EFTA Document EFTA01298518

NAME SEARCHED: JEGE, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts invoking PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): Rix: El No lilt 0 Not Required Hit I. RDC Results No RDC Alert (Please See Attached) • FIRCOSOFT ..74 No Hit U Not Required flit II. FIRCOSOFT Result1 No FIRCOSOFT Alert (Please See Attached) 0 HIS 0 Yes (8I No 0 Not Required Ill. Negative Media No Information Found IV. Non-Negative Media No Information Found V. Other Language Media Not Required Mt B Results? 0 VI. MB No Information Found M Yes ig:l No Not Required SNIARTLINX Results? VII. Smartling Information Found (Please See Attached) Cr Yes • No 0 Not Required COURT CASES U Review by Legal May be Required 0 No Results 0 Search not required VIII. Coup Cases No Information Found Prepared by: Krishna Didhich Date: 09/27/2018 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:N1artintlale-HubbellhttpaAnyw.martindak.comkpThlanindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KVC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SbNY_0M_00063132 DB-SDNY-0025957 EFTA_00 73640 EFTA01298518 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11640993 No Match Found KYC — JEGE, LLC 1:ountry:VIRGIN ISLANDS, U.S. FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE 29777758 WR_297777582182 Company LLC JEGE, No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required D&B: No Information Found Public Record: For Internal use only For internal use only SONYGiv1_00063133 CONFIDENTIAL - PURSUANT TO FED R.QQNE I DENTIAL DB-SDNY-0025958 EFTA_00173641 EFTA01298519 Page 2 No Documents Found No documents win found for the starch cams emend. You can eat your search arid try agars or save rt. To edit it. you may wart to to one or ewe of the followng: • Check For spelling inn • Remove some search tames. • Check the *find srtntar-sounchng Int names' chnkbac. Sena: Smard.mx. Comprehensive, Business Ripen 13 Terms: on(6tH)793442) radrus(15) •D 1 OF 1 RECORD(S) • ((Lt •••,..••• I ;NAM Swd• SmartLinx ® Comprehensive Business Report Report Created:9-27-2018 2:32 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 02018 LexisNexis, All rights reserved. Search Terms - company(JEGE, LLC) radius(15) Executives - Current (0) IncorporatioNSOS (0) Operations/Srtes (1) Sales (0) Licenses (0) URLs (0) Real Property - Current (0) Real Property • Prior (0) NTVRs - Current (0) MVPs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft • Current (1) Aircraft - Prior (1) Bankruptcy Filings (0) Judgments & Liens Filings (0) UCC Filings (0) Executives Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) Tr Ns (0) Possible Connected Parent Company (0) Industry Information (0) Business (0) View All Sources (3) Business Summa Name Address Phone JEGE LLC 6100 Red Hook *Mrs Ste 5-3 St Thomas, VI 00802-1348 St. Thomas County LexID Established TIN 0148-5390-1666 At a Glance Real Property 0 UCC Debtor 0 Personal Property 1 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. 1. NAME JEGE LLC TINs - 0 TINs found Business Profile Executives: Current - 0 executive(s) found For internal use only For internal use only SDNY_GM_00063134 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0025959 EFTA_00173642 EFTA01298520 Page 3 Incorporation/SOS (0 active, 0 other) OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1. 6100 Red Hook Qtrs Ste 8-3 St Thomas, VI 00802-1348 St. Thomas County ST. THOMAS COUNTY Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (1 current, 1 prior) NO. TYPE STATUS YEAR/MAKE MODEL VIN 1. Aircraft Current 1988 GULFSTREAM AEROSPACE G-IV 1085 Registrant Info JEGE LLC 6100 Red Hook Qtrs Ste B-3 St Thomas, VI 00802-1348 Aircraft Info Tail Number 120JE Registration Date: 05/3012013 Type: FIXED WING MULTI ENGINE Number of Engines* 2 2 Aircraft Prior 1988 GULFSTREAM AEROSPACE G-IV 1085 Registrant Info JEGE LLC 6100 Red Hook Quarter B 3 St Thomas, VI 00802 For internal use only For internal use only SDNY_GM_00063135 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0025960 EFTA_00 I 73643 EFTA01298521 Page 4 Aircraft Info Tail Number: 423TT Registration Date: 05/30/2013 Type: FIXED WING MULTI ENGINE Number of Engines: 2 Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources Personal Property 3 Source Documents 3 Source Documents Key: AHigh Risk Indicator. These symbols may prompt you to investigate further. I Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. 101. The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. 8 Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. ® Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. 0 FAX Indicator. These symbols indicate a FAX number. (9) Govemment Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed inoonectly and a generally not free from defect This system should not be relied upon as dednitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of Slate documents. the following data is for irdormation purposes only and is not an official record. Codified copies may be obtained from that individual stales Department of Slate. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLEIA Permissible Use is: Legal Compliance Copyright O 2018 Lexishlexis. a division of Reed Eberle' Inc. Al Rights Reserved. For internal use only For internal use only SDNY_GM_00063136 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SONY-0025961 EFTA_00 I 73644 EFTA01298522 LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00063137 CONFIDENTIAL - PURSUANT TO FED R.QC)N(F IDENTIAL DB-SDNY-0025962 EFTA_00173645 EFTA01298523