EFTA Document EFTA01299737

RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 1 AMOUNT CCY BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID USDE : $3,075.74 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION 2,760.00 EUR IBD P6XEDSUM 09.07.09 03.31.09 AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DEUTSCHE BANK AG NEW YORK ADDITIONAL INSTRUCTIONS : ATTN PWM PCG SERVICE TEAM RIVERSIDE EUROPEFUND III LP 630 FIFTH AVE NY NY 10 11 RELEASE DATE : 2015-09-24 RELEASE COMMENTS • RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-MARGIN REQUEST 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : USER ID DATE TIRE STATUS COMMENTS CPSAMPS 09/25/15 03.31.09 SNT The Currency wire got settled. MGNTLUB 09/24/15 10.47.58 PPR MGNTLUB 09/24/15 10.47.58 ULK MONTLUB 09/24/15 10.47.58 APP LOA / PRTNTSHP / HOLD LIFTED BY MARGIN / SUP? EUR MGNTLUB 09/24/15 10.44.36 LCK IMMUCAUTO 09/24/15 10.38.04 ARP P6XEZKOZ 09/24/15 10.38.03 ULK CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065836 DB-SDNY-0028661 EFTA_00 I 76336 EFTA01299737 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 2 P6XEZKOZ 09/24/15 10.38.03 APP ➢6XEZKOZ 09/24/15 10.35.19 LOK P6XEDSUM 09/24/15 09.07.09 SOHN ACCOUNT TYPE AMOUNT CCY BANK SNIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 114G-014779 1 406,757.60 EUR IBD P6XEADNY 12.24.02 08.16.02 CMG7F000005D USDE : $453,290.66 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DE82500700100925815300 DEUTSCHE BANK AG ADDITIONAL INSTRUCTIONS : GUARDIAN INVESTMENT COMPANY LTD RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT- 42% OVER STANDARD TINEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US KYC POLICY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065837 OS-SDNY-0028662 EFTA_00176337 EFTA01299738 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REASON : EURO JOURNAL FROM ATTACHED ACCOUNT N40013797 COMING IN TO COVER BALANCE REPORT PAGE: 3 STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No USER ID DATE TIME N : IMD1CWG7F000005D STATUS COMMENTS MONKSHI 09/25/15 08.16.02 ENT MONKSHI 09/25/15 08.16.02 ULK MGNKSMI 09/25/15 08.16.02 APP SUFF EUR AVA V/D 9/25/USD DEBIT VS MMF/DBAB APPROVED /LOA RECD/CORP RES OK MONNSMI 09/25/15 08.15.50 LCK HGNJIAR 09/24/15 17.15.58 ULK NONTLAR 09/24/15 17.15.58 HID PENDING ADDITIONAL ACTIVITY. PLEASE SEE PRIOR APPRVL COMMENTS HGNJIAR 09/24/15 17.14.44 LOM MGNPBUN 09/24/15 17.11.18 ULK WINPBUN 09/24/15 17.11.18 APP SUFF SUR AVA V/D 9/25/USD DEBIT VS MMF/DBAB APPROVED /LOA RECD/CORP RES OK NONEWAT 09/24/15 17.10.59 LCK NGNPBUN 09/24/25 27.04.08 ULK MGNPBUN 09/24/15 17.04.08 BID PENDING ADDITIONAL ACTIVITY. SUP? EUR AVA V/D 9/25/USD DEBIT VS AMF/DBAB APPROVED /LOA RECD/CORP HOWPWAI 09/24/15 17.02.10 LCK RES OK MGNPBUN 09/24/15 17.01.32 ULK NONITEIN 09/24/15 16.51.55 LCK NONPBUN 09/24/15 16.27.42 ULK If:JEPSON 09/24/15 16.26.23 LCK NONMEA1 09/24/15 16.25.11 ULK MGNPBUN 09/24/15 16.23.16 LCK HOMIER; 09/24/15 15.54.38 ULK MONFORT 09/24/15 15.54.38 HIJ) PENDING ADDITIONAL ACTIVITY. PENDING DBAB(SUFF EUR AVA V/D 9/25/USD DEBIT VS MICF/DBAB/LOA RECD/C HGNPBUN 09/24/15 15.48.01 LCK ORP RES OK WORKAUTO 09/24/15 15.35.19 APP P6XEMAND 09/24/15 15.35.19 ULK P6XEMAND 09/24/15 15.35.19 APP PENDING PROCESSING OF EURO JOURNAL FROM ACCOUNT N4G013797 P6XEMAND 09/24/15 15.34.17 LCK P6XEADWY 09/24/15 12.24.02 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-014779 1 953,221,026.00 JPY IBD P6XEADNY 12.04.10 03.30.42 CWG7F0000051 USDE : $7,911,734.51 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE ME $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065838 OS-SDNY-0028663 EFTA_00 176338 EFTA01299739 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 4 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY =MRS INVL BANK DEUTJPJT DEUTSCHE BANK AG TOKYO JAPAN SECOND FFC ULT BENZ 85160720000JIMOOTOK DEUTSCHE BANK AG ADDITIONAL INSTRUCTIONS : GUARDIAN INVESTMENT COMPANY LTD RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMBIT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST HAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-521S OVER STANDARD TIKEPRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK Accuin PER MIS1 US KYC POLICY REASON : . STANDING INSTRUCTION : CURRENCY WIRES REP NUMBER Reg E Eligible : No N : IMD1CW07F0000051 USER ID DATE TINE STATUS COMMENTS CPSAMPS 09/25/15 03.30.42 SNT The Currency wire got settled. HGNJLAR 09/24/15 17.14.39 PPR MONJIAR 09/24/15 17.14.38 ULK MGNJ1AR 09/24/15 17.14.38 APP PRIOR APPRVL COMMENTS VALID/AMT OK'D BY TREASURY MONILAR 09/24/15 17.13.38 LCK MGNMRAC 09/24/15 17.08.42 ULK MGMISRAC 09/24/15 17.08.42 APP DBAB INTERNAL WIRE-JPY AV 9/25-KMF TO CVR USD DR-TSY OK-OK PER SHARATHSDBAB.CR WINMRAC 09/24/15 17.06.35 LCK MGNMRAC 09/24/15 16.15.58 ULK MONMRAC 09/24/15 16.15.58 HUD PENDING ADDITIONAL INSTRUCTION. DBAB.CR APPVL-DBAB INTERNAL WIRE-SUFF JPY AV 9/25-MMF TO CVR USD M313MRAC 09/24/15 16.07.35 LCK DR-TSY OK/TONY CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(QONFIDENTIAL SDNY_GM_00065839 DB-SDNY-0028664 EFTA_00 176339 EFTA01299740 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 5 P6XEMAND 09/24/15 15.59.35 ULK ➢6XEMAND 09/24/15 15.59.35 APP P6XEMAND 09/24/15 15.57.06 LCK P6XEMAND 09/24/15 15.57.06 ULK P6XEMAND 09/24/15 15.43.56 LCK P6XEMAND 09/24/15 15.41.30 ULK P6XEMAND 09/24/15 15.37.45 LCK P6XEMAND 09/24/15 15.37.45 ULK ➢6XEMAND 09/24/15 15.36.13 LCK P6XEMAND 09/24/15 15.34.17 ULK P6XEMAND 09/24/15 15.34.13 LCK P6XCADWY 09/24/15 12.04.10 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID U40-022285 1 50,000.00 EUR IBD P6XEDSUM 14.06.55 14.38.51 CWG700000070 USDE : $56,435.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK INGBFR21XXX ING BANK FRANCE-RETAIL BANKING PARIS FRANCE SECOND FTC ULT RENE FR7630438001004000047950769 M. PAOLO GIULIO BONESCHI ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065840 DB-SDNY-0028665 EFTA_00176340 EFTA01299741 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6/4E RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09999 -AIL/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : IMDICW0760000070 USER ID DATE TIME STATUS COMMENTS MGNMUMI 09/25/15 14.38.51 PPR MGNAKAR 09/25/15 14.38.51 ULK MGMUUMI 09/25/15 14.38.51 APP APPRVD ➢ER L2 APPVR COMENTS/HRM COMM SHEET RECD/SUFF EUR IS AVAILABLE MGNMUUt 09/25/15 14.37.48 LCE NGNAPER 09/25/15 14.37.25 ULK MGNAPER 09/25/15 14.37.25 APP FEE AVA VD 9-28/W9/MULTI/AML. APP/LOA RECD/DBAB HONAPER 09/25/15 14.36.38 LCK WQRKALYTO 09/25/15 14.23.00 APP P6XEZKOZ 09/25/15 14.22.59 ULK P6XEZEOZ 09/25/15 14.22.59 APP P6XEZEOZ 09/25/15 14.21.53 LCE P6XEDSUM 09/25/15 14.06.55 SOHN REPORT PAGE: 6 ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1140-022285 1 1,720,815.38 EUR IBD P6XEDSUM 11.38.56 13.31.35 CW0700000040 USDE : $1,942,284.31 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEZ $7.50 OFFICE N/A BANE-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK INGBFRPP ING BANK FRANCE COMMERCIAL BAN PARIS PRANCE SECOND FPC CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065841 OS-SDNY-0028666 EFTA_00176341 EFTA01299742 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : EXE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 7 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL ULT BENZ FR7630438000012717203000421 ING LEASING FRANCE ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDY PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -AML/EXCEEDS TURNOVER PATIO: MIN/DOM ACCT- 77% OVER STANDARD TIHEFRAME REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No USER ID DATE TIME N : IMD1CWG7G000004N STATUS COMMENTS MONAHAN 09/25/15 13.31.35 PPR MONMUUI 09/25/15 13.31.35 ULK NONAKAN 09/25/15 13.31.35 APP APPROVED PER L2 APPVR COMMENTS/SUFF EUR/MULTIPLE REQS OKAY MGMAKAN 09/25/15 13.31.01 Inc NGNRWAT 09/25/15 13.29.14 ULK MONPBUN 09/25/15 13.29.14 APP SUFF EUR V/D 9/28/LOA RECD/CORP RES IMAGED./DBAS /AML APPROVED MGHPBUN 09/25/15 13.28.42 LCK mourstnr 09/25/15 12.41.39 ULK NOWPWRI 09/25/15 12.41.39 HID PENDING COMPLIANCE REVIEW. PENDING ANL (SWF EUR V/D 9/28/LOA RECD/CORP RES IMAGED./OBAB MONPBUN 09/25/15 12.31.04 LCK WORKAUTO 09/25/15 11.59.13 APP P6XEZKOZ 09/25/15 11.59.11 ULK P6XEZKO2 09/25/15 11.59.11 APP P6XEZKO2 09/25/15 11.57.02 LCK P6XEDSUM 09/25/15 11.38.57 SEM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 1,744,815.38 EUR IBD P6XEDSUM 09.58.30 11.38.32 CWG7G000002V USDE : $1,969,373.11 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACC? NO/IBAN NAME CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cON Fl DENTIAL SDNY_GM_00065842 DB-SDNY-0028667 EFTA 00176342 EFTA01299743 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 8 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK INGBFRPP ING BANK FRANCE COMMERCIAL BAN PARIS FRANCE SECOND FFC ULT BENZ FR7630438000012717203000421 ING LEASING FRANCE ADDITIONAL INSTRUCTIONS : PAUL BLOCK INDV PROPERTY PX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -AML/EXCEEDS TURNOVER RATIO: MIN/DOM ACCT- 784 OVER STANDARD TIMEFRAKE REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : NO USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 11.38.32 CANC P6XEZKOZ 09/25/15 11.34.49 ULK P6XEZKOZ 09/25/15 11.31.03 LCK P6XEDSUM 09/25/15 09.58.31 SUBM ACCOUNT TYPE AMOUNT CCY PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 2,500.00 EUR IBD P6XEDSUM 13.57.15 14.35.14 CMG7G000006W OBOE : $2,821.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065843 0B-SDNY-0028668 EFTA_00176343 EFTA01299744 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 9 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY comma INVL BANK BNPAFRPPXXX SNP-PARIBAS SA (FORMERLY BAIMU PARIS FRANCE SECOND FFC ULT BENS FR7630004007780000261369725 MLLE HELENE DOUDEAU ADDITIONAL INSTRUCTIONS : PAUL BLOCK INDV PROPERTY PX 2401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -2PJLTIPLE REQUEST 09999 -A/IL/AGGREGATION ALERT- 1 RULES TRIGGERED III 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CW070000006W Req E Eligible : No USER ID DATE TIME STATUS COMMENTS NGNTLUB 09/25/15 14.35.14 PPR MGNTLUB 09/25/15 14.35.14 ULK MGNTLUB 09/25/15 14.35.14 APP HONTLUB 09/25/15 14.26.22 LCK WORKAUTO 09/25/15 14.19.16 APP P6XLZKOZ 09/25/15 14.19.15 ULK POCEZKOZ 09/25/15 14.19.15 APP P6XEIKOZ 09/25/15 14.18.50 LCK P6XEDSUM 09/25/15 13.57.15 SOHN LOA / SUFF EUR / MULTI ACCOUNT TYPE AMOUNT CCIt BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-022285 1 379,184.62 EUR IBD P6XEDSUM 13.49.09 14.37.41 CWG70000006U USDE : $427,985.68 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NNE CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cON FIDENTIAL SDNY_GM_00065844 DB-SDNY-0028669 EFTA_00 I 76344 EFTA01299745 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6/4Z ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 10 HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK HEBACY2N HELLENIC BANK PUBLIC COMPANY L NICOSIA (LEFKOSIA) CYPRUS SECOND FFC ULT GENE CY24005001400001400172181201 MARINETRADE LIMITED ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY PX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09999 -AWL/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : IMD1CMG70000006U USER ID DATE TIME STATUS COMMENTS MGNAKAN 09/25/15 14.37.41 PPR MONAJUdi 09/25/15 14.37.41 ULK MGNAKAN 09/25/15 14.37.41 APP APPROVED PER L2 APPVR COMKENTS/SUFF EUR IS AVAILABLE MCMAHAN 09/25/15 14.36.55 LCK MONAPER 09/25/15 14.36.32 ULK MONAPER 09/25/15 14.36.32 APP FDS AVA VD 9-28/W9/MULTI/AML APP/LOA RECD/DBAB MONAPER 09/25/15 14.34.11 LCK WORKAUTO 09/25/15 14.18.38 APP P6XEZKOZ 09/25/15 14.18.38 ULK P6XEZKOZ 09/25/15 14.18.38 AFT P6XEZKOZ 09/25/15 14.17.12 LOX P6XEDSUM 09/25/25 13.49.09 SUBS CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065845 DB-SDNY-0028670 EFTA_00 176345 EFTA01299746 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 11 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 23,614.40 EUR IBD P6XEDSUM 09.39.27 12.22.19 CWG70000002Q USDE : $26,879.31 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO NAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL HANK PASCITM1IMI HANCA MONTE DEI PASCHI DI SIEN IMPERIA ITALY SECOND FFC ULT BENZ ITSID0103010500000000157806 MARITTIMA SERVICE GROUP SRL ADDITIONAL INSTRUCTIONS : REF PAUL BLOCH ADDRESS PAUL BLOCH INDV PROPERTY FX 1401 N. VIEW DRIVEMIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : IMD1CMG7G0000020 USER ID DATE TIME STATUS COMMENTS MGNTLUB 09/25/15 12.22.19 PPR MONTLOB 09/25/25 12.22.18 ULK MGNTLUB 09/25/15 12.22.18 APP LOA / SURF EUR MONTLUB 09/25/15 12.21.29 LCK WORKAUTO 09/25/15 11.59.52 APP P6XEEKOE 09/25/15 11.59.51 ULK P6XEEKOE 09/25/15 11.59.51 APP P6XEEKOE 09/25/15 11.59.16 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065846 DS-SDNY-0028671 EFTA_00 176346 EFTA01299747 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : EXE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 12 P6XEDSUM 09/25/15 09.39.27 SUBN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-022285 1 2,500.00 EUR IBD P6XEDSUM 09.36.54 10.09.08 CWG7G0000020 USDE : $2,821.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HAM-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BNPAPRPP1OCi SNP-PARIBAS SA (FORMERLY BAYOU PARIS FRANCE SECOND FFC ULT GENE FR7630004007780000261369725 MLLE HELENE DOUDEAU ADDITIONAL INSTRUCTIONS : REF PAUL BLOCS ADDRESS 1401 N. VIEWDRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 10.09.08 CANC P6XEDSUM 09/25/15 09.36.54 SUBN CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065847 DS-SDNY-0028672 EFTA_00 176347 EFTA01299748 RUN DATE : 09/26/2015 - 00.1 11 REPORT ID: IBD NO : 6XE ASSET mOVEHENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 ACCOUNT TYPE AMOUNT CCT RANK INIT. DEPT DEPT REPORT PAGE: 13 INITIATED INITIATED UPDATED REQUEST BY AT AT ID N40-024950 1 30,000.00 SUR IBD P6XEADWY 08.39.57 09.03.45 CWG7G000002F 1.18DE : 533,861.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/25/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE PEE BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/iBAti NAME $7.50 OFFICE N/A CITY COUNTRY INTL BANK =PERMIT* BANQUE POPULAIRI RIVES Di PART PARIS PRANCE SECOND l'FC ULT BENZ FR7610207000852121190726369 ASS DES ANIS DE VALERIE LANG ADDITIONAL INSTRUCTIONS : DOMICILIATION BRIT./ES SEVRES DUR000008S RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE /RARER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : . STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CWO700000021: Reg E Eligible : No USER ID DATE TINE STATUS COMMENTS IRAPBEL 09/25/15 09.03.45 ENT IRAPBEL 09/25/15 09.03.45 ULK IRAPBEL 09/25/15 09.03.4E APP IRAPBEL 09/25/15 09.00.35 LCK WORKALWO 09/25/15 08.48.38 APP P6XZEKOE 09/25/15 00.47.48 ULK P6XEZKOZ 09/25/15 08.47.48 APP P6XEEKOE 09/23/15 08.46.37 LCK POSSADIFY 09/25/15 08.39.57 BURN PPWK RECD/DB CALLED CLIENT TO VERIFY, SUFF EUR, W9 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6( ONFIDENTIAL SDNY_GM_00065848 DB-SDNY-0028673 EFTA_00 176348 EFTA01299749 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BANG( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4H-037373 1 235,000.00 ADD IBD P6XEAHEW 17.01.26 09.49.59 CMG7F0000081 USDE : $164,876.00 TRADE DATE: 09/24/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK NACQAU2S AU184446 MACQUARIE BANK LIMITED SYDNEY AUSTRALIA SECOND FFC ULT BENZ 301910311 LORIMER AND MAPLE REAL ESTATE PTY LTD SALES TRUST A/C ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFF TIME HAS PASSED. INTEREST CHARGES MAY APPLY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09922 -ANT./EXCEEDS TURNOVER RATIO: NEW/DOM ACCT- 97% OVER STANDARD TIMEFRAIIE 09999 -ANT./AGGREGATION ALERT- 4 RULES TRIGGERED IN 1 REQUESTS REASON : LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CWG7F0000081 Reg E Eligible : NO USER ID DATE TINE STATUS COMMENTS FSraRnU 09/25/15 09.49.59 PPR FSCARDU 09/25/15 09.49.58 ULK FSCARDU 09/25/15 09.49.58 APP PDS AVA VD 9-28/NO WS W9/NO SALES/LOA RECD/AUTH SIGNER LIST IN HAND/DBAS; OK Fer40nU 09/25/15 09.47.09 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065849 DB-SDNY-0028674 EFTA_00 176349 EFTA01299750 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 09/25/2015 USER ID DATE TIME STATUS COMMENTS MASER 09/25/15 09.46.52 ULK WiNAPER 09/25/15 09.46.52 APP FDS AVA VD 9-28/NO W8 N9/110 SALES/LOA RZCD/AUTHRIZED SIGNER LIST IN HAND/DRAB MGNAPER 09/25/15 09.45.01 LCK MGNAPER 09/25/25 09.41.24 ULK MGNAPER 09/25/15 09.38.37 LCK HGNAPER 09/25/15 09.16.28 ULK HONAPER 09/25/15 09.16.28 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE HGNAPER 09/25/15 09.16.07 LCK WORKING WITH IBD HGNAPER 09/25/15 08.05.48 ULK MGNAPER 09/25/15 08.05.48 NW PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN BODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE MGNAPER 09/25/15 08.05.30 LCK WORKING WITH IBD WiNAPER 09/25/15 07.03.23 ULK MGNAPER 09/25/15 07.03.23 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE MGNAPER 09/25/15 07.01.51 LCK WORKING WITH IBD NONJLAR 09/24/15 17.52.52 ULK IIGNJLAR 09/24/15 17.52.52 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE NGNJIAR 09/24/15 17.37.19 LCK WORKING WITH IBD MGNAPER 09/24/15 17.17.52 ULK MGNAPER 09/24/15 17.17.52 KW PENDING ADDITIONAL ACTIVITY. PAST CUT OFF NGNAPER 09/24/15 17.17.26 LOX VKAKADTO 09/24/15 17.11.08 APP ➢6XEKMCM 09/24/15 17.11.08 ULK P6XEKMCM 09/24/15 17.11.08 APP P6XEKMCM 09/24/25 17.11.04 LCK !UNMAN 09/24/15 17.09.30 PAPP MONATUdi 09/24/15 17.09.29 ULK MGRAKAN 09/24/15 17.09.23 LCK PCCEAHEN 09/24/15 17.01.26 POVR SONY_GM_000658.50 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028675 EFTA_00176350 EFTA01299751 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID QJU-001220 1 182,296.23 EUR IBD P6XETDOM 10.11.35 10.11.35 CMG7G0000022 USDE : $205,757.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $10.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DE43500700100925799900 DEUTSCHE BANK AG LONDON ADDITIONAL INSTRUCTIONS : BLVD MANUEL AVILA CAMACHO 76 202 LOMAS DE CHAPULTEPEC MEXICO CITY DF 11000 MEXICO RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AK./EXCEEDS TURNOVER RATIO: REG/FOR ACCT-100% OVER STANDARD TIKEFRAME 09938 -ACCOUNT ON WATCH LIST - ➢IC ACCOUNT 09941 -AID.-ACCT IS A FOREIGN POLITICAL OFFICIAL QJU001220 REASON : SCANNING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS P6XETDOM 09/25/15 10.11.35 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065851 OS-SDNY-0028676 EFTA_00 7635 I EFTA01299752 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XF-902392 1 17,000.00 CHF IBD P6XECKR2 10.53.19 03.31.09 CWG7F000003W USDE : $17,359.32 TRADE DATE: 09/22/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK UBSWCHZHSOA VHS SWITZERLAND AO ZURICH SWITZERLAND SECOND FFC ULT BENZ CH9000243243G76401690 INSTITUT LE ROSEY ADDITIONAL INSTRUCTIONS : CARTER STONESIFER INVOICE REF 7643 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7F000003W Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.09 MIT The Currency wire got settled. MGNTLUB 09/24/15 13.00.50 PPR N3NTLUB 09/24/15 13.00.50 ULK HGNTLUB 09/24/15 13.00.50 APP LOA / SUFF CHF MONTLUB 09/24/15 12.59.15 LCK MELKWEG) 09/24/15 12.50.23 APP P6XETWIO 09/24/15 12.50.23 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_000658.52 OS-SDNY-0028677 EFTA 00176352 EFTA01299753 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XL USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XETWIG 09/24/15 12.50.23 APP PRXETWIG 09/24/15 12.44.12 LC!( PRXETWIG 09/24/15 12.05.05 ULK PRXETWIG 09/24/15 11.44.06 LCK PRXETWIG 09/24/15 11.39.59 ULK PRXETWIG 09/24/15 11.37.41 Inc AMPSSY2 09/24/15 11.23.20 PAPP P6XECKR2 09/24/15 10.53.19 AWN® P6XECKR2 09/24/15 10.53.19 SUM Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(PONFIDENTIAL SDNY_GM_00065853 DS-SDNY-0028678 EFTA_00 I 76353 EFTA01299754 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 624E ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XG-030284 1 3,086.25 EUR IBD P6XEGVAL 08.39.27 03.30.15 CWG7P000001L USDE : $3,439.31 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BAPPITT2 BANCO POPOLARE DI VERONA VERONA ITALY SECOND FFC ULT BENZ IT86C0503402000000000000671 CARLO MORETTI SPA ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-ACCOUNT GUARANTY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : IMD1CMG7F0000011 USER ID DATE TIME STATUS COMMENTS CPSAXPS 09/25/15 03.30.15 SNT The Currency wire got settled. HONTLUB 09/24/25 13.52.01 PPR MONTLUB 09/24/15 13.52.00 ULK MONTLUB 09/24/15 13.52.00 APP LOA / LLC / COMB ACCT EXCSS / SUFF EUR / MMF HONTLUB 09/24/15 13.46.30 LCK WORKAUTO 09/24/15 13.26.42 APP P6XELOA1 09/24/15 13.26.41 ULK P6XELGA1 09/24/15 13.26.41 APP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ON Fl DENTIAL SIDNY_GM_00065854 DB-SDNY-0028679 EFTA_00 176354 EFTA01299755 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 PEXELOAL 09/24/15 13.26.34 LCK PEXEGVAL 09/24/15 08.39.28 SUM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5EG-044806 1 271,980.00 JPY IBD P6XEMSWE 10.36.41 11.25.14 CWG70000003C USDE : $2,279.73 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCA CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK MHCBJPJT MIZUHO BANK, LTD. TOKYO JAPAN SECOND FFC ULT BENS 1426352 NISHIMURA AND ASABI ADDITIONAL INSTRUCTIONS : REFERENCE 15015732 WISDOM= RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09924 -AML/EXCEEDS TURNOVER RATIO: NIN/DOM ACCT-1009 OVER STANDARD TINEFRAHE 09999 -ANL/AGGREGATION ALERT- 25 RULES TRIGGERED IN 9 REQUESTS REASON : ATTACHING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7G000003C Req E Eligible : No CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cONFIDENTIAL SDNY_GM_00065855 DB-SDNY-0028680 EFTA_00176355 EFTA01299756 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 3 MONTLUB 09/25/15 11.25.14 PPR 193NTLUB 09/25/15 11.25.13 ULK MGNTLUB 09/25/15 11.25.13 APP H3NTLUB 09/25/25 11.23.48 LCK *unarm° 09/25/15 11.08.12 APP P6XELGAL 09/25/15 11.08.11 ULK P6XELGAL 09/25/15 11.08.11 APP P6XELGAL 09/25/15 11.08.09 LCK PEXEMSWE 09/25/15 10.36.41 SUBM LOA / CORP / SUFI, JPY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065856 DB-SDNY-0028681 EFTA_00176356 EFTA01299757 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BAHR INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XM-061399 1 100,000.00 GBP IBD PEXEKROS 11.16.06 13.06.37 CMG7G0000040 USDE : $152,720.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BARCOB22 BARCLAYS BANK PLC LONDON UNITED KINODO SECOND FFC ULT BENZ GH17BARC20510160730440 RATHHONE INVESTMENT MANAGEMENT LTD ADDITIONAL INSTRUCTIONS : REF nor JD AND MRS D J RIBBONS ACNO 118294 RATHBONE STERLING ACCT 60730440 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COMBINED MARGIN ACCT 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09951 -AML-VELOCITY JOURNAL TRANSACTION THRESHOLD EXCEEDED FOR All ESTABLISHE 09952 -ANL-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH 09953 -Ala-VELOCITY TOTAL DEPOSITS THRESHOLD EXCEEDED FOR AN ESTABLISHED ACC 09954 -ANL-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN ESTABLISHE REASON : UPLOADING LOA AND HRM STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CMG700000040 Req E Eligible : Yes Was a foreign exchange transaction coepleted in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS PKINAKAN 09/25/15 13.06.37 PPR CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cON FIDENTIAL SONY_GM_000658.57 DS-SDNY-0028682 EFTA_00176357 EFTA01299758 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 09/25/2015 USER ID DATE TIME STATUS COMMENTS NOWAK/tit 09/25/15 13.06.36 ULK NOMMUUI 09/25/15 13.06.36 APP APPROVED PER L2 APPVR COMMENTS/COMBINED ACCT 6XE995180 RAS SUFF EXCESS NONAIOUt 09/25/15 13.05.29 LCK MGNPBUN 09/25/15 12.56.39 ULK MGNPBUN 09/25/15 12.56.39 APP SUET GBP V/D 9/28/WIRE FEE L USD DEBIT VS WMF/LOA RECD/DBAB/COMBINED XCS HONORAT 09/25/15 12.52.45 LCK WORKAUTO 09/25/15 12.24.55 APP P6XEATUB 09/25/15 12.24.55 ULK P6XEATUB 09/25/15 12.24.55 APP RATHBOItE INVESTMENT MANAGEMENT IS THE HIG3ONS INVESTMENT ACCOUNT IN THE UK. P6XEATUB 09/25/15 12.18.40 LCK AMPSSY2 09/25/15 11.46.08 PAPP P6XEKROS 09/25/15 11.16.07 AMISH Awaiting Mandatory Hold Period P6XEKROS 09/25/15 11.16.07 SUBN Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5)04-065523 1 450,000.00 EUR IBD P6XEYKOZ 11.51.34 12.21.36 CW6760000042 USDE : $507,915.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK UBSECHZHBOA UBS SWITZERLAND AG ZURICH SWITZERLAND SECOND FFC ULT BENZ C8570024024021912060H CARUGATI AUTOMOBILES SA ADDITIONAL INSTRUCTIONS : REF FRANK SELLDORFF NO 125 B 15 PAGANI ZONDA RELEASE DATE : 2015-09-25 RELEASE COMMENTS CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SONY_GM_000658.58 DB-SDNY-0028683 EFTA_00176358 EFTA01299759 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XL RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-102% OVER STANDARD TIMEFRAME 09951 -AML-VELOCITY JOURNAL TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHE 09952 -AML-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH 09954 -AML-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN ESTABLISHE 09956 -AML-VELOCITY TOTAL TRANSACTIONS THRESHOLD EXCEEDED FOR AN ESTABLISHED 09999 -AML/AGGREGATION ALERT- 15 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS REPORT PAGE: 3 AMPSSY2 09/25/15 12.21.36 PAPP P6XEYKOZ 09/25/15 11.51.35 ARMS P6XEYKO2 09/25/15 11.51.35 SUBM Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_000658.59 DB-SDNY-0028684 EFTA_00 176359 EFTA01299760 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XN-060648 1 5,101.05 EUR IBD P6XERUNT 11.39.19 03.31.03 CWG7P000004L USDE : 65,684.61 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK CCFRFRPP HSBC FRANCE (FORMERLY HSBC CCP PARIS FRANCE SECOND FFC ULT ERNE FR7630056000700070248290074 RENNER - GMC ADDITIONAL INSTRUCTIONS : TRANSACTION NUMBER A467167493F RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : OK STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWO7F0000041, Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.03 SET The Currency wire got settled. NONMENT 09/24/15 14.47.02 PPR HOMPSIMI 09/24/15 14.47.02 ULK MGNPBUN 09/24/15 14.47.02 APP SURF EUR V/D 9/25 PER PRIOR APPROVER 0010.00TS MGNPBUN 09/24/15 14.46.25 LCK MGNTLUB 09/24/15 14.27.33 ULK MONTLUB 09/24/15 14.27.33 APP LOA / SUFF SUR / MMF TO CVR USD DEBIT CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065860 DB-SDNY-0028685 EFTA_00 I 76360 EFTA01299761 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS MGNTLUB 09/24/15 14.22.08 LCX WORKAUTO 09/24/15 13.50.42 APP P6XELOSS 09/24/15 13.50.42 ULK P6XELOSS 09/24/15 13.50.42 APP REO Z COMPLETE P6XELOSS 09/24/15 13.50.30 LCK AMPSSY2 09/24/15 12.09.21 PAPP P6XEHUNT 09/24/15 11.39.19 MOW Awaiting Mandatory Hold Period P6XEHUNT 09/24/15 11.39.19 SUBM Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XN-934784 1 112,902.70 EUR IBD P6XECROM 15.21.21 08.16.11 CMG7F000007B USDE : $125,818.76 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTIMPL DEUTSCHE BANK AG PORTUGAL BRAN LISBON ➢ORTUGAL SECOND FFC ULT BENZ PT50004300010400106674373 SOCIEADE COMERCIAL DE LEILOES 0 PR ADDITIONAL INSTRUCTIONS : LEILAO 171 LOTE 145 PAC-PIMA FTC 1509 35 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFF TIME HAS PASSED. INTEREST CHARGES HAY APPLY 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065861 DB-SDNY-0028686 EFTA_00176361 EFTA01299762 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : EXE RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING REASON : IT IS CURRENCY NOT MONEY FUND STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMDICMG7F000007B Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No REPORT PAGE: 3 USER ID DATE TIME STATUS COMMENTS MONICSMI 09/25/15 08.16.11 SNT WGICKSMI 09/25/15 08.16.11 ULX MCMXSMI 09/25/15 08.16.11 APP FDS AVA VD 9-25/W9/LOA RECD/DBAB/FDS TO COVER FEE WONXSMI 09/25/15 08.16.02 LCX MGNAPER 09/25/15 07.01.49 ULK HGNAPER 09/25/25 07.01.49 APP FDS AVA VD 9-25/W9/LOA RECD/DRAB/FDS TO COVER FIE MGNAPER 09/25/15 07.01.03 LCX MGNAPER 09/24/15 17.01.28 ULK MOMPER 09/24/15 17.01.28 HID PENDING ADDITIONAL ACTIVITY. PAST CUT OFF / FDS AVA VD 9-25/W9/LOA RECD/DRAB HGNAPER 09/24/15 16.59.23 LCX *MUM= 09/24/15 16.37.32 APP P6XELOSS 09/24/15 16.37.32 ULK P6XELOSS 09/24/15 16.37.32 APP REG E COMPLETE P6XELOSS 09/24/15 16.37.21 LCX AMPSSY2 09/24/15 15.51.22 PAPP ➢6XECROM 09/24/15 15.21.21 AMR Awaiting Mandatory Hold Period P6XECROM 09/24/15 15.21.21 SOHN Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065862 OS-SDNY-0028687 EFTA 00176362 EFTA01299763 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6:4Z ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XR-179634 1 8,546.35 ADD IBD PCMINUR 10.03.28 03.30.54 CMG7F0000027 OBOE : $5,996.11 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK CTBAAU2S AU062000 COMMONWEALTH BANK OF AUSTRALIA SYDNEY AUSTRALIA SECOND FFC ULT BENS 14156758 PERPETUAL CORPORATE TRUST LIMITED ACT CRAMP VENTURES INVESTMENTS 7 LP ADDITIONAL INSTRUCTIONS : REF M2 ASSOCIATES LLC 1 PEACH HILLRD DARIEN CT 06820 2821 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09921 -ANL/EXCEEDS TURNOVER RATIO: REG/DOM ACCT- 72% OVER STANDARD TINEFRAME REASON : LOA ON FILE STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : IIND1CMG7F0000027 USER ID DATE TINE STATUS COMMENTS CPSAMPS 09/25/15 03.30.54 SET The Currency wire got settled. MONTLUB 09/24/15 15.01.58 PPR NONTLUB 09/24/15 15.01.57 ULK MMITLUB 09/24/15 15.01.57 APP LOA / LLC / MULTI / TYP JUL / SURF AUD NONTLUB 09/24/15 15.01.05 LCX WORXMITO 09/24/15 14.46.51 APP P6XEBKOS 09/24/15 14.46.51 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065863 OS-SDNY-0028688 EFTA_00176363 EFTA01299764 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : EXE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XEBKOS 09/24/15 14.46.51 APP ➢6XEBKOS 09/24/15 14.46.44 LC( PEXEKMUR 09/24/15 10.03.28 SUER ACCOUNT TYPE AMOUNT CCY BANK SNIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XR-179634 1 32,800.35 AUD IBD P6XEMMUR 09.58.55 03.30.58 CMG7F0000024 USDE : $23,012.72 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK CTBAAU2S AU062000 COMMONWEALTH BANK OF AUSTRALIA SYDNEY AUSTRALIA SECOND FFC ULT ERNE 14156571 PERPETUAL CORPORATE TRUST LTD ATF CHAMP VENTURES INVESTMENTS TRUST 7A ADDITIONAL INSTRUCTIONS : REF M2 ASSOCIATES LLC 1 PEACH HILIRD DARIEN CT 06820 2821 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT- 73% OVER STANDARD TIFIEFRAICE REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7F0000024 Req E Eligible : No CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SIDNY_GM_00065864 DB-SDNY-0028689 EFTA_00 176364 EFTA01299765 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 ACTIVITY REPORT FOR THE DATE : 09/25/2015 USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.30.58 SNT The Currency wire got settled. MONTLUB 09/24/15 15.00.59 ➢PR MONTLUB 09/24/15 15.00.59 ULK wrintus 09/24/15 15.00.59 APP LOA / LLC / MULTI / TYP JUL / SUIT AUD MONTLUB 09/24/15 14.58.31 LCK WORKAUTO 09/24/15 14.46.40 APP P6XESKOS 09/24/15 14.46.40 ULK P6XEBKOS 09/24/15 14.46.40 APP ➢6XEBKOS 09/24/15 14.46.29 LCK P6XEIGIUR 09/24/15 09.58.55 SUBN SDNY_GM_00065865 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028690 EFTA_00176365 EFTA01299766 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BAHR INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID SXW-025385 1 60.00 HP IBD P6XEVALB 10.23.18 03.31.16 CWG7P000002H USDE : $61.26 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BLKICHZ2 BASELLANDSCHAFTLICHE KUITONALB LIESTAL SWITZERLAND SECOND FFC ULT BENZ CH6800769016206621064 POLIZEI BASEL LONDSCHAFT ADDITIONAL INSTRUCTIONS : GRNR55589061303 10830 PLEASANT HILL DR. POTOMAC MD 20854 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : PER THE CLIENT'S REQUEST STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : LC1CWG7F000002H Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.16 SNT The Currency wire got settled. MONTLUB 09/24/15 13.02.21 PPR MONTLUB 09/24/15 13.02.20 ULK MONTLUB 09/24/15 13.02.20 APP LOA / CHF MGNTLUB 09/24/15 13.01.16 LCR WANUGLUTO 09/24/15 12.59.53 APP PRXELKRU 09/24/15 12.59.53 ULK P6XELKRU 09/24/15 12.59.53 APP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(cON FIDENTIAL SONY_GM_00065866 DB-SDNY-0028691 EFTA_00 176366 EFTA01299767 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 PEXELERU 09/24/15 12.59.49 LCX AMPSSY2 09/24/15 10.53.18 PAPP P6XEVALB 09/24/15 10.23.18 AMOR P6XEVALB 09/24/25 10.23.18 SUBM Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065867 OS-SDNY-0028692 EFTA_00176367 EFTA01299768 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : AXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 1 AMOUNT Ca RA111( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID SZX-009003 1 1,000.00 GBP IBD P6XEJCLI 10.11.14 11.26.19 CWG70000002X USDE : $1,527.20 TRADE DATE: 09/21/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BARCOB22 SECOND FFC ULT GENE GB88BARC20944830804568 BARCLAYS BANK PLC LONDON UNITED KINGDO E. S. ROGERS 6 V. A. ROGERS ADDITIONAL INSTRUCTIONS : BANK ADDRESS WESTMINSTER BRANCH 2 VICTORIA ST LONDON SW1H OND ENGLANDSORT CODE 20 9448 ACCOUNT NUMBER 30 04568 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE MASER MESSAGE 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. REASON : ACKNOWLEDGED STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No Y : IMD1CW070000002X USER ID DATE TIME STATUS COMMENTS IONTLUB 09/25/15 11.26.19 PPR MGNTLUB 09/25/15 11.26.19 ULK HONTLUB 09/25/15 11.26.19 APP STI / SUFF GBP HONTLUB 09/25/15 11.25.46 LCK P6XEMIL2 09/25/15 10.39.37 ULK P6XEMIL2 09/25/15 10.39.37 APP P6XEMIL2 09/25/15 10.39.19 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065868 DB-SDNY-0028693 EFTA_00176368 EFTA01299769 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XEJCLI 09/25/15 10.11.14 SEM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065869 DS-SDNY-0028694 EFTA_00176369 EFTA01299770