EFTA Document EFTA01306980

fita UBS UBS Financial Services eK Create Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Crw7C030SYSIS1210 x12 Yr 0 Friendly account name: Ind. CashiSaving Account number. Your Maancial Advisor. SC077 STACFMANILVIE CASTS& Rhone Questions about your statement? Call your Financial Advisor or the RMA Resourctune at 8004 ,4k- I WO, account 029023575 1fisitow wubs/te: www. rincornifnanciakanKes Items for your attention . Help protect yourself from fraud and renew bank, credit card, and brokerage statements regubdy. Also, gel row Free credit report annually from www.annualueditreport.cont Resource Management Account December 2018 Value of your account on November 30 (S) on December 31(1I Your assets 728,867 87 699,954 77 Your liabilities 0 00 0.00 Value of your account S728.867.97 Tracking the value of your account I Thousands $699,954/7 4.2069 991.4 81]6 Reg 7000 DK 2014 Der i0I5 Dec 12016 Dec 3017 1a0v 3018 DK 2018 Member 510C Sources of your account growth during 2015 Value of your exeunt at year end 2017 Net deposits and wthilliNSS Your men/went return: °indeed and interest income Change in Martel viola Value of your &cora at Dec 31, 201e 5817,574.86 4131,662.00 $11,031.91 1000 Me9354.77 Page 1 of 8 SDNY_GM_00324939 EFTA_001977I4 EFTA01306980 SUBS Resource Management Account December 2018 Your account balance sheet Summary of your assets V$ueon December a (I) Percentage of your aCCOLIM A Cash and money balances 000 0.00% Your current asset allocation B Cash alternatives 699,954.77 100.00% C Equities GC° 0.00% D fixed income 0.03 0.00% E Non-traditional (103 0.00% F Commodities 0.03 0.00% 000 0.00% Total assets $699,954.77 100.00% B Value of your account $699,954.77 Account none: GMSLAWE MAXWELL friendly account manic Ind CashiSaying Account number. Eye on the markets krclex S&P 500 Russell 3000 MK I - Europe, Australia & Far East Barclays Capital V.S. Aggregate Bond Index Interest rates on December 31.2018 3-month Treasury billy 2 42% One-month LIBOR. 2.50% Your Pleenclei Advisor: SCOTT STACKMMILTIE CASK!. Percentage Change Watt* 2018 Year to date -9.03% -438% -9.31% -5.24% -483% -13.36% 1.84% 0.01% Per 2 of 8 SDNY_GM_00324940 EFIA_0019771.5 EFTA01306981 *UBS Resource Management Account December 2018 Change in the value of your account Opening account value Withdrawals and fees, nck4cling investments transferred out Dividend and interest nome dosing account value Account name: GHSLAINE MAXWELL Friendly account name-Ind CashlSaving Account number. December 2018 (SI Year to date (S) $728,867.87 $817,574.86 -30,29892 -131,652.00 1,385 82 14,031.91 $699,954.77 $690,954.77 Dividend and interest income earned rot pup:Psof MS SIZreentnt. l(Kablay Cl Inkiest ard Packna Income Ind Pen owerinneo non a Ug tai lei:bang perspective Based boon the residence or the account hodet. account tae. a DØ We. MOW intern, anda civOnd parnents mat nol be %tacit lo Ursted Slats (US) anda Porno Rico (PR) intone ISIS The (lien( moniNy sidemen is rd Intended to be used aid cannot be rend Liam lot lac panne; clefts shouna mkt to the ~kale is treating twins they te<eht fan UBS snusdy. sigh as the Form 1099 at the rana no, tot tar repotting inhumane n is the reduce ot un to rii the «lipase la ceponob fornt with the us internal Rennie Seat ad PR 'reason otpanmene Isd In such lams actuate), tidily Orders anda interne as lar tamp ot twat& inane. Heave consul yam nchedual lac prepater December 2018(i) Year to date (i) Taxable dividends 1,385 82 14,031 77 Taxable interest 0.00 0.14 Total current year $1,365.82 $14,031.91 Total dividend & internt $1,385.82 $14,031.91 Cash activity summary Your Adana/ Advisor: SCOTT STACK MAN/LYLE CASRIEL Su Arrow)? at' Nary Su; ~Ink< Mats 11.1arrn tr. your Sweep Opaorg are naiad in the cpenn; and diming balances vat* FDIC inturanco drain to &pawl at UBS Bank USA 3,0 dl banks partcpabrq n the UBS FDIC Mated Deposit nogram. n does na soy 10 ckposis al ties AG. Surnloid Branch SIFC et Set« andies to money muset swap fund eadinat but ra bank deposits See hopertane inbeinarn &boy: your :Item.« r theist Mo Pflet d the Odorant Far Ws". December 2018111 Year to date (1) Opening balances $0.00 $0.00 Additions Dividend and interest nome 1,385 82 14,031 91 Proceeds from investment transactions 30,298.92 132,414 63 Total additions $31,684.74 $146,446.54 Subtract;ons Annual fee -15000 -15000 Other funds debited -30,148.92 -131,502 00 Funds withdrawn for investments [pour -1,385.82 -14,79454 Total subtractions -$31,684.74 -$146,446.54 dosing balances $0.00 $0.00 Your investment objectives: You have identified the following investment ~lives for this a«ount. il you have questions about thee obiectwes.diSo0ree with them, or we5h to change them. please tonatt your financial Achisor or Branch Manager You Can find a full descript« of the alternative investment opectinns in Important triformaton about your statement at the end of this document Year retard objective: Current income &captal appreciation Year risk profile: Finmagy ~paw investment eligibility osnsideration - reuse selected page 3 of 'a SDNY_GM_00324941 EFTA_G0197716 EFTA01306982 SUBS Resource Management Account December 2018 Your account instructions • Your account cost base default close° method is FIFO, First In, reel Out. Account name: GICSLAINE MAXWELL friendly account nano:Ind:Ca*Sarina Account number. Your Nnaodd Advisor: SCOTT STACK MANI.VLE CASPIEL Pogo 4 of 8 SDNY_GM_00324942 EFTA_00197717 EFTA01306983 UBS Resource Management Account December 2018 Your assets Account name: GHSLANE MAXWELL Friendly account name: Ind CasNSorn Account number. Sane prodS, «Ode Td «aren waves shown may be ~Smolt As a 'tel. Ord and IOSSet m>I nol be astintel/ reflected See vs portent odometer afoot >our SS etemen a the end of 1h, Zoomed to, Iwo intern-omen Veer Fsandd Advisor: SCOTT STACK MAATLYIECASRIEL Cash alternatives Money market funds mom, Mattered, a e neither domed ros guaranteedCy the Perky, Deposit Insurance Ceram:Mon or any other gcnemment agency institutional pene and Imtn done munk pd funds mud floe I hell net van se urn (NMI yet share tome neared In COW dared Og, SI COCO Gangrened aid stuf money matbet funds eel continue lo 'Grosz? a a omit SI 03 net met value Naput) money market funds Seek to preserve tn. rand dour investrnent al 11,03 per 'byes d 2 p:155424 lobs. money by 'nesting on these funds tutu to:dwarfed n de lot.1 d ál tanned dude Ms n does rod rectude any czh duce lids n It rot a ter lot to the purposes d onernuang Irking weds or coo bast the that*: )Cu receive each ter* du tamest claidends Meant a Separate tax Id. Cos, boom is the tole purcnze rosi of the :cooky, Wruclno tame:led chelen2 The cod ben may need to be ere cited ter who, et cite pern-eres in orcki to &terrine the Mimedrod bps lot tea lean r9 Dawes furchaSe PW« barber Average Pare CIIem hicrldno C4 Sheer per Mare (Si U8S PRIME RESERVES FUND ya, tx,3no Xrinerri y-Xl I33% Your total assets unmated (tar) pm or ba it the Steam/ between IM current rem and the cod baud ad~ gerety be your tootle genre loss if the ,curdy was add on that eat. The unripened Oar) gan orient may need ID be advsted fOr return Of Galt payment in order to den mine tne reared San or loss for tar tepOR149CorPOSes reneged« mum is the omen( value mad ire wool do Amsted I Om not Maude Maces INA ate not renedeo on your statedere, includ ng shares that nave been naked as ether a Gen a a loss r aso der not induce cash andends mat Aere not reinvested CM Filet per Shad bads (1) on Dec 31 IS) Value On Untedded De< 3t () con odor 0) 699254 770 • • <flus uniorrnation was unavailable- • 10000 699,954 77 Vice on Dec 31 (5) Percentage d Cost your zczmi boos (L) hemmed snare regain, (SI investment /MOM let Uffi IS) PenC0 adeeded Ian or loss IS) Crab alternatives Total • Miring cost bads inloonsticn. • Money market funds 195,054.77 100.00% 15,30980 $699,954.77 100.00% $16,309.00 Pyle 5 of 8 SDNY_GM_00324943 EFTA_0O197718 EFTA01306984 *UBS Resource Management Account December 2018 Account activity this month Account name: 3.1 No rlf rico. idELL Friendly account name: Ind : Account number. Your Bigeadel Adviser: SCOTT STACK MAJILYLE CASRIEL Dee A(Ihfiy DeSciipirOn AmOunt IS) Dividend and i flutist income Tasoble drudereis Dec 12 SI Cap Gain U8S PRIME RESERVES FUND 0.03 SYMBOL UPRXX Dec 31 Dedene U85 PRIME RESERVES FUND I 385 79 SYMBOL UPRXX Total taxable dividends 81.38542 Total dividend and interest income 61,39542 Des Atlikl"). Ce< 6 Fee Charge ANNUAL FEE CHARGE .15000 Total anneal fees 4150.00 Deicaption limounl If) eon Other funds debited (jet Actbity PriCipbon Dec 3 Transfer TO Dec3 Transfer TO 16,00000 Total other fends debited 430.148.92 Arnounl .14.14892 Investment transactions for roe atco fie pocanin :harm fa restrrctedwcuntes. see vivorrant nlorrearon thota Your strtenotro a file entioll tros OCKtinent Dee eCteety 0...copilot, Disunity vaue(a) price (S) PIMP.% from Investment mimeo:end/ ivies %firearm la At< lue0 in*firrengs Vught (5) onlertSI (5) Dec3 Sdd IRS PRIME RESERVES FUND SYMBOL VPRXX .0.920 Dec 3 Sad V135 PRIME RESERVES FUND SYIV1301.. tRF00( -14.148900 14.14892 Dec3 Sold 185 PRIME RESERVES FUND SYMBOL VPRXX 46,0:0000 16,00000 Dec 7 Sold 1..185 PRIME RESERVES FUND SYMBOL UPRXX .150.000 150 00 Dec 12 Rerhestment IRS PRIME RESERVES FUND SHORT TERM CAPITAL GAIN AT 100 NAV ON 12i 12i 18 SYMBOL 1.1PRXX aceo -003 continued (00Xt pd90 Page 6 of 8 SDNY_GM_00324944 EFFA_00197719 EFTA01306985 Resource Management Account Decent.- :11 I z' Account activity this month «Qobnueen Investment transactions (continued) Account name: GFISLAISE MAXWELL Friendly account narrw Ind C Sennp Account number. Cat tialAty Ott(Iption Outelifty Dec31 Rein i.estment IRS PRIME RESERVES FUND DIVIDEND REINVESTED AT I 00 NAV ON 1213 R18 SYMBOL. VPF00( 0.790 Dec31 Renkestrnent 1113S PRIME RESERVES FUND DIvIDEND REINVESTED AT I.00 NAV ON 1b31118 SYM301.. VPRXX 1.385 000 Total Year Miranda/ Advisor: SCOTT STACK Mak/LYLE CASRIEL Pantos Iran Funds Investment eatficrann tcr Pa mICI +Mut(%) PRO (1) oansacian (I) Arnim/MS 00411 (I) imtrel (t) -0.79 Summary of approved payees and recurring payments Based on your inartacticrA the folAvekg payees and recurring paysnerg: are tonmhyed 'appecved pastes'. Asa rook Oflott may authors:, suldolicsA0 transfers ro ttesePayeta verbs* ar4 (2) you we no bont seething indmidoal coadanotons far psymems ro these poses • lies 00 $30.297.92 -61,38522 the payee ant tooting punnet/RiotedWowdo rot include tie Payments (kaftan* fund Transfer. and (Men Otedr ttelattIS andel., moults at vets. dyad have actbnonal pastes an:Yor reasaring dissociations pr INA you vacate* separate conhimatkos from sae MOM.; AdASOI To update°, °Wel any of these rannanS. piste consict your f *Ana& AaVaa, Payee delolalat Cnburamenl ansaunt Inelnad Type Eked Frequency Win dale harem. Off ice of Central Ohio FIFTH THIRD BANK vaned Federal Funds Payee co file Upon request Na Soho House New York Inc WELLS FARGO BANK, NA vnd Federal Rinds Payee co file Upon request Na Y123576 vaned 'frank, Payee cn file Upon request Na Y1236% vaned Turks/et Payee on file Won fewest red (ad wad End elate de Na May 15, 18 Na lan08 18 Na fan02, IS Na Ian 18.18 Page 7 of 8 SDNY_GM_00324945 EF1'A_00197720 EFTA01306986 SUBS Your notes page 9 of 8 End of statement fel account numbe SDNY_GM_00324946 EFTA_00197721 EFTA01306987 Important information about your statement IS Faunas' Sermon H. (the firma UBS 'intros Stoop. r a muter of al prempal uorty, canna:Sty and oplcnseahages UBS Ennui Scans and LIBS Bart USA r edam etociartesct UPS AG ad ifitalm of WS Scorns U.C. the rims trawl stainer* it nobble tor request Therein's neaten °floes we at BS instil Sabin ex. 1200 Barba Boulevard Wei-warm W 07086 The narNment t•CP•i•ntc the onsy officialward of )W tan Ennui Sweets account Ghee records. +**91 *Heel taclocurerts. onlanng coracle., clateshaid not be relied bagn F you tale* the, 6 react a now*. pion report it meredately n twang to the Bergh Manson of der office twin; 'ea oxount Ara* at town than aw mended lobe accuse& stainer* data tail not be wed lee Lay pans ray *Zs" )4 0-4,14 lOnm1( AO. Form 1099. 5498. I etc )who ream, You to worn the inn is reputed by taw tamp:n*1x RS Auntie dralonds. reportabbrintwabb dnidends ind !scab* Mews earned °flitting, held n sow anent. net crated, a+ tie Rental bee. 114 (04 base On (eflan 44441 nuns. Carmonkartions with the Finn • 404.4444414 ay oral carenrcabons n wrung tofurther pant you rant. eob-oln9 'ow I li baler the Sawa( V•4114 Protector, An CS A) • If Me finrcid cacao', on the top 1.n ci te Iron of thw stienere a ant IBS hiring SVW44. (WS MANI Sows urea your X<Oull at then° trokw by arramanent •vih the rckird 0414.1 en We •444141 youload Illo re(444441 Af4M)41 obened rho non n Om case. sou finds and inudes se located a UBS FnanculSer.kn and rot Me naoda<ig brcta, ad ycw iron mike a wpm of sy ma a onbston to both f erns • At dwabed n de 4=44 aremenIA you ma! coley us of any corn or baba ereolorm dwelt ref Lected en sou selha 30 days rot n real Mikda inid•avAL*4 • Mow dean Gaon*, 4411441. a /Wail to the fern% Clem Intent Department at 201.752 • 16S9 tol/ree a B00.35.9I03. IIIMA.0 to 600 P PA IT Mandy though Frilly, a in warmer te5 ;IWO .1Strecti 1c.. Cl4r1 IttteMorti Department. PO. Bo. 766 Iron Cly. In 07087. • Al stiements shall be deemed cornalete .art atone it not *bettedto n wring Whin 60 days • fa TT' wince,. Cal illa412.098Sot from °Aside the U 0412171.357.149S • h (Me 01 MOM a 0.141011 imA an eIntra Ink trier (DM tall parent a WS no t detail cad oansxtin.. cal 804762.1000. or womb UBS f na-mal Sweet Ic.. ICOO Harbor lithel, 620 flop. Washita. ter, NI 07084 Ann RMNBSA Seven Cita mile as soon as SCO can. i1 you Met sou statement a retept 5 mong or f you need more Samson abate a tinter a+ tie gantry a meg The Fern or Cad bluets arolcale)rnatt Mr Morn nano IS.. than CO days after de Cm car yea to Ira °inn on *rich the Ma or Probl em *Pend - Prone. yxr name rd =an nun. (it any) - Damn the error or the wander sco and ware *out and avian notary as you cab win far blew nit retro a why you reed more eionnalen. - 'made the dollar arnabnt of to expected error. The Fenn Card barawil nvestore your enplane and oil correct try error penµly Foe raped areas mohng LCISVaaockbo erd unactom.l we tie crone thy. 10 haw day; to da tn, we wend( yore atcown fee the anent you the* le n mot. so Mei yeti vol 14A1 the ute of tenon., dun-grain , n ties x610 complete ow enaction nen make all chicks payable to Me rem or the faincial inswaicn edcated an tie from d to nano In add/ionto agar aCCOunt foes accounts may be plant to manienrce fees. throat fa late payment be securt es purchases and charges Ice u -pakl anions n ash aeons Account thr are roanstand tootle( memoirs rnay be suttee,* a wryly 44 Svnwp °bibles CBS often options fa wen n, cash Winn b bark deposit accorm at ncn-rlioted bats ardaHilated tares and money Mann Maui lints (Money ruts). Doan accont at LOS Bari( LISA and nr.iblreed bards priming n the LICK PDC:mend D Program at• PDC-nosed n accordance wehr i C rule: Pot owe riomnbon. please mat wow tabby.. 04fOle (040011 MUSS AG 5144404 &arch ad tors of Nasty knit re not ivied by no FOC Bane dtposits are not Prolt(44 by WC Morey rud *inn re protected by SIPC Sc. "WS Financial Since Saari Prolectai below upon spew...a barna n te brit alum may be wthdran. and than of a Navy !aril may be liaadnpd at the vowed, returned to sou cow SHWA., awful Fist.. ilfcmaton **be mailable sweep options. nitaino < untie Intern rues rd o abatable al www tin ocensweepyielts. Ran yoke Frwn<ul Mesa a by <atm BCO 767.1000 IMP nontiol Serena account protection The Fern 6 a member of the Scones nada Prottctcn Corporation (SVC). *Nth VOICIS ifturenn customers of as marten rap 1500.000 (nduko 1254000 fa clam for car) tealanatory brochure nobble yxn ma" , a a www sic or9 The SIPC net CfmlwA0n grin aapay to if *carts that you hold n a prikular browny The rem together at calm *fins, has aschned supplemental cosine* The manor the payable to all Mane clams. coletintb under the potation 4 1500 m11(041 at of Ceterter 10. 2016 Fen b 10 11w poloo 44(11 nen AM Ant4441. teasel It,. n, funtof W01.14d ke bp to SI 9 miler in the aggregate for pc, nor's hake n a probate (101 C et A hal copy ddw poly wading is nobble boon mount Weber the SIC prawhon roe the ttambrnereal PC41401 MA/ la • Caftan 'name, atom enraged by find molded et )010 140411 Mal tut tad away ROM f Areal $(4•44 Foe email< trial t)mtvexewooto4, ncLdro yob* routes. and Osborn a mutat Ards regiutreel mho nen of the non holder on the tcces of Me our a trier nee), • imestment carts a nwsinent nlereSto (a 9. tinted pannenhps rd prate placements) that re not rog =wed unite the Stciedn Act of 1931. • Comnocites <octant W q, firegnathargo and pecan metal caliaolst ncludeo knees antral ad GrA.M4t7 OVAIMcomrans. and • Depose accounts Brno <talkies of depose) at CBS Bark LISA. UBS AG U S bayed and bras n to KIK Ivied Daman Proarn The SIPC protectors and MexppknamaI pronto" do net apply to these nett Men if they craws< appear onyx.' tar tenants The SIPC protection and the supplemental prot«tion donor protect agarot changes ei the market meat of bar nestrneres (whether as a mu, of market movement. wen barkngya othavniel Dividend Roinvesonen Program DNA The price **I 'S a an enr age era. you may obtan the aloe, ace Iran aos Inrc,NAdsisCe Only 464 1 *wet ate outhamdunde DRIP. paid Owe, mil be sold Jedthecash WI be &pouted n your acco-nt The dredged renniment tree upped by the mut, ma dil•or Ran the make PM* 31 .Yoh 114 1 Waal Ohm's re SOW Cads-amain 01 / wh ole ern may be held in you ware d your 10141(4 101 parbaltal as a vestal of a &Mend pawner or ~roe. the In il l ether sell whet unti al melee arca a accept IA SWUM determinedby a rebeAnd csonma perky. ardveda 104.• 140(al Inannant objectives The rennet *beams zed nsk bred Ve are Palk to ear account and may vary hence you xabeet Pen ante thermprorm wring lbr n wng dsty 011f1a• change 4 pt.-flared cashewa frailm41 Objechwo Farah account Mkt you dome ore of Mr Minna imminent <Own • fad Current Income trentmeras wenn the generic. of name air • Arbon CopearAorAwatbo yhminwits mane growth of amp., fade( ten the geniis", of nom • P•rnoop Combnitco of worn. o ot CA:44 Apprecasnon lerrestmorns seamy bah the generation of •-ccme and trorAh of principal Ovwell risk ;Silo • Coto* acres. Seem to monan 11411411. km Mk ad ,chilly to the man °mat men if to men the none does not generate bonnier* 'went or towns rid may net (WO Pre +a.. • Modern Wing to accept tan me 10 ponce:rat ard tolerate scme valtley fa sea h•te rant • Anwat to attoW NO " I ` 1° fnrcIF.I ad Pio totality ro wet horn/en ma tent • fraltnt•r-tfAgotty ConodwAran t+Ioctod, a paten or tho patio* for tat wont nuy Mode earplA. 11111•goa, 141,10A 14udny and Text' wain! Statement Imuseholdear We may ansobtlalt oil feteA0 account itaWorts with the (one >Sten in the same ernelme. e because they ham owenn oho abe manten pm account /alio...hew Mbother clans al the 5444 /Oen 11 >01 prefer to reetwe and ideal statements marled n apart. enwarapoi, you troy akin hooter:king by oaten you inroalAdnice Friendly ocean name Rte Friendly 4(04011 NOM a a<uifnda8a •nekrarre• chow, by you to assa you wit+ you recordkeepro t 1w3 ro legal efle0 on row JaCtrit. is not mond to lento any st. raw. W0414 , 40frimatto140. mertmentcbjectne a eel pub* asoccuted wit WV Ma %. and o not a promo a tarriee that wrath or any Inner mutt aria well be af d. At 44151Maa 4(41,0 teed of lab rebang to na of loss of the attic enslave* You <an dung. Dew handy roan mows Omar OrtIne Seances or by failadeg Ate Frtirx ol Admix Mean overview • Vat* Ono ecconerpardotio Net ol asset ad • Asters Preludes mate* <Oh biros. vales fa astrined stoma, knead Gobi Ten Dean; vreind mires to market. and (Mao 06411 not held by Ow ;cm Dots nol netacle wined seasibeinsets at the end a dm poor and one pattern *nods. a wag nennwert anted dock room and +wagon,. nod *phone • tabass 141.414 cittn Dairen. atoning nmegn loam. <real Int, that roan bins • Casfemoney Warn: Total ol unmoved amiable cash tAlan:14, OA &poor toLmtet al all Nod and nom* toted barin. ad moray market mead art sweep batmen. at the axed the twat prod Nall Grown, heeded. balances n your 144.01 Se net seat acted from other Dines ad the rem nay toe eby d thew le(, n Nr adnry care ol tt barn Thew first an payable sewn your demrd. Dm total rs nclaitchn The owlet prod ekes, oboe Leans inferrneteen Fa dared ablormabon on thyme" loran; prances ad &clown refer to yas Clem Ratatecenhp Ageetnent a A4041Aoreeemi ard te Ginn , Term and Corti:tons UBS katernent of Credit Pranks entitle nAreem•nt and C•Cx busts a low* n4 emlia • es ref ,lo• SDNYGM_00324947 EFTA_00197722 EFTA01306988 Important information about cour statement (COntinued) War sta Vors agenten neme, scones ad atter nuts held n Me non at the ani of IN 'leeman, po-cd yin myrd toedeharya fuly pad tantes t gry tree Yen ni* Wen. Wittnie4 uwe] at ban toegooi nar palen end bint* dat ontleen Ary new, i el aandeed »arfirn dog the statement pen:d are leed at ~at valer Oilhe end of the statement pentd • Goot baraio. deze/mono re tost ba» OF IN wo.nles Melddrd ss ten anemel, *here evicred weloha nurrte LeS Francol Sem« hal telad rdormatan Mand hom towon caher INn LeS f nood Seance', rolodrg mannatonben ~thee Irma Mae you mag havo Øselad to yotr tiost« Moor NI arm does not nd•paniody verdy er teeK w acy widty od kny doratáton Ø y ~ces other Uur' La Finaal Stavsei. addeert akh000h LeS Fris< al Services genera wiedes Ow ~meen as el o mened de Tem does rot pande any reegoet .hat tee dommaa inice 'Coat Nse a-d • Urnalced garlloss' accurate at ot M Meed els statemare <uch. poredo not rayon tangooio malie ~weer salt deciscns, le tre pnows a othentnet A«oantt aardend tot* hm mal feltt %w al donut«, only lor te perod of line bryst reb at re Fien Mee hetoncal recenron can be ad:ledbar >cue rennol Ader.01 • Unrealired paindlossas teen datais awlable, eseennd inediedgemnosses n olcubeedfd nimetut lecteey han the anno., data for n:bedot bes myg ~non Mint ccernissions dorge ander tiny worganaxion wem Omleid and olher rerw~ lors ani sntemit ~duw bb n erts Ørred to diaLy ons aredagad lot Th. Teade date' <Øn patentt tee aqW Irawarlon rade date • ealtable muffin Boards anamlned dak Mat IN ^weg ah lor earYtederrthon wal be '<Smeed ~Mg by lot trom mono dl none' d dut mus bed n oer name or n nomen« name lot ar doe«, Cal kan ~tonus °bind tremel-red pain ed es rong , rs nol yaranteed °Ps <dl %arts nor ton wen:hcola affect velt ~plee Mormartn wel to rionted koon «gum • Intatraluo Peg., elqatayed lor searist adels« pendant maa te hpriir or boer dun die we that would waag,. non? n IN makel Pren deaned hom varovs eed Party ~(es *bah ne bete., to be retable. taft we do nol ~arme Oer smaad. - Wt genen* we te <heng pek* ween ~tabla or IN men ot the bel and ot linten la bied 5~444 and opeen, ce crdy bd wees k« OTC wardot - Lee adralr traded wan« nuy be pnced verg a vals ton eentil « thema, neem price we ettaned edsvy nat nakan actual makst pige eva»? - <aften posilkes mar speer ~out a pikt and wilshow as 'pct wand salade' d we oe knotste toch». t race lor i 3eisney- - OtOO:ti w KOSnien deriOninded in arrecCen Othec !han U.S. dokt; werelleed at the ~hang* rate or d tas stramien date - Por clan 'Kweel frodno ee nontwtormna demoroens, pree aM cantey duce «be) may Hor been zjusted to *rurale peper ralualen. To Mao porem quota'," when nota*. waad res Fnaiml A&toe • Potage investmenta and Iemand ~Ouds. Private ~wei setinbes (rclOrg deed Witpen Mora" and waf mirt nonharer* inal watt) ni gryaredtroiati ae asway highy Baai Cri n a uc ode huw not been maand web the Senaten and Technoe Commotie. a udte ay tule ~nes ben We ecode *slaand via" tor padie radetnitnt sectnes ard ~Leed pacelacts nlormmenot yupart rek LUI/WI 4 no gwaránteed - These wants,* OOI« stbstint" kan raget d any, awtch a prent rentment Sent Or «indut& prOdad mal btboata ce gddo not natoste reet-sera the vals avo mw rearve uPon Soudanion. - lhed party temet, of Ma re af el *colon d» and re »pol«, lo UBSTnnot Snoes en a mala base by n rdependent 'Marion firn - kauw. ~ai palmt cr »amor earnoud reu«. d ry, af* swøidtata Fnnbythe munt waal panne' or spon», and may be oblated hasedo «krt« Manna' km Nl rad by ted nalees to dien, thee tswnsted 'wan - reu cm clean adStinal nformabanregordrd dor ...thi~ wed to dement the eenste cl vel.* ard the Me ot te nicernatinthat n the buis sa the anneoby <ende» ras Frahcal Acbcor - med party esimaled vakes rrwy be mixed as 'Na pased' In ~al InuatOrt Ween al .deordre Maan lam toi rot n:0d or knakte to esspn vair eken we bncene dal a maleMd toet hus storred hat ~odia ~V ~led war men eueston, ce .hen a vane toelel be Nina speculatie dat to tnt rare of tlw money - Manast an lur, genard patina oe cproce Moraled aas tor a tedany .etnid rag rt prmekd th* vale of dor soony wil be delen frons at peacNse pree - 'Omreed ons to date* mag «kade reilen ol opaal, norne ce both ▪ 'Ordeui unk We' nynot dor nial daarin pakt ps usa and myrte rellen Sots «ni base - DOP and Wreed KIT meutes re ne Inladen a nstienol "enen ~om and re omnaai dics.rd and eend ten; cas be soli, the pme restwed mar be les ~to pee share teint«, ral.* promo«, n Me accu« natarwe • Raerided ~ida Peanned <wam "way renet arren digeble lor petac sak. LEIS Frincul Sexes won the mave ome ol tra urcesirtled stock cd th. sant moet as an nyred rata. lor ne resi sled slcd. harp«Øn cl ffidstetementoody. To de enere t ie mini led sen/des se eiginki Ni lelt, the vake ree-NSmag be ii-bSiernidly kof No te inputed vale Pon" • kl (estanartai) inmat. went yieleb endemie. An temde ot nut mem is badm torent dinitml ani neemt ras. *ming IN staren ral be heb la one yta kom eten« date ee uni" tnat,tcy IN, «ma» o enk, a gudalne accwxy ni «4,1~ momg n not guaranefed Estrneed maal none and turnen, waad lor ~ante» , Of ~ton <cad melde aren" of Preccol ce opaal gare n whitin Me die ell inca/wand twen, Welcb ~Idee opinie& - Eenwted toal none ard turml yeld and Ine idool Ocome and Wed mrt, be bote ee heter eNn estensted amore - An omsla» ol a-rwated ',coma (dvdord ~or interest) dØ by ten tun meeat vals lawene balen e~ neen last dodend ce maast parsent made by the no.or and ~rein w.c,.« br/drost' wil be ned ta ore >es kan te st dement dec uned mal". Atoracy ormeed rekt se not daranieed • Aula not hyld by VIS Finadel Sens. Celen mets" ey,hebbyPe Enands Manave 1war:potenten or ~nat These meettra &play«, on wur slate~ lor domstast pØ urly Poiront and vake< promod se prordtdby tho mum; bms nes ~ui Snees not nnprntde Ia ins ~maten a-ddoesne ?naante ti nurey lbew amts, aw rol proreded byWC or IN Faas tw:pabwentst SIC ~rage • Retave 'haring andSa:aal compeneatioft - al *Mijn to coma's." as salts and t .7b. I len mened ncc/med.:n wel, Ihe clnerbuton oe ~Lol fundsto~ <Irenes we anale ou stadige reen« mens dong parne Iran ctstrawbes arde zinnia tb> mavel hak ral we vol These mam are tand <n toro Went orrperiner te non of saki by UBS d a prteolar nugal lund fata), toar <tent% and list IM aksel rat» of a >snode ~kul lsd trijs stores tale al fr firm - We ad ar penuk also recew ne, werd.ig and ands procentg ten in consderafien for transfer neen snees Por ta fresia* to the mede handt Peso boes genet" n pad from ~nee ett t em beid and we a hoktdolly urman bured nMeniet« of scant at to breor-deake holding nuol linde ol tbr 1vd lam ty - In eldtOn te onrnissonsrecened n marchen wie Pt sale ee ~beien ot ~kv connds ad int ~meel MAR int lo <Ier" we ordt. ca Wauw retenties!~ ',Win; ~maal bom ~vol the ovne ~pref tudel anng th* rnuity «mem reins d tha norm«. torrpdnos a 'pØ of the tor Il0~44 triest wedettate - h addeiri to (ternwitanSrettMd trens the ardww and tab d Niwneures fint. we ander dr afnav wo+w ar aswt.based rt~ shorin, >samen, kom NedShires deriaulort as wed as londrio (or ledinany dodinineni. Ware» ad *dook:n - 0.• Mikten the rere we traden comnswen ad otter oreperenn trem MOMfint and men. ~naartoe etene geodeet ugen destais - Wi. warm conyamato-dreenU3S USA. LeS AG Suirdoed &inch a-do:n.04.nd brks oue cash emxporoya-ns the ~sr on mal be a ~kW per scan fa cr mw ta• a amant/dec/ koog* day &goot balans Acenity adonnalion morde» ornmeecen and ah« tvsot. ~led n <Ome« Kei mei Ine enslatOn 01 bat, ""."9 goten várcactons hat been ndudtd en Cenherroleini prenany 1 verdeed to We& and ell N prouded to wo pØla n naad Short plag t you annospd n short wang a tentay, yes may intet a (har dat lo <sten bermen, oost' l« tva paloalw seorkr Opwe orden tegning open or ga:d talcencekt «datodm meene renuted by °vingen.« dale, opa.' bus and set slop «den se redred br be amant ol dada.* « tres re an Oedr.aØ « tarn date unies nanarned ~wede blaast ror ae reepornbb lor cokes INt ae ~Wied due 10 >al /adie 10 treel ~ding open ceders Irian To obtan a ton ot ar om« Clan' Privacy Nekt, dam~ yow nniel Ads., er vee nl «thee ai ywm oe. romromarrooset - 1.65 FnexialSenierl è nol tbr* The RMA. Banen Sences Account BSA and OMA re breien) accounts ~h vond. Men to bed nqq «raat and prodzis Ilvan•artinotennts eens "leed bres ad meer thrdiplrty brult andpeg:n.5es accets ruince rid anely vod" moed by undideled ftedParty ener no ornparon tm* muren serey s..bsdunn of tel Fnantul5enres - ~merk ~ne. ani amuky weden - Not FeK rond • No bant gastnee Mal los* wi.* - MIA Reso.rw Ma agement kaant Business Sneces Atoom BS& leadA and nternatand hoon* Llanaement ~ne nagrond snee mads Lei Anno, Sames Inc. - VISA o a restend Vadamart wad by Vita tramrug ~e dioxinen and eted peda loenst the LEIS Vr» credit tod, nl thé UEIS Visa Ø <ad, se moed by 1,15 Sant. USA wals lerniwas Iran Voa USA N orporaltd Malser tradrns, reontred tradonseld, snee mets and regnered tarwe nurk' re of trog respect.* <omvat». ILOS Fistel Servicao Int Per 701110 SDNY_GM_00324948 EFTA (N) 197723 EFTA01306989 UBS LIFIS Financial Senices M Private Wealth Management 299 Park Avenue 26th Fluor New York NY 10171-0002 CNM]OS7070651118 VI 0 Friendly account name: Ind CashrSaving Account number. Your Meandal Advisor. SCOTT STACKMANLttE CASRIEL Phone Questions about your statement? Call your Financial Advisor ot the RMA ReSOuf«Une at 8008keln1000, - a«ount 029023525 Value of your account Resource Management Account November 2018 GHISLAINE MAXWELL on October 31 (SI on November 30 (1) Your assets 730,376 33 728,867 87 1Adt our websIte: Your liabilities 0.00 000 WNW ancorranancialsemces Items for your attention • Mpip protest yoururf from fraud and tt‘teW bank, credit card, and brokerage statements regularly. Also, gel your free crodit report afnually from wwwannuakrediereportccen Tracking the value of your account S Thousands Sources of your account growth during 2018 Vake Cl put tXCOu tit atyest end 2017 1817,574 86 6.144.7 Net deposits ad witchr aegis -SI01.35308 4,2089 Your WInt931.11t !MUM. Dmdend and interest ncorne Change in marlier value 112,64609 S000 8176 730.4 728.9 Vats of your accent on Nov 30, 2014 Maar Dec 991.4 2014 Dec 2015 Dec 12016 Dec 2017 Cr 7018 Nov 2018 VAMP of your account $730,376.33 $728,867.87 Member SIPC Page 1 of 6 SDNY_GM_00324949 EFTA_00197724 EFTA01306990 *UBS Resource Management Account November 2018 Your account balance sheet Summary of your assets Value on November 30 (1) Percentage of you accost A Cash and money balances 0 03 0.00% Your current asset allocation B Cash ahematiyes 728,867 87 100.00% C Equites 003 0.00% D Fixed income 003 0.00% E Non-traditional 003 0.00% F Commoirties 003 0.00% 000 0.00% Total assets $728,867.87 100.00% B Value of your account 1728,867.87 Account name: GN StA NE MAXWELE friendly account name' ind Cash'',ming Account number. Eye on the markets index S&P S00 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2018 3-month Treasury bills' 2 30% One-month LIBOR. 2.35% Your riaaaciai Advisor: SCOTT STACK MANLYLE CASPIEL Percentage change November 2018 Tear TO da W 2.0a% 5.11% 2.00% 4.48% 411% -8.96% 0.60% -1,79% Nee 2 of 6 SDNY_GM_00324950 EFTA_00197725 EFTA01306991 SUBS Resource Management Account November 2018 Account name: GFISLAINE MAXWELL Friendly account namerInd CasleSeving Account number Change in the value of your account Cash activity summary November 201801 Year to dale Opening account value $730,376.33 $817,574.86 Wrthdrawals and fees, nci.rdinig investments transferred out -2,82608 -101,353.08 Dividend and interest income 1,317 62 12,646.09 dosing account value $728,867.87 $728,867137 Dividend and interest income earned for pucostsd InS ftSerntnt. larabley Cl Interest 3rd 000rno Income ha been doewined Iran a US to setae rig perspective Need ,con the reside rue d the 0C(Glit holder. recount type. a gnaw tew, sane imered ander defend payments wiry not be %bee to tinted hates (US) ceda Puerto Rico (PR) in<Orre Ian The client maniNy melemere is rot Intended to be used end henna be relied span for le, Pul:Oser dents should odes to the aladoIdble to nitating lomt they recent rear UBS annuals sigh a the Forms 1099 at the rand asp. toe In reportng imarnaten it is the prance dl UBS to rie ttse eoplicatie la reporting towns with the US imeni Rewrite Service so PR Treasury of panmens ass in such 10(MS acosatNy <tasty dvdens enact interest a tar twerps or isatee income Rear consul your nelsodual lac prepactr November 2018 (1) Year to date IS/ Taxable dividends 1,317 62 12,645 95 Taxable interest 0.00 0.14 Total current year $1,317.62 $12,646.09 Total dividend & interest $1,317.62 $12,646.09 Your Remold Adviser- SCOTT STACK MANLYLE CASRIEL See Meade adIelly tag tilOntnIce ant' Ramer on your Sweep Donors xi ondudtd in the openorq and closing Mantel rig are FDIC troturancesapies to dtpoott at UBS Sant USA and dl banks partuPatne9 n Ire UBS/Cif nsuced Wait Poerah n does not soy to &seises al UBS AG, Stamford Br WO SWC orate:ton osSoe: to money market :weep fund haderqs but not bar* &posits Seem:ea-cane tobrmatco toot your dewed co theist two pane: d IS:daunted Sae deists. November 2018 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Dividend and interest ',come 1,317 62 12,646 09 Prcceeds from nvestment transactions 2,826.08 102,115 71 Total additions $4,143.70 $114,761.80 Subtractions Other funds debited -2,82608 -101,35308 Funds withdrawn for investments bought -1,317.62 -13,408 72 Total subtractions -$4,143.70 -$114,761.80 Closing balances $0.00 $0.00 Your investment objectives: You have dentified the following investment otsectives for th6 account II you have gLestsons about these objecthen, disagree vnth them, or wish to change them, please contact your Enancial Advisor a Branch Manager You can find a full dee:Apter, of the alternative investment °electives in important information about your statement at the end of this document Year return objective: Current maims &capetal appreciation Veer risk profile: Primary - Moderate investment eligibility consideration • Seale 'heisted Page 3 of 6 SDNY_GM_00324951 EFTA_00197726 EFTA01306992 (*) UBS Resource Management Account November 2018 Your account instructions • Your account cost base default closing method is RIO, Kest tn. Fist Out, Account name: friendly account name- I Account number: Your eimscial Advisor: SCOTT STACK SAANLYLE CASFla Pop 4 of 6 SDNY_GM_00324952 EFTA 00197727 EFTA01306993 $UBS Resource Management Account November 2018 Your assets Account name: GFISLAPIE MAXWELL Friendly account name- Ind C ving Account number. Dom prem. rote :nil &girl castes :hewn may te amecnimole Assn:sr. gains end losses nut not be moneele reflected. See importer efoemafron 400 )Our StetemeN a the war of this dxurnert fro mere int canatiort Year Rwanda Advisor: SCOTT STACK SAANLYIE CASRIEL Cash alternatives money market funds Motey merles funds are nhther unwed ny cuaraeleed bill* teall Deposit lintairKe CCepOtbliOn or any other gcnemment agenCy IM1evtiOncl pent and InflItutonal Munk pd funds must aost I hell net Ste ,dun (NAY) per share tots nearest III can ce a cent g. SI OCCO &Demerara and regal money made fund, yell ominut lotravext at a stable SI.00 net eon vim Although malty market funds Seek 10 pester the wawa sots inwslermit re St 00 per that, It 2 p3SSOk to lose money by investing in thele funds Wel fomented .s Ihe total of al teinveded dude ndt It does not Meta any each clud)nd: Int real& lot for the curposes of 0:tenoning hcldng pan= or cost WV: IS that you receive each lime you etiMett ClUdendS te<OMt a ,coarse Id, ICI Co:, &so is the total purchase cost of the secunty, rghaing remrested dmeret Tee cos bast: may need to be aeNnted for return d captS papreret in OFC*1 to detemme the adirnm cos bans for tar NIxelve3 Deposes Purchase WO mortier limage Dice Clitm Wring re shares per snare (S) investment (Si UBS PRIME RESERVES FUND FA; j r?ri! Hi 220% Your total assets tinroalced (ta)gam Of WS It the Marrow. between the current .due and the con bags MCIwool, oenetily be your taupe gam a ton if the security vas sold on teat dace The untodind dad "'noel= mai need lo be aCluSted for return of caplet parents in order to detemoe the reared gen ce loss for tar reporting purposes Imegment revert is the mune unit mnus the errount you illMSted r does not In(lOde ihactt that ere rot reftecieci on your staterrere, includ ng shares that ham been staked as ether e gen or a IOW I MO Ct.VS not Inds:Seat diadends that were not reinvested COP POCe per Share MIS (5) on NY 30 IS) Visa on Not 30 IS/ 728£67.870 ••-This information was tria,alsble..• 10000 728867.87 Vales m bar 30(1) nercentaged Cost your acccunt bra: (S) Vniethzed grin or MSS (9 Ettrnaled arras income (SI iniestenem NOON teem IS) pen UnteSiNd nano( Iona) Cash alternatives Total • Wien; cost bmis infarnstias. • Money market hinds 728,86727 M00% 16,035.00 Snararg.a7 100.00% $16.035.00 page 5 of 6 SDNY_GM_00324953 EFTA_001 97728 EFTA01306994 SUBS Resource Management Account November 2018 Account activity this month Oat At-0AV DeSentitiOn Account name: GIESLAINE MAXWELL friendly account norm. Ind Cask Casino Account number Your Pineedai Advisor: SCOTT STACKMANLYLE CASRIEL amount ID Dividend and i stunt income Toxablednedends Nov30 Dividend U8S PRIME RESERVES FUND 1,317.62 SYMBOL UPRXX Total taxable dividends 31.317.62 Total dividend and interest income 61.317.62 Ape A(11.15 Or *pion amount DI -2,826.08 Other funds debited Nov 1 Trans(- 10 Total other funds debited 42.826.011 investment transactions lot moie intern-aim about tro once rave stony tor reStnaeCI seta rtes. See O, p0rtan7 el A) ItOiltiOil IWO your state, oaf a the sod of this tamer,. We 041*y Nov I Sold OetkitiOn OBS PRIME RESERVES FUND -0.080 SYMBOL UPRXX Frothed, (ran Funds ifIbtltrIVIII nIt .w,la Accrued Outnlity ledue ( 1.) Fria (Si trans:cum, (I) InTTSbrieniS IXncAl (I) inlereS1 (S) Nov I Sold I145 PRIME RESERVES FUND -2.1326-000 2.826 08 SYMBOL UPR>Ot Nov30 Ran women' MS PRIME RESERVES PJND DMCEND 0 620 -062 REINVESTED AT LODNAVON 11130118 DRAWL UPROC Nov30 Remestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON II/3d le SYM3OL: UPRXX Told 1,3 I 7.0E0 -1,317 00 $2226.011 4131742 End of statement fel a«ous I nurnbe ►ege 6 of 6 SDNY_GM_00324954 EFTA 00197729 EFTA01306995 Important information about your statement LOS Francis' Sewn tic. (the firma UBS 'intros' Sonnet re a meta of al prnapi tro.nty, cownocity and options nehahaes LOS rnaexial Samos and LOS Ban. USA an mind sdasciartesct LOS A6 aid if thetas of CBS 54cullies1LC Marini rhyme statement it nobble tor mount therm's neaten °floes we at LOS Instil Sleatet he. 1200 era Boulevard Weehanten h1)02COS IM Flawnwnt rerecentc the ore, atrial record of you LOS Faroe noun Gibe. recoolS. 00a *NO tit, <lawmen. tailsong canclet: shaAd rot be relied mesa F you bele* there 6 rare a Pilaw" Own retWt it enneckettlf n reitng to the Derr Wrote of ho office sen'q rats stare. Alta* at Man dawn ar• Mended lob* ac(fdalo. staleniet data tall not be used lee es rowan ray stcysen).04^4 tar lave, Pe. Form 1099. 54%. I glc.)whmn rea m, Yea' tax morn Its inn is mound by law to sepal We* RS Aleut. &Week reportabbortnabb dndends and !nab* Mew tared on lettings held nyour accent. net Crtett4f 0+ sife !WOW ifet. ad COW Daft On ((Wan cowed :manes. Carmonkartiona with the Finn • nose rtocrdifin ay oaf earensicabons n witng to Astiner pfcc“I you , roans. rd b-C,M9 you Tit %wt. the Serve Os traitor Protecttal Act CS A) • II tat analod cacao', on the up kit of t+ non of MR SLIWWWI n rot IBS Fnelcia SVW44. IBS MANI Sews ranee yOur IRCOull at (Wong teaks by warn evil the rekatsd r61 AA en We Owned you Cd 11+6 reTWendnia edWn700 Olatne4thoW(ovil h ty weft. feat lade and twenties se located d UBS frontalSenn and rot the nod erg brcter, rd pa nee nuke a report of new a amnion to both Ise • As devised n the actocal wretwents, you red rolify vs of any cw; of 1, 04 gaoling dwelt reflected on your statement wow. 30 days late n was makd<r nude available • Item dna arsteinef <triplet.. a •WantS to the em's Clem lelaticaCwinnent at 201.752 • ID* ce tolls 800.35.9103. PCOA.M 1o600 If Monday though Foley, a in In n3 to LOS Few( 01SerWel Pre.. Clert IttteMae Department. PO. Be. 766 Ltrion Cly. ID 07081. • Al statements shall be deemed cornalete all swore not <bodedto n wrong wahn CO days • fa TT' services. Cal lia4412.096Sot from °Aside theU 041201.357.149S • h Nye 01 '. 7015 a 41151015 *WA netnews fats transfer (DMbllparent a CBS Vet debit <ad vanisher; cal NO762.1000. or vent to UBS f nareal Swots ac.. 1000 Herta OW, 6th lbw. Wernantar, NI 07086, Ann RMNBSA Sewn Cita die n soon as )0.• <an. 6 you dark pt statement a inept rs wrong or f you need more ntarnson abate a transfer cn tie ismer+ ce retept. The Fan or Cod bar fat soluble) mei Mr Morn year no Its thine° days ri te to Fon cont yea eve fed amens* on *rich the erect or Problem *Pend - hood. ear nano rid scare numb. (et any) - Dna lae the woe or the transfer you a* snare *out and *vim eider/as yarer whir Yco toles n K an era a why you need inn rionnahm - treads the dollar arnawit of to weeded error. The Ann or Cod ben rail nvestore yes <emplane rd a cornea any error premptb• For aged won masa? Voaockbo cad useacto-o. me tie mane then 10 berms days to do Ita, we melded( yore accent fa Ilw swan you the* Is n mot. so thi wind tote We use of hemoney durrc te Imo n tales into complete at nmeroatran Rene make all tracks payable tote rem or lee faincial insittaien rdcatedon he Inca of Ma tatement In addition to ....web, ocean toe., accounts may be 9.bptct toman:mance fees. charger to Ire pasmern fa secure.; purchases and charges Ice ;paid ricers dash teams. AcC0nft Mr ire roansternd to other rowan nay be sahaelle a &fl i er Fes WS ven* Oplkew LOS often orations fa weepro cash berm to bark deposit aces rte at ronellated bats and attired tants and navy market mai lint (Money cede) Depose accosts at LOS Br* CIA and 4:n4 dyad Wits pifliqueng n the LOS r -eased Dpgn Program at• PDC-nand n accordance went( rule: For wee nomiabon, please est wow 'Stye. 04cOlt acorns MUDS AG Stroked arch ad 'hors of Nasty heck se not hand by the FOC. Barn deposits1n net protected by SIPC Monty raid ram re protected by SIPC See "LOS Inmost Services Saari Prolectai below wen yag masa bison riteban doper may bi wradram. and sham a a limey !aril may be liaadnd rd *emcee& returned to '<yap./ Wulf?, sewn FLOM ncnnaton tout tradable sweep options. nclang <untie interest reef rid yields- is nettled wow all cansweepneles. Man yoke peanut Minw a by <aim BCO 762-1040 UK financial Sagekes account protection The Fan is a member of the Sasser nada Pramcn Capceation (SSC). which protects writer customen olds worker, an to 1500.000 (rschadna 1254000 fa clams fa cash) &planetary brochure nobble sea ma" , a a wow sop 0 9 The 51K asset bastion liras amply to if scorn tat you hold ha praxis <sonny The ran together with mien athirst has abo Pedwwd supplemental coerce The meta a t. payable to all earateacleers. eolecrob under the prOtecbOn 1500 mllat at 01 tworter 10. 2016 Sabo° to Me ['ploy condi." and Irntirons. Orb et Me Ferns Ambit vast.* Ice ap to St 9 miler in the aareCei fa ail you scants held in a prickle. cansea. Aka <C•py a t, poky wading bailable WOn fteedeft. Wetter We SIC peen-Ion roe the stoplantetal VOICIOn fewly 10: • Celan Inanael nun roweled by find molded et yOre a00011 vaLel hi heti away ROM Len financial SOW., Foe enwole eaten CO inerexe yodels, neLdrs, yob* anutes. and (iOsharts of nulaal Ant regard nth, name of the soave holder on the becks of the oar a Vanier fl at), • Investment railrots a rwesiment invests le 9. kneed patnenhps »I whale placements) he are not moosed under the Se:antes Act of 1931. • Connocitrot<critacit (o s. fanannahaego and we< ofs metal condaoldf. whedewliettes contracts and tammadte gator comraas; and • Depose accounts Incept ecetekates of deposit) al LOS Bre LISA. UBS AG U S branches and bras n It* KIK keyed Davos/ Proosn rhe SIPC wanton and the appetmenial pronto" do net *pat to these asseh err if they ahem< afaanif onyx.' sidenienk. The SIPC protection and the supplemental protection eh not protect again* changes die market robe of yo ewestrneres (whether as a mu, of market movement. nue barknpoa othewital Dividend Reinvestment Program DNA The price tglin144 tan enr age tea. You may obtain the must ace IfOn yokr Imncal&chaser Only stick *WM err puthamdunde DRIP. partial 'hoes tell be sold Jedthecash WI be &pouted is your icon lye dadendraweiment woe Roofed by the issue my dine ban the market (We as shah to palm. Own re sot, Cadeiteliest 01 / wholetawsMON held in you sewn d your sailed to a panelire a a result of a &Mendgement or ~roe. the rem weenier sdl whet unit at MOM ace a sage at determesed tat a re:Wend Own; *troy. ad credo yosi scout freedoms* objectives The meinge *beams sdnsk predie are speedk to steed account and may vary between yea roses Pena adwse therein prcereibr edeln9 0,1 ap s /font change al you' InarMai MAW a newer. dewclaw For ••Nh Account hitt you <looseore of the foe:map imminent <Onus, • hake& Current Income bailment seam the generic .01 scare air • Aare CopesiAopwaton noninwits seeking anted atonal !stet than the genteel cf mom • hakes Combnita•ariaome salCAMM Appiecati3n ernmerns seeking tar the generation of nems eel comb of peincipal Dowel rialcfrofk• • Conatovsert Stelff to marten mlef pito* nds be risk red vamilty to the mount cadet men if that neap the scant does not generate remnant even* a seems and may rot twia pace vet.. .rttiben • Moaner Mtn) to accept tone net to antra:al ard tokens sane saideyb seek here rant • Agaccase Wili-ag to accept hclr ^lc b pnncpal rd Pio *lathy ro ad, ho (cant Oct tent • fraant•r-tfAgotty CandwAran d velatod, a paten of the prink* for the aro:we4w add& cosrplar tualnwt, creed lipdmi and cameo Walk , Stelemenrhouseholioner We may cassoWlet oil reteA0 account itaWnerts with the tone slims n the sane ernekpe. e.g. because they ham oaten who abo meson pee stove relate...hen Mbother okras at the same rotas I you porta to mew mod ides' statements markd n apart, enwarspos, ya may adore harteroWng by calrg yea inroal Manta Friendly mown name Refrendli account nine it fa <Wont* •endu‘lered chosen by you to /tint you WWI yw recofdlcerpro t hit no fowl effect coiner actor. is not mended to relied it s meet. pro:1AL ettanrerfahon, mermen cbjectne a eel mph* associated web pas wow". and o not a promo* of 'new that math, or ary Interne matt aria will be achowel • weslInfatt nweve It* Kt et kw, nekedng to nia loss of the ante norturint You <an Change yowl Friendly scant nines thrash Oran. Sanas a by contactrotythe fore tal Adman Aecarlovorview • Yuba or you accogetcpambio Net ol wets rd lit:I tin. • Assets Preludes avaaele cash biron vales for 'tw inedtaunt/ fest). and Gobi Tree Depots; vreind marts to market. and (mail assets not held by to ;cm Dots not mask inked stone/men a the end a the prior and <ant daterrem *rock. a pm% reennwert anted nod *pions and 4.4(c4abf> nod *phone • babltes. Wirclet debit batmen. antring Malin tor t vocal Int, then scan bison • Ca:herons', burner.. Total ol unnamed notable oath talr:m pat Oipoot Winter al allneed rd eon aff toad bans. rd norm mann mate fund snoop bison. a the claw of the annum peed larlormodty het credit balances n your accaril se not seat aned from other Dienes ski the fern may toe ry thew ILnis new adnry can ol et bares. Thew finch an puyable teen your demrd. Dv, total is vela:Wm the cure prodeke., value Leans inferenehen Fa detailed nIcention en the enfs loran; practices ad &clown refs to yam Clore Ratitecenhp Ageernent a Ad(001Aderernent and the Great Term rid Cceidlons LOS kaSeenent of Credit 'makes salable nAgreem•nt and Dix busts a loww id. r-efra-r, red,Thedw SDNY_GM_00324955 EFTA_00 197730 EFTA01306996 Important information about your statement (continued) Yaw area Your ntentre (tercet metes and Other area Feld b the accord at the add the lialcmeni tared You may at/ forth:hey of 'may paid seaman a any Inv You may none wades tied at loan cotreot ale MeV any balance due on them Ary &nate trareferted tole fins dreg the statement peed re Peed at mina year aline end of the statement prod • Cat baraie. In determning the bee of the searthes included es regalement where iviesed wee the numbs 'I; UPS f nrical Senrea ha coed ameba. *tared Icon. towns ache thin LOS P area Sennces, mixing racematen Iran anotha Irma the you may haw worded to yea Ina-cial Maar thief ern does not nd•percbrely waya ,Whet the rarity a 'Web'oe wry dormaton fronded tysaras also than Lt3S ?mescal Sena. In edition akhough UitS inrical Senses generale trattam thn Man atenas t o mewed the Firm does rot vow* any 'wren tot to eslcarelen pi-dee 'Con bee and Ureeaced gantlets accurate as of the dated the itliternetT At <tad\ please6,nm Itti On firl fleabite:a Some* pnhate a lab bosons, kr tv pabows a ahem*. Accounts Wantland tote tem nay rotes, gariloss donates only foe the perod of lime they zee held at re inn More Wake remmxcn can be added by pas Ceuta Adaa, • Unrealized pant./laves When data is rabble, manytal ‘fleafincloansalcoses are </Weed for newton seamy lots the frauden data for relreclut toes may or may IX< relied carenstar", charge anclor county nOrgan2aCien wwent Ordend ref other rerwiteeril lots Onir smematt archon fon re each arrened toOpts/ on areraped lot The 'Tradedate' <Meth assents the a9rsel tranacten lade date • Callable securItist Bratsad catered lock tut the issue alb for earV sederect.on *if be wlested n ut" by lot run aro al saunbes a that ewe hen eldd n ors ruma a ri name* name for at charts Cal neve racernaton es obtaned from third pales and as a<0.1,ye not yarned Other all leans may own Muth oaald affect weld complete Monnaton wit be wonted tannoon • Pricalvalue Prices Ovtryed tor utvicon and the redacts maybe thatote or lows thane* price that you would swag,. Mane in the market Prices aro <Wind from varous fed Party lartm which we belle* to be resat*. but et do ma ?wane the, sorry. - We rani. use tie closing peke when mottle or the man ol the bel and at. Pk!, la aged stoats ' , di:piens a only Waal ke OTC SI(LI401. - few lanobtradodeettall44 fitly be ;hod •Aria a vakson 'toed a the mon roam price we canned and may not reflect an actualmarket ace a vela - Ciflalp3filken may spew wrshota a price and wit show as 'an wand aoalabit' 4 we ire knob* to cblan a Me to J Xcunty. - 00:0:ei a swots deftenlnYhd none-eta other than u S. doers se reeled at the eschange rate as ol the strewn date - For wash wait*, betty n nonierionnrg dencmnauvis, pace and *thew bee value) may tow been slushed to Nolte* pope wanton. To Sean *nil quolotoni. *Nei flea*. west pas tn%itW A*.sor • Pante inveolthanti and Strwelaradpeodudts. erase mennum seasrles (mbar., dreg rata** Vann, Andrea estate othstment Mal m, at. ad structured products are gtheraity nighty JWd Cat n A✓',nicest( Merest been nerved won the Stamm and Tat hero* Carnescn Irdsr ay stale sondes lad We prowdeintenand vale tor Fhb!e melanin* seances ad stustrxrd predicts to Herman:nal PuTnsa aY Luke ace 4 not guaranteed - Then ears ray dille sslatintans, Ilan ages 4 any, at with a crease reemeni smiteor *whited prodxt y boot* soil ad do not ric<essody eve-sere the vela you mw mettle riPan 6ouidrion. - Third prey eitmilef of Yob* re =deaden clan and are Supplec110 LIPS Prurcul Scram on a re9Ar base al hdtprdat "Marton fan - cam, anent armor a spear mensal values d ry, ant sratVied toteFern by the thaw gene,' pnrwa spcmor and may be en Mate Deaden dflaac nfarnean ban that used by thedpabes to dense ter esunated %Was - You can drain aditcrol nformaton arcing the ,ssessIvissiti used todement the tante value and the Me Pe Samsun that a the tout b the atone* by among rat Pruned] Atha( - Med party emmaled value maybe nil/cad as 'Nat reed' in weal aurae' we in an rchihert6tre vals% on Ion has not Si.Pled a 6 enable to assign yea neat we become ewe that ematepc ewe ha ccosted hal sty ode Otraxek rep:tied vita MO rattan, a when a value maid be Noddy spaulase eat to the we of the 'aunty - When wad an tower, wool partner a cpce4ce en nand oaks era reeetleed vale rt prowled. the yea of the sonny Wit be delseac from n archon pnce - 'Waalante date may Mali resew of Natal, mane a both ▪ 'Ongrui una site represents tie MA alma; price pee me and may era reelect your ant base - (Wt) and trebled Riff wakes re not listed on a a/era sorties *thane, and art rank dload *dawn they can be sold, the pen raved may be less tante per share ennead raw plestla alh• IMAM gaterant • Refracted maritiee PKCIalfdteCien.14 "way are not afrenty afigble Ion atatc sale LOS Fanny/ Servo" uses the market vote of the ravestreled stock of eh. sane 59....f as an mated rata for the restricted stock for palpates of ma 3Werptnt at. To the edam that Mtn( led ward es are eloble or sib, the is.,. raved may be sthstentaly new thin the mound vale town. • Est (emanated) Mann. current yields iodates. An estrum d envoy mane is bond on contra dividend and inlerent rates, aminog the names alt be held fa are yea from statement dale or unit tinny The animate a ask, a vedette, acaracy and contesaid income at not guaranteed Emmred rural fiC01e and carom yield to mrtantabn of saurian said meld* annuls of Ismael a capitaldans n when caw the ea inane find germ, yekb would be *egret I da val Fdrneda valsae ird trent Mid rd the swat axone and yield mote be bated hike than the 'seaweed smarts - An *noun ol an-ualred mom* pthidord Soda interest) chided ty the careen motet oalelloWl90 balance cbsed on the last dvdond a maw payment made by the our and sinews the wcalheideposts wit be nerd Ida* rs fran she g sena date until mercY, Aectracy red caxisurd ye.] se not steamed. • Asap not held by MS 'assail Seraow. Cann enure rot held by the inn and rot Aisne the Term: pots...senor carrot These Met are displayed on was naternort for Sonnets:nal wastes only Potions and obis veered are voidedby the mung hen uestnrocui Siena. not empanstee foe ten Mammon and don rya guarantee as sassy these assets a. not ptated by St( a the Trews tkadowental SPC coverage • Revenue sharing andadditional oomptewation — in /*airs to commissions on salts and 17b' ken mend floc/mato, wth the darbAcin of mutual fundssoar climes we rad ar Masan mein nano gang payrrwms Iran &trauma ardor slam a the mutual tunas that we sell thew roses are bawd°, two dif lame carp:nary n the won of labs by liEtS °Owlet:far noun hrd fray to out <lam, and OP the awe raked a partnals nuke, Pal lent/s shares held at the sent - We r4 ar althea also rttta, needing and antis Prc<4.5eg lees noonvderafen for awoke nem wets the rat anklet* the casual fur* Peso toot arsenal re pad horn mince asset to mewlhid and sealant dolly ansarn based cn the nate of scores at the bearer-bake holding mutual lands of that fired Ian* - n addtisri to (ownistran received n correction with the sale or diarbution of zenuty contracts and ant nastrant mats use, loots (lets, we actor ca etre Itan*UMNIIAISKI ozerPenSatCn hew insy or the nascence companes undenwang the musty ant actt, Afire{ of the ii10.11000 tewpanes a spoortas a the use flagrant busts vsddaMo - n Adair, to ClanneSernreCenid Irons the INA.* and sale hi...newelVols. we "Ice ar althea? rearmt an assettesed newel,* shoring payment from lantSfures cPariaulors. as wed as ha-di-odor technology clesebanera. tranna and educates - ellikates ate recs.e iradng corraissens an! other carpomatai from nivellir* and maze aeon product( AO detto-Ce r, We WOW contonsaton Iran 106 Bas. L6A, UPS AG Started Etanch and natal eland bras *mop our cash sweep pogrom TM ampents on may be a mom* per scam fee a mitt. pawnor of swage deli dipole buttes rictiefte Morrrution reordna ornmaire and ocher throes incurred in cornett icr, 441, Ire to.040ri Of Vat, run-4r9 Vox, nrcacbcos Kuban included on carlieruiens attrankr 'writhed to you, and roll be eroded to you growth; an regal, Short 'why II you ao engaged es short seeing a scurty, vas may nue a0,00e Me 10 <Min bavown) cons la that Wafer security. Open oda* R49 0649 open or • 9:rod idlareelet orders the were rot ~nerd by the named dale, open buy and sell slop *den ye redeed by the amount of thickest ads a anotclniderdsce eolith daze unless nsInsted ono-wee by you You re responsbb to aches That at **(teed due to you taboo to *Kea eating ocen ceders Privacy To datan a copy of or mere Client friary taxa, Pleasecontact you Festival Ached a vet or ratan at ”Vewokseraubereatiregie% - IRS FinancialSeniors b rotator* The RMA, Ousness Sets Account BSA ad RUA ae brcaerage accounts when prow* access to bara ng sawn and predicts avast anagrams rah Aland bras as caw theCIparty tents. and recedes access to Mtn* and annosy crocks-It issuedCy knaltilatal red-Party min* capon flout. mane arty sandwies of LE* Financial Semen re. - Pregnant, :warn. and snaky orcsd.cia - hem ICIC nand • No bent quarter May lose wt.* - RMA Itesarce langemem Attar& Dustiest Sawa Meant RSA, RMA and nternataul Racsaco M an >peasant Accost re mastered sense marks of LE6 troncial Semites Inc. - ViSA d a registered eadernark armed by V44 Vammonal Service Assa uteri and used inier ken* The UPS via credit tads ref the LOS Vila debt cads an owed by FPS Sad. USA wish PenreiscnIrornyea USA hcorpotaled Mother trademarks, revered trademarks, seven maths and agreed tanke marks re of tee respect:a companies UBS Firnes1 Swim, Inc Pen SDNY_GM00324956 EFTA_00197731 EFTA01306997 UBS lies Financial Semites M Private Wealth Management 299 Park Avenue 26th Floor New York NY IOU 71-CCO2 Cerroc0S7899451018 VI 0 Friendly account name: Ind Cash1Saving Account number. Your Mounds' Advisor. SCOTT STACKMANLYLE CASRIEL Rhone Questions *boot your statement? Cal your Financial Advisor a the RMA ResourOtUne at 8004iMe- I WO. account 029023575 Resource Management Account October 2018 Value of your account On September 28 al on October 31 (V Your assets 729,384 33 730,376 33 Matelot wubsite: Your liabilities 0.00 000 ewe cbscorribuncialseneces Items for your attention • Help protect yourself from hand and resiew bank, credit card. and brokerage statements regularly. Also. gel your free audit 149041 alrlually horn www.annuakreclitreportecen Value of your account $729,384.33 5730,378.33 Tracking the value of your account Thousands 6.144.7 A.2019 991.4 9176 no 4 7%4 Dec 20m Dec 1815 Dec i016 Oec 1017 5492018 Oct 2018 Member SOC Sources of your account growth during 2018 \rake of your ,Ncount at year end 2017 1317,574 86 Net deposits and sundae/Ms Your rilrieStrrent rerun Owdend and interest borne 111,32847 Change in market value 1000 Value of your account on Oct 31, 201$ $790.976.39 5%52700 page 1 of 6 SDNY_GM_00324957 EFTA 00197732 EFTA01306998 UBS Resource Management Account October 2018 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of Tots octant A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 730,376 33 100.00% C Equines 003 0.00% D FOced income 000 0.00% E Non-traditional 003 0.00% F Commodities 000 0.00% 000 0.00% Total assets S730,376.33 100.00% B Value of your account $730,37633 Account name: "LA NE MAXWELL friendly account name M., Account number. Eye on the markets Sidox S&P SOO Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2018 3-month Treasury bills' 2.33% One-month LIBOR. 2.31% Your Plotociai Advisor: SCOTT STACK MANLYLE CASRIEL Percentage change October 2018 Year to data -6.84% 3.01% -7.36% 2.43% -7.95% -986% -0.79% -2.38% Par 2 of 6 SDNY_GM_00324958 EFTA_00197733 EFTA01306999 Resource Management Account T October 2018 Account nana: GHISLAINE MAXWELL Friendly account nmne: Ind Ca'SWUM Account number: Change in the value of your account Cash activity summary Opening account value Withdrawals and fees, ncluding investments transferred out Dividend and interest nome dosing account value October 2018 (SI Year to dale (S) $729,384.33 $817,574.86 -328.91 -98,527.00 1,32091 11,328 47 $730,376.33 $730,376.33 Dividend and interest income earned lot putx6e$ Of his StMeenent, leabley 01 :Meet tord **lend interne hat been determined hen a US Um let:band Dersciecfive eased won the residence of the account Adder. account type, oi product tee, Knit interest omia dvilendpurnents meu not be uttett lo tinted Slates (US) aida Puente Rho (NO income tees The own monlNy statement is rot intended to be used end cannot be used an foe le ruiPhes Cie« snook: inlet to the app Keefe te needing town they recel.. lien UBS annually. sanas the Forms tow are the Fan 480, loi lax mooning 'Marna« n la the piznce of UBS to Ile the alicatie tin teponing loins with the US internal Rinenue Senice and RR lemon Department, se In such lams acosaleiy (leery oveencs arse' 'menu ale tarµ of lee*. income nerve come yeti, ndvdual lacprepare October 2018 al Year to date (I) Taxable dividends 1,32091 11,328 33 Taxable interest 0.00 0.14 Total current year $1,320.91 $11,328.47 Total dividend & interest $1,320.91 $11,328.47 Your Financial Advisor: SCOTT STACKMAN120£ CASRIEt. see ikrouref a:Myths month foe etati &lam« m your Weep Cpaorc xi induced in the cpenrq and dming balances eau* HIC triturance robin to &omen at UBS Bank USA mg al bent ;ante:atingle the UBS FOC Rated Deposit Preen n aces na says.) deposes al UBS AG. Slanted BrarCh SPC protectonapaes to money Mallet :weep fund holding: but net bank deposits See /important in forma= ease you. eremee an Nici come: d t Monnent'a &tat% October 2018(S) Year to date (S) Opening balances Addgeons Dividend and interest nome $0.00 1.320 91 80.00 11.328 47 Prcceeds from investment transactions 328.91 99,289 63 Total additions $1,649.82 $110,618.10 Subtractions Other funds debited -32891 -98,52700 Funds withdrawn for investments bought -1,320.91 -12,091 ID Total subtractons -$1,649.82 -$110,618.10 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment °teethes for this account. il you have questions about these ob(ectves, disagree with them, or wish to change them, please contact your Fnancial Advisor be Branch Manager You Can find a full deed:notes, of d-e alternative investment objectives in important information about your statement at the end of this document Your return objective: Current Maim. & capital appreciation Your risk profile: Pommy • Moderate investment elgibility ccnsideratiœ • wee selected Page 3 of b SDNY_GM_00324959 EFTA_00 197734 EFTA01307000 SUBS Resource Management Account October 2018 Your account instructions • Your acount cost base default closing method is RFO. Kfi In. Flu Out. Account name: GI4S1A1€ MAXWELL friendly account name:IndtaskGvinq Account number. Your Plaaadai Advisor: SCOTT STACKMAMLNIE CASRIEL Par 4 of G SDNY_GM_00324960 EFTA_00 197735 EFTA01307001 SUBS Resource Management Account Your assets Account name: GHISLAINE MAXWELL Friendly account noon/rind N ring Account number: kere prccs. 4xcenc avICAfircol raves shown may be approtiman Ay a mat own and lossts mot not be remotely reflected See Important alotmoleon 4604tivor statement al the tad of thy dxuren tot rtnn-ditcr Your Rwanda Advisor: SCOTT STACKMANLY/6 CA5RIEL Cash alternatives Money market funds Morey merle fords ase neither instant nor Qua anteed by tat fedtud Oemsd Minna Cf4X)taliOn or any abet 9nemment scerey ireanutona perre an/ inVildhond munk pia funds roust MS I heel net and vet um (NAld per Imre rota neaten U I can d a cent ft Gt. 11 CCO5h Goeernrrem androad money manse fund, mitl con:onto lotransxt at astable 51.03 net anti vitae Alinouit money market funds seek to omen* ine value el 'our Investment al I I.00 per shares its paste* to lose *Vary by irnentong in these rung Total mersorted is the Iota d al weaned dude nds II does net include any cz.h dude not. n is re a to lot for the purposes of Oetemnng hieing pencds or cost bast The shares you recent txhITVyou etiMeSt Ch:lent/5 be(Orhe a notate Ito W. Co:t tosc is the tots purcnra of the :eat*, rKludng muerte:led doderct The <ott bat': may need to be al Lilted f or felon d opts pagrerts in orcki to cletemlne the adonZO co0 boas /Of tat rnvcn'm purports Patinae Plot number Annage Pitt Client hickIng ott shoes per Shaw ID investment (S) U8S PRIME RESERVES FUND FA' Si C.CC7 (WO y".11 213% Your total assets llomalced (tar) g am Of IY4 it the netarence between the curent %duo and the cost bans radwool, srerietily be year tax.13e gamete10st if the wedgy was %cid on this ciao. The unreaind tta4 9ahoelccs may need lobe Masted to, return of umtal went in Wee togetarmee* reaped gar of loss for tar (trotting COrpOSM Imes:meet return is the tuttent valve rnnustle aroma yeit In I does rot include Mares !MI ate not reflecleclon you( Oaten-ere, inducing snares that nave been felted as etnes aeon r aims t du. Wet not inane cash clinfends that mere not teintested cog me at Man WM (1) on Ott 31 (5) Valk* 00 unredged Ott 31(S) cyan of Ion (4) 730 76 330 ---This Inlet nation was t.na‘oilable.• • 10000 730,376.33 VS uo cn al 31 (1) Percentage 4 Cost your accent bras 0) anrua Etc mated I won° (SI Investment Ncldrifi cetera (I/ pent unsesind gans lots (I) Cask alternatives Total • mining WA Abet minrnaton. • Money market funds 710,37633 1000% 15,557.00 $730.376.33 100.00% $15.557.00 page 5 of 6 SDNY_GM_00324961 EFTA_00 197736 EFTA01307002 *UBS Resource Management Account CKtoer 2018 Account activity this month Account name: GHSLAME MAXWELL Friendly account name: Ind Casheasing Account number Your elneeiClal Adviser. SCOTT STACK MANLYLE CASRIEL Oat Acthlly Descopuon amount (1) Dividend and intensst income Taxablednalends Oct31 Dividend UPS PRIME RESERVES FUND 1320.91 SYMBOL UPRXX Total taxable dividends Total dividend and interest intone $1.3211.91 51.320.91 aye Oct 1 Trancf ,- r Total other funds debited .6328.91 Other feeds debited amount OS -328 91 Investment transactions lot more intonation stout titmice/value moan tor tesuized '4(uflies. see nixeren: eaormarKon about )0,11 anemone * Ut ens of this <Ix tment Dare sctisity Oct 1 Seed OeSOMIM1 VOS PRIME RESERVES FUND -0.910 SYMBOL UK= Proceeds ban Funds Investrivnt rot or...nice accused Chastity :duffs) etio (5) transactions(I) innSbrierilS I>COPI <0 NereA(S) Oct I kid IRS PRIME RESERVES FUND -328.000 328 91 SYMBOL UNI)X Oct31 Ran vostinont IRS PRIME RESERVES FUND DIVIDEND 0 910 -091 REINVESTED AT I 00 NAV ON 1013 V18 SYMBOL UPRXX Oct 31 Ronsestrnent V85 PRIME RESERVES FUND DIVIDEND 1,320O50 -1,32000 REINVES1ED AT 1.00 NAV ON 10i 3 1518 SYMBOL: UPRJ0I Tot. 6321.91 -11,320.91 Page 6 of 6 End of statement for account num SDNY_GM_00324962 EFFA_00197737 EFTA01307003 Important information about your statement L025 &uncial Saxes ht. Oho firma UBS frame' Stoop. e a muter ol al annul wanly, comp:Sty and options mehrges UBS Enamel Snot and LAS Bart USA r edeect obsclresct UPS A6 rd if item of WS Scones ft C The Pim% travel lima. es nobble upon request Therein's estatet often are at IBS fnrxi115enin 1200 Hata Boulevard Weehaelan al)07COS Th4 alarimiwl nOir•i•nb the ore, onkel record of yew Ian Enamel Sweal XOunt ONe records. er.rot *Heel tar 00Curnerth coasting oracle., clatitapid non be relied we) F you bele* Mere 6 react a CirneGion. plan Wart it wirrechatelf n reitng to the Derr Maraca of to office twin; yaw co: cove Alta* at Egan Mown re Mended in be atnn%. marmot data Maki met be used lee far papaws rely *Zen rrand we tom, ea. Form 1099. 5498. . 41c.)whm Va n n Yae tie return the inn 4 requred by law he repal We* RS all toade drglords. regortabbrintsubb dnidends end !stable news' tamed on sectenta held n )our recent. net Crated, at sr brae ire. ilad tat time OnOran <oared seciones Carnankationa with the Finn • nem reicadinn arm oral orernalorbons ri wrens, to Astra piVal you , fir ,. rake.? you *axle the Sealsitiei Valeta Protoctal An (StA) • II the fined nocacn on the sap lln cite from of WM O.111wall <rot IBS Farina Sitenflat. LSI MAW Sows curet your roam at away lathy by arta-genent with the nekaud n$1.4 Cr, we reformed you cd the rellaanthia 'hark , Olatnnal . thil Maitre a, ifiy Crete. fat femme and seardes se localcd M UBS France, Somas and rot We no:1,mq becter. and you ens. make a report of ay coo a mown to both Irma • As devbed n the =awl Kretinents, you red roidy us of any eras ce lead gaoling reels refloated on your fl aw' wine 30 dip area n was Maeda nude available • Maw dean Gastonia <triplet.. a Mind to the Yam% Clem Malan Cemannent at 201.752 • I 6S9 ce tolirce t 800.35.9I03. SCOA.M. to 600 If Monday Maya) Foley, a in rat cc 10 te5 FrunitM Stfmall ere.. Cart W4/flan Deprive& PO Bo. 766 Lhon Cnp Iii 07081. • Al statements shall be deemed corrolete ad aeon, ii not abated to n aging wthil 60 days • fa TT' services. Cal €u412.09B6of from onside 'heti M1457.1495 • beta of rat a aitaCal *PA an than:ex Ives Vanier OBril tell parent or WS Vet debt cad transxtirs, cal 800.762.1000, or arm 10 UBS f na-eul Serval M<.. WOO Harba liltsch 6th floc. Wernanteer, NI 070314 Ann RMNBSA Severe Cita write as soon as )OJ can, A pa thele spat statement a recto' es wrong or f you need more Samsonabout a transfer an tie ironer+ a mere The rem or Card basun arolcable)assi her Morn sae no It.. than CO days area the fun ant yew lee act metonym* co *tech the war or Probl em *Pend --- hoed. sae nano rd won nude" d any) - Desalw the are renter you red kilose about and molar. as clearly as you creed )co blew n e enema a why you need ran dorm/len - Prowde thee:War mart of the expected error. The Firm or Card basal nvesteute your ampler( rd ea correct any error promptb• Foe alleged Van nwAngtBS Veneckba cad tramacto-o.l weir* erow thr 10 bents day; oda tn. we all cede sat watt fee 'Iwamoto you thee Ices Ma so tha you wit Nate* use 01 the money dureg the tales .6 10 complete at nwilgatean flees mix all &ars payable to the rem or the feuncial neittaion Masada, iv haft a to itiatwent In add/onto neat , accowe foes, accounts may be 9.beect to mantenrce fees. chases to late payment foe wearies purchases and charges Ice Spud mans n scans. Lecture thr re rorntornd toother rowan rnay be sullen toa &redo, her OAS Swap Oplkat CBS often aeons fa weepeo cash Winn to bat does,' *copra at eknelluted bats and attired bares and money Markel (Null firth (Money heti). Oopxe accant at LOS Bare LISA and no aft Arad bent, pailepthg n the UBS PDC :nand Program ater0C-nosal n accordance peed Pa more riomnbon. dears NIA sm. I *Apt 04;04t account MUDS AG Slonlad arch rd toes of Monty firth re not ivied by the IOC. Gant deposits AM net piattad 01 SlIK Monty rud them are protected by SIPC See "WS Inmost Saxes Saari Potence' below. upon 5ar rearm biros newbark 00YeAti frtly *red r MN% and sham of a Mawy !aril may be hie:Wed. rd the proceeds faradic 'cocoas Saunas 4aOsil Fate ricmmton tout seats le sweep options. nctaing <weal entree reef rd yields. o .watable wow Ws cansweepwelds. from yoke Frun<al Athisce a by <atm BCO 767.1000 thonciel Sere des account protection the Fern at a member of tie Senna mega Pretence, Coneraton (SVC). stkh Mans %Cur Obt.i curionwn of if rntirbelliA, to SS00.000 (nduleo 1254000 fa claim for cash) &planetary brochure nobble won ccari a t me. SOX *9 The SIPC roe protection lints dopey to if aeons tat you hold n a petal,/ <sorra The rem together at conan *fins, has abo Pechawd supplemental coerce The roman snarl payable to all that* neer% cotton* b velar the protection • 1500 mllai at 01 thmartor 10. 2016 Subpo to ',employ anal wia end Intr." cnh al the fen o further pouted to tplo SI 9 mdcw in the aggregate fa al alto enact heti n a prickle. clue by A 1111 copy of dot polcy trodeg es amiable Loon retest nether tie SIC protean.a thou:Ornate peceenongply to: • Cain Inannal atom toweled by fed molded n sit Mehl( vaLe) Ct. heti away MOM Lin fennel Saran Foe emniole anal CO mune prodels, nckdrg web* reptes. and It) awn a .naiwl Ant mg:noel mix name of the scow,' holder on the toes of the our a terrier nee), • in.•estment attach a nwsinsent mamas (a 9. limed ortnenhps aryl wale placements) Nat re not rog card under the So:unties Act of 1931. • Commocite <err acu (a q, forum **charge and pew an metal antraalsk inthedmi) turves <M1rwt rtl cawrodee aeon contracts. and • Depose accounts Prato teethe**, of depose) al LI35 Bre LISA. UBS AG U S branches and bra n KIK Miro Copan Proarn The SIPC protectors and the appetmenial pranks , do rW apply to these assets era if they areas< al awat onyx.' ea emenh The SIPC protection and the supplemental protection dame protect agent changes to make neat of you' contemns (whether es a retie of market mammon'. recur herilinlataY otheewesel Dividend Reinvestment Program 03Fi') The pone *hood a en sneer pro. yew may obtain the weal Wee Iran yam inancial Ad isCe Only *bah Ara Me me thamd unde DRIP. partial 'hoe, toll be sold Jedtheoath all be domed n your roam. The dodged raweiment once Roofed by the ifaile1 nay deter Iran the made Wee Jinni& tie anal lam re Send Cads-Mita Ortly wee um, may be held en you ware d you a* erillled 1Oa partial WM as a restrli of a &Mendgement or ~roe. the rem mR ether sell whet unit i1 meat penetrate al Ma determend by a regiend clean; army. rd (tufa yes; Karat rammer* objectives The nestrren *bathes zed ask peed Ve re spade to ear account and may vary Shwa you x<ardt Nap. rive.* thermrce p rtalbrelenn9elr, O11IC an th ong., err pt.-flawed cession a trailmmre 0bjective% For each Account NO. you &WOW ore of Ur °bang tenement thaws, • Pro-dew Current Income arrestmens seam the generic. of ncene air • Atern•CaperAppwunax yawinwes sting growth of pence' tate( then the gentaten nome • pfe.-Ax• Combnimn of imoent ser1000, Ant e c *Abe Innmenems seeing bar the generation of 'Nome aerl comb of principal Oiled ribcage.* • Comes", Seth, to martenode, re newt at berth ad salatilty to the roan orwal. men if that e.t.a, the eon does not anon Kinnear< icon ce fauns and may rot Imp Pee teeth .ribbon • Mother. Wthg to accept tone rep to pnrepal and tolerate scene valaideyto seek here Munn • Ancwave Wilig to accept ^* l*a•c1F41 rd ha, verity to cal. WI mint oar tent • frale,ter-tfArAty Canseirran f teroctod, a natal of the pedalola the matte may WNW& ampler ntalegrt, Infra] litudity ana ram Wit lity Statement Itouseiterldrer We may antakIret It related account itaWmetsath the same adders ,n the same stelae. e.g. because they here omen who also menten pee anon /flew...hew athother dents al the sere add() aloe prefer to recent rd ideal statements mailed n separate ernroapet, you may calme hooter:king by oaleg you annul Manta Friendly mown name Re Fe endly Waal nen* at tuattinitible •nokrarrod chosen by you to asst you wit, you recotclIstepro t her rici legal effect en per accost es not mended to reflect any meet. onadact rnOnireedilen. me:trent *teethe or re& profile associated radii par mama and o not a promo* of garage that wrath. Cr any leariaal matt aria will be xnewid Aa • inacIrnieitt /wave Maier* or late, notsdrg to rep of loss of the ant /woman You <an dung. you Weedy roan rims enough Oren Sawn a by a/meetly yae fnem tat Admix Meant oreavieW • Vete or you accocree9aartlatek Net of assets rid Ii Aspen. • Aspen. cash bare[ fell Intitonlaern611testlerd Ciobal Tine Departs, ennead marts to melte,. and (nun ands not held by by ;cm Does nol nob* woiced seasitteensels at the end a the prof and omen caterren ;ery a aerie rwestenret, wonted stock *pions and aerceabb nod *phone • bablfet meld' ate balren. antring Maga loam. <rode Int, that roan been • Catheromy hewn: Total ol unmoved eatable oath Winn. pee Oipoor 01141ta al all need rid none bawd bares. rd moray made mead fund sweep baleen. at the axe of the stamen perod Nen-correncdty het wedt balances et raw roan se not sge acted from other balances end tie rem may toe ry thew fiat nth* adnry cane ol tereas thew tins are payable tpon your demrd. leo total es ncleledmthe current prod closing glue Leans inforenehen nor detailed Scallion pother's'''. leering practices rd &clown refer to pa Clore Ralateornhp Age ant a Waal! kterfiterl ardt.GMNaI Term teed Ca.:tons CBS kaleenent of Credit Prankes sealable nAgreem•nt and C.& busts at lava e-oper • ev reri,lm,rrs SDNY_GM_00324963 EFTA_00197738 EFTA01307004 Important information ah° ut y our statement (eOntinued) War su Voor ademde ~es storen ad ot« mets held n the ~ra at th* ani ot the ilarent po-cd You ma, ad tor chhery luly pad ~nos X any tree Yw rivirnowe ~de dad at lor tobterd dier Meel am/ boet dot ~hem Ary secorg tamred to tefim dam the statement pen:dan lied at m3444 aar al 01 the end o# the toeman paai • Gat Wao. In deterwnrg <nl bate påasp wordes indook!! n Ihrtgatement. *tere ndcaeed weh th* norren LeS Farad Sonnet has relied Somma. obianed hom sauna eter Ina U3S futen Sam" radrg tamasien tem ~thee teens esa you mag have parated to you lenactal Motor n» firn does not ndnoreenth verdy CLigrelet the r ny widty cm urn donaten pronied tysorces ot« than Fnancdl Sames. Ø addeert akhough L n" el eS i Services genera weides th, ~Mia as n o roteind. the Feen does rot wade any risomen ril tee namnam unit, 'Con bit.' ad •Urreateed ;adios,' n amine at ot Mdlad tbc statemwe At such, praam darm reyen Ses reemten a mak* anhase tak deoscni Iet ta• mom, or "emoe Acomntt translerted totrofee mal mach geraas rdornaba only lor h perod ed tem thee se ked at re Fien More Nataal rronnaa aan be .ilded by >ar rare ol Aten • Unreelired gaindesses neon dras amlable, etmad raedeed ~Oma n oakutteedler nimetut Intree bb The (randon data for robrolut bas myr ~end rol bect ccerensinoth Aart rata sortny roorganntra ~nes penleed and Ober rara!~ los rd vaan< ~ohm Ion ro <ot Østed to ~Lyon? asraad lot Te' Track. date" «aam galants tro ~tramden gade data • ealtable muffin gerit»! velaed mak nut tbc isme( tab lor earYtedemobon wel be wlated restill by lot kom rearm al Korea ed tilt non sneed n oer name ot n nomen* name laar diens Cal kade ~kon is obtared bom tred pat ard es ~dry rs nou navanteed Oles <dl leans malend lach oma affect veld eempleee ninom at be yronted koon oma • Petostraluo had engtayed lor mulst and dim paaien maa be ligt« ot baar Merte ose trit would aam* renera n nog ~et Roet n ddaned lede varems tid Party ~In *tot ne belew to be relable. bui ne tat. nol parate tier aduacy. - We genen* ust te <bang pek* aha ~tabla or nerf ot the bel and Ot prees Ia bied 5~444 ad opeens cr aer beieren kr OTC sawa.' - Lint tral, «udod ~4« (Ary ba tetø item a wisten madal oe th* won naam vice we cetaned and ma nat reden an actual nurkst tree Or MA.? - <enen pakket rney speer agio-a a prise and val tor. as 'rite wand solide' d we are uroble tochten a ree kr J sauna- - dampats «statues denamnred in arreeca *thee tm u.S. dolbrs ra rellected at te adnange rate as cd te statmere date - For <rsnxcvets tak.? n ~ingingen; deromnatens, pree ad camety Ilate vabernay huw been »inbed to fragiel:n:pm ralualon. To Mar cirri gootsteen. when Diana*. cce4acl aas Fenol ~Or • Prime inmegnents and strand prodge. enrate nwstmcni wetsdia (inc Ldeg theet meteoren Voors, and wal egde ~terg tRef invries) ard sen ouedprod-ets se genrats hl" nispid. (aan stnekred vocleis hareret ben manend wei Ie S•ort os ad beharge Cammesuna ur re ry state Anyite ben We provoe ectenated vale toe penare espeilts sonates a-d sturkred p•cdacts toe nlormamenn PuVocas Off Liane! 4 no gunnend - Them va&.enuydl,e stbStant" kan rog" any, r *high a penale ~onwel wal ity Or Mouw& prodkat mal bebaadt ce sold and do not nmessaly gemmere the vair you enry moei«. uien Souidron. - Ried prty enmak, of valav n af d • «dan date and re mept«, lo UB$inn.at Steven on mals base bi an rdegenkre 'arion Ira - tam, ~ai error er Manco, waard wao«. d a-y, ae sw.pSed toteFnnby th* munt gard panne" or speen« and may be cabdated baad en «luw< allemaal kom hl us#d by tid Detes to deene leer asinated oWn - You aan drain adStend nfermatiaregurcfrg wed to detene the smuted vaka and the Me of to reennationthat n the bak sr the «taart by tomrug >oir F ~cut Ad•cor - Ihrd party esimaled vak*s way be relMbed as prood" en sawa, duren,' arena naaikrt valt on lam has rot Øled c< titable to isegn var eken we benen? ~se *dl omstond avant ha ceosrod *mg ~tata Pee~ rei:~ ',da .110 Cuengr, «sten J Moe wild beng:IJ, spa-adam, ebt to te rare cd the xtway - Men~ an ~c, gen ra prol« oe spaar «to!~ Mae ror at/bpaly rantletd Mag omwind the »bed h soosey wil b. datati tom n eicase pree - thstrim ons to dam' ram aks» teken el <Mag inorne a bot ▪ 'Crigrui Lok 5114.' 0111441441111ht mal Meting pree ps uni, and rayy net MIK, >aa «iebele - DOP ani Wind KIT dor éies se na kneden a nitynal waste nehriae, and art .maar skrid ad aa a Ine cr be sold, the pree ~red way be Ins tan to pee shre enmad raio* promoot, n the "uni innam • Raeleticlad mooien Rinennad (wam prony art not eiteer digble Sart:~ salt LOS Fastl Serven uws the mattes Late Ot fge ureelceed laak d the sam ma« as an hei eed wan lor te respited y1Ø ree purpases of ti strIewent ook To the adem III" Mint lad tandes se elgbh lot uk, te vake weind mar be sLbsternidly las ta te inputed vale *waan. • la (estansted) :mem. went adels endemie& An <Minne ol saai ',gare olmed (n (uitten olndend ani ~tot galt,. afleg Vlo Harigs wil be helfa poe yen kom statement date a rid mad,d,cy Wit «maté e enk, a goddank Rotary ad cent ~d tmen".. n not guarantrod Eetmred arml mom and <uwent ral! lor <aantal>. ed %aston <Ø .niide aceton ol Pratst a opaal gaas n of•ch rase egge til interne (ad wamt >ielcb neuk be omdat& - blindadenul nemendtoreelyield and lee idool adam ad Ted ante be bar ce herfat thanthe Mansdanspas - An *nam ol a-roulrod ncome(dirdord ida inhaal) dØ by th* <Wal matel va nlawne Darm ebrtd ante br dodend ce inmat alsen made by le nsuir and aroma te mdawildrposts vnl be hekla om >es kan te si stamt die or onbenul.", Atoracy rel cortkard pel! se not geroerd • Aan 110t hyld be VIS linancial Serrioas. Celen moto" rot nekhl the rem ani not nett, the I n% ~ir Oe eimal These ante. re 40(114td, 041 raf statief« lor eConnáltnál pØ tely Bostont and ok.< 0044114144 144 prordedby tho weglam ues ~ui Sarren es not nnprntas led ris toenam ad does nu %wantte ns adorry time asiels am rol protedal by SIK or the Frees eademntst SPC ~etage • Beraamt sharing and addildnal aterpernalion - n addila to commiseen en sales and 7b, I ka mem, n cenneden wel, te dabdenof ~Lol hack to oor <bents we andice or 'Hitte Raio tamme Natg parmats Iran &baron afdoe >down ottenue) trok tal ull tea nam are baad vr ton> delirant or rpa- irest te ~rolt 01 laan by IBS o a pancis matal lux' frik/ to out <l~, and Ga le amt rak» o# a cortkrAr nolue,Sad langs sturen beid al 'he firn - We adat alt Neg ah', meen? ~adem and Øs vocale.; lees no:wed/raio, lor enter ram seroen OM ta paai* to th* wr-eual funds 41)440 lor 9404041, se pad keen name 344404 es te a-avalrond and re al eed dolly ámxni baad en teniet« d aam" at to beckerdnle hcarg maal Irds d thr fund lang - In addtia to orwnesronsrmened n ~echo. win tro sale or dearbdien ot anity ontrats ad rit ~el tag rats gons tint, we avles os "km 00~0~ JNM.; <c~m10,1 hart meed te .waste Øn rade/wrang te erna «maas, atia.xes cé te notara <oregano, ir sponsen of the urmt Il0~44 IRAK m•dttflouTO - n addeer. to derrwiSentrannd Iran tro vitae and tab d ~slat. we ander or Okt? wem? an asv+based meent aan; >amen, korre NedShires chnixdors, as welt as fundeg (oe inheiden,' dnelopment, training and ed talm - Pl Mades aho reeewe afleg 4040/01040e4 ad otte«pepensatkin trom 40400J3Ifurds ad mixt earoanot atom volant ao dabde •. Wit enen* conyonsat al heen U3S Bal L6A, LeS AG Surdoed &and, a-do:n.0~6ra, tre•-# out cash snoep groga-ns led comptninknenay be a ~Pk pr attort la cr nog be a amant/ged moge day &goot Wren Acenity naamion reedden orannseas and ah« taan 410.444 in «nett br me Ine enutgan ot ede, trA"."9 goten yároactons ban fiduded co cahneuhons prenauskr furnred toas, and wil be Pronded to pm vowpdd an naad Short sellim you re agard n short mling a warm, >Co may eta ó<hege Me Meenam b:nawegen% lor trol pro0.,la Muit/ Open Mets Pordrg open or god talen:aker orden tm wow not ...waard by te namat date, open bui and lol slop ordes re redredby teamant ol erookeels ante re a dradexh cr arts date alen nunutid 01144V1641 by sas You re resparobb lor aam tut re ~wed dr to >arr lakse to tabel ~no Open ader. Privacy To obtan a copy of ar arren Client Rime, Rock*. time <0~ »tv F41441.410i A...fl Ce 004 os mixte al )410404(.040~40404~t tin Fnin401$44,140 11 001 Ne* The %inas Seroen Account BSA and lask re brokten) rotst wheh pee.* meet to Wring ~e asfat reedzis 11~ argaggenents rdtilated bres ard meer ihrbplegy balt. and riordet mots to nssorice and inrats «Øt moed ty urolfil•11/0 nel-Party monne ~Pre ent* "date agerry wAndutin of tel Frontol kners Po, - ~werk ~ree. ani a-nuky proton - Nat FeK ~d • No bal muitte May lost vatr - RIA Raar«. IA/eva:ment Avant Business Sonnet ACC0.411BSA, s e and etarm Retort* Management Attente re recentred same maas d Lei trunoalSanees re - ViSal n a regnt tsdrenart ovned byva ~blieft 544y4è Attaca!~ and uted Leder Rense The Lei Vni credh<adrl the UBS uha debt 005 se ned by 'SS SaM USA web ParnmalronnVna V SA etimamtd Mot« tudenats, rmastwed udmils, servet mets ad raggend sorMemárks reol ter respect.* ~pan*. MS Fistel Serview kie Ra 701810 SDNY_GM_00324964 EFTA_00 197739 EFTA01307005 *UBS UBS Finance,' Serwes Private Wealth Management 299 Park Avenue 26th Flsor New York NY 10i71-0032 CNP7COSS939730919 x14 Yr 0 Friendly account name: Ind CashrSaving Account number. Your Meendal Advisor: SCOTT STACKMANLYLF CASRIEL Phone Questions about your statement? Catl your Financial Advisor or the RMA ResourceUne at MAMA- I 000. account 02902395 IAdeem. webslte: www. Unarm/ fnancialwneces Items for your attention • kolp protect yourself from loud and renew bank, credit card, and brokerage statements regularly. Also, gel you free credit report annually from swew.annuakredrereportcorn. Value of your account Resource Management Account September 2018 GHISLAINE MAXWELL on August 31 (V on September 28(31 Your assets 743,CO2 88 729,384 33 Your liabilities 0.00 000 Yakut of your account 1743402.88 Tracking the value of your account I Thousands $729.384.33 4.2019 991.4 8176 7430 719.4 plc 2014 Dec i015 Dec igl6 Dec zoo Auer 20I8 Sep 20I8 PAember SIM Sources of your account growth during 2018 Yak* of your &count atyere and 2017 Net deposits and valiudraivais Your mestrent return: Diana and interest ncOme Change in marbat value Value of your &card on Sep 21, 2011 5817,574.86 .$99,198.09 510.007 56 1000 $729.304.33 Page 1 of 6 SDNY_GM_00324965 EFTA_00 97740 EFTA01307006 *UBS Resource Management Account cptemCer 1018 Your account balance sheet Summary of your assets value on September 28 (1) Percentage of ye& octant A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 729,384 33 100.00% C Equities 003 0.00% D Fbied income 003 0.00% E Non-traditonal 000 0.00% F Commodities 003 0.00% G 003 0.00% Total assets $729,384.33 100.00% a Value of your account 5729,384.33 Account none: GHSLAWE MAXWELL friendly account nom*: Ind CastdSaving Account number Eye on the markets %de* S&P SOO Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Ag7egate Bond Index Interest rates on Soptembor 28, 2018 3-month Treasury bills: 212% One-month UBOR. 2.26% Your ~WS Advisor: SCOTT STACK WWLYLE CASRIEL Percentage change September 2018 Year to dare 0.57% I G 56% 0.17% 1057% 0 91% -098% -064% -1.60% rog* 2 ot 6 SDNY_GM_00324966 EFTA_0019774 I EFTA01307007 *UBS Resource Management Account September 2018 Account name: GS4SLAINE MAXWELL friendly «count name- Account number: Change in the value of your account Cash activity summary Opening account value Withdrawals and fees, nbluding investments transferred out Dividend and interest ncome dosing account value September 2018 (SI Year to date (1) $743,002.88 $817,574.86 -14,829.16 -98,198.09 1,210.61 10,007 56 $729,384.33 $729,38433 Dividend and interest income earned rot pu VOWS d ken siseenenl rota:day of interest and andend income hm been detente-sea from a us ta lemmnd Perspective Based VOW the t 'sick ne of the accent WOO. account type. Or pØ1 troe, 'Cale interest ender dellend parents entry not be stbjed lo Unted Steen (US) ceder Puerto Rico (Pf0 iexorne Ian The client moniNy statement is rd Intended to be used ab tanna be Weed wen ftot lar pst fines Cloth shoos:tiger to the 44:a1Ketle tax relbahng toms they receive nun UBS annueiy. Seen as the Fern's 1099 at the Parrs 480, tot lax repOrttng info/maim it Is the pt,xnce ot UBS to ile the ap•plitable ta repOnno loans with the US internal amen* Semce dyd PR Iteasury oepanment. did in such IOW'S acusalety dagry dwdenct, ar 4a interest as Ia, tempt or ladetint more Rea consul yar ndwdual tar papaw September 2018 (11 Year to date II/ Taxable dividends 1,210 61 10.007.42 Taxable interest 0.00 0.14 Total current year $1,210.81 $10,007.56 Total dividend & internt $1,210.81 610,007.58 Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL See Account actnny rer: monthlee ants allavetten your Sweep Goo= are eeducled in the crime.; and closing blames vie» FDIC insurance app's todtpcon at UBS Bank USA and ål bank, panel:tab% n tro UBS FDIC noire" Deposit Program. n lases nor soy 10 deposes dl ties AG, Stamford Beath. SIPC prote<tonaoolies to money market :weep lund hoidens> but net bank depends See Inportane in oematon Ør your :teem.« on the Ix, two po;e: d t M dmment for &tab. September 2018 (1) Year to date (SI Opening balances Addgrons Dividend and interest ncome $0.00 1.210.61 $0.00 10,007 56 Proceeds from noes! silent transactions 14,829.16 98,960 12 Total additions Subtractbns Other funds debrIed $16,039.77 -14,829 16 $108,968.28 -98,19809 Funds withdrawn for investments bought -1,210.61 -10,77019 Total subtractions Closing balances 416,039.77 $0.00 -$108,968.28 $0.00 Your investment objectives: You have identified the following investment otsectives for this account if you have questions about these objectives. disagree %nth them, or wish to change them, please contact your Faunae( Adsisor or Branch Manager you can find a full desonpten of the alternative investment ottecoves in important in !collar:on about your stafententat the end of this document Your nano objective: Cutlet income &capital appreciation Your risk profile: Primary • M,derate Investment eligibility consideration • wale seGected Page 3 of 6 SDNY_GM_00324967 EFTA_00197742 EFTA01307008 ES UBS Resource Management Account September 2018 Your account instructions • You account cost basis default closing method is RFO. fist In. Ara Out. Account name: GHSLAINE MAXWELL friendly account name:rnd CasheCasing Account number Your ainaciai Advisor: SCOTT STACKMANLYIE CASRla Pogo 4 of 6 SDNY_GM_00324968 EFFA_00197743 EFTA01307009 UBS Resource Management Account September 2018 Your assets Account name: GHSLAINE MAXWELL Friendly account earner Ind Casa Sanng Account number. Some prem, wrote and (WWI ..dues shown may be apemen:at As a Jesuit gam and losses mai rat be manairle reflected see Important infoemoltcn thadiVol Stetereent a the end of thes damned for ?rte. ricinlificr Year Mandel Advisor: SCOTT STACK MANILYLE CASRIEL Cash alternatives Money market funds Wen made, funds ale twitter inkatd nOr guatartteed to the alorrd Deposit 'Mural(' CCipOtaliOn or any other onemment agency inslitutood are and Mild Irked Munk pd funds must flog I ha net asset WI urs Pon pr Odd loll* neatest III who( a cem MG. SI COCO Gomm-em and retail money made funds nil continue tobanal at a stable f I.03 net met aue annoua meaty market funds seek to pew* the valued put inwswent a SUCCI pet shyes t! d paSSOk PAO', henry by 'nesting in these fonds Total tomer/ea d the midst sceneram deans II clots we indoor arty ca.ls <Welted: not rd ale toe for the pupates of Cetenrtring hidna Fano% or cost baps The that you recent each hme you most dudendt te<OMt a sepleate IS( ICI Co:f etc n the tots purchase cost of the sew*, inducing rernrested ductentt The cost basis may need to be alusted for Morn d captS papreret in onai to detemdne the "tusk-0 cod bcos for tat cetahrcl PODOStS Purchase Piga mercer A.-mace cote Client siddno oe Mares per shale IS/ imegment (S) PAS PRUE RESERVES FUND F.1 SI4c r, raw ?CO% Your total assets tieroalced (ta)g am Of ba It the deference between the crereM warue and the cost bags and would gutsily be your tat Ie ga n cc loss d the secunty was tdd on dm doe. The unlearned Oat) ganorlon my needle be aliened for rerun d weal parents in Wee to den cone ere mated ran ce loss los tax reCORIA9 Parades ferieg °lent ref vm is the (mem vase menus tee amen, au Ineested I doe's not Induce shams tan are not reflected on you' Paten-ems Verud nos shares tla have ten tealitO df ti hes apse co-alas Rano doses not Ind We cash anareck that were not reforested COSI enCe per Share Wes (SS on kw 28 III Vint 00 Sep 28(5) 729 .8.4 330 •••This iniosmation was unasabble•• • 10000 729,13433 vane on Sop 28 (S) Steward Cost your meant Daus (ft Unsegeed immanent Haling gowns, te Mum (s) pen°, Estmaled UntniNd arrus 'orn, (SI gang lost(!) Cash alternatives • Money market funds 729,38433 1000% Total • mining cost basis tnIctmaticn I44S$AO $729,384.33 100.00% $14,588.00 Page 5 of 6 SDNY_GM_00324969 EFTA_00197744 EFTA01307010 SUBS Resource Management Account September 2018 Account activity this month Dee Actitity Account name: 'LANE MAXWELL Friendly account name- , 1 r sing Account number. Your rinamlei Advisor: SCOTT STACKMANLYLE CASRIEL CeunpttOn Minuet lit Dividend and i ablest income 79.461e thud end Other funds debited Sep28 Dvidend U8S PRIME RESERVES FUND 121061 SYMBOL UPRXX Total taxable dividends $1.210.61 Total dividend and interest income $1.210.61 0.1e AC lioty Sep 4 Transfer 10 Sep 17 Transfer TO Total other funds debited 0.7 ,PLIVI Investment tfill11401011S For were information about be Racy value sham fOr ItSiltited WU KIS, Ste MPOrtint elf ouonon snout )tor detentes at the end of INS clxtment Datt ACtinty Dal(ri:44n Duality %tit* tit Price (5) anxeeos from Investment tremolo,' (I) fund Whitten) la onveStments bOulit ($) ACOtttO mnteteil (t) Sep 4 Sold S PRIME RESERVES FUND SYMBOL: LIPIDa -0.160 Sep 4 Sad UBS PRIME RESERVES FUND SYMBOL' Moo< -4)329.000 4.829 I 6 Sep I 7 Sad LOS PRIME RESERVES FUND SYMBOL LIPRXX -10)X0.000 10.000 03 Sep28 Rem wstment V85 PRIME RESERVES FUND DIVIDEND REINVESTED AT I 03 NAV ON 09/2E118 SYMBOL: UPRXX 0.610 -0.61 Sep28 Pa nwstment LOS PRIME RESERVES FUND DIVIDEND REINVESTED AT I 00 NAV ON 0102/18 SY34301.: UPF00( 1210.000 4210.03 Total 134.829.16 41,210.51 Amount a) -4,829 I6 4080000 -114.629.16 End of statement far account nurnbe Pape 6 of 6 SDNY_GM_00324970 EFTA_00 197745 EFTA01307011 Important information about your statement LOBS tiuncial Sean Ix. (Me firma UBS financial Sonces), a a member of al peropal uosty, anyncofty and options mehahan UBS inarxialSohom and LISS Bari, LISA are mired o-bsciartesot UPS AG rod deNW. of LBS Uwe.% ILC the Pim% fronnal statement n nobble upon redone the Fern's enecutre °floes a: at ISS fnrxyl SedUceS he. 1200 Warta Bouhvad Vimhatilith Alt 07COS This Oartaihnt nha•contc the ony officialweed of you lan Enamel Serval account Glee records. Witt once, tit, &mimed's. toasting coracle., clainhoeld rot be rebel Legn F you bet... tee 6 anew a Cenotion. Other litgat it niverediatitly n twang to the Bergh Marucen of the office envy rats oxeye. Atha* at 194es storm we Mended lob ac(uAlo. dale art obi* traill nor be rated foe NaTosts e44 tey.5").0-4,14 tax loon, Pe. Form 1099. 5498. ttc.).Men aoPom0 rot tax warn the inns nosed by taw he Opal 10 the RS all untie diraleds, reportable nrtmabb chdends and tattle Mewl toned al mantled held n yOUr accent. net Croat* On We tiantaCla6. ed cal basis on clean covered seasitm Carnwniestione with the Fine • Ilene reconfirm ry aalcomnuncabons h wrong to &oho pace your rates. n 1-16n9 APutt" gar to Sevres Henk e ProloctalAct h A) • II thot.nrad cacao, on the top lobe epo front of tha suansge a not leS detrital Sienait. LEI MANI SeVe.44 Caftet pt X<Oull as (hang tray by arta-rent •vih the nrkatod Isla en We informed 'Cud the retikinho lifytnydd Oltint.dtArt•Atani h thy tar. you lint and sines se located r UBS f moodSewn and not IM ntrocbcno broke and you net mike a won of dry ma a on'mcn to both Imo • As daubed n Ike =Chat netmente, p V nut roldy us of any eras oe hha ntolorig dada ref feted on your chaining ...ethyl 30 dap oiler n veal Mad a made available • NM Cleoci arthtierti ampler.. ee MINYA to the F cm% Cloni Malan Ciehinhynt r 201')5)•169) toUrce a 800.35.9103. t0DA.M. to 600 IT Monday dime Flo*, a in wt ry3 to te5 FtuncoiStneen lea.. CIM Rittehee Department. PO. Bo. 7661trion Cly. IA 07081. • Al statements shall be deemed corrolete a-decor:ft 6 not *bodedto in acing wohn CO days • fa TT' whore. Cal Illa412.096Sot Iranonside theta 0412f.11.357.149S • h the of rat ite(hithlaa tae an electron( fink transfer 0BITL !di parenta UBS Vet dabs cad transxtiam.. cal 800-762.1000. Of vent to UBS inarool Stye*, lee.. 1000 Harbor GM, 6th flow. Weehawken. NI 07086, Ann RMNBSA Service. Calla mile as soon as yeki can. t you tea pa statement a reeve ra neon) or you need more nionnercn gran a tuns* on the summer+ a wept. The Fen or Card bas(an arolcale) mai hear horny:rano Ire thr CO days ante to ton tor )dal to fed Vateen.rt as *Arch the Mr or ProbitAt *Pend. - hood+ yxr nano rid axon number d any) - Desoto the OAP Or the wander you se~ *out and motet ochry as you cal end Par Wove n is rata a why panee:Imre rionnalto-, - horde are doffs smart of to waned error. The Fern or Card IntCe Ail rivnt93te you <emplane and WICO.1Tel ant era prorptb• hie aged eras moheg UBSVO.socklan cad tranacto-a.l no lam crone thr 10 bacons days to do to. we MI cede you acute fa lAtianqtrt you Mr* ie n error. so MA wheat him the our of Nmoney dung to Imo o tales into complete ea Methadon Flea make all chefs payable tote fern or ire fnancial MINcYn Made:Ion to hall cf Ma summent to addition to agar accord foes. account may be 9.boct to mantenrce fees. ohne, to late payment for secure.; purchases and Margot fa .pad anions n ash atoms. Accosts that Xe roanterrtd to other imminent may be sulafot to a &rile he OAS ore* Oplkew VAS offers option, fa sweepro cash baron to bark depart xceu-ft at nonailliged bats ardaHilated Dente and money market Maur linos (oney ka4). Depose W.C.iret at LOS Brit LISA and non. Sacred bents pathogen n the UBS FOC rand Moore Program an FOC-nsund n accordance wehr C rules Pa wte riomuten. please was wet* f6c.gen. Depose swore, at UM AG Slareford &arch ad tires of Nary keels are not ivied by the lank cliconts are not protected Thl SIPC Money find *Inn are protected by SIPC See "WS Inmost SeniCel Attar, PrOtetlat" below. upon ranee:mot bare., entrebark dower may to volndrom. and thaw of a Matey !aril may be Iliadeled. rid Me [sweet returned to 'ever ps thud es aaosil Fatter all:moon *Lae &datable meg orphans. nclang <unto, internt reef and yields. o .natable al wow ads consweemolds. from yoke F flambeAda a by tat rig BCO 762-IOW UK financed Senior *count protection The Frm is a member of the Secures nada Freetown Concretion (8). which protects Shithei curraron of its nioebess to to SS00.000 (xtudnj 125400) for clam for cash) bplanatory tvedsure nit* ison caluthl a e www SP< 0.9 The SIP( ate Croletion lints oxiy to all aeoLnu that you hold h a petkuler avert), The Fen tog ther nth mean *balm, has Aso Pstrosed supplemental rosince Tho rnan-run rare payable to all goatee clam. colterob under the aittecliOn it 1500 mllat it of Oecorter 10. 2016 Suboo to the coley cradled's and lentrons. (nh the Fern ',mho( aotated ice tp to SI Omn on the *dredge fa all you altOknIf bed n a ',gimlet refur ty. Aka copy Of thopolcy nadir.; a amiable wen n-west Weber to SIC prarecn nor the staoplantetal PrCettleIMIly IO: • Celan assets conrotied by find molded n )0.0 AMON vat*) tan held away ROM Lta$ FArcot Sainte, Foe ...wrote with (Oontrrexegrottely, ncLidn, yob* mutes. and (i0sheres of rre.Aaal Ands reggateed mix nano of tie roan, holder on the becks of the out, or Venda nen), • in.•estmern «reads a mesinent Merritt. leg. lamed prtnenhps in1 Gime* platements)" re not waved Le-decantsSo:unto Act of 1973. • Connodhes <attach (e g. fcregnachargo and aeon metal coroxica. ncludrn lingo comrade rd ton-modte coral contracts. and • Depose accounts (meet tenhoots of depose) as IBS Bark USA, UBS AG U S arches and brim n tie ICK round Copan Kogan The SIC praetor, Ind the skaatidninialproelan do not apple to these assets rime t they atoned< mom on yos stnernents The SIC protection rd the supplerneed protection dsrq protect agent changes it the market vets of yin rwestrnols Whither as a reale of market mavoment. mug taxameoloY ahem* Dividend Reinvestment Program 03faln The V" **lot n an asap pp. YOU may obtain the glue, 0e[e Iran pas Inano/IMOW Onle al, Okt stores are pu (baud taie DRIP. partial 'hoe, MII be sold andthecash WI be &pouted n your aco-nt The anded reneging* once Rooted by the moor nay date horn the make pee at nhel, tie partial tram re 501:1 Caeh4toliese Olt Wyk ties may be held m you rocul drug* 4.1141,410 a partial WO h a result d a drorlend prefer or ~roe. the Tom met ether sea petal unit at nate pre a rape an SWUM determend by a woVend clang perry. axl credit yokr account twenties.* objectives The mestrmee objector; a-diisk profile are wok to exth account and troy va-y tenor yea xcoares. Pam. adurw Me Fnn pronTabr writing al W7 siphon real's. rn 'Ca farad tetylerfel a nooses *actin, For tech *count hell you demeane of trefoil:meg imminent thaws, • Prods< ContentIncome arrestmeres xebec, the generators of name air • AreeteCarartriAapreaten vnestronts aging roads a "(mod toter Mn the grestate:n Mint • thedia Covittenatio, of %moms ere/Chtitiaf Appreciation Inehliehret tetAing both thy generation of ix<me set growth of principal Overall risk profits • 0740erestere tre reetrionnityl crittyel. wet be. risk and *lanky to the locale meal. men If that rd.'s', the 4(C0.04 axe not genre* vermlicet moon, a reliant abed may not Wei, Pre yeti irflahr • ef °doors Wiley) to rapt tonne nst to pnneoal ale wane Cane ralthey 10 she hot*, Mums. • Asainhe With; to =KY NO' ^* 10 PracC.I n i hch•olabley to see/ hpmyna over tine • invesenunettobityConsderon If enacted a paten of the peoloto for hat aeonMay oct.A• comply. ankles. leered hoaday and raw Walk, Statemenelloteeholdrer We may ansaittrat alt retited recount staWnwei at the same *Sams ,n the same ednekpe. e.9. because they hare enroll who also mentan pert *cost relmonsteas a/bother dens al the same oaten d you peter to wove nod raid statements mailed n operate erneWes, yr:tinier decent hooter:A:log by dating you ingioalAdma Friendly mown name ItoNo.14 account name it II WSW nab* *Miname doom by you to awn you will your worcienana t het no legal effect on you accost. is not ntenckd to tenet ary strategy. prodaa neonword.thon. mertment *geese er re& profile associated with *Ur =Ora and es not a promo.> Or ?grantee that wrath or ary frontal mutt on or wet be ache...I Al eltOttrniatt /Wye Ott nardng to ma of loss of the attic rtaiirrere YoufanChing. you. handy acct.., herr.. tea* Onine Serval a by conactag you Inn tit Adanor ACCOlall Overview • Vats of pa eccocogpargaia NO of asses arid • Asters ilduittl htailable cash berm vales fa 'twinedsetae (ea),end Global Tine Demos, vreaked mores to market. and anon Shen not held by the ;cm Does awl mask inked seosittriassels at the end a to prior and areas catenate *nods. or aerie orestnwes. anted dock opens and exercoabb nod option' • Whites MLitt debit batanoe. otstring Magri Ions. veal In, thin accost braces • Ca:Absents, Winne: Total of Lomond holablo cathbalan:e.t. OA &poor tialnet at allArad gel ncmatf toted bares. rd norm made ma.* tend sweep balances. at the dated the stamen peed Nen-tormmity het ov.da balances n your accost tee not segegated from other balances ad the Fern tray oar ryda these ILnch nt . adnry <cane a is Wanes Thew hash are payable i.pon your demand. Dv, total is note/elm the curve peed <bang value. Foe• s infirmatien ared nlarnat on on the Frm's lindrg peaces ad Ohdosum refer to parr Cleo PolationshP Agreement a Accost Ara...mint and the Genoa, Tents and Oraore IRS Statement el Credit Notices teroidak nAgreemenb end Pabactreci a won ni earnia,,,nefrtelowel. SDNYGM_OO324971 EFIA_00 197746 EFTA01307012 Important information about your statement (COBTleued) rer meta Vote 'armet ~ea barter ad other met held is the asose at the rodd the nalcmsnl pahal You me, ay/ for ~toyed luly paid stoneat any err* You nab wen. when.. used at loan <flamed aim PHA, Illy balance dur on them Airy waif es Ordered to the fem deep the statement pea:Owe bled ei mane? vasa ol the end of the statement peood • Cob babe. In cleteminng the tort be* of The seosnies included es trevenn. *here Mated wilt the mete ' LOX Fruncial Seneees herded cn edormabncblarrderom semen oder Mon SS Pearce' Serval. rdideg ~matron km another luna thit you may have pronded to you Aden The Pam does not Mena-carol; vedy ~Inlet the xWecya vandty ce tyd seeded ty sasses other than ILBShsancul Ss addhors akhough COS Forvel Serwes general, sedates thr reronninan stamen/id the Inc Ø vomit mny 411.0"114 Mat the nlarnaleas ~Cost be a-d • Unedited girl loss' is imam* at ot ~dated the summer* Arcade., please dorm regn fan Sankt/co so make ~Maws cale borax. ace l w papaws a othenetaw A«oants tinkered tollbarn mal mead gar/ loss donut«, only Is tie peed of lime they se held at re inn. More historical rikartaton cal be added by ye' racial Aditor. • Unrealized gindlosse Afton data is nobble, estimated serearoteloanalosses se oalcutted Ice exledsa worry km. The (haul en dia Co, ravdur ter mayor ni,ly nc< cal 'Kt carman:co. deg« raa seamy morsnasen ~nu Orndend and other mat lots Ant systastate eschew kis re eachcombo:A to dialw ~aged Ica The Trade date' <Øn ~ref the sgeseltramactisn wade date • Webb seraeltlet Beals and pvlemed Mork that the ostre, alb for web, redemption seal be selected fled irbarbl by lot arum taco; ai mantes of that issue S t ea rum, or ri m is name« name IoW orens Cal lase ~k ~el from third parrs and its ewe), n not garbed Other <al learn may oms etchcoda anm yob. Økse nionnacces wit be Strafed ~request • Crwiteramed of &peek (CD.) Ca se ADC nstaid td, to S)S0.000 n peewee, and roved ',eve per deposes an per drowsy mouton, orcordance wras FIM mks. • Ifriatrake Neon ciustbsad Ice senses! and OM« prodecla nure hghe ow beer than the once eV! )0J would ectualkr some en tre maker tress se ciabOrd f rom wows fyileoy coerces ehlhwe believe ba be reheat but ev do not garete thee accuracy V" ge."fr tn. tie <bimg pren slynavalabli s the mews el Ma tat and ash Celetot la bled teesnn say Wars or coy Mines fa OTC women e Len stn.," traded sinurnes me/Wanted ussa valuate:" meld a the met recent trite es obtained and nuy not reflect an actualmarket vice or vats - Cetaispartnicert may agget &CV, a pee end ea tow a: 'sin was not ~Leak' teen uruble to obtain a pea for å srosny - Deposits a seesaws Osominalett en turf tnalt diet then U radars so rellected at the (recharge rate as ol the slatement dab - fa <ruin bottles trades) is ntn.contornano denomnations, brie id basely (Ise was) may hate been argusled to Tacks* proper valuafon, TO Otbin «steer! <NOW's& when mailable. ("xi pas Inmost Adios • drives investmenband ~sod producb. aerate rhenium ceo.rnes (ncLeIng drat partopronsogtrn and tea bin entitwore trut season) rd !broad poise are "only her* &aid Cenan strut!~ podes haw not been regressed wets the Securees aid Whew Ccermasions seder any stile ~ilea bets We provide estemated vetoesfor prise mobile" warren and smuchred proolds foe Semitic...I:4 pØ ork Acneacy n no, Oelonned - lhere values may dab. *hunted, ban son, d any. at march å promo ~imam UCurity cfructured prod.'s maybe ba yte a <old ram not ~Wean the vale you mat rows urea !load:son. - Third party minutes of vats rer of utman date and are suppled to UBSinrK id Stokes on 4 rt941/ basiLby n idependert vat-trice lim - boar. elenetel Pawns a spans estimated yaks,. dry, re es:,pied tote Fim by the saw. "wet Orris a spotta all my be catered bead on Wotan allow on from the toed by Ted pales to denne Mar enertabd values - You can dean acklhonal Hermit*" tasurcrig the mbudsiip used to decenrine the et trues cl value 4,1 the date of k idar eti” then the tusk hr the «smaleby contacting you annul Aches - mid Party estimated sakes maybe ref lotted as We rinsed' in se neat sduatsen: neen an ndopendert setae. In her net cupphaa «s unable to ear a vats alen we become are Mat amme' ewer he coatedtut nve cal a lawwwWe (boned vas mo ~Man. a when a yaw maid be hitilih slecattme ds to err nave cd the aecurey ▪ wain neiter an issuer, general partner or spansa estimated etas non a therdpaly estimatedvats t prOvided, the vas of the satsry tali be dales* from es pschasepnce - 'DWI:atom to dab' maredede 'then°. (banal, axone or ben - 'Øre' uric tee' ite~ fa mot °thong peeper ire, and may na celled your cost base - DPP ridvested KIT wastes av rot lead an a ,staut senates ~pt. and are pens* +bad a 4 ten if they can be fold the price ace Fed may be It,, tan tepee thee maitesed wave "aided n the sccosn Palmieri • %thud ~rib« Rot/clef 'ensile, ang* are not &not/ NW* for Oaf< sale ISS name, Sewer ;MS the macbet puce of the ineanned *at of the same ~AT inputed rate for the winded fist( 53r ~pox., of Mo itieent474 *Mr To Ina van Wu! ie*cted hx,r des are 0191:41 tor sat vaia rezemid nay be *Sunhats Secs Menthe rrp.inel bet inn" • let botimatee. henne. curront yields and rain An *alma» ol mat rune is bead on <stem derided and entente rahes. basso? Its SeCtslin sea be held fa one yes from statreent date or until numb ilos minute n ont,r a wedeln.. essay and tined insane se not guaranteed - (Pivoted mare' Ø ad curent yield la <elan tapes of teoster could include amen of p-rcpal a capital ore n eked, cane the ert income (ad corral Øa0 would be ongslatal - (.'mated anal «ant rd <rent yield and is actual noon. and web mye be laws a hers then the *stewed arroonh - An estimate of .malted ncorree(derdsed rats intered)de•ded by Pressmen, ~el sots/awn< balance is bawd on the last dirdend ,.nemt( payment made be Me Mutt and wars, the zecveltidepaab m l be held krone yes from tie delement date a matey err rid ere nued read re not garbed. • Asti not Mid by MS Financial S•nriew. Crean ~IC an noe hell by The anal and nil train the I ewes ~senor <carrot These assets me displayed On Wks statement for struts:~ [snows Orly. Postnr and taken presented are prorded by the mang fans UBS uteis Seances is net rest:costae for des iikerwtion reddonne guarantee its scurry. Thew assets se oie protected by SUN a the erne% supplemental SPC coverage • Renew ~sand orldkionol vad'e tion - Ørerata carrartswert on sales r lb,' Wes Tweeted ncenn«tcn wth the dert ubs, of mutual Iselloos <tentwe sirs es althea-sows swop Ming paynents hom cleartnlen atria almond tarmdun funds Mai we sell Thew si ases re based en two deferent components. (;) the error* of sales by LOS of a pertkUr nat luxe fray to our <li mc, and (JIM asset yaks of fetl psuls make, keel larmys ~el held at Me - we and car if lg., also renew rsinnel re; and ants prawn) ten n contaraisn for urn.« arm ~es that no peon* to the mutual lunch grene ten gerstafay re pad from emesto assets n the ~vat fund sed se a awed dolly amount based ante ranter of X.COMIS at the brdeer-deakr Mktg 'ILIUM hods of Malin] fray - K adbias to <own-mica wowed et correction wit, the sak or deviance of annsity sated; red see 'wannest met ants to me elem. we ands ah late wee, ~rue sharing «ripsnat, from may el Me erturaxecorngenef ~rang the ~suety <Oraltedt, ^Se.« ensar arrnines a spawn of the ri t ~men Innis cloktxne. addaion to conmespam re« ued from the pudre and nab of IseeStures lyd. we ard cc at atlas* Same n asset.~1 reverur shanng paytrem from flu:9w« clarbutors. at ...sal as Øla teenosow deurkesnent. 'farina ar4 •cli-xen - Our afloat, also meek, using ccarnsinis and other conberwahri Iran mutual had; and risurance servales stow Satre we deirtule - We melee < ~mat C. Iran ISS Be* USA. UBS AG StainfotelEranth ard nan.allrlated bats t•Ø our cab 'seep fawarris This compensatemay be a ~thy per xcant fee or bra my percentage et ~age daly depoat balance Activity Wawa!~ wordy commicosns and ocher cages nosed en (omnar, eelh the eendhan ol trades. inclaing cgs , rattal kee; hat been eluded on cenlienihoen pnvepualr lurr~ lo you. and AIR bp scalded to >mu sompt/y on repass Shen sling fyventngiwd n shat salig a worry. womb nets schemed» to <man baroweg cosh fee Met p.innibece<urny Open seders krAthin9 open or • cy,c6IdScanated* ceders Mat enrol ~tad by the stremern dale. open buy and tel slopceders at• reduced ty Me ~Our* ol docked, «rites on an tecbsidends ce pekbb date unless istnactel «hew« by >a You serviceable la adr out re ~cued da to yes tab. tosteel ~ling open ceders On~ To °bean copy of as arse Chem armory utte*. amid aces Internal Adusor a me at wane 14 »may nee e^e~e...Wee% !SS any Servers not a bas* The RPM, Etweross Soviet A«cum BSA. eV BMA at brokerage ec<ounts which sonde access to bar* my "ernes aid poder Itro.ch warred-es ran ~aid bras arrro»,Mde., bail aid frunik, "(cf.» io "hero, annshiPrOokes iswedby Lr.ilteted Ned prey our axe farg,,~mum »sexy sander., of Fruncul on Mc, A.4 b Drain - TPA ICK rated • lio bare guammes May lose vats - gM4 Refoia Mrsagenbm 0.C(Ctlit Bubb« Scots ..«c•ni BSA, Rasta. and internat.:~ Retest. Manapement Acerose regnietd service Mats) Of 1.55FeuncialSerwes It. -NSA °registered trademark owned by Vea hannalicnal Since Associate., and used dts The U8SVae credit cads rd the U3S krim debit era aspaby UBS Bard USA welt armour horn yea u ascorporated Mother vrisnarkt, ens•Aelnl alacIernant, cave. mate aid revised ~scents are of Mee respe<wee companies UBS Pirndd Services Inc Rev 20IB07 SDNY_GM_00324972 EFTA_GO 197747 EFTA01307013 SUBS UBS Financial Seroces M. err ate Wealth Management 299 Park Ave ue 26th Floor New York NY 10171-0002 Cbe7c0s679839ceitrxt el 0 Resource Management Account August 2018 GHISLAINE MAXWELL Friendly account name: Ind CasNSaving Account number. Your If nandal Advisor. SCOTT STACK MANLYLE CASRIEL Phone Quenon* *boot your statunusre Call your Financial Advisor or the Value of your account RMA ResourCeline at 800-RMA-ICOD. account 029023575. on July 31 (51 on August 37 fit Your assets 748,817 89 743,002 88 in sit o tirwebsIte: Your liabilities 0.00 000 WWW ascorranancialsennces items for your attention mein protect yourSed from fraud and reroew bank, credit card, and brokerage statements regularly. Also, get your free Value of your account $748,817.89 $743,002.88 0961149W annually horn www.annuakreditreport.omn Tracking the value of your account Thousands Sources of your account growth during 201$ Vake 01 your ,xcou at alrn4 end 2017 5817.574 86 Mel deposits and 6.14.4.7 enthdrarvalt -S83.36893 Your TheStMent MUM: 4,2069 [boded and interest WOW 18.7%95 Change in marbet value 5000 991.4 8176 7499 743.0 Valu• of your Mond Dec 2014 Dec 1015 Dec 3016 mc 3017 Jul /me Aug 3018 on Aug 31, NIS $743,002.11 Morriver SIPC Page 1 of 8 SDNY_GM_00324973 EFTA_00197748 EFTA01307014 UBS Resource Management Account August 2018 Your account balance sheet Summary of your assets Value on Pies 31 a) Percentage of rot: ocean A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 743,002 88 100.00% C Equities 000 0.00% 0 Fixed income 003 0.00% E Non-traditional 000 0.00% F Commodrties 003 0.00% 003 0.00% Total assets $743,002.88 100.00% B Value of your account 6743,00228 Account name: friendly account name: Account number. Eye on the markets fndox S&P SOO Russell 3000 MSC I - Europe, Australia & Far Cast Barclays Capital U. S. Aggregate Bond Index Interest rata on August 31, 2018 3-month Treasury bills' 2.03% One-month LIBOR. 2.11% Your Mandel Advisee SCOTT STACKMANIXtE CASK!. Percentage change August 2018 roar to date 3.26% 9.94% 3 51% 10.39% -1.92% -1.87% 0.64% -0.96% rage 2 of SDNY_GM_00324974 EFIA_00197749 EFTA01307015 *UBS Resource Management Account August 2018 Account name: GKSLAINE MAXWELL Priendly account nanurind C/sl-fl aring Account number. Change in the value of your account Cash activity summary August 2018 (fl Year to date (I) Opening account vakre 5748,817.89 5817,574.86 Withdrawals and fees, ~ing wrieStrilentS transferred out -7,049.94 -83,368.93 Divdend and interest nome 1,23493 8,796.95 døsing account value 5743.002.88 5743,002.88 Dividend and interest income earned rot pVØd IOS %dement. lisablity of irmmt and *sand infOnse te% bets eltierenneel (tana US loe itCwwea Deradoe Boed udal the feddene d the axaura riC(Ount ta, ot pto~ (pc. MOI! internt onda, dv;:kndparnents rna/ not be ubjett lo Urder] Slån (UR ~a Puerto Rico (n) Mose taes The Nem moniNy ,Idearm is rot intena0 to be used and cannot be retts tan fm lei RmØel. Glemt shouba eie, to the Mad Kitle tbc rebali hg lonen Ihey re<ene han UBS annuely suen as Ir* Fora 1099 and the Para 480, fot la, taiang i tamalen n li the piske ot OBS to se the seksa la repabno fornt ed% the US blend Resenue Stolte tal PR Treaunr Onablrnent, and in suen tane aca atay aasøy duCeraanace interesse slae corrpt ot isse «orm. Hese toreul yeot miuduai lx penast August 2018 (SI Year to date (S) Year Raa/Kiel Advisen SCOTT STACKMANLYIF CASRIEL Svi Accoure utan)• aur montalu ilnatt ~retten your bveep Opa= are endudid in Me cpenn; and eksing balanud ra ur. fl:IK 'mutant. applit to &pant at OBS Bank USA and ål bank% parlefabbd to IS UBS FDIC Mutte Omosit erogen n Coes not accty lo ckeoses Y OBS AG. stamtota Sann WC prot“ton sie: to rnoney matt wecp lund hddingt bul not bank &potets See Importene inbematon &boa:y.Ow agemene ca the ist me irogei d Ib): flatmene kr etan. August 2018 N) Year to date (St Opening baknos indatons Dividend and interest nome 10.00 1.2 34.93 10.00 8,79895 Prcceeds from investment transactions 7,049 94 84,131 56 Total Aidtboos 58,284.87 592,928.51 Subtractoos Other fonds debiled -7,04994 -83,36893 Fonds withdrawn for investrnents baugtet -1,234.93 -9,55958 Total subtracoons -58,284.87 -592,928.51 fløing balans 50.00 50.00 Taxable dividends 1,23479 8,796 81 UBS Bank USA Deposit Account APY Taxable intenst 0.14 0.14 Total current year 51,234.93 18,798.95 roterest peood Jul 9 - Aug 6 Total dividend & internt 11,234.93 58,796.95 Opening U85 Bank USA Deposit balance Jul 9 to oo C losing UBS Bank USA Deposit balance Aug 6 $0.00 Nurnber of days m nterest period 29 Average daily balance $368 17 Interest eamed $0.14 Annual percentage yteld eamed 0.48% lage 3 of 8 SDNY_GM_00324975 EFFA_00197750 EFTA01307016 *UBS Resource Management Account August 2018 Your investment objectives: You have identified the following investment objectives for this account. ri you have questions about these objectives. disagree with them. or wish to change them. please contact your karat Advisor or Branch Manager. YOU can find a full description of the alternative Investment otiechves in Important intormataan about jog statement at the end of this document. Account name: GI-MAINE MAXWELL friendly account mart., Account number. Your retire objective: Current Fncorrto 8 capiul appreciation Your risk profile: Primary • M>derate investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is AFO. First In, Fest Out Your Plumed'. Advisor: SCOTT STACKMANLYLE CASPIEL Page 0 of 8 SDNY_GM_00324976 EF1'A_0019775 I EFTA01307017 UBS Resource Management Account August 2018 Your assets Account name: GHSLA fit issoss Foiendly account names Ind CaskiStrang Account number. Some proms, twine tel corm' >dues shown may te dapronmaie As a one errs led loges mat obi be mangey reflected see erportent ✓rlotm.Ieo, eroursour #aMoe(dA the ell of 1h, downed for litre rboirrooce Cash Cash and money balances Ft:Icing Obenail balance cn Avg o (S) Closes; Odense on Aug 3i (S) Cash .76263 000 UBS BANE USA 1 k k ACCT 762 63 000 Total $0.00 T0.00 Fnce co Stet en hug 31 01 average rate Callen, totems) osesind Your Anent:kg Advisor: SCOTT STACK MAN/LYLE CASRIEL DM, n nerd Cgs arson (S) 250,00000 Cash alternatives Money market funds Wavy mete tun* so nether insured ra guaranteed by the Mote Doom! inseams Copp:moon or arcs other government agpecy ingnutoni perm are Omen sonny municpai lundi must flot thin net zed vaut (NM per gee tot neaten ll100ch ot a rent leg, St OCCQ Gpeerrenen1 MO roal Tetley mailer flint will comine lo tansmt a a plat S I .0) tel asset clue Although rnoney market funds seek 10 cement the salue of yaw divestment a SI CO per snare, it 4 cossble to lose money by 'messing in terse beds TOW teérnestel n the Iota ci all te•oveStICI chgle ads a does nos include any cash dude nds n os notary( Ice foi the PurPOSes of delermrang horsing periols 01 cop bass The Shire, yOu tefewe each titre Hsu tersest dgdends become a separate lac lot. Coil ben is the told purchase cost of the secunly, Incroing teenaged cirderds. The cog basis may need lo te alutleclIce (dome/ tepid wrests in ore lo delenver the Alluded cost bays roi tac relating pl es Hddng U8S PRIIVE RESERVES FUND Purchase mice metier Average pica ct shaes per skate Client imestment (S) mitered gad poor be Is the &femme batmen the ctareM 'due writhe cog boos end Han energy be your tamtle goon on boss of the SCCUMY who sad on This *It The unexcited ge) gain Or loss net need to be Mulled foe raisin ci nosed parvenuOn ode to dete mine the retied gan of toss foe tar rePSting PetPD5e1 investment return Is th«uo rot vale inns Ite "Mont )oar innped t does roe merge shams that aoe not rent/lei:ion your gatemen.. Inducing shares that berm been elated as ease own o alas. t also Om no include cash drdends that were riot retrrref led Cog Pam pet share WEIS (I) On Aug 31 ($) Value On Unmarred tug 31 gain 01 (3) Inffltrrient Hddng Mum IS) Ceded Erb: 514.553 Current yield 1.96% 743.002 880 --this on karilatiOn was iffeavallable--- 1 0000 743,002 813 Page 5 of 8 SONY_GM_00324977 EFrA_00197752 EFTA01307018 *UBS Resource Management Account A V3651 2018 Your asset kailhuael0 Your total assets Account name: GI4SLAINE MAXWELL Friendly account name: and CaUXamng Account number Val* on Aug 31 Your Plaremlei Advisor - SCOTT STACKMANLYtE GASKIEL Percentage of Cost Estrnatro your ac coon Paz (II actual income Unnized ggan or km 01 Cash alternatives Total • taming con bus intorrnutorn • Money market funds 743,002.80 100.00% 14563.00 Account activity this month Oate &okay Dr% aption ATOM lij Dividend and latenstincome Taxable dmdends Taxable interest Aug 31 Duidend UBS PRIME RESERVES FUND SYMBOL UPRXX 1234.79 Total taxable dividends 61,234.79 Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF wee 18 0 Id $743.0CQ.88 100.00% $14.563.00 Total taxable interest Total dividend end internst income Other fends debited Oat Mildly Aug I Transfer Total other funds debited Drs Upton investment transactions For not AlamtlIgn stout tte pm« taut ~Am tor 'fluted Nu ate', we 'sporran; mantaarten about Ittentent a the tr4 0( an 00Cinert, Cale Actisty Des( iphon Ouanuty vaue WIC< (ij ~etch Fran Funds In*turent warban fa &touts] tranuticen (L) invrsln nis bOughT (9 enicreil (ij Aug I Sad 1.13S PRIME RESERVES FUND SYMBOL UPRXX .0.940 Aug I Sold U85 PRIME RESERVES FUND 5v154301: UPRXK -1.049 000 1.04994 Aug 2 Sold IRS PRIME RESERVES FUND SYMBOL. LPRXX 3,000.000 6.00000 $0.14 31.234.93 arounl(1) -57.049.94 Continued nett page Pane 6 of 8 SDNY_GM_00324978 EFTA_00 197753 EFTA01307019 UBS Resource Management Account August 2018 Account activity this month «on bnued) Investment transactions (continued) Oast Aaotty Aug 16 Bought OtStIptiOn UB5 PRIME RESERVES FUND SYMBOL LIPRXX U8S PRIME RESERVES FUND .0 II SYMBOL. uPRxX Account name: GI-ISLAINE MAXWELL Friendly account name' Ind II In Account number: Your Rimed,/ Advisor: SCOTT STACK MAATLYLE CASRIEL Proceeds Iran Sun.S Inveftri*nt WIT•0rdYttl fa Quantity wawa) once (Si transonic.", (S) Intlittnerit DCOCP (1) AC(iu*CI enitreSt<t) 0.140 Aug 16 Bought Aug 3 I Rem‘estment WS PRIME RESERVES FUND DIVIDEND 0.790 -0.79 REINVESTED AT I OD NAV ON O8/31118 SYMBOL UPRXX Aug 31 Pan wsunent UBS PRIME RESERVES FUND DMCEND REINVESTED AT I CO NAV ON 0,93 V 18 SYMBOL uPRXX Total 1,234.000 .1234 00 97.049.94 41,234.93 Date Attmly or,oLvIcn Amount IN Sul 31 Balance foiward $762.0 Aug 1 vvithchawai U8S BANK USA DEPOSIT ACCOJNT AS Of 07:3 ti 18 .76263 Aug 31 Closing UPS Bank USA Deposit Account 30.00 The UBS Stint USA DeltO,1 Aaount S r."), CocnUty sheep 001.0n Money balance activities Page 7 of 8 SDNY_GM_00324979 EFTA_00 197754 EFTA01307020 S UBS Your notes Page It of 8 End of statement fel aCCOUli nurnbe SDNY_GM_00324980 EFTA_00197755 EFTA01307021 Important information about your statement LOS tomaat Samen tx.(the firma UBS Fin:noot Sen«), a a marter of al pnropal seorty, ecenmeday and ophens•dha-ges IX6 inval Seans and LeS Bark USA re rdnet tbsores d LOS AG ad adnale of U3S Seosibet 11C therim'i franco, gnoe« rs ~UI* toon regatta Berm', enfant offces se at. L'S Inrent Sean ax. 1200 lans Bouten Vinhardea 0)OBS natannal nareente onay Gene weed ot se LOBS Faral Seans account elte records. +na *flat Wok:amen tonlanng tokkend.» shoen rot be nalaat,' Wara I you bah* tree 6 afleert. a *maa. ~noen t mredetely n wrang to the &arak Manacpr d to office ten; >OV cgco-nt Altrou.r at fan down ra amandel loe acnes& statmere ebt* dtuld nol be yard fee ta pspnes Pay ¶octyonrs'end lOnn, Po. Form 1099. 5450. I s *1O ^.1‘m Pran, lan mum ns Fan at regured by lsr ao «pst to re btS rltØe ~trok reoortábbnntnább cfr.:Sends and taaable intenst **red onwaarde, held n acy slant. net troceed, en sile Wreed ixo. eed tost baan on <eraan tand tanies Cowenunkartiore wiel he Fin • Fien fac.:Min sy aal ene nanestors re wang to~ oren >Cor nains. ntØ>ow eral ander KMS ed.n entte hemen Att (S A) • II tho *rand nact.ton on te tp k6 cl re treed of tha saana>re a not LESFnatra Saam UBS Sens cartes your non at (leng Ør by tagner* Maa the rekatad thlitut on we nfonned >ad IN rebnaorarb ^han", ota~. tfu non h *H tase. >w knati and manies ze land a UBS I moa, Snee, and rol the nv *ob< rd brok" and pa tag sire a ',ton ot sy'ma a armnon to bah Irma • /h dtabed n tre octant ertemens, plu mat ready us ot any ere, oe bad ~dongepen rotkm cn your teomn wen 30 dar. nor n ral Maltdor made ~lno • een deel custontoi «yogin% C, nyre, to th* erwt Clan lama ~ent at 101.)51• I 69a cr tollror e aal SA-9103. BEO A.M. io 600 Fr Moday through Fille, aen int fr) to 185 Frwxol Servet, . (tent ~mant Deparlment P0. Bo. 166 Lhon Ciy,1807087. • Al statements ahob be detened amine ad aan, d nou obented to n neeg ~MICA dry' • tor TTY loven Cal INA-612.0W ot trom ani& Pet) S Cad 201.)52.1495 • h ose ol nonet ~lee kaft re *Won( In* transfer (611 blo p((/ø4 a UBS ~debet cad vanemara; cal 1:100.762.1000. Of wn. lo UBS ond Seans ore.. 14:03 Harbe , 6th kor. ~hm." Ni 011/4 4 Ann RMNBSA Snot Cr <e write n soon ot aa han. t>w Rwk Sel statement cr recept rs meng or tyouaaeed more nionnvonatoue a transfer <n the nomen, a recept The Fron or Cad ban (aa apoluble)noi Mar frorn su no lat« tangodes alla te tm, heat su to fr« dans« al aanhef» re or Fobie", *pand - horde >os name and non ante rat arry) - tettte mor or thé vinder su se~ about and rotan al dane as Su cr oh/ eau Mere n h art ems ce waypanen~ eenmove - hane th* dna smet of te hendel amor. The Bern ce Card batend ~state your enden and nl eend orry era prenatb• For reen non n aheg UBSVaaodebn cad tratacto-e. e we rate more ar 10 batnets das to do Iht, we wende „as scant for Ill ante* na tetra n n not. to the yauwa han ta* ute ol re money dorg K tem taan toto complete cas 'heilstaten Plets man all dets payable to te rem or tre f ~dal ntinuir Menden KØ eiha 51311Inent In adam to nats nat foet accounts maf be P.1:9“1 to »anete* NOL chrget fa bie paren fe nonet punham and <Knot fee epael amant n ash none a.«hres ebt xeranthafrod to °Mee inglobrott nuf be SLI)I,O toa Vnl« tos 1.035 •neaapOpflons LOS ort, «boon kv ~pro <nl balanct> e bak depot/lno" at nen-aalluted barn and Shlated bonts and eren rosteaha' lidt OVoneyftradO. Oopote nam al LeS Bar. L6A and nnaltlend ante partacceng n the LeS MC-Wand Program n FOC-nond n sonant With Knots gei ome raamalen, plots ma wem. 'der o 04fosit stout, 0185 AG %Moed Ehrth ,tven Wen kun/ ere not hitstml ty Ita. IOC esa eenuk fl not prenatale/SIK Money raad nors ore protectedbySIPC See "LeS Innaai Seine &nare ~ce' below. open >oar regen ~eet nr.balt doorat may ba 'aantrap". ad %han of a hfenry rard may be laineled and the tromt returnad lo so >a teori Y<waenX<ad Fin« rtemmton atat salade snep *pions. ncVang <oeren, non en, and yielch. o entte al worm abs co-rasweeprelds, from sv 'arena Admacr co bi tata 800 362.1000 U115 Filelel Santos account protectie, Ill Arm n a momber of tra Sonnet natte Protector Certeron(S0C).whah volens Leten cuoceren cl as mertben g.o to f 00.000 rexlialna 12540001« clone fee tab) bolatatory bakre awelable Lor Øt or a ww. Se ca, The SIK met Ølion Ine~ to all ~strot pa hold n a panlas Oltarey The rem, tante neb trim Oen% hn Mto Ihnhand 'rapplement,' rare* ved manen" raai papa to Pl Negen damt. toleoneb and« the prolechon 4 1500 maat at ol Dunt« 10. 1016 50500 h> he pokt (eihaan W's and Innatona. case the film n hams« poteta kr $1 9mila:flat as a0n~e Ic« nats hekl n a potas TalbaCty <coy d tbo polry lento e smaalt toon none tetter **SIK laateen lev d» sta:pl:moraal preM«,nalyto: • Graan Innaai asten overdaad by (ad ncbcbd n )Oko *(kt« vatn) bal end away KOM LES hilåtthil katte, ror tink «dan Ce nutste enadsh, "Wao øu64 ~be and Onwel of ~kal haes ragend n the reen, of tee scan, kid« on te bah, d the eim or vree n.m.>, • Irwetnefd «rurana eenmast onrein (e g. ImaeO ostranheas ard Lno» Pletentol0 rol se not nagaan ader tho Samnes Act ol 1931. • Cornadtenotrach (e ga. !sur oachange and pre ai rretikernactot, naidn) ketst, contra-h ard cemodta/ (Ven °runs. rel • Date accountsBoom aanhuw, of depoan) al LeS Bak LISA. UBS AG U S bate and balts ne* IOC bLLOKIDepatit ?wam ree SK ~Kloet led Ihntcolentrialprcenlon do nat solo to these asets een i ilvey ~me amant on yw ItOetnerh Re SIK protedion and the sopplernonlprol«tion dana prent maant changes n te ~et vale ol yos ~anwb (shakers, reaal of renet ~vorm" nar bet nOthr sharratel Dividend Minestare* Program 03fall the pene »hoed n an area» pro. YOJ may *baan th* «lust tarn Iran Sva I VLOOIT MOSCW 0ny bbbb shre, are puthasedunde Lalt. and 'heet stilte wad and du. tath wil be dopend n your scant Ill &Mand rennalment eia toplied tv th, laar inn date hen the made Wee at hOoth K PárholStwe, re Sekt Caoh-in•liou Cedi walt tata me be held moor scan d no n mand boa prelunk ss a vettal of a duaamni ~nam or ~ne. th* bom nl ene stal tune aal al ~1M prce a Popt arallYbUll det aanhad bi a reonnad clowns nenty. aardend« yogi scan ~nam objedina et rennen objecten, stInsk prdik se loten to en nerf and may vay beteren yn nart Pon nee theFfn pronnbr n eden cd r/ ser non ~ge II Se hond manna namen« cbantnet fa enn account hØ you <boomde. of the °bang n...ment clajoctoors • Pro-Ilse forten:1,1<one ho-amens nare de genralon ol none orly • Mama Gand Abeanana neirmats enne 910oth OT OregiblildlbOt IhOil tha gentamen d nome • ~ms Combnta. ;mom • sidC•004 APO.. <mbo, Inniattnams unkirg bath tfo coneration of neme sal tronk ca POTIONI Overall risk poten • CooOehtgoe Seh tO ~ton tnlOrt >titelt. net toornt and velablly to the scant onaf, ren d tik ~fl the 4tØ dm nol qtrotoh >ritte* «cent ce tekens ardent,. non toep pace nik pesten • Moderne Wang to accept ton ma to enapal rol tollen tete nitioty so <M hit« Munt. • Anwone Wilig to accept '"*Ir "p to Prir<0. 1" het volotttly to sta ner nart om tint • lont ott•tot art.* Condoom lieten. a p0'ten ca the panda, la hat 2w:tolmof »dodo carga. wieg" lennod ladny and ra vatend Sta Touseekrontr we roay (( nameet* aa f *WAO account aanroer« ne. the are ~en n the save ernekpe. e.g. because tory hee oreren »ho no manken pen non ralshor~ ralh eter (len, el the Sart /Sten d >a pree to reen Medpral itilemObb ~led n uwen ethqttiton, yeti mof dodo» honnaking by calrgyos FronealAdma Priandly motet name BE 'eend)/ noum name d holtanablé 'Minaret** chosen by aa to Pan Sou wei your reordtenna t Kt ro kool etat on por steurt, is not ntended to reen n naam. waan nnonerenhlon, ne:trant ebjedne cr re& wedde ~ceel vat tva aCCOrtf. reiend a promo* or ymta laat went ce sof Innaai nats. fret wil b• achowd Al • enmm* nano Kro d In nacIngtto od of ass of teat aren nauren you<an change yout kardy scan name not* Orde. 'toeval or by orestroya. inval Adasor Amant evennee • Vete ot poes ~ontgomt& Ne of huls ani IØkk • Atari rokades enablehthblAnn hans for menldseantI(eat), and Global Time Depenal, aanhad ment sa nok" and <taan neb not held by tofata Don rol Made trend Staltihrinfeh aten* end cd d» pre and omen naemoe panock. er ron ontmoet ~stad stock *pions and ~root.» mad, aam • babItos Pt Liet debn barn woning neon lort <redt Ine. thea ~ure baaKot • C ashoodnoy Ween Total of Lreentrodanlabh NtintItt, plat &t041 balnet al inlaad nl n» naden barn. ad rorry made musn fund troep baren. at th, deed in Iwan paal NcnionerotIty tree credit batons n >a accant sr nal s4Ø trom eh« baste ani re yam med ve ryád thee knis n te cadnry toved at bands Wou fint re poyable toon your &mand. Ill lar n «Wed rn Ill onet pencd <hang Moe Leontine infennotion Fe *tred rdennaton ontM Firn lardropaelKe ard 05gloskae1 lef to 10>w Ort« O.4910~ *gemot a Atcount antement and te Graal Teems and Ontn, ons. Le6 Statement ol tran Practica, terokkat nAgreenenta and Naams Inwubarnmreren~e/oaion SDNY_GM_00324981 EFTA_00 197756 EFTA01307022 Important inforntation about your statement (COntlauCd) Yen, sta Vett falmet dente morder ad oter ante. held b the x<evil x the end of te 11310T41,1 pried TC•J my at for *bryet 'uty part ~nes x ane Me You rew mene urranet ~d at ban <Aperi aler Mfl, any betente due alnene Arv snurt*, vadmel lotet!~ dåna the statement peKdue beed al madet våkna d the end d the statement preet • Cotnberit. In clettenmng the <ost bro ot the ~fres indoded n Matarena. *heft hdeered wth the neter':,' Les FrancialSent<st has eroted en Normioncblared from ~on oter the. t135 P ~cd knasa. radeg ~maten tun "alke lemar tet roir nve have Øreled to yap, Imaxtal Adm« The Sem don not nd•perfrrntla ~lyce ~elet the x«. r acy 'friday O ane e/ omet«. pronded tys:vas dh« than triastut Sem«. 11 idd et akhoogh ISS in." Services general, !alne> M nbernstcn n e. mened the erm doer mg o-onie arry intet exet t elteh hemneler ~Con brd' afri •Unealce gir( lon' ws ame.. at os fodred the armere At team, Please da nr Inj on tx; fteraltal Cfak• pstuse mfr bosser; be l NI~ IX OtheNtS. R«Otit$ Utef«ted to te hm mål renset asset nformahan *My lor te (mnd of leme ihey se letl at hin~ More heleriet nberruhan ert be added be rar Fess inl AdMot. • Unrealfrod wint.11osse Viten dreis notable, ruused veedfreelgåntllosser se eakutted kr id/dut mute bh the traut 511 dra for efrdrclut inay or M,15, n« ral Leet <amma". Aron rekero: umy toorgriax.on ~nu Omland and airen mat lon afrl syfreetats ~Masa Ion ro ertscan:~ to diatx. ere neragad lot Tty' Trade date" <oesnn ~nes the «ltd tarmm trade die • [ribb talbitter. Betids and pfrIreed mak lb* the exer <dh for end ~ion teal be setested opmuldby let Irtfilarrice9 Hevdes of ekla mue hed n ovnene or n nomne* reren. ar plikt Cal Isave ~kon is ~d from tred orter and ds xosacy n not gammel plar lemer rna, enst Stud, avta ofrer, >fred ~platt nlonnaccnssit te norded I.X0fr (*Onen • Creetificetes of &eik (CD.) <Ot at Kå( ~ed di to Sa$0.000 n pnrx tål ard :deed reven Ger ckpostu and prr ~ecry wernewAbn, n reordante •frrea FIM nake. • Pria/eabs anm etfratmd mva.; and dh« p"OkitIS nut be bob« or lotte etat the pst tut y:V./rodd ectualfr mene n the myket etses re datatwed f rom uroos /Ned påny tastes natsh ne belnfre b be rebble. bul ne do not garpe ter accurry W• genarak fau <bing PK.*hes ~labb et the ~ot the [d ånd ad. PK.. anal Kvatt ad Øers «r ek Misset fa OTC mesen len adnefr traded muntert nuy be used ~) valakon ~ti a the man ment uke *e date ned andmflnr reelen en snuttrna/kei pnce «vale - Certaispasnees may apete W110v1 a Dete and etl toe a e vett xarot ~stk' a wc re 'stable to cbbin a pta lor a ~ly - Deponier« snet es Orxmnalect n <unt« sn ote tun Ufr <klan at reliectoi at the ~hair exe 3i 01 the slatemerd da. - Fu mue, mistes ?nedrig er ~on, omlag denomnat.on, pese «arvely ore rolse) mår hase ben a4sled to luftane poper valuatcn. TO elfrein~ <Notatixo.vithen nadabk. <ental rour leursul ACfrer • Prima investment* end truer«, producb. Private ~nem uordet (re ~mi pris pr on pmgr sesa åndrer aue <1.4.10~ MAI styrted ad stnxtuxdpeodacts art gemaly hfrisfr &ard Cenan strut!~ podel han rat brn mntered wth the Stare ea and lathage Ccermatiance urde my state seosites ben Wc proside estenated vålenfor porer ~nen "etes ånd sfructved procbets ler Sume!~ ostrer, rad Aceviry n nei Staenteed - Time valtar maydithr ',kfr antre, kri pron, i arr,. at *Mb å pine ~imam Weunty «rumrod polot rrtaifrebouitx a <old »Ido not merra* rePmrt the valse >fru mat Nore> orat %velten - Thed pine flimres of våke Ver el e<run ditt ad ase fr.ppied to UBS FNs ul Stener on 4 re941I bai. by re fredependere valuticn lem - boar. ~allment ce sponne alted ekst. d ry, n ~Sed to te Fim ty the aue. genval Prince « mus« ånd May be < ~amt baud on datoren retur« nn tran tie used by ted pron to drne ter amtrad »bes - You <an oboen acketcnal ~maten restarchfra te used to charmen. the ISIMX. el rebe ed the dase d h man tti” nut n the bases ta the flimre by <orer teig >ov Fnagr Admor - Trid påny en ~ed saker enn be rellecrel as 'Na. prned" in fr ~al tituten'. *nen an ~nare wbauon lom hr net tuppe.] ot s vable to rogn *vale ~n bittene ane tut a manet ~x hr aosred tut nve <XI a Pera:uk (*puma ralet mo ~ion, «ren a nkr knold beheld ~me due to the neve d the Wutity ▪ ~nett« ti etur, general patte et ~re estimaled .31.1e nor a thedfraly estinatedvala pron i the vaia< of the winy *al be Wiren Lom et ~Hepne. -'Damarms to d.fre' myrdede rekene. (elab "frem er botn - 'Øse une tie' merfreitt ta nei celenng orge pre vet rid mat not milen pur <on bass. ▪ Daa and renled REIT tavles se noe buda" a 'utenat mute, ~repe. and are orm"? .110.0 n, ten d they un be sold the pst« mened may be less ert te or slue enbred taue rfromded n the acetyl atatemmt • Rannemed manka Bestrtreed %USØM" ~ar are not OJTetly engble ir olh< sale Lei finnut Stenos yen the manet pst. el tie isnarciod teak of the sa-ne ~ras MeoVed ratet for the reirsted stok Ser ~tet ol (ho 3,4,...1474 OM, To Y. odel lik on•Rotvd toavnes an. 01988 br sale, • vatt mond rniy be *drunt/åle ert tit, the ::pufed be ~An • tut («timeleg broene. ~rent yiekk and råt« An *eime» ot nut, 'CP,» ie banedm runiol dokiraliolir1140411 rålet, atenerg ta essenes mfl be held 1a one year from statement date or vel innvia Thre estenale n rada padde.. am ery end conteved netene are not gvetanteed - Otienced mei larene and <vrient deld Ice «etan typer of ~sein <edd incider arrtun of prrcpal «tapetal otre n *Ml, car the ert romme led «sml >fred) noutd be ~stred - Ennuted raut «ane ard <unnt year ad the attval norne ånd yealmsta be bene engar tun the etmand arneonn - An *sonate of affluabtad re orre (dtrfrfred nkr intetet» denied ty the <trent merket taktlo erafre batånce etard on the lan dvdend ce entenpa/ment mrk bett borg and syneste zecvitit~0 ved be held krone year frem te naleerme date er trtilrnallty. Moner rderenotdreed afr not guranteed. • Auet. not hold by Un Feental Sånne«. Cellas, nette re not Mld ty VY i rm and Mil fratin ti lems ~Segla <urent !hese ams me Ortsdned en >OS trener fot rlormalfranal ',trones ordt. Pottar* and gebet ~ad are pronded by the etan fant UBS i nere<UI krem net reanstk Ia th,s frebenution ad don nr guaranie• di r<uracy. bese ~h Se 1101 preteded by SEC er the Fem', vopprementul RPC comeroge • Rimma ikring and orldkional tomperaertion - å:Mei:nto carrnstses m tales rut Ilo I b« mened n conn«tcn mrs !te utlett of mukul lu-ds okt amt< eve ad'« ar alearre mane Rena shing Dearnens tretti chefelm anla Almar d d.m/uti lun*, 'hal av selt nese rnases re bard en hero daleren! confreneeds. (;) the arrat of soler by LOS cd a ps mai krel fmk to ~dåe" ånd the an« tåta ot å ~Sfr steause Isstrie enter held at te fem - kne andar alf ah* /frem, :Stivrana and prodettnig feet ricont.deraiset for une« agent wewes tal ~premie to the msual lunds Meie løn gentile% ri vad Ironi ~stor anm el the ~val Ferd and re a (fred dollar armeret bred en the resebte of X.COMIS at Ile breker drake holding naut knis of travel erna, en addcixt to commktresnrerecd n curaction veitt te sak or distrirrhan el ~øy <aten; ad vel mennene ofl unn to ot etene, vet anda at "late mehe muer thanrg <ormens* sn front tfrary cl the ellaillrXe CirrVin(4. ~reiing 17* arouity<0111t.1.1. altlige. el the (19.1"2 <Øes« spcarn of Me tnt ~Anka MAIS e dellble,e. In *Menn to commosem "tweed from the pudete and sak of beeShater fim. kne ard« OS affiiåt• recc~ n nen bred remrur tbane., ;avrom fromeki:fram <tabulert. a< *elt at brOng toe tetnort, defrekUnere. 11 betra drti votruceer - Our skautet *A mein? tradeg Orrer..~ afrd oter <cmptesaten kan ~kul 'vek ard reurance urparet ~ot prodas ve. ckartule - kr mene <oms:ental cn frem ISS Be* USA, UBS AG StantoidEranth ard nal.allwbod bits Peou;h <ad. Sneel, Vegra Th4 <centen:4s kn "Ny be a ~NN,. per ruvd lee or my bra percentage of ~age dale &pust balance: Astivity ~manen ...ordna rennen and «hr terges nemnd n areal sn mitt the nfrosen of ordet. edeadn3 etaten tranS.XICOr lenerest «lodd on Toa conlionii prevouvir lurrrohyd 10 roir. arid mlle norded o>co peompde ente:men SAM slip Nytem tngawd n 'hut selis arcvay, )odmy Mag 'charge d. lo <man extroweg con% ke tut pånraill e oe<urny Open ordre ~no open ce • 5a)cd. bikse< eled* «den tat noe ente~ed by the stXtmeen dale. opm buy and tel stop «dan se ~ed ty Me smotta d dxdteds tentes on an tecbidencle er peite, <lyte unte", elnacted otwewse by Vov re respornble for oden out r. eenuted da to >os fatte to ussel ~Ing open «den. On~ To ot ropy ol ar arrut <lem arnacy Notce. please anset ytes FrunnalAdesor vet os ~to dill av -Sanke ISS nnal Sofrees reol abet The Ita/la, &nevn es Acum OSS RMA brokerage .fr<ounts‘shich vonde wen lo barane ternes and ~Is theasassranaernfres eN tilitated trår and ote *Maos, tunes. and fro..kt '<cf,. lo rovrfre and anna* lfrearti esardb~floted udved ~ne <Ønen efreo's «våra atfrey utfrdures o11.85 Fruncul Sendes ax ned at, Prata - Mat ICK stoa~ • No bar. aua!~ May lost vas - tesovse Menagemern notmon ir Senkes A«osel Beat FtMA and internetonal Reserve. Manapement Krantreget...d rev« ~sel 1.165FeuncialSenxes ex - VtSA n reefrateed frådemerk ovmod ba Vera I-nemma:nål SovseAuocutra åndused veke kom< the l85 V« vede ert rd the U3S Vim <fibre Grin re nord by UBS Bane USA vreh prins!~ hornvisa SA hero:raud Moter radermlregcråd tradernart<, onn mate roterred vovy, ~ti ate el exa :repoder fanpoemers UBS Filmråd Strekes Inc Rev 201807 SDNY_GM_00324982 EFTA_00 197757 EFTA01307023 SUBS UBS Financial Senores ■x. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNP70057191730718 VI 0 Mindy account name: Ind Cash,Saving Account number. Your Miandi Advisor: SCOTT STACKMarvhi F RIL Phone Questions about your statement? Call your Financial Advisor or the RMA Resour«Une at al)0.8M4-1000. account 029023575 Mat o Er website: mew tbscorri fruncialsennces Items for your attention . Help protect yourSerf from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit rePeet annually from www.annuakredrireport.ccen Value of your account Resource Management Account July 2018 HI on June 29f S1 On My 3I (1) VOX assets 753,698 04 748,817 89 Your liabilities 0 00 000 Value of your account $753,698.04 Tracking the value of your account S Thousands $748.817.89 6.144.7 .1.20/19 991J 81].6 Ti3] Thee Dec 2014 Dec 2015 Ott 2016 Dec kid son 2016 Id 2018 Member SIPC Sources of your account growth during 2018 Vake of your , cou at also,: end 2017 Net decosits.md wthdrarvals -576.31899 Your miestrrent return: Dividend and interest income 37.562 02 Change in marhat value 5000 Value of your accord an Ad 31.2010 041/.617.16 5817,574.8 Page 1 of 8 SDNY_GM_00324983 EFTA_00 197758 EFTA01307024 SUBS Resource Management Account July 2018 Your account balance sheet Summary of your assets Value on luly 31m Percentage of your accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 748,81789 100.00% C Equites 003 0.00% D Fixed income 003 0.00% E Non-traditional 003 0.00% F Commodities 003 0.00% 003 0.00% Total assets $748,817.89 100.00% B Value of your account $748,817.89 Account name: GHSLAPIE MAXWELL friendly account name: In IV ring Account number. Eye on the markets codex SW 500 Your Ploanclai Advisor: SCOTT STACKMANLYIE CASRIEL , Cash and money balances may include avaiable cash balances. UBS Bank USA deposit account, U8S MC Insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in fonnation about joy statement on the last two pages of thisstatement for detail about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggegate Bond Index Interest ratios on July 31, 2018 3-month Treasu-y bilb: 2.03% One-month LIBOR. 2.08% Percentage change July 2018 Yoar to date 3.72% 6,47% 3.32% 6.64% 2.47% 0.04% 0.02% -1.59% Page 2 of 8 SDNY_GM_00324984 EFTA_00197759 EFTA01307025 UBS Resource Management Account July 2018 Change in the value of your account Account name: GleSLAINE MAtwEla. Friendly account nom/rind Caste Saw Account number: July 2018 CP Year to date (1) Opening account value Withdrawals and fees, ncluding investments transferred out -6,116 89 -76,318.99 3753,698.04 $817,574.86 Dividend and interest ncome 1,236.74 7,562.02 Closing account value $748,817.89 $748,817.89 Dividend and interest income earned for pu VOW Cl ens Pi:cement lanatilty of Interest and dedend ncome ha been *lemmas ham a US tar Inaba; cerscrecbme Based won the reticence of the <COOT hdder. aCeountrpe, or product (ph scene interest and'? docknd payments mq not be Want to corded Stan (US) ads Puerto tem (PR) income toes The client monthly Palmy.* is rd Intended to be used and tanned be ;eked won for lac PorPhes Clefts should mks to the apel rade lac relating (own they reede ricer UBS annually. Sigh a the Forms 1099 all the Fars 480, for tar replebng mIcernahco It Is the pextIce of UBS to fie the cep lifable to reports"; forms nor rise US intern* Resent Sermce aA PR Treasury oepadment. asp in such forms acosatey (rarefy derdenS 6030r interest as tar eon( Or 'Sable wxcmt fleece (Onkel yew ndwdual tat miaow July 201801 Year to dew (5) Taxable dividends 1,236 74 7,562 02 Total current year 31,236.74 57,562.02 Total dividend & interest 31,236.74 37,562.02 Cash activity summary Soo Aecoure actory rho month Ice dealt Bannon in rcur Sweep Opaoro we nduckel in the °peon; and gain; hiamit eau* SDK rrourance *Nall tocaress, 005 Bast USA and at bases pzicipasing in the UBS FOC 115 Urea Deposit wograrn. n does not Daly 10 dreesin al UBS AG, Stanford BranCh a balk *roses plated through the 00$ Internal's/rid OtP:01 Afferent program. SKr:KAKI/10 applies to mosey mate) sweep fundhcldngs had not bank depcnin. See important esker/sabots about your :Cabmen:en the kW! tyro pays or ins dO(urnent for defers. hie 2018 IS) Year to date (S) Opening balances Additions Dividend and interest ncome $0.00 1,236 74 30.00 7,562 02 Proceeds from nvestment transactions 6,879 52 77,081 62 Total additions Subtractions Other funds debited $8,116.26 -6,116.89 384,643.64 -76,31899 Ends withdrawn for investments bought -1,999.37 -8,324.65 Total subtractions dosing balances 48,116.26 30.00 484,643.64 30.00 Your NM/Kid Advisor: SCOTT STACKMAJIME CASRIEI Your investment objectives: You have identified the following investment objectives (or this account. it you have questions about these obtectwes. d Osprey with them, or wish to charge them, please contact your financial Advisor or Branch Manager. toucan find a full description of the alternative investment objectives in Hopp-rant infOrMatayi about your Staternent at the end of this document Year return objective: Current income & capdal appreciation Your risk profile: Primary. Mock:fate Investment eligibility coosideratico • None selected Page 3 of & SDNY_GM_00324985 EFTA_00197760 EFTA01307026 UBS Resource Management Account July 2018 Your account instructions • YOur account cost base default closing method is RIO, Ant In, first Out. Account name: friendly account name- , I Account number: Your Itseocial Advisor: SCOTT STACK MANLYLE CASPIEL Pogo 4 of 8 SDNY_GM_00324988 EFTA_00197761 EFTA01307027 Resource Management Account UBS July 2018 Your assets Amount an: GHSLAWE MAXWELL friendly account norm. Ind wog Amount number: Some preen. neat Vol Carrot valeta Slam may bt apprOantile Asa teal gam and lOsses raw Ml to stomata reflected See important alotmater Moot your Statement al the wet of this &corned for Ircee mtoonation Cash Cash and money balances Cain JAI money Oaten may trait° avatar. fah balantet UBS Bar* USA avast( account balances, UBS FDC unwed RoganSank fiances, UBS AG Stamford Bunch *pool account Waxes andmoney Marel nUun lundSwerp taitlaKeS See the terpOrlarecorOmanan atrouty)ur stateaent at the end oF this document for deals aboal 00Se totances sicidng Coming bass.. on lull 0/ Closing bdence Once per shale Ave tat;* OnicleadinteteSI Days in on WI 31 (51 al Jul 3I (II 'zee Period Mood Cap amens (1) Cash OCO 762.63 - CS8 AM; USA CEP ACCT 000 762.63 250,000.00 Total wee $0.00 Your Rwanda Advisor: SCOTT STACK MAIILYLE CASRIEL tiB5 Baal USA anal UBS FDI Inured FrOcrern Bank depose &tont batten are MIMS by the FDIC Minn Carat* Imo,. Cul an not weeded by StFC UBS AG Starnfdd Branch demon account Warms ax not toured by fOiC ad be not prodded by 9PC Macey market Sneed butanes ate prclededby 55c tot Me not entreaty the WC Cash alternatives Money market funds Mom/ market funds at neither insured nor guaranteedby int !edema Deposit Insurance Corporation of any other toremfnent 'Verify- InUautOnd prate emilingilutioml music pd funds mutt Baalbek net atet values MAY) per skate to t he nearest II I CCM of rem (e9. SI .00CO Goarrenent and real crown mallet fund nal continue lotrznsect at aside 51 .00 net asset wave amoral =my market funds seek so peon" the dived soot Inmtanent at II 00 per dare. nit pOSSibk 10101e money by infesting in these tura Tptb teinveste0 6 Iht Ifni Of di mnsested daclends n trees not indude arts (Mb dOdend1 n Is not a lax be for the purposes of clelettorung holdngpenois of COSt base The Mares you femme <antra* you mmett 04ClendS become a ',panne lac U. Cos: ware IS ihe total purchase cost of the 'may. kv7ming 'reinvested (Selena, The cost basis may need tom :anted is return d exam payments in order to doeorrnne The adjrabrd con bass lot lac ;Mating Dowses tracing UBS PROVE RESERVES FUND PurcNra lama number liettary pace Owns id :hoot per shale IS) mnrestrnmt (3) Unreality.% pad gam or KM IS the deference between, the (wrens vane and the cod basis aid would genes dly be y04/I tamale gun or Nos If the Monty wan sold on this One. The °Wailed gan or loss may reed lobe ignited for ref ten of (a>I8 Dinenenla In older toCeleMr* do reared gars Ce IOSS lot taw reporting purposes lerieStmeat worn is the current yak* onus the arrOure yOulnrened It 00e5 rot inckcie Shahs !Mt ate rot ;tattle:1On your Statement induct ng shares that ban been hand as ether a gan Or a ICAS I MO does not tido* tact. dttdends that were not reinvested Coo Price per Mare Prat (Si on na 31 (5) VS.. co unndited fat 3t (s) goo or ion (S) invesenent Hddng tam IS) Mond EA: S14.602 Clartnt yield. 1.95% 7481317 890 ...This information was vramaaltrlarr 10000 748.80 89 Page 5 of 8 SDNY_GM_00324987 EFTA 00197762 EFTA01307028 *UBS JJIy 2C78 Resource Management Account Your assets(contived) Your total assets Cash alternatives Total $748,817.89 100.00% 314,602.00 • Mining cot tan tnformsi.cn Account name: GI-MAINE MAXWELL Friendly account name: Ind Cask Sating Account number Your Financial Advisor: SCOTT STACKMAPPLYLE CASRIEL paientarat d Cal (tlmaed unreatud ;air., it /I6 .4tle 4*(Croill ISM (1) annual incant (SI gainer lots (I/ • Money market funds 748,81729 100.00% 14,602.00 Account activity this month oat ApItIty Detcnoton Amount IT) Dividend and interestiecome Taxable dmdettdS RA 31 Cmcleol UBS PRIME RESERVES FUND 1236 74 SYMBOL UPRXX Total taxable dividends Total cividend and interest income Other funds debited $1.236.74 31.236.74 otitt Actloty 0ettopton amount 01 /LI 2 Transfer TO -4.879 52 /t2 I7 Transfix 10 .123737 Total other funds debited -$6.116.89 Investment transactions For rroet unlarnalocn tout Ite prof value SlrOoin la restricted secu ttes. See important infonnalon Anna year Stnerftem Atote end 01 INS Clattrient Prate°, own um); 'meta-lent vbelheatn la kout.:1 Cat. Acttsty Oesclphon °Penny rid ur (t) Post (S) oarisactions (S) rneslneas bOJcIll (I) intern! (S) Jul 2 Sad 0BS PRIME RESERVES FUND -aszo SYMBOL UPRXX Jul 2 Sold 1405 PRIME RESERVES FUND -4.879.0C0 4,87952 SYMBOL 111PDX Jul 16 Sad U85 PRIME RESERVES FUND -2,0C0.0C0 2.00000 SYM3O1 LAM< Jul 31 Remestment U85 PRIME RESERVES FUND DIVIDEND 0.740 .0 74 REINVESTED AT I OD NAV ON on 3t118 SYMBOL L/PF00( continued next oiNe ►age 6 04 8 SDNY_GM_00324988 EFTA_00197763 EFTA01307029