 $44.27 $0.00 Portfolio Holdings Opening Closing Accrued Income 30-Day Description Quantity Balance Balance Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667.099.720 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits 667,094.41 667,099.72 $667,094.41 $667,099.72 $667,094.41 $667,099.72 2.75 44.27 NIA $2.75 $44.27 $2.75 $44.27 Page 2 of T Account Number. Rated Excelltant ONAII Go paperless tr•ry Ye.* SW, 2007 DZIregr e p COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67er EPSC NFIDEsigriAL r SDNY_GM_00049158 DB-SDNY-00 11982 EFTA_(() 159767 EFTA01291411 PO ERR Ills. Bdnw SED Dan Portfolio Holdings (continued) Draisre Banc 'Inuit Weith Maatenmil Weals Conine Cow P Ces414M IS* Sella en biC. Now Ibrt Moo HI FM MS. Itib I ter Ms Wet PM 10114 Inn 4$441111. WSS17.84091. Markel Valve Statement Period:0910112014 -0913012014 Accrued Estimated Interest Annual Income Total Portfolio Holdings 5667,099.72 $0.00 $44.27 M essa es Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing) a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershin's June Statement of Financial Condition is now available. On June 30, 2014, Pershing's net capital of 51.848 billion was 124% of aggregate debit balances and exceeded the minimum requirements by $1.55 Pershing is also required to provide the most recent financial intonation as of this statement mailing. In accordance with this requirement, note that on July 31, 2014. Pershing's net capital of $1.88 billion was 12.74% of aggregate debit balances and exceeded the minimum requirement by 51.59 billion. A copy of the June 30, 2014, Statement of Financial Condition is available at pershing.com/statement_of_financial_condition.html. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200, option IS. Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:/Awm.dws-investments.coriVEN/products/moneymarket-funds-yields.isp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Deutsche Bank has combined its asset and wear management operationsaincluding Deutsche Bank Alex. Brcnynainto a single division operating under the Deutsche Asset 8 Wealth Management brand and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding. Pap 3 of I Account Number: Riled twollent °PAH ROL Go paperless leery Year Skire 2007 OALSAR RATED °MEV EPSC ON F I DrI S ITIA e f Ram (NOE COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) maw, ..,- SDNY_GM_00049159 DB-SDNY-00 11983 EFTA_00 159768 EFTA01291412 Activity Summary (M amounts sham are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $5.31 $11.27 Dividends and Interest $0.00 $0.00 Cash Cash Deposits 0.00 667.055.45 Deposits 000 0 00 Total Cash $0.00 $657,055.45 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.31 -$667,099.72 Total Credits $5.31 $667,099.72 Total Debits -$5.31 .1657,099.72 Transactions by Type of Activity Process/ Settlement Date Adivity Type Desaiptioa Quantity Price Accrued Interest Amount Currency Dividends and Interest 09115114 FDIC INSURED BANK iNSUREDDEPOSITSINTERESTCREDITEO 531 USD DEPOSITSINTEREST RECEIVED Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.31 FDIC Insured Bank Deposits 0911511/ FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -531 LSD DEPOSITS INTEREST RIN TD Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.31 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: TDS TAM %MTh 345 PARK AVENUE 14TH FLOOR NEW YORK NY 10154 Your Account Information Contact information Telephone Number: Investment Objective Investment Objective: GROV/Th Investment Objective: INCOME Page Ion Account Number: Ritod eitc•Ilent IMAII ROL I Go paperless ',very Yea. Sww• 2007 OAL0AR IIATCO COMMUNICATIONS SPIV EPSC ON F Dri S ITIA EXCTIIENOI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Mei USW Oa.. • La gia••• ',MA „ SONY_GM_00049160 DB-SDNY-0011984 EF1'A_00159769 EFTA01291413 PO. Elm 177$. ElEitrnmP MO21N3 Your Account Information (continued) Dralute Sant Poule maim ma.utentm Mats Moe age 0,0•P CesbOve IS Mani MC Nap Ilart011or NI Pat ASS. fib lieslat. 10114 0 0 ) pypVprr,mypl 7.8409S Statement Period: 09/01/2014 • 09/3012014 Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks In a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account oommunicalions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. FIRST IN FIRST OUT Important Inform ation and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked "'WC and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EOUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for cedain securities, thereby overstating them. Refer to vnim.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fulty paid for in your margin account may be tent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vole than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleating agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Pages off BAIL It:311 „ten inV(D COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67: Er EPSC ONFI Dan carim:--0- Account Number. Rated [...ISM Go paperless 4 ,t t very Vag 'Sinai 2007 ?CA. et Nertals. 1•Tem•En " SDNY_GM_00049161 DB-SDNY-00 11985 EFFA_00159770 EFTA01291414 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its on operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4134333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC knits. For more detailed information please visit: vAwrpershing.comrstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 02399 (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generaly final and biding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel al least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a mincrty of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a tient in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (tithe class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page 6 of I Account hum tier Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: FRElf EPSC ONFI D ArNTIA Rated [..print [very ••••• SIM* 2007 OAS0AR PATO) COMMUNICATIONS M a ri.% ma atria Van 1••• " :1• ' gromeen " MEV ran mec SDNY_GA4_00049162 DB-SDNY-00 11986 EFTA_00159771 EFTA01291415 TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATiONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLCABLE LAWS NC REGULATIONS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME OUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REOUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FILINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of' THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECUFUTES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. TERMS AND CONDITIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR WHIT TEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WYYvV.PERSINNG.COMMUSiNESS_CONTiNUTIY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN Of THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE Ne430 PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF THE ABOW TERMS MV CCNOIDONS ARE UNACCEPTABLE TO YOU. PLEASE NOISY PERS•NG IMEDIATELY N WRITINGWI:MIMEO VAN. TO ONE PERSHING PLAZA.ARSET QTY. NJ 0730B. ATM: LEGAL OM Page ? or ? VINO RCM CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: EY EPSCONFIDENTIAL Account Number: RN.. Excellent Go paperless tress Vas SW* 2007 OAMIAR RATED COMMUNICATIONS [RCN NINO! SONYGM_00049163 DB-SDNY-00 11987 EFTA (H) 159772 EFTA01291416 PA BM 1776. 2t203 DralS0e Ponle Wilda Mamtenme Weans Cone Ow. CROLOw I. Sector. Rg. Norobrt Mar 345 rut Ps. Mu *c Ms 'Oat PM 101W O)4,441/1. 164)7 [&4091 Valuation at a Glance Account Number: Statement Period: 0810112014 -0813112014 This Period Year.to.Date JEFFREY EPSTEIN Beginning Account Value $881,088.37 10.00 6100 RED HOOK ()IRS STE B- 3 Net Cash Deposits and Withdrawals 000 667.055 45 ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 667,088.37 667,055.45 Dividends. Interest and Other Income 6.04 38 96 ncling Account Value 5667,094.41 $667.094.41 Estimated Annual Income S3896 Your Client Advisor: TAM SMITH Asset Allocation Prior Year-End Lad Period This Period % Allocation L.SD Cash, Money Funds. and Bank Deposits' DOO 6.67.088.37 667.09441 100.00% Please revrtnv your airocaton Account Total 80.00 8887,088.31 8887,004.41 100.00% Your Accost is 100% invested in USD Cash. Money Funds. and Bank Deposits. I The Bank Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not seances and are not covered by the SeCuities Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Depose I nuance Corporation (FDIC). up to alcnvabie limits. OBAR ROIL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 o16 Rated A009, 2 9SCSF30015 paperless tray Mai, Sento 2007 OASBAR RA TOD COMMUNICATIONS etarawastrerwasettclgasen" illSISO••• CONFIDENTIAL Ammo, tu0 •••••••••••••, Peat WPC "a""" SDNY_GM_0004910.4 DB-SDNY-0011988 EFTA_00159773 EFTA01291417 FDIC Insured Bank Deposits Date Activity Type Demiptloe Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account hum bet Activity Ending: 08129114 08)01114 Opening Balance 667.088 37 647.088.37 08/15114 Dermal INTEREST CREDITED 6.04 667,094.41 APY 0.01% 08(18/14 Citibank N.A. 667.094.41 NO 061165237500.00 Deutsche Bank Trsl Co NO OB(113 $231500.00 NY Community Bank NO 08116 5192094.41 0812911/ Closing Balance $667,091.11 Total FDIC Insured Bank Deposits $667,091.11 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 6 04 0.00 38 96 0 00 Total Dividends, Interest, Income and Expenses 68.01 $0.00 $38.96 $0.00 Portfolio Holdings Opening Posing Accrued Income 30-Day Description Quantity Babece Balsam Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% or Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667.091.110 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits 667,018.37 667,091.11 6687,088.37 $661,094.11 6667,086.37 $867,094.41 32.75 138.96 2.76 38.98 NIA 22.76 138.96 Page 2 ol6 Account Number: Rated Y MIAS ,ROLL Go paperless OAS BAR sffirEPtONFIDE1SITIAI") f Mtn I PATCO COMMUNICATIONS NK CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) etta et reranti 4:. 'Con% net " Ste Sus R. nommen.* *1W SDNY_GM_00049165 DB-SDNY-00 11989 EFTA_00 I 59774 EFTA01291418 Portfolio Holdings (continued) Draisre Banc prune Ywe10 maatentm Macau Comae G,Pp h•cuM Is* Mclean .4. Now Wart Mo. 30 Fa, Me/Mk 14th I Baer lieslat. PM 10114 P OPI5A-MOLPSM 21•401% Market Value Statement Period: 08/0112014 -0813112014 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $667,094.41 10.00 138.96 Federal Deposit Insurance Corporation (FDICI-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds. please visit the DWS Investments website at https:/Amv.dws-investrnents.cornIEN/products/money-market-fundslields.rsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at 11 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Deutsche Bank has combined its asset and wealth management operabonsaincluding Deutsche Bank Alex. Brownainto a srgle division operating under the Deutsche Asset 8 Wealth Management brand and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc.. a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding. Activity Summary RI amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $6.04 638.96 Dividends and Interest 10.00 10.00 Cash Cash Deposits 000 667,055.45 Deposits 0.00 000 Total Cash 60.00 1667,055.16 Total Cash 10.00 80.00 FDIC Insured Bank Deposits 10.00 10.00 FDIC Insured Bank Deposits .16.01 -1667,091.11 Total Credits 16.04 1667,091.41 Total Debits -16.01 -1667,091.11 Page 3 of 6 Account Number R•Iq IL vc•Ile r.1 00.16 ROLL Go paperless 1. very r«e Since 2007 NCO IFFREU N F D AL I NTIAL 0A113.01 RAUL, COMMUNICATIONS I XC2/11INO1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00049186 DB-SONY-0011990 EFTA_DO 159775 EFTA01291419 Transactions by Type of Activity Process( Settlement Date Activity Type Description Quantity Price Atoned Interest Amount Currency Dividends and Interest 08/15/14 FDIC INSL RED BAK INSL RED DEPOSITS INTEREST CRIDITED 604 LSD DEPOSITSINTEREST Total Dividends and Interest • UNITED STATES DOLLAR 0.00 6.04 FDIC Insured Bank Deposits 08/15/14 FDIC INSL•RED RAM( INSL RED DEPOSITS INTEREST REINVESTED -6 04 LSD DEPOSITS INTEREST D Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 .6.04 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: TDS ICA SMITE 345 PARK AVENUE 14TI- FLOOR NEW VOW NY 10154 Your Account Information Contact Information Telephone Number: Investment Objective Investment Objective: GROV/TI- Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OL1T Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account communications tot electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information. Pagel of 6 Account Number: Rates. Incelbent Levey Yeas Since 2007 IMIAH ROL I OAS0AR RATCO COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: Er EPSC ONFI DcrnTi PaPerlesisAllt Xelr MCI SDNY_GM_00049167 DB-SDNY-0011991 EFTA_00 159776 EFTA01291420 Important Information and Disclosures Draisre Rana PonieWeialt Mamtenme Marests Cowart Ps-UM Ye* Settori C. Naar* OPlor 345 Parli Musk l•th i bat Reslat. WI 10114 11 0 ) 451411111, ass) ninon Statement Period: 0 8101/2 01 4 • 0 8131/2 014 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price." Securities for which a price is not available are marked ""NIA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and busness conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to verm.pershing.corn/business_continuityttml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others n accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. niers for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wii not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (II) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabiity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC8). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC Snits. For more detailed information please visit wiwepershing.on/strength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing. within ten days alter receipt Page 5 of 6 Account Number MIA° R011 Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:7 EPSC O N F DriSITIAL Rated (Koollat ....,t I ray Yen 'ant* 2007 0111&10 RAM) COMMUNICATIONS ?Rai IOW/ •ara.,.."7==.=""=", SDNY_C4.4_00049168 DIEf-SDNY-00 11982 EFTA_oot59777 EFTA01291421 Important Information and Disclosures (continued) The Role of Pershing (continued) of this statement. Please be adimsea that any oral communication should be re-confirmed in writing to further protect your rights. including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza: Jersey City. New Jersey 07399, (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration ton" in which a claim is tied. • Arbitration awards are generaly final and binding; a pangs abibly to have a court reverse or modify an arbitration award is very • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, Si an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page fi de Account Number i t Rated Luellen\ /, `I Go paperless Inmy Yeas since 2007 ~BAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:7 EUPSCO N F I DArNTIAL sic SDW_GM_00049169 DB-SDNY-0011993 EF1'A_00159778 EFTA01291422 PA BM 1776. Oslina• 21203 Dralsre Banc Footle VItalh Mamtennel hlwatts Coon.* ChiS0* Sank 141-04, Mrs bet OR,* in Pin •••re 20th I Ica Mew etA ItY 10114 O1))4!...7M.IISSI7144M JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B- 3 ST THOMAS VI 00802- 1348 Valuation at a Glance Account Number: Statement Period:07/01/2014 - 07/31/2014 This Period Year-to-Date Beginning Account Value k el Cash Deposits and Withdrawals Adjusted Previous A unt Value Dividends. Interest and Other Income $667,082.89 0.00 667,082.59 5.48 80.00 667 3,3,3 45 667,055.45 32 92 ncling Account Value $667,088 37 $667,088.37 Estim ated Annual Income $3212 Your Client Advisor: TAM SMITH Asset Allocation IJSD CaSh, Money Funds, and Bans Deposits+ 0.00 667.08/89 661.088.31 100.00% Your Amounts 103% invested n USD Cash. Money Funds, and Bank Deposits. Account Total 80.00 1687,012.89 $687,018.37 100.00% 1 The Bank Deposits In your account are FDIC Insured bank deposits. Prior Year-End Last Period This Period % Allocation FDIC insured bark deposits are not securities and are not covered by the Secunties Investor Protection Corporation (SIPC). These bank deposes are covered by the Federal Depose Insurance Corporatian (FDIC). up to flows* limits. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pa/01 ol 6 mon, itcmoon Go paperless CONFIDENTIAL Riled excellent tray Yam• WW. 2007 OAL OAR RAIL') COMMUNICATIONS IMCIIIIINC1 F-Yet Sr r,..7...‘A: "" Orse:44.111•Ilt Whs. es.. tin ••••••••••••, rant =IC SDNn'_GM_00049170 DB-SDNY-0011994 EFTA_00159779 EFTA01291423 FDIC Insured Bank Deposits Date Activity Typc Derri Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account hum ber Activity Ending 07131114 Amount Balance 07101114 Opening Balance 667.082 89 667.082.89 07/15114 Defrost INTEREST CREDITED 5.48 667,088.37 APY 0.01% 07116114 Citibank N.A. 667,088.37 NO 07116 $237500.00 Deutsche Bank Trsl Co NO 07116 $231500.00 NY Community Bank NO 07116 $192088.37 07/3111/ Closing Balance $667,088.37 Total FDIC Insured Bank Deposits $667,098.37 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5 43 000 32 52 0 00 Total Dividends, Interest, Income and Expenses $5.48 $0.00 132.92 10.00 Portfolio Holdings Opening Closing Awned Income 30-Day Description Quantity Balance Balance Income This Year Yield Cash, Money Funds, and Bank Deposits 1 o 0.0 o% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,088.370 867,082.89 667,086.37 2.92 32.92 WA Total FDIC Insured Bank Deposits $867,082.81 $887,088.31 $2.92 $32.92 Total Cash, Money Funds, and Bank Deposits 967,002.81 $887,088.37 $2.92 $32.92 Page 2 of 6 Account Hum leer Rated encyllent MOAK ROIL paperless ',wry Van Since 2007 ON. D BAR PAT( COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:7 PscoNFIDtwnAL r-i- :ran 'Awe van tra0=•••••• SetellYiwat onsovac, •••••••••••• 'row ••••c SDNY_GM_00049171 DB-SDNY-0011995 EFTA_00159780 EFTA01291424 Portfolio Holdings (continued) Gnaw e Banc Prmaie Wealth Maatentm Mateels Comae* C0C,P CettsOw W Mclean nt. New Wart 011ks .141 tar% Mask Iiith I Ice! liesitat PM 10114 Inn 4514101. 01%) 74.4C95 Markel Value Statement Period: 0710112014 -0713112014 Acaued Estimated Interest Annual Income Total Portfolio Holdings Messages 4607,080.37 30.00 332.92 Although a money market mutual fund seeks to preserve the value of your investment at ft per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDICI-Insured Bank Deposits are not protected by Securities Investor Protection CorporatioNSIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://vnwydws-investments.coMEN/products/money-market-funds-yields.,isp. Please note that all money market funds listed on the website may not be offered through us. Deutsche Bank has combined its asset and wear management operationsaincluding Deutsche Bank Alex, Brownainto a single division operating under the Deutsche Asset & Weakh Management brand and future communications wit reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc.. a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the linked States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. The new brand name has no effect on your account. Your portfolio and holdings will not change as a result of the rebranding. Activity Summary (Ait amounts shown are in base currency) Credits This Period Year-to-Date Debits This Pencil Year-to-Date Dividends and Interest $5.48 $32.92 Dividends and Interest 10.00 $0.00 Cash Cash Deposits 000 667.055.45 Deposits 000 000 Total Cash $0.00 3667,055.45 Total Cash 10.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -15.48 -8667,088.37 Total Credits $667,088.37 Total Debits -36.48 -$687,088.37 Page 3 di Account Number: Rated euellent MOAB ROLL Cso paperless HEREUPSCONFID ALTITIAL CIASSAR RATED COMMUNICATIONS. IX.C711/NCS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) M a rian et Nett it 0=s " illfliwo Powwow> airing., 'erns., SDNY_GM_00049172 DB-SDNY-00 11996 EFTA_00159781 EFTA01291425 Transactions by Type of Activity Process' Settlement Date Activity Type Description Quantity Price Acaued Interest Amount Currency Dividends and Interest 07/15/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USO DEPOSITS INTEREST Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.18 FDIC Insured Bank Deposits 07/15/14 FDIC INSURED BANK IA SU RED DEPOSITS INTEREST REIN VESTED .5.48 USD DEPOSITS INTEREST D Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.48 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: TDS TON SMITE 345 PARK AVENUE 14TF FLOOR NEW YORK NY 10154 Your Account Information Contact Information Telephone Number: Investment Objective Investment Objective: GROV/TF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST 01,T Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account communications lot electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information. FIRST IN FIRST OUT Page 4 of Account number. Rated Excellent ()KAU ROLL Go paperless tv-v zoo, OA/ D IIARRATE COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:7 EPSC ONFI DAENTIAL ..all.., = sr ...c.a., SDNY_GM_00049173 DB-SDNY-00 11997 EFTA _00159782 EFTA01291426 Important Information and Disclosures Draisre boa some wean ma.zigenan wrests Cowrie 4wp Cettuhe Ye* Moon. New Ibrt Mar 145 put Mist MTh lieslat. PM 101%4 0 0/451-7101. 111$512.84091. Statement Period: 07/0112014 - 07131/2014 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.- Securities for which a price is not available are marked "'NIA"' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vAinv.pershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (4) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions ft processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its ono operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC nits. For more detailed information please visit wiwcpershing.corn/strength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includem unauthorized trading), to your financial organization and Pershing, within ten days after receipt Pages of 6 Account Number Rated [...Mont ONA15.1101.1. Go paperless Lyon. Yea• S•ru. 2007 0Al OAR RAM) COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67:TONFIDE1SITIAL 1'MM/ft'', et a tiwiLie Owe vemo=samsen " SYNOD* itsvaa ••••••••••••• pave =Pc SDNY_GM_00049174 DS-SDNY-00 11998 EF1'A_00159783 EFTA01291427 Important Information and Disclosures (continued) The Role of Pershing (continued) of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW: Legal Department; One Pershing Plaza: Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All patties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Med. • Arbitration awards are generaty final and binding; a pangs abilly to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request loran explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineigible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative lass who has not opted out of the class with respect to any claims encompassed by the putative class action until; (l)the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Peishing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza: Jersey City, New Jersey 07399: (201) 413-3330. Page 6 el 6 Account Number: Railed [...ISM PILAW RCM Go paperless t very Yeas Since 2007 OA1OAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. Z EUPSCONFID AMSITIAll t "cni" 0.117.11...Areee wet VIZ tea. MiNtioaso en...fin nee.. nay Woe SDW_G/A_00049175 DB-SDNY-0011999 EFTA_00159784 EFTA01291428 PA Bo 1776. SoNate MO 2I203 Dmisre Prmile Weal Pt Ma.ligenme Myatt, town* Gap CesbOw Wit Sefton. MC. Now %A Me 345 Paa Mom. l•th • kw Ifeelltit PM 101W PI]) 4144101, MSS) 218-409S Valuation at a Glance Account Number: Statement Period: 0610112014 -0613012014 This Period Yea r.to.Date JEFFREY EPSTEIN Beginning Amount Value 6867,077.22 $0.00 6100 RED HOOK QTRS STE B- 3 el Cash Deposits and Withdrawals 000 667 055 45 ST THOMAS VI 00802- 1348 Adjusted Previous Amount Value 667,077.22 667,055.45 Dividends. Interest and Other Income 5.67 27 44 nding Account Value $667.082.89 $667.082.89 Estim ated Annual Income 527 44 Your Client Advisor: TAM WITH Asset Allocation Prior Year-Ead In Period This Period % Allocation IJSD Cash, Money Funds, and Bank Deposits' 0.00 667.077.22 667.082.89 100.00% Your Accounts tee% invested n USD Cash. Money Funds, and Bank Deposits. Amount Total $0.00 $661,017.22 $661,082.69 100.00% I The Bank Deposes In your account are FDIC Insured bank deposes. FDIC insured bark deposits are not securities and are not covered by the Securities Investor Pmtedion Corporation (SIPC). These bank deposes are covered by the Federal Deposit Insurance Corporaton (FDIC). up to Sawa* limn CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pap 1 dB Rated (..ollent A00977 10CSF 30022 Go paperless t vont V AR a t ,••••0 C2007 D OALS RAT( OMMUNICATIONS coNForvrTAL M a ras etwattrati attetreasonMISIII0••• enknetu4 ••••••••••0, Wvile SDNY_GM_OOO49176 DB-SDNY-0012000 EF1'A_00159785 EFTA01291429 FDIC Insured Bank Deposits Date Activity Type Demipdce Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account N um ber: Activity Ending: 06130114 05131114 Opening Balance 667.077 22 667.077 22 06/13114 Dermal IN TEREST CREDITED 5.67 667.082.89 APY 0.01% 06(16114 Citibank N.A. 667.082 89 NO 06116 $237500.00 Deutsche Bank Trsl Co NO 06116 $231500.00 NY Com m unify Bank NO 06116 $192062.69 06130114 Closing Balance $667,062.19 Total FDIC Insured Bank Deposits $657,06219 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 557 0.00 27 44 000 Total Dividends, Interest, Income and Expenses $5.67 $0.00 $27.44 $0.00 Portfolio Holdings Description Quantity Opening Balance Closing Balance Paned Income income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.0o% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 887,082.890 867,077.22 667,082.69 2.75 27.44 1114 Total FDIC Insured Bank Deposits $867,077.22 $667,062.69 $2.75 $27.44 Total Cash, Money Funds, and Bank Deposits $867,077.22 $687,082.69 $2.75 $27.44 Page2at8 Account Number: Rated ['anent MIAB,11O1.1 Go paperless Every van Unce 2007 °MEV EPSC ONF DIAL xt 0ARRA RAM, COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00049i 77 DB-SDNY-00 12001 EFTA_00159786 EFTA01291430 Draisre awn mum weal, Ma.zienan Wrests Core ate G,C,P DectsOw Wit Selz. % Mc New Mt OPlor NI FM Mask 1•th I tcr Newts 10114 0 0) 4144/14, MSS) 211409S Statement Period: 06/0112014 • 0 6130/2 01 4 Portfolio Holdings (continued) Market Valle Accrued Estimated Interest Annual Income Total Portfolio Holdings M essages $667,082.89 $0.00 $27.44 Federal Depcsrt Insurance Corporation iFDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market finds, please visit the OWS Investments website at https://www.dws-investrrents,conVEN/productsimoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note that the following language supersedes previous versions of our disclosure, Pershing's Impartial Lottery Process: Partial Calls: Pershing's Impartial Lottery Process: Partial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities to participants for which it holds securities on deposit (including Pershing). Because DTCC's lottery is random and impartial, participants may or may not receive an allocation of securities selected for redemption. When Pershing is notified that it received an allocation of called securities, Pershing conducts a similar, computer-generated random lottery. The lottery determines the accounts that will be selected and the number of securities in the account that wil be redeemed. Alocabons are based on the number of trading units held in the account. The probability of any trading unit held by an account being selected as called in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker ealers whose introduced accounts have received an allocation. Securities registered in the client's name, either in transit or held in custody, are excluded from the Pershing lottery process. Pershing initiates the lottery process by identifying the accounts holding the called security, the total par value of the called securities held, and the trading unit of the security. Example (unit of trade = 625,000): Client Account ABC-123234; Par Value: $100,000; Number of Trading Units: 4 Client Account DEF-325465: Par Value: $75,000; Number of Trading Units: 3 Page3at8 Account Number: Rated IL ...ISM L nosy Yeas Siva 2007 etriaterar: amit.C..'" OrseZen MeV Saw* MIA° ROll Go paperless m CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 69FR (e)Ele FPS C ONF D AENTIA r O Vra ir ce COMMUNICATIONS Posotin eal as onse04PC SDNY_GM_00049178 DB-SDNY-0012002 EFTA_00159787 EFTA01291431 M essa es (continued) Client Account: EDR-567433: Par Value: 5150000; Number of Trading Units: 6 Client Account: EGT-876574; Par Value: $50,000; Number of Trading Units: 2 Client Account EGT-888345; Par Value: $25,000; Number of Trading Units: 1 Client Account FRT-435234; Par Value: $25,000; Number of Trading Units: 1 Client Account FRT-656797; Par Value: $75,000; Number of Trading Units: 3 In brief, the allocation process Solves the following steps: > The number of trading units held in each account is identified. > A sequential number is assigned to each trading unit (e.g.. account EDR-567433 would be assigned six numbers). > A random number is generated that will result in one of these trading units being the first unit in the selection process. > Thereafter, the trading units participating in the allocation are based on an incremental random number technique until the number of trading units allocated to Pershing is exhausted. Additional Information The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not have any secunties selected for redemption at all. ripen a partial call is deemed favorable to the holders of the called security, Pershing will exclude certain accounts from the lottery. Excluded accounts wil include Pershing's proprietary and employee accounts, as wel as proprietary and employee accounts of introducing broker-dealers (if Pershing carries and clears those accounts) No allocation will be made to these proprietary and employee accounts until all other client positions at Pershing in such securities have been called. When a partial cal is deemed unfavorable to holders of the called security, Pershing will not exclude any accounts from the lottery. If the partial cal is made at a price above the current market price as captured in Pershing's price reporting system, Pershing will generally categorize the partial call as one that is favorable to the holders of such security. If the partial cal is made at a price that is equal to or below the current market price of the security as captured n Pershing's price reporting system, Pershing will generally categorize that cal as one that is unfavorable to holders of the secunty. Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial cal. Clients also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined condition. Activity Summary (AR amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $5.67 $27.44 Olvidendsand Interest $0.00 $0.00 Cash Cash Deposits 0.00 667.055.45 Deposits 0.00 0.00 Total Cash $0.00 $667,055.45 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -$5.67 -$667,082.89 Total Credits $5.61 5661,082.89 Total Debits -$5.61 4667,082.89 Page 4 of 8 Account Number: Rated fuollent IMIAB ROLL e rleissA tray Yea, Lao. 2007 EPSC A OAl0AR RATCD COMMUNICATIONS ONC7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6.6(e)Filrr N F I CrEN T P e SDNY_GA4 00049179 DB-SONY-0012003 EFTA_00159788 EFTA01291432 PO So 1776. Bat no-4r MD2, 203 Dralsre San, mme YM101Yrrnm1 Viten. CO•44.14“01,P Chisthe NO Scoori Ht. Mrs Wei Once Pwt Omar. 30th I Ica Mew verk. PO. IOVA CM) CA.7414. MSS, 2114I9S Transactions by Type of Activity Process/ Settlement Date Adivity Type Deeaiptioe Quantity Statement Period: 06/0112014 - 0613012014 Price Accrued Interest Arnaud Currency Dividends and Interest 06113114 FDIC INSURED BANN INSL RED DEPOSITS INTEREST CREDITED 567 LSD DEPOSITS INTEREST RECEIVED Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.67 FDIC Insured Bank Deposits 0611311/ FDIC INSL RED BANK IN SL RED DEPOSITS INTEREST REINVESTED -567 USD DEPOSITS INTEREST SID Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 .5.67 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: TDS TATA SAID. 345 PARK AVEKLE 14TH FLOOR NEW YORK NY 10154 Your Account Information Contact Information Telephone Number: Investment Objective Investment Objective: GROWTH Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT FIRST IN FIRST OLT Page5 dB Account Number: Rated fuollent VINO It011 Go paperless Every vat since 2007 IFFREY 6tONFIDriSITIAek DAIWA RATED COMMUNICATIONS r MCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_000491 BO DB-SDNY-00 12004 EFTA_00 159789 EFTA01291433 Your Account Information (continued) Electronic Delivery You nave not selected any account corn rt unications for elearonic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for m ore information. m portant Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked —N/A— and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAU} and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to immv.pershing.corritusiness_continuity.Mml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4133333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vAwcpershing.cornicstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Page of 8 ()SAO itC)1.1. Account humber Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 67e)FREYusCoNFIDAENTIAL Riled (.4collent Every Mar 1inc• 2007 0AleAlt PIAUI:. COMMUNICATIONS et a tase Owe Vank liage . 0•Tro. " ISIVI••••• enr.stm ptomaine., nos, SONY_GM_00049181 DB-SDNY-0012005 EFTA_00159790 EFTA01291434 PC Bca. I 176, Bat 'TONI VO 2'2,13 Important Information and Disclosures (continued) Draisre Rana snore WNW/ ma./tenme NY•4 Cowan 0 ,cm. Ctisdve Ye* Sefton. Now OM Mar NI PM Mme•, nib. *act Reoltaft. 10114 r' U/RWTIIIL IIMS17.84011. Statement Period: 06/01/2014 - 06/3012014 Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the nght to a trial by jury, except as provided by the roles of the arbitration forum in which a claim is feed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very laded. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited el arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, hi an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows. Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page7of8 Account Number: Riled Cmollont UBA0 ROU. Go paperless ',very Van Mx* 2007 ot a rauterstreamm iA" 0•1/tem " NAY Nam Crcell il RAM/ COMMUNICATIONS emowou4 gametes /Am CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. Z EUPSCON F DriSITIAI C-e SDNY_GM 00049182 DB-SDNY-0012006 EFTA_00159791 EFTA01291435 TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHINGS BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FILINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS Of' THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINNG DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. TERMS AND CONDITIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, BLOCK POSMONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF II WILL BE MAILED UPON YOUR RN I TEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWWPERSHING.COMMUSINESS_CONTINUITY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN Of THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING USTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE 70 ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NP380 PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY Of THE ABOW TERMS AND CONDITIONS NM UNACCEPTABLE TO YOU. PLEASE NOISY PERSENG &SEDATELY IN WRITING BY CERTIFIED WA TO ONE PERSHING PLAZA JERSEY CITY. NJ Ora ATTE LEOM.CEPT OMB ROLL CONFIDENTIAL - PURSUANT TO FED. R. CRAM. P. 67,3)FREYTONFIDENTIAL Account Mum ber Rated EmelYM Go paperless Lney Yew Um. 2007 CMUMIT RATED COMMUNICATIONS EXCEI LINCIT Pagel of 8 SDNY_GM_00049183 DB-SDNY-0012CO7 EFTA_00159792 EFTA01291436 PA kw 1776. Oslinte W 2r203 Orals° e Sam Pr male wean ma-utenan wrens Covent 0 ,cm. Censave Yak Sefton. mc. Now %di Wks 34510, Abessir. .MI I tcr Ifs 'Oat PM 1004 0.04,44110.111SMM-091. Valuation at a Glance Account Number: Statement Period: 05/0112014 -05!3112014 This Period Year-to-Date JEFFREY EPSTEIN Beginning Account Value 3667,011.73 10.00 6100 RED HOOK QTRS STE B- 3 het Cash Deposits and Withdrawals 000 667 15545 ST THOMAS VI 00802- 1348 Adjusted Previous Account Value 667,011.73 667,055.45 Dividends, Interest and Other Income 5 49 27 77 ncling Account Value $667.077.22 $667.077.22 Estimated Annual Income $21 77 Your Client Advisor: TABANITH Asset Allocation USD Cash, Money Funds, and Bank Deposits' 0.00 667.071.73 667.077.22 100.00% Your Account is 100% invested ri USD Cash. Abney Funds. and Bank Deposits. Account Total 30.00 $661,011.73 $661,017.22 100.00% 1 The Bank Deposits In your account are FDIC Insured bank deposits. FDIC insured bank deposits are net securities and are not covered by the Secunties investor Piotedion Corporation (SIPC). These Dank deposits are covered by the Federal Deposit Insurance Corporation (FDIC). up to aowable run*. Prior YeapEed Last Period This Period % Allocation DOA° R011 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 6 R excollent A0103007CSF30016 Go paperless ated Lbw" Mar %kw* 2007 OASOAR PATCD COMMUNICATIONS CONFIDENTIAL IXCMINCJI M a rian el serceiair " 0•0•7040 SW 66~ •••••••000 ausse fl ak Mat —c SDNV_GM_00049184 DB-SONY-0012008 EF1'A_00159793 EFTA01291437 FDIC Insured Bank Deposits Date Activity Type Demi Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account hum bet Activity Ending: 05130114 05101/14 Opening Balance 667.071 73 667.071.73 05115114 Deposit IN TEREST CREDITED 5.49 667.07712 APY 0.01% 05116114 BUT 667.077 22 NO 05116 $192077.22 Citibank N.A. NO 05116 $237500.00 Deutsche Bank Tret Co NO 0916 $237500.00 05130114 Closing Balance $667,077.22 Total FDIC Insured Bank Deposits $667,077.22 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 8250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Yeardo-Dale Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5 4 3 000 21 77 0.00 Total Dividends, Interest, Income and Expenses $5.49 $0.00 $21.77 $0.00 Portfolio Holdings Description Quantity Opening Balance Closing Balance Accrued Income Income Ibis Year 30-Day Yield Cash, Money Funds, and Bank Deposits 1 00.0 o% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 887,077.220 867,071.73 687,077.22 3.11 21.77 NIA Total FDIC Insured Bank Deposits $867,071.73 $167,077.22 $3.11 121.77 Total Cash, Money Funds, and Bank Deposits 2867,071.73 $687,077.22 $3.11 121.77 Page 2 of 6 Account Number: Rated Excellent IL .+:/l I Go paperless Every Year Since 2007 OAl0AR RATED COMMUNICATIONS °MEV EPSC ONF DIAL EXCEIIENCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SONYGM_00049185 DB-SDNY-00 12009 EFTA_DOI 597941 EFTA01291438