EFTA Document EFTA01307084

UBS UBS Financial Semmes M Private Wealth Management 299 Park Avenue 26th nsor New York NY 10171-0002 Cwroc0S750C67cri 19 VI 0 Account name: All5LAINE MAXWELL Friendly account name: Ind CasIvSaving Account number. Your If medal Advisor. SCOTT STACKMAIWLYLE CASRIEL Phone Questions about your statement? Call your rnancia advisor a Il'e AMA ResocrctUne at 809 RMA ICC°. account Resource Management Account January 2019 GHISLAIVE MAXWELL 139A CHARLES ST APT 0233 BOSTON MA 02114-3252 Value of your account calDecember 3141 on January 31 (1) Your assets 699,954 77 698,148 94 Kriteriawok's: Your liabilities 0.00 0.00 www Uncorrenancialsenaces Items for your attention . Help protract yours,* from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report amually from www.annuakreditreport.ccen Value of your account 5699,954.77 $698,148.94 Tracking the value of your account Sources of your account growth during 2019 vah.e or put ,Acount Thousands at year end 2018 1699.954 77 Net dePOotsald wttdranair -33.263 58 Your imesorent return: adott9 °indeed and interest none 31,457 75 Change in marbat value 1000 .11901.4 817 .6 700O wag Value of your account Dec 2014 Ott 7015 Dec i 016 pi, Zoi7 Dec Zola ian 2019 on Am 31, 2019 999/4141.111 Member SIC ChP700030:6750:67 Nr7000 97337 OrX02 One 0305a Page 1 of 6 SDNY_GM_00325043 EFTA_00197818 EFTA01307084 SUBS Resource Management Account January 2 Your account balance sheet Summary of your assets Value on January 31 ($) Percentage of you accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 698,14894 100.00% C Equites 000 0.00% D Fixed income 000 0.00% E Non-trachticrel 003 0.00% F Commodies 000 0.00% 003 000% Total assets $698,148.94 100.00% Value of your account $698,148.94 Account name: C1451ATif MAXWELL Friendly account name, tnel CacheSauna Account number. Eye on the markets alder S&P S00 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 31, 2019 3-month Treasury bills' 2 36% One-month LIBOR. 2.51% Your llorsciai Advisor: SCOTT STACK MAPPLYIE CASK!. Percentage change January 2019 Year to date 801% 8.01% 8.58% 8.58% 6.59% 6.59% 1.06% 1.06% ChP7C00600575CC613 W1000197332 00002 0419030571 Pogo 2 of 6 SDNY_GM_00325044 EFIA_00197819 EFTA01307085 Resource Management Acoaunt *UBS JanuarY 2019 Accouda ami: Gt4SLAMIE MAXWELL \tour , Mersocierl Adviscre Idendly «met nome- Ind CashrSaang SCO KA Y ARIEL Accoude ambon 40 Change in the value of your account Cash activity summary Eanuary 2019 (SI Year to date (5) Opening account value $699,954.77 $699,954.77 Withdrawals and fees, ncluding investments transferred CRIC -3,263 58 -3,263 52. Dividend and roterest 'come 1,457 75 1,457 75 doring account value $698,148.94 $698,148.94 Dividend and interest income earned fol PUØ01hi Steement. leabley d Inserts' ara OØ Marne h% Lat Onermneo fran a US te 'Kama; lerSPeClee PaSedl.COn the reslde ne d the ocotunt boldo. actOunt ta. or product tee, erne lente amict dveknd parnents met col be %tient lo Unted Sectes (UA anda Puerto ilko (PR) frefOrre taret The Oient mOnlNy galerne« if ne Intended lobe used sed tannai be germa mxn ter ta purpzes cm« snus lek. to the ma Icarie Va retaing forets IN, rectite t'an tass .snudy. tigre as the ronns 1099 are the Fora 480. lot le, reparong 'marre« n ts ire prame of tass to rie the ap timbre tai reporta; toms ari the US internat Reenue Sermce ôta PR mreaury oepanmem. aftl in tentera acusatety nasal). *versa ana Ce merrat ar lai tara or tartre «are liesse consul yrt nelvdual la pape« Fanuary 2019 (5) nar to 0ebe(S) Taxable drndends 1,457 75 1,457 75 Total current year Total dividend & interest $1,457.75 $1,457.75 $1,457.75 $1,457.75 me Aerounr erre>, tAu monibled aplati ildareennyour Sweep Opaorg re meluded m the op/mn and timing Marnés rat* FDK inturance open tobroen at Ulis Rank USA and el bans partcparq mire UBS FOC nsurei Ceet:011t erogram n exes not eCity lo arçoses al U0S AG. sangord 8ranCh SIPC protecton appel 10 money rrorket weeep fond holdrqs bul rot ban'. eepools See 1nØ& tnbememn about your :Item.« ce the Pst Mo par: d Ihu downent kr des,. lanuary 2019 (1) Year to date (il Opening balances Additions Dividend and interest ncome $0.00 1,457.75 $0,00 1,457 75 Prceeeds from investirent transactions 3,263.58 3,263 58 Total additions $4,721.33 $4,721.33 Subtractions Other tonds debtled -3,263.58 -3,263 58 krids withdrawn for investments baugtet -1,457 75 -1,457 75 Total subtractrons -$4,721.33 -$4,721.33 Glosing balances $0.00 $0,00 Your investment objectives: vou have iientified te following intresunent olectiyes for thrsaccount. d you have questions about D'est objectnes, d.sagree ynth chan, or ah to change Men, please contact your Fnancial Adasor a eranch Manager You can hnd a full desznptrcn of the alternative rmestment otrectives in important information about your maternent at the end of Md document Vo« muni objective: Ornent nome &captal appteciation voir euh profile: Primary • Moderate imestment elegilanty cawderauce • tacee sceected C.P700:600S7S0Cd9 W700019, 33203032 0119 0305Cge of 6 SDNY_GM_00325045 EFTA_00197820 EFTA01307086 SUBS Resource Management Account January 2019 Your account instructions • YOur aerount cost base default closing method is R60, Vest In, rest Out. Account name: CHSLANE MAXWELL friendly account name* Ind Cash:Saving Account number. Your Howie, Adviser: SCOTT STACK MANLXLE CASRIEL CrefC0C60C579:070 MI000197332 00XO et 19 030575004 Page 4 of 6 SDNY_GM_00325046 EF1'A_00197821 EFTA01307087 SUBS Resource Management Account January 2019 Your assets Account name: GHSLAtIE MAXWELL Friendly account mune' Ind Cad-156mnd Account number: Some pates, 4X0Te allCorral vatx$ shOeen may te coordirnole Mauls& twins andlosses noir MI be druideb reflected See Imported odocolefroo 4.600tswr Seeded S the end of ths dunned for more onfoortation Your Financial Advisor: SCOTT STACK tuttitiLYU CASR1EL Cash aftematives Money market funds Wee, ma let lunch Me otaher insured nor Qua 601ndbill* iederd berx>sdInsurwe Ccrpovaion or any other oNernment o;erty Institutond perry and Inall trhona murk pa funds must Rol their NI anti wars (NAY) ref stun loll* neaces11/10:01 of a tem(eg. SI COOT) GOSirmini and main oney matte funds rail conlinot lotranxt at a Stable SI 03 net asset riot Altnoul, morn market funds stel, to mutt tbr riot dycor Investrrent at 11,C0 bet $had. ll Its p3s9lak lo lose money by 'mecum:3in these fords To,a, rourworted d IM Iota of al eanwaed dude net 11 does not indude any cash clucb nth n is Mt a ta, lot for the p.rposes of oeterrnrong hcicIrg moot or con base; The shad: cu recto* each um* you mows, dui:lends biome a notate Is, Id. Cod Anc n the tool pureed:e cots al the secunly, rcludng reinvested ciolerrt The coil basis may need to be ad cued for CHUM d capta parterres in order to detemtne the aditaxcico0 betas for tat tetahN3 Rooms martin Wring of shares OBS PRIME RESERVES FUND 698,148 940 FA, S17,174 r'rerit yell 246% Your total assets Purchase Prey Aveabe 01Ce Client per share IS) investment (S) tincesiceS (ta)gam or bz it the deference between the currom ,aue and the cost bags radwoad sieneraly be your taute ga n at tan if the seemly was Wel on tNt doe. The unntautd Oa) gan or loss may net010 be adusted for return d taptal Otertn sin Wei to deft env* Use re ed San or loss for to mowinesorsoser ',wedded return is the (in rem value minus de arrow( Ku incested r OCtS rot induck dotes trol ate not Wieder:ion your sletred.IMlradng shares OW now been naiad as ether sewn a alas t ono ct es not intrude cash Clwdends that were act relmested • —This iniormation was Lelaubilabk..• vaue cn Jan 31 (S) Cost nice per Shaft basis (S) on Jan 31 (5) Value on tairtlatiel lin 31(5) con or I011 (S) 1 CCOO 698,148 94 Ovenware( Cost your accaaw bast ($1 Ettimated arrua inccme (SI ImestMent NCICINO return MI pencil UrbtnIred gainC. 1,3 (1) Cash alternatives • Money market funds Total • !Amin; cost bait initial-Ilion. 6911,141.94 100.00% 17,174.00 100.00% $17,174.00 semigloss Cid7000300$7501/71 NO7000191332 00032 01190305 Page S of 6 SDNY_GM_00325047 EFTA_00197822 EFTA01307088 SUBS Resource Management Account January 2019 Account activity this month Account name: Friendly account name- I Account number. Your PI 'sandal Advisor: SCOTT STACKMANLYLE CASRIEL Date Misty Descoption mount tit Onndend and interest income Tao,* dna:lends is- 3, Dated U85 PRIME RESERVES FUND 1,457 75 SYMBOL UP )(X Total taxable dividends $1457.75 Total dividend and interest income SIAS7.75 Ode ntoo amount DI Other fends debited ran 2 Transfer TO .729.45 Jan 8 Withckawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Soho Howe New York Inc AT WELLS FARGO BANK, NA Total other hods dated 43.263.58 -2534.53 Investment transactions to inn intymeicn abort the pore race 'norm for restricted monists. see omporrint infOrteation sbxat )COI moment a the rocs of this dor linen, Die Acthety Detention Ouaniky Ydur (S) Die (5) Proceeds Iran investment tonseettons(s) Furst vonsarovn tor inveilments rawly (5) Accrued interest CS) )an 2 Sold 185 PRIME RESERVES FUND SYMBOL: LPFOO -.450 Jan 2 Sold U85 PRIME RESERVES FUND SYMBOL UPFOCK -729.000 729 45 Mr, 8 Sold I85 PRIME RESERVES FUND SYMBOL uppxx -0.130 Ian 8 Sold 1.85 PRIME RESERVES FUND SYMBOL: UPFUOt -2,534.000 2.534 13 Sao 31 Fonsestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT I 0014AV ON 093919 SYMBOL rEFOX 0.750 -0.75 Jan 31 Ronvestrnert 185 PRIME RESERVES FUND DIVIDEND REINVESTED AT I.00 NAV ON Olair 19 SYMBOL: uPF00( 1,457.000 45700 Total $326358 -SIA57.75 0.70076005750:172 W7000197332 00a02 01190305 Page 6 of 6 End of statement for a«osint number SDNY_GM_00325048 EFFA_00197823 EFTA01307089 Important information about your statement U3S Froncial Seats Mc. ghe firma UBS Financial Sondes), is a maybe ol al prnapal seamy, comm.:Sty and <picas esthetes UBS Enteral Santis and US$ Bart USA re mired sthsciartesct UPS A6 rd innate. of CGS Sccuirs DX the Pim% frau , statement rs nobble scat request therm's mega. °Ilya re at IAK Fneciel SeniCeS 1200 Hato Boulevard Weehardln ale 02COS IM Anton nOr.c.ntc the onsy Moat Wad Of )W r fl annel Senices account Gaye accede. +Mete *Heal tacloo.rteres. fontwing <rattrap:lag shaAd rot be retail agar F you helms. thee 6 react a ancear, please report it mnethately n twang ti the Branch Leaner of the office tererq )tie accost. Arta* at Mures Oath re Mended IOW a«tralA staltniet drag-aid not be used foe Lac rowan ray ity $0.1).rerid ledtorah . Fern 1099. 549s. ' tic )hewn ream, yaw lac eaten the inn it mound by law MOW We* RS Murata &aback. reportable nrtmatok (*Mends and !stable Metes toned en levees held n sour accent. net Craft* al fade IlareaCICet.e4 (04 base On Cahn (*wad sectshim Caremankationa with the Finn • heasaoccelinn aro aal earenrcabons n oars, lo further proem you nthts. ex1-eln9 you Mr,~Yt *rd. the Save es Yank, Pathan AO CS A) • litheanalog nocacn on the top ell daps Iron of this suttee' and ASS Fealcal Sen,cet. UBS MANI Sows cartes you mount at (Swag broke by arrarent •vih the Mired ral *A en we adorned load the relleOnthia when peed the Marva h By Olt )04.1 kali and Made tie localcd al UBS Fnanwui Sanas ad rot We nab mg bra.a, and pa ena nuke a few of cot ma a rumen to both fen • As devised n the acacia aretments, you mat notify ue of any cart or has) roofing dwell related on your cluantont worn 30 doh shor n sot Maeda rude maitre • MOM Onerci cutOtivor aniplardi a Myrrh to the ern% Client Malan. Dinterellent a 201.)52 • 169) atolls r 800.35.9103, PCO A.M. to 600 IT Monday though Foley, a rn em all0 285 hunt Of *Kt, Ix.. (lent Rile ore Department. PO. Bo. 766then CU 1602083. • Al statements shall be deemed complete sal mane it not *bodedto n wring withal60 days • fa TTY servos. Called-612.096So, Iran °Aide the U. S. 041201.357.149S • h (he of rat a Cheek" *OA reit:era lab bander (City by parent a U85 Vet debit card grimier; cal 800.762.1000. or web UBS f na-edl Swart hc.. WOO Harballekl, 6th flow. Wishes. et, NI 07084 Ann RAWBSA Seven Canaanite as soon as )C•J can. l you Ileac you statement a wept es wrong or byou need more nfarnatenarsou a transfer the statement a meg the Fan or Card blur (as arolyable)rnast hear Novaya no Ire thr CO days Si.. We ton an sou N feet thaterna, al atuch the NYC( Of Fob*" *hand --- hoed. ya.r nano rd accare manta d any) - Dna be the 0108 a the transfer su wave about and *vim as tray M you cr end Nu blew it is renew a why yaa need mat dorm/len - 'made exclaim arnowit of fi t expected end. the Firm or Card b,uee ml nvestore your <emplane ad wfl aired ay erre. premptb• for sapped arch nwAng CBS Vaaackba cad ureacto-o.l wet** not Or 10 bans clay; to da the we tun gad( yat rattail fee IN. avast you the* ie n mot. so tna you hint the ate of honorary dung to Ira I filet 1.610 complete Qt' niesligaban Mane make all checks payable to the rem or the loanedl nrittaicn Mcatsden the have d the stiarnent In add/into rogues roam foes. accounts may be abject to mantenrce fees, chrges fa late pared fa resumes purchases and charges Ice .t oad awes n cash >Ceara A(Cann eta re roansfend tooth( ingstahrs may be subeen0 a male net /AS Sweep kay IRS ogees who fa sweepro welt balmy to bark depose =arm at nen-Aloud bats rd .dieted byte and money Markel mega lads (Money &MO. Depose XCOSCC at LOS Bari, LISA and 4:n.211,1mo! bents paw nng n the UBS RIC awed D Program re PDC-nswal n accordance wehr i C net For not riomtabon, please nu wt.* loc. gat Depose moult at LOS AG Slontad arch rd shires of Wry Full re not iviedtry the IOC. Bank damtils are not protectedh./ 9 PC Monet hnd rams re protected by SIPC See -10S Inmost Since, Amami Prot/etas' below upon sou* remit bareet erne bark depots may be withdrawn. and ,hie alai/eery rand may be ligudrd and the matt returned to 'cocoas laud Os mars. Fate nfainaton about mailable sweep °pions. nclang <untie grant (Met andyields. o 43/4atable wee Lilt oaf sweepselds, from you. Finan<ul Arno- a bi <atm SCO 262-10:10 MS financial Senior account protection 1hr Fan 'temente of tie Seduces nage Ira KtCn CaarrhOn (10C). *Pith VOICIS Shurawi caravan of (Pinata:as co to SS00,000 (exhaled 1250.0.000 for claim for cub) tylosatory brochure ^ebb* wen earl a et %flair ore the SIPC owl 'Mato lints nay to Amcor's that you hold no pritular (pray The Fern, together nthmean *halm has abo pschawd iupplerro IS enaince The mairrun rya+ parable to all thgbea dents. cotton* b under the pittlerbon a 1%0 mllat it of danter 10. 2016 Supt.° to to topic? crer1f urn and Intienns. wash Its end 6 *JAN, prorated Ice ta:rio St 9 miler in the algtegele Ice all you; actor's bed es a prickle (they A het copy a the poloy to:rdirg is amiable ever rewat nether the SIC warden rye the samplantetal prattlet Yolks): • Celan Inanaal than or/raged by fend molded is fam h(0411 vaLe) NW away Iran Len inancal Senate For emnalt whir Ohnttrexecratrai, nckdrsg drub* rewires. and Ii)tharts a mutat hat regiateel n the ray of the rove holder on the becks of the our or grater nal), • Investment (carob a nwslrant Merest, te g tented patnenho rid angle placements) tat re not rog card Larder the Secunties Act of 1931. • Comma:it. t <err ant (o fire **charge and pre out metal corer act* (orlolat rd ammrodt`f aeon comraas. and • Depose accounts data teethe**, of depose) al U35 Bre LISA, UBS AG U S branches and brit n kw SDK Wood Cocoa Polymer The SIPC 110 the lUXAmnenial pratacn 00 MA apply to these midi men if they otherese appear on you garmenh SiPC protect.» and the supplemental protection cb nos voted agent ranges in the market alas of you mestmeres (whether as a renal ol market movement, wooer berencla othavasel Dividend Roinvommont Program (IXDPI The V" * In .'" en enrage sea. you may obtain the actual ac. Iran if 0.• Inrlal &chaser Only *bole sheet are puthased under DRIP, partial sham etil be sold rd the cads all be dpoeed'n you accost The dredged 'enrolment act woofed by the Issue my defer tam the mate ace al yawl, to Dacha' sham re sot, Cath-inaiast 01/ whole tat, my be held in you eaum d you n rolled wt' pale, tall as a retell of a &Mendparented or ~roe. the rem wl ether sell DVIV1 at at mate pro a rape at rail Cleternantd tar a reggend floral grey. and credit pea eccaat lemma.* objectives The rmesnree <beams ed risk prick re speck to ear account and mayday tenor you xakr4t Pori* rds•c• the Fm prentAb, n swing of al/ norfared'alfp 41 pt.-flawed maw a nentereo obraiwi Nosh account held you <Nose ore of the I olianng imminent objectw • haled Current Income arentmeres teeingeo the )enerale. ol acme sly • Arlene CopterAopwahr naninwits memo girth of anted, rather than the genratir ryome • pm-Axe Cambria°, or Mamie 000; AppreCiebbn etregmerns seeking bar the generation of recme tal comb of principal O•woN tisk we! il••• • Como'", Seek• to fretelonnloi ratcot met band( rd salinity to the acorn *real. men if that moo the aware don not generate Kinnear< recent a rooms and may non WOO Pre *1k .rNahr; • I ofOoloor• Wien, to accept tone nst to pnnopal and tolerate sane vale fey fa seek h•tar returns • Ancoove Wilhp to accept I.4 1 "Pt 1° O'rcIPPI rd Mr` rabble, to wet hat than( Ott Ilent • few:Merl Agony Condemn f tofoctod, a penal of the penfolo lot that maul may include oomph+ graters, lamed 'Audio, and Text' wring Statmors Thoustheontr We nud ccessaidrat at retrA0 accouni itaWnerts it the saint *Sten the same ernekr. e.9. because they hat oaten *hp abetment:en pee leave relmonsten a/holler dents al the syre ertte•• yw vea to mew end ideal statements mailed n operate ernaeatot, you may clothe hooter:43N by oalrg you inirmal Manta Primly Kenn name it*liendli earwig nine it fa tugantible •nekrarre• chase, by you to mast you wit, you raordkeepro t h a no lam] Oleo on your aCCetrit. is not mended to allca ery strategy. Ontraat, atOrrircalilar. mestment **bee a re& profile mooted war par mar ls. and o not a promo a ga rite that wrath or ary fraternal mutts an a well be achowd Al Oceania( hate thin* of tat nobarg to nta loss of the eat answer* YouGindunge your handy rouse mann tea* Crane Seances a by antactaA hat Enrol Admor Aaeottoverviow • Vete of you accounepam1/444 Pitt of asset rid Baal tin. • Asses hcludes mead* <ash brances. Yates for festrided wont/ fettled Gobs Tent Departs, venalged marts to retake, and (elan /Men not held by the rem Does not nclade acid seasibelassels a the and a the prior and peal redrew penock, aerie emestnwer* anted dock coons and ineafaba nod wont • Cublter YEW.. dem Daimon. Pawning Magri lore. erode In, then moon basal • Cathenonty hareem Total of wi tted hatable oath tolanth, FAA &poor tatter's al alt And rd nrafflutod bares, rd moray made nail lead sweep balances, at the ceased the immure perod Nen-conerolly het credit balances n your meant art not from other Defames sd the Fan may toe aydd Ora 'Lads Into adnry fated panns Thew firth re payable ton your demrd. This total o ext.:Wm** cuewit pea:deka., neat Icing infowertmiee fee detailed nleemrion en the nWs leering radices ad insclosum ray to you, Clore Retateoenhp Agreement a Attar! Arement and to Geneva Term tad Conditions 125 kakernent of Credit 'makes amiable nAga•my,rn and Mamas SDNY_GM_00325049 EFTA 00197424 EFTA01307090 Important information about your statement (COntmued) War —i Vos eetmat neme »<uren ad *er assets held nire x<an I t the ind of We ~amant po-cd Tem mer ad fcrdeh<ryd fuly pad trero«. arrr tm> Yw mer room. ~da« taal at ban toedam dm pang ilry balace due cn trom Arymotto, radered »term ding the statement pen:d are bied at marot val.**, Ot Ine and o# the statement proed • Cawelmoia h deteemneg int tost ba» of Wie ~Am inled n ten aanmat.*here and nabeer' I: Le5 Franc& Seans harend rdormatonchlaned kom touron othér er+ U3S f nood Saneer. radrg damden tran nonet Irma Mae you mag havo promedia era Inrod Mater the firn doet not odeon:and; venly a daarin the r vaidty cd n dogmata+ Ø aonded ty aardes Oh« than La innaai Sem«. addeert akhough LOM insoest Snee, genera wiedes I» donnatin as e o mengel tbc Tem does rol tronie dry maren Wat tee Scanden ~Coat bate' ad •Urreatecdgirlloss' emoe* at ot badaal th. warmere Aso" Oase <b not riterm tø nta ~at Kt malta ~duro« tak ~sa lt. kv a• mom, or "eren» Acnontt transferted to *Om mal rellort si~loss Asmala, only fort. perod cd tere Wey se het] at re fim More hetarcal istarmen <n be adiedby >ca fra-col Adotot • Unrealited giondossas Ween damt ~dabt*. euroed veeleed urn/losesse nkutseedfcr nivelut leturey lok the onrein dra for n:bedot as myr may tid ral krt orrenesom. ~coat ad« etny nOtOntron Onnet OtnOtnd bod Ohm rera~ lol ant sytt(nte ~usa bb naad": cirri:~ to dely ce. areragad lot Tes?' Wade date" toorn galants tro tegny ifonatinntrape dale • ealtable anialthat Bads and aramed mak irot thi ~er <ah lor earYtedroot.on wil be wirsted ~MI by lot isfan arg dl ~os <d laat issue hts n ovnanis ee n nontue name lot cv' Cl...,', (al kan ~kon n obtared kom Wed palars ard di roncy rs rol pan:meed Othw <dl letes nyed wenin cola affect velt ~plee ~rotors write rionted koonnauw • Priodvalut PrKet iMpley40 lor teosern ad onaf ceitattlt mee be hete« er bedt tren thé pin tie >cv would Ktualy ~MC in th. ~kat Prat re tellied hom ~bi» PO Poty 1~05 v.beh ne bete., to be rasbh. bul ne do not twarnee tror aconcy. - genera* uw to dwing pek* aha" ~tabla or re men of the bel and ad. OOM la bied WO. 'in rel opteer, ce ader bid trees ke OTC nontot - Inc Ms,* badod ~noot inly bevoel gang a valsten modsi ce the mon mam yin vie cteaned anima/rol Mant an waal makst Ine Or vake - Cat.an rost km mar twee meehad a win and val Wow as 'poe wand ~Jane 4 we re krab* to eb»p a an ke e savn- - Otinatt «teosten done enred in orgaan «het ran u.5. doltrs e. rakded at th* ~hangt rate va d the stramien date - For OentoOliKvittel tred.g n noneoriermny dencmnatens, pree ard ganer dan war) mw. huw been njusted to truien/poon ral:Jalon. To Man corem quoten:ni. wem wanne. ~ad era Fnánrtil IkInsor • Itied• investrnenti and atrandprodues. Private ~went Ot<Vd44 (n<Ø deed rattOr en Voorns andent mare nestree Mor "nies) ard gructuedprod-ets are genrats highy digai Contant/toch-nol OtOtinls hare not been maand weh We Sivte. nel behrge ei:armstena teder sy 31310 >Muitten ban We pinde eshmabad valos toe anefe ~lamme sonnet n1 startt Ved omdas fa .dearaen, Pu"0:4“ reb‘o Ai.onoo d no guaránteed - Thete valet Easy OOI« stbStint" Iran erge% 4 aiser, e *1.4(h a prent ~omrol 54<krity er lOultuftdprodtxt mal bebaan ce sold rad do not naessny recentere the vale yam inry wei«. Lens Sauidaton. - thrd party astma», of vale re af Ot *colon date and are »point» UPS geweid Scene on a na/a" base by an rdhon:kre aluin Ion - gruw. waai proef Cl »oma menaud vaiue d aer. Mitta:Oed totoFins by th* munt waal panne' or wand and may be cattAated bardm Mat« nar: maan km Wat rad by tedones to den., ter esunded eeras - You fan <aan aclitix& damden regurcfrg re ,nulra wed to deemne the egnste vak,. and the Me ot te niternatianthat n the buis sa the «went by not ring ara innaai Adroot - med party enenaled valies rruy be relb<byd as "Nat pased' in smaal sauteert aten n ebotaint valt% on lam hut rot Øled or d tnatk to "po • vale eken we beterne anse tet a malend ment h» norred tot ~ad., aeyxwyrØed nar -nto assten. ce aren a value aaJd be Nolay specula., dedo Ine noen of Wo money - Whon noch« an coor, ganeal partner et tp:c•cr «Inuted Mae Ar a trodany rintattO Mat n prmekd. the »beo' the soony wil be deken frons es archase pree - 'Deert« ons to data' mag Made wan ol <Mal, non or bah ▪ 'Orgrui one arte' neprellell tie nej alpino age per uni, and ~rat rellen vos ~base - DOP ni erlisied KIT meutes se nx Inladen a orttonal wannen adam and n omwaai dtchid and even d Way cin be sold. We pree mened may be les *we te pee share smeed rak.* promoot, n thé aucant oraterrort • Ra.w:e.daapaRln tkoantit~th44 "'Way renet arre« digble pint ,ak. tIrSina-col Sent«, Utont tilt mok« mate cl uveenled stock o# th. same nu« as an inated va». la doe restrkied stak An pagoses of na ntemed rk. To re taan tue feta led scant es aw <katte lor safe. te nar we-NSmier be sLbstrnidar kof Kin te ispund vale shows. • la (estannwerecome. went yieleb aandamt An <minne ot arnai reane is bred (n <wrat elndeni ani oer« nies. *wanen th warnet veil be heb fa one na" kom statement date a rid erwt, Tlvt aantal d ank, a gudalno, acetexy ad rentnaid intro» n not guarantoed Earnred arnal none ad <trem raad lor (elan Wet Of ~ion <afd naade aten" of ornaat a opdat gans n ohilln <au th, ril neme (and wamt yØ ~Mbo <meetlat& - Estiroted arnald norne ard eerall yeld and lee anaal Mcome and yitid 'nart be boor or ?eter ~Me mtensenlansounts - An omsta» ol avuatroad name (dvdord ader ithrest) dØ by lts <neen mak et valdavana balance e~ men last dodend cr mand payrnent mals by the isar and ~arm te war ihnideposts wil De reb Ia one ww. Iran te Xnement date or unedma Atoracy onnuni pekt se net ga bery.rd. • Aam§ not hold ba, VIS linancial Sens. Celen mets" not htklby !hein, and not witfm We Ins ~ten or taxa These mat we dnpliood on par slat~ lor dammend ()Loot« cely 'amant and olim praattod te• protadby tho nsurg hem ues ~ui Sterns es not resp:ristte Ier Iers nionnaten ard does nu orantet ns norxy ene rans ae rol Naald by StC «the Faas taadowenttl SPC ~rage • Rans 'haring and additianal competwation - b *Man to coma's." en Ins ed I :b 1 lem manna ncc/neder: ach We dabden of mukof fundstoar <bents we ida or affaire ratio ramen* Wang parnts Iran ~kulas and« Moten ot tb> trawl hak rat wo iel hint mam ei broden tao Waant carps-ens: dna nart of laks by let5 of a panactslar mAaat Vel Inkt to oor <tent% and lier th* ~et ral» d a emttnear malugand Indis storm beid al te firm. - We afat agamie el» 'enne fleemden and annlan ponnen tem n coraderaien ke ander aard sanicet Aa, s, georii. to Me ~Jat funds Bane fox ~IS napad hoen mende stat n t.* nual lund and n ~0 dolla an xen »tod onteer-neb« d scans at trolonakeednle hodna ~uil funds cd the ind tarn y - kis addtin to onentsint .eenml n ~echo. wit, te sale ee di:bh:das d nuk,: orrnds and aw naamml Vult Vn todl <Ier" we asla arldute Wn. tetelre thltint;1<o~nontal asvr inard the rourarcenmaref undenwang ne murw orerace, naar: c& tem notm* gatpi',« ee spanen of the urmt frop~et Ilvat toltdattouTO - h addein to (Cernsneenrettnid Inals the ',stuw and tab c# townhret fint. we ander ar altist/ name an assm.based ~oe ...ing >timen, han NedShires dxria.dors. as well as fundrg (oe teehnology dnelopmem tranig ni edutabn - 0v ankes aho reces, valeg tomristen ad diner orepensatn: trom melral toot ad ruse ~ron« abn rroárts wo dintbn - Wi. ment corroonsat o, Iran U95 Bad USA. LeS AG Serdord)anch and ncnaff dand bras tØour<atasmeppo7rm 1M ~wen mal be a ~TM, pa scan fee cr mw bet p («moge ot &war daly &poot bil ex., Mieke Mermaison regsdnatommnsin and ah« ~ges incurred in ornecticn met Ine ave iatOn Ot tilde:. ""eg goten statte.. nxban ododed oninruhons prenauskr f "red toas. and wil te proaded to >cu gromoWI n naar', Short Delling t you bosgard n short teling a searay, youmay mor t dage dat 10 <slab bonownacoott a V•41 Wn.» sandfa Open Mus Ptgadrg open ce • god idlannkt ceders to rorol ettard bylts namat date, open boy and iet slapaden re redend by the amant cd erodends ante ar not dnidextt cr engen date unies nansord ~ome by >at You re respornbb lor aan lhat are ecntilècl Cbt to >ar Wist to <and ~Ping toen aders Irian To obtan a con ol at arren Geen Privacy Notke, ofeneconlast yota FnmialAdC/Ce er vet of «thee ai »vr* oas rnmronvaroote - 16$ ranja' Sein, è not *brik th Mg aren Servers Account BSA ard MAA we brokene accounts witah pand. Maat tO tordong terras ani proins tiran. arrangeert, inm :Ahmed bres ad orer thid.pany brat andpronkt accets rarance and anrorty vod" isved by ~HOOS ThydSatty invane ~ron trast ~arre ageny inhedvins el tin Filmt Senkes re. - Ma-oneer, nuancg ani muts proton - Mot FeK rand • No bant. mg:~ Mal Ine vale - tMA Aftorn Itnagemem Accra" Binnen Sete Account ESA. MIA and nternatenai Retort* Mala-r ent Acco.re re rentend sene maks d Lei Franul Smeten b. - VISA n a regittmed badarak owned by vda Vr:amati:aai ~e Miauw and ~d Lede< kent the Lei lot redte <ede ard thé ISS Visa debt con se woed byLe5 ean• USA with Menno+ franVna V SA toog:~ Marot udraks, moetend tradernads. servet mets and raggend sernce nurks re of 'hei respect:* teerpan LOBS FnandalSorviow late ton 20IBIO SDNY_GM00325050 EFTA_00 197825 EFTA01307091 UB S 1.035 Financial Serwes M. Prelate Wealth Management 299 Park Avenue 26th Fbor New York NY 10171-0002 Clue7c0M072390219 xi Yr 0 Account name: AlISLAINE MAXWELL Friendly account name: Ind CasIOSaving Account number. Your limandal Advisor: SCOTT STACKMANLYLE CASRIEL Phone Resource Management Account February 2019 GHISLANE MAXWELL 139A CHARLES ST. APT 0233 BOSTON MA 021 1 4-3252 Potsdam about your statement? Value of your account Call your Fmanci.d Advisor or the RMA ResourCtline at 8004IMA.I000. on January 31(S) on February 28 ft) account VOW assets 698,148 94 694,182 87 Yids our wubsite: Your liabilities aoo 000 www...b5corNfitanciaisennces Items for your attention • kielp p mixt yourself from fraud and wow bank, credit card, and brokerage statements regularly. Also, get your free credit report annually horn www.annuakreditreport.ccen. Value of your account 5698,148.94 $694,182.87 Tracking the value of your account S Thousands 6,14a.7 991-4 76 700_0 owl - 694.2 ran i019 Feb 2019 Dec 7014 Dec 2015 Dec 2016 Dec kl 7 Occ iota Sources of your account growth during 2019 Vale 01 your a count at wet end 2018 1693.954 77 Net deposits rid vneclianals Your trytestrrent return. Omdend and interest ixorne 32.757 03 Change in maritalviva 1000 Value of your recant on Feb 7R 2019 59941112.7 -48.52593 Member SIC 0.700030:0009239I97000I9S8S60C032 C0190309e0 Page 1 of 6 SDNY_GM_00325051 EFTA 00197826 EFTA01307092 ft UBS Resource Management Account Febtuaty 2019 Your account balance sheet Summary of your assets Value on ktruary 28(1) Percentage of you accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 694,182 87 100.00% C Equines 003 0.00% D Fixed income 003 0.00% E Non-traditional 000 0.00% F Commodities 003 0.00% 000 0.00% Total assets $694,182.87 100.00% a Value of your account $694,182.87 Account name: GHSLATIE MAX./Val friendly account narntInd Cash/Saving Account number. Eye on the markets 'Max SW S00 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggegate Bond Index Interest rata on February 28, 2019 3-month Treasury bills' 2 40% One-month LIBOR. 2.49% Your Muncie Advisor: SCOTT STACKMANLYLE CaSPIEL Percentage change February 2ote roar to date 3.21% 11.48% 3.52% 12.40% 2.56% 9.32% -O.06% 1.00% ChP7COCOCC66C8240 W1000186856 00a02 0219030575004 0000) Page 2 of 6 SDNY_GM_00325052 EFIrk_00197827 EFTA01307093 *UBS Resource Management Account February 2019 Account nanw: GHSLAME MAXWELL Year Reanciai Advisor: Friendly account name- Ind Cast/Saving SCOTT STACKMANLYLE CASRIEL Account number: ao Change in the value of your account Cash activity summary February 2019 1S) Year to date IS) Opening account value Withdrawals and fees, nading investments transferred out -5,262 35 ?.,52593 - 5698,148.94 5699,954.77 Dividend and interest ncome 1,2%28 2.754 03 dosing account value 3694,182.87 $694.182.87 Dividend and interest income earned rot pu costs Cl tbs statement lacatillty Cl inkiest and cleated income ha Mtn *punned ban a US to leO0rtilla perscierbue eased Won the residence of the .team tetidel 4C(0unt bse, oe ptoduct type, some intern, and'r dvickndparnents rns not be sobeett lo Unita Slats (US) ands Puerto Rico (Pt) iixornt tam The client montlay %element is rot intended to be used end cannot be ;eked tom for 'Sc Wines Vieth should refer to the 44S1K4ble to lebalong t0rrn, they recelte born UST ennualy, Sigh as the Forms 1099 and the Fain 480, to, Is (*Mang information n is tiw practice of 085 to fie the 430icable to &looney loons still the US internal Revenue Seruce and PR beauty Department am in such forms acosatety dasOfy ctweemst ardor interest as lac earµ of rata* exam Please consul you, nawdual tar &viewer. February 2019 (51 Year to date (s) Taxable dividends 1.2%28 2,754.03 Total tumor year 51,296.28 52,754.03 Total dividend & interest 51,296.28 52,754.03 Le Amount act.* rim month for dash Reamer in your Sweep op= se unducbd in the apemen and doting baancee vats F0Ic uturance xophes to &cools at UBS Bank USA aid m bans paetcbobrc s the UBS FCC 'fluted Deposit Froraam does not a:Oy to deposes al UBS AG, slalom Branch SRC proteeton accio: to money market :weep fund eclarqs but net bar deposits. Seeireporeent informatco abovt your ;fitment on theist two paae: d ton dccu-nent Icr totals. February 2019 (4) Year to date IS) Opening balances Addis tor* Dividend and interest ncome $0.00 1.296 28 50.00 2,754.03 Proceeds from investment transactions 5,262 35 8,525 93 Total additions 56,558.63 $11,279.86 Subtractions Other funds del:oiled -5,262 35 -8,52593 Reds withdrawn for investments bought -1,296.28 -2,754.03 Total subtractrons -$6,558.63 -$11,279.96 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment °I:wolves for this account if you have questions about these objecoves, disagree vnth them, or wish to change them, please contact your Emanuel Advisor or Branch Manager You Can find a full desonption of the alternative investment objectives in important In lonnation about your statement at the end of this document Yoar reborn objective: Covent intorno &capital appreciation Voir risk profile Primary • Moderate Investment eligibility consideration • 14COO selected ChP700O3O054O3241 laFF00LUBSBS60CO32 Cd19030575004a(XO) Pop 3 of 6 SONY_GM_00325053 EFTA_00197828 EFTA01307094 TUBS Resource Management Account February 2019 Your account instructions • Your account cost baM default dosing method is liFO, hot In, East Out, Account name: GI:SLANE MAXWELL friendly account name:Ind Cash'Sasino Account number Your Hawk' Advisor: SCOTT STACK MAN:LYLE CASPIEL CAPTCCCOODS6C•242 NrNOCOI 86856 00002 0219030S 000 7500. 0 ag• 4 of 6 SDNY_GM_00'42g054 EFTA_00197829 EFTA01307095 *UBS Resource Management Account February 2019 Your assets Account name: GHSLANE MAXWELL Feiendly aecou n t name. Ind CasN5anng Account number. Sone pree-sr:Kome rod berent eilues shaun may be coneimole As a INA gans wi loges erwt nol be stuken/ retterled. Set import.« oloemetecn 40oot puf Setemem a the end of the dennen fol non ,ntonnsion Your Financial Advison SCOTT STACKMANLYLE CASRIEL Cash alternatives money nadat funds Wee/ ma let funds se nether ingoed ne ouwe:leedb/1H redelta Depolit InSurin(e Cerponlion oe an) ether gwemment acency Ingeoliond piment and Intta elOna munk pal lunch must EN Hele net nut vilster (NAY) ree share touw menen le I Øh of a cent (e g. SI OX,S) Gorternem and reist trotser maast funds wel ronlinut lo Irans.xt X a ui* $1.03 net assei salut eenoog:'n:Ns madet funds stek bs Ntwew tbe valwet sour ineeserent ai 1100 Oer thee, 112 gossble to lost rnOney to inning in these hans roal («noria; all'. iou er ei senurani dub nek n don na indut» arryczb dm*, nek bos rot a 1a lot for th* orposes of alearinng hadrg ~ca or con bas,: Int shunt )Cu mouw •xh twr. sou temen 0,40etidS be<Orne a wave, Is, aast is lbo tola purchaw co:1 of the securty, ncludno reneetted drotene The rost ban raai neeg to be al uittel fer return e/ tapte p:ruwere, in orer to detemyne the adiuszaco2 bros for ta, rØ NS Pretges eachase pruer muiter Average care Oleg Honing ce` troel per thee (S) nestenent (S) U85 PRIME RESERVES FUND FA StA,grur,,,,4et y.11 244% Your total assets elpeouleal (ta.) gemor ba k the deotence geween IN arren, váue andent cot baas aadv.~ gensky w your !aa ga n oe loer albe secunry was sad oer this d.le. Th* win/Ui:cd eta) gan or Ion may reel »be uland lor return of aNtal payments,n oreer to Oett reine Uw walmt gun or toe to, te tersorting PUrpOWS fraesro;ent Mismis the tutten, valk* rnnus the afroom yco koeste(' e Cees not laagt ~es thai are not («katoen reut stateffem, inclvdngshafes thai have ten tealzecl 8;Mhee a suen dalas. lt Sso ctes not ham* cash dadends Iaat ware not relneested CØ anCe Per Share beis oer Feb 2915/ Val,* 00 Feb 28(5) 694.182 870 • • •This inlormabon was Lreso,lable..• 10000 694,182 87 VS uo o Feb 28(5) Percentage« Cos: your xØ bast 0) UnIelked InKitInent NCIC/e0 wan ca kaf (9 Muffin) Penad atirnaied area incomo (II vn:eend ounce locs IS) Cash altemetryes Total • Misen con beis infornalicn. " Money merkeb funds 694,182.87 100.00% 15.930.00 $694.1n87 100.00% $1633%00 0.7000300SOC8247 Ne7000I 86856 00202 0219 03057SCO4 Y123575SSO10XCO Page S of 6 SONY_GM_00325055 EFTA_00197830 EFTA01307096 SUBS Resource Management Account February 2019 Account activity this month Dividend and jet:west income Te.o6tedwdends Other fends debited Account name: Friendly account name- I Account number Your Financial Advisor: SCOTT STACKNOWLYIE CASPIEL Oat Acthity Oeuncaton Amount (1) Fat ,' Diidend URS PRIME RESERVES FUND SYMBOL UPRXX 1,29628 Total taxable dividends Total dividend and interest income 11.29621 11.2962$ Am3unt (I) Feb I Transf, - -5.262 35 Total other funds debited -15.262.35 Investrnent transactions For more inicernaticss ab0ul it* once value ShOrin for restrited SeCii 'lei. Sit A,P0aJO: intOrinarKal about )CO( Vitamin. Y the end al this <Ix Lrnont Owe Activity Desapbon 0uallIty Nidur eke (5) Proceeds Iran Investment liantationi (I) Funds velhdratai let Inte-SlmenlS bourn (5) Acciued trileRnI (I) Feb 1 Sad U8S PRIME RESERVES FUND SYMBOL UPRXX -0 350 Feb I Sad IRS PRIME RESERVES FUND STTE13OL, UPRXX 5262.000 5262 35 Fob 28 Ranvostmont U8 S PRIME RESERVES FUND DIVIDEND REINVESTED AT I 00 NAV ON 02/28019 SYMBOL: UPRXX 0 280 -0 28 Feb28 Reimiestrnent VOS PRIME RESERVES FUND DIVIDEND REINVESTED AT I.00 Nnv ON 02121919 SYMBOL LIPR)O( 1.2%.000 4296O0 Tot. 15.26235 41296.21 ChP7CCCEO0560E(244 trOG018685600)02 0O9030575004 page 6 of E End of statement for account number SDNY_G M_0032 5056 EFTA_00 197831 EFTA01307097 Important information about your statement LBS Fe-uncial Sanwa M. (re firma U135 financial Uncap, as a ~ate of al octopi mcunty, commcdty and whom ochry» UBS Fraroal Samos rid LOS Bart USA an edam otkdaries et LIDS AG and if dim of U35 Seant es 11C the Fim3 Manna, statement rs wabbIncon request the F am', ~vine filtes re at LlaS fortyl Senfe kur. 1200 urbor Boulmard Werhanf en N/02086 IM Orermll (*Wont the ore, official wad of you LES Farrel Senkts account Gaye reads. "ea otal tar doonret. tonlanng corditird data slksid rot be reed Lort F you Mine ~re 6 an arra a *meson. ~moat e mredotely n Aron to the Branch Wager d te office seneg sees mcount MU.* a lyre{ down we niandod lobe "nit nattrum dra *aid not be used fa tar ~poses My inl enr. end tar lonns. 4 e. Form 1099. 5498. 1o2 s Poe»Mal Pram3 5~ ta mum No Fant requred bylaw 10 septri tote *5 all Untie denkerck. reportable nomtaubb ~ends and tattle stets! caned as works held n your accent. net crated, as sale "errant.. ad (053 Knee on *tean counted :tie me Corneunkartione with the Fine • hem reconfirm any oral ermines/sons re nntr9 to~ pate yam rxtkr3 you rcjit Senres Vdfr IM rilla Profethon Act (S A) • II the flawed noctAcn on Te lop lei rte kota of thet 9114~6 ret41.13SEtireceal Sewn. tes ninNal Sane.« caul{ yOur ~all at eleven toka by urgram with the rekatrd mina on we Sawed imv d the retakeirb when", cowed the erase h te cent )04/ knifed wales se beard a UBS f ~noel Semen end rot Ve nvoctcro brcher. rd >cm mit acre a repor ot nonce a crimson b both trim • Az ~bed n ta account arrementa. you mat rotdy us cd any err or had rwoleng dwelt reflected on you statement wren 30 dal. *horn rat maled a nude amiable • hew <Won cvnoneete «replied. Cr nyres to the f ewe Clem Moan ~am at 201.352 • 169? cr toeing, a tO0.354-9I03, PCOA.LI to 600 IT Modes though Fray, a en ~I r•210 LES anneal Servos lx . (lent ~ore Department. P0. Bo. 766 then Ca. IV 07087. • Al statements shall be darned comae* ad atone it not abetted to n Acing ~him CO days • fa TTY mimes. Cal €ud17.09B6 or from ~side the U. S. Cad M1452.1495 • el <16e of roll« Gonle:ns 46~ an electron( kant vans.« On bill parent a CBS Vet debt cad ',make; cal 800.762.1000. or vent to UPS f ~col Saves hr.. ICCO Harbor BM, 6th kor. ~hark^ NI 071/4 6, Mtn RMNBSA Serva Ca a write a soon a )0-e Can. fl )0,J theft pas statement a recto( rs wrong a dyou need more ntonniknabme a transfer an Me statement a area. frm or Card bluets apoluble)mni Mar horn mu no Ira than 60 days ri a the firm cone you to fret rattestet on *rich the Ere or Problem *eared - Prot& pox name rid wont nunor fat any) - Casaba the mot or the transfer you reaset *out and hpLin as dart as you can whd rar blew A is an cow a why you need more riormalkn. - haMe tedalar armar of the waded error lhe Finn er Card Intend nvestkate you ~place and meet sy era proada for ragedanon ...ciao LOS Varldebil cad tramacto-o. d we la* ~near 10 ~nett dysto do the, we Mllmde you email la Omni you thr* it n mot. to enel you vol Imo tar use of he money dung te tee n tales tat. complete ~ nmslocuton Plane mix MI chefs payable to term, or the f ^axial nfittdien ndcacedcn Pe from d ra statement In addition to regular roam foex mecums may be PleptCt toman:ma-nee fees. throes fa late parcel foe sewn« purdeam and <harget fa u-pakl rant n cash sotrutt AccOunt thy aro transharrod tooth« nitiviecen may be sub/KIM a &rile fat UK colonlom IBS o s kr WeekePrg tech balmy to bark deposit axon at non- *aloud bat{ and *Maud bank and money market mimed tunt OVone~). Depots accosts al LAS Bar* LISA and non. antrod bard; pankpacreg n the UPS flkiC Wend Program re wed n accadame apan rules got own ramron, please me wow Idcgta Depose accouts MUSS AG Stenad Bards ad shares ol Monty Ards re not ~by the IOC. Bank dipann rem peOltetted by WC Money rund aires re protected by SIK See "LOS finned Stokes Account ~di below. Wen poke amen biro>, n fro bark doom« may be ~Frahm and shams of a Nona Ford may be Iriadied and the [emceed, rand lo mota o* pas Stora Os ..«N5 Pietet ~on abxe twalatae sweep options. ncladMa current istant rates and yields. o aolable yam,tM ordsweepynkt, from y~ Frun<ulA&iw a by <Ong WO 262-10:10 LOS Finascial Senior account probaBori The Fern e a merrter of tie Sonnies ~an Protecion Crxrator(SPC). ?Mich amens whites cuticeren of as renters ip to EOCF,000 Onde.edin I2S4030 for claim fa car/ &planar bakre nobble 'son reaii a a www sic 0.9 the SIK am( Cr011eCteon lads *pay toil accosts that you hold in a ~theft( <10•01 The Pan, together with cedar affliatta, Kaaba ~toted supplemental rosaxe The ~rum anan parable to all Made chem. <cantina snor the potation c ISCO as of Norte 10. 2016 Subact to heroice condo" and andiron% Oren se the hem n hutar crow Tod Ice cp o $1 9 miler, in the *9,00ie for all you auceents hell n a palenIar caituc ty. A ful copy of de peaky neadrginenlitabla IpOn etq et. tinter ere SiC Mahan,e the sepplentetal peeCOChten gok 0: • Carlin Inancial awn caroled by find exMlnd n So' *OWN vart tut hfrklas•ay ROM MS fared Service, For morale <elan 6/ insterxe enodoch, ncladro mrubk, ~be and tie lwes of ~MI hat tegisteed n the name of the *cove holder on te bmas ot the our or brie nee> • iniestenent «intents rwesiment nitres% (e 0, anted pstnenhps std Arnie ~cements) hat re not ag cared Ullaf the Spume{ Act of 1932. • Coennodtrot<creiracit (a g,four ~barge and precis metal «mud* nebben lutur tomuns are ttamooltT (Par coronas; and • Depose *countsMow talfanas of deposit :I CBS Bark LISA. UBS AG U bath and ~ken Co MK Wend Depach Prayer, the 54K protector, end the saDdemental protects:. do not anal/ to these as Coen anycdnrwese appear on)x.' odernents. The SIPC protection end the st rotplan dam protect nerd rages n the intetet Mat el you "clench (WNW'« a% • • it of market mammon, nun barkmotcY otherwisel Dividend %inmost* Program SIRP) The pace wanted ban amaze ate. You may obtain the actual ate Iran yos Inamoil Maser On whole steel are ~chased~ DRIP. paid roes roll be sold rid the cads will be &paned in you account The dwdend rem!~ ace WPIentdbee the ovan nay dille booth, mate ace at amid, the Pled rres re sod Cash-in•liou COY whOt true my be hid in you ward tyCv triad wiper-id tali damson 01 a &Mend ~nerd or ~roe. the Fen wR ether WINOS unit al remtre ace a rapt an "Mil deleentedbt • nattred <bana play. Ird Veda yoei account ~want objectier the ~esteem objector; end nsk Armlik are teak to ear account and may may between yste =oat ryastare the Fm pronplbrnerding ed siphon change al y~ hand «weir a marmot *manes For each acOunt NM. you choose cr. of the I olkeing imminent <Onus; • licorice Current Monte hatprisseekro the generic. of ryaur orly • Manna Copt*, Ap. nano( rneinvnts oteartg growth of pampa, rain le ~rater cd more • Product Comknatcnot Worn* end 0~ Appiecation harmomssotkirg te generation of "Kane .4 porAh of principal 0••••N rbkixefiles • Co~e Stelia to ~tan Mort primat km rid, and mirky to the accost meal, men if that mum the accent does not generates 'dice< imam a mum an ma nt be Pee ieth irMaken • Modena) Wiling to accept coma nd, b ~weal rd tolerate some validity» ad heter Muni • Any.:40 '4,11hpto accept >srit b pumpat ate hgr, *bully ro cad. ho name owe tent • frarvient (AO* Con:demur f tactod, a paten d te prank* la he mewl May 4440, COMO+ caring" lamed Idadrty and gee« voter% Swann Touseekrontr We ma ccato-klitt tel relied mount statement wir the fore >Shen en the same rosel Are. e.9. because they here omen who urbo merman pre meant relmonsheys wth other dent, al the same IOC» d yre prefer to move led ideal stalomenti mailed n tomato rawer*" you may Cialne homer:43N by calmyy~ formal Adam Priddy wow% name Me Ronde/ account name R nustanetable •nednatene• &men by you to art you wit, your re< oicleett9na hen no legal efl«t on your accost. is not mended to rellid any wank facCedift, rnorennerdecn. eminent object,* a rd redde as:noted wit, roa accounts. aide not • prom« or guaraMee that wrath or any framer matt <in Or well be acheeend einaneneatt may> such of less ettkrgte neek 01 ton of the ~re rnegrennt You <an dung. you hardy xc“ell names tr ough Ordne Senneel a by antactro you final AMA°, Amon —Inv • Vete of pas anoconepombia Nee of asses ni lidde ies. • Amen ledren ~Akita:Is berm vales fa restricted ~II (et), and Gobi Tine Darates, arealged marts to market, and (*Mil "eh not held by the rem Don not neade waked searitelassets at the end a she prior and ~mat pantie moods. a asorm onatm eres. anted dock won; and <wettable nod *phone • warless had.' debt batrom ~mien margn loans. <roat Ire, that recoil balances • CadVmoney baron Total of ursand ryalabb car tahmet plw aiposi bin« al Ahmed is ro. if toted brim rid oxen made mad fund sweep balances. se the closed the stavnu peal Nomornmodly tae weds balances nyos accotin ere ~ streamed from other betimes aid the fern ma toe lydd thee knia me adnry can ol et ~ems Wow tent we payable epon your demand. Wm total o reddin te curet prod clang •a4e. Unary iricrenotion fa dared mammon on the fm's landreg ~dices ad &damn refit to sea Clore Rettionshp Agneemen a adcort Acreernent and beGriot Term and Caddions COS kahernent of Credit Prelim amkble nkreetnenes and COdatuces al »ww,marnierememerrahmes. SDNY_GM_00325057 Ernrik_00197832 EFTA01307098 Important information about your sta te HIC (COMmued) War su Vors agente* ~es modes ad *er mets held n the actord Y the *ni of We statement prood Tem myrd tor ckohely fuly pad ~nes X ry tree Wo mee sner. whetikei vid at ban toerend dier • peg any beent* dut en trom Ary more*, vadered topfim ding the statement pear] are bied at marot vake al 01 Ilse end o# the statement peod • ~ba. haneeng deost Die of th ~Am inledMI anemad. *here ndcred wth th* meeere • I: LeS Fruncel Steedst harend en ntormatoncblaned hom toog*, oden Mes LEIS Prondel Stropt rendeg rarmatecn hun enha Irma kat you mag havo prenied,o yego lenamal Mater Ilwarrn does not nd•pentendy verty ce garde+ theKNKyw vaidty cd dry edonstMon tysorces Mise( leun La inmeet $ emos. Øaddeert akhough LeS Fnes Savooi genera todden tho nbrrnstrm as n o moed tbc Fe* Ø rot pryde dry asswann dal tro nIcernaign unite 'Con bate' ad •Urnalccdgirlloss' *mix* at os Bodsed Ta «memory. Aso" Pose eb not ittion tø schede w malie ~dus* a sakd:deern. toe av pØ a "erwt» Actorantt Uanseared to te fan mal felkd gasba rdernialdn only lot to prod cd tree ihey se rol] at defim More hete/gal ankneuecn oms be addedby >ar Snrcol Adept • UiwSind gindloons neon dames aelable, nontenen rrreareed ~glom se talcubtedece ravtut murw lob the trammen dra for rdpeclot ite, remt( ornaten« ral kot ccerenstrom. Aart ader satsny ~toon:attente/mes Genhird and olim ren.~ Iers ant meieinde ~duw bb ro exenceembned to0ply~ aeteagd lot Tro " Trad. ddt' <Meen galants tro onandlrandenn trede date • ealtabla sectaities Peda and p-afreed 'aak Mat the tisus <ah lor *NV ~en wil be wlested ~Ma by lot letm nong dl Hordes cd dut eerhen nov name or n neme** name lot ar cloenta Cal feattee ~kon n obtared leem Wed pates ard as ~nv rs nol oaranteed Other cal leares nos ni wen:hcola aften velt complet cd:afwon wilde ponted koon mere • /rotnetten Peren doottyad formaat,. ad oen« rØ mw be hpte. Or baat thin The we Wet >cv would mem n the ~ba neonre dItaned had varvadstndPitylOinted Muth we Ware to be !getik. br we do nol ~aap Oer accuacy. - We genera* ure to obsing pek* aten wodka or the meen e/ thebd and eik takes b bied saven and optant ordg biddagen ke OTC storno. - Inc lertalf tradod ~4« inly brood veeg a vabronmxtd ce th* mon record pico we cbtaned ard nuy rol reilen an actual makst snee a vake - Clean poshkes mee sper veehout a piet and wal Wow as 'poe wand ~Jane' d we are Vieble tochten a voce SP J Xetteny- - Oepons a Kantel denomnded n arr.-cel othet tm u.S. dolers aarNFMed at th* ~hang* rate ind We :tremen date - roe oenen teevees fadeg n nomoriermng denonnens, pree and qua-teg gate radde) may tone been »inbed to fade» proper yalualon. To Mae neem Ølanen. Natm nadat». contact yas Fnándtal ládl•sor • Prime* invesernents and ~red poteb. Private moment 5401444 (rOstrg doe ontferm Voorns ^deed Wade mestrnenitnAl mat« ad gructindpiodacli are gentraly higt4 &aai Ctertan *Wand ototizis tof not ben wreed web Wo Saust os and brohage eremist:na vale iny state >motte% tm We pØ estmated valaster omme r•menent seances rd reurkeed pcdacts ta stormeind p.Ø Off Additiey d nol graanmaa - Dei* valart inty OOI« yin int" kcn, tin" any, a nId(h a prent ~omen' seority Or Wouw& omdat mal 1»boata ci lokt nl do rot ren essody rept-tem the vale sen inry recent Ø6w arm. -'had party onttrok, of vale de af ei aceton dit, and are suppletie UPS inrent Steven on re91a base by am redepaden 'Marion tem - gaar. ~heeroer Ce <gonsde enmod vake. d ry. Met.aSed totoPim by thema«. Omwal panne' oe speende and may K cablated bard en «kiert Hamaar km Wat rad by 'id oeros to derne ree ~meed war, - You tan drain adStenal necernatenrecurcfrg • ,..thi~ wed to deranene the eenmand vako* and the Me ot te nionnationthat n the buis te the «wrat* by <omweg ras inwoei Atboot - men party .1~ vakes rruy be rebabed as 'Nat reed' rn wijtal Teleriem' eren an d•pwdre Maan limbus rot Øled ce d tnabk to muon a vale eken we betonwaren tret am/knie rent he cdorred bat ~tata Ote~retooded wake -rsto witar. ce *hen J valug aoJd be Nolay speculeerde due to Ine norse of tro money - Vihon not« an *war, garend partner oe spacc. «broed valay nr a tedfory ramated rake n pcmckd. the naba of th* sooscy wil be &l.o. frons ts pochet* org. - 'Cbstrtut ons to date' mag rade ravnet <sa* ineen a balk ▪ 'Orgrui enk We rapsnids the not eiken pene ps usa and inry net rellen vos cent base - Dit and esliged KIT meutes re roe [meden a nstnnal :tortel enrorne, and are oentraY dtchid and eend len;) term be sold, the pege redeeed may be kas ~to pee snee *Aansteef raio* promo«, n thé auctni aaterort • Raelritled maaien iketntled ~tiet ',way renet arrenty a11Ø kerk/rk lab LES Fna-od Servoes koes to mine poe of te aanried stock of th. som sluw as an irrptied vake la ene restricled secce he parposes of ad sedeuentoory. To te enere tue reineled store es se elgble lor safe. te vake me-reedmag be sLbsternidle lee Kin te imputed vale toen. • la (earnetwe neemt advent Pelde endemie& An etmen of enai mee n bareden torren clndeml and nier« niet. arnng me Starlet wil be heb fa one iver kom vatend« date asend tnao-ncy live «mate d enk, a goddank acnexy ad toemid inca,» n not guarantoed fornred mol neder* and turner* ral! ler ((elan r11>P1 of ~ion <cad melde aceton of Paco' ce opdat gans n ethith teutte ei neme (and neme yØ nould be ontsteel - femrod armad norne and turml yeld and lee raad acne and yield «41 be bijar «Ø ~Me etenstedansourts - An onnut* of amaatted interne (deden! ~ce interen) dvded by Mennen made valdnene Daim> e~ on tbc last dodend ce meent romant made by the musr and men" sec‘iihredeposts wil b held Ier one ps keen Oe e Meent dste oma maledy. Aeoracy ortnurd pekt se net garamerd. • Anne netheid by Vis Reedt Seerioas. Celen meert not neb by Weien and not Menen Me lam% posussi:n or <omrol These asetts we &Ome on >me slate~ toe Same onaf pØ «ly Pocront and yam peettntettl tri proededby the naeg lem lies ~ui Serena nol ontzegt» led ros eeronsen ad does roe %litanie. M X( ur%y Rime asiels are rol peten.) by SP or the Faas taadramentst SIC ~rage • Rans 'haring andadditioneel comptewation - m addijon to coertusserncn sales ed 17h-1 tem mened meedon wees tbr deerbdon of maast hads to or <bents we race or affaire rede., revenu. Craig parems Iran ~tuten ander Moe:nor tb> trutual hands tro we rol these mam are bred ca ton> Weent oredoremst lto aroom oe sales by 116 e d a pancidar meao Vol fortil to ets <lont% and lier th* assal rake o# a cunkrAr mdualt,nd fars storm beid al 'he fim. - We and eo Mehlrie aho mom? Meedelen and ~An passen lees «score-0.~ Ia oneer fl ard unies tul ta Ød, to een rn-tuallunSt hast, toot 94Alt" raped heen mende mat n tre rn-tual hand and *nareed dolle Limen baud en thee-Leb« ot scans at tro breker-dode hokkig ~tel linds d th,* fund party - n addtian to ecernewornreeneed n ~echo. wi. We sale or ~baboes of armly <oneens "d oen ne-streel Vue Lees lo (Ier" we and« oe aéldute regentnurse shitje.; <c~nlaban bom maya the envase compres tedermang th* a-nuity ontroom aflaadt ei end etterera torrodnes w sponscn of We urm, froKbWet nut« MtdittbuTO - h addaim to nvenniwntrettmd frcns the cvdnase and sa d toreShants tuds. we arder os "late mem? an asset.based rt~ share., bayment erom NenShires chnixdors. as wed ar fundeg (or ledviolottry dnelopmem training and *damp, - Pr Maan aho eernee vadeg (trim." ad otter orepernatken erom trulual hen* ad celkern* caroanot arodo geoabett wo derb-co We ment conyonsago, heen LeS Bi* Lek LeS AG SurrderdEranch and ncealerbeed bras tØ ode cash 'droop prei a-ns orropensxrn mal be a montn'y pee scan fee er mal be a paaraaged waar dak &poot turem Actieky neonnation regsdna commostra and ah« ~ges ~leden tonetten met Ine ~Mond Vadet. rdh-tina gaten várcactens ha Kai ndoded en ccerhnruhons prenany 'verdeed toas. and wil be proaded :e )ou penseel, on maat', Short auto you ae egard n short leen a sentay, tets may nos a <hoge 6» IO<SIanborvown)cont I« trol brio.» ~rite Open Mate Pegudrg doen or • g:cd lava-dekt aders to mee not ~eed qat neme« date. open bui and rol slop enden re reducedby the amant el ebde* «ene, re an etdes dexh « ex nrara date unies nstnacted 01-deves• by yets You ae respornbb lor enkel lhat ot ~wied dut to pas fatte to 0~ ~Ping oom ceders Pelen To abten a ton ol cie arm< Gent Privacy Notke, riem~ are. relintial*Occe «vet cue webste ai a.m.. oAvremmeer ~set - LEIS Fnancral Services è rotator* Tine Ft>" Otenen Services Account BSA eind NIM we brokte:oe accounts whgh pende most to Dring tenen an] pedels lamst arranornents «th :Ahmed bres otte thrdpony brult. andpos.5es rem to natree and anrorty poert. issund ty ~Mat«, Thecknany monne <iteninnon trou2n ~ne actercy eAndunn el tel FnexelSendes a. - neem.. ~roe. ani mud potace - FOK rand • No badt gluurder Mal lost vale - tMA Rareste theugemem km." Business Sondes Atoom BSA, IRMA and renend Retort. Manapment Moord re recantered serge ~had Lei P mond Stemn Inc. - VISA n aregeerde] Vadanadt °weed by vda Warnattint S.M. Amoeben and urod teeder Rense the LOS los trede cards tobbe LEIS Visa debt tids se esued by LOS %nl. USA wel oermem Iran Vna U SA rompotaltd tradrarks, reootred tradernads. lome mets end repared science márks re el thee respect.* compres LOBS Fistel Strem Me Pee 20IBIO SDNY_GM_00325058 EFTA_00 197833 EFTA01307099 SUBS UBS Financial Services M. Ftwate Wealth Management 299 Park Avenue 26th Flaor New York NY 10I71-0002 CHP7COSSI7S11 0319 XIS Yi 0 Resource Management Account March 2019 GHISLAINE MAXWELL Account name: AlISLAINE MAXV1/EU. 139A CHARLES ST APT 0233 BOSTON MA 02114-3252 Friendly account name: Ind CaSIVSaving Account number. Your Namara Advisor: SCOTT STACKMANILYLE CASRIEL Phone. Qestions above goer statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 80981.4A-1030, account on February 28 (1) on March 29(1) Your assets 694,182 87 173,792 07 Vidtev wash*: envw.sincorNfisancialservices Your liabilities aoo 000 Value of your account $694.182.87 $173,792.07 Items for your attention . Help protect yours.* from fraud and review bank, credit card, and brokerage statements regularly. Also. get your free credit report &rurally from www.annuakreditreport.coen. Tracking the value of your account I Thousands 6,144.7 9i;.4 V Dec iota Sources of your account growth during 2019 Value of your count atpear end 2018 1693.954 77 Net deposits .md wthrkarvalt Your mestrrent return. °indeed and interest 41(0rOP 13.51969 -1529.682 39 Change in 8176 7000 694.2 market value S000 Valueof your accoont Dec 2015 Dec 2016 on liar 2043019 9173,792.07 Dec 2017 OK 2010 Feb 2019 Mar 2019 Member SIPC 047700010C6Sini I Ne7000302i990C032 03i 903057a Page 1 of 6 SDNY_GM_00325059 EFTA_00197834 EFTA01307100 UBS Resource Management Account March 2019 Your account balance sheet Summary of your assets Value on March 29 (1) Percentage of you, XCOult A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 173,792 07 100.00% C Equites 000 0.00% D Fixed income 003 0.00% E Non-tractional 000 0.00% F Commodities 003 0.00% 003 000% Total assets S173,792.07 100.00% B Value of your account 5173,792.07 Account limit: Friendly account name- — Account number. Eye on the markets rndex Percentage change March 2019 Year to date S&P S00 1.94% 13.65% Russell 3000 1.46% 14.04% MSC1- Europe, Australia & Far East 0 74% 10.13% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29,2019 3-month Treasury billy 2 31% One-month LIBOR. 2.49% 1.92% 2.94% Your Bowleg Advisor: SCOTT STACK MAP:LYLE CASRIEL 750Orge of cii.enoceocissi 7512 UP7000302199 mom 03190305 SDNY_GM_00325060 EF1'A_0O197835 EFTA01307101 Resource Management Account UBS March 2019 Change in the value of your account Opening account value Wrthdrawals and fees, ncluding investments transferred out Dividend and interest ncome dosing account value Account name: GI-ISLAM MAXWELL Friendly account name' Ind CashiStang Account number: Match 2019 (SI Year to date (U 3694,182.87 5699,954.77 -521,15646 -529682 39 76566 3,519 69 $173,792.07 5173,792.07 Dividend and interest income earned For On costs Cl Ins Setnenent. lacsOley <I interest and clinkind income tin Mtn deterrnneo Pon a US to 1n:citing Ceispedne Based voon the reside me of the account odder. account hot of proctixt tette, cane interest ender dadendpanents time nol be subject lo Urded Sides (US) zee a Puerto Rico (PR) income tan The client monthly sigma* is col Intended to be used end rennet be ;eked tor for lac purposes. Cloth shook) refer to the Sal kat tax rebating tome they re<thrt dean sets annually. such as the forms 1099 and the Parrs 480, to, tar twang 'mama* n is the pexnce or 08$ to fie the Wiest* tw reports"; loans with the US Internal Rtienue Senate ad PR Tiesury Oepartment.X4in such terns acctratay ninny dveleMtsandOr interest af lac eatµ or linable exome flea consul seta ndwdual lac papaw March 2019 (Si Year to dam (S) Cash activity summary Your Meeadet Advisor: SCOTT STACK MishiLYLE CASR1EL Soo Account acnwry tap month la oda barna m your Swnp Oplicea at included in tin openirg and dreg Mame; 'tau* FDIC 'mutant. Open to taboos at OS Sant USA awl al banks partcliabT9 sn the UBS FOIC assured Deposit Fiotaan. It does not soy to deposits AG. Surnloid Branch SVC ',newton manes to money rrnott sweep fund Tciderqstul net bar* deposits. See/a orta& inbemaDon Mows your ;Innen< r the two dozes d t indcarrient for Wats March 2019 Year to date ($) Opening balances Addit sons Dividend and interest ncome $0.00 765.66 50.00 3,519 69 Proceeds from nvestrnent transactions 521,156.46 529,682 39 Total additions 5521,922.12 5533,202.08 Subtractions Other funds debled -521,15646 -529,68239 Funds withdrawn for investments bought -765.66 -3,519 69 Total subtractions 4521,922.12 4533,202.08 Closing balances $0.00 50.00 Taxable dividends 765 66 3,519 69 Your investment objectives: Total current year 5765.66 53,519.69 Total dividend & interest $765.66 53,519.69 YOU have identified the following investment *actives for thd account. if you haw questions about these ohlecovos, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a lull descripoon of the alternative investment objectives in Important information about your statement at the end of this document Year ream ebjeethre: Current income ilt•captal appreciation Your risk profile: Primary - Moderate Investment eligibility consideration • None selected 04,70(XleX651 TSI 3 HP7000302199 04:032 0319 030579:04 Page 3 Cl 6 SDNY_GM_00325061 EFTA (()1978;6 EFTA01307102 UBS Resource Management Account Mardi 2019 Your account instructions • Your account cost base default closing method is AK), East In, kst Out. Account name: OHSLANE MAXWELL friendly account name' Ind Cash:Saving Account number. Your Ploanclai Advisor: SCOTT STACKMANLYLE CASPIEL noorg• 4 of 6 CfP7C0C60:65, 7514 triimixdfdrya00,01 0319 0305 SDNY_GM_00325062 EF1'A_00197837 EFTA01307103 SUBS Resource Management Account March 2019 Your assets Account name: GhISLAWE MAXWELL Friendly account narnelnd Cad- Sawing Account number Some PoCCI..ACCoot Ckarchl v4iAts ShOnn may be toponinvet As mestit. (Pen axl losses ff”/ nol be mutat,/ reflected See important Arormatecn *out }our statement d the end of the dxurnerr lot ,nlamstion Weir Meander Advisor: SCOTT STACK MAJILYLI CASRIEL Cash alternatives Money market funds Wetly ma let funds tie neither 'Motel ee gua 'Standby II* I !Owl OWL, Inks/nee CCipOtaliOn or any Other 9Nemmtnt 'Verify livaitullOnd pore arid initilutiOnd Muni( pel lunch must flOat their net a IN yawl (NAY) set Owe to 1M neatest 1l I can d a cent fig. SI COOS) Goornrrem and roal mono matte funds vati continue lo trams! a a stable ft 03 net ono value Aitnouls manes market funds seek to I:mem the viued ydX anyesorent a 1 1 000er thyt, it a posble lo lose money by I mining in these fords To: at terniosted dlhe loci of al ...mutated chide nds n does we maude any cx.is dud, nc): art rct a la be for the purposes of ottenTrrong hieing Fano% or con basalt* sham you recent each ume you moven dudends tenant a upset tax lot. Co:: rum n the total purchase coo of the sew*, rKlucing reinfested do:tenth The ton bat': may need to be a:tuttedfee 'Mum d ante pairreres in °mkt to cleteterne the adjueZdeo0 Isms for to d1301m3 lattootes Inorbef Rddnq of that, US$ PRIME RESERVES FUND 173,792 070 Es }I C.1•1-1A to-ld ? 42% Your total assets PortheSe POT. Average pace Client Dem snare (T) toreStreithl (5) lieroared (taggamor be it the Of tenant* between the (erent slue and the cost bans ridwoad oenerily be your mute gan re loss if the secunty was sold on this ewe The unre$ited flax) gam or loss may need lo be alusted for return of caeca parentson order to (tete mine me meted San or loss tot tar •KKO'Km9OurPOses leneettnent Woe* is the current yoke rnnus tre amount you Minted ft does Mt Include Maces t tun ate not refleatel on your etesenvne, inducing00MS that have been IteiZed M NI bet ogee or ale,. 11860 date not Include can Ms:lends that net. not reirmsted ••-This reformation was Lnamlable.• • stab* on Mar 20 (S) con Poet per Mare bon (I) on MY had) value on Mar 79(3) 1 CCOO 173,792.07 Percentage°, Cott your accouM brat (S) Welke(' Investment Nddng cyan of loSS /sum IS) Pen°, T-ternaled Win/Sired arru.S income (SI gance lees (5) Cash alternatives • Money market funds Total • SAWN cost bait olonssion 173,792.07 100.00% 4206.00 $173,792.07 100.00% $4206.00 0.700SlagaMi 15,5 NP700030219900:02 0319030575U: Page 5 of 6 SDNY_GM00325063 EFTA_001 97838 EFTA01307104 SUBS Resource Management Account March 2019 Account activity this month oat aviary Account name: friendly account name- I Account number. Your Ilaaadal Advisor: SCOTT STACKMAN:LYLE CASRIEL Ciesception amount (I) Dividend and 'stunt income To.o6le dwiderxis Other funds debited Investment transactions Mar 29 Li,' tend 085 PRIME RESERVES FUND 765.66 SYMBOL UPRXX Total taxable dividends $765.66 Total dividend and interest income 6765.66 Der Acrini) ,"-.: ( OP O a 0/110U11101 Mar I Transfer 10 -5,15646 Nor 13 Transfer TO -500.00000 Mar 11 Transfer TO -16,00003 Total other funds debited -6521.156A6 rpr nye inketivliiin about ire pore iratieShifinin lot l<111<14•014(Wiliti. Set I/reporter'? infrompaupo *Out $01 strove"? at the moot iris etc urea Dee ACtibfly Description °vomit). Vdiat ft/ nice 0/ ricxen2 frian investment tionsvxlcins (0 rundS anteloreirn kr Imeavrents doOtif A(Otied interest <5) Mar 1 Sold U3S PRIME RESERVES FUND SYN1301. LORn< -0.460 Marl Sold U3S PRIME RESERVES FUND SYMBOL: UPRXX 5,156.000 5,156 46 Mar 13 Sold LOS PRIME RESERVES FUND SYMBOL. UPRXX -500,OCO.000 500.00000 Mar 14 Sold IRS PRIME RESERVES FUND SYMBOL LIPRXX -16,0:0600 16.00000 Mar 29 Reinvestment IRS PRIME RESERVES FUND DIVIDEND REINVESTED AT 100 NAV ON 03/2919 SYMBOL: VPILICK 0.660 -066 Mat 29 Rem vestment 185 PRIME RESERVES FUND DIVIDEND REINVESTED AT I.00 tilAV ON 03/2919 SYMBOL UPRXX 765.000 -765.00 Total 1521,15646 .1765.66 Cre7C0030C6517516 W700030219900302 031903C675004 Pap 6 of 6 End of statement for a«oul I number SDNY_GM_00325064 EFTA_00197839 EFTA01307105 Important information about your statement LBS f auntie' Senecas Mc, (the firma UBS financial Weep, e a member of al pnropel swung,. ccenmcdty and Moro others UBS fatal Swoon and LIBS Bart USA are Man sdavdeies a LIDS AG rod denim of U35 Searithes ta the F Inanhat statement eavibbksoonreduetl IheFrm's entoine eon se at LlaS hornet Semite ex. 1200 Webs Boulemed Mebane-en N)01086 IM 04werwsl (*Weems the ore, ~Sal Noted of ycw LES Envoi Senicts account Oa« resod{. twine oft.c tar docul'aett tonlanng cordIclis0 dta sh**1 rot be relied was 8 you bate* Mae 6 an era a *mason. pier* wood t mnrchately n wand to the Branch Meager d to office. ousel; you account Athor4' at tarn thorn so mended to be aentaio. stelosnere data dad not be ved tor tar psposes fay totyenrsend Iota( Pe. Form 1099, 5498. Ic s tic.) whnn ~NSW Mr ream the Fern it reared by taw *sepal tote XS all untie drrderds, reportabb nntsabb cfredends and taoble karts, tamed on wankel held n your actant. net crated, en wee kransantro. rd tog basa on ocean cased oxisitim Communkstions wnkh the Fine • Mae reconfirm art/ oral trance/eons n wring to Man pawl your ntits. retceg you vow red Sense es mentor Protectors An A) • If do flawed ramiren on the up legatee bore of ten dilemma is not LBS Enteral Diencm. UBS runcul SoNem curt you mourn at Datong bob« by arra-gemere *ifs the Mead minion we nfemed Ion d Ihre retakeirth dunyta ~ad this IC~ h eve sae. eat flail and wades se lased t UBS f namial Services and rot the ntroolace0 bread. ed yta enn fade a repor of nonce a amnion to both Imo • At barbed nöd ate.et xretmenty yom mat notdy us of any corces or bad noleng &eels reacted on yOuf artmal wihn 30 days OW /I Van Mika« node sortable • Bose Wed ~Olaf <0171lairdt a vanes to the f awe Clem Moan ~lent et 101.351• 169? cr toeing, r (00.35.9103. 800 A.M. lo 600 t M. If Made, Stough Friday, a in one ro to tes Pewscol Street, IX.. Cleat Reis we Department. Bo. 166 Lawn DD. 18 07081. • Al statements shall be darned torplett ad accuse nor objected to n Arnim wan 60 days • tot fl y services. Cal 844412.09% or from outside the U. S. 011201.352.1495 • hone of enon a ~Ions iboit an eleetronc Inds Vanier 0711 bil parent a UBS Vet debit tag vanish:a; cal 800162.1000. or write to UBS [rural Sown tus.. ICCO Harbor sol, ether. Wagenten, NI 011/4 6, Ann RMNBSA Serven Ca wile t soon as you can. 4 you tala Yo./ statement a rata M1 wag et door rend more nroonsen draw stints al he statement ce recept. the fern or Cod bluer (as apolosble)mni her from '<Lino It« to 60 days ri a the firm tel you IM fact demente as wenchthe Era or Problem ~red - horde >us nano and wont nunte fat any) - Date» at error et the wander you se wane *out and npLin X &arty aly:o ceherhl yea blew it is an ems a why yam rood rnse riormalen, - horde theater arrant of te waned erns Use Ann a Card bsteeml emestoote yes <rant and råa corned ray era< pronoty for *nod moo nating LEIS Vreaodebn cad treacto-6, d we tie none thm 10 atone days to da Mt we mlI made neck scant la the arrow* you Mr* it n MOs, to that you vol Pate the use of ' ,among dart te tme tales res to complete an neesIgion Deane mix all doors payable to dorm or the f monde' nattteet Mc:radon Se Dee a te alltflarrt In addition to regular accure foot. *cams may be %OKI to nsarana-ce fees. throes fa Ise payment for sewn« purchases and domes fa u-paol avant mash weals Acturet ta transt•nd to other Nablvlaaa MI/ be tidanxt toa needs lee WS Sens* °Oak« LOS often ophons fa »reped cash Kane b bark doom accord at ncnalluted bats rd ablated bunts and money Market Mad Ludt Wong fonds> Dopat< accent al PAS Bar* LISA anclfgebStiegOd boat Naming n the UBS FDK -rowed C Program re ISK-nstred er« n weed vahr d Crules }Of moat ramton, phase me army Wogs Oepase *sown el LOS AG Sistord (*arch eelsewn d Monty Asa we not iwed ty the NYC. Cant deals are nee protected hY SaC Moog fad Owes se protected by SIM See "CBS lerncsal Sroces :Saute ~on' below. open >ous ragmen baleen n to bark dopteat may be *redrawn, ed than al a Money Turd may be lacked and the aimed, returned lo yore ce >as WS. OS mail Yuan ~on trott salable sweep *tons. nc1xlio <wren, «CM} ten and yields. is sobble swear mbs co-nsweemolds, from yves Frunnel Anna a by <Ong 800 167.1000 tes f Mandel Union account protection Ihr Fern 6 a ~Mbar of **Sontag ~to. 'rondo, Cceteration DOC). winch [(oleos wines turn:~ d as~ co to 19*000 finduan 1254030 for dorm fa cash) bplanatory brochure nobble 'son reaei a t none 3.< 09 The SIFO and [reaction lints~ toil *coastal you hold n a prilaabr ‘301Key Tus Fen together at calan The has abo Psdood supplemental sonic* manrn.m mare papa to ad Noble deem adeornbundef the polerhon c 1500 mikes at of (Mart« 10.1016 Saw to me poky condo" and lintannf. Oa} 0} the Fern 6 Aster vouch* b $1 9 mace, tn the *9~ la il you etsenen hell in a Med, rat:secCy A Sul <coy of dw polcy wadrg e awailabk won ~et tinter tit SSC ~when ra the stoplentetal patch* apply to: • Colin Innate sun overotied by(usl needed n )nes «row vatel toe heed away kW% UPS Fna Kul Saner, For eurnok <trial 6),nusexegecktnis, ncladrg wsibk nut ," and fiblwei of "dual itndbleahletta nth. rant of the wean holder on Mt baas of the our a broke no-O, • nwstment <cement a rwesiment merest, (e 0. tents pstnnaps rd wrote placements) rut re not inc.:red under the Stoutest Act of 1932. • Connacht.. <ream (eg. talon nehargo and pre us metal <woad* nclabo Idum convent ed ceamodh *ton commis. rd • Depose scowls Brave urge:am of choose) al IBS Bask LISA. UBS AG U S tranchee and brit n öve fDK bond Death Doom nee YPC PrianICel Yid The im*Annonial prcenico do rot apok, to these mots men 4 they ~me appear onyx.' adtellenk The SIC protedion arid the woolernentalprot«tion da not prow pans* chmges in the model end el you roestrneres (Moan a s result of market movement neat barknota otherwal Dividend Roinvesemane Program DNA the once reflected it an sewage ate You may olden the sod ace Iran yces Imrncral Musa Onlr dole sewn me ~chased incite DRIP. pond shoes veil te sold ed the <ash wit be depoutod h your scant The dwdend 'enrolment pitt toped by the oxen mat dew Iran the nod* Wee at Snail te Pnal~e} resod Caoharliou DOI whit eats my be held n yos weal t par. «mad toa panel uslt as a worn of a &nand paramere or ~me. the NM witch« WINOS 'nil al ~De PlCt a asap n ~ell C}Mtfatla ty regied Okmaner{ ad feel Y041 «Mee ~wane objediewa the mean« °beams ~nth påk are weak to est account and my way between yea x<or4i. Nap. *how the Fein pronyibr n erdordere °pecan ^mg. 41>ta awed «whence nusame *Taws For 01th atel.int beld. you <loose oro d the °bang .nosiment dajattnes • Pro-1We Current Income Inn-semen taken the generic. 01 mane orly • Manna Coma 'AK...saw( tinninwas sorg womb of prexpal rather ohm gonfalon cd ncorne • Kok t Cambium., ot worn. sod 0~ Appiectån Irweumoms stekirg tat the generation of «cm, ed 'oath of principal OnegaN risk groan • Corvenuae Set., to On3laell fad PO howl at basrit ad sotdy to the account metal. non if hi mum the accovit its not generate reediest «owe ce taunt ltd may not Who Pace heth eider, • Modena Wring to accept two me to papal and bins, some *Witty so sad bite. Mum; • Anwae, With; to accePt I'4 ^* b len~ ad ho robbery road, honour's oar In • ~ow.. aria* Coaudngon I ~cod, a paean of the perfectolog tat accuse may «La corro&r. win" lamed ladrty and toss Watley Seatenwne Tousdbakiner We mg ccoso-xlste al retied scant itassarts wit the fare >flan} n the save emel:pe. e.g. because they here worn who ebo ~an Ken dowse relionshos vik other clowns al the sera alten d >a prefer to maw lad road 031a1}011 marled n warn ennapat, you no/ &dn. howaroblay by calrg >sus inmal Adage Friendly mown name Ito Friendly account name R a<uicmda04'fWJrIWM' chosen by you to snot you wits oohs neordtenana has no kw] effect as you scam is not ntended to reflect ary sunny/. prodAd nno~lon, metrons objectse a rd pdile asoocuted web pa scowls. and ena apram or garnve OM wrath or ary learg al Matt <na wd be ahead. Al enownerac mad tort of koc. alerta* Mk 01 lots of the were Mel:~ Youcanchins your kody scam names thrOujOS Onln• Sennett or by antacteg >at Inn hat Admor Meow% —low • Vete rat pas anoundpombia Net el dads med lid:airs. • Agell. IICI}X}H amitoble cahtutnes. solos fa tnadtd seronti (eat), and Gob., Tare ~a, wreaked nods to market. and Celeli106fett not held by the fern Dots no, noble wonted searitelassets at the add do par rd cast CaelleC pega a rose nontmerea wonted nod option; and atecoble not *prom • (albytet extedet cleth Wax" ~sang neon lorik <coda I ne. that account bison • Ca:Mooney Wert: Total el uman,* adlabb cash WIWI" p&4 depose biros al all lined and ronalf herd bat, ed nosey mend mad fund sweep biaren, a M close of she steam petal Nonionerelty Inte wed. balances nyve .KONS4 at NA setputa Irom over balxxes a^4 the Fern en,/ toe pryd thea 'Leda me ordvy two of es harem thew finch an payable ipon your demand. Do total o nadechn the ant prod clown rakt. 'mång infamation For detailed Samson on the O em's lendrg Axtips ed automat, refs to >as Clore eteboonthp Aggennem a Accuse Acr~ ade.FGendi Tents and Cottons COS Dahernent of Credit Fracekes amiable nAg.em•nt and Ns tbzurn ad oww u4.min -try re .4, As s hies SDNY_GM_OO325O65 EFTA_00 197840 EFTA01307106 Important information about your sta leuxla (COMmued) %e ses Vott Pate nued ~es stextes ed oter enet, held etb rave at the rodd te Mionlard pricra Tom ad for *bry cd 'uty pad ~nos ry irre You mai [Heve vevd*l used at ban <otrer atm Paire ans beinet due rotten Arv wcurbm rardered lotet irn dana the statement p«edae 'sted el midel vale as d the end d the stabenent p« ed • ~brei. In deternmno the <ost basa of the ~Mrs intbded n his liatement.t.tere redused vadt the nurree ' ISS Froncial Senen ha releet On Sammen cblared Itorn taren adainw, (as friarar Serves. ndadeg ~manet Iran ~ha leme Mot you mag have prceded to yois amenet Adm« the garn dees not rudgatnintls ~dy a ~eke the x<voya valdty d wri Samneon prorded ty searces *the the LeSfininail ~e. addlicek *hot.* LeS in." el Senkes genera tedon M .Bantunas e o mened the arm don rot vonit arry Mitti« tat the niarnithe ~Con base' sd 'Mrealcedg.Wlon o retire at os %nedmed the summere. As such. plire dorm 1.4 on his etarnilen •3 malte ~chow a ule datoent la lav parbasas a Olhenent, A«/Xlntt Onkel.] totehm mai fenad om-noe neomalm *ly loe te pral of line they se hed at te inn More hblericel urrien can be ridd by >as fraxiil Ackos. • Unrealired ginelosses liten date is notable. rumtid anediad omlunke se </kuttet kr eductot year ry bal the traneten dau for ndvdaat kes nya nalr n« reiten carrnasere. Arget ada co:umy toorgri,:x.ca ~nu Ort.knd sncl «her rens.-~ las r viten< archre ble ro etb «mened to Broly <ro aeragad lei Th." Trade date" tobinn ~nis the agnlatrameten rade dale • [diablo suuntim. Beat ind pnlined mak ten the -rour <dh for isy ~ion Ml be setested ir rhalig by lot Iren ~en a1 storities d ekst Mue hed n out narre or nnomi-isna*. lot car dients (al teatre ~on is °bered bom rod preet ed es roa) , es nol yierameed Odm femnt ~renn whoh avta alten yekt. Øka ~en vol be paceded ka:onnauer • Pritievaluo erK44 Onoteyed lor servert, ad ah« podar maibe hø« os byet tun the pnce tex yx•would aktualitetane in the mark,' Pron* ebtahed from ~yd Party Rentes et the spe bel:rette be Sable. bul ne do not %trente der acency. - %V* gentral‘• uti the <kano pie *he »dobble or the ~ot te bel and at priv, la åsted ~sees and optens a rev bid aen la OTC setenes — IeM nn.y trodd winnes *dy b prutel va» a valateen ~bl or the inc., ren ake ve cbtared ed myre realt« sr. ettal maket ake a vau? - («lan pashirn mer twer wilhota e ake and watten 'pce nonet salane' d vie ae ,roble to cblan a eke la Manty- - Otposts a uordet deremnsed n orre.% ah« tron u.S. dottet re (*fra«, i the ~hange rate asal the stremere date - Fer perlon Rovene, Irring n nonicriermny delemna, ens, ake ed pist ty daa rakemei Hva bom atjusted to freknaproper raklane. To oboenonn quotatorn, vewn nabb*. antatt yas 41%0r • Prima inveelmente and strand produas. Private ~mnal $4014,14 (eClaaeq dreel omveten Vedr«, end vel tiratt reintet PUS manes) ad seructarelprodacts se gentraly higet di.ed. («tan *utamd prodris ha* not ben rerstered wth the Snart es and &dumt Carmen:na yder :ny state rennes Unn Ph prove. esimated vaies fer penede evetnen teatret soa YrullVed vcclacte fa nicernsficnr ~X« c, Auka} 4 not Man!~ - Dul* heles nUy del« salaseetrir kan inilt d stry, si ,h1,4(h a inne ~inerti se“rity or *attved product maj be boar* a tokt eid do rot reken-var teomen the vale exe myr 'eta* tron Squidren. - %ed bety ',tentes of vele se as ot • (elan date and ire tuppar:110 OBS Prorkul Serven on a regys han bI n rdroenket Magtion Inn - iccuu, prmet crtponca andened ra dry. re ~10 tie Fim by the nve. gimra' panna" a spana ard may be tablett, bieden dekn« ~on kan tat used by ted pines lo den* ref simated esle, - Tau tan drain addia‘al rikmenn tearcfna ured to detten.* the egnete ot vake eid the disc ot te secrentionthat n the bris sa the ramma by tontactrgyas A druer - Med party armrod vafla may be rentered 'Nr parad' n stmatenuatons• veen an rd~ratt valt% on lem hat rot Øled cr knatte to nygal e vale eten spe bare ~se ta amaltem mere hes rored tet may ti la Ire~ ~ed yale mo cuesron, cr nem J *lue ma.ad be Nolay speoleare die 10 the ru/ve d let >Mode b...Onnot« an reluer, genel latsne et cperuce ntmand vale 1 steder -ty einer, valga pcmckd. the rale of te meny MI be deira< from es peche,* pree - 'Date/ krit to date' mer "lide repro ol teel, irane a P0111 • 'ligna unit sve Vprevnli the mal ilt reg pike ps inn end ~øla reiten year ant base - OPP sd araMed Kfr teo"ies re nr lenden a mimret sectabes ~e, and art oter" , eksed relewn d the y (in be sold, the pal« ram« mer be less ~te Per slure *Pent«, Vits Ødla n Ve .(etttal maleover • Reelneted ~Mi RiCNIlfd ~RIN sønwaty art not apet rigebb la pa4:etc ule Les F na-K e Serv<4,UPU the nurk« VOV Ol te tennirkted mak ta the sene mor as an inpaetd vale lor ene **kle/ slak kr popodes ofte lekamar/y. To du Meld live finta red rorve es se <kable lor sale. de vake weiøed mer be ubstrnital kos Kn te ~ed vake tonn. • Cm (estenatee blar«. nemnt helte andras. An utenat of anla ramt o basa, (n (Urent deeitro ed alloren rale% ~tanna the stank. val be hella ore yta from ruterne« dale or amt tnryncy the manne 4 Cl+ å gildre, ar CV,ky ad contrardtmant re not guranteed (simrad mel mare and tanet raid la talane/Phi of meitet mått node aret" of PreX0al a tronalgers n Mitti rat the tel ;norne (ed tunene >eelc) «old be ~edit& - (Aneled aval ntane ed <ni yeld and the «roal navne indyeld mete be biter or hetet the the estrnsted "ore - An erimasool avaelred nome (dinand anda intense dinded by thearven manet ~nano bale« e~ on the Let dvdend a ment paruret maie by the alte r and nynn te lensar/eke:4es ml be neid les orre ry tran she sl sanert bate or tanet ~selt kerry ed cortiand veid se not ~nid. • Aun not held by VIS Finsadel keik«. Cellen asete ret enn held ty the lun vri not !Vann the east ~tat or tennt tren urde are drolned on se sutenere lor Somrene' Nepa« el, Postens and vaket pretented ae pronded byte 6~9 tvm UBS lnantui Smett not retpristde los rin rronnaten a-ddenne girafla ds attorey. eine ~eks re nal parlad by SIK or the arms aaaanenttl SPC covera,. • Renate sharing end Øksesel ~nation - n addei>n to tamme" ai tales and 17b.1 lem mened n cennedie Wth the deerbarlonol niul /ude to or <benes ne råa as 'Haiti rann *vev Mang primtete Iran derktron ande >down ot the trawl tint tal ne all theta anasts re based am un> «kront arriznemst te ra" of saks by LØS of a omner nifat hid friar lo ot* d*nel.. and OB the ~I rake el a catnier ~kut land limi/s taes tiid at tir fim - We andas altlak el» recae ne, wal,i+) and Ornerbris pansag lon nconsderem kr transfer nem senitet the no ~de to the meual herdt. thea tres omena% repad toen ~a sortt ert earual kad and re 31~4041r «matal baud on the runt« ol staret at te bnakerdeake holding ITLAWI bedi of the hid lamay - h addti)n to tornnesanneened nornene. eit the sale er dedrbution d arvely minte«. ed teet ~me Ytra tres lo Oar tlmM,, ne anda os "lote raene tener.* Skrina (*Pente."' fit...vyd the roveret ~perm andenwing the rudy «made, ~res d the in ane COrrpanon b sponset of the une ~antre mots mdarbute - n addain to tevmnsi"receted from the ~e and sa cl Ne•TShres sve «loar altlab? teler? an asva.based reseda. >samen, from NeeSeeres danar-rors. well ar hedeg for latin:kg, cintbanent, uenig ed arktren - aha rene Pedro (omrissa" ed ot« carpensabe from rnival urde And ~roe canainot ,a.hre proalett dorb* .• IV* wen* torroonsaton Iran LeS Dei Leik LeS AG SurderclEtinch andronallitredbirks th~ am Cash 9000p prOgnerl IM CCrepanWirenervy bo a manthly pa ~i lee cr may tea paareaped &rage dalr depoet tel ras Activit? hforrniron *ordna arnmetem and aher ~os stared n tenecticn noti the enn-trona ras. reld^3 gren vercxtens hann ncluded on Conlinrulerro rX4,1,›1» furns.44 toar, ed mil b• pro.idtd to >co acnvall a regane Short you re4~d n den sting a sentay, yta may ulte achge &e lo <sla. borvann, tose la ta Who,lir seere, Open alven Peardn9 open or 'ased ittcentekt ceders tir vimret ~mnd by the nemne dale, open bue and sel nve orden re recbced by dit amma ol ehidrels anen an an ordnidends cr nier.' date unnte ntinsted ~ne byyr Yta re responsa* lor adr; tit re ~Med dat lo >ev lanse lo carte) ~seng open adr, hiver To dalen a <on ol as osten Cliern Priwxy Nake. Please~ ytte rellnoslAden, a vet cv welasite apeauk (4s.revnitenrien waf k k - ISS Tnancial Smitete rot adr* The ItlAgEhanex Smia; Account BSA ed RUA re lederne at<ouni‘wh‘h Vade Utett to bal/ ing ~n ånd pakkis li~arrinotments nen :Atal ed bres rd etir tenort, bets. and tenkt eten to "Larke and anroity patxtt itsued by ~Mr«, lhednirty "vane ernpanws trast muren erney sakoclunn ol IBS Frontul Senkes nr. - bedne«, Mare and mune IX/XLCIO - ten ICK reval • No bare g‘warett• Mal lose~ - RMA Rorcarte lAmicemem Atm". Binnen aarogreACCCunl ISA, MM and reerniberui batne Manarment Moe" re raystered savet mrs d LES frostal Sara - ViSA o a regitNned Ve!~ *med by Voa Vrainsi «ei Senete Amauten ånd utad Leder Rense the ISS los «edb tids ed the IDS Vita det« tids se ostett by ISS Stel. LISA with roemissen Iran Vesa ti SA h apotaled Malm Yedenakx reoared nedervd". servet midt and regrand tenkemura re el fri reswkw «moenes ILOS Fistel Serviem Inc Pen 701810 SDNY_GM_00325066 EFTA_90197841 EFTA01307107 SUBS lies Financial Seances ex Private Wealth Management 299 Park Avenue 26th Flsor New York NY 10171-0002 GNP-83056844730419 Yr 0 Account name: MISLAINE MAXWELL Friendly account name: ind CasIvSaviry Account number. Your Kneed/A Advisor: SCOTT STACKMAKILYLE CASRIEL Phone Resource Management Account April 2019 n GHISLAIVE MAXWELL Questions about your statement? Value of your account Call your Financial Advisor or the RMA eesourceUne at 6004 ,44-1090, on March 29 al on April 30 al account VOW' assets 173,792 07 166,344 71 tilde oar website: Your liabilities 0.00 0.00 WWW Uncorranancialsennces Items for your attention . Help protect yourself From fraud and renew Dank, credit card, and brokerage statements regularly. Also. get your free credit report annually Dorn www.annuakreditreportcom Value of your account $173,792.07 $166,344.71 Tracking the value of your account I Thousands 6,1447 9914 4,308, Dec 2014 Dec 3015 6176 7000 173.8 166.3 OK 3016 Dee i017 Oec 2018 Mx 2019 NY 2019 Sources of your account growth during 2019 Value o1 your .xcount at year end 2018 1699954 77 Net deposits and wthirarvals Your investment return. :Duodena and interest Mcome 13.84825 Change in market value S000 yaw ot your ecoant 0009134 2019 $146.314.71 -1537A58 31 Member SIPC Cee7000300S684473 Ite7000i 03696 00032 041903057SC°, Y12357555003000) Page 1 of 6 SDNY_GM_00325067 EFTA_00 197842 EFTA01307108 SUBS Resource Management Account Aphl 2019 Your account balance sheet Summary of your assets Value on ApnI30(li Percentage of your account A Cash and money balances 0 00 0.00% Your current asset allocation B Cash alternatives 166,344 71 room% C Equites 003 0.00% D Fixed income 000 0.00% E Non-trade:offal 003 0.00% F Commodities 003 0.00% G 000 0.00% Total assets $166,344.71 100.00% Value of your account $166,344.71 Account name: friendly account narne:iii. Account number. Eye on the markets Index S&P SOO Russell 3000 MSC I - Europe, Australia & Far Cast Barr lays Capital U.S. Aggregate Bond Index Intorest rafts on April 30, 2019 3-month Treasury bills' 2 38% One-month LIBOR. 2.48% Your Finoncid Advisor: SCOTT T KM Y API Percentage change Apr 2019 roar to date 405% 18.25% 3.99% l&60% 2.91% 13.33% 0.03% 2.97% CeP70008009934474 W10001869% 00XI2 Cri 9030575004 VI 2357%500000W Popo 2 of 6 SDNY_GM_00325068 EFTA_00197843 EFTA01307109 *UBS Resource Management Account Apol 2019 Account nome: GHSLAINE MAXWELL Fdendly arcou nt nome' ind Cash/Samd Account nurnber. Change in the value of your account Cash activity summasy April 2019 (SI Year to date (1) Opening account va lue 5173,792.07 5699,954.77 Wrthdrawals and fees, ncluding investmeros transferred out -7,775 92 -537,458.31 Divdend and interest ncome 328.56 3.848 25 dissing account value 5166,344.71 5166,344.71 Dividend and interest income earned rot pv tan er lb, aement, leablIty ei hitast sed declend incorne hb teen cluerenreo fron a US ta( leterhe9 per$Pedve edel Kreft the residente ot the seccunt Midel extOunt ta. Ol blad ta. rome imeren and°, cia*nd palmens me/ fun be obsen lo Unled Slam (US) anda Puerto co P (N0 inkaer ura The <hent moniNy dalen-sent is not Inlenae0 to be used eg tanna be sekta an fa la inntatt c knis shou0 ein to t be ai etle te« reden. ng formis Inni tesene flom UBS annuelss str h es te* Farm 1099 ara the Farm NYO to, im repatmrs micernan it is the pacnce ot OBS to Ne Me aps:kable ta ftp011ong fornt Mai the US inlernal Raenue Sende avd PR 'kraune Depannlem, mel in sablar/IS acerately desRty anderas anda fl etta as Ia eonµ Ot lastierxorne nedst tursul yta nasidual tat papaer Apa 2019 (1) Year to date(i) Year Reaecial AdViref: SCOTT STACK MAntLYLE CASRIEL Le Arcoam arnwly Me mon/blar:atar ~eten your Sneip Osar xe 'naua in the cpenn; and dam; balands kaue FOK «uante aret to adm at OBS Bank USA and ål barm pante:ab% n tro UBS FDIC nsured Dart itaram n Coes na ddlY 10 ~NS al UBS A0. szarnfow aen WC ototechon sies to money manet ~ap lund heidra: dd nce tank deporh Seetartant nto-mation gavl your :Irene« ca the ist moen:d Ibud:arna" ata"• April 2019 al Year to date (51 $0.00 50.00 328.56 3,848.25 7,775.92 537,458 31 58,104.48 5541,306.56 -7,775.92 -537,45831 -328.56 -3,84825 -58,104.48 -5541,306.56 50.00 50.00 Opening baknos Adda tona Dividend and interest nome Proceeds from nvestment transactions Totaladditions Subtractons Other lunds clebled Fonds withdrawn for investrnents baugtet Total subtractrons dusing balanse. Taxable dividends 328 56 3,848 25 Your investment objectives: Total turrekyl year $328.56 53,848.25 You have dentified the following investment otsectives lor this account. if you have Buestans Total dividend & interest $328,56 53.848.25 abOut these obfficoves, drsagree wth thern, or wish to change them, please tonatt your Fnancial Alvisor or Branch Manager You can find a full descipticn of tte alternative imestment otjectives m important in fonnation abovt your statement at the end of this document Year ~are objective: Colten! intome &C.aNtal appfeCiation Year risk profil,: Peimary • Moderate Investment eligibility consideraticn • None setected Crd7000~68405 !SMOGI 05696 00032 0119 030515034 YI23575550030000 Page 3 of 6 SDNY_GM_00325069 EFTA_00 197844 EFTA01307110 UBS Resource Management Account April 2019 Your account instructions • You, acoxrit cost basis default closing method is RIO, Kest In, h -st 044. Account name: friendly account name: Account number. Your l'i Nokia Advisor: SCOTT STACK MANLYLE CASPIEL CI,P7C00*Cen3 470,7%018669600X¢ Cm19 03057%04 vl 2357SSSO 00000) Pogo 4 of 6 SONY GM 00325070 EFTA_00197845 EFTA01307111 *UBS Resource Management Account April 2019 Your assets Account name: GHSLAWE MAXWELL Friendly account namelnd CasliSaong Account number. 50me poccs..r«mt and fkarcni w4laCS shown may be axeovicame As a resit gam end losses ma/ not be zmitedely reflected. ace important udamefroo altoo, >out statement S the end of Ms domineer for me/ information Veer Memoir/ Advisor: SCOTT STACK MANTLY1.8 CASRIEt Cash alternatives Money market funds Was, made, 1uØ se tether insured roe gumotteedLythe tedeld Deposit insureue CevPoIaliOn or an) «het gaernmenteCerCY hoinlitiond Prcre erkficoNlidOna munigsd rundt mod fir:4 ,11cl, net Sid 'on MA14 per snare to 1M neacesi tl 1 Øh of a rent reg. SI CCOZ3 Gmarrreem and reialreoner marlet funds sull tetanset to trax-xt a a stab.. f 1.03 net mel rim aribough money market funds seek to muttthe .aue el 'our Investment al SI War that, lies pos901.1010,, money by ~mg in these turd, To: a, to~ostod ruelde d al n.nveaed chide nck n does nat snub any ca.h <We» nds nIt eetala IX for the eiteposes of cdentigang hieingpen« or cod banter* share: Sou reeetw, each time Sou ,cotes) ehrdendS be< <woe a set:dial, la lot. Cost /row o the oars purcAr.e cost of the secutty, ricludng reinvested clydernt The cost base: may need to be ad inted I or celum Cl caatS rain-eves in orcki to detem•ne the adimmd cod ban: lor tar revelom; almost, Na( hast price Nutter Awkwa0e CtI(e Olem ficldno dshaes act share If) immanent CS) U85 PRIME RESERVES FUND F.5 SA Apo r•rf-nt o=ld 241% Your total assets Unroalrea (tad gam or ba It the df finance between the «trent taue and the cost bans rid~ Treaty be your tamde gan a loa 4 the seemly was sold on Hut 4.1e. The uncoaneel (tar) gan or lox may reed b be alvsted for return cf alytd ~rosin «lottoget Krone Me reared gan or loss for tsr reputing purposes. mermen/ mum is the current vet* no nos tee mom, 'cm ingested I does rot Include~ INA ate not relledeclon your sketemm, liactridng shares OW hare been realized as Witt scan ce aloft I Ma Øs not include cash dndends that svite not reinvested Cent Net per Share OXIS (S) on Ap 301» value on Aar 30 (I) 166,344.710 •••This Information was ~abble.. • 1 CCOO 166,34431 mew on Apr 300) Perm:age« Cod your account boos(» unredued imestment Iaddng gem orbs, (» get urnIS) peocd larnared unteMod anna 'ammo (Si gain cr lo:s Cash altemetnms Total • Missing cost bait informal/at • Meaty market funds 166,344.71 100.00% 4.009.00 $166.344.71 100.00% $4.009.00 Cr.70003005684477 NIo0001856980C032 0119 03057,,P3a Yi 23575550 030000 Page 5 of 6 SDNY_GM_00325071 EFTA_00197846 EFTA01307112 SUBS Resource Management Account April 2019 Account activity this month Oate Act Deunsaton Account name: friendly account name- I Account number. Dividend and i stunt income Toms* d no: lend s Your Pinandai Advisor: SCOTT STACKMANLYLE CASRIEL Amount II/ AV' Os:lend U8S PRIME RESERVES FUND 32836 SYMBOL UPRXX Total taxable dividends Total dividend and interest income Ode Asram $32656 $32256 Mount Other funds debited Apr I Transf- TO -7,775.92 Total other funds debited .57.775.92 Investment transactions For more inlOorellOn about Ire Me value Orono for reStriderl SNOWS. Set vapottane nibtreition about your moan at en meal ttos 'extreme Dale ACtisey Oetniption Oa/nifty Thor (S) Price 0) numb Ron Investment trantaplon) (s) Funds vatIsdrenn ter InveSertelS DOKIII *clued Iritrtft (1) Apr 1 Sdd IRS PRIME RESERVES FUND SYMSOL: UPR)0( 4.920 Apr 1 Sold UEIS PRIME RESERVES FUND SYMBOL UP R70( -7,775.000 7,77592 Apr30 PhenetinfOnt MS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 0413019 SYMBOL UAW( 0.560 •0.56 Apr30 Reinvestment MSPRIME RESERVES FUND DMDEND REINVESTED AT 1.00 NAV ON 01/3019 SYMBOL UPR)OX 328.000 -328.00 Total 57.775.92 •$32156 0.70CC6009384478 tP70001869)600002 0119 030575004 scl 23STSS50 000000 ►egs 6 of 6 End of statement for a«ous I number SDNY_GM_00325072 EFTA_00197847 EFTA01307113 Important information about your statement LBS f caudal Sweat enc. (Me firma U135 financial Steven), k a mint« of al octopi snooty, centmcdty and Mons ocha-ges UBS Natal Sawn md Bart USA an rdnet skiplanes a LIDS AG ad if ilalat of U35 Seaibtes ta the Inannal statement epalbblecponrequest the Fern's ~cane often we it LlaS Faired Strom 1200 Harbor Boulmurd Mahn-en h1/ 02086 Oimont ga~ntc the ore, official goad of y~ •eS nag Swwes account Olh« records. ne.rol oiled tar claunnett. tonlanng cordlcirg data sInxid rot be Mod uSet F you bah.. thae 6 nara or racoon. Mote opal 6 mendately n wog to the Brooch Marucpr of K office senig tae cecount Al~ at !gales down are mended tot* acorn& vakaln! dra *aid not be used tor tar ~poses Pry "atyen ye. end tar lonnt.be. Form 1099. 5498. Ic s Vann 5~ tai return the Fern it reqund bylaw to opal loth* RS alherde drn:lerdi. reportabbnntnabh &Mends and tattle stied earned on securees Ned n tow account. net crated, on mg transact tat. ord tog base on orlon covered amines. Communkstione with the Finn • Flom manikin wry oral carenmorbons n wring to~ prats pur ratan. railing Yom Mrdalit Soho, en ~rub Protena Act (S A) • II Ma flawed roducn on te tcp agitate hoe of eaut Sillanine <Mt LIASF•ltiCitl Sennett UBS nancul Seduce{ cartes you mount at ilaann0 boka by yea-gnat with the rckated minx man we domeed Kut the retehantga nhen700 ~mid the teacup h to Mt »Ott Anil and wades se laird t UBS f namiel Sena, end rot the ntroolecna breed. and tco ens. (flake a ',ton of nonce a ammo to both Inns • At deeebed er te =CUM wretmentm tco mx notdy us a any eras or bad nearing &eels reflected ah your slhanonl worn 30 days Ma el eon Mad« nude wobble • hose Wed nAtontintanyAirdt a ~ran to the f nn'{ Clem blows ~am at 201.352 • 169? atou No t Waal 549101 800 A.V. to 600P M. IT Mardis though Frilly, a in toa ro to tes fra of Sewn kg.. Cleat ~pore Department. P.O. Bo. 766 Lawn Cly. la 07087. • Al statements shah be darned corrolete .rd wane non objected to n avian wahin 60 days • fa TTY services. Ca 844412.09% or from ~tide the U. S. 011201.352.1495 • hthe of anon a ~Ions abat an electron( finds tanner (BAT), bill parent a UBS Vet debit cad trantxtin cal 800762.1000. or *roe to UBS Fria-col Sean yn., ICCO Harbor Bed, 6th I kor. Wiegarkan, NI 071/4 4 Ann RMNBSA Savo Ca a write n soon as )ou can. 4 h•-• hit sat statement a recap( e way et dynu need mat Sanwa arm a transfer an the statement a nape. The Fra., or Card blow Ms amicable) mat her from >co no Ito than 60 dy{ rya the fun gait you to fact datimeet ar neither* Ma or horde:taper - yaw nano and wont nunte Gt any) - Desabe the mot a the wander >co se~ about and mpLin at dealt al yar ergid >co Mew el it nara a why yaa 11~ inn dorm/Ion - Prowle the &is ammat of te waned error. The Fern a Card boa odd ~node you <rant and ra cornett ary «nu prarpty for alleged moo nawg CBS Vaaodebn cad trryacto-6. d ~lie more thm 10 ~non day; loda Mc. we aull «ode yaw arown for led ant you thr* et n Mt. to the, you vol ease the use of shammy durrg te tett> d ties ust0 tOnlitte Os ~gala Plane mix all tracts payable to term or the fmandol mimsen Mooted an to hoed of tat hahInont In addition to regular accowt foes. accords may be AOKI tonun:mu-a fees. throes ta bee ~ ran ta saurian purchases and <Knee fa u-paol awn n ash trawls. &mart ma ate transtond to other •Xliviont tat, be aspect toa told« lee WS Sweep °Mk« LOS offen cotton fa fa sweepe0 cash Rance to bark deposit accord at nan-Illuted bang and orbited Dann and norm, Market nniuel leads 0Money Ards). Dopat accent al LAS Bar* LISA and nanaddeted bard; Needing n the UCIS DeC -nand Depot Program re FOC-nstred n wean:bra wthrC role: Fa aloe ado moon, phase not wee* lak.gor Deane down el LOS AG Slanford Ban", W slyos of Mary fords Are not ~by IN NYC. Bank Mails are not protected hYSIPC 1,40^<1 fad shores are protected by SIM See "LOS I nomul Singes akcant ~cm" below. upon »am ca t hairy« an to bark depute may to *redraws, and thaw at a Meng Fond my be laiidelect and the tamed, returned to ran nos stone et x(010 Futter ~on tat amiable snap options. nardga current .tint rate, and yields. o ~table el vain das co-enweepyields, from tar /uncut Achisa a by <Ong 8C0 767.1000 • inancid Section account protediat Ihe Fern it a MOW of **Sontag ~to. Protector Corporation DiC), which woods sonnet curb:wen d as members go to E00.000 Gmludna 1754000 for dorm fa cash) &Monitory brochure nobble wean ranv SOX try The SIK met Protection Brno~ to al nooses that you hold in a prila.tbr UMW" the Fen together net celan *Balm has abo Fughased supplemental conic* The ramt am swat pouble to ad eaigble dents. rolecrob under the Resealm g 1SOOmlkat at of (Mart« 10. 2016 Saw lo poldy con1 tom and Untie oh; tan al the home hatar protected b cp SI 9 miler, m the "Magic fa a( tOket bell in a parlgultr ~CO A ful <coy of I* poloy ~deg it ~gbh upon mart nether Ow SSC pardon ra thou:gametal pranion gob t0: • Conn Maxial anon antrotted by (antl ridded an y01w «coin vale) toe hablaseay Iran UPS felted Sena, Foe eurnok tartan 6)msorescegnadab, "Wag grubb, ~be and IiJ shafts of ~MI Ands registered n the name of the wove hold« on the bah of the our a twofer agmO, • Imminent ccetlrach a rweslment Olereftl.(e 0. lamed patnenhps red Angle ~cements) ht not goateed erklir the Secantist Act of 1973. • Commocket rowans (e g. tango ~barge and pen an metal <road* mcludr0 haves ratans id cornmodtT (Pia contra. and • Depose xrounts Boone «rheas of depot«) a CBS Bat LISA. UBS AG U S branches and brit n MK ensued Daman Pray^ The SIC molnton and he tamffinnonial prontoo+ do not *Moo these asset sam d Boy ~me appear on now sidemen% The SIPC protection and the implemental prot«tion oh not prow pans* changes tri the market gad of tona evestrnerts (abet« at •nd of market movement. mar brinpeya oderemel Dividend %investment Program (13lan the age reflected el an sewage ate you may obtain the actual axe Iran yvts ImartialMusa Only Male pre, Me ~chased~ DRIP. peed sham evil be sold rd the oath toll be towed in Out sao-nt The dwdend 'enrolment VAC AIDPArd hi IA, mud ~1 dater lawn the maid age at shin. the ~NI tan resold CS.-in•liou erkwhole can my be hid n yav ward t yra are mend to a panel vat as a rattan 01 a dmalencl ~hero a ~roe. the fern mRether WINOS unit al ~et ace a accept al ~Oil OH totted bt • tharAnd clean satery. odlade y041 accord T admintotetmehoi he ~striae °baton andnth peak are speak to rot, account and may nary between >OS X<OS41. Nap. »me the Fain Prompt n wing td any tan ro change on >tar lowed mamma armament °brows For each twat bell you choose ore of the forynng imminent <baths; • Prockce Current among hrestmerds when the generic. of acme air • 'Wm.. C•pul Abp. ninon( inwsinwas «keg gronth of atop., rather than the gonfalon cd none • pro-Axe Cambium:m*0mo~ endegfin ApprecaNn hatthems scan bah the generation of rgeme ondmomh of principal Crowd rik peen • Damns", SR., tomtan mid piston. ah enrit and Wittig to the mast ordeal. men if tal moon the accost does not gene* ocinficant incent ce taunt and my rot faro pie oth eider, • Modena Wela-g to accept tone me to papal and tolerate Kale Waleyb tet heter MUM • Ancoose Wiling to accept )"41^* b fnixdi " ha, robed ty ro teal. hasream owe tent • ~toga ttgartty Comdr.!~ Isdoctod, a ~eon a the portfolio la tat accOart May ^du& cotepan nog" lamed kaidely and rag Wanly Statenwnt Isousdaaking• We mg cassoklite Mt relied wound itaserneets the um >Slott in the some ernelcpe. e.g. because they here won ate sbo matman pet dome radonsters a/bother clot al the some astest d ycv prefer to receive rod "SW itilemooll moiled n copra. arynagaat, you ono/ ceder hanehabling by <Avg »or inunnal Adam Priddy mote% name line frond, account name n äntandable *nialtname* dyton by you to hint you wit, your rhordatelPha hat ro egal effect on tar ~cut is not emended to idled any sunny. pea/At nne~lon. ~ Anent *Octet a rd adile onocuted wit yea • and 6 not a prompt or ~rifle* sht wratt or any Ina diat Mutt <al« win be ahead. Al enownwa ends» tort of bis. mcludngte At 0f loss of the antic neriareet you can chino* your hardy acute runts trough tame Sennett or by ~flatten y~ innalAdana Attoont ognriow • Vete of pow enocrodpombia Net of ends and Giadties. . Amen lxkdes agetable mil banes. vile, la "Winidn'0,611(est), and Gobi Tine Dhaates, avenged marts to market and tenon omen not held by the Frm Don not ncbde waged nositeintels a the and of K prior and omen ~wary period. a ~die nontmeet wonted stock won; and eugotattle nod *phone • babltes Whin debn Wax" ovordng alagn baht troda Ina, that acorn bison • Catheroney baba*: Total of unmated aglabb cad, DAY." p1.4 &poor Dints al almod and nog* Nerd brit. and moray marlin mad fund trap balren. a da <toe of lhottastront petal Nonioneralty Iwo wed. balances in yaw .KCOLni se asa segpntO from Other balances tad the fan my mate aydd thee lunch me adnry caned it bared Dow finch n payable rpm your demand. Ties total it nclaied m the owlet prod clang glue Leeds° ierfamenation fade:add Manton on the fnas Wargo/atlas rd &dawn, refer to you Chart Ratinonshp daemon! a Leta" Ary~t and K Genital Tenn) and Ccedbons COS katernent of Credit 'mikes amiable nAg.ementa and0ivbwws al yv au4 e tama riv rfri,h,ref SDNY_GM_00325073 EFTA_00 197848 EFTA01307114 Important information abo ut yo ur sta le me ni (COinnued) Year sea Your talure denet mosen rd oh« anna held n the odont :e the rodd he naamea arna You my al for dandy cd 'uty paret trones ae arr, trio You urry rørene ~ant used at ban folar atm Paffed any batnet dut hem Ary wcurbe, meterred roddfm dåna the diamant tindre blid al ~let vakna d the ml of the stahment p« cd • Cret bard. In *tann/q int <ost basa of he ~~ inbiled i, dataamta. Seere redueed wd.the orda«' ISS Frontal knott hanod ntormatat <bland hom torar, dh« Inn ISS rund Senut reiving ~naten korn ~hor fem« thit you mag have Øretad to lita loa-etat Adm« ltd Fim don not nd•preckntly vordy ~ela the x*. xy 'friday d an/ donnaen Ø y ~as oh« than La3Sfninc.al knue. yre .unc.gh Les F nr< d Smett, genera talde> dat ~donn e o rearne, the Fm don rot poret any nynna hat the niom.," udr 'Colt hm' ad •Urniced gan( loss' e ame,» at os tv eteak the st/tamde At niob, pkaw dama ali on tas ~mela,» malte ~chow« tala 6pasons, la ta. papm « olheewiw. A«abrilf Uroland tote hm hei fenad garrioss dafnien only toe te perod ol leme the/ se hed at Od Fem More Intethet realnatnn <ai be aaled by >as raca Ada« • Unrealiind gindlosses Whan dau is nolabk, nemnd drerfeed ~dimt, se e/kulsent kr ndactsd year lola the knallen data for ulvetut kn ~lot nry nca ral k« trana:oh Argot a d«taut' toorga+.2x.cnv Damid rd olh“ mai lon ant hitene ~han bh ro who:tron:d to nerag.0 lot tin?' Trade date' <dann ~ritt the ananlIkarodenn pa* date • Callable mourItin Brårh and pdlned mak dut the saus tab for est ~ion wil be saknad ~dk by lot Irrån araced dl Hardna a ta at eat nek n Out ruta or n nomne* sne fot då dens Cal kna ~kon is obtared kom herd patos ard Is >fancy rs rol gatranteed Otte <al baun arb/ *.al ibah anla aften dekt ~led tanna«. ml be rionted ‘Gort raguen • ~vaia Prud thiatayed lor ~in and dir daffet mai be hø« or bryet ten the pror hat su »ull aen", mene n the marki! nat ao aataraKaram ~an re d Party ~In aanah roe beisen e° be retable. bul st 03 not %danke her •CCLIX.y. We "nen* um ho clahng peke ..hen notable ot the renpol he bel and oh omn la åsted seonbes and edda crey bd dus OTC Stalin - lar aemUr ~~~ nuy ba Fritø farg a valsecnrnxbt « the mon roem pre vat ctnned ard may nol rene« i , >Rudmaket tue «dat. - Cdlan poshins rr.M sper wahoui a pike and roe show al 'de. ~roa sale' if roere kneble to cbbn a e id ld 5.anty - Otposts «attenes deromnsed n orren dhat tron u S. dottet "(Wien«, i the erehngt rate not the ~mere date - Far calanavana lening n noniortormrd denomnahrs, pete and ~tty ore fobi) rroy hon ben atjusted to f who» dcon valuta, . To oboen <dram quotatom. *hen nabb». trøe tots Ftunnel 41nd • Fluat inveRtmenta and strand ynda "nede nvanInalliab4.$ (e-cladeng drer Parttiseron Valta" end feal <stat nestment bul månes) ard sen..nvedirodacts re genera, hard/ diant Ctrl na ua oala hare not bnr. ~od wds he Stede a; and Etc harap Carrnoson ..ncke an hale stitrup lan Yte ~de ostended valna lee anna anammt innInn ref ~herd dodues fot intimlaven, 1,-(O44“ Laban; 4 not guatinthed - Thed vdarsinsyclater hbsernalk kan Pron. d JITy, at sstkh a dane .Platn-n aale *uttur& poda« yvdbe boar* d ed do not nnehnly recensert the vita su rna mede Llan Souidarhon. - thrd party 'stands of »ta se as el • dean date and are suppantio UBSFrureut Savces on a N9.Ar base byr rdnoenket valanon ten - kaua. ~ai ormer cr Øre eatroud di" d ry. ro ~Sed toteFem by the alur general orrer or Kalla bad may be catalina:I bardon Utfart ~maori kom hat tad by tid polet lo dane ter simrad mars - You han cdart actStenal ~nuen tegarcfng hr .nteu4.4,i used to derutine the eslende ot hela and the date ot he ntermathn hat a the baus Id the «trana by ontaergyas innful Adrnot - Tnrd party ordnaled vabcfs rnay br rellonni as "Nat prood" n ~al duatons' nem an ~ St« altion Ion has rot hnildd or d duble to enson vaka eten roe ~ame arvet hat amtnu ne« has losred hat ant cdIa On~ banal alle MO Coca«. «.nen • flue sold be hola, spenane old 10 the nave cd he secunty - %RO., norna an na" gaina barnet a spri« innland ralat 1 stadar -ty armtid rasart prowlxt te raka of the sonsty Ml be dekn" from ts dathaseproe - thertut ons to daa' mag aka» alba, øl andel, orane a both ▪ 'Onorui une aprananli h res dlenng det ps rna and mynt alka sd ~base - OPP and With Kfr medtas re nat ladden a nattadi doane, ~e, and re onroll/ etklid ard nen d tel on be sold. the ond ~ed may be Iss ~hoper store rann, ild prowdad fe the naus' titeiner • Reelnated ~let Fetrend annal« "Meny tro notarriet digiblr lor rd:dtc ok Les F ~ul Sann ut" the ~k« tnt el ta irenincled stodf of the satse stum as an riand vatn la the redncied stod for porpases of hi 'Memento« To %a anta dal regneled rann se <hal* lor sale. he vake rderred mag be ubstentitlif len Ilen he miurnd vale hann. • la (estrnated) namn. nemnt yetle andratt& An enmin ol ~d nome is basa, on wiren, dirdent rd niwatt ale% al tie stabnn daa be held la ene yta' kom haterne« date te ditt maur, IT,' «tomte «ank a gaalre, Malay ed ~tenkt enn» re not guarantant f• Famn! ~at mare and turnere raid lot nan ta!~ el dosen «uk' indlade ~km el vand a <meitt gits n *hen test he ni ;norne (ed tonen, >feid) traud be ownlated. - Estinded ~Y nome rd <trent yfeld end the tetut nano and yed rnehi be bier or ?daffa than the nansted ananas - An *nonneol inled norne (dvand ida innad) draded ty the <dh« matet ~brage balance e~ on the Lit dvdend et ~tnt parnent male by the nuen and annan he wedadvdeposts dart W nekt les ord >er kan the sl inndra dete a un/Arma". Aeoracy sdtorn-urd yed se not ~rand. • Anna not hold by VIS Kordial kvida (erlen assen ert nat held by herm, are rot finn the n% ~ab Or <reol Thed ~et art dnplaytd an raf natenient lee rdonnahrul depot« «dy Pedant and raten promad tro proadd byte ~nal« UBS tnantui Seerene not respristae for ha trommen rd doet ret gutane. M atturry. Gno adels ne rot podeent by SIK or the Fats tiaaamental SPC roverage • Renne 'hating and addildnal werceneation - b /Menn to connanarn on saks and 17b. kn mened neonens. wth Ihe doerbdon of ~Lut hånds to od deres roe neia os radd real* nerts hang pardon Iran &saturn ~Or )11.1‘crt ot te trutwl fult ral wo dal filen mant re ',sedan tero «kront orrponadst ra rora el sakt by LØS d a pa, cuir matal hal frk/ lo as ad" and OB le and radd a ettuner ~ug tret batats seden hid al h fun Wc arderatnlene eln rettet ~folna and ornntus vatnarg lan n conbaleancon for vanler nem smien hai .rorord to the ~ur herdt edb toet gnir" ro bid kan nirotta X44« n t amsvall and and st afart delta alun band cn the ~br of scoret at to brolterdnle hoting nutåll I✓ta,dl of th., urd I amty - ar addlin to eormnsomneemed n ~ion ne, tid saka i:bakut:n d anuly onani rd ehestrnal hal unt lo as roe anda cd "lute adv. ~ru ShainG andenlatran l ede oi the rourarce ~nem uneknaring the annUity orerant, afilirn d the nonna baerpana b tpoosen ed ha dd ~nye hatt *e datlouto - Øre and anyhrishenrnemd from the ~e and sak cl ~sin% we ander ar attlate neaw• an aninned n!~ horing ohmen from hintStures ddrladors. well fundna for inhrology ckwborneni. Panna and edutaien - aho recne trid.; corrincra ard oddr cdrpornahr fron, ~al fr.* sd enara-e. «trona prodactt eintbåbe entrd < ardontal on han ISS Brd. L6A, LGS AG Styrnad &anen ånd ncnalfelded barks hvesst. OUe hish 9000p pai n Tvi arnpnbannn rnay bo a ~Ny per accani la cr rnay be a pacentsfie ot nage daly Murt bilsers Activiy hformaron reordna <Glimta-n and aber duots nemnd n to-nectitn niti he ruos on of vades. udbadet cOten annens hatten included on ordirrninons 4,,,›Wkr furns.44 toral. ard mf b• pronded to hau domdf/ an meidd Short adling you x. eroard n hoe ding a tetudy, y umay nos a chsot dat lo dean borvann, costs Ice tet prhalr ~kr Open ordets P.93.6 ng open or '9:ed inc" akt «das dat «enos nedad by the surne« dale. Ø bey and sel tida orden re redueedbf the .navt el chado-da arr. on net tinde ds« nrith die unen unnasted otrane by yd/ nou re responshit loe orden hit st ~utid 0.» lo sd båre lo tiard ~hg con dekn hiver To cbtan a copy ol as omet Gliret Prince titrea, Please contal ytre rit".01A0C« «vet då midte hwa ffbfrtmfematonsik - ISS Froroid krotes b rot *bar* The BMA, Danen Smien Account BSA rad IRM re broken, m<ount‘ wh‘h bada tvar lo bra eng «Nat ard pal" indayNarrangen~ wen adtilabd brik are ote udpin bads. and dorskt aften to inuance and anturty doar. issutd by unalfil.i1,1 Thyd.41tY flit/ n* orroann Sva* insurne soroy sktaclunn ol LG'S Front Ul Senkes bat. - ~ment, indret rod snu ty Vaia - ton FCIC nand • No bant gunsten Mal lose~ - MIA Anane lAnagemem Att.," Binnen Saven ACCCunt ISA, BAU and niernitami Ratane Management Møde re 'addend sav« mrs of 15$ tnameal Senkes tnt. - ViSA n a regi~ed ',Ondt owned by Vita Mold us ~e Mor falda ånd und Led« Rense The ISS Isa freda <aids .rd the 155 Vita OR« frøs se ned by 185 Sank LISA dana damhavn Iran Visa U SA Incorporated Mehet regotred tradervaa. senet ~k, and regerered temd marka re el esi res~ «alpin.. ILOS Fnentialkeviom Yta Par 4IBIO SDNY_GM_00325074 EFTA_00 197849 EFTA01307115 SUBS UBS Financial Senices Private Wealth Managemeni 299 Park Avenue 26th Floor New York NY 10171-0002 OrP70354$17750519 VI 0 Resource Management Account May 2019 Account name: All5LAINE MAXWELL GHISLAI1E MAXWELL Friendly account nine: Ind CasIvSaving Account number: Your IS nodal Advisor: SCOTT STACK Mate LYLE CA SKI Phone Questions about your statement? Call your Financial Advisor a tie Value of your account RMA ReSOut«Line at 800-swis.1000. account - on acaril 30 IP on May 31 (1) YOUF assets 166,344 71 157,379 38 Vide oor website: www.tbscornifnancialsennces Your liabilities 0.00 0O2 Value of your account $166,344.71 5157,379.38 Items for your attention . molp prow yours40 from I raul and review bank, vein card, and brokerage slaternents regularly. Also. gel your free Cradit report annually horn Sources of your account growth www.annuakreditreportccm Tracking the value of your account during 2019 Van of your ,xcount Thousands at yam end 2018 1699.954 77 Net deposits and 6,1447 wthdi &sub 4546.75785 41.20 Your olleSbrent MUM, Dundend and interest ncOme 1418266 Change in market value 1000 9iia 6176 7000 157.4 • 166.3 Value of your account Dec 2014 Dec Zols Oet 2016 Dec i017 ON 2018 40r 2019 Mar 2019 on My 31.2019 $157,379.31 Member SIM Car70(03006.461 775 197000183706 00032 0519 030575034 71235755SO OCOCCO Page 1 of 6 SDNY_GM_00325075 EFTA_00197850 EFTA01307116 ft UBS Resource Management Account May 2019 Your account balance sheet Summary of your assets Valueon May31 (S) Percentage of your =Cunt A Cash and money balances GO) 0.00% Your current asset allocation B Cash alternatives 157,379.38 100.00% C Equities 000 0.00% D Fixed income GC° 0.00% E Non-traditional 000 0.00% F Commodities GOD 0.00% G 000 000% Total assets $157,379.38 100.00% a Value of your account $157,379.38 Account name: GI4SLAITIE tvt6MVELL friendly account native:Ind CashlSaiting Account number. Eye on the markets Your Plaeaciai Advisor: SCOTT STACKmanLYIE CASRIEL tlelec Percentage change May 2019 Year to dare 5&P500 -6.35% 10.74% Russell 3000 447% 10.92% MSC I - Europe, Australia & Far East -466% 8.05% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasu-y bdly 227% One-month UBOFt. 2.43% 1.78% 4.80% CeP70038005481776N77000I83706C000205190305750D4 VI 235755500=C° Pogo 2 of 6 SDNY_GM_00325076 EFTA_0019785 I EFTA01307117 *UBS Resource Management Account May 2019 Amount ilatesa: GFISLAINE MAXWELL ?deadly «Cent name- Ind CastiSanng Amount number: Change in the value of your account Cash activity summary May2019 (5) Year to date (3) Opening account value 5166,344.71 5699,954,77 Wrthdrawals and fees, ncloding investments transferred out -9,299.54 -546,757.85 Dividend and interest income 334.21 4,182 46 Closing account value $157,379.38 5157,37938 Dividend and interest income earned for PU COLO nil thS Ofgefnent Welly of Inkiest an <bar Intent ins torn *Rime« hen a VS tai tee*" nO Persorove Lased Winn the fesIde me of the «COO, rider. aCIOunt ta. of prodim ta, sane imernl enter 6:andparents ire not be Mint lo tinted Lees (UA cede Puerto flicia (PR) in<orre tees The (Tent monthly statement is rot Mended to be used and (enrol be retied wen foe la ImPnset dents shoote: der to the app ice< is itlaring fors they retell. firs UBS annuedy, sigh as the ferns 1099 and the Fars .010, too lX, retorting infoonarn tt is the peaces. of UBS to fie the eacteabie ta, reporting logos with the US Internal Irenue Sersice and Pa Ileaury oepanment. mg in such terns acct.:air (leafy de:dui:fiance« ireeresz a tee carrot Of team terre. Mee consul yen ndvdual tat morn May 2019(31 Year to date (1) Your M model Advisor: SCOTT STACKMAIILYLE CA5RIEL Le Aecoura anent), tha month lot agate Baron on your SweepCroce are inducad in the opeorq and dosing balances sits el)K insurance ran torpor at UBS Bank USA and al banks partcpabrig nibs UBSFCIC Muted Ottrlit Piero I! reS na aXty 10 deposes at UBS AG. SilantOld Branch. SiFC ptoteeton oriel to smarty market :weep fund hoidens tut net ban &pouts SeeImportant mbemeten &beet your eseenene r the Ist too pre: of Ihi:doss:flint kr &le, . may 2019 II) Year to date (S) Opening balances $0.00 $0.00 Addireons Dividend and interest tome 334.21 4,182 46 Proceeds from nvestrnent transactions 9,299.54 546,757 85 Total additions 59,633.75 5550,940.31 Subtractions Other funds debited -9,29954 -546,75785 Funds withdrawn for investments bought -334.21 -4,182 46 Total subtractions -59,633.75 -5550,940.31 Closing balances $0.00 $0.00 Taxable dividends 334 21 4,182 46 Your investment objectives: Total current year $334.21 $4,182.46 Total dividend & interest $334.21 54,182.46 You have identified the following investment otsectives for this account. if you haw questions about these objectives, disagree wth them, or versh to change them, please contact your Fnancial Advisor or Branch Manager You Can find a full descripten of the alternative investment objectives in important in fonnation about your eta femenrat the end of this document Your return objective: Cuitent income 8,<aptal appeciatite Year risk profile: Primary - Marinate investment eligibility consideration • ',Kee selected ChP70003005.481777 WM00183706 OCCO2 OS19030575004 Y123575550000CCO Page 3 of 6 SDNY_GM_00325077 EFTA_0O197852 EFTA01307118 SUBS Resource Management Account May 2019 Your account instructions • Your account cost basis default closing method is AFO. Kest In, Kest Out Account name: GHSIAtIE MAXWELL friendly account name:md Cash/Casing Account number. Your limeade. Advisor: SCOTT STACK MANLYLE CASA'S'. CW7=9005481 ne TrOGOI 83706 00X2, C619030575004 VI 23575550 00000) Par 9 of 6 SDNY_GM_00325078 EFFA_00197853 EFTA01307119 SUBS Resource Management Account May 2019 Your assets Account name: GliSLAINE MAXWELL Friendly account name:Ind CasNSanng Account number. Some Ann, 4xCivne andConcnl edst$ShOten may be aporminwie As mesdt. cans endless.. may not be Emmen& reflected See InpOrl0nt till0InlateCn elawt000r Statement a the end ol ths dxurnert Col ntr. rIcordttcr Writ Fadden& Advisor. SCOTT STAG MANLYLE CASRIEL Cash alternatives Money market funds Wray ma let flinch at nether instant re, guaranteed by to fedeltl lama Insurence Comm/Aron or any other gnemment b/rey Imtitutiona font et10 until04nd murk pd funds roust flea their net asset talon (NAY) per ore tome neatest 1r I cceh d a Cent (e g, SI CODZS Gotterrrnem and serail irony marlin funds nal c oreinn lob/bat a a tilde 51.03 net asset value //thou/ money market funds seek lo resent the rased sour anwswent a MOO per shah its pas9bk 101o51 money by . (Atom() in these Swat Total rameorted c Melon, of al nnvested dudenes n does rat inducle any cam chum nth els rd a Is at for the croposes of cleteminng hating pen= or cost base Ihe sham )du ,em each twre you tonna dudendS benne a separate Mx lot. Co:t toss is the Iola purchase cost of the securty, nthaing reinvested dkntera The -cort basis may need to be alusted for celthei d capta pagrorts in OrCei to deternne the .dental toe bans for tat repOning What. Mane liddng d Shoo U8S PRIME RESERVES FUND 157,379 380 FA S3,7Ah C.rtorit yield ? 38% Your total assets PorCheSe Price Average Ante Client per Share IS) imestrnen thlioalced (tar) gam Of Pa it the Offen/me between Ihe citron, vane and the cote bags ad woad gentry to your taste ga n a lost it the smog was add on teat dap She erwaned dee 9anollA11 may ree.:110 be edusted for ream of optai wants in order to Clete mot ere netted Gan Or /on for tax recoam9Pnrcoses firmamenttown4 the current max onus the amount SW landed I dares :10: Include daces Thai ate not reflected on yew gaterrere: includngShOntS Tha have been realized as ether a gam a MOSS, I $9.) 0:eS not indtple cash ch.aenas that nese not reinvested • •.This ridotmation was unewaibblett• Van on May 31 (5) Cog Pine getable* bads (A en May 31 (II 1 0000 Veen CO Unntlatd M8531(5) con ono% (3) 157,379 38 Parc/heard Cost your accent bras (S) Estimated allrua inceme (SI Innstnem hddhd cetera :5) han013 Witeaded dad Cr :MIS) float. altentertnees • 1.1440/ market. funds Tot% • slissin; cost bait inlannsam. 157,379.30 100.00% 3,746.00 100.00% 33,746.00 4157,379.38 ChP7C003005/0 739 ItaT000183106 00032 OS19030575004 Y123575550 OCOOCO Page 5 SIDNY_G M_0032 5079 EFTA_00 197854 EFTA01307120 SUBS Resource Management Account May 2019 Account activity this month Dividend and interest income iambic thwlends Other funds debited Account name: OWSLAINE MAXWELL Friendly account name. Ind CashrSaving Account number: Voter Pi mamba Advisor: SCOTT STACK MANLYLE CASRIEL Date nanny De minion Annul lb May31 Dividend U8S PRIME RESERVES FUND SYMBOL UPRXX 334.21 Total taxable dividends Total dividend and interest income ale Litho Gest Ipton 133421 133421 May 29 Transfer TO -929951 Total other hoods debited 49.299.54 Investnwnt transactions kit intorin3101 &Cot Ito onceMae snonn for reStriCtedSeCultieS. See 0,00rtatil inibisaitiot1 abaft your StltMerif ll the sod cif toss cbctrrent. O$t Actinly May 29 Sold Ow lotion IRS PRIME RESERVES FUND .0 540 SYMBOL UPRXX Proceeds Iran Funds investment rethdreern fa Act Ned OurellIty Pave ft) mot (5) ItansactiCof (0 iniethrentS POPP (5) Warned (I) May 29 Sold UM PRIME RESERVES FUND -9299.000 9299 54 SYMBOL: UPR10( May31 Mime/tuner IBS PRIME RESERVES FUND DMCEND 0 210 .021 REINVESTED AT I 00 NAV ON 093 V 19 SYMBOL tWRO( May31 Reinvestment IRS PRIME RESERVES FUND DMIDEND 331.000 -33400 REINVESTED AT I 00 NAv ON 0931/19 SYMBOL UPRXX Total 1929954 433421 cwnoceoosoei iBO trocol 93706 ooze, CiSt 9 030575004 v123575550 000000 Page 6 of 6 End of statement for account number SDNY_G M_0032 5080 EFTA_00197S55 EFTA01307121 Important information about your statement IS Francis' Snots am. (Me firmer UBS 'intros Seemed. as a member ol atprndpalsednty, canna:Sty and options habaes UBS Enamel Samos and LIBS Bart USA re tilted obsclas at UPS A6 rd if Nies of WS Smuts11C the km% frontal laterite. it nobble tor request Therein's ennutto offces re at LBS inarcael Senices n. 1200 Hata Boulevard Waharden W 07086 IM flainnt r•r•contc the ore, atrialWWI of you rnmial Seems account Other records. t**91 064 In clocurerts. e Wring coracle., elatitshaid not be relied boat F you bele* there 6 rarer a emotion ohne report a marredately n twang to the Bergh Marucpt of der office wren; pa roles. Atha* al Mures dorm re melded lobe acorn& inane% data tail nos be tied for en rowan ray *Zs" )'04,14 tar lain. Se. Form 1099. 5498. tic )Man Frani, YOU. Ire return the Fen it mound be taw to sepal to he RS all untie drglords. reoortabbnrtnabb dnidends end !nab* Merest earned on tecuntei held n sots recent. net proceeds on sae prole am. a4 curt basis on clean canted :taints. Caremankations with the Finn • neat fe.Welinn ay sal orrenawabons n wring to further pram, you firm. raort3 your butt to Sena pi traitor Prot•Onn An (S A) • II tho Oneidd cacao', on the fop leer cite More of thit isienere 6n1 ASS Felting SMACK IASI MANI Sows cartes your roam at (hang &Ow by rarer* avir the rektod f 10 *A On We ntOnnwl pad the FAS:orb fltoInro oPentd. theratan h By case. as kali and wades we located a UBS Franco, Sown ad not We nod Ag brcter. and saw ens. make a opal of any ma a amnion to both In, s • As devised n Re 4CCCtal Wrementz You ma! notify us of any eras or bad nrolmorecls reflected a, your searomont *mho 30 den ether it was Mad a made notable • Mem drat OnTOWoi Welitninit a VtIlinti to the ern% Clone Mica Deparement at 201.352 • 160) tol.bee a B00.35.9103. 81:0 A.M. 1o600 IT Made, though Foley, a in led cg l0 CGS nrool 5e yce+ax.. Clore IttleMon Department. PO Bo. 766 Lhon Cep In 07087. • Al statements shall be deemed complete a-drone it not *bonedto it rang stabil60 days • for TTY sewn. Cal Bu-612.09B6 or from outside the U CA2171.357.1495 • h (Me 01 elt011 a 0..knIOIS *OA an elnera fats trier (Efil bill parent a 1.135 Vet debe <ad ',nixie:meal 804762.1000. Or *Me to UBS f narcul SWOPS ex.. ICIXO Harbor Sad, 6th flow. Wishaelln, NI 07084 Ann RMNBSA Sawn Cita wale n soon as )C•J <an. sae hit pa statement a /wept 5 won) or you need more Mammonabout a transferal the ironer+ a mecca The fern or Card basun aroluble)rrtni hear horny:ono lie than CO days aria Verem sea scoevfnt daternire al *rich th Ma or Problem *Pend - Prow:. sax name rd accare minter Of any) - Desoto the error or 04 transfer you so kilose about and Api , *chief", asyty cal will )co We. A K n error a why pa need more dorm/hr. - horde the dollar amount of to expected error. The Fern or Card basin. nvestore your <emplane and on correct airy at prirrotb• Foe Anted cats maw .?l 5Weeckbo cad transacto-6.l we tie crone thin 10 banns day; to do Iht. we men & you watt kr the anate you the* is n MOO met at Waived rue, the ute of money dung to Imo tales tes to complete at ntesIdatran Plea make all chocks payable tote rem or the faincial nrittbsien cdcated an he arra of to statement In add/ionto roves roam fens, accounts may be 9beeet toman:enrol fees. chases for Ire payment for retort.; purchases and charges fce u-pa4 anions mash reams. AIOT.ret that re roanefand to other oblivion. may be sullen to a tinier fee WS Sven* °pekoes LIBS cite options kt sweetwq cash balances to bark depose *comet at ncebailluted bats ardaHilated bans and nay Markel Maui lends (Money fbrds). Depose accosts at LOS Bari, LISA and 4:n.21th:cod bents priming n the UBS RIC -Mend Program art MC-nosed n accordance wthDr i C rule: For mam riomtabon, please wet maw tocsin. Depose account at UM AG Slorlad arch rd tors of Nasty finds re not ivied by the FOC Barn deposits are not protected by SIPC Monty hnd shoes we protected by SIPC See "WS Inmost Services Accent Pretence' below won at masa baron altobat alma may be *redraws. and sham of a Navy Raid may be Itiadaled and reamed, retired to pa a cow tOCW4OS woosd Fallon en:moon tout tradable stamp options. nclxlma eaten meant nines and yields. basalt* el www bbs cansweepmelts. ban yoke Channel Arno a by <aim 800 762-10:10 UK financial Services account protection Ihe Her it a member of he Stomas nada Praencn Capaabon (UK). which VOIPCIS wisest customen of OffrOfbelliAt to 1500.000 (nclialmt 1254000 fa dame fa cash) &planetary brochure nobble tea, Muni a x wave SOX or9 The SIPC ate Cnalection lints ;pet to if newts tot you hold h a prikular browny The her, *tether with clean affilates, has abo Pschosed supplemental cosine* The rroarbm a,nrl parable to adage* norm. coltrob under the prolechon 1500 mllas at of Decanter 14 2016 5ubpo tote coley condi." end In bah al ale 6 ho( prOteCted lee gale SI 9.'4101ln Ow aggregate ltf you anants bed n a probate (Aar ty. A hal copy Of the poloy wardirs; it amiable boon retort Wetter We SIC pramlon roe the steaparmetal Oltfle1WOly 10: • Crean 'nabob, nun anvoried by fad molded A sit lad" yawl bur led away ROMMS financul SNOCel is enwolt orlon 0/inv.:extort/loll, na.drsa drub* tematos. ind sham of mewl Ant no:need r, the name of the roam holder on atebecks of the out, a trier nee), • Penmen! carts a nwsinerst nlereS11. le 0. tented patnenhps ard aerie placements) that re not reacacd under tie Spumes Act of 1932. • Commocarot <crtracs (e Lire oahargo ad pre< as metal colliaolf./. int lodot) oteirlat wd lre l"Cdt7 (VW. contra; and • Depose accounts Oncept trek**, of deposit al U35 Bre LISA. UBS AG U S branches and brit n It* fOK bestedDepose Proorn The YPC prolKIWI and Me ta.ppetmenial pronto" do not apple to these rime earn if they armee< amen onyx.' stiernenti. The SIPC protection and the supplemental reelection cb not protect agent changes me the workes veer of yes evestrneres Wafter es a mu, of market movement, is,.. branWtYa othenbisol Dividend Reinvestment Program DNA The r^ cYrgthChfd an anrale VC.. you may obtain the actual ace Iran WO, Hamra Ad iser Onlr Mon chef we me thamd unde DRIP. partial shoes mil be sold rd theta WI be &pouted n your xcc•-nt The dredged 'entrain,* once stabolod by she issuer may defer from the male ate at which toNebelsham refold Cads-ireliett 0 * whole' tan rosy be held nye' ware d you re enured boa panel vie as a wail of a &Mendburner or ~roe. The rem weether sell whet unn at owlet ace a accept at SWUM determased tat a reaVend trans army. rd credo yobs OCONWI Immanent objectives The rwestmat objectors rdnsk bred Ve are speck to ear account and may vary between your Nap. aced therms prormlbra waling ol ay Op/Cant Can). A so-flawed maw a Inostrofe oblectiws For eh Account Mkt you <homeore of Mr &bong imminent thaws, • hake& CurrentMont Inentmerts team the otnereicn of none aly • Atha., CaptarAopwarbet yynninwits sting growth of amp., odor ten the genranxi mom • Probe* CombnetcAoritkome owl CAMM AppfeCkiti3n eareumerns seeking tar the generation of mem, erlgomh of principal OvreN fhb frrMFNee • Conanvolne Seen tO martentali anal web lore ridc rd salinity to the acorn *mat men if MO mean the noose does not gene* remnant roan, u fauns and my nOt loO0 pre en.. nbM • Moderate Wing to accept taste nob pnecpal ard token, sane said ey fa seek sine.return • mates, With; to accept NO ^*1° pnrKpal ale hgn sobbley to cud ho ()mint oar lea • fen:owl ArAty ConselorrAA I **cod, a paten of the patlao for ha roan fibly entlud• *amps,. Ont•Ciott. leered Iranlm and raw yarn,' %element Thossaholdrer We may ccesso-dalt al retrA0 account itaWnerts sitm the same xklms n the sane ernekoe. e because they hem wenn who abe martin pee accee.ni /flaw...hen a+ other okras al the sane eotess yea prefer to mew tnd ideal statements mailed n copra. enscbspos, you marclecloo hooter:king by calrg sass throat Mama Friendly wow% name Rte kende/ &awn name 6 fa tudanctible •nokrorro• Masa, by you to ewtt you wit, you reosidttepro t KM ft, kV] effect en per IWO" IS nO1 mended to (Owl fry stn. Want, fttlefiroalilna, mertmentcbjectne a rd: pohle minuted wit you 'COMM and a not a promo> of garflee that wrath any Internal mutt. aria wit be when.] Al WOOTIOtt WOW teed of lab nekedtv to nit of loss of ten title etamma Youcandung. you. Pronthr rattle names throe* Oran. Sanas or by caaace4pr inabulAdmor Accartomnriew • Vete rat axe accocrot9aambia Net ol assets rid bet • Abel Preludes naafi* UM biros. solos for 'twinedtaunt/ fest). end Gobi Tn.. Depends, vrealued mires to market. and (nun amen not held by the cm Does not mesh inked seasihriassels the add tie prior rd oaten pairmee periods. a rase onannwes. anted dock *pions and mercdabb nod *phone • tobless K1det debit Wlac.0 amtring nova loans. trod In*, that rout balances • Catht.oney Kaarce Total ol brineared notable cash talamm IAA &poor bine, al alldied rid nayafflubed bares. rd worm makes ma.* tad sweep biros. a the dosed the It perod Naniormsedly het credit balances opt a(Canl se ml from other Defames a- 4 the Fern tray toe ryda Ora lots me adnry Ian ol as banns These funs are payable con your demrd. Dv, total is marled m ten cant prod ebbing value. Leans infremehen for detailed Scallion cn the Fans Iran; practices rd &clown refer to yen Clore bebteornhp Ageernent a Anent AWtiffifffl and tie Gana Terns tad Com:Mons UBS kelernent of Credit Minket araiabk nAreem•nt and C.& busts a sawn u4 a meu en reri,lm,rrs SDNY_GM_00325081 EFTA_00 I 97856 EFTA01307122 Important information about your statement (COMmued) Yew sate Your astemesse Armes metes ed ceter nuts deld nee etas. Y the end of the afflismeril ynrc<1 You enry ail ta 6:Mai:fluty pad stones xytoro You murraene when*. used at loan <Arra Om • ing any bolase due on them Arr wcurbm vadered ro the fem dreg the statement pen:Owe heed el met« aka« of the end of the statement tamed • ~bd.& hdttemneg the <on ban of** sewn« included n eksamme *Sege "dated was the nurrte l8C Frontal Senn« has Wed a ref ormaan <blared Irons ~on other Man un nancul Sax« reledrg ~nee kan ~ha Irma due you may haw. proeded to yaw lensed Admix Te farm donne ndirpcnintll vollya gars". the xo..r dcy a validly of erg dogmata+ Ø traded scisas other than ILBShuncul Salo« akhough nrc Serve's antra eaten** Monnitie as t o mewed the firm does rot vow* mny 411.0"44 tat de nlarnalen ~Cost ban' a-d • Urreiced gad loss' n *mix* as of do date, of the statemere at ouch, pima da not fisli on to, nlarmlo-ig mike archaise Yle acmes, le In papaws a oedema A«oants translated to utfan nay felled gar/loss dormant+ only for tie (wed of line they se feta at the Fr« More historical rikeinftsan can be sided by >as Filroa Acktot • Unrealized iwintflosna When dots is nobble. Waited areareed pantihose, se akutted for c.d./clot seam bh Tie tenant0n data for Medea as mayor NWme eel lid arrenstiore. chart ada to:umy toorga.,:x.ca ~nit Oudend and deer fdry~i lots als lystarret ~chap? WI ro eachcan:in:A toOdds/cm ~aged lot Tv' Trade date" <Mann oessans tie aralkandann trade dale • Callable securities Beds and ;named deck that the owe( cab for tarYfederroeion wit be selected ~at/bylot Iran snag al nube d that eat ned n our rune or ri nominee name lot ca dents Cal kart ~bones °blared kom thrd peen ard as xwxyt not waranteed Other <SI looses may test Mu:head alai raj. canine Menacn wit be wonted w:On (goon • Prkeivalue Prat Ottotayed tameurt« and other pealecit maybe hone or twee this the ea that >nu would aCtua* wen* n tee mark« eras re iteined I ron~wd Pity s0a1 i wheh wt believe to be Sable. but we do not %wane der aawars - We genera* use the <bung price sheamiable a the Twee el taw bel and aik pikes la åsted ~as and optic:~ rig bid was kr OTC 414V44.1 - 4a anal,. traded ~nut may be rail taue a vaharon nodal or the roost record pnce ~and and may ra reflect an actual mrk« ace oral* - Cagan pottens my spear wlhoul a pike and we show as 'ace wand satin.' we ire in* to 01014. once Sce XniAny - Oepostsa utukt denomnsed n care other to u doles tat reed«, at the ~her rate ad the =timed date - Pas «news hscveses trading n nonicrienn; denomneces, price ed ante, (lace value) my haw been »utled to t ado» proper valuator. To obtarmsrad quotation.. when nobble, «dad yas Ffundul Minor • Prima inveaments and strafed ~due. novae nwwirneni wastes (rClOnq deed paletten MT«, al /eel Watt roentastnl blea scostet and strummed prodacts are gentrify rep, iuyd Cain, waived trodais hare not bee readered nth the Satin« and &clung* Carnation a anda ry state sten ben We provde estimated vans tor plate ~we wares ed ~lung ;nodes fa ntormaficnat 0,-(0:4“ any ni.n.eley 4 net guaranteed - Thew esteem* OM« sibilant", kan anes d any, ai which a pr wale ~anent 14<ls structured product may be boat* e soll ed do not mi assely inseesert the vela yter mw receie Lian Souidadon. - Dad pst, «linen of »is se as of • calan ebb and see SuppOn110 UBS ;toenail Save« on a «We ban by a'. ~km "Marion fern - ketee. ~at pens of caeca oatmud rate" d ry ettsted to to Fim by the mar. Basal pens a spews and may be <ablated bawds Men.« nkern6nn ken that used by thed panes to derive ter nimited saual - You can clean addicnal Hammon regeacfng tie ,..teu4.4,gg used to deterrent the einved value and the dale of h nterution that n the bans la the «taut* by ant actrgyea FIsanea dicia.or - med party «united values maybe reflocact as 'Me aced' n areal snakes' were re rdapenlant valt% Inn has rot ~led as ur lue 10 .egna yaks hem we become ~se that a ~end here e va ,oared Ina ~guile peretayraØed ale na cuesron. «Men a value maid be highly spaulen Oat 10 the nave 01 the fts<0nty - Whon nodose ao aur, gear, partner or spada «Inuad ea,* ror a ewdoey rifled rag prow:lei the vale d tee sonny wit be defaced from te patch». pree - 'Dated ens to date' mag «bade ravn of mane a both ▪ 'O grut unt sete ~ewes tie Mal editing one pee test end myna reflect >as «debases - OPP and Wined KIT s«,dres re ra lead on a national wastes entenae, and are gavery skrid and men I the can be sold, the once received may be Ins tan to per shre tarot«, value promticd re II* aCcani predele • Rearieted ~lee PKCNII.d ~RIM "meaty are not arm* Sigel* Sy otte sale Les Farssul 611~$ uses tie mark« once of tie unalreled godt of de sane issuer as an waded yak* lor the restricted slo:k for p0Ø3 of ty statement airy. To thy Moil due celleled wades se elgbk for sale. the vele re<exed may be ubstentital len than Ine nweed aka. drawn. . la (estanate4 yields and ruven. An namne of arva none is bezel nn current denied and ~rain, «urge. seamen &I be held fa one yea from emend dale a abl mean threes:Mate any a gudetro, afanCy ed catnakil mime ae not guaranteed Ennead mad mane and canard raid la <elan MP« Of ~ion toad inckde net" of Preece' a Wittig" n talon <wean eft name lard anent yell would be °wale& - bladed .nya mane ed oral Weld and the actual none and yeld mica be beer a het* the, the earorted amounts - An onmasool rmialrod income (dinclord ender Merest divided by te cum« meet ~beige bale« A~ on the tart dividend ex mew pa/rant madebites man and awns tie ucat widepost. wit be hb la one kan the st seed bate or untilmeaty, Acosacyrdeortnuidyad se not garsaid, • Asaitts not held by tIgS financial 5•IViDel. Calton assets are rot Atli by the rem ard ny1 *Ann the leas ~senor meant These Met eie &pined on nos statement for damned pØ only Potions and at« preened are prorated by the nun, ben UPS anedui Sam« not reseentats for rid Maniar radon~ Gutman is, storey thew awes at radl Neale/ by MK a the ferns teahenents1SPC Ør.94 • Revalue sharing and Sditanal ~nation - F //Mein to commensal sales ad In. I It« mewed nonnedor wth the cherbacen of mutual bedstoas dents we ada or atfliet maim mans Meng p,7, nit Iran daneasal ardor >dotal ot zbe mewl had t,ai we cell Thew exists re bawd*, two dellaot orepeentst sew ~ of saes by tBS of a PanCislY MAM, Ville* to oar <belts and Oa the as« gated a ~Cuts ~ballad le/s sears held .0 It* firm - We endow alp lair eh> ram, networang and antas tomsag lees es consekratai le trader nerd writes tus so grade to the msual herds. These toot gem.% re pad from meow autos n the mewl tend and We a feeddata amorin based on the rants of account at thelearadater holiag meal finds of the I urd lan ey - tr addtie to cormehan reared n ~ion Mt+ tee sale or dead:whom of nutty <Øx% ed ura nwstronst and vets load clan, we anda as "lute main men.* 5hhliM arransen Iran enry of the rounrice ~verse, unclenweng the annuity oreracc, affair.« of the nuance COrrpinsal a Sp00163 01 da use ~Me* Inn« we darbuTO - In addition to anans.sis recited Iran th. tamt and sae of NedShes fink. we adaOs aftlate team? An ,whaled ~A snoring women, korntkeShres chartaAors en well as lundng fa Icahn:kg, development traitg and edema, - 0v 411,1oles oho recs.. wring commissars and oter carpornee from Tr-dualfun* eel rearece cØ« shoes pec&as vLo dabs.. - We owei* correoniato, Iran UN Bel L6A. AG Surdord Chinch and nealf .1.sted bras *resat. our cash Map pre/ rot NI CernpnoSafren may be a ~thy pa secret fee a may be a wants:ad ~age dal, depart telexes Activit? Munition regsdroarnmnsem and other ~an incurred in to-nettle win the neon of treas. reladeg gone virceans hasteeen ncluded on Ccesliernsinny r 4,1~ furnsMid 'CM and vali be e nded to >co tromd/Y an neaald Shen selling you re .gaged n that soling a seamy, you may • a °woe A* totalan barowna oats fa that Whale security. Open eras« Pagnhing open or 'Ted idloteakt orders that en not ~mad by the darned dale, open buy and eel slop <rim re reduced be, theamount ol einidects a nees one an n*dinde daa writh date unless nansad ot.rwee by you You re responshie la ada« that re tamed ali to ywr false to can te ~Sting OW Øn. Privets To °Mena copy of as carat Clem triacy Notke. Plan~ yet, relln041,16AnCe a yet as waste a - %BS tneciaSeroces b rot• dirk The R/A4, areas Sea:Account BSA ed NIA re brokerage a«ouni‘wh‘h pease!. access to base erg «teas end pales le~arrangenents doen ablated bat and dew ihedowty bunts. and freaks Keen" isvante and anrasity vestry issued ty knaltilatal thrdterty n• ~panes avast, murene samy se.hsclunn of LBS Front id Senkts - Keane«, Mace. and sau ty lanX1.416 - bla FDIC mind • No bid quarter Maylose~ - tMA Rasarie Iteagemem km" Busiest .anicet Account BSA, RMA and manatees Ratane Management Accost re mastered 'ewe nurks at lg6 frumt Seniors M. - VISA is a agittened Vadanalt owned by Una Vawrubetifi Sir«. Atueutai and utad aide lame The WS Use credit <ads ed the UBS Via Ø<s + CJIS nard by I oe 5944 USA with Penrose+ Iran yea USA Incorporated Mona 'mares, mastered trademarks, serve, mat, ad regentred sannce marks re of tee respect:* <roman« ILOS Firma Stea lic Pen 701810 SDNYGM_00325082 EFTAint 197857 EFTA01307123 UBS UBS Financial Seneces tx Private Wealth Management 299 Park Avenue 26th Floor New York NY 10i71-0002 OrPnC6S2$66906i9,02 vi Resource Management Account June 2019 Account name: :1-IISLAINE MAXWELL r imm GHISLAINE MAXWELL Friendly account name: Ind CaslaSaving Account number. Your finned./ Advisor: SCOTT STACKMANIAF CARR Phone Q..s6ons about your statement? Call your Fmancial Advisor or the Value of your account RMA ResourceUne at 8008144-1C00. account on May 31 (1) on lune 28 (9) Your assets 157,379 38 151,952 18 I/fakeer webilte: www.tbscornifnancialsenoces Your liabilities 0.00 0.00 Value of your account $157,379.38 $151,952.18 Items for your attention . mole protect youtsag from I ravi and reuew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportoan Tracking the value of your account during 2019 Vake of roue .:count I Thousands 5,144.7 94;4 DK 2014 OK 4415 Oef 2016 Dec kl 7 OK 2018 uay 2019 152.0 fun 2019 at year end 2018 SE99.954 77 Net deposits and wthdr &Nab Your rmestrrent return: Omtlend and interest income 14.477 79 Change in mane/ vitro 8000 Value of your account 03411W1 a 2019 $151,952.1. -1552.48038 Member SIPC 0070003006529669 N2200030190 02032 0619030579204 023575550110030 Page 1 of 6 SDNY_GM_00325083 EFTA_00197858 EFTA01307124 *UBS Resource Management Account rune 2019 Your account balance sheet Summary of your assets Value on lune 28 (1) Percentage of you accent A Cash and money balances 0 03 0.00% Your current asset allocation B Cash alternatives 151,952 18 100.00% C Equities 000 0.00% D Fixed income 003 0.00% E Non-traditional 003 0.00% F Commodities 003 0.00% 003 0.00% Total assets $151,952.18 100.00% B Value of your account $151,952.18 Account name: 0F4SLATIE MAXWELL friendly account name: Ind CashiSainng Account number Eye on the markets Index Percentage change haw 2019 Year to date S&P SOO 705% 18.54% Russell 3000 7.02% 18.71% MSC1- Europe, Australia & Far East 5.97% 1A49% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Your ilmeecie Advisor: SCOTT STACK Fab:LYLE CASRIEL Interest rates on June 2% 2019 3-month Treasury bills' 2.06% One-month LIBOR. 2.40% CbP700080:628670 W1000301912 0C002 0619 0305750De M3575%0110= Pogo 2 of 6 SDNY_GM_00325084 EFTA_00197859 EFTA01307125 gstUBS Resource Management Account Jar 2019 Account nenne: GHSLlurIE MAXWELL Ymir Ileaedal Advisen Priendly accoure °amer Ind CashiSanng SCOTT STACKMAIVLYLE CASRIEL Amount number. 40 Change in the value of your account Cash activity summary Mie 2019 (1) Year to date (S) sire dierourer aetAlry montnIcd dotait 0:dament. your Siveep Opaorc tee wedudid In the opeorq and timing baramin saur DK triturante eplan to debout at UtitS Bank USA and dl bank{ partcpabrq tette Opening accotant value $157,379.38 $699,954.77 UBS FOC snured Oft:etil nogram Ir ores no, syhy ro dermes al UK AG. SUMIOKI &Mit, WC protecton Øk: to money manet weeep fund hcidurqs but net barn Ceposits Seelrmertare informai:in about your:f tenon< ce the Ist Mo Poe: el thc *amen, kr {Hat:. Wdhdrawals and fees, ncluding inveStrnerrIS transferred art -5,722 53 -552,480.38 Dindend and interest nome 295.33 4,477.79 dosing account value $151,952.18 5151.952.18 Dividend and interest income earned rot PO COSeSci th$ 'Liement '<Kelly CI ionien ard décima neotre hm ores doemwito 11011 a VS ta encore perspective *nard mon th, rende nce of the account rider. accon, ta, or o1Ø1 tee, 'cale inter'', amibe dnIknd parnents rime, col be y-tint Io Unted Sien (UR. zedo Puerto Rico (PR) Snorre bit The Oient motel*, galerne,* is nor Intended lobe used end (annal be umn vor le ImPZet Cie« shoote eier to the Agi Re< ta leCOrli MO foret orry re<the toon ues an/nain. ran as the Rems 1099 and Me *cm 480, toi re repose irerrnarce rt il the magne or ues ro rio the applicatle re tepOnag lotus 'eh the US internai Agamie Senne ad PR Nesery crepanmem. eld in sutte lame mosarey <rassit, dans /inca nets a la, terre or renié niant lite. consul yen richrdual tac pope'« 2019 (SI Yoar to date (I) lune 2019 11) Year to date (S) Opening balances Additions Dividend and interest nome $0,00 295.33 $0.00 4,477.79 Prcceeds from nvesunent transactons 5,722.53 552,480 38 Total additions $6,017.86 $556,958.17 Subtractkms Other funds debned -5,72253 -552,48038 ronds withdrawn for investments baugtet -295.33 -4,47779 Total subtractrons -$6,017.86 -$556,958.17 Closing balances $0.00 $0.00 Taxable drvidends 295 33 4,477.79 Your investment objectives: Total current year $295.33 $4.477,79 Total dividend & internt $29533 $4.477,79 You have dentihed Cie following investment otectives for Md accourt. if eu have questions about Mine objectes. dnagree with them, or vie to change them, pince contact your *mancie' Adosor ce tanne Manager You cas find a full descripten of the alternative inostment objectives in Important in lonnation about your statementat the end of thn cbcument Vo« Mani obieethre: Cuitent in< orne & negal appréciation Voir dsk profile: Primary • Mrderate tnéestment eligvbdity cmgderatice • None srnected CeP700030C6S286di hW/00030190g 04032 C619 030579004 vig357SSSO ii00C0 Page 3 ot SDNY_GM_00325085 EFTA_00 197860 EFTA01307126 ES UBS Resource Management Account line 2019 Your account instructions • tout accent cost base default dosing method is RFO. Kist In. Fey Out. Account name: GEESLAINE MAXWELL friendly account name: Ind CaskSaving Account number. Your El mtmlai Advisee: SCOTT STACKMANLYLECASKIEL Ne7000301942 COOCa C659030575034 Y1 23575550 HOMO Page 4 of 6 SDNY_GM_00325088 EFTA_0O197861 EFTA01307127 UBS Resource Management Account June 2019 Your assets Account name: GHSLAINE MAXWELL Friendly account name-Ind Ca* Saving Account number. Some pr<cs, mom aM «went vases shown may be toprovinvne As a testa. gam anclIosses "fir nol beae<utaelJrene<I!d See important oloimatecn afoot >our statement a the ~of ths &manta for nme •rdoenation Your Rmodal Advisor: 5COTT STACK MAPOLVLE CASRIEL Cash alternatives Money market funds Maly Magid kinds a e neither 'Inured ser Oubanteed try the Te(kite Demit Inks in(e cupootion or any Other gCnernrrynt agercy inStitutOM perry ad innitutonal monk pd funds must flOS their net aid Mutt NA' ter shut tot» niette III Can Cf a cent gt. SI COCO Goommtra and mist money mallet funds w11 (ovennut to transact at a stade f I.03 net asset value Yahoo/. meaty market funds stek to ;men* tn. vault of 'our inwswent a 1100per mace, It 2 paSSibk lOIOSe money by "eying in these SunOS Tofat reentosfed n Pre loci et al *carted dvdends a don net include any cash decant,. II is rot a Is IX for the purposes of detenonng hddrg renal% or cost base Tere shams you recent each litre you (coyest Ondends become a seghavate tax IX Co:f Ann n the low purchase <on of the securty, insuring rernresteO dodenah The con baot ma, need to be Oulted f or return ei capts pzpreret in orekt to detetenne the adjtaeOcoa bats for tax reTantO CoMMes Purchase PK« Number Average once Cheat HddrX) ce• shoes per share (11 rtneStrnent (S) U85 PRIME RESERVES FUND FM 53 571 r • r f ,;(1 p4,1 ? 35% Your total assets flnmeas'ed(tar)gamor ba et the deference between IN curom ,..áuo and the cost baat oldwould oenerily be your tayatle gan oe toss if the sectsty was sdd on this cite. The unmasked dad gan or lens may reed» be alusted for velum en coats parents in ode< to get< mine vie ream, gan or loss for tax reporting purposes I trieg(neeg reven is the cut ent value rrtnuStfe arrOvnt you ',nested r Otes rot inciuck Maces trot ate not receded on your stakewere, includngshareS that have been matted as <Ater a pan or alas. t $10 rises not 'Mode cash dredends that were nat relerretted COP Pe« per Share bag I» on un 28 IS) Value on Jun 28(5) 151.95? 180 • -This information was istmo•lable.• • 1 0000 151,952 18 Value on lul 213 (5) Peirontard Cost your account bast 01 unmated investment Haring On olio% (9 teleran) Pelted Estimated anruaincornf unman and game< las (S) &al alternatives Total • Missing cost bases mIcanwen. 11 Money market funds 151,952.18 100.00% 3,571.00 $151,952.18 100.00% $3,571.00 0.70001006529673 WT00030190 00032 061903057`Ár V1235155501100:0 Page 5 of 6 SDNY_GM_00325087 EFTA 00197862 EFTA01307128 *UBS Resource Management Account line 2019 Account activity this month Account name: friendly account morn.- - I Account number. Your Financial Advisor: SCOTT STACK FAANIOnE CASK!. Ode nanny Desceptton Amount (i) Dividend and i stunt income Ta.oble c 1/4 d end km 28 Dividend 08$ PRIME RESERVES FUND 29533 SYMBOL UPRXX Total taxable dividends $29533 Total dividend and interest income $29533 Other funds debited e A.1,..1) Dn.; epton hi) 3 Transfer 10 kes I8 Transfer TO Total other feeds debited -65.722.53 Amount (II -3,722.53 -2.000.00 Inv/soma transactions rot more isternaltiOn about lit encl./ +due plena for minded wanes. see Important ardolloatOft *CO 'out Sir/tentenf al the end ol this ex...Pent cat tiaiwy Desorption Ouallity vase (t) Price (1) Pnxeecx non IfIveAfttrill 'sensations a) Puna wapawalcr ifiveStiritnISIX44.1(I) Accrued tnler(910) Jun 3 Sold LOS PRIME RESERvES FUND SYNd3OL: UPF00< -0.530 Jun 3 Sold OBS PRIME RESERVES FUND SVIV1301: VPFOIX -3,722.000 3,722 53 fun la sad L€S PRIME RESERVES FUND SYMBOL UPRXX .2,000.000 2.000.00 Jun 213 Rem wstment VBS PRIME RESERVES FUND DIVIDEND REINVESTED AT I CO NAV ON Oar 28,19 SYR/SOL: 0.330 -0.33 fun 28 Rernwstment LOBS PRIME RESERVES FUND DIVIDEND REINVESTED AT I CO NAV ON 06/22/19 SYMBOL: UPRVC 295.000 -295.00 Total 65,722.53 -$29533 Cle700000C6529574 NvT000301942 00)02 0519030575004 Y123575550 I I0(00 ►age 6 of 6 End of statement for account number SIDNY_GM_00325088 EFTA_00197863 EFTA01307129 Important information about your statement LOS &uncial Sown thc. (the firmer USX 'intros' Strop s a a mutt' of al Knopf (*arty, cannot:Sty and <ohms hahaes LOS Enamel Sterns and LOS Bart USA an norm etbscianes at LOS A6 ad afetalet of LBS 54meitees ILC the km% runnel lament es evabealt upon request Therein's oaten. °floes re at. LOS rand Slake% he. 1200 Hata Boulevard Weehwelen N)02COS IM 11/ 1~ 1 normntc the ore, official wad of Ay LOS farina Senices ac<our* Other recordS. er.del off( el tat doomed.. e ontweng coracle., <lag shaAd rot be relied tor F you &des. Mae 6 enema a *mop" rkaxapat it nirreckielf n reritng to the Berth Uttrucre of the office swim rots oxoLnt Ara* at Mures thaw. a• Mended lob* acante. stieniert drag-ail ml be Lewd foe tat rowan rely TIeys onrrend brink C.o. Form 1099. 54%. t ic.)whm worn) as tar return The inn is mound by taw *Opal WM. RS all untie deeded. reportable nrtatabb dddends and !stable :ties. toned On ittunkei 1.6.111.". xmn. net Crated, as sifellarerlire. 4.4 WV basis On (Man amered secant. Caremunkationa with the Finn • nose re.cadinn and oral earenroyeens ri vetting lo &ether pale )01.0114 61. r<b-C1i9 low c9it Vdfe th. 54<yd es V•driter Protechr. An (StA) • II to finale.' cacao', on the asp laff ci te from of 1.4 0.1144ntri a and LIBSEnricalSdenC1.1. MANI Sews cartes your roam at (Isom tether by arra-rent eviti the nekt‘d .16144 en we reformed acted the relinianth0 'hemp) 0040 .11. thilr(a.ni e. th. me. SOY lifiXt1 and intones are localcd t UBS humidSown and not the ntroctxng Dec...4, rd tau ens. mate a repon of sy ma a ammo 10 both Ion • As ddvbed n the occa.nt Kretinents. you mat ready vi of any mot; or need nrolortodycls reeved ce. your Oa/4mm' snow. 30 days n was 01.1.<10 Mic14. soda • Meta dead custon.... aniplardi a n1p...1.11 to the ern% Clem linden C...parces.nt at 201.752 • ID* tolthee at 800.35.9I03. (MOM' to 600 IT Made, throygh Folly, a en ran ro to LOS hunt .4 ix .ClcrilbeteMore Deprive& PO. Bo. 766 Lhon CIA 1607081. • Al statements shall be deemed corrolete ahlaccesae ii not abettedto n rang stabil 60 days • fa TTY seven. Cal Bea-612.0W ot Iran outside theta Cal M1457.1495 • h(Ine 01 Mon a 0...”101$ 41:0A an electron( ISM Vander (DM td parent a U85 Viet debit card oansectiam, cal 804762.1000. of vent to UBS f na-culSewes Inc.. ICOO Harba Bhd, 6th floc. Wienastrt NI 070316, Ann Rkid/85.4 Swedes Calor/de as soon as tote <ant 6 you twit yoa statement a /wept is sword or f you need more nformaton about a tuns* on the statement a retept The fern or Card basun apolcalt) net Mr Morn you no It.. than CO days dna th• tem ware you to kg gateman on *tech the Ma or Fob*" *Pend - Prow:e wxr nano rd axare nuntee d any) - Dasab• the art or the reefer you a* wave *out and *vim *dere as you can oh/ A* blew n K enema a why you mid mat dorm/ben - Provele he dews arnowel of the expected error. The Firm or Card busied nee:baste your <emplane and teed correct try error prerrptb• For altiged areas choke"? C85, W.Va.:bon cad nansacto-o.l weir* mane than 10 banns day; to da to, we Mll mode Axe attcown fee theanent you thrir le n mot. so Ma yawed No.thug* of t* nton./ duet.; the Imo n tales ust0 complete at neesIdahan Please make all checks payable to te rem or to fnancial nfittaien Molted at to front ct the slidtment In add:conto regular accould fon, accounts may be abject tOmontenrce fees. chases to late paymern fa secure* purchases and <harms Ice u-pa4 ;mourn n ash reams et<COSO that re roanthend tootle( minder. rnay be tutted*. &redo, bee WS SW* Oplkal WS ONO 001.06.1a salet.n) (46h Rant, b bark depose *comet at err alleged baits rd atria/lad banes and money Market (Null lads (Money krds). Depose accosts at LOS Brit LISA and egn.ah Argo! bags pxlcptng re the UBS -Wised Program ar•FDC-ntwal n accordance wtheirc for mot riomnbon. please est wow Ida. re. Deposit 4«arlf MUDS AG Stamford arch ird tors of Natty firth re not hidedby no FOC. Barn deposits ay not protected by SIPC May rded thins we protected by SIPC See "LOS Inane.' Smites Saari Prenatal' below upon tar mesa lastrices mt.bra alum nay hi serrhdrawn. and ;ha; of a Nary !aril my be rd the proceeds returned to wanted' $..Curd es dao.rd Father ricnnaton tout suable saw.* options. nc1xlma <weed newest ram and yields. es asatable el www tbs cansweepwelds. Man you. Fmantel Achiscr a by <atm BCO 262-1040 Handel Sore** account protection 1he fern es a member of tee Sonnet raga Preetnen Canaria. (50()....tith VOICIS Setted.ds curionwn of es mortars, da to 1500.000 (ncludeo 1254000 fa clam fa cash) &planetary brochure nobble 'son Mum, a t sissy SOX or9 The 51PC 46Stt Cnieotion lirasAwed to SI accoutts that )0u hold:13 p.rtn..br <soarty The rem together nth (elan *Nits, has abo lastrowd supplemental cosine* The rnorrrun swam payable to **able clernc comer under the °telethon 1500 met at 01 dantor 10. 2016 Stapp° tone poky condi." and Intro% It. Fern 6 Mho. aotsdted ke $1 9 mile ranter erred*. fa Dews nants heti n a prod(' CaPaCty Alta <coy of tw poky warderg w anglablt loon retort fleeter the SIC warden roe the steoplaneetal prattloducoly 10: • Goan 'named to conratied by fad needed YOY yawl tt$ heti away IrOrALOS f Arad Sawn Ea ...nick wean CO antetexe geoids, na.drd drub* notes. and f.J shun of mdtul hest rev:noel mix name of the *oxen holder on the becks of the our a terrier earn), • hemmed anon a nwsinent Merest, (e 9. lemon patnenheas and wale placements) hat re not moored unite the Sarten Act of 1931. • Commode.. <cream (a q, enhrgead pecan metal calradl.... r1( 1....n.) luting rontrias wd tearrodtT *ton comer's. and • Depose accounts &rapt eat dote; of devouta LOS Bak LISA. UBS AG U S branches and brit nit* KIK McLeod Copan Proorn The 54PC protectors and the sethatmcnial prattler do nor apple to these asseh men if they othasyse appear on or garments The SIPC protection and the supplemental prot«tion eh not protect agang changes the market new of you' mestrneres (*hither es a •eu, ol market movement. wean baknpltya *thaw.* Dividend Reim's:want Program DNA The V" N tin i nf a an arrale era. you may obtain the weal ace Iran yaJ IiunculAd aser Onit M ,141 stars ere µrthasdcndr DRIP. partial 'hoes tell be sold andthecash WI be &pouted n your scco-nt The dodged renegment once Roofed by the neater my dale horn the dirket ate at AMeh the Partial shams re sok, Caehdreliest 01/ wholeVMSMON held en you roam If you" 'Mad 10a pink., int a s read of a dmdend present or ~roe. the rem wan either stipend urns if mnM ace a r(44)t in rail deteernasedbt a note end cternra army. ardveda yea; KIOL.n1 Immanent objectives The rwestmom pat s rdnsk proem re speck to ern account and ary between yea rat -MA haw adde therm, prOnAbi a wetting a m/ sql/.. ant change as pt.-flawed MAW a tooUrn•re COJeClotO For each Account Mkt you <homeone of the °bang imminent object.* • Peaks& Current Income errestmeds team the party of name air • Adams CoptelAorteWutco ....vdinWit$ Sting Tooth 01 amide odd nen the gavials", cf recent • Probe* Combnetcn of worn. **ICAMM Apprectaten InAmmems seeking bah the generation of eccme r4 comb of principal Owed rile wean • Co.000.10.e Seek, IV marten nled pito* nth Wendt ad salinity to the man orwal, men if that mese the account does not genre* verdant move* a means and may net Lap pre teeth .rtbon • Moderate Meng to accept sane nst to pnncpal and tolerate scene valibley to seek Mier return • Aareswe Wilig to acoecd Pio *betty road, ho (nun ow tent • frale,ter-tfAgotty CanselwArev. I **cod, a paten of the patio* teethe rated may n<lud• carpi*. ataleg.m, knead lipdmi and Text. Walk , StatenWrill10.440101for We mq (COWitlit al retrA.0 eccouni UAW...WOrot. the same *Pins in the some ernekpe. e.9. because they hem omen oho Lebo mentan pen rave eelmonshos who olive clods al the same eaten t you prefer to dead end /dad statements ma end n (operate ernetopos, you true &one hoorah:43N by calrg you inroal Mama Friendly mown name Rte fiend/ kdowlinanw R hteacmdable •ruckrurre• darn by you to assns you you reoofclkeepro t has no legal effect on your Jac." is not retenektd to led**, summery. onad.AL velem/Artier*. me:trent* *Otero a- rd: we'd anceuted Far marls. and es not a promat of garde* that wrath or any Inannal mutt. <ri a *el be xhomel •3/4 0.1Iniatt whave It* Kt el netakv to na of lots of the era* nammen Youcandung. put Pnencly ratan names Ora* Oran. Senncos or by contacted Ate f named Admor ACCOlattovervievd • Yaks Or* , accocorpom1/444 Net ol assets aid • Aspen redo*, male* (ash btfances. togas foe agnold taunt/ (est). ard Wad Time Depoots, vrealued mots to melee. and (snail ands not held by Ow ;cm Dots nol attack traced moiler men at the end a do poor ad omen caterreen periods. a row emestenret anted dock *bon; and etercnabb nod apron. • 1...b.Itos PEW.. snit DAMN. Oulgrang rage. loans. veal Int. that roam bar: et • Cr....Arty Wenn Total ol unmoved hobble oath bilan11.1, p1A opal totriat al all Nod and nem aff tut* bares. ad warty math ma.* fund snoop laterl. ate toted Ow gear( perod Non-conerotley het cade balances n)os ray. re not from other babexes ski the ran may toe re these fiat nit* minty (Cane of et bares. Thew tint re payable teat your demrd. The total n needed, the cured prod eke., value. Leans infeemehen fa dared nIcemabon on thefnws Iran; practices rd &clown refer to your Clore Ralatecenhp Agednent a Amax duyee.rnynt and to Genteel Term and Com:tons LOS kokeentht of Credit 'mikes salable nArem•nt and C•Cx bscuts a low* SDNY_GM_00325089 EFTA_00197864 EFTA01307130 Important information about your statement (counted) You. sea Your datemee nences :cosecs ed otter anets held nth. seas. Y the add tie 113/mell plod YOU ma, ad for el:hwy.:fluty paid stones e any errs You mur wawa 14<an1.4 used at loan totanet alter • atna any Winn due rodent Any wane trandeatel to the fem ding the statement peed me haled al made? vala of the end of the statement laded • ~bade. h detemenna the <ost base of** ~Ain included es to datement.wfwm ndawd wth the reerlsx ' LEIS frontal knees has eared ce Somme^ <blend Irons ~en other than u3s Cereal $. Seinam. relideg ~maim hen ~ha Irma hayou may haw ponied ,o you lenaroul Adorn Rearm does not ndrpcnimywdya gas*. the acy vandty of re Menders eronded ty ~as other than L8Sh•ancul Senncet. Is addle" akhough LEK Freed Steven genera tollsers *es Mernatm as l o mewed the Firm does rot omit my Mai*, tit to! Semite ~Cost bwe' a-d • Unearned genos o imam* at Os sodded dha neomo. Attu" please da non I* on tbs rilarnalm to mite ~',chases sale bosons. le toe ~set a enhems». A«ounts transferred totehem mag felled ganta domain, only foe te peal of line they se held at the inn. More historical recar/tOn can be added by >6.2 raca Ackta • Unrealized stindlossas utru data is nobble, mended iseedeed ~dims., art <Auteuil« nductul witty bh the Iran/Ien dala for edecled hes nya ~nee eel /et carmen/a charopo rala co:umy morgaN:x.ononoct Ort.knd and niri rdn.,~ Ion an, entiere ~thaw bat arro eachcarom-4 to datt' Cr. awceakl lot Th. " trade date' <Øn ~ruts ti. ~macron trade date • Collide mountlet Beds and ;rotated lock that the *sud nth for tarY ~eon wit be wlested ~dig by lot Iron men ai ~es ot that eat Fed n out rum, or nnomns name la as demo <al kart ~ono obtained from third pates and as xosacy rs nol garsmeed Other <SI fonts may trust which ~la affect yekt. ~pleb Manna«. wit be wonted ian (squad • Pritervabe Need dedayed 'emote*, and dhed extant owbe hop« or twee thin the pee that su would antra* wen* re the marks! Peas re ddairwd tran vray, twd Party %antes wtwh wt belt., to be ratable. but we do not %wane the, deny. - We genemne uer the <bong eke sheamiable a the mend the bel and at pees la åsted WA • diet and opera ,arty bid wen kr OTC feeVbel - Le« xtralr tradedmove« nuy W proeleaseag a valasen rmdel or the mot nxem pnce ~and ani may me reflect en actualmarket price crud.* - <Man postet', meir awear wlhoul a eke and we show as 'ern wand salane' dwe are unable to ebb. a once daa Minty - Oeposts a *auks deremnsed lances other than u i. doles an relecnd at the ~her rate ad the enammer date - ice eaten hev van »Ina n non-contemn; denannynes, ante ed dirty dace ward sy base been atjusted to telltale peon valuate. To °beano:rem guotatem. when nabbe. «net yas Fninetll /41..a • Prand• invealmenta and strueiureelpeodueb. Private ~nee Wu/Ye (n(Ø died lbelt0/0" VOnllnl animal eltde "sterre /IS mutes) ed steutesedeod-ects are genera/ hip, ~id Cedar, touch-red ;molds had not been miaowed weh the Satsnam and &change Connote a under ry stale Xynfiiben Ian We enonde estimated nits:sloe preale nettnat leaflet rd rrullbred aCCIXte la nlormaficnat Cis0:4“ MY Au") , 4 not ,~1444 - Thew vales may Oiler subseinteng Iron Woes. I any, ai whi(h a p wax ~nowt' security or «mute& product mal ttboatt d sold and do not rents-vet ~ewe the val sums/ recde Squidaten. - Died tarty estimates d »la are as d • fenan ebb ana re Supp4/110 Ullbiturnal Saven on a m9.re base by an edhoenket weans', tern - Kara% geed pen« co Øe& onenoud eat," d ry. ae.sppted to to Fins bir tronar. Waalpan a bana and may be <ablated basedon Menem ukemenn km tat used by tadpawn to derive ter simated iseluen - You can olden actSteenal recrmallnnieewcfng Pe ...teu4.4,,eg used to deterrent the tunene value and the date of h ntomation than the basis le the encase by tonen at yea ennui ada.or - Thed party munaled values maybe refloodd as 'Nat end' n sewalutuanano wee re rd.ptedant valtdon Inn has rot ~led or 6 unable to assign a vale nhecivre become ~et the OrMiltrild ~It has ceosred hal. maycalla ~V retooled wale mo emit«. ex when a venue weak behold, toe-Jame due 10 the nubs. OI lb/ Musty - When ~ha en *Z.', 9~11 luturd of apace Mended odl ror a ~dory rifled rat» it panted the rate d tv teeny wit bedeleted tons es latches/name - 'Nuts/ an to date mag alte *ern el <wit* rodne a both ▪ 'Origrui unit sete Mr ~II the heia dieing pen per inn and magnet relied pee MI base - DahandelMed KIT tro-es re rid lined on a robed wastes ~mat and re Clate••• skrid and ewn I they can be sold, the pme received may be less tan to pee share tainted value promOsd ri the accusn admen • Reelnetedmaaitiot P•anned<Weble SØNWaey are not Miley eligible la od:alc sale Les Fnrid 6~44"V" the mark« once of te unrestreled Pock of the sane issue as an nailed yd.* lor the mended sled for pepases of tai statement ody. To 6/ Moil that mire led sear. es at &sablefor sale, the value we-Fedmay be ubstemitla, less thin inweed vale. drawn. • Est (emanated) :scant went yet& &States An estrum of awl ',cane o bawd on wren, dividend and utnest rates, ~env the seamen wit be held fa one yea from puttered dale or until rnatacy the acetate e ay a gullro, ataxy and evened emcee de not guaranteed fornded nasal ream and current raid lot Wan MN. Of wishes «ad include a rehm of 668Xeol a bipila whilb the all income fed term, yelp) would be emended - blinded araaif nee and tend yield and the actual nubne Ind yield enstd be bate a bet.« than the estensted mounts - An onmasool avuotrod acme (dvdond ante intent) dirded by the eaten mere ~near balance e Axed on the tan chtdond ed merest pagrrent madebites nere and aven tesecusitrideposts wit be nerd le one re km tie dewier* bate cruntilnunnly. Acceacy cortnued ye.] re not greened. • Amu not hold by %BS financial 5•1\4010. Cerun aset are rot held tor the rim ervt with', the Inn's ~senor <enrol Thad Met et &played on your statement fa Sounded pØ rely Potions and als pt•wmtka are pronclod by the rourghem UBS fnresui Seen; not fropdistae la tin Mammon att does no guarantee 65 ecurey thew nods at rbl vended by MK a the Fats *(panenes SPC coverage • Renne sharing andea:anal compereatien - alm addetion to ~women sales and 7.b. I lees yenned noceneden wth the diserbdon of mutual heds toa dents we anefor ors allise maim nuen hang perms lea denotes ardor admen ot the mewl tint that wosal lbw, awn re !aced en two &Mont ~nut (J is nob d lake by 1ØS of a paneulr mAuat Vol trial to our dents, and Gt tea awl rat» d a ceitbAr maws land la m,/ s sham, hid al the ten - We and oar delapet also ranee networIng and ornbtrus prOaleng Ices ncoredtrate la transfer awe smices //I rer gremkle to the ~dal herds. These tees genitally re pad from mime /Cat n the rnsual tend and re a heed dada mast bawd anthem-unlace ol scores at Ow brdwreleake holding maur finds of the I urd famey - b addt bri to <oneness" reeved n ~ion wit the sale or didrbution of tenuity convicts rd val neetnent Inn/ unts toot/ (lens. we nice as titre mom femme naming rert:ensaten bon nary of the rename ~vanes Lindemann the aviary «rerscc. Alex« cf the infanne.0 CO/panel a 1pealat at the une ~nee mots ~detain - ei adiutbn to cpensmens neared from the cuituse and sale of Nerrnees fin% we ante< rat Aide tenor? n aset-based ~searing >amen, from NeeStures ddriarlors. en well as fundng foe technology clnebpment training and educate. - aha recs.. naming cormisscers ad ate cerponsafen from mAialfurds and ', arme caroones when products yea dabs* .• We went torroontaton Iran LeS Bel L6A. LGS AG Startord Chinch and non* dated barks *foist. ow cash 9000p prOg re NI eallp0-4/ ran nu/ be a ~Mr per scam fee a nay D. a parentageof &wage dal, &root telexes Activity Infarnaron reesdno comm.:see and other ~es incurred in connection rah the wee-none, vas. entbden3 often anesters has been ',eluded on Canarrobone gene/ r fumened tona. and ali be ended to you prondlf an raa», Sheet selling Il you re eroared n short sating a se<Lny, you may nov a °woe Oat to <elan barman, costs I« that Whorls seentir Open orders teaming open or 'Ted taken:Ad' cedes tar emend emend by Ow edam« dale, open buy and sel slop <rim re reduced by Meamount ol dude-4s or nees on an ordmdends a co NI* dad unless nested ~en by you You re responstat la adds that an, named OA. lops 1Mg. le cancel (.61/9 Ø orders Privere To olden a copy of as anon Clem Privacy Nock*, dowse~ yew Fennia/thea Ce eel cur webste d >now obtrneowearros.rt - LEIS f «mod Spices b rotator* The MA, Business SewnAccount BSA rd NIA re brokerage at<ouniowh‘h prow!. Mant to Dwane «noes ad [sedan theasyNarrangmems «du adulated bat end mew thedoety bards. andpos.5es access watter and annuity Croat" issued ty krultilded Ihrdearty narein ~ones trout ',erase agnvy seAnclunn of LG'S impel Senors M. - hegment, ~roe and a-nuky linXLCI6 - P151 FCIC rand • No beta gummier May lose val - RIA Arrante Movement km" Busiest Sends Accwn BSA, Okla and raernabcrui Resource Management Acco.re re reysteed fern nwas of LGS Arena, Seem re - sitSA d aregraded tadanali owned by Um Wealth:nil Senn Atwater:a and used unite Rend The WS lisa credit reds eel the LEIS Vb. debt Ca'S at owed by ISS Sant. LISA with Pennine Iran Yea USA Ix erupted Maher trademarks. regelord trader-eds. serve< mers rid reg mend senor. marks se of trot respect.* ~panes LISS Pistoled Swine MA Per ?Olgt0 SDNY_GM_00325090 EFTA_00197865 EFTA01307131 SUBS WEIS Financial Seroces Private Wealth Management 299 Park Avenue 26d1Flaor New York NY 10171-0002 ruoP70056cee670719 VI 0 Resource Management Account July 2019 Account name: /1-11SLAINE MAXWELL n GHISLAINE MAXWELL Friendly account name: Ind Casiflaving Account number: Your limed./ Advisor: SCOTT STACKMAN/LAE CASRIR. Phone Questions about your statement? Call your EnanoS Advisor Of the Value of your account RMA FleystectUne at 800-8M4-1C00. account on lune 28(31 on Ash 31(11 your assets 151,952 IS 475,242 24 Mat our wank.: wwwtcorNfnancialsennces Your liabilities aoo 000 Value of your account $151,952.18 1475,242.24 Items for your attention . melp protect yourself Irons fraud and review bank, credit card, and brokerage slatements regularly. Also. get your free credit report annually horn wwwannuakredirreportocen Tracking the value of your account thousands Dec 2014 6,144.7 9314 Dec 2015 Der 2016 Sources of your account growth during 2019 Vake Of your count etyma end 2018 1693.954 77 Net deposits and vnthilantals YOUI atIUSUrefif !MUM: Dividend and interest income 14762 91 -1229.47544 Change in "8176 - 7000 475.2 martal value $000 III I 1520 Value of your emoted cm Ai 31, 2019 W5.242.24 Dec i017 OK 3018 /on 2019 Ai 2019 Member SIC A7.70003005646663 717700011)340600)31 0719030575604 Y123575550060060 Page 1 of 8 SDNY_GM_00325091 EFTA_00197866 EFTA01307132 SUBS Resource Management Account July 2019 Your account balance sheet Summary of your assets Value on July 31 Percentage of yore account A Cash and money balances 0 03 0.00% Your current asset allocation B Cash ahematiyes 475,242 24 100.00% C Equities 003 0.00% 0 Fixed income 003 0.00% E Non-traditional 000 0.00% F Commodities 003 0.00% 000 0.00% Total assets 9475,242.24 100.00% 6 Value of your account $475,242.24 Account name: GHSLATIE NtaxwEll. Friendly account name. Ind CasheSavng Account number Eye on the markets index S&P SOO Your Pinaciai Advisor: SCOTT STACKWAELYLE CASA'S:. • Cash and money balances may include avaIable cash balances. UBS Bank USA deposit account, UBS MC Insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances, See the important in formation about your gatementon the last two pages of th is statement for detabs about those balances. Russell 30O0 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index intorest rata on July 31, 2019 3-month Treasury bills' 2.07% One-month LIBOR. 2.22% Percentage change July 2019 Year to date 1.44% 20.24% 1.49% 20.48% -1.26% 13.05% 0.22% 6.35% AbP2C00300S6.1866.4 W7000183406 0X001 071903057%04 v123575SSO 0:0000 Pigs 2 of SDNY_GM_00325092 EFTA_00197867 EFTA01307133