EFTA Document EFTA01321736

Statements CONFIDENTIAL SDNYG,00352231 EFTA_00224923 EFTA01321736 -n C in z J r ZEZZSEOCIA19- ANGS b.) IJ IJ TO FBR FRIEDMAN. BILLINGS, RAMSEY & CO.. INC. OFFICE SERVICING YOUR ACCOUNT 1001 Nineteenth Same RCM Arington. Virginia 22209.1722 Tampions (703) 312 9500 Fat (703) 312 9501 E-Mail aforlifor.00m atm OUR WEBSITE wayrilx.com Important Message If any mfocmabon rogardng 2002 interest. dindendS. rnisceltineous income. gross proceeds or anginal issue dscount IS WILMS to be reported to the IRS for this accourt a Consolidated Form 1099w19 be marled to you by laruary 31.2003cf a 1042Sby March 17.2003. Your Portfolio Holdings EQUITIES Equities & Options FINANCIAL TRUST CO., INC 600 REDHOOK QUARTER STE B-3 ST THOMAS US US VI 00802 ACCt IMAM ESTIMATED CURROO DtSCOPTITI Sytn3OUCUSP not CUmarY ON¢ VALUE lila NOW( MD MO FRANKLIN BANK CORP 352448203 CASH 103,01:0 Unpiced CL A ACCRECCED INK Total EqulUes& Options SO SO TOTAL EQUITIES SO SO CI FA.RANcE AGENT Our. Sion Somas Co. Ow IM0ototn Corm kolli Boon" Moo Yon 11201-3350 t2121 272.1O FINANCIAL TRUST CO..INC STAMelt Fiasco November 30.2002 1MOLICIti DeCtfreet 31.2)02 •Catra %Mean 895-D3235 1(91 ?memo* MAW Co He LAST STAITI.ta Nan:moor 29. 2002 St `In "mom • to Memnon& pawns ony. • is act WINOS as a In C0MMIL The cower. Mtn be maul TO St Mort. Soo mem MA Iv Marl lotowelco 0101)33:13.41 Dot MS39 EFTA01321737 0 m C in r EEZZSE00-019-ANGS I8 b.) IJ IJ LA TO FBR FRIEDMAN. BILLINGS. RAMSEY & CO., INC. OFFICE SERVICING YOUR ACCOUNT 1001 Nneter&th Speer Mann Telepimne 00 Aningtca. Virginia 312 222 .17 09 22 3) 9500 Fat (703) 312 9501 Eibil iricalifbutom 2 as Your messages As part of the National Amnciation of Securities Dealer's (NASD) Investor Education Program. you may obtain information on the NASO's Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the Internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program Is evadable horn the NASD upon request. Ea' (I FiRJAYE AGENT sus S- Swats CAT Er* scram Einw NEAR tonss1Rn. NAN IRA 1120146S1 (2121 272.1000 FINANCIAL TRUST CO..INC STAW PEROO Noterrtet 30. 2CO2 Rowan Ocsernaer 31. 2002 ACEOusT NURSER 895-03235 K91 TAXPAYER MuUSE. On Fla tAST STATEWNT tkrtecrisef 29.2002 IMPORTANT NOTICE TO CUENTS: Disclosure of Order Execution and Routing Practices SEC Rule llaC1-5 (monthly report) requires 'market centers' that trade Nasdaq National Market, Nasdaq Small Cap securities and exchange-listed Securities to make publicly evadable standardized. monthly statistical information about 'catered order' executions, as defined by the rule. Friedman, Billings. Ramsey & Co.. Inc. (FEW) is an OTC market maker and therefore considered a 'market center. Rule1lAc1-5 is intended to promote visibility and competition in order execution quality, In order to enable cross-market comparisons, the Rule establishes uniform measures of execution quality, among them effective spread. rate of price improvement. fill rate and execution speed. The rule also requires the statistics to be categorized by individual scarily, order type and size (100-499 shares. 500-1999, 2000-4999. 5000-9999). It is important to note that orders for 10.000 shares or more are exempt from the the and are therefore not included in the statistics. 027 0101/03:13.47 001 V630 EFTA01321738 TitianmsN, BILLINGS. RAMSEY A CO.. INC. 1'BR (OWE SERVICING YOUR ACCOUNT 1001 Nineteenth Sueet Meth Annthan. !NOW Telephone (703) 312 9500 22209-1722 Fes (703) 312 9501 infeebtsorn 3 et 4 oar 0 0 m C in r SEC Rule 11Ac1-6 (Quarterly report) requires broker/dealers that route orders in equity and option securities to disclose the identities of the execution venues to utich they route orders on behalf of customers, and the material aspects of the relationships the broker/dealer may have with those venues. if applicable. In accordance with SEC Rule 11Ac1.6. upon request. we xil disclose the identity of the venue to which your order was routed for execution and the time of execution, within the time period of the six months prior to your request. Each market center is required to prepare and make publicly available the monthly and quarterly reports in electronic form, free of charge and avadable for dovnlloading from an intemet site. This information is available via our website at vntwitr.corn. This information is presented in accordance with the SEC Rule, lAc1.5 and 1-6 requirements. A written copy of the quarterly report is available upon request. Additional information regarding the rule, interpretations and exemptions can be obtained directly from the SEC at ISWto sec goc and the NASD at MI Base cam STOP End of Statement PEZZSEOCIA19- ANOS 13" CLEARANCE AGENT thy sun Seturbis tee, Oro ilsocath Cs Matt Ixer. Nem Von 11201.3850 127 21 272.1070 FINANCIAL TRUST CO.. iNC ITATPAPIT PET0CO NSW 30.2002 MRCS theerreet 31.2002 ACOMEIT NSER 895-03235 K91 TAX'S NSA P1 F11* LMT STATES/ENT Nththreet 29.2002 Your Investment Firm and Bear Steams are pleased to introduce a new Multi-Transaction Confirmation to be roiled out during the first quarter of 2003. Multiple transactions executed on the same day wal be displayed on a single landscape document and will include the same categories as your account statement. Should you have any questions regarding this new confirmation, please feel free to contact your Financial Representative. 027 01/01/01;13717 071 009 EFTA01321739 ClEARANGE AGENT Ms. San SeculOn Cap. labotech Cores NM. finalin 111. Ycok 11201-310. (212)212.10G0 FlNANOAL TRUST C0..ING 4 O z m 0 m z H r SEZZSE00- 1AID- ANGS 8 IJ IJ IJ STATEMENT BACKER IS PRINTED ON THIS PAGE 02T 01i01/03:13.7 Opt 'Sag EFTA01321740 T4iNROUNO0 9EZZSEOCIN9-ANCIS TO FBR FRIEDMAN, BILLINGS. RAMSEY & CO.. INC. CET10E SERVICE* YOUR ACCOUNT 1001 Mnemench Street North Mown. Ve9ne 22209-1722 TolepIxes(703) 312 9500 Fax (7031 312 9501 (-Mal inleOfte.ccel CLEARANCE AGENT Ott Sterns So-eats Cap. Cat Menace Wow Wei becelea Net Yet 11201.3859 (212) Z22.1020 FINANCIAL TRUST CO..IFIC VISIT OUR otasnt *rm. nx cm, anneal/2 a6020 THROJGH October 26.2002 Netriter 29.2002 What's in This Statement lilt Me:0We muwata TAXPAYER Wel= 895.03235 K91 On Fey Financial Summary 1 FINANCIAL TRUST CO., INC LAST STATEMENT Your Portfolio Holdings 2 600 REDHOOK QUARTER STE B-3 ST THOMAS US Transaction Detail 2 US VI 00802 Cash Flow Analysis 11a5 PERIOD OpenIngBalance $0.00 SecurDes Sold 1.000.000.00 Amount Credited 513;00.000.00 Searle:1s Bought -1.000.000.00 Amount Debited 5-1 000 000.00 Closing Etalsoce $0.00 gm Tres entry a re Moron pow& ely. It Nat Mean as a la *Monet we mei sheaf be reline; brie meet Sea raven seam wet of ithitYlka 027 1113002:1833 031 Ywa EFTA01321741 to IS IJ V.2 NO NO IN) '1) 0 -n C in r LEZZSE00- 019- ANGS TO FBR FRIEDMAN. (.5 ‘5i5EY & CO.. INC. orna SERVICING YOUR ACCOUNT 1001 Nineteenth Street North ktrcjon. Vilna 22209-1722 ToReborn (703) 312 9500 Fax (103) 312 9501 &nal nlo011s.com 2 n3 Your Portfolio Holdings EQUITIES Equities 8 Options 01$000thi FRANKLIN BANN CORP CI. A AOSREDRIFID INVS Total Equities& Options TOTAL EQUITIES ha, SnieCUCLSP. Wan& 352448203 CASH 100.000 6910E Unpticed liARCT ESTILIA11:0 CONDO MA MAW/ SCOW WAD n1 SO SO SO SO Transaction Detail INVESTMENT ACTIVITY CLEARANCE AGENT No Woos Smelts Cap. One IMMO. Cents Henn beakee ape Yet 11201.3659 nin MI= FINANC4AL TRUST CO., INC novena Pomo Omani 28.2002 THROUON Nontntr 29.2002 Aecoure wenn 895.03235 K91 TAnhorne vLsoalk Ca Me LAST STAnwfv, StMulunxi an TRIO( on MNISCTIOI OtSCRPTON theROUNSIP OUNMEI PRCE MEC MEOW CAMP ;MOM 11/04/02 10/29/02 BOUGHT FRANKUN BANK CORP 352448203 100.000 10,00000 1.000.000.00 CL A ACCREDITED DNS PROSPECTUS UNDER SEPARATE MAX AS Of 101202 11105/02 10/29/02 CANCEL BUY FRANKUN BANK CORP 352448203 -100.000 10.00000 1.000.000.00 CL A ACCREDITED DNS PROSPECTUS UNDER SEPARATE AAA NO SID 11 0402 AS Of 10/29/02 TO Ca. PREVIOUS BUY 11/13/02 JOURNAL FRANKUN RAW CORP 352448203 100.000 CL A ACCREDITED INS FROM: ssuunAisisaaiso • JAL • TOTAL S-1.000.000.00 51 000 003 03 021 114002:1033 001 S38 EFTA01321742 CICAMNa Pala Nit Suns On. Oro upon Cs Ns IS *flat 11201.3•30 (212) 272.1003 FROICIAL TRUST C0.. 0 0£617ZZOO- V133 (-) 0 z m cim z H r 8£ZZS£00 IND ANDS STATEMENT BACKER IS PRINTED ON THIS PAGE C01 11/300218353 001 Yin EFTA01321743