EFTA Document EFTA01298513

NAME SEARCHED: JEGE, Inc PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts invoking PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): Rix: El No lilt 0 Not Required Hit I. RDC Results No RDC Alert (Please See Attached) • FIRCOSOFT 0.74 No Hit U Not Required flit II. FIRCOSOFT Result1 No FIRCOSOFT Alert (Please See Attached) o HIS El Yes (8I No 0 Not Required Ill. Negative Media No Information Found IV. Non-Negative Media No Information Found V. Other Language Media Not Required MB Results? El VI. MB No Information Found M Yes El No Not Required SNIARTLINX Results? VII. Smartling Information Found (Please See Attached) C Yes M No 0 Not Required COURT CASES U Review by Legal May be Required 0 No Results El Search not required VIII. Coup Cases No Information Found Prepared by: Krishna Didhich Date: 09/27/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:81 art indale-HubbellhttpaAvvisv.martindak.comhp/81anindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KVC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SbNY_0M_00063127 DB-SDNY-0025952 EFTA_00 73635 EFTA01298513 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11640991 No Match KYC 01977705 as JEGE, Inc Country:VIRGIN ISLANDS, U.S. Found 11640992 No Match KYC 01977705 -r-‘ JEGE, Inc Country:UN1TED STATES Found FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE 29777755 WR_297777552182 Company J IcGE, No Alert No Alert No Alert No Alert 29777756 WR_297777562182 Company JEGE, Inc No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required D&B: No Information Found Public Record: 1 OF 1 RECORD(S) SmartLinx ® Comprehensive Business Report For Internal use only For internal use only SDNY_GM_00063128 CONFIDENTIAL - PURSUANT TO FED R.QQN(F I DENTIAL DB-SDNY-0025953 EFTA_00173636 EFTA01298514 Page 2 Report Created:9-27-2018 2:22 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright SD 2018 LexisNexis, All rights reserved. Search Terms - tin(51-0405649) radius(15) Executives - Current (0) IncorporatiorvS0S (0) Operations/Sites (1) Sales (0) Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0) MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft • Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0) UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TI Ns (0) Possible Connected Parent Company (0) Industry Information (0) Business (2) View All Sources (1) Business Summary Name Address Phone JEGE INC / (No recent public filings on file) PO Box 806 New York, NY 10150-0806 New York County 212-750-9790 1 (Phone De-Lkaled in Electronic Directory Assistance) LexID Established TIN 0349-0314-9272 2006 (12 Years in Business) At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. 1. NAME JEGE INC TINs - 0 TINs found Business Profile Executives: Current - 0 executive(s) found Incorporation/SOS (0 active, 0 other) OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1. PO Box 806 New York NY 10150-0806 New York County New York, NY 212-750-9790 / (Phone De-Listed Eleclren Directory Assistance) Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) For internal use only For internal use only SDNY_GM_00063129 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0025954 EFTA_00 I 73637 EFTA01298515 Page 3 Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 2 businesses found NO. NAME ADDRESS 1. JEANETTE GLOBAL ENTERPRISES INC 77 E John St Hicksville, NY 11801-1309 2. JEGE INC 62 Wilmington Dr Melville. NY 11747-4028 Suffolk County Business Associates - 0 business associates found Sources All Sources Experian 1 Source Documents 1 Source Documents Key: AHigh Risk Indicator. These symbols may prompt you to investigate further. / Moderate Risk Indicator. These symbols may prompt you to investigate further. r. General Information Indicator. These symbols inform you that additional information is provided. 't# The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. 8 Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. 0 FAX Indicator. These symbols indicate a FAX number Government Phone Indicator. These symbols indicate a government phone number. For internal use only For internal use only SDNY_GM_00063130 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0025955 EFTA_00 173638 EFTA01298516 Page 4 Important: Thu Public Records and commercially evadable data sources used on reports have errors. Data is sometimes entered poorly. processed incorroctly and is generally not hoe from doted. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, a should be independently verdict For Secretary of Slate documents, the fokming data is for information purposes only and is not an official record. Codified copies may be obtained from that individual stales Department of Slate. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GUM Permissible Use Is: Legal Compliance Copyright O 2018 LexisNoxis, a division of Rood Elsevier Inc. NI Rights Reserved. LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SONYGM_00063131 CONFIDENTIAL - PURSUANT TO FED R.QPNE I DENTIAL DB-SDNY-0025956 EFTA_00173639 EFTA01298517