EFTA Document EFTA01291620

JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOM ASVI 00802-1348 Your Investment Speciakst ART IN ZEM AN 1>PutWhe Font PrIsair *Walk M.I.nOttalro4 Market Cenral< 0.08 Ontiar Oar* Se.eities esc December 1,2016 - December 31, 2018 Account Number: Portfolio at a Glance thisPerbd Yew-to-09e BEGINNING ACCOUNT VALUE $669,541.06 067,317.10 Adjusted Previous Account Value Dividends Interest sodality Income 669,547.06 255 90 661,317.10 2,485.86 869,802.96. Estimated Anneal Income 52.485 86 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is100% invested in Cash, Money Funds, and Bank Deposits. For Your Information Prior Year•End In Period ThisPeriod 667.317.10 669,547.06 669.802.96 $667.317.10 6669,647.06 $669,02.96 The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Page 1 of 7 Rated taceilent Every Vex Site 2007 DAIJAR WED COMMUNCATIM MtnMt CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) cow tinge. holing Ilt. a Sally weed subsidiary albs Bonita New York Melba Cannatim (MY Mellott) Penne. ux.nurte, ntitatikkaGM_00049446 DB-SDNY-0012270 EFTA_00 160055 EFTA01291620 FDIC Insured Bank Deposits Date Activity Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 2/ 31/ 76 12/01/18 Opening Balance 12114/18 Deposit etiolation Amount Balance 12/17/18 INTEREST CREDITED APY 0.45% BEAT A/ 0 12/ 17 $176802.96 Citibank NA. A/0 12/ 17 $246500.00 Deutsche Bank Trst Co A/0 12/ 17 $246500.00 669547 06 255.90 669,547.06 669,802.96 669.802.96 1213218 Closing Balance $669,802.96 Total FDIC Insured Bank Deposits $689,802.96 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (S1PC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Omen Penoci Yeer4o.Dde Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 255 90 0.00 2,485.86 0.00 Total Dividends, Interest, Income and Expenses $255.90 $0.00 $2,485.86 $0.00 Portfolio Holdings Opening doing Accrued Desaipoon Wetly Bounce Una Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 669,802.960 Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30.0ay This Tem Yield 668,547.06 $669,547.06 $669,547.06 669,802.96 $669,802.96 $669,802.96 132.12 $132.12 $132.12 2,485.86 NM $2,485.86 $2,485.86 Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. AL- Rated brae. Every Way Slece 2007 DAIJAR ItAl ED COMMUNCATIONS EXCULD4C( Owing tiwonsh ',entity PC. orb* owned subsidiary SIM brat axe New York Mallon CA•Pwatim (MY Meta) Penton u.c.immsentaktikrter-at 00049447 DB-SDNY-0012271 EFTA_00160056 EFTA01291621 151 Deutsche Bank Portfolio Holdings (continued) TOTALPORTFOLIO HOLDINGS December 1, 2018 - Decem ber 31, 2018 JEFFREY EPSTEIN Portfolio Holdings Disclosures Acaued Whaled Mabel Value Inleresl Amid Income $669,802.96 S0.00 $2.185.86 Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2018 IRSForm 1099 (B DIV, INT, M ISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2019 By February IS, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final Amount Number at mamma ns CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO L PateassaM Leery YON Since 1007 DAIJAR WED COMMUMCATIM CICOAD.Ct Page 3 of 7 Owing dash Mang 1.1.C, a ally armed wbsdlayel the lack of New York Mellon Conmerthm MIT Man) Pen/v.4C. more-ter on) DB-SDNY-00 12272 EFTA_00I 60057 EFTA01291622 Messages (continued) information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 199. Your 199 will be mailed no later than M arch 15.2019. Although a money market mutual fund seeks to preserve the value of your investment at Si per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at hftps://www.dws-investments.com/ EN! products/ money-m arket-funds-yields jsp Please note that all money market funds listed on the website may not be offered through us. Activity Summary (All amounts shown are ns base currency) Credits Mrs Perla Debits ThIsPerlod Net TIOsPerlorl aides Yea-to.Date Debits Year-total. Net Vear.to.Date Dividends and Interest $255 90 $0.00 $255.90 $2.485.86 $0.00 12.485 86 FDIC Insured Bank Deposits $0 .00 4255.90 -S255.90 $0.00 42.485.86 42.485 86 Totals $255.90 4255.90 $0.00 $2,485.86 42.485.86 $0.00 Transactions by Type of Activity Rouse Trade Settlement Teansaction Ode Dale Activily Type Desolation Quantity Price Acaued Stunt Amount Currency Dividends and Interest 12117118 12114118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 255.90 USD DEPOSITSINTEREST RECBVED PER980411 Total Dividends and Interest - U.S. DOLLARS 0.00 255.90 FDIC Insured Bank Deposits 12/17118 12114118 FDIC INSURW BANK INSURED DEPOSITS IN TERM REINVESTED -255.90 USD DEPOSITSINTEREST REINVESTED PER980411 Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -255.90 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Page 4 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number CONFIDO. AL- Raul (mint bay Yew Shwa 20C/7 OMAN/ RAM COMMJNICATIONS UMW< C Owing engem holing PIC. °okay owned subsidiary a The Unit of New York Melba CoWatimi (MY Meta) Penne. LIX. 'newt*, AliitagaGM_ 00049449 DB-SDNY-0012273 EFTA_00160058 EFTA01291623 Deutsche Bank Client Service Information December 1, 2018 - Decem ber 31, 2018 JEFFREY EPSTEIN Vow Investment Specialist ZEM toms information N N Telephone Number: Your Account Information INVESTMENT OBJECTIVE Investment Objective: GROW TH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, Page 5 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number CONFIDO. AL- Rated Cacellent Every Yew Sect 1007 DALIN, ItAl ID COMMUNCATIONS EXCLUD4C( ClestingewochpenlingaCesballysioncil subsidiary el The Unit of New York Mellon CA•Pontim (MY Meta) POnhe. uE. IMMIX! FIlltallAtira°® 4945° DB-SDNY-0012274 EFTA_00160059 EFTA01291624 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at =MM. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the irst page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.com/ about( strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statem ent. to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing US, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The Isms of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399: Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. A: C tl !CS CONFIDO. AL- RalwAssant (my Vex Since 2007 DAIJAR MUD CONVOCATIONS CULDCI Omens Sough Ambits La. nil* owned subsItliNy an. Unita New York NAN ONNatiN (MY MAN) Penn.'s U.C.nwrte MillAttlAtea 00049451 DB-SDNY-0012275 EFTA_00160060 EFTA01291625 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN CONIPUTNG THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-errIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHNG. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DECALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL iNSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVO.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES IRE-GULATON MPS- RULE 607W(1)-(l1 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EMOTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER INBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVCE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOE 1NE ABOVE TERMS AND =MAIMS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERE:4140 MISSMATELY N WRI11/1G BY CERTIFIED PAUL TO ONE PERSNSIG MAD. JERSEY CITY. NJ 0729S. ATM LEGAL DEPT Amount Number nemItSx:ts CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L bled Eacellent Every Yew Since 1007 DAILY) RATED COMMUNICATICOS EXCELLENCE Page 7 of 7 Clearing el•C•le. Pelbeg LLC, a wholly owned subs:Weft or The Sant of New Tod; Mellon Pe.*w. Cerporatine (MY Mellon) Ellift,AckklYLIS,Mi)0049452 DB-SDNY-0012276 EFTA_00160061 EFTA01291626 I 5 I Deutsche Bank JEFFREY EPSTBN 6100 RED HOOK QTRS STE 8-3 ST THOM ASVI 00802-1348 Deut“he UM Private NeS4h Miangeneol Minn, tom .ge &out Oven the Uri Setwitlan Mc new ran Pace MS het Awns/. nth Mar Now alb TON Ora OliNct Novem ber 1, 20 18 - N ovem ber 30, 2018 Account Number: Portfolio at a Glance MisPertori Year-to-Dd. Your Investment Specialist: BEGINNING ACCOUNT VALUE $669,291.27 $667,317.10 M ARTI II I it Adjusted Previous Account Value Dividends, littered and Other Income 669,291.27 255.79 667,317.10 2,229.96 Estimated Anneal Income 52,229.96 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Add Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. Prior Yearad Led Period This Period For Your Information 667.317.10 $667.317.10 669.291.27 669.547.06 $669,291.27 $669,547.06 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Page 1 of 6 Rated[Keirm EvereawSime2007 DAUNRWEDC0NNUNCATI0N5 EXCUOKt CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Owing throne. Penhitg Ilt. a wally craned subsidiary of The Bonita New York Mellor. Colnatkol (MY Meta) Penne. ll.C.rnterter Filitkflikkeptt000ttsoss DB-SDNY-0012277 EFTA_00160062 EFTA01291627 FDIC Insured Bank Deposits Date Activity Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 11/ 30/ 18 11/0108 Opening Balance 11/1508 Deposit 11116/18 Description Amount Piano 689291.27 669,291.27 INTEREST CREDITED 255.79 669,541.06 A PY 0 45% Citibank N A 669,547.06 A/0 11/16 6246500 00 Deutsche Bank Trst Co A/ 0 11/ 16 5246500 00 Glacier Bank A/ 0 11/ 16 5176547 06 11/30/18 Closing Balance $669,547.06 Total FDIC Insured Bank Deposits $869,547.08 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expeise anima y Current Period Yer4o•Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 255.79 0.00 2229.96 0.00 Total Dividends, Interest. Income and Expenses $255.79 $0.00 $2,229.96 $0.00 Portfolio Holdings Opening doling accrued Description Neely Ban Blanca Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRAM 669,547.060 669,291.27 669,547.06 140.33 2229.96 NM Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30•Day This Year Yield $669,291.27 $669,547.06 $669,291.27 $669,547.06 $140.33 $2,229.96 $140.33 $2,229.96 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. AL- Rated Eacaornt Every Vex Since 2007 DAULAR RAIEDCOMMUNCATICNS EXCIAL CNC( Owing tiwough holing IIC• Sally owned ca The Bonk New Yak Make C ry time tim (itir Mellon) rrrrte ntatallaGM_ 00049454 DB-SDNY-0012278 EFTA_00160063 EFTA01291628 Deutsche Bank Portfolio Holdings (continued) TOTAL PORTFOLIO HOLDINGS Portfolio Holdings Disclosures November t 2018 -November 30,20i9 JEFFREY EPSTEIN Acaued &tented Market Value Interest Annual Income $669,547.06 S0.00 $2,229.96 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 20 18 IRSForm 1099 (B, DIV, INT, M ISC and DID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2019 By February IS, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final Account Number CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L-- Itsted Want Every Year Age 2007 DALIMA RATED COMMUNICATICNS EXCWENCI Page 3 of 6 Dalin n.wyi Pelbeg LIC, a .loll owned mbar/ or The UM, or Na, Yo4 Mellon Comontim CONY Man) Panting MC. nvemter EINVAINIIYASIM_00049455 DB-SDNY-00 12279 EFTA_00160064 EFTA01291629 M es sag es (continued) information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15.2019. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S m oney market funds. please visit the DW S Investments website at httpsi / www.dws-investments.com/ EN! products! money-market-funds-yteldsjsp Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary tsr. am,un.ssnown are .n case „urrJ7,4) Qedits TN% Period Debits TbIsPetIod Net TIOsPertod Credits Year-to-Date Debits Year-to-Dote Net Yen-to-Dale Dividends and Interest $255.79 $0 .00 $255.79 52.229.96 50.00 52.229.96 FDIC Insured Bank Deposits 50.00 4255.79 4255.79 50.00 42.229.96 42.229.96 Totals 5255.79 4255.79 $0.00 $2.229.96 42.229.96 $0.00 Transactions by Type of Activity Process, &Stamen' Date Activity Type Desaip(ion Quantity Price Accrued Patera Amount Currency Dividends and Interest 11115118 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 255.79 USD DEPOSITS INTEREST reaVED PER980411 Total Dividends and Interest - U.S. DOLLARS 0.00 255.79 FDIC Insured Bank Deposits 11115118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -255.79 USD DEPOSITS INTEREST REINVESTED PER980411 Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -255.19 Total Value of Transactions 0.00 0.00 uS0 The price and quantity displayed may have been rounded. Page 4 of 6 Account Nullities At00:42W)MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent EveryVox Since 2007 DAUM, ell ED COMMUNICATIONS EXCO.LENC( Owing Sae. habit. LIC, a ebony armed subscharyol tae bake. New York Mellon Ceeponthen (MY Mellon) Persheo LIX. inures. INRAAWAS.M—OOO49456 DB-SDNY-0012280 EFTA_00 160065 EFTA01291630 Deutsche Bank Client Service Information November 1, 2019 - November 30,2018 JEFFREY EPSTEIN Vow Investment Specialist ZEN Contact letosmation TIN N Telephone Number: Your Account Information INVESTMENT OBJECTIVE Investment Objective: GROWTH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial Institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, Page 5 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: A t 0::4:M1X5 CONFIDO. AL- Rated brant Every Yea Sea 2007 DAISAR MUD COMMUNCATIONS EXCLUENCC Owing throbs% PenaiviLLC • .sew owned subsidiary e4 TM brit el New York Mellor. Cannatim (MY Mellon) Penn.'s Utast. FitatallaGM_ 00049457 DB-SDNY-0012281 EFTA_00160066 EFTA01291631 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on thefirst page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.com/ about( strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statem ent. to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically Include a minority of arbitrators who were or are affiliated with the securities Industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: At t)::QW)On CONFIDO. AL- Paltassant (my Vex Since 2007 DAIJAR WED COMMUNCATIONS EX( ULM Owing tlwonsh Renting PIC. • •Aolly owned subsidiary or Ilwa Banta New York Melee Ca ponthal (OW Meta) Penhas Lit nytnter FI FLAVAIPA- 00049458 DB-SDNY-0012282 EFTA_00160067 EFTA01291632 Deutsche Bank .EFFREY EPSTBN 6100 RED HOOK QTRS STE B-3 ST THOM ASVI 00802-1348 down/ Sank Private mslh lasnageme0 Mulct Cowan< &owe 0wAsch• ear* Soewitin Inc New York Olice HS Pan Annul. ri th Mot New Toll Frye Direcl October 1,2018 - ctober 31 2018 Account Number: Portfolio at a Glance MiePerioe Yearao-Dare Your Investment Specialist: BEGINNING ACCOUNT VALUE 3669,052.07 067,317.10 M SA SISI AN Adjusted Previous Account Value 669,052.07 667,317.10 Dividends, Interest and Other Income 239.20 1,974.17 Estimated Anneal Income $1.974.17 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Awl Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. Prbr Yearad Lad Pedod Yale Pedal For Your Information 667.317.10 $667,317.10 669.052.07 669,291.27 $669,052.07 $669,291.27 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 6 asounNFIDO. AL- INN C.cteent Every Yey Sznft 2007 DALBAR RAT ED CONVOCATIONS ExCUI[Kt Omens Ottch Antic IC. a wady wned sublidio of The Unit aF New York Melon CoNothav (MY Melon) CNN. LI.C.nwrav FRONSWARPM_00049459 DB-SDNY-0012283 EFTA_00160068 EFTA01291633 FDIC Insured Bank Deposits Date Activity Type Description Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 10/ 3918 MOMS Opening Balance 10/15/18 Deposit INTEREST CREDITED 10/16/18 A PY 0 45% Androscoggin Bank A/OE/16517629127 Citibank NA M 010/16 $246500 00 Deutsche Bank Trst Co A/ 010/16 $246500.00 10/31/18 Closing Balance Mount Moot 669,052.07 669,052.07 239.20 669,291.27 669,291.27 $669,291.27 Total FDIC Insured Bank Deposits $669,291.27 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (UPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 3250,0 0 0 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Oment Period Yeatto.Date Taxable Non Taxable Taxable lion Taxable Interest Income FDIC Insured Bank Deposits 239 20 0.00 1,974.17 0.00 Total Dividends, Interest, Income and Expenses 3239.20 $0.00 $1,974.17 $0.00 Portfolio Holdings Opening tloealg Accrued Description Quantity Balance Baena Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRAM 669,291.210 Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 10•Day This Yea Yield 669,052.07 $669,052.07 $669,052.07 669291.21 $669,291.27 $669,291.27 132.02 $132.02 $132.02 1,974.17 N/A $1,974.17 $1,974.17 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Accout Nernbei CONFIDO. Aattasselint Every Yaw Since 2007 DAUM WED COMMUMCATIONS EX( LEMCI Maim Sae. Penbios LEL • Molly wooed subsidiary a nn DEMO New York /lam DA,MaEhm (MY Melon) Penne. ac. FitakiftlYEEPM_00049460 DB-SDNY-0012284 EFTA_00160069 EFTA01291634 I 5 I Deutsche Bank Portfolio Holdings (continued) October 1,2018 - October 31,2018 JEFFREY EPSTEIN Market Value TOTAL PORTFOLIO HOLDINGS $669291.27 Portfolio Holdings Disclosures Acaued Estimated Interest Annual Income $0.00 $1174.17 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY( figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At ISIMM:2C CONFIDO. L Raleamant Every Vex Saxe 1007 DALIAR !MUD ca....mower* EXCIMENCE Page 3 of 6 Owing tlastanbes LIC, a ally armed mbar/ of The look of New York Mellon Comonthm (MY Man) Peritre. HuRAANIYAS-Al_Oooto461 DB-SDNY-00 12285 EFTA_00 I 60070 EFTA01291635 M es sag es (continued) For disclosure of rates for DW S money market funds, please visit the DW S Investments website at haps./ /www.dws-investments.comi EN/ products! money-market-funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-13( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1,20 13, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. Act iv i 1 y Summa, y (All amounts shown are in base currency) Credits Ms Pitied Debits TbIsPerkid Net TAMPerlod tredltersmio-Date DeeltsTeselo-Ore Net Year-to-Date Dividends and Interest $239.20 $0.00 $239.20 $1,914.17 $0.00 $1,974.17 FDIC Insured Bank Deposits $0.00 4239.20 4239.20 $0.00 41,974.17 41,974.17 Totals $239.20 4239.20 $0.00 $1,974.17 41,974.17 $0.00 Transactions by Type of Activity Pliocene Settlement Dote Activity Type Description Quantity Price Accrued Stared Amount Currency Dividends and Interest 10!15!t8 FDIC 'NE RED BANK INSURE) DEPOSITS INTEREST CREDITED 239.20 USD DEPOSITS INTEREST RECEIVED PER980411 Total Dividends and Interest - U.S. DOLLARS 0.00 239.20 FDIC Insured Bank Deposits 10115118 FDIC INSURED EWE INSURED DEPOSITS INTEREST REINVESTED -239.20 USD DEPOSITS INTEREST REINVESTED PER980411 Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -239.20 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Page 4 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number A :E4 CONFIDOI L Rated (Kant Levy Yaw Since 2007 DAUM WED C0MMUNCATICNS LAC U LENC Owing thro* Penton. PIC a Sally craned subs arft Ilwa a New York Mellon OflonEkie aim Melon) Penowet EL C. inerrter 00049462 DB-SDNY-0012286 EFTA_00 I 60071 EFTA01291636 Deutsche Bank Client Service Information October t 2018 - October 31,2018 JEFFREY EPSTBN Yew Investment Specialist ZEN Coined Inhumation T N N Telephone Number: Your Account Information INVESTMENT OBJECTIVE Investment Objective: GROWTH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, Page 5 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: At 60637t :it CONFIDO. AL- Raid Carelkmt Every Yew Age 2007 DALIAR RAI ID COMMUNCATICMS EXCIMENCI Owing Omen Mts. Ilt. P Sally craned subsidiary e4 The Unita New York Melba CoWatim (MY WINO Parma* U.C. nwran Filitaaniat 00049463 DB-SDNY-0012287 EFTA_00160072 EFTA01291637 Important Information and Disclosures (continued) The Role of Pershing (continued) if any.to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit www pershing com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be n t page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documentswitness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 6 Account Number C At ISOM it CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFID L Rated heterM Every Yew Site 2007 DAIL& RAI ED COMMUNICATICMS EXC0AEMC Owing Sae. exams LLC, a wholly armed subeeliady of The bake. New York Mellon Cemonthee (MY Mellon) Penhnt U.C. 'mote. FiliRIAIAPCI0PM-00049464 DB-SDNY-00 12288 EFTA_00 160073 EFTA01291638 15 I Deutsche Bank .EFFREY EPSTBN 6100 RED HOOK OTRS STE E1-3 ST THOM ASVI 00802-1348 Deutsche UM Pointe eneanth Minutemen Minas (twerage 6'oc 0pAult• Uri SeWitlei New net OK., HS fan Aunts. nth 1Sser N., la RAI • Ise 0irecl Sept em ber 1, 20 18 - tem ber 30, 2018 Account Number: Port folio at a Glance %%Period Year-to-We Your Investment Specialist: BEGINNING ACCOUNT VALUE $668,788.21 067,317.10 A N Adjusted Previous Account Value 668,788.21 667,317.10 Dividends. Inlerest and Other Income 263 86 1,734.97 ENDINGACCOUNT VAS669,052.0allail Estimated Annual Income 51.734 97 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. For Your Information Prior Year•End Int Period %is Period 687.317.10 668,788.21 669,052.07 $687,317.10 $668,788.21 $669,052.07 The European Central Bank (the' ECB' ) and other credit institutions introduced negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the luture and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page I of 7 Mad Cacellent Every Vey Shwa 2007 DAY Alt RA1ED COMMUNICATIONS EXCISIDICE Owing neat sb Pegging PIC a Sally owed subsidiary el The Sank of New York Melba Carponthan (MY Meta) Pcntww LIX.inerrter FintallAtlYiePttoocutsoes DB-SDNY-0012289 EFTA_00160074 EFTA01291639 FDIC Insured Bank Deposits Dote Activity Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 091 28118 09/01/9 Opening Balance 09114/18 Deposit emulation 09117/18 INTEREST CREDITED APY 0.45% Citibank N A. A/0 09117 5237500.00 Deutsche Bank Trst Co M 0 09117 5237500.00 Texas Capital Bank MO 09117 5194052.07 Amount Beat. 668)88.21 263.86 668,788.21 669,052.07 669,052.07 09/28118 Closing Balance $689,052.07 Total FDIC Insured Bank Deposits $889,052.07 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income aid Exoeise Summa y OJnent Period Yeer4o.DMe Taxable Non Trade Tactile Non Taxable Interest Income FDIC Insured Bank Deposits 263 86 0.00 1)3497 0.00 Total Dividends, Interest, Income and Expenses $263.86 $0.00 $1,734.97 $0.00 Portfolio Holdings Opening Going Accrued Description Quantity Balance Salami ROM. CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 669,052.070 Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS income 30.Day ThisYea Yield 668,788.21 $668,788.21 $668,788.21 669,052.07 $669,052.07 $669,052.07 115.47 $115.47 $115.47 1,734.97 N/A $1,734.97 51,734.97 Page 2 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: 4 A CONFIDO . L- At.:)... Paltassant Emory Vex Since 2007 DALIIM WED COMMUNCATICNS EX( CIL CI Owing IMO holing PIC 'Sally owned subsidiary a The brat a New York Mace Calwatim (MY Mellon) Penhas MC. 'sent. FilitatikkaGM_ 00049466 DB-SDNY-0012290 EFTA_00 160075 EFTA01291640 I 5 I Deutsche Bank Portfolio Holdings (continued) TOTALPORTFOLIO HOLDINGS September 1, 2018 - September 30, 2018 JEFFREY EPSTEIN Portfolio Holdings Disclosures Acaued Whaled Mabel Value 'Merest Amend Income 5889,052.07 $0.00 $1 .734.97 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30,2018, Pershing's net capital of S2.68 billion was 15.25% of aggregate debit balances and exceeded Amount Number At O0OX5Y.C2! CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Siva 2007 DAUM, MUD COMMUNICATIONS EXCELLENCE Page 3 of Oaring Sae. Patens LLC, a wholly...fled subsidiary*. The bake. New York Mellon Corporation (MY Mellon) U.C. musty. IliRtAckklYagehl_00049467 DB-SDNY-00 12291 EFTA_00 I 60076 EFTA01291641 Messages (continued) the minimum requirements by $2.33 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31,20 SS, Pershing's net capital of 52.77 billion w as 15.37% of aggregate debit balances and exceeded the minimum requirement by $2.43 billion. A cony e 3 nt of Financial Condition is available at www.pershing.com! statement-of-financial-condition. You may also request a free, printed copy by calling or ,option 5. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi 1 www.dws-investm ents.comi EN! products! money-market-funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at 51 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note that as of November 1,2018, Deutsche Bank AG will no longer be offering fixed rate certificates of deposit through Deutsche Bank AG New York Branch. Your Deutsche Bank Investment Specialist will be able to provide you with information regarding alternative instruments offered by Deutsche Bank AG and its affiliates. A Ct iv it y Summary (All amounts shown are In ease currency) Peals This Period Debits ThisPerlod Net ThisPerloct CreditsYear4o-Dale DebReYedio-Me Net Year-to-Date Dividends end Interest $263.86 $0.00 $263.88 $1,734.97 $0.00 $1,734.91 FDIC Insured Bank Deposits $0.00 4263.86 4263.86 $0.00 41,734.97 41,734.97 Totals $263.86 4263.86 $0.00 $1,734.97 41,734.97 $0.00 Transact) ns by Type f Activity ProcesW Settkment Ode Adiv4y Type Description Ottentity Price Awned Interest Mount Currency Dividends and Interest 09114118 FDIC INSURED BANK INSURED DEPDSITSINTEREST CREDITED 283.86 USD DEPOSITSINTEREST RECBVED PER980411 Total Dividends and Interest - U.S. DOLLARS 0.00 283.86 FDIC Insured Bank Deposits 09114118 FDIC INSURED BANK INSURED DEPOBTSINTEREST REINVESTED •263.86 USD DEPOSITS INTEREST REINVESTED PER980411 Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -263.86 Page 4 of 7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number ACC:Mg I. Isla :IN CONFIDO. n AL- Rated Caged...It (wry Vex Soce 2007 DALBAR RAT ED COMMUNCATIONS EXCIA (NC t Oaring tlwonsh hobo. ISC.• %AA. owned subsidiary ST* Boatel New York Melba Caponthal (OW Melon) Penne. LIX. 'newt*. FilitaliklYaGM_00049468 DB-SDNY-0012292 EFTA_00160077 EFTA01291642 Deutsche Bank Transactions by Type of Activity (continued) Process SeWerner! Pete Activity Type Septem ber 1.2018 - Septem ber 30.2018 JEFFREY EPSTEIN Otsuiption Total Value of Transactions The price and quantity displayed may have been rounded. client Service Information Quantity Price Accrued Intend Amount Cerrenq 0.00 0.00 USD Your Investment Spedalist ZEM Contad Infoemition Your Account Information Telephone Number: INVESTMENT OBJECTIVE Investment Objective: GROWTH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION SECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 7 Account Number. Amps:sr.:: CONFIDO. AL- Rated Emarnt (wry Vex Since 2007 MAAR RAIEDCOMMUNCATICNS EXCIALLNa Owing tlwone"nting PIC, wholly owned subsidiary Ilwa Unit New York Mellon CAgnatkie (MY Meta) Panhat a C. Mente FIIIRAttiAta°°° 49469 DB-SDNY-0012293 EFTA_00160078 EFTA01291643 Import ant Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any,to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be I nd n h fir t page of this statement. Pershing's contact information is as follows' Pershing LLC, Legal Department. One Pershing Plaza, ...ersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 5 of Account Number: Atcorsttn CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated Emedlent Every Vox Siam 2007 DAUM, MI ED C0MNAMICATICNS EXC0ACM( Owing tivagemPenbes LLC, a wilelly armed subs:Yr/of Ilie brief New York Mellon Corporation (MY Mellon) Penne. µCinema,. fiNRAAWkiY4X-Al_00°49470 DB-SDNY-00 12294 EFTA_0(11160079 EFTA01291644 TERMS ARO CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS, USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERCHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED N MATERIAL PREVIOLSLY FURNISHED TO YOV. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AcArrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHED. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. IN ITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHWG. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSRIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WVVW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD 8E RETAINED FOR YOUR RECORDS. PATIENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTMN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS MID CCHDITIONSAFtE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHING IMMEDIATELY IN WRITING BY CERT IF ED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ 07393.ATTN LEGAL DEPT Page 7 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. MERX91::: AL- Rated C 4t4rnt (ivy Yaw Since 2007 DAWN RATED commumcAnctes EXCELLENCE Elesringthrobelthnbets LILA whey waned smImitlimy Snit Bonita New Yak Melba CAAPAabm CONY Meta) Pent...* LLC arts. HIIRAttikra 00049471 DB-SDNY-0012295 EFTA_00160080 EFTA01291645 Deutsche Bank Nunn/ Sant Print* Sevin Minutemen Innen Gnaw gars Ottatulw Sank nnettirt nth nth Me HS Path Anne. nth wan ffint kr Toll one Ginn August 1, 2018 - Au ust 31 2018 Account Number: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMASVI 00802-1348 Port f Glance of at a %bitted Year4o-Cole Your Investment Specialtst BEGIN NINGACCOUNT VALUE $666,532.70 067,317.10 M AR S,S1 AN Adjusted Previous Account Value 668,532.70 667,317.10 Dividends, Interest and Other Income 255.51 1,471.11 ENDINGACCOUNT VA Estimated Annual Income 51,471.11 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. Prior Yearad Led Period Ilds Period For Your Information 667.317.10 $667,317.10 668,532.70 668.788.21 $668,532.70 $668,788.21 The European Central Bank (the' ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1342 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 6 OTTN F I D OWAL4- Paled (Kant Every Von Since 2007 DALIAN WED COMMUNCATIONS EX( CIL CI Owing IMO Pasting PIC • Sally owned subsidiary as Banta New York Melon CASNI (MY Meta) PenhosMCdftwrox4FMRAWYMPIA_00049472 DB-SDNY-0012296 EFTA_DOI 60081 EFTA01291646 FDIC Insured Bank Deposit s Date Mikity Type DesalptIon Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 081 31( 18 08101/18 Opening Balance 668,532 70 668,532 70 08/15/18 Deposit INTEREST CREDITED 255 51 668.788.21 APY 0.45% 08118/18 Deutsche Bank Trst Co 668.788 21 A/ 0 081 16 $23750 0.00 Bank Hapoalim Al 0 08/16 $193788.21 Texas Capital Bank Al 0 08/16 $23750 0.00 08/31/18 Closing Balance $668,788.21 Total FDIC Insured Bank Deposits $668,788.21 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and ExpeiseSJiima y Current Period Year4o4nle Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 255 51 0.00 1,47111 0.00 Total Dividends, Interest, Income and Expenses 5255.51 $0.00 81,471.11 $0.00 Portfolio Holdings Opening aosg Accrued DescriMlon duatilly Balance Bin Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRAN 688,788.210 Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30•Dey ThisYear Yield 688,532.70 $668,532.70 $668,532.70 888,788.21 $668,788.21 8688,788.21 168.65 $156.65 $156.65 1,471.11 N/A $1,471.11 $1,471.11 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: Att):211M"tti CONFIDO. AL- Pateassant Every YON Since 2007 DAIJAR WED COMMUNICATIM EX(CIENCC Owing tbo o hating u(. • Sally craned subsidiary el Ilie Simko. New York Mellen CoPontim my warn) penhAtmcd.,(*ainuakftWetePA_00049473 DB-SDNY-0012297 EFTA_00160082 EFTA01291647 I 5 I Deutsche Bank Portfolio Holdings (continued) August 1, 2018 - August 31,2018 JEFFREY EPSTEIN Market Value TOTAL PORTFOLIO HOLDINGS $668,788.21 Portfolio Holdings Disclosures Awned Estimated Interest Annual Income $0.09 $1.471.11 Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At0429W3NS CONFID L Rateamedlent Every Vox Siva 2007 DAIL& RAl ED COMMUMCATICMS Mt:UM( Page 3 of 6 Oaring Sae. Potting LIC, a wholly armed subs:Mc/of The baked. New York Mellon Ceeponban (MY Mellon) Penterg newt., fiketAPAIYuLGM_00049474 DB-SDNY-00 12298 EFTA_00 160083 EFTA01291648 Messages (continued) account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at haps) / www.dws-investm ents.com/ EN/ products! money-market-funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. Activity Summary (All amounts shown are in base currency) Credits This Period Debits ThisPeriod Net This Period CreditsYstlo-Dele Debits Yeaulo-Dite Net Year-to-Date Dividends and Interest $255.51 $0.00 $255.51 $1,471.11 $0.00 $1,471.11 FDIC Insured Bank Deposits $0.00 4255.51 4255.51 $0.00 41,471.11 41,471.11 Totals $255.51 4255.51 $0.00 $1,471.11 41,471.11 $0.00 Transactions by Type of Activity Process' Settlemenl Date ANivey Type Description OemOty Rio Paned liters Anent twang Dividends and Interest 08/15/18 FCIC INSURED BANN INSURED DEPOSITS'S TEREST CREDIT EC 255.51 US) DEPOSITS INTEREST RECEIVED PER980411 Total Dividends and Interest U.S. DOLLARS 0.00 255.51 FDIC Insured Bank Deposits 08115118 FDIC INSURED BANK INSURED DEPOSITSINTEREST REINVESTED -255.51 USD DEPOSITSINTEREST REINVESTED PER98041 Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -255.51 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Page 4 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: At 0:211M13 • CONFIDO. AL- INS (Kant Ortry Vow Sae 2007 DAIJAR RATED CONVOCATIONS LC MOTO Owing Ortgolt Penteng U.C. • TANN owned w! san a IN llonlog New York WINN CAOPOI•th20 (MY Melon) Persons MC. NuNNN ANRAADMVOILCTIO_00049475 DB-SDNY-0012299 EFTA_00 I 60084 EFTA01291649 Deutsche Bank Client Service Information August t 2018 - August 31, 2018 JEFFREY EPSTEIN Vow Investment Specialist ZEN Contact InloimSion TIN N Telephone Number: Your Account Information INVESTMENT OBJECTIVE Investment Objective: GROWTH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial Institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, Page 5 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: Att):31MM CONFIDO. AL- Rated Cacellent Owing thronethnling IIC a Sally owned bay Vex Sloes 2007 subsidiary a The Sankt. New York Melba DAYAR LAUD COMMUNICATICNS °morass (SNY iViellon) EXCLUENCt Pentrolt LIC mente FiliRAMIIPM—00 049476 DB-SDNY-0012300 EFTA_00160085 EFTA01291650 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.coml about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Pease be advised that any oral communication should be re•confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number ACE:CS-K:6 CONFIDO. AL- Raltassant Every Vex Since 2007 DAIJAR MUD CONVOCATIONS ucaL£NCI Owing tIncli ',entity LLC a slaaniviC subsIdNy e4 The Bonita New York Meta LM (MY NAN) Penn.'s U.C. 'newts. NliatiAtifigPM_ 00049477 DB-SDNY-0012301 EFTA_00160086 EFTA01291651 Deutsche Bank JEFFREY EPSTEIN 6 10 0 RED HOOK OTRS STE B-3 ST THOM ASVIGO 8 0 2-134 8 Your Investment Soecialtst RTIN ZEM AN otouneunimnieweahmmmemem ...Lanett...ant 6,0%4 OpeuheltariSoneitleflIc. WWYCOMe MSPaelkAuents.MW.N MW TON tie___________ 00.0, July 1,2018 - July 31 20 18 Account Number: Port folio at a Glance MisPeriod Year4o-Drile BEGINNING ACCOUNT VALUE Adjusted Previous Account Value Dividends Interest and Other Income Estimated Anneal Income $668,302.01 668,302.01 230.69 $1.215.60 $667,317.10 667,317.10 1,215.60 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. For Your Information Prior Year•Enel Leawood TelePeriod 667.317.10 668,302.01 668,532.70 $667,317.10 3668,302.01 $688,532.70 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Paget of 6 Rated Emarnt Every Vex Since 2007 DALBAR RAT ED CONVOCATIONS EXCIA CNC t Owing tlwonsh Penton. PIC a Sally owned Mb sidiary a The Bonita New York Melba Cannatim (MY Melon) Rene.u.c.istfteifitiaktitter-at00049478 DB-SDNY-0012302 EFTA_00160087 EFTA01291652 FDIC Insured Bank Deposits Den Activity Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 07f 31118 06130/18 Opening Balance 07113/18 Deposit 07118/18 Desalplion Amount Sena 668,302.01 668,302.01 INTEREST CREDITED 230.69 668,532.70 APY 0.45% Citibank N A. 668,532.70 Al 0 07/16 $193532.70 Deutsche Bank Trst Co Al 0 07116 $237500.00 Texas Capital Bank MO 07/18 $237500.00 07/31/18 Closing Balance $868,532.70 Total FDIC Insured Bank Deposits $668,532.70 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expeise Summary Omen Padua Yeareo.Date Tootle Non Triable Taxable Non Tactile Interest Income FDIC Insured Bank Deposits 23069 0.00 1,215.60 0.00 Total Dividends, Interest, Income and Expenses $230.69 $0.00 $1,215.60 $0.00 Portfolio Holdings Opening Cloing Acaue0 Desamnon Quietly Balance Belch Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRAII 668,532.700 668,302.01 668,532.70 Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30.Oey This Year Yield 131.86 1,215.60 NM $668,302.01 $668,532.70 $131.88 $1,215.60 $668,302.01 $668,532.70 $131.88 $1,215.60 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Amount Number At P>731WICO20 CONFIDP AL- Rated Ewairnt Every Vex Sac. 2007 DAUM, RATED COMMUNCATIONS EXCIAL CNC( Chains tlwagfithnISOLC a Sally owned subsidiary e4 The Bonita New York Mike Capontim (MY Mellon) Parma* MC. nowt,. matatatsiliera4_00o4san DB-SDNY-0012303 EFTA_00160088 EFTA01291653 Deutsche Bank Portfolio Holdings (continued) July 1, 2018 - July 31, 2018 JEFFREY EPSTEIN Market Value TOTAL PORTFOLIO HOLDINGS $668,532.70 Portfolio Holdings Disclosures Amos Estimated Inleresl Annual Income $0 .00 $1,215.60 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage Aco3unl Number: At:697)MC0IC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Med Eminent Every Yea Since 2007 DALIAR RATED COMMLINICATIMS EXCQUINCIE Page 3 of 6 Owing tThrthabrts LIC, a wholly ...n.0 sublicharni The &onkel Haw Yak Mellon Crponthal (SW Mellon) Peritn KC immter FiliRnAWAS.M-00049480 DB-SDNY-00 12304 EFTA_00 I 60089 EFTA01291654 NA essages (continued) account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 13 b-10 ( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at hops) / www.dws-investm ents.com/ EN/ products! money-market-funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. Ac lily Summary (All amounts shown are tn base currency) Credits Tits Period Debits Thisnerlod Net Thieneriod Qedlts Ye:deo-Date Debits Year-to-Date Net Yem-to-Date Dividends and Interest $230.69 $0.00 $230.69 $1,215.60 $0.00 $1,215.60 FDIC Insured Bank Deposits $0.00 4230.69 4230.69 $0.00 41,215.60 41,215.60 Totals $230.69 4230.69 $0.00 $1,215.60 41,215.60 $0.00 Transactions by Type of Activity Process Settlement Date Activity Type Description Oueniiiy Pdoe Accrued Interest Amount Currency 230.69 USD 230.69 -230.69 USD Dividends and Interest 07/13/18 FCIC INSURED SANK INSURED DEPOSITSINTEREST CREDITED DEPOSITSINTEREST REEVED PER980411 Total Dividends and Interest - U.S. DOLLARS FDIC Insured Bank Deposits 07113118 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED DEPOSITS INTEREST REINVESTS) PER980411 0.00 Total FDIC Insured Bank Deposits-U.S. DOLLARS 0.00 -230.69 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Page 4 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number At 0731W):020 CONFIDO. AL- Rattantilent Every vex Since 2007 DAIJAR ItAl ED COMMUNCATIONS EXCCUENC Owing through holing la. 'Sally owned subsidiary a TheUnita New York Mellon Cartaatim (MY Meta) Pen MC. invite, FiliitkftlAtra 00049481 DB-SDNY-0012305 EFTA_00160090 EFTA01291655 Deutsche Bank Client Service Information July 1,2018- July 31,2018 JEFFREY EPSTEIN Vow Investment Spedalid ZEM tooted Inhumation T N N Telephone Number: Your Account I nf ormat t n INVESTMENT OBJECTIVE Investment Objective: GROWTH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, Page 5 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accotait Number: 4 CONFIDO. AL .— At:9>73$31CO20 Raul rate Ern Year Since 2007 DALIAR RAI ID COMMUNCATIONS EXCIMENCC ClewingewoughpentingaCetthallymned subsidiary a The Bonita New York Mellon Cennatim (OW Meta) Penn.'s MC. myna, Filialiervit 00049482 DB-SDNY-0012306 EFTA_00160091 EFTA01291656 Important Information and Disclosures (continued) The Role of Pershing (continued) if any.to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be n t page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza, Jersey City. New Jersey 07399: . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documentswitness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: Page 6 of 6 Account Number: At :1473MCC/C CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) CONFID L Waled Eaceilent Every Yew Since 2007 DAIJAR RA7ED COAWALINICATIONS Cita/ANC( Owing Sae. •wtkive 1.1.C, a wholly owned subweliwy of The Sant of New York Mellon Ceeporathee MY Mellon) PeritrAg Einv/AIANY42PM_00049483 DB-SDNY-00123O7 EFTA_00 160092 EFTA01291657 I 5 I Deutsche Bank JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMASVi c:10802-1348 "our Investment Specialtst JOSHUA SHOSH A N Ottetwke Sank Private Malith Minutemen Mutat Untiring bow 0wAsch• e.S Swar.itin tn. *no Van O41/4 0 SO Fait Arsons. 7M31100. Nowa TOO ;roe Men; June 1, 2018 - June 30 2018 Account Number: Portfolio at a Glance mlsPerlod Year-to-We BEGINNING ACCOUNT VALUE Adjusted Previous Account Value Dividends Interest and Other Income 3668,090.60 668,090.60 211 41 $667,317.10 667,317.10 984.91 668,302.01 Estimated Anneal Income $984 21 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. For Your Information Prior hared LM Period ThisPeriod 667.317.10 3667,317.10 668.00.60 668,302.01 3668,090.80 3668,302.01 The European Central Bank (the' ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 8 Rated Etcdent (wry Yaw UK. 2007 OMAR RATED CONVOCATIONS ()all Lsa Owing Swish holing PIC a Sally owned subsidiary time Osaka New York Mellon Carpontimi (SW Melon) Penhe. inerrter Fintasteptt0000mm DB-SDNY-0012308 EFTA_00160093 EFTA01291658 FDIC Insured Bank Deposits Oste AdivIty Type Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 06/ 291 18 061(lUt 8 Opening Balance 06115!18 Deposit Clesablbe 06/18/18 INTEREST CREDITED APY 0.35% Citibank N A. A/0 08118 $237500.00 Bank Hapoalim Al 0 08118 $193302.01 Texas Capital Bank A/0 08118 $237500.00 Amount Balance 668,090.60 211.41 668,090.60 668,302.01 668,302.01 06/29118 Closing Balance $868,302.01 Total FDIC Insured Bank Deposits $668,302.01 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (UPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Interest Income FDIC Insured Bank Deposits Total Dividends, Interest, Income and Expenses Portfolio Holdings Current Period Yoar4orDate Taxable Nan Taxable Triable Non Taxable 211 41 0.00 984.91 0.00 5211 41 80.00 $984.91 0.00 Opening Going Accrued Description Nally Balance Sacs Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 668,302.010 Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30•Day ThisYea Yield 668,090.80 $668,090.60 $668,090.60 668,302.01 $668,302.01 $668,302.01 115.34 $115.34 $115.34 984.91 NM $984.91 $984.91 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: monitors:cm CONFID AL- RaltaKelint Every Vex Since 2007 DALIAN MILD COMMUNCATICNS MULE/4C( Owing tlwonsh MM.t Ilt. a Sally owned subsidiary a The Bonita New York Melba C•Pntim (MY Mellon) Penn.'s MC. 'sent. FilatikkaGM_ 00049485 DB-SDNY-0012309 EFTA_00160094 EFTA01291659 Deutsche Bank Portfolio Holdings (continued) TOTALPORTFOLIO HOLDINGS June 1, 2018 - June 30.201 JEFFREY EPSTEIN Portfolio Holdings Disclosures Acaued &Sated Markel Value Inlerest Annual Income $668,302.01 $0.00 $984.91 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www Pershing coin! disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote then the number of shares in your margin account. Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). Account Number A:I/QUM:02S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L- IIMeamant Every Vex Sea 1007 DAIJAR WED COMMUNICATIONS EXCOAENCt Page 3 ofd Owing dart Mang 1.1.C, a wholly armed vag awya The Ilardi of New York Mellon Conmeathm (MY Man) Penne. KC nver-ter HuRnAWSYtegAl_00049486 DB-SDNY-00 12310 EFTA_(() I60095 EFTA01291660 Messages (continued) For disclosure of rates for DWSmoney market funds, please visit the DW S Investments website at httpsi / www.dws•investments.comf EN! products! money4narket•funds-yieldsjsp Please note that all money market funds listed on the website may not be offered through us. Your statement reflects a substitute payment reimbursement because you received one or more substitute payments last year in lieu of a qualified dividend. This reimbursement is being made because substitute payments do not receive the same preferential tax rate as qualified dividends. We credited your account with art amount equal to 1323% of each eligible substitute payment, based on the difference between an assumed rate on ordinary income of 25% and thereto for qualified dividends of 15% (10% difference). We amended your reimbursement from 10% up to 1323% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as'Other Income' on Form 1099-A4 ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you may have received fess than 13.33% of the corresponding substitute payment. Since income from investment corn ponies may consist partly of non qualified dividend income, your reimbursement was calculated only on the percentage of income that qualifies for the preferential tax rate. If you have any questions regarding your reimbursement, please contact your advisor. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 ( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary amoun,s soon n are.n ease —rren.y) Cr edits Tbis Period Debits TbisPetiod Net ThisPeriod Credits Yeat4mDate Debits YeantADate Net YeantADate Dividends and Interest $211.41 $0.00 $211.41 $984.91 $0.00 $984.91 FDIC Insured Bank Deposits $0.00 4211.41 4211.41 $0.00 4984.91 4984.91 Totals $211.41 4211.41 $0.00 $984.91 4984.91 $0.00 Transactions by Type of Activity Pon Settlement Date AdIvily Type Dividends and Interest 06115118 FDIC INSURED BANK DEPOSITS INTEREST RECBV ED PER980411 Total Dividends and Interest - U.S. DOLLARS Desolation INSURED DEPORTS INTEREST CREDITED Quantity Price Awned Integers Amount Cimino 21 1A 1 USD 0.00 211.41 Amount Number: MINNIMMOS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg L Page 4 of 8 Rated Emearnt °wring Sae. hobos LI.C, a wholly owned Every Vest Sect 2007 subsidiary of Ilya &onkel New York Mellon DAL/ARMUD COMMUMCATICMS Cementim (SHY Mellon) EXCOADOCt Protons LK. notrott, FiliRivitintlYLIPA-00049487 DB-SDNY-00 12311 EFTA_OO 16OO96 EFTA01291661 Deutsche Bank Transactions by Type of Activity (continued) Process Settlernerl Date Activity Type FDIC Insured Bank Deposits 06115118 FDIC INSURED BANK DEPOSITSINTEREST REINVESTED PER980411 Total FDIC Insured Bank Deposits - U.S. DOLLARS June 1,2018 - June 30,20$ JEFFREY EPSTEIN Description INSURED DEPOSTSINTEREST REINVESTED Cuartrly Price *caved !stunt Amount COMO/ .211.41 USD Total Value of Transactions The price and quantity displayed may have been rounded. aient Service Information 0.00 -211A1 0.00 0.00 USD Your investment Specialist ENJ Contact intimmation A AN Telephone Number: Your Account Informati n INVESTMENT OBJECTIVE Investment Objective: GROWTH Investment Objective: INCOM E Please review your investment objective. If you wish to make a change or have any questions please contact your Investment Specialist. TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AM ORT I ZAT ION ELECT IONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: At CL24an.C$ CONFID AL- Page 5 of 8 Rated (want (very Yaw Since2007 DALBAR RAIEDCOMMUNICATICNS 0(0.LE...a Owing tiwonsh Penting PIC, Sally owned subsidiary The Boit na New York Mellon Cep stun to Amos) Penn..* ux.nwroto ntinAttpilYteran_00049488 DB-SDNY-0012312 EFTA_00160097 EFTA01291662 Your Account Information (continued) ELECTRONIC DELIVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unicat ions, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses Incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC€. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about, slrength.and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing U.0 shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or Page 6 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. AL- Rated Cacellent Every Yew Shwa 2007 OMANI RMID COMMUNICATIONS CO:WWI Owing IMO hobos ISC. • Stay owned subotharft as &onkel New York Melba Carpontimi (MY Maw) Penh/. LI.C. meet,/ FilitagteaM_ 00049489 DB-SDNY-0012313 EFTA_00160098 EFTA01291663 Deutsche Bank Important Information and Disclosures (continued) June 1, 20'18 - June 30, 2016 JEFFREY EPSTEIN Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza Jersey City, New Jersey 07399; Page 7 of a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number At 01211:91.0 25 CONFID L RaleamMent Every Vox Sea 2007 DALAAR Mil ED C0MNiuMCATI0NS EXCLUENC( Clewing Sae. Ambit. LIC .Rely owned sots:law/of The UM, of New Yak Mellon Conmeatim (NO' Melon) Penhar LIX. meterEIIIRAVAYYteLGM_00049490 DB-SDNY-00 12314 EFTA_00 160099 EFTA01291664 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH MASHING UNTIL THE ENTRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-FnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHFIG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ME INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVVVV.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING CONVDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ASLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERNS MID CCNOITIONSAFtE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHINS IIIIMIATB-Y IN WRMNG SY GERI IF ED NAIL TOONE PERSHING PLAZA. JERSEY QTY.PUMPSAM LEGAL OEPT Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO. AtCLEACSMS AL- Reed EKdont Every Vex Snce 2007 OMAR RAT ED COMNIUMCATIM EXCELLENCE oteringtlyonsli Penting LLC a slay owned subskIM e4 The Santa New York Mellon ONPRathm CONY MING Penhas U.C. 'avian HlialikrigsrAt00049491 DB-SDNY-0012315 EFTA_00160100 EFTA01291665 I 5 I Deutsche Bank JEFFREY EPSTEIN 6100 RED HOOK ()IRS STEB-3 ST THOM ASVI 00802-1348 dowheUnkftime&WOMmnemeti Weleb(*eang 6, 0%4 theatichviganitiwnempt.lc MewYCOPACe HiPwkAmnstchWka *Vora toot ve Direct May 1,2018 -May312019 Account Number: Portfolio at a Glance Melted Yew4o-0M Your Investment Specialist: BEGINNING ACCOUNT VALUE $667,898.41 $667,317.10 JOSHUASHOSHAN Adjusted Previous Account Value 667,898.47 661,317.10 Dividends Interest and Other Income 192.13 773.50 9668, Estimated Anneal Income 5773.50 The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to allowable limits. Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. :or Your Information Pee Yearad ire Period This Period 667.317.10 8667,317.10 667.898.47 668.090.60 8667.896.47 $668,090.60 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel of 6 Rattassant Every Yaw Since 2007 DAIJAR WED COMMUNCATIM EX( CIL t Owing engemMts. PIC • slay owned subsidiary SIM Unita New York Melba CAS (MY MONO Penne. U.C. ,mortal FititatiAtreaGM_00049492 DB-SDNY-0012316 EFTA_00160101 EFTA01291666 FDIC Insured Bank Deposits Date Activity Type Desuelion Amount Bin Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 05/ 31/ 10 05101/18 Opening Balance 667898 47 667,898.47 05/15/18 Deposit INTEREST CREDITED 192.13 668,090.60 APY 0.35% 05/16(18 Citibank N A. 668,090.60 A! 0 05/ 16 S237500.00 Bank Hapoalim A/ 0 05/ 16 $237500.00 Texas Capital Bank A/ 0 05! 16 5193090.60 05/31118 Closing Balance $668,090.60 Total FDIC Insured Bank Deposits $668,090.60 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Gwent Palled Yoar4o4)de Tootle Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 192.13 0.00 773.50 0.00 Total Dividends, Interest, Income and Expenses $192.13 $0.00 $773.50 $0.00 Portfolio Holdings Opening Ckaing Accrued DestrirAlon Gamily Balance flalana WPM. CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRAII 668,090.600 667.898.47 688,090.60 102.50 773.50 N/A Total FDIC Insured Bank Deposits TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30•Day This Tea Yield $667,898.47 $668,090.60 $102.50 $773.50 $667,898.47 $668,090.60 $102.50 $773.50 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 6 Account Number A CONFIDO. . AL- Rated Emarnt (wry Yaw Since 2007 DALIAR RAT ED COMMUICATICNS EXCIA (NC t Owing through Mang PIC a Sally owned subsidiary a The Bonita New York Make CoPontim (MY MONO Penne.* MC. 'sent,/ FilatiAttila 00049493 DB-SDNY-0012317 EFTA_00160102 EFTA01291667 15 I Deutsche Bank Portfolio Holdings (continued) TOTAL PORTFOLIO HOLDINGS May1,2018-May31,2018 JEFFREY EPSTEIN Portfolio Holdings Disclosures Acaued &Sated Minket Value Interest Annual Income $668,090.60 $0.00 $773.50 Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to t%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: At C0MMS CONFID L- Rated taceilent Every Vox Since 2007 DAIJAR MUD COMMUNCATIM EXCIMENCt Page 3 of 6 Owing iThel Pelbeg LtC, a wildly owned sublicharni Ilie &onkel New York Mellon Carponthan (MY Mellon) Perlin LI.C.immte, FililitAWAS.M_ 00049494 DB-SDNY-00 12318 EFTA_00 I 601 03 EFTA01291668 Messages (continued) credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC RAM 106-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi 1 www.dws-investments.coml EN! products! money-market-funds-yieldsjsp Please note that all money market funds listed on the website may not be offered through us. A Ct iv it y Summary (All amountsshown are tn base currency) Gmhts This Period Debits ThisPalod Net ibisPetiod CreattlYemeo-Date Debits Yew-to-Date Net Yea-to-Date Dividends and Interest $192.13 $0.00 $192.13 $773.50 $0.00 $773.50 FDIC Insured Bank Deposits $0.00 4192.13 4192.13 $0.00 4773.50 4773.50 Totals $192.13 4192.13 $0.00 $773.50 4773.50 $0.00 Transactions by Type of Activity PTO can Seltlernerl Date Activity Type Description away Pda Ass ad Meted Amount Corrency_ Dividends and Interest 05115118 FDIC INSURED BANN INSURED DEPOSITSINTEREST CREDITED 192.13 USD DEPOSITSINTEREST RECEIVED PER980411 Total Dividends and Interest - U.S. DOLLARS 0.00 192.13 FDIC Insured Bank Deposits 05/15118 FDIC INSURED BANK INSURED DEPOSITSINTEREST REINVESTED -192.13 USD DEPOSITSINTEREST REINVESTS) PER980411 Total FDIC Insured Bank Deposits - U.S. DOLLARS 0.00 -192.13 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Page 4 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number At MS): CONFIDP AL- Rated haunt (my Yaw Since 2007 DAUM WED commumcAncres CACUL(NCC owing tlycnIthnting PIC a owned subsidiary e4 The Banter New York Mace Copenehm (UIY MONO Penn.'s MC.,mnw, FitillAANYLeCat00049495 DB-SDNY-0012319 EFTA_00160104 EFTA01291669