EFTA Document EFTA01299771

RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT CCY PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-002162 1 2,760.00 EUR IBD P6XEDSUM 09.07.09 03.31.09 CMG7F0000010 USDE : $3,075.74 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO NAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AG FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ 958409510 DEUTSCHE BANK AG NEW YORK ADDITIONAL INSTRUCTIONS : ISAR DE67500700100958409510 ATTN PWM PCG SERVICE TEAM RIVERSIDE EUROPEFUND III LP 630 FIFTH AVE NY NY 10 11 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-MARGIN REQUEST 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : IND1CWO7F0000010 USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.09 SNT The Currency wire got settled. MGNTLUB 09/24/15 10.47.58 PPR HGNTLUB 09/24/15 10.47.58 ULK M3NTLUB 09/24/15 10.47.58 APP LOA / PRTNTSHP / HOLD LIFTED BY MARGIN / SUFI, BUR MONTLUB 09/24/15 10.44.36 LCK WORKAUTO 09/24/15 10.38.04 APP P6XE2K02 09/24/15 10.38.03 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SONY_GM_00065870 DS-SDNY-0028695 EFTA_00 176370 EFTA01299771 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XZ USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XEZKOZ 09/24/15 10.38.03 APP ➢6XEZKOZ 09/24/15 10.35.19 LCK P6XEDSUM 09/24/15 09.07.09 SIM ACCOUNT TYPE AMOUNT CCY BANK SNIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-014779 1 406,757.60 EUR IBD P6XEADWY 12.24.02 08.16.02 CMG7F0000050 USDE : $453,290.66 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AO FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ DE82500700100925815300 DEUTSCHE BANK AG ADDITIONAL INSTRUCTIONS : GUARDIAN INVESTMENT COMPANY LTD RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT- 42% OVER STANDARD TIKEFRAME 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER PIN US ETC POLICY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065871 OS-SDNY-0028696 EFTA_00 76371 EFTA01299772 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REASON EURO JOURNAL FROM ATTACHED ACCOUNT N40013797 COMING IN TO COVER BALANCE REPORT PAGE: 3 STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No USER ID DATE TIME N : IID1CWG7F000005D STATUS COANENTS MONKSHI 09/25/15 08.16.02 SNT MONKSMI 09/25/15 08.16.02 ULK HGNKSMI 09/25/15 08.16.02 APP SUP? EUR AVA V/D 9/25/USD DEBIT VS NNF/DBAB APPROVED /LOA RECD/CORP RES OK MOINKSMI 09/25/15 08.15.50 LCK IIGHTIAR 09/24/15 17.15.58 ULK NONTLAR 09/24/15 17.15.58 BID PENDING ADDITIONAL ACTIVITY. PLEASE SSE PRIOR APPRVL optimums HGNJIAR 09/24/15 17.14.44 LOS MGNPBUN 09/24/15 17.11.18 ULK 102NPBUN 09/24/15 17.11.18 APP SUFF SUR AVA V/D 9/25/USD DEBIT VS MMF/DBAB APPROVED /LOA RECD/CORP RES OK MGNPBUN 09/24/15 17.10.59 LCK HOMPWRI 09/24/15 17.04.08 ULK MGNPBUN 09/24/15 17.04.08 HID PENDING ADDITIONAL ACTIVITY. SUFF EUR AVA V/D 9/25/USD DEBIT VS 101E/DRAB APPROVED /LOA RECD/CORP MONPRIMI 09/24/15 17.02.10 LCK RES OK MGNPBUN 09/24/15 17.01.32 ULK NCORIMIN 09/24/15 16.51.55 LCK MGNPBUN 09/24/15 16.27.42 ULK MGNPBUN 09/24/15 16.26.23 LCK NGNMEA1 09/24/15 16.25.11 ULK MGNPBUN 09/24/15 16.23.16 LCK MGNPBUN 09/24/15 15.54.38 ULK MGNPBUN 09/24/15 15.54.38 HID PENDING ADDITIONAL ACTIVITY. PENDING DBAB(SUFF EUR AVA V/D 9/25/USD DEBIT VS NNF/DBAB/LOA RECD/C MGNPBUN 09/24/15 15.48.01 LCK ORP RES OK WORKAUTO 09/24/15 15.35.19 APP P6XEMAND 09/24/15 15.35.19 ULK P6XEMAND 09/24/15 15.35.19 APP PENDING PROCESSING OF EURO JOURNAL FROM ACCOUNT N4G013797 P6XEMAND 09/24/15 15.34.17 LCK P6XEADWY 09/24/15 12.24.02 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-014779 1 953,221,026.00 JPY IBD P6XEADRY 12.04.10 03.30.42 CWG7F0000051 USDE : $7,911,734.51 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065872 DB-SDNY-0028697 EFTA 00176372 EFTA01299773 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 4 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTJPJT DEUTSCHE BANK AG TOKYO JAPAN SECOND FFC ULT GENE 85160720000JP2000TOK DEUTSCHE BANK AG ADDITIONAL INSTRUCTIONS : GUARDIAN INVESTMENT COMPANY LTD RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-521% OVER STANDARD TIMEIGU1/210 09938 -ACCOUNT ON WATCH LIST - HIGH RISK Accurr PER PW51 US KYC POLICY REASON : . STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : IMD1CWO7F0000051 USER ID DATE TINE STATUS CONSENTS CPSAMPS 09/25/15 03.30.42 SNT The Currency wire got settled. MGNJLAR 09/24/15 17.14.39 PPR MONJLAR 09/24/15 17.14.38 ULK MGNJIAll 09/24/15 17.14.38 APP PRIOR APPRVL COMMENTS VALID/AMT OK'D BY TREASURY MONTLAR 09/24/15 17.13.38 LCK IKRAIRAC 09/24/15 17.08.42 ULK MGNMRAC 09/24/15 17.08.42 APP DBAB INTERNAL WIRE-JPY AV 9/25-KMF TO CVR USD DR-TSY OK-OK PER SHARATH5DBAB.CR )40NNRAC 09/24/25 17.06.35 LCK MOTIMRAC 09/24/15 16.15.58 ULK MGNMRAC 09/24/15 16.15.58 HID PENDING ADDITIONAL INSTRUCTION. DBAB.CR APPVL-DBAB INTERNAL WIRE-BUFF JPY AV 9/25-MDR TO CVR USD MGNMRAC 09/24/15 16.07.35 LCK DR-TSY OK/TONY CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065873 OS-SDNY-0028698 EFTA_00176373 EFTA01299774 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 5 P6XEMAND 09/24/15 15.59.35 ULK ➢6XEMAND 09/24/15 15.59.35 APP P6XEMAND 09/24/15 15.57.06 LCK P6XEMAND 09/24/25 15.57.06 ULK P6XEMAND 09/24/15 15.43.56 LCK P6XEMAND 09/24/15 15.41.30 ULK P6XEMAND 09/24/15 15.37.45 LCK P6XEMAND 09/24/15 15.37.45 ULK ➢6XEMAND 09/24/15 15.36.13 LCK P6XEMAND 09/24/15 15.34.17 ULK P6XEMAND 09/24/15 15.34.13 LCK P6XEADWY 09/24/15 12.04.10 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID H40-022285 1 50,000.00 EUR IBD PAXEDSUM 14.06.55 14.38.51 CW0700000070 USDE : $56,435.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK INGBFR21XXX INC BANK FRANCE-RETAIL BANKING PARIS FRANCE SECOND FFC ULT ERNE FR7630438001004000047950769 M. PAOLO GIULIO BONESCHI ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SONY_GM_00065874 DS-SDNY-0028699 EFTA_00 176374 EFTA01299775 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 624E RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09999 -ANL/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : IMDICW07,00000070 USER ID DATE TIME STATUS COMMENTS MGNMUUI 09/25/15 14.38.51 PPR MONAKAN 09/25/15 14.38.51 ULK MONJUGUI 09/25/15 14.38.51 APP APPRVD PER L2 APPVR COWIENTS/HRM COMM SHEET RECD/SUFF EUR IS AVAILABLE MGNMUUt 09/25/15 14.37.48 LCK NONAPER 09/25/15 14.37.25 ULK MGNAPER 09/25/15 14.37.25 APP FOS AVA VD 9-28/W9/MULTI/AML APP/LOA RECD/DBAB MONAPER 09/25/15 14.36.38 LCK WORKAUTO 09/25/15 14.23.00 APP P6XEZKOZ 09/25/15 14.22.59 ULK P6XE2KOZ 09/25/15 14.22.59 APP P6XE2K02 09/25/15 14.21.53 LC% P6XEDSUM 09/25/15 14.06.55 SUBM REPORT PAGE: 6 ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1140-022285 1 1,720,815.38 EUR IBD P6XEDSUM 11.38.56 13.31.35 CW13700000040 USDE : $1,942,284.31 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK INGBFRPP ING BANK PRANCE COMMERCIAL BAN PARIS FRANCE SECOND FFC CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065875 DB-SDNY-0028700 EFTA_00176375 EFTA01299776 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6/M ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 7 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL ULT BENZ FR7630438000012717203000421 IMO LEASING FRANCE ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -ND./EXCEEDS TURNOVER RATIO: MIN/DOM ACCT- 77% OVER STANDARD TIKEFRAMEC REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No USER ID DATE TIME N : IMD1CMG7G000004N STATUS COMMENTS MOKAMAN 09/25/15 13.31.35 PPR NONMUUI 09/25/15 13.31.35 ULK MCNAMAR 09/25/15 13.31.35 APP APPROVED PER L2 APPVR COMMENTS/SUFF EUR/MULTIPLE REQS OKAY MONAKAN 09/25/15 13.31.01 LOX MGNRWAT 09/25/15 13.29.14 ULK MONPINAI 09/25/25 13.29.14 APP SUFF EUR V/D 9/28/LOA RECD/CORP RES IMAGED./DBAB /ANL APPROVED MORPH/IV 09/25/15 13.28.42 LCK M0INFTRAT 09/25/15 12.41.39 ULK NOWPWAI 09/25/15 12.41.39 HID PENDING COMPLIANCE REVIEW. PENDING AML (SUFF EUR V/D 9/28/LOA RECD/CORP RES IMAGED./DBAB MONPBUN 09/25/15 12.31.04 LCK WORKAUTO 09/25/15 11.59.13 APP P6XE2KOZ 09/25/15 11.59.11 ULK P6XEZKO2 09/25/15 11.59.11 APP P6XE21(02 09/25/15 11.57.02 LCK P6XEDSUM 09/25/15 11.38.57 SOHN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 1,744,815.38 EUR IBD P6XEDSUM 09.58.30 11.38.32 CWG7G000002V USDE : $1,969,373.11 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FILE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACC? NO/IRAN RANI CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065876 DS-SDNY-0028701 EFTA_00176376 EFTA01299777 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : EXE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 8 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK INGBFRPP ING BANK FRANCE COMMERCIAL BAN PARIS FRANCE SECOND FFC ULT BENS FR7630438000012717203000421 ING LEASING FRANCE ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -t4ULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -AML/EXCEEDS TURNOVER RATIO: MIN/DOM ACCT- 784 OVER STANDARD TIMEFRAKE REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 11.38.32 CANC P6XEZKOZ 09/25/15 11.34.49 ULK P6XEZKOZ 09/25/15 11.31.03 LCK P6XEDSUM 09/25/15 09.58.31 SUBM ACCOUNT TYPE AMOUNT CCY RANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 2,500.00 EUR IBD P6XEDSUM 13.57.15 14.35.14 CMG7G000006W USDE : $2,821.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065877 DB-SDNY-0028702 EFTA_00 176377 EFTA01299778 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 9 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BNPAFRPPXXX BHP-PARIBAS SA (FORMERLY MUMU PARIS FRANCE SECOND FFC ULT BENZ FR7630004007780000261369725 MLLE HELENE DOUDEAU ADDITIONAL INSTRUCTIONS : PAUL BLOCK INDV PROPERTY FX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09999 -AML/AGGREGATION ALERT- 1 RULES TRIGGERED III 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CW070000006W Req B Eligible : No USER ID DATE TIME STATUS COMMENTS NGNTLUB 09/25/15 14.35.14 PPR MGNTLUB 09/25/15 14.35.14 ULK MGINTLUB 09/25/15 14.35.14 APP M3NTLUB 09/25/15 14.26.22 LCK WORKAUTO 09/25/15 14.19.16 APP P6XEZKOZ 09/25/15 14.19.15 ULK P6XEZKOZ 09/25/15 14.19.15 APP P6XEZKOZ 09/25/15 14.18.50 LCK P6XEDSUM 09/25/15 13.57.15 SUM LOA / SUFF EUR / MULTI ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1140-022285 1 379,184.62 BUR ZED P6XEDSUM 13.49.09 14.37.41 CWG70000006U USDE : $427,985.68 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NNE CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SONY_GM_00065878 DS-SDNY-0028703 EFTA_00 I 76378 EFTA01299779 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6/4Z ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 10 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK HEBACY2N HELLENIC BANK PUBLIC COMPANY L NICOSIA (LEFKOSIA) CYPRUS SECOND FFC ULT BENE CY24005001400001400172181201 MARINETRADE LIMITED ADDITIONAL INSTRUCTIONS : PAUL BLOCH INDV PROPERTY PX 1401 N.VIEW DRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -tfULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09999 -AWL/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : NO N : IMD1CM070000006U USER ID DATE TIME STATUS COMMENTS MONAHAN 09/25/15 14.37.41 PPR MGMUCAN 09/25/15 14.37.41 ULK MONAKAN 09/25/15 14.37.41 APP APPROVED PER 12 ADM COMMENTS/SUFI' EUR IS AVAILABLE MONAHAN 09/25/15 14.36.55 LCK MONAPER 09/25/15 14.36.32 ULK MONAPER 09/25/15 14.36.32 APP FDS AVA VD 9-28/W9/MULTI/AML APP/LOA RECD/DBAB MOM PER 09/25/15 14.34.11 LCK MORKAUTO 09/25/15 14.18.38 APP P6XEZKOZ 09/25/15 14.18.38 ULK P6XEZKOZ 09/25/15 14.18.38 AFT P6XEZKOZ 09/25/15 14.17.12 LOX P6XEDSUM 09/25/15 13.49.09 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065879 DB-SDNY-0028704 EFTA_00 176379 EFTA01299780 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 11 AMOUNT Ca BAND( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 23,814.40 EUR IBD P6XEDSUM 09.39.27 12.22.19 CMG7G000002Q OBOE : $26,879.31 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO NAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK PASCITM1IMI BANCA MONTE DEI ➢ASCHI DI SIEN IMPERIA ITALY SECOND FFC ULT BENZ ITSID0103010500000000157806 MARITTIMA SERVICE GROUP SRL ADDITIONAL INSTRUCTIONS : REF PAUL BLOCH ADDRESS PAUL BLOCH INDV PROPERTY FX 1401 N. VIEW DRIVEMIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : LOI1CNG7G000002Q USER ID DATE TIME STATUS COMMENTS MGETLUB 09/25/15 12.22.19 PPR HGNTLUB 09/25/15 12.22.18 ULK MGNTLUB 09/25/15 12.22.18 APP IAA / SURF EUR MONTLUB 09/25/15 12.21.29 LOC WORKAUTO 09/25/15 11.59.52 APP P6XEZKOZ 09/25/15 11.59.51 ULK P6XZEKOZ 09/25/15 11.59.51 APP P6XZEKOE 09/25/15 11.59.16 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065880 DS-SDNY-0028705 EFTA_00 176380 EFTA01299781 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : EXE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 12 P6XEDSUM 09/25/15 09.39.27 SUBN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-022285 1 2,500.00 EUR IBD P6XEDSUM 09.36.54 10.09.08 CWG7G0000020 USDE : $2,821.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT SO/IBAN NAME CITY COUNTRY INVL SANK BNPAIRPPrAX SNP-PARIBAS SA (FORMERLY BANQU PARIS FRANCE SECOND FFC ULT BENS FR7630004007780000261369725 MLLE HELENE DOUDEAU ADDITIONAL INSTRUCTIONS : REF PAUL BIRCH ADDRESS 1401 N. VIEWDRIVE MIAMI BEACH FL 33140 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS P6XEDSUM 09/25/15 10.09.08 CAIIC P6XEDSUM 09/25/15 09.36.54 SUBN CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cONFIDENTIAL SDNY_GM_00065881 DB-SDNY-0028706 EFTA_00176381 EFTA01299782 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 624E ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 13 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4G-024950 1 30,000.00 EUR IBD P6XEADNY 08.39.57 09.03.45 CMG7G000002F USDE : $33,861.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO NAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK CCSPETIPPMTO BANQUE POPULAIRE RIVES DE PARI PARIS FRANCE SECOND FFC ULT BENZ FR7610207000852121190726369 ASS DES AMIS DE VALERIE LANG ADDITIONAL INSTRUCTIONS : DOMICILIATION BPRIVES SEVRES DUR0000085 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : IMD1CW070000002E USER ID DATE TIME STATUS COMMENTS IRAPBEL 09/25/15 09.03.45 SNT IRAPBEL 09/25/15 09.03.45 ULK IRAPBEL 09/25/25 09.03.45 APP PEW RECD/DB CALLED CLIENT TO VERIFY, SOFT SUR, W9 IRAPBEL 09/25/15 09.00.35 LCK WORKAUTO 09/25/15 08.48.38 APP P6XEZKOZ 09/25/15 08.47.48 ULK P6XEZKOZ 09/25/15 08.47.48 APP P6XEZKOZ 09/25/15 08.46.37 LCK P6XEADWY 09/25/15 08.39.57 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065882 DB-SDNY-0028707 EFTA 00176382 EFTA01299783 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4H-037373 1 235,000.00 AND IBD P6XEAHEW 17.01.26 09.49.59 CMG7F0000081 OBOE : $164,876.00 TRADE DATE: 09/24/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK MACQAU2S AU184446 MACQUARIE BANK LIMITED SYDNEY AUSTRALIA SECOND FFC ULT BENZ 301910311 LORIMER AND MAPLE REAL ESTATE PTY LTD SALES TRUST A/C ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFF TINE HAS PASSED. INTEREST CHARGES MAY APPLY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09922 -AMT./EXCEEDS TURNOVER RATIO: NEW/DOM ACCT- 97% OVER STANDARD TIMEFRAIDI 09999 -AND./AGGREGATION ALERT- 4 RULES TRIGGERED IN 1 REQUESTS REASON : LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CWG7F0000081 Reg E Eligible : No USER ID DATE TINE STATUS COMMENTS FSrhonti 09/25/15 09.49.59 PPR FSCARDU 09/25/15 09.49.58 ULK FSCARDU 09/25/15 09.49.58 APP PDS AVA VD 9-28/NO W8 W9/NO SALES/DOA RICO/AUTO SIGNER LIST IN HAND/DBAB: OK Fcrumti 09/25/15 09.47.09 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065883 DB-SDNY-0028708 EFTA_00176383 EFTA01299784 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 09/25/2015 USER ID DATE TIME STATUS COMMENTS MOMPER 09/25/15 09.46.52 ULK MOMPER 09/25/15 09.46.52 APP FDS AVA VD 9-28/NO W8 W9/NO SALES/LOA RECD/AUTHRIZED SIGNER LIST IN HAND/DBAB MGNAPER 09/25/15 09.45.01 LCK HGNAPER 09/25/15 09.41.24 ULK MGNAPER 09/25/15 09.38.37 LCK HGNAPER 09/25/15 09.16.28 ULK MGNAPER 09/25/15 09.16.28 HUD PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE MGNAPER 09/25/15 09.16.07 LCK WORKING WITH IBD MGNAPER 09/25/15 08.05.48 ULK MOMPER 09/25/15 08.05.48 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE MGNAPER 09/25/15 08.05.30 LCK WORKING WITH IBD MGNAPER 09/25/15 07.03.23 ULK MGNAPER 09/25/15 07.03.23 HID PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE MGNAPER 09/25/15 07.01.51 LCK WORKING WITH IBD NONJLAR 09/24/15 17.52.52 ULK NGNJLAR 09/24/15 17.52.52 NW PENDING ADDITIONAL DOCUMENTATION. LOA SIGNED BY BRIAN HODGES - TRUSTEE REQUIRED/ DANIE DEUTSCHE HGNJIAR 09/24/15 17.37.19 LCK WORKING WITH IBD MGNAPER 09/24/15 17.17.52 ULK MOMPER 09/24/15 17.17.52 HID PENDING ADDITIONAL ACTIVITY. PAST CUT OFF MGNAPER 09/24/15 17.17.26 LOX WORKAUTO 09/24/15 17.11.08 APP ➢6XEXMCMI 09/24/15 17.11.08 ULK P6XEXMCM 09/24/15 17.11.08 APP P6XEKMCM 09/24/15 17.11.04 LCK NGNAKAN 09/24/15 17.09.30 PAPP MONJUUdi 09/24/15 17.09.29 ULK 193NAKAII 09/24/15 17.09.23 LCK P6XEAHEW 09/24/15 17.01.26 POVR SONY_GM_00065884 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DS-SDNY-0028709 EFTA_00 I 76384 EFTA01299785 RUN DATE : 09/26/2015 - 00.1 1.11 REPORT ID: MBSO5OCA-02 IBD NO : EXE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 ACCOUNT TYPE AMOUNT OCT BANK INIT DEPT DEPT REPORT PAGE: INITIATED INITIATED UPDATED REQUEST BY AT AT ID QJU-001220 1 182,296.23 EUR IBD PEXETDON 10.11.33 10.11.35 CM370000002Z USD/ : 5205,757.75 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $10.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDEFF DEUTSCHE BANK AO FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENE DE43500700100925799900 DEUTSCHE BANK AG LONDON ADDITIONAL INSTRUCTIONS : BLVD MANUEL AVILA CAMACHO 76 202 LOMAS DE CHAPULTEPEC MEXICO CITY DF 11000 MEXICO RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO ➢ERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-100% OVER STANDARD TIMEFRAME 09938 -ACCOUNT ON WATCH LIST - PIC ACCOUNT 09941 -A141.-ACCT IS A FOREIGN POLITICAL OFFICIAL QJU001220 REASON : SCANNING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS CONNENTS P6XETDOM 09/25/15 10.11.35 SUER CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6( ONFIDENTIAL SDNY_GM_00065885 DB-SDNY-0028710 EFTA_00 176385 EFTA01299786 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ACCOUST TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XF-902392 1 17,000.00 CHF IBD P6XECKR2 10.53.19 03.31.09 CWG7P000003W USDE : $17,359.32 TRADE DATE: 09/22/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK UBSWCHZHSOA UBS SWITZERLAND AO ZURICH SWITZERLAND SECOND FFC ULT BENE CH9000243243G76401690 INSTITUT LE ROSEY ADDITIONAL INSTRUCTIONS : CARTER STONESIFER INVOICE REF 7643 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7F000003W Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.09 MIT The Currency wire got settled. MONTLUB 09/24/15 13.00.50 PPR N3NTLUB 09/24/15 13.00.50 ULK HGNTLUB 09/24/15 13.00.50 APP LOA / SUFF CHF MONTLUB 09/24/15 12.59.15 LCK MELKWEG 09/24/15 12.50.23 APP P6XETWIG 09/24/15 12.50.23 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SIDNY_GM_00065886 DB-SDNY-0028711 EFTA_00176386 EFTA01299787 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XETWIG 09/24/15 12.50.23 APP ➢6XETWIG 09/24/15 12.44.12 LCX P6XETWIG 09/24/15 12.05.05 ULK P6XETWIG 09/24/15 11.44.06 LCK P6XETWIG 09/24/15 11.39.59 ULK P6XETWIG 09/24/15 11.37.41 Inc ANPSSY2 09/24/15 11.23.20 PAPP P6XEOCR2 09/24/15 10.53.19 AWNS P6XECKR2 09/24/15 10.53.19 SUBN Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065887 DS-SDNY-0028712 EFTA_00 176387 EFTA01299788 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID SXG-030284 1 3,086.25 EUR IBD P6XEGVAL 08.39.27 03.30.15 CWG7P000001L OBOE : $3,439.31 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BAPPITT2 BANCO POPOLARE DI VERONA VERONA ITALY SECOND FFC ULT BENZ IT86C0503402000000000000671 CARLO MORETTI SPA ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-ACCOUNT GUARANTY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : IMD1CMG7F0000011 USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.30.15 SNT The Currency vire got settled. MONTLOS. 09/24/15 13.52.01 PPR MGNTLUB 09/24/15 13.52.00 ULK MODULUS 09/24/15 13.52.00 APP LOA / LLC / COMB ACCT EXCSS / SUFF EUR / MO' HONTLUB 09/24/15 13.46.30 LCK WORKAUTO 09/24/15 13.26.42 APP P6XELGA1 09/24/15 13.26.41 ULK P6XELGA1 09/24/15 13.26.41 APP CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cONFIDENTIAL SIDNY_GM_00065888 DB-SDNY-0028713 EFTA_00 176388 EFTA01299789 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XELOAL 09/24/15 13.26.34 LCK P6XEGVAL 09/24/15 08.39.28 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XG-044806 1 271,980.00 JPY IBD P6XEMSWE 10.36.41 11.25.14 CWG70000003C USDE : $2,279.73 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK MHCBJPJT MIZUHO BANK, LTD. TOKYO JAPAN SECOND FFC ULT BENZ 1426352 NISHIMURA AND ASAHI ADDITIONAL INSTRUCTIONS : REFERENCE 15015732 WISDOM= RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE MASER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09924 -ANL/EXCEEDS TURNOVER RATIO: NIN/DOM ACCT-100% OVER STANDARD TIMEFRAME 09999 -ANL/AGGREGATION ALERT- 25 RULES TRIGGERED IN 9 REQUESTS REASON : ATTACHING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMB1CWG7G000003C Req E Eligible : No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065889 OS-SDNY-0028714 EFTA_00176389 EFTA01299790 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 3 MONTLUB 09/25/15 11.25.14 PPR 193NTLUB 09/25/15 11.25.13 ULK MGNTLUB 09/25/15 11.25.13 APP HONTLUB 09/25/15 11.23.48 LCX *MOM° 09/25/15 11.08.12 APP P6XELGAL 09/25/15 11.08.11 ULK P6XELGAL 09/25/15 11.08.11 APP P6XELGAL 09/25/15 11.08.09 LOC P6XEMSWE 09/25/15 10.36.41 SUBM LOA / CORP / SUFF JPY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065890 DS-SDNY-0028715 EFTA_00 176390 EFTA01299791 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XL ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XM-061399 1 100,000.00 GBP IBD P6XEKROS 11.16.06 13.06.37 CMG7G0000040 USDE : $152,720.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEZ $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BARCOB22 BARCLAYS BANK PLC LONDON UNITED KINODO SECOND FFC ULT BENZ GB17BARC20510160730440 RATHBONE INVESTMENT MANAGEMENT LTD ADDITIONAL INSTRUCTIONS : REF FFCT JD AND MRS D J HIGGONS ACNO 118294 RATHBONE STERLING ACCT 60730440 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG S ELIGIBLE WIRE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-COMBINED MARGIN ACCT 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO ➢ERSHING 09951 -AID.-VELOCITY JOURNAL TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHE 09952 -ANL-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH 09953 -AML-VELOCITY TOTAL DEPOSITS THRESHOLD EXCEEDED FOR AN ESTABLISHED ACC 09954 -ANL-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN ESTABLISHE REASON : UPLOADING LOA AND HRH STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CW0700000040 Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS MCMAHAN 09/25/15 13.06.37 PPR CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065891 OS-SDNY-0028716 EFTA_00 7639 I EFTA01299792 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 09/25/2015 USER ID DATE TIME STATUS COMMENTS MONAHAN 09/25/15 13.06.36 ULK MONAHAN 09/25/15 13.06.36 APP APPROVED PER L2 APPVR CONMENTS/COMBINED ACCT 6XE995180 HAS SUFF EXCESS NORMAN 09/25/15 13.05.29 LCK MONPBUN 09/25/25 12.56.39 ULK MGNPBUN 09/25/15 12.56.39 APP SUFF GBP V/D 9/28/WIRE FEE L USD DEBIT VS MMF/LOA RECD/DBAB/COMBINED XCS MONOYAT 09/25/15 12.52.45 LO( WORKAUTO 09/25/15 12.24.55 APP P6XEATUB 09/25/15 12.24.55 ULK P6XEATUB 09/25/15 12.24.55 APP RATEIBONE INVESTMENT MANAGEMENT IS THE HIG3ONS INVESTMENT ACCOUNT IN THE UK. P6XEATUB 09/25/15 12.18.40 LCK AMPSSY2 09/25/15 11.46.08 PAPP P6XEKROS 09/25/15 11.16.07 AMISH Awaiting Mandatory gold Period P6XEKROS 09/25/15 11.16.07 SUBM Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5KM-065523 1 450,000.00 EUR IBD P6XEYKOZ 11.51.34 12.21.36 CWG70000004Z USDE : $507,915.00 TRADE DATE: 09/25/2015 VALUE DATE: 09/28/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK USSWCHZHBOA UBE SWITZERLAND AG ZURICH SWITZERLAND SECOND FFC ULT GENE CH570024024021912060H CARUGATI AUTOMOBILES SA ADDITIONAL INSTRUCTIONS : REF FRANK SELLDORFF NO 125 B 15 PAGANI ZONDA RELEASE DATE : 2015-09-25 RELEASE COMMENTS CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTI AL SDNY_GM_00065892 DB-SDNY-0028717 EFTA_00 176392 EFTA01299793 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : EXE RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-102% OVER STANDARD TIMEFRAME 09951 -AML-VELOCITY JOURNAL TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHE 09952 -AML-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH 09954 -AML-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN ESTABLISHE 09956 -NIL-VELOCITY TOTAL TRANSACTIONS THRESHOLD EXCEEDED FOR AN ESTABLISHED 09999 -AML/AGGREGATION ALERT- 15 RULES TRIGGERED IN 1 REQUESTS REASON : LOA UPLOADED STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS REPORT PAGE: 3 AMPSSY2 09/25/15 12.21.36 PAPP P6XEYKOZ 09/25/15 11.51.35 ANNE P6XEYKOZ 09/25/15 11.51.35 SUER Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065893 DB-SDNY-0028718 EFTA_00 176393 EFTA01299794 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 624E ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 1 AMOUNT Ca PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XN-060648 1 5,101.05 EUR IBD P6NIGAMM 11.39.19 03.31.03 CWG7P000004L USDE : 85,684.61 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK CCFRFRPP BMW FRANCE (FORMERLY HSBC CCP PARIS FRANCE SECOND FFC ULT BENS FR7630056000700070248290074 NEITHER - GMC ADDITIONAL INSTRUCTIONS : TRANSACTION NUMBER A467167493F RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : OK STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CNO7F0000041. Reg E Eligible : Yes Ras a foreign exchange transaction completed in connection with this wire request No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.03 SIR The Currency wire got settled. NONIGNAT 09/24/15 14.47.02 PPR HOWPWAI 09/24/15 14.47.02 ULK MGNPBUN 09/24/15 14.47.02 APP SUFF EUR V/D 9/25 PER PRIOR APPROVER COMMITS HGNMNIN 09/24/15 14.46.25 LCK MGNTLUB 09/24/15 14.27.33 ULK MGNTLUB 09/24/15 14.27.33 APP LOA / SUFF SUR / !Off TO CVR USD DEBIT CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065894 OS-SDNY-0028719 EFTA 00176394 EFTA01299795 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 09/25/2015 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS MONTLUB 09/24/15 14.22.08 LCK WORKAUTO 09/24/15 13.50.42 APP P6XELOSS 09/24/15 13.50.42 ULK P6XELOSS 09/24/15 13.50.42 APP REO I3 COMPLETE P6XELOSS 09/24/15 13.50.30 LCK AMPSSY2 09/24/15 12.09.21 PAPP P6XEMUNT 09/24/15 11.39.19 MOW Awaiting Mandatory Hold Period P6XEHUNT 09/24/15 11.39.19 SUBM Disclosure provided at initiation ACCOUNT TYPE AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XN-934784 1 112,902.70 EUR IBD P6XECROM 15.21.21 08.16.11 CWG7P000007B USDE : $125,818.76 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK DEUTPTPL DEUTSCHE BANK AG PORTUGAL BRAN LISBON ➢ORTUGAL SECOND FFC ULT BENZ PT50004300010400106674373 SOCIEADE COMERCIAL DE LEILOES 0 PR ADDITIONAL INSTRUCTIONS : LEILAO 171 LOTE 145 FACTURA FTC 1509 35 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFF TIME HAS PASSED. INTEREST CHARGES MAY APPLY 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SIDNY_GM_00065895 DS-SDNY-0028720 EFTA_00 176395 EFTA01299796 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6/4Z RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING REASON : IT IS CURRENCY NOT MONEY FUND STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMDICMG71,000007B Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No REPORT PAGE: 3 USER ID DATE TIME STATUS COMMENTS MONKSMI 09/25/15 08.16.11 SNT MGNXSMI 09/25/15 08.16.11 ULK MCWKSMI 09/25/15 08.16.11 APP FDS AVA VD 9-25/W9/LOA RECD/DBAH/FDS TO COVER FEE MONKSMI 09/25/15 08.16.02 LCK MGNAPER 09/25/15 07.01.49 ULK MONAPER 09/25/15 07.01.49 APP EDS AVA VD 9-25/W9/LOA RECD/DRAB/FDS TO COVER FEE MG-RAPER 09/25/15 07.01.03 LCK MONAPER 09/24/15 17.01.28 ULK *MADER 09/24/15 17.01.28 NW PENDING ADDITIONAL ACTIVITY. PAST CUT OFT / PDS AVA VD 9-25/W9/LOA RECD/DEAR MONAPER 09/24/15 16.59.23 LCK WORKAUTO 09/24/15 16.37.32 ARP P6XELOSS 09/24/15 16.37.32 ULK P6XELOSS 09/24/15 16.37.32 APP REG E COMPLETE P6XELOSS 09/24/15 16.37.21 LCK AMPSSY2 09/24/15 15.51.22 PAPP ➢6XECROM 09/24/15 15.21.21 ARM Awaiting Mandatory Hold Period P6XECROM 09/24/15 15.21.21 SUBM Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SIDNY_GM_00065846 DB-SDNY-0028721 EFTA_001763% EFTA01299797 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6/4Z ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT Ca BANE INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XR-179634 1 8,546.35 AUD IBD PEXEKHUR 10.03.28 03.30.54 CMG7F0000027 USDE : $5,996.11 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK CTBAAU2S AU062000 COMMONWEALTH BANE OF AUSTRALIA SYDNEY AUSTRALIA SECOND FFC ULT BENZ 14156758 PERPETUAL CORPORATE TRUST LIMITED ACF CHAMP VENTURES INVESTMENTS 7 LP ADDITIONAL INSTRUCTIONS : REF M2 ASSOCIATES LLC 1 PEACH HILLRD DARIEN CT 06820 2821 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09921 -ANL/EXCEEDS TURNOVER RATIO: REG/DOM ACCT- 72% OVER STANDARD TINEFRAME REASON : LOA ON FILE STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No N : IMD1CMG7F0000027 USER ID DATE TINE STATUS COMMENTS CPSAMPS 09/25/15 03.30.54 SCUT The Currency wire got settled. MGNTLUB 09/24/15 15.01.58 PPR MONTLUB 09/24/15 15.01.57 ULK HONTLUB 09/24/15 15.01.57 APP LOA / LLC / MULTI / TIP JUL / SUPF ADD NONTLUB 09/24/15 15.01.05 LCE WHNNUOTO 09/24/15 14.46.51 APP P6XEBKOS 09/24/15 14.46.51 ULK CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065897 DB-SDNY-0028722 EFTA_00 I 76397 EFTA01299798 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XEBKOS 09/24/15 14.46.51 APP ➢6XEBKOS 09/24/15 14.46.44 LC!( PEXEKMUR 09/24/15 10.03.28 SUER ACCOUNT TYPE AMOUNT CCY BANK SNIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XR-179634 1 32,800.35 AUTO IBD P6XEMMUR 09.58.55 03.30.58 CMG7F0000024 USDE : $23,012.72 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK CTBAAU2S AU062000 COMMONWEALTH BANK OF AUSTRALIA SYDNEY AUSTRALIA SECOND FFC ULT BENZ 14156571 PERPETUAL CORPORATE TRUST LTD ATE CHAMP VENTURES INVESTMENTS TRUST 7A ADDITIONAL INSTRUCTIONS : REF M2 ASSOCIATES LLC 1 PEACH HILLRD DARIEN CT 06820 2821 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT- 734 OVER STANDARD TIHEFRAME REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWG7F0000024 Req E Eligible : No CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065898 DB-SDNY-0028723 EFTA_00 176398 EFTA01299799 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: NBSO5OCA-02 IBD NO : 62M ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 ACTIVITY REPORT FOR THE DATE : 09/25/2015 USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.30.58 SNT The Currency wire got settled. WINTLUB 09/24/15 15.00.59 ➢PR MGNTLUB 09/24/15 15.00.59 ULK MONTLUB 09/24/25 15.00.59 APP LOA / LLC / MULTI / TYP NL / SUIT AUD MONTLUB 09/24/15 14.58.31 LCK PERHAM° 09/24/15 14.46.40 APP P6XEBKOS 09/24/15 14.46.40 ULK P6XEBKOS 09/24/15 14.46.40 APP P6XEBKOS 09/24/15 14.46.29 LCK P6XEIGIUR 09/24/15 09.58.55 SUBN SDNY_GM_00065899 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL DB-SDNY-0028724 EFTA_00 176399 EFTA01299800 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 1 AMOUNT CCY PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XW-025385 1 60.00 CHF IBD P6XEVALB 10.23.18 03.31.16 CMG717000002H USDE : $61.26 TRADE DATE: 09/24/2015 VALUE DATE: 09/25/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BLKSCH22 SASELLANDSCHAFTLICNE KANTONALB LIESTAL SWITZERLAND SECOND FFC ULT BENE CH6800769016206621064 POLIZEI BASEL DONDSCHAFT ADDITIONAL INSTRUCTIONS : OEM55589061303 10830 PLEASANT HILL DR. POTOMAC MD 20854 RELEASE DATE : 2015-09-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : PER THE CLIENT'S REQUEST STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMG7F000002H Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS CPSAMPS 09/25/15 03.31.16 SAT The Currency vire got settled. MGNTLUB 09/24/15 13.02.21 PPR MONTLUB 09/24/15 13.02.20 ULK MONTLUB 09/24/15 13.02.20 APP LOA / CHF MGNTLUB 09/24/15 13.01.16 LCK WORXMYTO 09/24/15 12.59.53 APP P6XELICRU 09/24/15 12.59.53 ULK P6XELKRU 09/24/15 12.59.53 APP CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SONY_GM_00065900 DB-SDNY-0028725 EFTA_00 II 76400 EFTA01299801 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: NBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 PEXELICRU 09/24/15 12.59.49 LCX ANPSSY2 09/24/15 10.53.18 PAPP P6XEVALB 09/24/15 10.23.18 ANNIE P6XEVALB 09/24/15 10.23.18 SUBS Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065901 DS-SDNY-0028726 EFTA_00176401 EFTA01299802 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2025 REPORT PAGE: 1 AMOUNT CCY PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 57X-009003 1 1,000.00 GBP IBD P6XEJCLI 10.11.14 11.26.19 CWG7G000002X USDE : $1,527.20 TRADE DATE: 09/21/2015 VALUE DATE: 09/28/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BARCOB22 SECOND FFC ULT BENE GB88BARC20944830804568 BARCLAYS BANK PLC LONDON UNITED KINGDO E. S. ROGERS L V. A. ROGERS ADDITIONAL INSTRUCTIONS : BANK ADDRESS WESTMINSTER BRANCH 2 VICTORIA ST LONDON SN1H OND ENGLANDSORT CODE 20 9448 ACCOUNT NUMBER 30 04568 RELEASE DATE : 2015-09-25 RELEASE COMMENTS RULE NUMBER MESSAGE 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. REASON : ACKNOWLEDGED STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No Y : IMD1CW070000002X USER ID DATE TIME STATUS COMMENTS ICNTLUB 09/25/15 11.26.19 PPR MGNTLUB 09/25/15 11.26.19 ULK MONTLUB 09/25/15 11.26.19 APP STI / SUFF GBP NONTLUB 09/25/15 11.25.46 LCK PRXEMIL2 09/25/15 10.39.37 ULK PRXEMIL2 09/25/15 10.39.37 APP PIXEMIL2 09/25/15 10.39.19 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065902 DB-SDNY-0028727 EFTA 00176402 EFTA01299803 RUN DATE : 09/26/2015 - 00.11.11 REPORT ID: MBSOSOCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 09/25/2015 REPORT PAGE: 2 P6XEJCLI 09/25/15 10.11.14 SUBN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065903 DB-SDNY-0028728 EFTA_00176403 EFTA01299804