EFTA Document EFTA01345005

From: Caroline Kttidts Sent: 12/16/2013 11:23:35 AM To: Joshua Shoshan CC: Chio Packard • Donald Summer • Hai Ar' an • Michael laquinta j; Zbynek Kozelsky Subject: Re: ECM carve out to KCP client (C] Classification: Confidential Thanks Josh. Yes, Epstein is one of our first focus KCP Cap market accounts. This is the account that Paul Morris and Tazia have worked on. bringing 200nun of assets over from JPM. He Ills started trading with us already, and we have him targeted to be a Tier 1 KCP client for 2014. As such, I think it makes sense to think about his allocation from a KCP target bucket as you propose below. Haig and Chip, we discussed this a month ago. having for both PCS and PB, KCP clients that we allocate a %u of the allocation. In this specific KCP case, which won't be for all clients, the client is focused on syndicate and wants to be a pan of our program. Kind regards. Caroline Kitidis Caroline V. Kitidis Managing Director I Head of Key Client Partners 8 Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Weath Management 345 Park Avenue. 26th Floor New York NY 10154-0004 Tel. MobilEl m Email angeTr% ITT Pe.4bYM. `Joshua Shoshan--12/16/2013 10:49:45 AM---Classification: Confidential Greetings, Caroline, Chip, Haig. Tazia and i discussed this case this morning. The proposal from From: To: Cc: Date: Joshua Shoshan/db/dbcom Caroline Kitidis/db/dbcom. 'Chip Packard" uippgi Haig Ariyan/NewYork/DBNA/DeuBa®DBAnteneas. aquin dbcom. Zbynek KozelsIcy/db/dbcomgDBAmericas, Mathew Negus/db/dbcom. Donald Sununer/NewYork/DBNA/DeuBa@DBAinericas 12/16/2013 10:49 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031068 CONFIDENTIAL SONY GM_00177252 EFTA01345005