EFTA Document EFTA01291543

15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Orals , e San, Ponle wee. n Maatenmil Weett CO•44.14,4,1,P Chnthe Sank Shang, Mrs bet OR,* .115 Pot Ant Halter Mew etet. PIT IOVA Account Statement Period: 12/01/2016 - 12/31/2016 Portfolio at a Glance This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value $667,241.16 1667,163.01 6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,214.46 667,183.01 ST THOMAS VI 00802- 1348 Dividends. interes: and Other Income 5 49 66 94 netng Account Value 5667.249 95 5667.249 95 Estimated Annual Income 566 94 Your Client Advisor: 43SHUA StI0SNAN Asset Summary Prior Yearad Last Period This Period %Allocation Cash, Money Funds, and Bank Deposits' 667.163.01 667.244.46 667.249.95 100% Please review your allocation penothcally wet your Client Achisor. Account Total $667,113.01 3657,244.46 8657,249.95 100% You Accoise is l00% invested in Cash. Abney Finds, and Bark Deposes. I The Bank Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not secunt es and are not covered by the Securities Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Depose Insurance Cceporaton (FDIC). up to alma* limits. CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) Pagel oil Rated [...Hoot A00990 I1CSF10024 P C1P er leSS 0Al t" I Y/r RA . rED. C201•4 007MUNICATIONS CONFIDENTIAL ?Mal IINOr :Taw et sr•taist rseelaull•e MS* •••••••••aa ••••••••••••• IWO SDNV_GM_00049290 DB-SDNY-0012114 EFTA_00159899 EFTA01291543 For Your Information The European Central Bank (the 'ECI3') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Desaiption Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 12/30116 12101116 Opening &dance 887,244.46 667,244.46 12115116 Deposit IN TEREST CREDITED 5.49 667,249.95 APY 0.01% 12116116 Citibank N.A. 667,249.95 NO 12116 $237500.00 RBS Citizens Bank NO 12116 5237500.00 Texas Capital Bank NO 12116 $192249.95 12130116 Closing Balance $667,249.95 Total FDIC Insured Bank Deposits $667,249.95 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year•to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 549 0.00 66.94 0.00 Total Dividends, Interest, Income and Expenses $5.49 $0.00 $66.94 $0.00 Page2of7 Account Rated [...Mat I .. paperless 1,eloy Yam, Unto 2007 Mtn° ROL I OAS D MA RAT( COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: FREYEPSCONFID AENTIAL "a" iNa SONY_GM_00O49291 DB-SDNY-0012115 EFTA_00 159900 EFTA01291544 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Portfolio Holdings Draisre Banc Finnic Wog" Magatentm Pewees CoreweComP ChtsO4 Sank Settanti Mrs bet Once .115 nell AIIPMP. 20th I ter Mrs vett. 10. 10114 Statement Period: 12/0112016 -1213112016 Description Quantity Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 657,249.950 667,244.46 661,249.95 3.30 66.94 NIA Total FDIC Insured Bank Deposits 6667,214.46 6667,249.95 $3.30 $66.94 Total Cash, Money Funds, and Bank Deposits 6667,214.46 $667,249.95 $3.30 $66.91 Market Vain Accrued Estimated Interest Annual Income Total Portfolio Holdings Messages $667,249.95 $0.00 $66.94 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases Into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporafion(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:livmyr.divs-investments.corNEN/productsimoneynarket-fundslields.jsp Please note that an money market funds listed on the website may not be offered through us. The U.S. *II adopt a shortened settlement timeframe beginning with trade date September 5, 2017. for equkies, corporate and municipal bonds, and unit investment trusts. Moving from a 1+3 to a1+2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delvery of your account documents-including trade confirmations. account statements and more. Ask your advisor about how you can set up e-delivery. Activity Sum m a ry (All amounts shown am in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $5.49 $0.00 66.49 $66.91 $0.00 $66.94 FDIC Insured Bank Deposits $0.00 -$5.49 -$5.49 $0.00 -$66.94 -$66.94 Totals $5.49 -$5.49 $0.00 $66.94 -666.94 $0.00 Page 3 of? Account Go paperless Rated exeillent Every Y•a• Unto 2007 I ninn noL ,EFFR OA1SAft RA VW COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 u EtoNFIDAnTIAL [Mal IN C/ ettediestroatt:. 0=S" IOW Idells. vesottn novae. am* weir see SDNY_GM_00049292 DB-SDNY-0012116 EFTA_00159901 EFTA01291545 Transactions by Type of Activity Nomad Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Dividends and Interest 12115(15 FDIC INSURED BANK IN suREO DEPOSITS INTEREST CREDITED 5.49 USD DEPOSITS IK TEREST RECEIVED 458997996 Total Dividends and interest • U.S. DOLLARS 0.00 5.49 FDIC Insured Bank Deposits 12115116 FDIC INSURED BANK IhStiFtED DEPOSITS INTEREST REINVESTED .5.49 USD DEPOSITS INTEREST REIN VESTED 458997996 Total FDIC Insured Bank Deposits - US DOLLARS 0.00 -5.49 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: E`..1 Contact Information JOSFLA ShOSI-M Telephone 280 PARK AVE • 3RD FL KEW YORK NY 10017 Your Account Information Investment Objective Investment Objective: GROV/TF Investment Objective: INCOME Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Flan: FIRST lh FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Sections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Page 4 of? Account Rated Excellent (JINN ROL Go paperless tt, L•••••Y %We 2007 DAL D ORA RATE COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 EPSC ONFI D AENTIAL rxer"na er aw etwerwahn i t ataft Mao earattLa aircrew., war wn- SDNY_GM_00049293 DB-SDNY-0012117 EFTA_00 159902 EFTA01291546 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Important Information and Disclosures Gnaw Ram Poetic Weal Pt Me•etenne Mines I env age G, .p Myna* kV* 141WICL Mt. Mee *A Once .115 Part /week Halter Mrs RA 1.1. 101W Statement Period: 12/0112016 - 12/3112016 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be (Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities fa which a price is not available are marked TVA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessariy be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the mice provider, the updated price wit be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing Viii be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price vii purge and N/A will be placed in the price field in the statement The pricing of listed options takes into account the last closing pnce. as well as the current rid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, aid may be affected by current and future economic, poMical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vrtm.pashing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smakr of shares entitled to vote than the of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) vli6 be biked at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and di) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Page 5 of? Account Rated Excellent URA° ROIL Go paperless Ever, ' Yee' Sine. 2007 M a nn efliettallasla Zaielieneen " MEV aldioat „ta r RATED COMMUNICATIONS IhinhaiRLC nee.. FINNY ••C CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:7TONFIDAERTIA SDNY_GM_00049294 DB-SDNY-0012118 EFTA_00159903 EFTA01291547 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, as sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vmw.pershing.comfaboutistrength-and-stabiley. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includiog unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information an be found on the first page of this statement. Pershing's contact information is as blows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is tied. • Arbitration awards are generally final and binding; a party's abifity to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action unlit (tithe 'lass certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07199; Page 6 oft Account= Rated Cmollent pRA8 ROIL Go paperless Ls ,/ Yves lame 2007 AR RATED C CA OMMUNI TIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:1VEPsCONFIDElTriAe DAIS "cm" et a tiwilimetwoream ttrOse Zon MEV Slim iossouc amernIalt. win.. •00 SDNY_GM_00049295 DB-SDNY-0012119 EFTA_00159904 EFTA01291548 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERCHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WEL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSNINCT) FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE AU- YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED N SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN/ YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF R WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWVY.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NHS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHWG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR AMITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY Of THE ABOVE TERMS AND CCAIXDONS ARE UNACCEPTABLE TO YOU. PLEASE HOTFYPERS-ING HAMEDIATELY IN %Rini.° BY CERTIFED MAIL TO ONE PERSHING PLATA JERSEY CITY. NJ ann. AIM LEGAL OEM Page? at? Account Riad Evoosant Go paperless a, I v.., Y... ‘ ..C. ZOO? GAMMA RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 61:0FREY O N F I DAENTI A II "'MIN" Mria. et Setraraal lArOrstaMin IIIM/V /waft,* LA anon ••••4 Mat SOO SDNY_GM_00049296 DB-SDNY-0012120 EFTA_00159905 EFTA01291549 15 I Deutsche Bank P.O Box 1776, Baltimore, MD 21203 JEFFREY EPSTEIN 6100 RED HOOK ()IRS STE B- 3 ST THOMAS VI 00802- 1348 Your Client Advisor: DANIEL SAW Draisre Ram Pootie Weal Pi Mamtentie Miterts I wane 4,1•P Cetodie Sank Suwon Mrs bet 011or in Part Oise. leth l bet Mrs etrk. PIT IOVA Portfolio at a Glance Beginning Account Value Adjusted Previous Account Value Do Bends. Interest and Other Income Account Statement Period: 11/01/2016 - 11/30/2016 This Period $667,238.98 667238.98 5 48 Year-to-Date 6667,183.01 667,183.01 61 45 nding Account Value Estimated Annual Income $667.244.46 $667.244.46 Asset Summary Prior Yearad LW Period This Period %Allocation 661 45 Cash, Money Funds, and Bank Depositor 667.183.01 Account Total 1161,183.01 I The Bank Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not secunt es and are not covered by the Securities Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Depose I nuance Corporation (FDIC]. up to alowabie emits. ORAL. ROIL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 667.238.98 667.244.46 100% Please review your allocation penotheally wit, your Client AcArsor. $657,235.96 1657,244.46 100% You Account is 100% invested in Cash, Abney Funds. and Bark Deposes. Pagel old Rated Excellent A01003 WS? 3001/ Go paperless tray Veer Santo 2007 0640AR RATED COMMUNICATIONS CONFIDENTIAL EX/7111NC SDW_GA4_00049297 DB-SDNY-0012121 EFTA_00159906 EFTA01291550 For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Desaiption Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 11130/16 11/01116 Opening &dance 667,238.98 687,238.98 11/15/18 Deposit I k TEREST CREDITED 5.48 667,244.46 APY 0.01% 11/18/18 Citibank N.A. 667,244.46 NO 11116 $192244.46 Deutsche Bank Trel Co NO 11116 $237500.00 Texas Capital Bank NO 11116 $237500.00 11130116 Closing Balance $867,244.46 Total FDIC Insured Bank Deposits $667,244.46 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank Income and Expense Summary Crirrent Period Year.to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 548 0.00 61 45 000 Total Dividends, Interest, Income and Expenses $5.48 $0.00 $61.45 $0.00 MOAB ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 61(eF)FREYTONFIDAranAL Page 2 of 6 Account (so paperless Riled excellent tray Mar Senc. 2007 OALOA RATCD COMMUNICATIONS f MCIII :=MOOONST=4: " In 0.0n000 OS. *La •••••• OS/0 • NOW ...C7 GDNY_GAL000492438 DB-SDNY-0012122 EFTA_00159907 EFTA01291551 Deutsche Bank PO Box 1776, Baltimarc, MD 21203 Dralsre Banc Prmale Wok', Maatenmil POleatt Genf ate Colap Ctische &wit Setwari Mw bet OR,* 315niell Agerne. 20th incer Mew %A hY 10114 Portfolio Holdings Description Quantity Opening blare Closiag Balance Statement Period: 11101/2016 • 11/3012016 Accrued Income 30•Day Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,244.460 667,238.98 667,244.46 2.75 61.45 NIA Total FDIC Insured Bank Deposits 987,231.96 6667,244.46 $2.75 $61.45 Total Cash, Money Funds, and Bank Deposits 6667,231.98 6667,244.46 Market Valle $2.75 Accrued Interest $61.45 Estimated Annual Income Total Portfolio Holdings 1667,244.46 60.00 661.45 Messages Reese note the following information for Pershing's 2016 IRS Form 1099 (8, DIV, INT, OID and MC ): Your form 1099 will be delivered as early as possible. beginning January 31, 2017. By February 15, you +Ma be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and wit provide the anticipated mail date of your 1099 form. Your 1099 vAl be mailed no later than March 15, 2017. AMiough a money market mutual fund seeks to preserve the value of your investment at 61 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rulel0b-10(b)41) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DWS money market funds, please visit the DVVS Investments website at https:/hwm.dws-investments.com/EN/productshnoney-market-funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. OKA° ROll Page 3 of 6 Account 6° PaPer less tcroka=c2gimunicamohe t Riled fuellont et a t In atria Rea liat e0=e84.. 11101V Sem. •••••••••IA ave.. ',ma. Wile =Pc CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. : (9)FREY EPSC 0 N F I DAENTIAL '''' DB-SDNY-0012123 SDNY_GM_00049299 EFTA_00159908 EFTA01291552 Activity Sum m ary (All amounts sheer are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Dividends and Interest SS.48 $0.00 $5.48 $61.45 $0.00 $61.15 FDIC Insured Bank Deposits $0.00 .$5.18 -55.48 $0.00 -$61.45 -$61.45 Totals $5.48 -$5.18 80.00 $61.45 -S01.45 SO.00 Debits Year-to-Date Net Year-to-Date Transactions by Type of Activity Process/ Settlement Date Activity Type Deucriptioe (Singly Price Accrued Interest Amami Curreng Dividends and Interest 11115116 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.48 USD DEPOSITS INTEREST REC8VED /58997996 Total Dividends and Interest • U.S. DOLLARS 0.00 5.48 FDIC Insured Bank Deposits 11115116 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -5.48 USD DEPOSITS INTEREST REINVESTED 458997996 Total FDIC Insured Bank Deposits • U.S. DOLLARS 0.00 -5.48 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Investment Objective Investment Objective: GROWN investment Objective: INCOME Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Page 1016 Account Rated Enc•liont . . oxnxROL I Go paperless t"..Y 5.“.". 2007 OAMAR RA TM. COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:Fr toNFIDAENTIAL [Mal MCI SDNY_GM_00049300 DB-SDNY-0012124 EFTA_00159909 EFTA01291553 F2 Deutsche Bank P.O Box 1776, Baltimore, MD 212O3 Your Account Information (continued) Draiso e .n' Prmaie Weal. 14”rgenna POseetts Connive Comp Cestuhe Nit Settann 0c, Mw bet Onor nell OdOITINP. 20th Ice! Mrs Perk. WI 1004 Statement Period: 11/0112016 -1113012016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You hare not selected any account tom in unications for eledronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not evadable are marked TVA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The mitring of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated pnce mil be used in the release of the current month's statement. Prim statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third patty sources believed to be reliable. For certain securities, including Minty-traded securities, debt securities n default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing nil be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and NIA will be placed in the price field in the statement The pricing of listed options takes into account the last dosing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wviwpershing.comffiusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with outlined in the Margin Agreement_ ibi right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflecta smaler of shares entitled to vote than the of shares in your margin account Fage 5 °IS Account Raged Cwollent DRAB ROLL Go paperless I nrY lan< • 2007 0Al D OAR PAT( COMMUN ICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67e)FREY EPSCONFID AENTIAr "en ot a ttnrin etwera.....41.9.tetnelln " Menftiti• 10.0.•LC, •••••\ one osc SDNY_GM 00049301 DB-SONY-0012125 EFTA_00159910 EFTA01291554 Important Information and Disclosures (continued) Foreign Currency Transactions Pershrg may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, bound a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (n) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control %nth it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ($IPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC links. For more detailed information please visit: vnviipershingcom/aboutistrength-and-stabiby. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, inckiding your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's abkty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minorty of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action unit; (I) the class certification is denied; (II) the class is decertified or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 6 Account Riled wcyll• Go paperless VW 2007 ?Ve r t tanilt rUD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. :(eF:REYEPrONFIDAENTIAL et a ritrin et sier•talo• lat triremem Sam. Aso. tan nevem Mk lw1..10 SDNY_GM_00049302 DB-SDNY-0012126 EFTA_0015991 I EFTA01291555 Deutsche Bank Otulw 15 I Mn, mule Wealth Magagentm arts Cenral* 4,1,P Dtaut. NW Woven P.O.Box 1776, Baltimore, MD 21203 oak Wei Mar ••••140. Fern WA. WC 10 ttttttttttttttta Account Statement Period:10/01/2016 -10/31/2016 This Period Year-to-Dale Portfolio at a Glance JEFFREY EPSTEIN Beginning Account Value $667,233.31 6667,183.01 6100 RED HOOK ()IRS STE B- 3 Adjusted Previous Account Value 667,233.31 667,183.01 ST THOMAS VI 00802- 1348 Doddends. interest and Other Income 567 55 97 nd ng Account Value $667,238.98 $667.238.98 Estimated Annual Income 955 97 Your Client Advisor: DANIEL SAW Asset Summary Prior Yeartd Last Period This Period % Allocation Cash, Money Funds, and Bank Deposits' 667.183.01 667.233.31 667.238.98 100% Please renew your allocation penodically vein your Client Achisor. Account Total $681,183.01 $687,233.31 I The Bank Deposes In your account are FOIL insured bank deposes. $657,238.98 100% You Account is 100% invested in Cash, Money Finds. IMO Bark Deposes. FDIC insured bank deposits are not securites and are not covered by the Sewritis Investor Protection Corporation (SIPC). These bank defrosts are covered by the Federal Depose Insurance Corporaton (FDIC). up to alareabie Page 1 o16 ()PA0 ROll CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0102025CSF30019 Go paperless CONFIDENTIAL Rated tuellent tray Yea, Since 2007 OASSAA RATED COMMUNICATIONS )147111INCS Matt e•Y . etwerrst tpeein .. ifill•••• SDNY_GM_OOO493O3 DEt-SONY-0012127 EF1'A_0015991 2 EFTA01291556 For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative merest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 10/31116 10/01116 Opening Balance 667,233.31 667,233.31 10/14/16 Deposit I k TOOT CREDITED 5.67 667,238.98 APY 0.01% 10/17116 BUT 667,238.98 NO 10117 $192238.98 Deutsche Bank NI Co NO 10/17 $237500.00 Texas Capital Bank NO 10117 $237500.00 10131/18 Closing Balance $887,238.98 Total FDIC Insured Bank Deposits $867,238.98 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank Income and Expense Summary Current Period Year•to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 567 0.00 55.97 000 Total Dividends, Interest, Income and Expenses $5.87 $0.00 $56.97 $0.00 Page 2 o16 Account Riled lbocollent DBAIII ROLL (so paperless ty" , * .e••• $14" 2007 OAS OAR RA TM. COMMUNICATI0h6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: FREY EtoNFID^ENTIAL - tie- oatteinktrOlt:I=SIMM" Ste NSW had," %La airbag ANEW NV= WC SDNY_GM_00049304 DEt-SONY-0012128 EFTA_001599B EFTA01291557 ri Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Draisre San, Poo0eWealh Mamtenan Nvant Co04/47(00.2 Cavische Sank Snwari *We yen 011or .05 Pin AIIPOINP. 20th by Mrs vett. I,Y IOVA Portfolio Holdings Description Quartily Opening Balance Closing Balance Statement Period: 10/0112016 -1013112016 Accrued Income 30-Day Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 657,238.980 667,233.31 667,238.90 2.71 56.97 NIA Total FDIC Insured Bank Deposits 0607,233.31 $687,238.91 $2.74 $55.97 Total Cash, Money Funds, and Bank Deposits $661,233.31 $667,238.90 Markel Valve $7.71 Accrued Interest $55.97 Estimated Annual Income Total Portfolio Holdings $667,238.98 $0.00 $55.97 M essages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DWS money market funds, please visk the DWS Investments website at httpslAwnvdws-investments.conVEN/productsimoney-market-handslields.jsp Please note that a0 money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m ary (All amounts shown are fn base currency) Credits This Period Debits Ibis Period Net This Period Credits YearitoiDate Debits Year-to-Date Net Year-to-Date Dividends and Interest $5.67 $0.00 $5.67 $55.97 $0.00 $55.97 FDIC Insured Bank Deposits $0.00 -$5.67 -$5.67 $0.00 -$55.97 -$56.91 Totals $5.67 -$5.67 $0.00 $55.97 i$5512 $0.00 (JOAO ROI t Accounl Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. :,:rEProNFIDAENTIAL Page 3 old Rated Exceliont Every Vat SW* 2007 OALOAR RAUL. COMMUNICATIONS 17(11 ONO :ran etweCal0VCOrreasen 0011t SAD. SDW_GM_00049305 DB-SDNY-0012129 EFTA_00159914 EFTA01291558 Transactions by Type of Activity Process' Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Dividends and Interest 10/14116 FDIC INSLRED BANK inst,RED DEPOSITS IA TEREST CREDITED $67 LSO DEPOSITS IA TEREST RECEIVED 158997996 Total Dividends and interest • U.S. DOLLARS 0.00 5.67 FDIC Insured Bank Deposits 10114/16 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED •5.67 USD DEPOSITS INTEREST REINVESTED 158997996 Total FDIC Insured Bank Deposits - U.S DOLLARS 0.00 -5.67 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SAHA 345 PARK AVENUE 26TI- FLOOR NEW YORK AY 10154.0003 Your Account Information Investment Objective Investment Objective: GROV/TF Investment Objective: INCOME Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Sections: Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account oommunications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Page 4 of Account OMB ROLL Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 61: Er EPSC ONFI DEISM A I — Rated Luellent trosy vim, Since 2007 ON AR RATED COMMUNICATIONS Olen et a tiwt....";:verbratsittr '' Ostsm i IOW Mao ontoott0 senetrona meow ••••e SDNY_GM_00049306 DB-SDNY-0012130 EFTA_00 I 599 I 5 EFTA01291559 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Important Information and Disclosures Draisre Sam Tonle VAMP, MaNgenan Weals DATUM OAP WARN Sara 140,14.1 MATTA ORA in PIA /ANNA !TANTA W ANY ION Statement Period: 1010112016 -10/31/2016 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for vrnich a price is not available are marked "MK and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third parry sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing vii be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, aid may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to worn. pashing.cornIbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid fa in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller of shares entitled to vote than the of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be biled at the rates such agents use. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and ether property and Iii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. ORAN ROIL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6:7 TONFIDAENTIAL Account= Go paperless Page 5 of 5 Roam Lmommt Levey Tam Siam 2007 WARM RATED COMMUNICATIONS TACO I MOT M a riam 9/•••===tteeNn " MeV NANO rommoun emismom. Nor.Noe SDNY_GliA_GX•19307 DB-SDNY-0012131 EFTA_00159916 EFTA01291560 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCc). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC units. For more detailed information please visit: vnwe.pershing.comfaboutistrength-and-stabikty. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your tights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as blows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Impoitant Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (l)the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 ol 6 Account Rated excellent Go paperless Leery Year Since 2007 et a ralere agereramm a ttter " rm. 1FFREYEPSC 0 N F I DA ri\rrUAL RATCD COMMUNICATIONS amee• *LC eeema•NRA MC SDNY_GM_00C49308 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0012132 EFTA_00159917 EFTA01291561 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Draiso e Sam PootieWealh Mamienrin Vitals CorenVO,C,P Chischt Sank Senor v.( *vs bet Once .115 Pan •••nor. Novo vett. Portfolio at a Glance Account Statement Period: 09/01/2016 - 09/30/2016 This Period Yea r.to.Date JEFFREY EPSTEIN Beginning Account Value $687,227.63 $667,183.01 6100 RED HOOK QTRS STE B- 3 Adjusted Previous Account Value 667,227.63 667,183.01 ST THOMAS VI 00802- 1348 e ^cs. Interes: an: Other Income 568 57 a: nding Account Value $667.233.31 $667,233.31 Est rr ated Annual Income S50 30 Your Client Advisor: DANIEL SABBA Asset Summary Prior Year•&d Last Period This Period % Allocation LSD Cash. Money Funds and Bank Deposits' 667.163.01 607.227.63 661.233.31 100.00% Please renew your allocation penothcaity win your Client Aoydor Account Total 6661,113.01 3617,227.63 1611,233.31 100.00% yeameow is 100% invested in USD Cash. Money Funds. and Bank Deposits. I The Bank Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not seount es and are not covered by the Secuntos Investor Protection Corporation (SIFC). These bank defrosts are covered by the Federal Decoy. Instance Corporabon (FDIC). up to allowable Inds CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel on Rated excellent A0098523C5F30024 Go paperless Event Ya r ,••••(• COMMUNICATIONS CONFIDENTIAL PATO) COMMUNICATIONS ?Mall/NC/ CONFIDENTIAL M a t= etreettaat ersisteen MOD. onknetu4 avownab\ Wile •••0 SDNV_GM_00049309 DB-SONY-0012133 EFTA_00159918 EFTA01291562 For Your Information The European Central Bank (the 'ECI3') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Desaiption Mount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending. 09130116 09101/16 Opening Balance 141227.63 667,227.63 09/15116 Deposl INTEREST CREDITED 5.68 667,233.31 APY 0.01% 09116/16 Deutsche Bank Trsl Co 667.233.31 NO 09116 $237500.00 RBSCilizens Bank NO 09/16 $192233.31 Texas Capital Bank NO 09/16 $237500.00 09130116 Closing Balance 3667,233.31 Total FDIC Insured Bank Deposits 3667,233.31 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 3250,003 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank Income and Expense Summary Current Period Taxable Non Taxable Taxable Non Taxable Year•to-Date Interest Income FDIC Insured Bank Deposits 568 0.00 50.30 000 Total Dividends, Interest, Income and Expenses WU 30.00 350.30 30.00 Page 2 of 7 Account— Riled Excellent OMB ROLL paperless tray Yeas Since 2007 rOZOilli RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. TAL imes a ;•••••••• SDNY_GM_00049310 DB-SDNY-0012134 EFTA_00I599I9 EFTA01291563 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Orals° e San, mine Wn10 Maatenmil Mare4 COAMMKG,MP ...nag NW Settanel Mew VidE Office 145 PIA Adwrow, 20th I by A+Wnlr ICIW Portfolio Holdings Description Quantity Opening Balance C1osisg Balance Statement Period: 0910112016 -0973012016 Accrued Income 30.Day Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 657,233.310 667,227.63 667,233.31 3.11 50.30 NIA Total FDIC Insured Bank Deposits $667,117.63 6667,233.31 63.11 $50.30 Total Cash, Money Funds, and Bank Deposits 1667,127.63 6607,233.31 Market Yoko $3.11 Sawed Interest $50.30 Estimated Annual Income Total Portfolio Holdings $567,233.31 $0.00 $50.30 Messages Pursuant to the Secunties Exchange Act o11934. Pershing LLC (Pershing). a 8NY Mellon company. provides individual investors with certain financial information one semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2016, Pershing's net capital of $2171 billion was 12.59% of aggregate debit balances and exceeded the minimum requirements by $1.83 baron. Pershing is also required to provide the most recent financial information as of this statement mating In accordance with this requirement note that on July 31. 2016, Pershing's net capital of $2227 billion was 13.17% of aggregate debit balances and exceeded the minimum requirement by $1.89 &don a l the June 30, 2016, Statement of Financial Condition is available at pershing.comistatement_of financial conthtionhtml. You may also request a tree, printed copy by calling option #5. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporatior(SIPC). For disclosure of rates for DYVS money market funds, please visit the DWS Investments website at https:/Avmv.dva-investments.corNEN/productsimoney•market•funds-yields.jsp Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual hinds processed on the sweep platform. Page 3 of T Account 4046. Ak Go paperless ON .EFFREY EPS fMC/I 0Al. OAR CD RA T COMMUNCA I TIO116 , IINC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDEN11A r et a rlame et wattalsrOsetmet" Site 11•••• ••••••4LA ...el roma vow ...,- SDNY_GM_00049311 DB-SDNY-0012135 EFTA_00159920 EFTA01291564 Activity Sum m ary RI amounts sham are in base currency) kedits This Period Debits This Period Net This Period Clans Year-to-Date Dividends and Interest $5.68 $0.00 $5.68 $50.30 $0.00 $50.30 FDIC Insured Bank Deposits $0.00 -$5.68 -$5.68 $0.00 -$50.30 -$50.30 Totals $5.68 -$5.68 $0.00 $50.30 -$50.30 $0.00 Debits Year-to-Date Net Year-to-Date Transactions by Type of Activity Process/ Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Dividends and Interest 09/15/16 FDIC INSURED BANK DEPOSITS INTEREST RECEIVED /58997996 INSURED DEPOSITS INTEREST CREDITED 5.68 USO TOW Dividends and Interest • U.S. DOLLARS FDIC Insured Bank Deposits 09/15116 FDIC INSURED BANK DEPOSITS INTEREST REINVESTED /58997998 INSURED DEPOSITS INTEREST REINVESTED 0.10 -5.88 LISD Total FDIC Insured Bank Deposits • U.S. DOLLARS .8.88 Total Value of Transactions The price and quantity displayed may have been rounded. 0.10 OAD USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26TH FLOOR NEW YOM( NY 10151-0003 Your Account Information Investment Objective Investment Objective: GROWTH Investment Objective: INCOME Risk Exposure: NONESPECIFIED Please review your investment objective. 15 you wish to make a change or have any questions please contact your Client Advisor. Pagel oil Account Riled [...Mont van ROLL Go paperless Orancr2i re; c2cTito u “ i c.o. i O Ns .EFFREY , PtiEtNFIDENTIAL Olen IONCI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 0074 1 ,... 1.74==•C d.u ... ...1rwr SDW_GM_00049312 DEI-SDNY-0012136 EFTA_00159921 EFTA01291565 Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 Your Account Information (continued) Draisre Ban, 200020./0, .040enna Mitets 10020 00.2 Ce0s0* Sank Smonei 100 bet 011or in P80 Aso, 30th Met Mew t. 10 v 1004 Statement Period: 09/01/2016 • 0913012016 Tax Lot Default Disposition Method Default Method lot Mutual Funds: FIRST lk FIRST OUT Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: ho Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Qient Advisor for more information m portant Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is riot avagable are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable: however, pricing services are sometimes unable to provide timely information. Where pncing sources are not readily available, estimated prices may be used. Vvhen the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing wil be isted If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price wil purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last dosing price, as wet as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vriwrpershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance wrililliirms outlined in the Margin Agreemiiiii right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smelts: of shares entitled to vote than the of shares in your margin account Account= Y Rated (001. 1 WIA0 ROIA Cio paperless ....,t i.,..„, nr "w"e 2007 ..EFFR EY FPS CI 0 NI F I DENTIAr ro III A. I .8 A I t PA NCRD COMMUNICATIONS Xt7 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of T SDW_GM 00049313 DB-SDNY-0012137 EF1'A_00159922 EFTA01291566 Important Information and Disclosures (continued) Foreign Currency Transactions Pershrg may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate MO not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, round a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (U) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCe). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits For more detailed information please visit: vnwe.pershingcomfaboutistrength-and-stabiMy. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights, including your tights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's abikty to have a court reverse or modify an arbitration award is very rated. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minorzy of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative lass who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page of? Account paperless t r . , v." WK. 2007 JEF OAS OAR RATED COMMUNICATIOhtS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:7EPsCoNFIDAENTIAL M a tte et wee vc•••=totemeen " oloNVIdelwat es, on mar taws 'nee on SDW_GA4_00049314 DB-SDNY-0012138 EFTA_00159923 EFTA01291567 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH 00 NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMAT/ON STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE MO IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AT-XnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (-PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-all PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERNS AND CCHOITIONSARE UNACCEPTABLE TO YOU. PLEASE NOTVY PERSYNG PAkEDIATELY IN WRITING BY CERTIFED MAIL TOONE PERSHING PL TA JERSEY CITY. NJ 0/%, AIM LEGAL DEPT VIVO ROLL Page7 of 7 Account Robed Excellent Go paperless 4, .'ner Y." Sc. 2007 OALSAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRAM. P.6:7EPSCONFI DAENT/Ar ?mt.' Imes —,- SCINY_GM_00049315 DB-SDNY-0012139 EFTA 00159924 EFTA01291568 Deutsche Asset & Wealth Management P.O.Box 1776, Baltimore, MD 21203 Dralsre &ma Pr.le Maagenmil Weett Cerei.ComP Chnthe Rye Sawa. nt. Mrs bet Once .115 Pot ilorw. 20th lice! eut. hr IOVA Portfolio at a Glance Account Statement Period: 08/0112016 - 08/31/2016 This Period Year-to-Date JEFFREY EPSTEIN Beginning Account Value $667,222.32 6667,183.01 6100 RED HOOK OTRS STE B- 3 Adjusted Previous Account Value 667,222.32 667,183.01 ST THOMAS VI 00802- 1348 Dvcdends. Interest and Other Income 531 « 62 nding Account Value $667.227.63 $667.227.63 Bohm ated Annual Income 544 62 Your Client Advisor: DANIEL SAW Asset Summary Prior Yearad Last Period This Period %Alloation ISO Cash. Money Funds, and Bank °spools' 667.16341 647.222.32 667.227.63 100.00% Please review your allocaton penothcally win your Client Adiesor Account Total 7561,153.01 3657,222.32 $681,221.53 100.00% You pocoot is 100% invested in USD Casn. Money Funds. and Bank Ceposrts. I The Bane Deposes In your account are FOC insured bank deposes. FDIC insured bank deposits are not secunt es and are not covered by the Se:mites Investor Protecbm Corporation (SIPC). These bank deposts are covered by toe Federal Depose. I nuance Corporaton (FDIC), up to Operable Amts. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Page 1 o16 Rated (wawa A0201573CSF3001/ Go paperless tr. -y SW* 2007 See l» COMMUNICATIONS CONFIDENTIAL Olen Wel Otriall•fliMT=OVINI .'" 000:411.140rifikal• ••••••••••AC •••••#••••••• SIK SDNY_GM_00049316 DB-SDNY-0012140 EFTA_00159925 EFTA01291569 For Your Information The European Central Bank (the 'ECI3') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Oath Amway Type Desaiption Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 08131116 07130116 Opening Balance 08115116 Depotit 00116/16 667,222.32 667.222.32 INTEREST CREDITED 5.31 667,227 63 APY 0.01% Associated Bank NA 667.227 63 NO 06116 $192227.63 Citibank N.A. NO 06116 $237500.00 Deutsche Bank RN Co NO 01116 $237500.00 08131,11 Closing Balance $07,227.63 Total FDIC Insured Bank Deposits $667,227.63 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 5250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Dirrent Period Year•to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Depows Total Dividends, Interest, Income and Expenses 5.31 000 44 62 0.00 $5.31 $0.00 $44.62 $0.00 Account Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. : Fer toNFIDAENTIAL Page 2 of 6 Rated excellent tray Vag Since 2007 0.4.0Aft RAM/ COMMUNICATIONS [Men IINCI etrlassetwerars ia Ornae. MEV NS. SDNY_G64 00049317 DB-SONY-0012141 EF1'A_00159926 EFTA01291570 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Portfolio Holdings ordisotemorsaltweanw.gemnre mratsCo.wm,040.P cettsthe sank S4 tannin Mw b..Olw 34,n,t4.I.jethMer MwetrOOM MIS. Statement Period: 0 8101/2 01 6 • 08/3112016 Description Quantity Opening Balance Closlog Balance Accrued Income Income This Year 30•Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,227.630 667,222.32 667,227.53 2.92 44.62 NIA Total FDIC Insured Bank Deposits $667,222.32 $667,227.63 $2.92 $44.62 Total Cash, Money Funds, and Bank Deposits $667,222.32 $667,227.63 $2.92 $44.62 Market Value Accrued Estimated Intereul Annual Income l Total Portfolio Holdings Messages $667.227.61 $0.00 $44.62 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rulet0b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection CorporaUon(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:livmw.clivs-investments.conVEN(productsimoney.market-fundslields.jsp Please note that all money market funds listed on the website may not be offered through us. Activity Summary (Ail amounts shown are in base currency) Credits This Period Debits Ibis Period Net This Period Credits Year•toClate Debits Yeardo•Date Nel Year•to-Date Dividends and Interest $5.31 $0.00 $5.31 $44.62 $0.00 $44.62 FDIC Insured Bank Deposits $0.00 -$5.31 -$5.31 $0.00 -$44.62 -$44.62 Totals $5.31 -25.31 $0.00 $44.62 -$44.62 $0.00 Page 3 of 6 Account Go paperless 7fl eIt OAS D OAR RAT( COMMUNICATIO116 rapt (Nn ;CM. otmeTtaW LIZ ersoZon SDNY_GM_00049318 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 61:ertoNFIDArNTIAL DB-SDNY-0012142 EFTA_00159927 EFTA01291571 Transactions by Type of Activity Processf Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Dividends and Interest 08/15(16 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.31 Li SO DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and interest • U.S. DOLLARS 0.00 5.31 FDIC Insured Bank Deposits 08/15/16 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED •5.31 USD DEPOSITS lk TERF_ST REINVESTED 458997996 Total FDIC Insured Bank Deposits. US DOLLARS 0.00 .5.31 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26Th FLOOR NEW YORK NY 10154.0003 Your Account Information Investment Objective Investment Objective: GROV/TI- investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Am orbze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account tom m unicalions for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information. Page 4 of 6 Account Rated IMA0 Go paperless £F ge., t Excellent 2007 OAR RAT OMMUNI TIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67„,"toNFIDAnwriArm„- ED C CA SDNY_GM_00049319 DB-SDNY-0012143 EFTA_001 59928 EFTA01291572 Deutsche Asset & Wealth Management PO. Boa 1776. Baltimore, MD 21203 Important Information and Disclosures Gnaw, e eon. Prmaie Ma.zgenme Mieetts Ce. Comp Cavtsche Sank Settanei Mw bet Once 315PIA AIINSP. 20th I by Mrs Perk. er 10154 Statement Period: 08/01;2016 • 08131/2016 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be (Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 14/K and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be rekaWe; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price mil be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing nil be fisted. if the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price mil purge and N/A will be placed in the price field in the statement The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, aid may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.petshing.cornIbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller of shares entitled to vote than the of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, a received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution without inquiry or investigation CO orders for the purchase and sale of securities and other property and tiff any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Account= Rated excellent Go paperless 1,44, • W.C. 2007 OAS D MA RAT • COMMUNICATIO116 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. : 7 PrONFID^ENTIAL "atinla Page 6 of6 M. —MF G vas •••• " :0•Temeen " — W 0.•••••• %La •••••• I wee. —C SDNV_GM_00049320 DB-SDNY-0012144 EF1'A_00159929 EFTA01291573 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershng is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vmw.pershing.com/aboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as blows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the nght to sue each other in court including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's abbty to have a court reverse or modify an arbitration award is very hinted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securtes industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 6 Account= Go paperless SM" 2007 OAS D OM RAT( COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6:7 toNFIDFRITAL - it- M a t •WWre4.1101 " : "Oiameen " MV Was" two.. SDW_GA4_00049321 DB-SDNY-0012145 EFTA_00159930 EFTA01291574 Deutsche Asset & Wealth Management P.O.Box 1776, Baltimore, MD 21203 Draisre Sant Pnnie Weal, Maatenmi Marats Genf age 4 ,1,P Dettscht lank Settanei Mrs Ian Oita. 315nell Ramo, 20th I ice, M. vett. We IOVA Portfolio at a Glance Account Statement Period: 07/0112016 - 07/31/2016 This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value S667,216.4/ 7667,183.01 6100 RED HOOK OTRS STE B- 3 Adjusted Previous Account Value 667,216.47 667,183.01 ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 565 39 31 ndEng Account Value $667,222.32 5667.222 32 Estim aced Annual Income S39 31 Your Client Advisor: DANIEL SAMOA Asset Summary Prier Year-End Last Period This Period % Allocation USD Cash, M oney Funds, and Bank Deposits+ 667.163.01 667.216.47 667.222.32 100.00% Please review your allocation periodically win your Client Adrdor. Account Total 6687,163.01 3687,216.47 3687,222.32 100.00% You Accoimt is 100% lusted in USD Cash. Money Funds. and Bank Deposits. I The Bane Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not securities and are not covered by the Securities InvePor Protecbon Corporabon (SIPC). These bank deposes are covered try the Federal Decoy, Insurance Corporaton (FDIC), up to alowable limes. Minn v CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) A0 CONFIDENTIAL 09,41 CSF1001, (r ) „ Rated [...anent tray Year Since 2007 0A10Ali RATED COMMUNICATIONS f)talliNCI Page 1 ol6 ••••••••tua marrow /011•10, IMIOt 04.0 SDNV_GM_00049322 DB-SDNY-0012146 EFTA_00159931 EFTA01291575 For Your Information The European Central Bank (the 'ECEV) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest nil be reported on your Forms 1C99 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Mount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending: 07129116 07101/16 Opening Balance 687,216.47 6137,216.47 07115116 Deposit INTEREST CREDITED 5.85 687,222.32 APY 0.01% 07/18116 Deutsche Bank Tuil Co 687,222.32 NO 07118 $237500.00 RBS Citizens Bank NO 07118 $237500.00 Texas Capital Bank NO 07118 $192222.32 07129116 Closing Balance $667,222.32 Total FDIC Insured Bank Deposits 3667,222.32 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year.to-Date Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank De nts 5 85 0.00 39.31 0.00 Total Dividends, Interest, Income and Expenses 16.86 10.00 $39.31 $0.00 Page 2 of 6 Account Rated excellent >an it it: a Go paperless tagAYIrRAr Taliga•UNICATIO116 ‘EFFREY EPSC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) N F I DrariAL eXCMINa GDNY_GM_00049323 DB-SDNY-0012147 EFTA_00159932 EFTA01291576 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Drain Rant km01E...eV. Wwtenimi htweett E %War CM, P C77004 Sank 140.aeri Mew ear' CM co 145 Pot !amber Olew Perk. kV MIN Portfolio Holdings Description Quantity Opening Salaam Clodeg Balance Statement Period: 07/0112016 -0713112016 Accrued Income 30.Day Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,222.320 667,216.47 867,222.32 2.58 39.31 NIA Total FDIC Insured Bank Deposits $687,218.47 $667,222.32 $2.58 $39.31 Total Cash, Money Funds, and Bank Deposits $687,216.47 $667,222.32 Market Value $2.58 Accrued Interest $39.31 Estimated Annual Income Total Portfolio Holdings $667.222.32 $0.00 639.31 Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporafion(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https./Awm.dws-investments.corNEN/productsimoney-market-fundslields.jsp Please note that all money market funds listed on the website may not be offered through us. If Article 15 of the EU Securities Financil Transactions Regulation ("SFTR') is applicable to you, please refer to https:/hwew.pershing.contglobal-assets/pdf/disclosures/per-eu-anicle-15-info-stmapdf for access to an information statement disclosing the risks and consequences of delivering non-cash colateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our kabiMies or obligations. Please contact your financial professional if you have any questions. Page 3 of 8 Account Rated ec elle nt Go paperless tv.y mat. 2007 PALMA RATL0 COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:7 Et ONFI D'ENTI A L - et- SDNY_GM 00049324 DB-SDNY-0012148 EFTA_00159933 EFTA01291577 Activity Sum m ary (All arnouMs sham are in base Currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Dividends and Interest $5.85 $0.00 $5.55 $39.31 $0.00 $39.31 FDIC Insured Bank Deposits $0.00 •$5.85 .15.85 $0.00 -$39.31 •$39.31 Totals $5.85 •$5.85 $0.00 $39.31 •$39.31 $0.00 Debits Year-to-Date Net Year-to-Date Transactions by Type of Activity Process, Settlement Date Activity Type Description Quantity Price Accrued Interest Mont Currency Dividends and Interest 07115116 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.85 USD DEPOSITS INTEREST RECEIVED /58997996 Total Dividends and Interest • U.S. DOLLARS 0.00 525 FDIC Insured Bank Deposits 07115116 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -5.85 USD DEPOSTS INTEREST REINVESTED 458997998 Total FDIC Insured Bank Deposits • U.S. DOLLARS 0.00 -5.85 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10154-0003 Your Account Information Investment Objective Investment Objective: GROWTH Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor. Pagel 016 Account Rated Excellent ROt Go paper less Every vas Since 2007 .F_FFREY EPSUI ONFIDENTIA L OASO E XCEIAR RATED COMMUNICRTIOhtS IENCIf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) octra...--ar....- t.Tiar"O•getein . ISM MS, on...HA avownava ...our we SDNY_GM_00049325 DB-SDNY-0012149 EFTA_00159934 EFTA01291578 Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 212013 Your Account Information (continued) Orals° e In Ponle wean mamtentne Mit OM Coo t cia C0c,P Chische Ilank Settonel Ht. Mrs bet Once 315 Pot Anew, IM lice! Mew etA 11r 10114 Statement Period: 07!0112016 -0713112016 Tax Lot Default Disposition M ethod Default Method for Mutual Funds: FIRST lh FIRST OUT Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: ho Electronic Delivery You hare not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, vAtich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is riot avagable are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated pnce will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Disuetionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities m default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing wil be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price vii purge and NIA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as wet as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be retied on for making kwestment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included n the figures for certain securities, thereby overstating them. Refer to worpershingoorn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the outlined in the Margin Agreement_ right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaler of shares entitled to vote than the of shares in your margin account Page 5 of 6 Account= Rated Excellent 1,11Alt ROL I Go paperless ii ik..,_ IrveyY••• TO, 2007 T °MATI MA SATO, COMMUNICATIONS =an omeretanatic t Isalem " MTV MAIM •••....114, =spew Mb\ Wilt ....., CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6EF (e)" Er° N F I DENTIA SDNY_GM_00049328 DB-SDNY-0012150 EFTA_00159935 EFTA01291579 Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, round a charge, or received a credit. Transactions converted by agents (such as depositories) will be baled at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (U) any other instructions concerning your account. Pershing is riot responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It ads as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabifity of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ($IPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits, For more detailed information please visit vtiverpershingtortraboutistrength-and-stabiMy. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days alter receipt of this statement, to your &uncial organization and Pershing. Please be advised that any oral communication should be re-confrrned in writing to further protect your rights, incbding your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fied. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very fl ed. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled healing date. • The panel of arbitrators will typically include a worry of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a darn in arbitration. In some cases, a claim that is inefigible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified Bass action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (tithe class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 8 Accounts Rated incellont UK AO R011 Go paperless Lney Vas lance 2007 0A10AR RATC0 COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. EPSC ONFI D A ran A L "enigma :ran 'Owe weit=0•1••••. " MEV MOO* I •••••••••••••••• Mae ••••0 SDNYS4.4 00049327 DB-SDNY-0012151 EFTA_OO159936 EFTA01291580 Deutsche Asset & Wealth Management P.O. Box 1776, Baltimore, MD 21203 Draisot Ram PnwaRMOmth Magatenmi Weans /Near C,,AP Dettsche lank Setweri.c. IN* bet Moo 315 Part Mame, Habitat Mr. etet. WY 1014 Portfolio at a Glance Account Statement Period: 06/0112016 - 06130/2016 This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value 6667,210.79 6667,183.01 6100 RED HOOK 0TRS STE B- 3 Adjusted Previous Account Value 667,210.79 667,183.01 ST THOMAS VI 00802- 1348 0lvcdende Interest and 0thei Income 5.68 33 46 ncling Account Value $667.216.47 5667.216 47 Estim aled Annual Income $33 46 Your Client Advisor: DANIEL SAW Asset Summary Prior Year-lad Last Period This Period % Alloadoe USD Cash, M oney Funds, and Bank Depolits1 667.163.01 667.210.79 667.216.17 100.00% Please revirwyour allocation penochcally wili your Client Acerson Account Total 6667,153.01 6687,210.19 $851,218-41 100.00% You Accoot lien Seated in USD Cash. Money Funds. and Bank Deposits. I The Bank Deposes In your account are FDIC insured bank deposes. FDIC insured bank deposits are not securites and are not covered by the Se:unties Investor Protection Corporation (SIPC). These bank deposts are covered by the Federal Depose Insurance Corporator (FDIC). up to allowable limes CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page I oil Rated Excellent A009T7SICSF10024 Go paperless E'nNTYm. COMMUNICATIONS CONFIDENTIAL RATED COMMUNICATIONS CONFIDENTIAL EXCITMENCE ocati==a7a ....ta or emg.rs= + ,n. ac ••••••••••••• wk. SOO SDNY_GM_00049328 DEt-SONY-0012152 EFTA_00159937 EFTA01291581 For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Mount laaa Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending. 06130116 06101/16 Opening Balance 667,210.79 687,210.79 06/15116 Dermal ik TEREST CREDITED 5.68 667,216.47 API' 0.01% 06116/16 Deutsche Bank NI Co 667,216.47 NO 06116 S237500.00 RN Citizens Bank NO 06116 $237500.00 Texas Capital Bank NO 06116 $192216.41 06130116 Closing Balance $667,216.47 Total FDIC Insured Bank Deposits $667,216.0 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to 6250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year•to-Data Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank De osits 5 68 0.00 33 46 000 Total Dividends, Interest, Income and Expenses 65.88 $0.00 $33.48 $0.00 Page 2 of T Account Rated Excellent inIA14 ROLL GO paperless Lew, Yee* Since 2007 .EFFREY EPS _ NFID^ENMIAL rOVerEtAli RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) U etttesud•Zotabir i deetnean " MeV deed awatun avaelama vow ewe SDNY_GM_00049329 DB-SDNY-0012153 EFTA_00159938 EFTA01291582 Deutsche Asset & Wealth Management PO am 1776, Baltimore, MD 21203 Portfolio Holdings Description Quantity Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 6137,216.470 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Draisre m Prmaie Wealth mantnim Mat{ Cwt. COMP Chisthe Sank Scuantim, Mrs bet Once 315PIA OdOINNO. 20th I ter Mew %A 10. 10114 Statement Period: 06/0112016 -0613012016 Opening Balance Posing Balance Accrued Income Income This Year 30•Day Yield 667,210.79 661,216.47 2.75 33.46 NIA 3667,210.19 6661,216.47 $2.15 633.46 $667,210.79 6661,216.47 $2.75 $33.46 Market Value Accrued Estimated Interest Annual Income Total Portfolio Holdings 6667,216.47 Messages Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporabon(SIPC). $0.00 633.46 For disclosure of rates for DWS money market funds. please visit the DWS Investments website at httpslAwnitdws•investments.corrVENrproductshnoney-market-fundslieldsisp Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at 61 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. If Article 15 of the EU Securities Financing Transactions Regulation ("SFTR1 is applicable to you, please refer to httpslAwm.pershing.cortglobal-assetsrpdfrdisclosuresrper-eu-anicle-15-info-stmtpdf for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral anangement or otherwise affect your or our kabikties or obligations. Please contact your financial professional if you have any questions. Page) of? Account Rated Ibtoollent OMB GO paperleSS [very Year WK. 2007 .EFFREY EPSC TELK ONFIDMSMAL "" Mr : RA VW COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Mt Laellare ,47....:. 'OsoNnthwi Sal* SDNY_GM_DOC49330 DB-SDNY-0012154 EFTA_00159939 EFTA01291583 Activity Sum m ary (All amountsshown are in base currency) Credits This Period Debits This Period Net This Period Gals Year-to-Date Dividends and Interest $5.68 60.00 $5.68 $33.46 $0.00 $33.46 FDIC Insured Bank Deposits $0.00 -$5.68 -$5.68 $0.00 -$33A6 -$33.46 Totals $5.68 -65.68 $0.00 $33.16 -$33.46 $0.00 Debits Year-to-Date Met Year-to-Date Transactions by Type of Activity Process, Settlement Date Activity Type Descriplicw Otantity Price Accrued Interest Amount Currency Dividends and Interest 06115116 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5.68 LSO DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and Interest • U.S. DOLLARS 0.00 5.66 FDIC Insured Bank Deposits 06115116 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -5.68 tr SO DEPOSITS INTEREST REINVESTED 458997996 Total FDIC Insured Bank Deposits • U.S. DOLLARS 0.00 .5.50 Total Value of Transactions 0.00 0.00 USO The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 315 PARK AVENUE 26Th FLOOR NEW YORK NY 10151.0003 Your Account Information Investment Objective Investment Objective: GROV/TF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor. Page 4 ofT Account Rated Excellent IMIA8 •ttn I Go paperless LOZYCI;f1r1(AT CD C2:4 7MUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6:7 TONFIDENTIAL """na etriasariestrant a."" Oseroll. Sews asap tua anoi t.* vow nee SDNY_GM_00049331 DES-SDNY-0012155 EFTA_OOI 59940 EFTA01291584 Deutsche Asset & Wealth Management PO. Boa 1776. Baltimore. MD 21203 Your Account Information (continued) Dralsre San. Ponle wean Ma.ziental Weett CO•tcytt01,P Chnthe Sank Senn, Ht. *re bet Once 315 Pot Owner. alibi ter Mew bit nr 10114 Statement Period: 06/01/2016 • 06/3012016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: ho Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not evadable are marked 14/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be ramble however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price wit be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities pilot to making a &uncial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third patty sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities n default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing and be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price vrifl purge and WA will be placed in the price field in the statement. The pricing of listed options takes into account the last dosing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making kivestment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to worpershing.cornibusiiess_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with el n outlined in the Margin Agreemiiii right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflecta smaler of shares entitled to vote than the of shares in your margin account Account= RitedlitcyMM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 7e)FREY 'PSC oNFI 'DENT/kr excel timer Fage 5 of T MIA.) ROIL Go paperiess a udzatrc r c2sa...... et a riwsin *Mem Rea= tremein " ••••••noin ••••••.•••••A SDNY_GM_00049332 DB-SDNY-0012156 EFTA_00159941 EFTA01291585 Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency tiansactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (U) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ($IPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC traits, For more detailed information please *it wmv.pershing.comiaboutrstrength-and-stabiMy. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) prompfly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enlace any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative dass who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of? (MAO ROLL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. : EY toNFID^ENTIAL Account Go paperless Rated Excollent Lowy Year smc. 2007 OAMIAR RATCD COMMUNICATIONS M a ras. SDNY_GM_00049333 DB-SDNY-0012157 EFTA_00159942 EFTA01291586 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED COWRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO THE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A OOMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN, INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC CPERSHING1 FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOLIT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW,PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD SE RETAINED FOR YOUR RECORDS, PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (RE-GULATON NMS- RULE 607(A)(1)-all PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OlECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOP THE .46:04 TERMS MO CCHOITIONSME UNACCEPTABLE TO YOU. PEASE NOWT PERRINO IIACIATELY N WRITWIG SY CERTIFIED MAIL TO ONE PERSHING PLAZA. JERSEY CITY. NJ 07309. ATM LEGAL DEPT OKA° R011 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67er EPSC NFIDAnwriAL Paget of 7 Account Go paperless trent Yoe Siva 2007 0AtIMSI RATED COMMUNICATIONS EXCIMINCIr tr...=4:f.r.-=" * "=:( SDNY_GM_00049334 DB-SDNY-0012158 EFTA_00159943 EFTA01291587 O Deutsche Asset & Wealth Management P.O.Box 1776, Baltimore, MD 21203 Dralsre Sam ....le Wealth Ma.tenaill awaits Comae* Come Welsch, Sank SeCtanel *re bri Once Hann Anew, lab ace, Meta We laa Portfolio at a Glance Account Statement Period: 05/01/2016 - 05/31/2016 This Period Year-to-Dale JEFFREY EPSTEIN Beginning Account Value $667,205.67 1867,183.01 6100 RED HOOK ()IRS STE B- 3 Adjusted Previous Account Value 667305.67 667,183.01 ST THOMAS VI 00802- 1348 Dividends. Interest and Other Income 512 27 78 nd ng Account Value $667.210.79 $667.210.79 Estim ated Annual Income 527 78 Your Client Advisor: DANIEL SAW Asset Summary Prior Yearad Last Period This Period % Allocation li SO Cash. I/ oney Funds. and Bank °epeeist 667.163.01 667.205.67 667.210.79 10000% Please review your allocation periodically win your Client Ackaor. Account Total 1881,153.01 8667,206.67 1801,21019 100.00% You Account is 100% invested in USD Cash. Money Funds. and Bank Deposfts. I The Bane Deposes In your account are FCC insured bank deposes. FDIC insured bank deposits are not secunt es and are not covered by the Seciaties Investor Protection Corp: taboo (SIPC). These bank deposts are covered by tne Federal Depose Insvance Corporation (FDIC). up to anon* lint. Page 1 016 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) il k ic...,..aeo Rated excollat A0098021CSF30016 Go pare-less Lbw/ Yoe, SIM* 2007 D OAllbeliPATC COMMUNICATIONS CONFIDAMTIAL r'm1e` M a t lima 'Omer arat::=S " SW SOWS esone woe wee SDNY_GM_00049335 DB-SDNY-0012159 EFTA_00159944 EFTA01291588 For Your Information The European Central Bank (the 'ECT3') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest wil be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. FDIC Insured Bank Deposits Date Activity Type Description Mount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Activity Ending. 05/31/16 04130/18 Opening Balance 667,205.67 667,205.67 05113/16 Deposit I k TEREST CREDITED 5.12 667,210.79 APT 0.01% 05116/18 Citibank N.A. 667,210.79 NO 05116 5237500.00 Deutsche Bank TrN Co NO 051165237500.00 NY Con m unily Bank NO 05/16 5192210.79 05/31/16 Closing Balance 8667,210.79 Total FDIC Insured Bank Deposits 8667,210.79 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary Carrent Period Year.to-Data Taxable Non Taxable Taxable Non Taxable Interest Income FDIC Insured Bank Deposits 5.12 0.00 27 78 0.00 Total Dividends, Interest, Income and Expenses $5.12 $0.00 $27.78 WOO Page 2 o18 Account OMB. ROLL (so paperless Rated Euellent Every Year Since 2007 .EFFREY EPS rOVerr oillAorD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F DArNTIAL I SDNY_GM_00049336 DB-SDNY-0012160 EFTA_00159945 EFTA01291589 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Portfolio Holdings Draisre Ilan Poetic W.V. Marientni Peseetts I ortriteCoMP Cesisthe Sank Scoonei Jil•*btt OR,* He PIA OWIrrne, tan liter w en 11Y 10114 Statement Period: 0510112018 -05/3112016 Desolation Quantity Opening Balance Posing Balance Accrued Income Income This Year 30•Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 657,210.790 667.205.67 667,210.79 2.91 27.78 NIA Total FDIC Insured Bank Deposits 6667,705.67 $667,210.71 $2.91 $27.76 Total Cash, Money Funds, and Bank Deposits $667,705.67 $667,210.79 $2.94 $77.78 Market Value Accrued Estimated Interest Annual Income Total Portfolio Holdings $667,210.79 Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). $0.00 $27.78 For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https/Awnicdws-investments.corn/EN/productsimoney-market-lundslields.jsp Please note that an money market funds listed on the website may not be offered through us. ANhough a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual hinds processed on the sweep platform Activity Summary (AU amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Yea r•to•D ate Debits Yea r•to•Date Nel Year-to-Date Dividends and Interest $5.12 $0.00 $5.12 $27.78 $0.00 $27.78 FDIC Insured Bank Deposits $0.00 -$5.12 -$5.12 $0.00 -$21.78 -827.78 Totals $5.12 .95.12 $0.00 $27.71 -$27.78 $0.00 Page 3 of 8 Account Rated exc•Iloret I>ItAl4 HOU GO paper Lbw, iva, Ww• 2007 .F_FFREY PtilloNFIDENTIAL OASB EXCTI IIO1 Alt RATCO COMMUNICATIONS N CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) awsvac, ••••••tream weir sac SDNY_GM_00049337 DB-SDNY-0012161 EFTA_00159946 EFTA01291590 Transactions by Type of Activity Process' Settlement Date Activity Type Description Dividends and Interest 05/13/15 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 5 i2 LSO DEPOSITS INTEREST RECEIVED 458997996 Total Dividends and interest • U.S. DOLLARS FDIC Insured Bank Deposits 05113116 FDIC INSURED BANK DEPOSITS INTEREST REINVESTED 458997996 INSURED DEPOSITS INTEREST REINVESTED 0.00 5.12 5.12 LSD Total FDIC Insured Bank Deposits - US DOLLARS 0.00 -5.12 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Duality Price Acaued Interest Amount Currency Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVM LE 26W FLOOR NEW YORK NY 10154.0003 Your Account Information Investment Objective Investment Objective: GROV/TF Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. If you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds FAST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Am orbze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account tom m unicalions for electronic delivery. To register and turn off paper communications. log in to your account or contact your Client Advisor for more information. Page 4 of 6 Accounl Rated Excellent MIA.) gall Go paperless OAtIZMATCDC2O1LLINICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:7 FPS ONFIDEvriAL excel inn SDNY_GM_00049338 DE/-SDNY-0012162 EFTA_OO159947 EFTA01291591 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures Orals° e Ban, Pootle wean ma-utenna Mines COott/VG,WP ChM/it Ma Senonel Ht. Mrs bet OR,* 315 Pot •••••••., lOth I ter Mew In 10. 10354 Statement Period: 05/01/2016 - 05/31/2016 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, lave been obtained from independent vendor services, which we believe to be (Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessariy be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated mice will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing nil be isted. if the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement The pricing of listed options takes into account the last closing once, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, aid may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wiwripershing.corrribusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Proxy Vote Securities not fully paid fa in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The tight to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smakr of shares entitled to vote than the of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other properly and (d) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it cfirectty or through your financial institution or that it receives as the result of securities transactions i processes. Account= Riled [...Mont GO paperless Lwow vow w.. 2007 DAS D OM RATE COMMNICATIOn6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:7 EPSCONFID A.ENTIAL "cnIENct Page 5 of 6 ot a rinirLnetwer Walsitt:COrstran " MEV WIN* ordagua avow nab• Mae m.0 SDW_GIN 00049339 DB-SDNY-0012163 EFTA_00159948 EFTA01291592