EFTA Document EFTA01350811

Southern Financial Account Number Account Name Description Ticker Cusip Trade Date Quantity Base Price Local Trade Date Cost Local Trade Date Market Value ISIN SOUTHERN FINANCIAL, LLC-MGN US DOLLAR 33.49 [repeated 3 times] 9 Local Price 0 1 SOUTHERN FINANCIAL, LLC-MGN US DOLLAR -33.49 0 1 SOUTHERN FINANCIAL LLC - MGN US DOLLAR 314640.75 1 314640.75 314640.75 SOUTHERN FINANCIAL, LLC LLOYDS BANKING GROUP PLC ISIN S 291000 0.762 1.218 222817.26 221887.435 FINANCIAL, LLC CANADIAN DOLLAR 0.01 1 0.969 0.01 iiiiIIIII iliiIIIII 5573313.57 SOUTHERN FINANCIAL, LLC SWISS FRANC SOUTHERN FINANCIAL, 5573313.57 SOUTHERN FINANCIAL, LLC ARIAD PHARMACEUTICALS 5 0 20.86 290997.4 344920.10 SOUTHERN FINANC RAL ELECTRIC CO 24.86 496109.08 571780 SOUTHERN FINANCIAL, LLC EURO PRINCIPAL CURRENCY OEURPRAA9 1.335 283178.22 283178.22 SOUTHERN FINANCIAL, LLC ACCOR SA ISIN 89906 8750 30.825 41.145 253565.27 269718.746 SOUTHERN FINANCIAL, LLC BNP PARIBAS ISIN 75903 5000 50.53 67.447 247180.01 252650.002 SOUTHERN FINANCIAL, LLC CARREFOUR SUPERMARCHE 10500 25.54 34.091 247262.16 SOUTHERN FINANCIAL, LLC RENAULT SA ISIN 4000 59.16 78.967 238727.90 236640 SOUTHERN FINANCIAL, LLC AUTOGRILL SA ISIN 11.91 15.897 250714.59 254873.983 SOUTHERN FINANCIAL, LLC SANGAMO BIOSCIENCES 554500 SOUTHERN FINANCIAL, LLC ADECCO SA-REG ISIN 63.70 68.831 313066.58 312130.001 OUTHERN FINANCIAL, LLC JC DECAUX INTERNATIONAL ISIN 10000 26.98 36.013 246317.45 269799.994 SOUTHERN FINANCIAL, LLC FRAPORT AG ISIN 51.545 68.802 246524.86 257725. SOUTHERN FINANCIAL, LLC VOLKSWAGEN AG PFD 241.439 255882.59 A FD 7V915 21400 PRI W IR2214 92920 4900 FP 0 LLC US DOLLAR GY 928662923 1400 180.88 SOUTHERN FINANCIAL, LLC JPM LATIN AMERI 49504 95 0 19.06 1000000 943564.35 SOUTHERN FINANCIAL, LLC DEUTSCHE BK 50000 0 8.51 352529 425500 SOUTHERN FINANCIAL, LLC JPM VALUE ADVANTAGE FD - INSTL FUND 1400 p709-17 0 26.23 SOUTHERN FINANCIAL, LLC 126600 0 26.89 2782242.51 1000000 0 96.53 1033500 LD BY EUROCLEAR ISIN SEDOL 195 X50717735822 SOUTHERli iiiiiiiiiiiir FACEBOOK INC-A FE 17500 0 45.2 3 665000 791525 SOUTHERN FINANCIAL, LLC SERVICEMASTER COMPANY 84 FEB 15 2020 DTD 02/13/2012 ZZZZ 2500000 0 100 2665625 2500000 1000000 0 SOUTHERN FINANCIAL, LLC IMMINC 7 105.75 1035000 1057500 2019 DTD 03/11/2011 000 0 102.927 300000 308781 SOUTHERN FINANCIAL, LLC COCA-CO N SEDOL CCH SOUTHERN FINANCIAL, LLC BARCLAYS 750% 04/10/2023 DTD 04/10/2013 LN 588874917 11300 19.70 31.46 214034.78 222610 SOUTHERN FINANCIAL, LLC LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 DTD 12/15/2009 H ELD BY EUROCLEAR ISIN SEDOL 3000000 0 104.67 3247 500 3140100 AP INITIAL LEVEL-05/24/13 SX5E:2764.29 ISIN INC GE ISIN 268 0.01 1 1.081 0.01 5573313.57 0 1 ARIA 1653 23000 0 283178.22 1 SEDOL SEDOL AC FP BNP FP SEDOL SEDOL RENA SEDOL AGL IM SEDOL EDOL F001 F078 CA F 7599 T834 50000 0 ADEN H003 DEC VOWS SEL FUND 3815 JLTSX AG LDN BRH DBL LONG ETN38 DAG 2000000 2064541.53 ALLY 1/2% PFD ALLY PRB 3404274 EARTHLINK INC 8 7 8% MAY 15 2019 DTD 05/17/2011 965300 LLOYDS T N 9 7/8% DEC 16 2021 DTD 12/16/2011 HE OEM 1500000 0 119.813 1627500 1797 HSBC CONT BUFF EQ SXSE 08/29/14 80% EKO BARRIER- 4%CPN 17% C 2000000 0 102.36 2000000 2047200 SOUTHERN FINANCIAL, LLC GENERAL ELEC CAP CORP 5.250% 12/31/2049 DTD 05/29/2013 400000 0 89.749 1400000 1256486 SOUTHERN FINANCIAL, LLC JPMORGAN CHASE & CO VAR RT 07 24 2013 DTD 07/29/2013 ZZZZ 750000 0 93.725 750000 702937.50 - SOUTHERN FINANCIAL, LLC SG MARKET PLUS 08/05/14 LNKD TO CL1 78.75% BARRIER CPN UNCAPPED INITIAL LEVEL-07/25/13 CL1:105.68 2000000 0 99.32 2000 000 1986400 PROT0 BY EUROCLEAR 225N6 2000000 0 109.60 2122916.67 SOUTHERN FINANCIAL, LLC LO IIIC TAT MAR 20 2014 DEAL 30140386 /23/13 VALUE 10/10/13 7E7 SOUTHERN FINANCIALL_TA22HASE MORTGAGE FINANCE CORPORATION REMIC 2007-Al CL 2A4 2.99 199% 02/25/2037 DTD 02/01/2007 0.024 0 95.384 0.02 0.02 SOUTHERN FINANCIAL, LLC HOMEBANC MORTGAGE TRUST 2004-1 CL 1M1 VAR RT 08/25/2029 DTD 07/30/2004 960981.704 0 63.67 540552.21 611857.05 SGO FP 346 000 UTHERN FINANCIAL, LLC 6750 37.34 250454.95 516094.87 120000 0 5000000 0 111.406 OUTHERN FINANCIAL, LLC 2000000 0 SEDOL ISIN 50.66 3585969.22 0 26.92 1882773. COMPAGNIE DE SAINT-GOBAIN ISIN SEDOL 49.841 240317.53 252044 997 BIOGEN IDEC INC BIIB 2095 0 246. ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE RBS 23.30 2924400 2796000 JPMORGAN CHASE & CO 7.9%.1111.30 2049 DTD 04/23/2008 5498006.95 5570300 BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/20 110.89 2081180.56 2217800 PETROLEOS DE VENEZUELA 5 5% OCT 28 2015 DTD 10/28/2009 HELD 2500000 0 90 2250000 2250 GENERAL MOTORS CO CV PFD B 3596860 GMAC CAPITAL TRUST I PFD STK 8 1/8% 60 GM PRB 7100 ALLY PRA 3000000 0 SOUTHERN FINANCIAL, LLC SOUTHERN CAL Einiiiiiiiiiiiir c 31 2049 DTD 01/17/2012 104.304 3016649.17 3129120 SOUTHERN FINANCIAL, LLC KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD KND 2000000 0 107.25 1966250 2145000 SOUTHERN FINANCIAL, LLC GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 3696 2192000 NG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTRE 888972 0 1 0 454429.449 BUY JPY SELL CAD FORWARD CONTRACT FX RATE 93.7300000TRADE 08 468650000 95.895 0 468650000 -1.049484310 06/01/2011 SOUTHERN FINANCIAL, LLC SEQUOIA MORTGAGE TRUST 11 CL B1 VAR RT 12/20/2032 DTD 10/30/ 1027327.757 0 75.304 757654.23 773618.89 /01/2003 INANCIAL, LLC COUNTRYWIDE HOME LOANS 2003-1 CL B1 5.750% 03/25/2033 DTD 01 1258961.92 0 93.243 1202308.63 1173893.86 US12 naninill SOUTHERN FINANCIAL, LLC STRUCTURED ASSET SECURITIES CO 2003-10 CL B2 6.000% 04/25/20 33 DTD 03/28/2003 936183.76 0 93.948 936183.76 879525.92 SOUTHERN FINANCIAL, LLC IMPAC CMB TRUST 2005-2 CL 1M2 VAR RT 04/25/2035 DTD 03/03/20 1542857.02 0 83.064 1076142.77 1281558.76 SOUTHERN FINANCIAL, LLC COUNTRYWIDE HOME LOANS 2003-26 CL B1 5.33684% 08 03 i 1347212.307 0 62.21 1037353.47 838100.78 SOUTHERN FINANCIAL, 9 AT EXP KI @ 69.65 8.09E8 1.029 ,000 BARRELS EXPIRING 02/14/2014 250,000 BARRELS LLC JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76. -7.69E8 0 0 -346000 0 JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80. 1 346000 1546093.527 WTI CALL OPTION USD PUT OPTION STRIKE 110.00 EXPIRING 02/14/ 250 0 1 562500 524441.475 WTI PUT OPTION USD CALL OPTION STRIKE 93.50, KI @ EXP 83.50 1 POUND STERLING =i 0.14 ; 562500 -446795.286 1.597 0.14 SOUTHERN FINANCIAL, LLC US DOLLAR 1.445414156E7 0 1 6E7 1.445414156E7 SOUTHERN FINANCIAL LLC BOMBARDIER INC CL B 097751200 20000 0 93045.78 SOUTHERN FINANCIAL, LLC JPM PRIME MM FD - INSTL FUND 829 0.03% JINXX 0 1 199036.62 199036.62 SOUTHERN FINANCIAL, LLC ASCENA RETAIL GROUP INC COM ASNA 17.07 0 1203435 SOUTHERN CHASE & CO 1161827.73 JPM 21753 SOUTHERN FINANCIAL, LLC APOLLO GLOBAL MANAGEMENT LLC APO 037612306 57 0 29.78 4999983 7836815.46 000000478137727 SOUTHERN FINANCIAL, LLC US DOLLAR 329920.88 .88 transfer to Mai 329920.88 0 7050 0 2631 1 PROT1