EFTA Document EFTA01291467

Deutsche Asset & Wealth Management P.O. Box 1776, Baltimore, MD 21203 Dralsre eano Prmale wean Mamtentivi Wrests CoreateG,C,P CeIrttOw I Settork C. Now Ibrt 345 FM Mme, l•thitoct lieslat. PM 10114 4A4114. MSS) 211409S Portfolio at a Glance Account Numbed Statement Period: 12/01/2015 - 12/31/2015 This Period Yeauto-Date JEFFREY EPSTEIN Beginning Account Value $ 65707.61 $667,116.34 6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,177.51 667,116.34 ST THOMAS VI 00802- 1348 Dividends. Interest an: Other Income 5 47 55 5- ncling Account Value $667,183.01 $667,183.01 Estim ated Annual Income 566 67 Your Client Advisor: DANIEL SAHA Asset Allocation Prior Year-)id Lad Period This Period % Allocation I,S0 Cash. Money Funds. and Bank Baptists' 667.116.34 647.177.51 667.183.01 100 00% Please review your allocation penodically win your Client AoYsor Account Total $667,116.34 3617,177.54 3117,113.01 100.00% yotakeowe is 100% invested in USD Cash. Money Fins. arid Ban' Deposits. I The Bank Deposes in your account are FDIC insured bank deposes. FDIC insured bank deposits are not seconbes and are not covered by the Semites Investor Protection Corporation (SIPC). These bank deposts are covered by the Federal Depose Insurance Corporation (FOICI. up to allaaatie lints CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page lot? A0097182CSF30024 Riled xcellat paperless D OAL L" Var c n . C2ONI °°711/44NICATONS CONFIDENTIAL "n"' ;ran otwettabil:•OrseZion NS Wile* SDNV_GM_00049214 DB-SDNY-0012038 EF1'A_00159823 EFTA01291467 FDIC Insured Bank Deposits Date Activity Type Description Anoint Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: N4G024968 Activity Ending: 12131115 12101115 Opening Balance 687,177.54 667,177.54 12/15115 Deposit INTEREST CREWED 5.47 661,183.01 APY 001% 12(16115 Citibank N.A. 667,183.01 NO 12116 $237500.00 Deutsche Bank Trsl Co NO 12116 $237500.00 NY Com m unify Bank NO 12116 $192183.01 12131/15 Closing Balance $667,183.01 Total FDIC Insured Bank Deposits 1667,183.01 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5.47 0.00 66.67 0.00 Total Dividends, Interest, Income and Expenses 15.17 $0.00 86.67 $0.00 Portfolio Holdings Description Quantity Opening Balance Posing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% or Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,163.010 667,177.61 667,183.01 3.18 66.67 NIA Total FDIC Insured Bank Deposits 6667,177.61 $07,183.01 63.18 $66.67 Total Cash, Money Funds, and Bank Deposits $667,177.54 $887,183.01 $3.48 MA? Page2 of I Account Number Rated EncoMent ()PA0 Go paperless Ivory vas Since 2007 0140AR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 61: EY usCONFIDENTIAL: )0:1111INCIF M a t etwa lrant as "."" Orseetsn . MON, *VS, %La ••••••\ wee =se SDNY_GA4_00049215 DB-SDNY-00 12039 EFTA_00159824 EFTA01291468 Deutsche Asset & Wealth Management PO. Box 1776, Salem:No, MD 21203 Portfolio Holdings (continued) 0...hos Sant inule Wall" Maatenmi Mann Cinfatfe CoMP mous Is Sectanci NageStOrloo M Par% Mem. llith I ter liestit PM 10114 PO/ 454461ILIOSS17.64091. Market Value Statement Period:1210112015 • 12/31/2115 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $667,153.01 $0.00 160.07 Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securkies Investor Protection Corporation(SIPC). For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at httpsiNwsw.dws-investments.conVEN/products/money-market-fundslields.jsp Please note that an money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pease note the following information Sr Pershing's 2015 IRS Forms 1099 (8, DIV, INT, OID and MISC ): Your form 1099 MI be delivered as early as possible, beginning January 31, 2016. By February 16, you will be naked either your 1099 form ore special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and wil provide the anticipated mad date of your 1099 form. Your 1099 wil be mailed no later than March 17, 2016. Activity Sum m a ry (All amounts shovm 803 in base cunency) Cr edits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $5.47 $0.00 $5.4? $66.67 10.00 $66.67 FDIC Insured Bank Deposits $0.00 -65A7 -15.47 $0.00 -$88.67 -$68.67 Totals 15.41 -$5.47 $0.00 $66.67 466.6? 10.00 Transactions by Type of Activity Process/ Settlement Date Activity Type Detaiptioe Quantity Price Accrued Interest Dividends and Interest 12;15115 FDIC INSURED BANK DEPOSITS INTEREST RECEIVED 456997996 Total Dividends and Interest • UNITED STATES DOLLAR Amount Currency INSLRED DEPOSITS INTEREST CREDITED 5.47 USE/ 0.00 6.47 Page) of? Account Number Rated Excellent Dann ROL Go paperless Unrf yea. SMO. 2007 ,EFFREY EPSIFJN cONFIDE1SITIAL " FIAl xerRit RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) rt . SDNY_GM_00049216 DB-SDNY-00 12040 EFTA 00159525 EFTA01291469 Transactions by Type of Activity (continued) Process' Settlement Date Activity Type Desuiption Qeantity Price Acaued Interest Amami Canino FDIC Insured Bank Deposits 12115115 FDIC INSURED BANK DEPOSITS IN TEREST REINVESTED 458997996 INSURED DEPOSITS INTEREST REINVESTED •5.47 LSO Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.47 Total Value of Transactions The pike and quantity displayed may have been rounded. 0.00 0.00 USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26T1‘ FLOOR NEW YORK NY 10154.0003 Your Account Information Investment Objective Investment Objective: GROV/Th Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Am orbze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account carom unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price Is not available are marked "MK and are omitted from the Total. Page 4 of 7 Rated Excellent ',MAW ROL Cio paperless l'n•Y sine. ZOO, IFFREY EPSC NFIDEstanAL fiCrgillimIttrirD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00049217 DB-SDNY-0012041 EFTA_001 59826 EFTA01291470 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) 0rals° e San, PootieWneh kla.zgenmil minim Coon', ,o.P. Chische Sank We Mire bet Once HI Pot O.n.o. )an I low' Mew ion PIT I0VA (M)CA.21.14. MSS, 2114(91. Statement Period: 12/0112015 - 12/31/2015 Pricing (convnue0) THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to anwr.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares In your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution without inquiry or investigation 0) orders for the purchase and sale of securities and other property and Iii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or Rs employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian to funds and securities you may deposit with it drectly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the fist page of this statement. • For a desorption of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial Mstitution. • Pershing is a member of the Securities Investor Protection Corporation ($IPCL). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wenv.pershing.com/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to tinter protect your tights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Page 5 of? talAti ROIL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67toNFIDEITIIAL Account Number Go paperless Kited [...Mat 10.77e.t.",7c7c200:1 iCt.TION6 fMtl11,NCJ :ran et weret4=Ortnin " MEV ••••••••u4 awes. fl aw Ma —c SDNY_GM_00049218 DS-SDNY-0012042 EFTA_00159827 EFTA01291471 Important Information and Disclosures (continued) The Role of Pershing (continued) Jersey City, New Jersey 07399; (201) 413-3330. Errors and Cmissions excepted. Important Arbitration Disclosures • All parties to this agreement are ping up the right to sue each other in court, including the nght to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are general/ foal and balding; a partys abity to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to • The panel of arbitrators will typically inckide a minority of arbitrators who were or ale affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until, (I)the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399; (201) 4134330. Page 6 of? Account Number Rated Excellent Go paperless C4) tray Year Since 2007 HEREUPS C ONF I Dri S ITIA 01.10AR RATCD COMMUNICATIO16 IMtlll/NCl CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00049219 DEt-SDNY-0012043 EFTA_00159828 EFTA01291472 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH 00 NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE PATERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATON STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-CnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ME OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • 9744:C 4 • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVA.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NTS- RULE 607(A)(1)4211 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST ESECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOP THE ABOVE TERNS AND CCHOITIONSAFtE UNACCEPTABLE TO YOU. PLEASE MOTET PERSTIM ILINEMATELY N WHIMS BY CERTIFIED ME TO ONE PERSHING PULA JERSEY CITY. NJ Ora AMP LEGAL DEPT MAO ROIL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67e) r EPSC ONF DE ANTIAL Page 7 of 7 Account Mum bed Riled [...ingot Go paperless tray Year UM, TOOT MANTAS RATED COANAANGAT IONS f4444TH MOT ettetwerrittreetnet" IOW SDNY_GM_00049220 DB-SDNY-0012044 EFTA_00159829 EFTA01291473 Deutsche Asset & Wealth Management P.O. Boa 177e, fialtimare. MD 21203 Gnaw, e ear. PfluieWcan Magatenmi Peztatts CoreateC.AP Chischt Salk Seitoon 'no bet y,. NI Pin Ourene. lin lice! p+ <n nr 10IW O1))4!A.21M.IISS,214409S Account Number: Statement Period:11/01/2015 - 11/30/2015 Portfolio at a Glance This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value $667,111.68 $667,116.34 6100 RED HOOK OTRS STE B- 3 Adjusted Previous Account Value 667,111.88 667,116.34 ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 566 61 20 nclEng Account Value 5667.177.54 5667.177 54 Estimated Annual Income 661 20 Your Client Advisor DANIEL SAM Asset Allocation Paw Year-Sd Last Period This Period %Alloation It SD Cash, Money Funds. and Bank Oepotnal 667.115.34 661.171.88 667.177.54 100.00% Please rrAror your allocation penochcally win your Client Artreor, Account Total 1667,116.34 3657,111.88 $611,11134 100.00% You Mewl is 100% ilVeSted in USD Cash. Money Funds. and Bank Deposrts, I The Bank Deposes In your account are FDIC Insured bank deposes. FDIC insured bank deposits are not securibes and are not covered by the Semwees Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Depose Insurance Corporaton (FOCI. up to alowabie Wits CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 o16 COMMUNICATIONS Go paperless * Lyon? vat Um* 2007 CIAL AAA RA TLC/ CATIONS ee....94M Nye. —c et a rMnehroann aam"" 0••• •••Tom Memo Rated Cm•Ilerd A0099022CSF30017 CONFIDnnAL SDNY_GM_00049221 DB-SDNY-0012045 EF1'A_00159830 EFTA01291474 FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account hum ber k1G021968 10131115 Opening Balance 11/13115 Depoal 11116115 Activity Ending. 11130(15 INTEREST CREDITED APY 0.01% BBST NO 11116 1237500.00 Citibank N.A. NO 11116 $192177.54 Deutsche Bank TIM Co NO 11116 1237500.00 667.171 88 5.66 667.171 88 667,177.51 667,17751 11130115 Closing Balance $667,177.54 Total FDIC Insured Bank Deposits $667,177.54 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary lrrent Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits Total Dividends, Interest, Income and Expenses Portfolio Holdings 5 66 0.00 6120 0 00 $5.68 $0.00 $61.20 $0.00 Opening Closing Awned Income 30-Day Description Quantity Balance Balance Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,177.540 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits 667,171.81 667,177.51 $867,171.68 $667,177.51 $667,171.88 $667,177.51 2.76 61.20 NIA $2.75 $81.20 $2.75 $61.20 Account Number. MOAK ROIL .EFFREY EPSC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) I Page 2 o16 Rated EncoMent paperless ce , [very Yew s.... 2007 OAS0AR RATED COMMUNICATIONS DAENMAL f)02111(NCIF ...,- SDNY_GM_00049222 DB-SDNY-0012046 EFTA_00 I 5983 1 EFTA01291475 Deutsche Asset & Wealth Management PO. Box 1778, 8•10nwiro, MD 21203 Portfolio Holdings (continued) Dram Basit Pr male Wealth Ma-mientm Morels Con0.4.a.P Dcw(Sche Owe Sectoori Now Mt Wks US Part AM.*. 1111011cer 10.04114444 PM 10144 PM •544111t Intd7.84,11. Market Vain Statement Period: 11/0112015 • 11/3012015 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $867,177.54 $0.00 $61.20 Please note the followng information to Pershing's 2015 IRS Form 1099 (8, DIV, INT, OID and PSC ): Your form 1099 nil be deivered as early as possible, beginning January 31, 2016. By February 16, you will be naiad either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. II will inform you of the securities that are pending final reporting, and will provide the anticipated mad date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016. Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits am not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwnv.cst-investments.conVEN/productshffoney-market-funds-yields.jsp. Please note that ak money market hinds listed on the website may not be offered through us. Akhough a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (NI amounts shown 803 in base cumnncy) Cr edits This Period Debits This Period Net Ns Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $5.66 $0.00 $5.66 $61.20 $0.00 $61.20 FDIC Insured Bank Deposits $0.00 -$5.66 -$5.66 $0.00 -$61.20 -$61.20 Totals $5.66 -$5.66 $0.00 $61.20 -$61.20 $0.00 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Quantity Price Accrued liters Amount Currency Dividends and Interest 11/13115 FDIC 'Nadia) BASK DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • UNITED STATES DOLLAR lh %RED DEPOSITS INTEREST CREDITED 5.66 USD 0.00 6.66 Page) of 6 Account Number ROLL Go paperless iy„...44 RA.. Excellent leery Yeas SW. 2007 (NAGAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67: Er EPsC ONFIDENTIAL Olen IIINCIF DB-SDNY-00 12047 EFTA 00159532 EFTA01291476 Transactions by Type of Activity (continued) Prom," Settlement Date Activity Type Desaiptioa Claantity Price Accrued Interest Amount Currency FDIC Insured Bank Deposits 11/13/15 FDIC INSURED BANK DEPOSITS lk TEREST REINVESTED 458997996 IliSt,RED DEPOSITS INTEREST REINVESTED 566 LSD Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -5.66 Total Value of Transactions The price and quantity displayed may have teen rounded. 0.00 0.00 USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26Th FLOOR NEW YORK kY 10154-0003 Your Account Information Investment Objective Investment Objective: GROV/Th Investment Objective: INCOME Risk Exposure: KOK E SPECIFIED Please review your investment (*dive. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Am orbze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications lot electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "WA' and are omitted from the Total. Page 4 of Account Number. Rated Excellent VINO ROL I Go paperless Lvery Vas Sence 2007 00aSAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 1:Er EPsC ONFI DriSn al /6k I- . 1 - C I - F r e SDNY_GM_00049224 DB-SDNY-00 12048 EFTA_ODI 59833 EFTA01291477 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dmisre AAA PrAme Ankh MaArnAn Pewees CAMP CAMP CeAscht SoiPa Seua en At Am 4,t ONIA .115 PIA AANA Nth I Act Av. etA. Irt 101W (I In CAMS. MSS, 7.44091. Statement Period: 1110112015 -1100/2015 Pricing (continued) THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic. political, and business conditions, they should not be relied on for making ervestment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of princcal may be included in the figures for certain secunties. thereby overstating them. Refer to vnwr. pershing.cornThusiness_conbnuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, a received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of sectrities and other property and Iii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ($IPC0). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: iwnv.pershingtorniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your tights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Pages of 6 Account number Hated ex...Ant Go paperless - ;:r...;;71 'CATIONS MIA° 'IOU IFFREY CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CON FIliENTAL rxere trews SOW_GM_00049220 DB-SDNY-OO12O49 EF'FA_00159834 EFTA01291478 Important Information and Disclosures (continued) The Role of Pershing (continued) Jersey City, New Jersey 07399; (201) 1134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally foal and balding; a party's abifty to have a court reverse or modify an arbitration award is very firrited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time hints for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (l)the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)113-3330. Pap 6 of 011Ail ROL, JIFFREY EPS 0 0.MM/I RAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. e(e) C)NIFID AirriAL "a"`"" Account N um be Riled excylkont Go paperless 'goy Year Unto 2007 :no etwarcoalst a Orstes " HSU~ entorotm menses neve SDNY_GA4_000492213 DB-SDNY-0012050 EFTA_00 159835 EFTA01291479 Deutsche Asset & Wealth Management P.O.Box 1776, Baltimore, MD 21203 Dimimte Prripale.lcih Mrugemme Natins Comae 6 ,04, DevIsOit WUmwoim, w, /MOM. Mar NM Pst ftemirjklui kct lieslat. PM IOIM 0 0 / 451-7.1.1,1512.84 091. Account Num bell Statement Period: 10/0112015 - 10/3112015 Portfolio at a Glance This Period Year.tceDate JEFFREY EPSTEIN Beginning Account Value $667,166.40 6667,116.34 6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,166.40 667,116.34 ST THOMAS VI 00802- 1348 Dividends. 'Metes: and Other Income 5 48 55 54 ndrog Account Value $667.171.88 $667.171,88 Estimated Annual Income 555 54 Your Client Advisor: DAR SASS.: Asset Allocation Prior Yearled list Period This Period %Allocation 1.,S0 Cash, Money Funds, and Bank Deposits' 667.116.34 667.166.10 667.171.88 100.00% Please rraror yax alb:calif penodmairy wilt your Client Adasor. Account Total $861,116.34 3687,188.40 $881,111.81 100.00% You Aceowit P100% sweated in USD Cash. Money Funds. and Bank Ceposrts, I The Bank Deposis In your account are FDIC insured bank deposits. FDIC insured bank deposits are not securrtes and are not covered by the Securities Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Deposit 'nuance Corporaton (FDIC), up to alcnvabie Page 1 de DOA° ROIL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rated IL ...giant A0110317CSF.30018 GO PaPerleSS ca t uney Va .Sif.0 UL•• 2007 MAMMA A :. COMMUNICATIONS CONFID=TAL "a""7 :taw ofora lrankr0••••:••• *Am. ••••••••LA awes. nom. Mat •00 SDNY_GM 00049227 DB-SDNY-0012051 EFTA_00159836 EFTA01291480 For Your Information Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Parfait) at a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. FDIC Insured Bank Deposits Dale Activity Type Desaiplion Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account N um ber N4G024968 10101115 Opening Balance 10/15/15 Deposit 10116115 Activity Ending: 10130115 INTEREST CREDITED APY 0.01% Citibank N.A. NO 10116 1237500.00 Deutsche Bank Trsl Co NO 10116 1237500.00 RBS Citizens Bank NO 10116 5192171.88 667,166 40 548 667,166.40 667,171 88 667,171 88 10130115 Closing Balance $667,171.18 Total FDIC Insured Bank Deposits 1667,171.18 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 1250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 548 0.00 55 54 000 Total Dividends, Interest, Income and Expenses HA $0.00 155.54 10.00 Portfolio Holdings Opening Posing Accrued Income 30-Day Description Quantity Balance Balance Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 687,171.880 Total FDIC Insured Bank Deposits 867,186.40 687,171.18 3667,166.40 1667,171.88 3.11 $3.11 55.54 NIA 155.54 Page 2 of/ Account FREY Number t , Rated Escollent 51,L I Go paperless LANs Yam Slow. 2007 °ATOM RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. usCONFIDSSMAL EXCTURNOT SDNY_GM_00049228 DB-SDNY-00 12052 EFTA_00 159537 EFTA01291481 Deutsche Asset & Wealth Management PO. Boa 1776, Balemoro, MD 21203 Portfolio Holdings (continued) Description Cash, Money Funds, and Bank Deposits (continued) Total Cash, M oney Funds, and Bank Deposits 011311111y Draisre Banc Prmale Wag, maatenm, PI Walt COnif Comp ce,m4ht 666 'mem% w. Nerillart Mc* 341 Par% M•00. 26th Ike, MS." WI 10114 P12)4544100. Pia )0,4091. Statement Period: 1010112015 -1001/2015 Opening Dosing Accrued Income 30-Day Balance Balance Income This Year Yield $687,166.40 $667,111.88 Market Value $3.11 $55.54 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $867.171.88 $0.00 $55.54 Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at https:/hwiwcvs-investments.com/EN/productsimoney-marketainds-pelds.jsp. Please note that all money market funds listed on the website may not be offered through us. Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual hand or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Oate Debits Year-to-Date Net Year-to-Date Dividends and Interest $5.48 $0.00 $5.48 $55.54 $0.00 $55.54 FDIC Insured Bank Deposits $0.00 -$5.48 -$5.48 $0.00 -155.54 -$55.54 Totals 06.48 -$5.48 $0.00 $55.54 -$55.54 $0.00 Page 3 of 6 Account Number: Riled Excellent 00.48,R01.1. Go paperless EFFREY TONFID IAe OASSAR RATCD COMMUNICATIONS E1SITk) I X471 1INCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00049229 DB-SDNY-00 12053 EFTA_00I59838 EFTA01291482 Transactions by Type of Activity Process' Settlement Date Activity Type Desaiplioa Ciaantity Price kaued inferest Amount Currency Dividends and Interest 10115(15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USCI DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.48 FDIC Insured Bank Deposits 10115115 FDIC INSL RED BAK INSUREDDEPOSITSINTERESTREINVESTED .5.48 L SD DEPOSITS INTEREST REINVESTED 458997996 Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.40 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENLE 26Th FLOOR NEW TOM( NY 10154.0003 Your Account Information Investment Objective Investment Objective: GROV/Th Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Am orbze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communicatiOnt log in 10 your account or contact your Client Advisor for m ore information. Page 4 of Account Number. t 1 ted Yincellent LI Mitt Go paperless wary es SW. 2007 °PA CIAL0AR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. vsCONFIDPSITIAL SDNY_GM_00049230 DB-SDNY-00 12054 EFTA_00 159539 EFTA01291483 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures Gnaw e Banc Prrnie WeSth kinagentrn Weals COMM 4,C,P Ceetuht W Senor mc, New Wart ltc• 341 FM Moist INIMccr liesitat. PM 10114 P 0 / *WM prim7.64,11, Statement Period: 10/01/2015 • 10/31/2015 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, winch we believe to be reiable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NW and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and ray be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of princral may be included in the figures for certain securities, thereby overstating them. Refer to vivwcpershing.conrbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (d) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its awn operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the fist page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit mwtpershing.com/aboutistrength•and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to Page 5 of 5 Account Number WHO RCM,. 6° paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. :RntoNForisiTIAL Itatod I very Year Ww• 2007 U111811a RATCO COMMUNICATIONS fMCIIII/N01 et a riwilsiaeawa wet •XiveCtroween cute' Si* •La summons sr=. .ac SDW_GM 00049231 DB-SDNY-0012055 EFTA_OO15984O EFTA01291484 Important Information and Disclosures (continued) The Role of Pershing (continued) your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is lied. • Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. Witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Page& of Account A um b ROL I paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: FREY EPscoNFIDnruriAL Riled Emollont ',ay Van SInc• 2007 OAL0AR RATED COMMUNICATIONS I Xell ENO' :ran shwa *AN= ermotsm iTh ioN As...0A marine.* wow, SDNY_GM_00049232 DB-SDNY-00 12056 EFTA_00 159841 EFTA01291485 Deutsche Asset & Wealth Management P.O. Box 1776, 8•16moro, MD 21203 0wls** sant Pruner... n Manenmil MateetS Cereal* CowP CesiSthe Sank Settanel biC. Mrs bet Olt* 315 Pot •••re. 20th liter Mew %A Ilr 10114 vu2. -A.JNL MSS" 7.1, CIS Account Number Statement Period: 09/01/2015 - 09/30/2015 Valuation at a Glance This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value 1667,160.92 9667,116.34 6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,160.92 667,116.341 ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 5 48 50 C6 nclEng Account Value $667.166.40 $667.166.40 Estimated Annual Income 550 06 Your Client Advisor: DANIEL SAM Asset Allocation Prior Year-fad Last Period This Period % Allocation ISO Cash, Money Funds, and Bank Oepoitel 651.1434 667.160.92 667.166.40 100.00% Please revive your allocation periodically wih your Client Artenor Account Total $667,116.31 1617,160.92 PHLOEM' 100.00% Your Account is 100% Seated in USD Casn. Money Funds. and Bank Deposits. I The Bank Deposits In your account are FDIC insured bank deposits. FDIC insured bank deposits are not senoritas and are not covered by the Setuntes Investor Protection Corporation (SIPC). These bank deposes are covered by the Federal Depose Insurance Corporaton (FOCI, up to alOtiable CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page lot? Riled Excellent A009'1282=30024 GO paperless tray Vas WK. 2007 Duna RATCO COmmuttiCA110h6 CONFIDENTIAL rxeci et V a 7=rt • • www ..... nrettees " ono* tan avow nay neve SDNY_GM_00049233 DB-SDNY-0012057 EFTA_00159842 EFTA01291486 For Your Information Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Parfait) at a Dance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. FDIC Insured Bank Deposits Date Activity Type Desaiption Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: N16021966 Activity Ending: 09130115 09101115 Opening Balance 667.160 92 667,160.92 09115115 Deposit INTEREST CREDITED 548 667,166.10 APY 0.01% 09116115 Citibank N.A. 667,166.10 NO 09116 $237500.00 Deutsche Bank Trsl Co NO 09116 $237500.00 NY Community Bank NO 09116 $192166.40 09130115 Closing Balance $157,165.40 Total FDIC Insured Bank Deposits $157,116.10 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Omni Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits Total Dividends, Interest, Income and Expenses Portfolio Holdings 548 0.00 50 06 000 $0.00 $50.06 30.00 Clesaiptioe Quantity Opening Balance Closing Balance Aoned Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 100.00% of Portfolio 667,166.400 667,160.92 667,166.40 2.76 S0.06 NIA Total FDIC Insured Bank Deposits 1667,160.92 3667,166.40 32.76 $50.06 ONAB,ROLL Account Numb JEFFREY IPSTF CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of T Rated excollent O paperless fa t tv."Y Van Si.'" 2°07 D OAABAR PAIL COMMUNICATIONS ONFIDENTIAL nne'fila SDNY_GM_00049234 DB-SDNY-00 12058 EFTA_00 159843 EFTA01291487 Deutsche Asset & Wealth Management PO. Box 1776, Balernoro, MD 21203 Portfolio Holdings (continued) Dew lotion Cash, Money Funds, and Bank Deposits (continued) Total Cash, M oney Funds, and Bank Deposits Quantity Draisre Ram P, ,tile WNW/ Maagenmi Narats Covell* C,C,P CeIrIsOw I. setionet Mrs IIDA Mar Hf PMNome. 26th I Ice! IRIS. UI PISSINR-609, Statement Period: 0910112015 -0913012015 Opening Closing Accrued Income 30-Day Balance Balance Income This Year Yield $667,160.92 $667,166.10 Market Value $2.75 $50.06 Accrued Estimated Interest Annual Income Total Portfolio Holdings M essa P es $667,166.10 $0.00 $50.06 Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning wAh the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing). a BNY Melon company, provides individual investors with certain financial information on a ser#annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2O15, Pershing's net capital of $2.179 billion was 1O.78% of aggregate debit balances and exceeded the minimum requkements by $1.77 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2O15, Pershing's net capital of $2.163 billion was 11.55% of aggregate debit balances and exceeded the minimum requirement by $1.79 bdion. A copy of the June 3O, 2O15. Statement of Financial Condition is avalable at vAmpershing.comistatement-ol-knancial-condition. You may also request a free, printed copy by calling (888) 86O-851O or (2O1) 413-4200, option 15. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the OWS Investments website at https:fAnwi.dws-investments.comfEWproducts/money-market-funds-yields.jsp, Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. 1),IAIL I EY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: 7 EPSCONFI D-ENTIAL Account Num ber Go paperless Page 3 of Rated Cmollont Every V..# SIM. 2007 OAUMR RAM COMMUNICATIONS [Rail/NOT snow. SDNY_GM_00049235 DB-SDNY-00 12059 EFTA_OO 159844 EFTA01291488 Activity Sum m ary (AM amouMs sham are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $5.48 $0.00 $5.48 $50.06 $0.00 $50.06 FDIC Insured Bank Deposits $0.00 -$5.48 -$5.48 $0.00 -$50.06 -150.06 Totals $5.48 -$5.48 $0.00 550.06 -$50.06 $0.00 Transactions by Type of Activity Naas/ Settlement Date Activity Type Description (Monty Prim Arxreed Inbred Amount Coring Dividends and Interest 09/15/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USTI DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.46 FDIC Insured Bank Deposits 09/15115 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -5.48 USD DEPOSITS INTEREST REINVESTED 458997996 Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 -5.48 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DAME. SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Investment Objective Investment Objective: GROWTH Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor. Pagel oft Account Num ber LIMN ROL .EFFREY EPSC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) aperless NTIAL Riled lboallent Lvay Yen Lace 2007 0AlOAR RATCD COMMUNICATIONS Olen IINCI :raw etiarerasir " Osertsm . 1••••• enowstm awns roma vow we SDNY_GM_00049236 DES-SDNY-00 12060 EFTA_00159845 EFTA01291489 Deutsche Asset & Wealth Management P.O.Elm 1776, Baltimore, MD 21203 Your Account Information ;continued) Gnaw e Sam Poetic wean ma.zigenna 'eaten, Core no G,C,P Cettuhe Ye* Moon. vg, New Wart Wks liana ASS.I•thitcr lieslat. Itsia P 45•4116,111$512.64091, Statement Period: 09/01/2015 • 0913012015 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stooks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount MID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual m arket discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper comm unications, log in to your account or contact your Client Advisor for m ore information Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reiable. Markel prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, poitical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvapershing.conVbusiness_conlinuity.htrnl for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be bled at the rates such agents use. Page 5 of I Account Num be Rated euelhont OILAB ROIL Go paperless Inmy Vat Since 2007 M a rian eharrealasaa Ireghea nn" 1•••••• D OMBAR T( COMMUNICATIONS ••••••••••14 •••••••••••• s'a . 00 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. Z EYEPSCON F D ASSITIAll t SDNY_GM_00049237 DB-SDNY-0012061 EFTA_00159846 EFTA01291490 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its on operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC Snits. For more detailed information please visit. vmsv.pershing.cornfabout/strengthsnthstabilily. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confsmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the tight to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's abiSy to have a court reverse or modify an arbitration award is very lirrited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is meigible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decedified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershin's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 4134330. Page 6 et I Account Num ber Rated excellent A0097Z(CCSF3002.1 (10 I) Perless tcreZIZZ0c2S:47MUNICATIONS DOAK ROLL HEREUPS CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ettinetZtitt=e4lon " 111011.9*•••• SDNY_GM_00049238 DB-SDNY-0012062 EFTA_00159847 EFTA01291491 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MIST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: MEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF MEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ACSCM'IATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF TIER BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. IN ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR UMILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WAVW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING. COMDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER /EERY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF DIECUTION PURPOSES. ANY OF THE ABOVE TEEM AND CCAOTTONS APS UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRITING SY CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY NJ °natant LOOM DEPT Account Number Rated [wawa Go parerless L"'", Yr SI." 2007 OAL OA RATED COMMUNICATIONS A00972S2CSF30021 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:7 rEPSCONFID AENTIAL (MTh (NCI Page? of? 1)I1A1-1 ROIL M a tt. etre wet •14:st tee. " Mar Ma* entrws•LA avaer ~to. wee eve SDNY_GM_00049239 DB-SDNY-0012063 EFTA_00159848 EFTA01291492 Deutsche Asset & Wealth Management PO. Boa 1778, Baltimore, MD 212[0 Gnaw e Sant Prra W,e10 Ma.tenmi Weals Core /V 4,1•P Maul Sank Setwari *We bet Once 315PIA OdArrne Halter Mrs Perk. ItY 10114 CP In CA.21.121. MSS" 211. CIS Account Num t Statement Period: 08/0112015 - 08/31/2015 Valuation at a Glance This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value 1667,155.07 1667,116.34 6100 RED HOOK DIAS STE B- 3 Adjusted Previous Account Value 667,155.07 667,116.34 ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 585 « 58 nd ng Account Value $667,160.92 $667.160.92 Estimated Annual Income 544 58 Your Client Advisor: DANIEL SAW Asset Allocation Prior Year-Sd Last Period This Period % Alloation LSD Cash. Money Funds and Bank Deporitst 667.116.34 667.155.07 667.160.92 100.00% Please review your allocation penothcally wilt your Client A0VG0f, Account Total 1867,116.34 1617,166.07 1617,16032 100.00% You Account is 100% invested in USD Cash. Money Funds. and Bank Deposits. I The Bank Deposis in your account are FDIC Insured bank deposit. FDIC insured bank deposits are not securites and are not covered by the Sedates Investor Protedion Corporation (SIPC). These bank defrosts are covered by the Federal Depose Insurance Corporator (FDIC). up to alowable limo. OBAB ROLL Past I 016 SDW_GA4_OOO4924O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012064 EFTA_00159849 Go paperless tn Y ,“^" 2OO7 OMBAR RAW) COMMUNICATIOh6 Rated excoisant A009$126CSF30011 w ar CONFIDENTIAL "p"" EFTA01291493 FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account N um bet MG024968 Activity Ending: 08131115 08101115 Opening Balance 667.15507 667.155.07 08114115 Deposit INTEREST CREDITED 885 667,160.92 APY 0.01% 08117/15 BB8T 667,160 92 NO 08/17 $192160.92 Citibank N.A. NO 08117 $237500.00 Deutsche Bank Trsl Co NO 08117 $237500.00 08131115 Closing Balance $667,160.92 Total FDIC Insured Bank Deposits $667,160.92 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary lrrent Period Taxable Year.to-Date Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5 85 0.00 44 58 000 Total Dividends, Interest, Income and Expenses $5.05 $0.00 $44.58 $0.00 Portfolio Holdings Description Quantity Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,160.920 667,155.07 667,160.92 2.74 44.58 NIA Total FDIC Insured Bank Deposits $667,156.07 $667,180.92 $2.74 $44.58 Total Cash, Money Funds, and Bank Deposits $667,155.07 867,160.92 $2.74 $44.58 Page 2 of 6 Account Amber. Rated Excellent ORAN I+ paperless ,3k Eye., Yee, %kW. 2007 IFFREY EPSC ONFIDrariAL ,..:1,13ier epriCD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) =In etweareasie%'Oejemean Set Mae ttn novae. rea• rent mac SDNY_GM_00049241 DB-SDNY-0012065 EFTA_00159850 EFTA01291494 Deutsche Asset & Wealth Management P.O. Box 1776, 8•16nwiro, MD 21203 Portfolio Holdings (continued) oMMMBm, Prmaie Wet" Maatenmi Mann Genf ape CoMP DPW he Is Setvon w. Nee *4 Moo MS Part Am.*. Zith X.. Ws." PM 10114 P MI 4544616161117.64091 Markel Valve Statement Period: 0810112015 • 08/31/2015 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages 1887,180.92 $0.00 $44.58 Although a money market mutual fund seeks to preserve the value of your investment at 11 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DNS Investments website at https://smw.chvs-investments.conVEN/procluctshtioney-market-hinds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Yeat-to•Date Debits Year•to•Dale Net Year-to-Date Dividends and Interest $5.85 10.00 $5.85 $44.58 10.00 $44.58 FDIC Insured Bank Deposits $0.00 .$5.85 •$5.85 $0.00 .144.58 -$44.58 Totals $5.85 .15.85 $0.00 $44.68 -144.58 10.00 Transactions by Type of Activity Process, Settlement Date Activity Type Dividends and Interest 08114(15 FDIC INSLRED BANK INSURED DEPOSITS INTEREST CREDITED 5 85 LSD DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • UNITED STATES DOLLAR Description Quantity Price Awued Interest Amount Currency 0.00 5.85 Page 3 of 6 Itaited[ncoMM Account Numb e Go paperiess A as rney,...u.c..„ ..i MI1-13- 11-7=7.1,?.,....t...., 'V= ORAN ROL i DAL D 0M RAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 usCONFIDriSinAlL ne.fi'"' SONY_GM_00049242 DES-SDNY-00 12066 EFTA_00 I 59551 EFTA01291495 Transactions by Type of Activity (continued) Nods. Settlement Date Activity Type Desaiption Chant./ Price Accrued Interest Amount Currency FDIC Insured Bank Deposits 08114115 FDIC INSURED BANK DEPOSITS INTEREST REINVESTED 458997996 INSURED DEPOSITS INTEREST REIN VESTED .5 85 LSO Total FDIC insured Bank Deposits • UNITED STATES DOLLAR 0.00 4.85 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26TH FLOOR NEW YORK NY 101544003 Your Account Information Investment Objective Investment Objective: GROWTF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond AmortItation Elections: Treat all interest as original issue discount (DID): No Am orize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unicalions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Cient Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is Page 4 of6 Account WAR ItOtt Number paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. : REUPSC NIFIDE1SITIAL RolocilL.WWM "OZ YBAR YItAl erCrC2OALUNICATIOP6 f XCTI (Na GDNY_GM_00049243 DB-SDNY-0012067 EFTA_00159852 EFTA01291496 Deutsche Asset & Wealth Management PO. Box 1776, BPIbmoro, MD 21203 Important Information and Disclosures (continued) 0rals° e Sant Poule wean ma.zigenan mats Cowie. 6,o.P DMUS Yak Senn% mon.* ork. HI tar% ASS. l•th tcr lieslat. 10114 0 VS .H43111. 2snon Statement Period: 08/01/2015 • 08/31/2015 Pricing (convnue0) not evadable are marked INIA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and pikes remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to weve.pershing.conbusiness_contimity.htrnl for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (n) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AU other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a desorption of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wmv.pershing.conVaboutrstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 5 of 6 Account Number: Rated [...lent DBA0 paperless tray Yen Se<• 2007 °FM EPSC ON F DrI S ITIA OALSAR PATO) COmmutPCPT DONS I'Mtlll ONCS CONFIDENTIAL - PURSUANT TO FED. R CRI M. P. 6(e) et a riwt. et We Ws 11=e0retAlen " SW Sift* avow, woe ove SDNY_GM_00049244 DB-SDNY-0012068 EFTA_OO159853 EFTA01291497 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organizations contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied. • Arbitration awards are generaty final and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wi typically inckide a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the cant. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Page6 of6 Account Numbers Riled Excellent ONAII .1. ,t, Go paperless Every veer Siete 2007 0AlOAR RATED COMMUNICATIONS °MEV EPSC ON F DrI S I CTIA e Xt71 MOE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) =lame el Nerbralotre"" OveZen Set 81101e0 SDNY_GM_00049245 DB-SDNY-00 12069 EFTA_00 I 598541 EFTA01291498 Deutsche Asset & Wealth Management P.O. Boa 17711, Baltimore. MD 21203 Dralsre Sant P,,nle wean ma.litentra 'eaten, Covent 4,cm. Cestune Yak Secione“.4. Now Wart Calor HI ran Ass. Iiithitc, *meat. WI 10114 (1 0) ad-MIL 111314 7.64091. Account Number: Statement Period: 07(0112015 - 07/31/2015 Valuation at a Glance This Period Year-to-Date JEFFREY EPSTEIN Beginning Account Value $667,149.60 1667,116.34 6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,149.60 667,116.34 ST THOMAS VI 00802- 1348 Dividends. Interes'. anc Other Income 547 35 7 3 Your Client Advisor: DANIEL SAHA Asset Allocation Prior Yearad ncling Account Value Estim ated Annual Incom e Lad Period This Period % Allocation $667,155.07 $667,155.07 $38 73 USD Cash, Money Funds, and Bank Deposits' 667.116.34 667.119.60 667.155.07 10000% Please review your allocation periodically win your Client Adesor. Account Total 3667,116.31 3667,119.60 3611,155.01 100.00% You Account is 100% invested in USD Casty Money Funds. and Bank Deposits. I The Bank Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not securites and are not covered by the Secunties Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Deposit Infante Corporation (FDIC). up to aladable CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel oil Rated if ...mint A022172SCSF30018 Go paperless tray V... SIM* 2007 OASSAR RATED COMMUNIG•TIONS CON F I DAENTTA • :ta P•Y n et we itabol ltrOrsae. ill•And~ SDNY_GM_OOO49248 DB-SDNY-0012070 EF1'A_0015985 5 EFTA01291499 FDIC Insured Bank Deposits Date Activity Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: N40024968 Activity Ending: 07131115 07101115 Opening Balance 07/15115 Deposit 07/16/15 Oescri Amount Balance 667.149 60 667.149.60 IN TEREST CREDITED 5.47 667.155.07 APY 0.01% 9B8T 667.155 07 NO OMB $237500.00 Deutsche Bank Trsl Co NO 07f 16 $237500.00 NY Community Bank NO 07/16 $192155.07 OrtMli 5 posing Balance $887,155.07 Total FDIC Insured Bank Deposits $167,155.07 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5.47 0.00 38 73 0 00 Total Dividends, Interest, Income and Expenses $5.47 $0.00 $38.73 $0.00 Portfolio Holdings Opening Posing Accrued Income 30-Day Description Quantity Balance Balance Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% or Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,155.070 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits 667,149.60 667,155.07 $887,149.60 $867,155.07 $887,149.80 4667,156.07 33.29 $38.73 3.29 38.73 N/A $3.29 $38.73 Page 2 of 6 Account Number: Rated Excellent 00.48,ROLL ) paperless tray Year Since 2007 OAIL0AA RATCD COMMUNICATIONS Milt( EPSC ONF DIAL ?Mal ENCJI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) et a rianatiZtaliffi ttfrO HIV SDNY_GM_0004924 7 DB-SDNY-0012071 EFTA_00159856 EFTA01291500 Deutsche Asset & Wealth Management PO Box 1778, 8•10mare, MD 21203 Portfolio Holdings (continued) Cigeboe Rant PredeWnilh Ma-mtentm Mardis Connie 4,1,P Dedscha Ilealt Wynn w. New *ft Orlor SOS Pan Meek !Wolter Reslait mu P10154.18111,1810718,4O11. Market Vain Statement Period: 0710112015 -07/31/2015 Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $667,155.07 $0.00 $38.73 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporanoc(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwny.thrs-investments.conVEN/productshhoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Summary (NI amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year.to.Date Net Year-to-Date Dividends and Interest $5.47 $0.00 $5.47 $38.73 $0.00 $38.73 FDIC Insured Bank Deposits $0.00 45.47 45.47 $0.00 438.73 438.73 Totals $5.47 -S5A7 $0.00 $38.73 -$38.73 $0.00 Transactions by Type of Activity Process, WIlement Elate Activity Type Dividends and Interest 07115115 FDIC INSLRED RAMC INSURED DEPOSITS INTEREST CREDITED 5.47 LSD DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • UNITED STATES DOLLAR Description Quantity Price Accrued lotered Amount Currency OAO 5.47 Page 3 of 6 Account Numbs Rated Excellent 1111A11 ROL I Go paperless tray Yves Since 2007 .EFFREY EPS 041.0Ali RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) IDr1SITIAL 1)021 tENCE SDNY_GM_00049248 DB-SDNY-00 12072 EFTA_00 159557 EFTA01291501 Transactions by Type of Activity (continued) Processf Settlement Date Activity Type Description Otantity Price Accrued Interest Amount Ctriency FDIC Insured Bank Deposits 07)15115 FDIC INSURED BANK DEPOSITS INTEREST REINVESTED 458997996 INSURED DEPOSITS INTEREST REIN VESTED •547 LW Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.17 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26TH FLOOR NEW YORK AY 10151 Your Account Information Investment Objective Investment Objective: GROWTH Investment Objective: INCOME Risk Exposure: A OA E SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Olhe: Securities FIRST Or FIRST OUT Bond Amortisation Elections: Treat all interest as original issue discount (DID): No Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unicalions for electronic delivery. To register and turn off paper communications, log in to your account or contact your Oient Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the dose of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for ?Mich a price is Page 4 of 5 Account Number. LCOAK ROLL i0 paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. :TO F I DriSITIAL Riled encollont Crory Oar Since 2007 00.10Aft RAM. COMMUNICATIONS f)0311ENCI 0Corhibs..onro ......v royr I40.• mammy coloc YSCm- or011ow- SDNY_GM_00049249 DB-SDNY-0012073 EFTA_00159858 EFTA01291502 Deutsche Asset & Wealth Management P.O.Box 1776, Balemoro, MD 21203 Important Information and Disclosures (continued) Draisre Ilary Poore Wein, kinerenin Yvon, Confer 0 ,04. Cetts0w Solt %Yin...C. Nes *4 Me HI Fa, Memo. leth bar NowetrIE PM 10114 II)414711. CIPSS)211409S Statement Period: 07/01/2015 - 07/31/2015 Pricing (continued) not available are marked 'NW and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, aid may be affected by current and future economic. palatal, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wnw.pershing.conbusiness_contimity.htrnl for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for Si your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or Ss employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AU other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/abotastrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 5 of 6 Account N um ber IntriL icat Go paperless t usC Robed excellont Every Yon Sbnre 2007 0A10AR RATED COMMUNICATIOhtS ?tan et serritt 'I "" Ors•Zonlort thOlio. •••••••Ein ronor••• ,.. sr... oeC CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 61:0FREY 0 N F I D ENTIAL EXCYIIIINCS SDNY_GM_00049250 DB-SDNY-0012074 EFTA_OO159859 EFTA01291503 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organizations contact information can be found on the first page of this statement. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generally final and binding; a party's abilly to have a cowl reverse or modify an arbitration award is very tinted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligibk for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the couit. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Page 6 GIS ONAll ROL I Account N um be .EFFREY EPS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Rated Exc•Ilent yo paperless 1sn"Y Va. 2e07 D OAlOAR RAT( COMMUNICATIONS ONFIDAENTIAL "a"`"" -,- SDNY_GM_00049251 DB-SDNY-00 12075 EFTA_00159860 EFTA01291504 Deutsche Asset & Wealth Management P.O. Box 1776, 8•16moro, MD 21203 Gnaws Sam Pr.ie wx10 Magatenmi Weals Corey, CnIsP Desna* Sank Settanti Si-Verb HI PIO Aar. nth I IOC, kV IOVA 0 0/01-7•01. asst>Y ems. Valuation at a Glance Account Numb Statement Period: 06101/2 This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value 3667,144.30 6667,116.34 6100 RED HOOK QTRS STE Et- 3 Adjusted Previous Account Value 667,114.30 667,116.34 ST THOMAS VI 00802- 1348 Dividends interes1 and Other Income 530 33 26 nd ng Account Value $667.149.60 $667.149,60 Eslim ated Annual Incom e 533 26 Your Client Advisor: DAhlEt. SABBA Asset Allocation Prior Year-End Last Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits' 667.116.34 667.144.30 667.149.60 100.00% Please review your al [capon pentOcally vein your Client Advisor Account Total 3667,116.34 $667,144.30 $667,149.60 100.00% Your Accost is 100% invested in USD Cash. Money Funds. and Bank Deposits. I The Bank Deposits In your account are FCC Insured bank deposits. FDIC insured bank deposits are not securites and are not covered by the Securdis Investor Protection Corporation (SIPC). These bank deposts are covered by the Federal Depose Issuance Corporation (FDIC). up to allowable limits. OtlAll ROIL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 1 of ? RstodexcolloM A0097176C5F30023 Go paperless ( t ) Lbw/ 'ear 5+.<• 2007 D OMSAR PAT( COMMUNICATIOhtS CONFIDAMSMAL -.- SDNY_GM_00049252 DB-SDNY-00 12076 EFTA_00159861 EFTA01291505 For Your Information On June 5. 2014, the European Central Bank (the 'ECE1') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfor 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: N46024966 Activity Ending: 06130115 05130/15 Opening Balance 667,144.30 667,144.30 06115115 Deposit INTEREST CREDITED 5.30 667,149.60 APY 0.01% 06116115 BUT 667,149.60 NO 06116 $192149.60 Citibank N.A. MO 06116 $237500.00 Deutsche Bank Tail Co NO 06116 $237500.00 06130115 Closing Balance $657,141.60 Total FDIC Insured Bank Deposits $6151,149.150 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Cite Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5 30 000 33.26 0.00 Total Dividends, Interest, Income and Expenses $5.30 $0.00 MN $0.00 Page 2 of 7 Account Number Riled excollont 1111A11 I Go paperless ',very Year Since 2007 sneEtoNFIDricrriALt OALOAR RATCD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6(e) SONY_GM_OOO49253 DB-SDNY-00 12077 EFTA 00159862 EFTA01291506 Deutsche Asset & Wealth Management PO. Elca 1778, Ballarnore, MD 21203 Dralsre Sant Pr.le wean 1.4.8ental wrens Connie 6,cm. Dennis Ye* Sett. mc Now IbriCelor 345 FM AMist l•th I tcr Ms Vat. WI loni Po/ 4584801.117$17884095 Portfolio Holdings Description Quartity Opening Balance Poetry Balance Statement Period: 06/0112015 • 06/3012015 Accrued Income 30•Day Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,149.600 667,144.70 667,149.50 2.71 33.26 NIA Total FDIC Insured Bank Deposits $667,144.30 $667,149.60 $2.14 $33.26 Total Cash, Money Funds, and Bank Deposits $667,114.30 $667,149.60 Market Value $2.74 Accrued Interest $33.26 Estimated Annual Income Total Portfolio Holdings 967,149.60 $0.00 $33.26 M essa es Federal Deposit Insurance Corporation (FDIC)dnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DVVS money market funds. please visit the DINS Investments website at https/hwertdws-investments.comEN/productshnoney-market-funds-yields jsp. Please note that a0 money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please be advised that Reich & Tang Asset Management, LLC win be liquidating rts funds (the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the OBS! cash sweep program (the 'Sweep Program'). What this means for you: If you ate currently invested in an RaT Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor. If you are not currently invested in the REJ Funds this change wig not affect the existing sweep for your uninvested cash balances and no action is required on your part. For information on as cash sweep options available in the Sweep Program, please visit our website at: http:/hvealth.deutscheawm.conVamericas/en/CashSweepOptions.html and click on 'Cash Sweep Options-Rates'. Pasta elt Account N um berl _so paperless A„ k a va"anc. 2°07 Rated (nomont ot a rladl"restreams."‘ ereapsw CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 69(e)FREle EPS ONFID A Le r 0:c1rEtiti RAUL, COMMUNiCAT *Ns •••••••••La one *pc DB-SDNY-0012078 SDNY_GM_00049254 EFTA_00159863 EFTA01291507 Activity Sum m ary (An arnouMs shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $5.30 033.25 Dividendsand Interest $0.00 80.00 FDIC Insured Bank Deposits 80.00 $0.00 FDIC Insured Bank Deposits -$5.30 -133.26 Total Credits 55.30 533.28 Total Debits -$5.30 -533.26 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Onantity Nice Accrued Interest Amount Currency Dividendsand Interest 06/15/15 FDIC INSURED BANK INSLRED DEPOSITS INTEREST CREDITED 5.30 LSO DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5.30 FDIC Insured Bank Deposits 06/15/15 FDIC INSURED BAK INSURED DEPOSITS INTEREST REINVESTED -5.30 USD DEPOSITS INTEREST REINVESTED 458997996 Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.30 Total Value of Transactions 0.00 0.00 USO The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENLE 26TF FLOOR NEW YORK NY 10154 Your Account Information Investment Objective Investment Objective: GROWTF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor. Account Kum ber INIAO ROLL ..EFFREY EPSl CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 4 of 7 Go paperless Itated[Ac tray V..* Stowe 2007 WASMIRAUDCOMNWNICATIONS FM7il(NCS oMM rivriAL :ran et •Zrasi ttranet " Ste Mao ••••••••LA ••••••• ow.* vow ....,- SDNY_GM_OOO49255 DB-SDNY-00 12079 EFTA _00159864 EFTA01291508 Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 21203 Your Account Information (continued) Draisre Banc Prrnie wean Magagentm matins Comae 6 ,,a.P CesbOw Setionewt New Ibrt M1 HI FM MS. MTh kw le es *it PM 10114 0 In 414410, 21•4011 Statement Period: 0610112015 -06/3012015 Tax Lot Default Disposition M ethod Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Man: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount MID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual m arket discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper comm unications. log in to your account or contact your Client Advisor for m ore information Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvapershing,com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities nct fully paid for in your margin account may be lent by Pershing to belt or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) d be billed at the rates such agents use. Pages of T Account Num b Rated excellent MIA° R011 GO paper)QSS tray Yon WK. 2007 041. 0 0AR RAT( COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:7 EV EPSC ON F I Dri\rrIAL et a tiwliseawe' t bnitrin " slitfli••••• ••••••..u.0 es••••••••u‘ one oec SDNY_GM_00049256 DB-SDNY-0012080 EFTA_00159865 EFTA01291509 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concealing your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise therm Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabdity of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.corn/strength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confsmed in writing to further protect your rights, inckrding your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generaly final and binding; a party's abifty to have a court reverse or modify an arbitration award is very hinted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is meigible for arbitration may be brought in court • The rules of the arbitration forum in which the dawn is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action unti; (I) the class certification is denied; (II) the class is deceitified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 4134330. Pegs 6 of? Account Num ber s Ram. Excellent et a tiammoNantreaile .""OssZonlIMVIS~ VIMI-1 ROIL Ci ) ptiperless ',rosy Vim, s o 2007 A TCD COMMUNICATIONS otnm91.0 mot CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6.7e7 JEFFRr EPS OAUM RA CO N F D AENTIAr EMT' IONC7 SDNY_GM_00049257 DB-SONY-0012081 EFTA_00159866 EFTA01291510 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: NTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AFWrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THE STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION WAS- RULE 6O7(A)(1)-(211 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. N ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. SNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANYOf THE ABOVE TERMS MO CCHOITIONS ARE UNACCEPTABLE TO YOU, PLEASE NOWT PERSH•40 NASSOLATELY IN WRITING SY CERTIFIED MAIL TO ONE PERSHING PLC.. JERSEY CITY. NJ OILS, ATTN LEGAL DEPT °LIAO RCM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: FREY EPSC ONFI DENTAL Account Mumber GO paperless us,* Yoe Isle. 2007 0AsSAR RATED COMMUNIGIkTIOIIS f %CM MCI Page? of 7 SDNY_GM_00049258 DB-SDNY-00 12082 EFTA_00 159867 EFTA01291511 Deutsche Asset & Wealth Management PO. Boa 177% Balbmor% MD 21203 Dralsre Banc p,nne Wall, Maatenmil mate., Comm, Gm. p CesbOw lank secwannt Now Malta. 345Parli I . fib liter Ws Wet PM 10114 0 12) CA-730L Ill$M2S•4091. Account Number: Statement Period: 05/01/2015 - 05/31/2015 Valuation at a Glance This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value 1667,138.45 1667,116.34 6100 RED HOOK OTRS STE B- 3 Adjusted Previous Account Value 667,138.45 667,116.34 ST THOMAS VI 00802- 1348 Diudends IntereD and Other Income 585 27 96 nding Account Value $667,144.30 $667,144.30 Estill aced Annual Income $2796 Your Client Advisor: DANIEL SAHA Asset Allocation Prior Year-lid Last Period This Period %Moselle' tr SD Cash, Money Funds, and Bank Deposits' 887.115.34 657.138.45 887.144.30 100.00% Please renew your al rocaton penothcally win your Client Aormor Account Total 1867,116.34 $857,138.45 8687,14430 100.00% You Account is 100% invested in USD Cash. Money Funds. and Bank Deposds I The Bank Deposes In your account are FOC insured bank deposes. FDIC insured bank deposits are not securit es and are not covered by the Se:untes Investor Protedion Corporation (SIPC). These bank deposts are covered by tre Federal Depose Irsurance Corporaton (FDIC) up to aloviatie limits. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel 016 p Go aperless dek t Riled excollent A0129976CSF3001, ',wry Yea•Sinto 2007 Oatilmi PLATED COmmuniCaTiOntS CONFIDENTIAL "en 'Ina SDNY_GM 00049259 DEt-SDNY-0012083 EFTA_00159868 EFTA01291512 For Your Information On June 5. 2014, the European Central Bank (the 'Ear) introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account N um ber: P146024968 Activity Ending: 05129115 05101/15 Opening Balance 667,13845 667,138.45 05115115 Depot/1 INTEREST CREDITED 5.85 667,144.30 APY 0.01% 05118115 BUT 667,144.30 NO 05118 $237500.00 Deutsche Bank TM Co NO 05118 5237500.00 NYCommunily Bank NO 05118 $192144.30 05129115 Closing Balance 5657,144.30 Total FDIC Insured Bank Deposits $661,144.30 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 3250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year4o-Dite Taxable Non Taxable Taxable Noe Taxable Interest Income FDIC Insured Bank Deposits 585 0.00 27.96 0.00 Total Dividends, Interest, Income and Expenses $5.05 $0.00 927.96 $0.00 Page 2 of 5 Account Number Raided excylkont 00.10,170la GC7 paper Utley Va. SInto 2007 OALBAR RATIO COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. Z EUPSC ON F I DAENTIAL et a riwign etweettatitrOsts... Ott NS* ••••••••La wens roma on !if awe SDNY_GM_00049260 DB-SDNY-0012084 EFTA_00 I 59869 EFTA01291513 Deutsche Asset & Wealth Management PO. Ba. 1776, Balbmoro, MD 21203 Portfolio Holdings Gnaw e San, Prmaie Yne10 Maatenmi Weetts I ore/4e CoMp ....sat Sn Saloon u,. 'Web,* OR,. HI Pot Asno.20th lice! IllerneA pY I0VA IM)45d4SPL (1111,17..•409S Statement Period: 05/0112015 -05/3112015 Description Quantity Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,114.300 867,138.45 667,114.30 2.56 27.96 NIA Total FDIC Insured Bank Deposits 6667,138.15 $567,114.30 $2.56 $21.96 Total Cash, Money Funds, and Bank Deposits 6667,138.15 $867,114.30 $2.56 $21.96 Market Value Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $567,114.30 $0.00 $27.96 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FOICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DVVS money market funds, please visit the DINS Investments website at https/Awnv.dws-investments.corniEN/productshnoney-market-funds-yields.jsp. Please note that an money market funds listed on the website may not be offered through us. Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $5.85 $27.96 Dividends and Interest $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $0.00 FDIC Insured Bank Deposits -65.86 -$27.96 Total Credits $5.85 $27.96 Total Debits -$5.65 -$27.98 oitAli ROLL. Page 3 of6 Account kumb Rated excollent Go paperless t"'", var l,nt .2007 PALM £FFREY EPSC ON F I DEI S M A L "(MA RATM COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ,-,- SDNY_GM_00019261 DB-SONY-0012O85 EFTA_00 159570 EFTA01291514 Transactions by Type of Activity Process' Settlement Date Activity Type Description Ciantity Price Accrued 'aired Amoral Cerrency Dividends and Interest 05/15(15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.85 DSO DEPOSITS INTEREST RECEIVED 158997996 Total Dividends and interest • UNITED STATES DOLLAR 0.00 5.85 FDIC Insured Bank Deposits 05115/15 FDIC INSL RED BANK INSURED DEPOSITS INTEREST REINVESTED 4.85 U SD DEPOSITS INTEREST REINVESTED 158997996 Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 -5.85 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENLE 25Th FLOOR NEW TOW NY 10154 Your Account Information Investment Objective Investment Objective: GROWTF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FAST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (CND): No Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for m ore information. Page1 of 5 Account Num be EveryYeas DRAB ROLL Go paperless Riled EncelLent Senn. ZOO) OAL D OAR RAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 EPSC ONFI DEISITIAL "e mail= SDNY_GM_00049262 DB-SDNY-00 12086 EFTA_00 I 59871 EFTA01291515 Deutsche Asset & Wealth Management P.O.Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures Draisre Nm Poo.* Ma,, Ma.zientm furls I Atli* C,,AP CeIrIsthe Sm. Saloon w. INANA Olio. POI Mem, AM I Mg lerwitA PM WIN U144481( It1S128.409, Statement Period: 05/0112015 - 0513112015 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities fa which a price is not available are marked TI/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, pokbcal, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to witiv.pershing.com(business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) wiA be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (d) any other nstructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it streak( or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities ceders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial nstitution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vwerv.pershing.comrstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to Fage 5 of 6 Account Number DINO Pell Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. : REV EPSC ONFI DriSMAL Riled Cm•Ilkont I vary Vat MN. 2007 OALOA/i MUD COMMUNICATIONS ?MVO Wel SDW_GM 0000263 DB-SDNY-0012087 EF1'A_OO159872 EFTA01291516