EFTA Document EFTA01350813

"3 ADE 09/18/13 N 24, 2014 @ 044.822 SOUTHERN TRUST COMPANY, INC WRITE N 23, 2014 @ .82 KI @ 0.845 KO @ 0.768 XNZDCADDZ 128.33 Sheetl Account Number Base Price 2427984920101 2200 2200 2427984920101 1 96088. 2427984920101 IIIIIIIII0101 Account Name Description Ticker Cusip Trade Date Quantity Local Trade Date Cost Local Trade Date Market Value ISIN SOUTHERN TRUST COMPANY, INC-MGN US DOLLAR OUSDPRAA7 2200 SOUTHERN TRUST COMPANY, 87 96088.87 -1 0 10.40 -19 0 12.80 1 1665404.05 1665404.05 ALLY FINANCIAL INC 8 1/2% PFD 5N308 57000 0 26.89 1489980 1532730 0502005N3089 HSBC BRL STEP Uiiiiiiiii/14 BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 9 1000000 813900 US40432XD326 HSBC BRL STEP UP 1/14 BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 9 1000000 838900 US40432XE563 09 HELD BY EUROCLEAR ISIN X50460546525 SEDOL 00000 XS0460546525 iiiiiiiiir00000 3500000 1 2704752.35 2704752.35 RADE 08/21/13 VALUE 09/23/13 FXGBPBDLV RADE 08/29/13 VALUE 09/23/13 FXUSDBMMO ADE 08 29/13 VALUE 09/23/13 FXUSDBMMP /13 VALUE 09/27/13 FXUSDBMPW ADE 09/13/13 VALUE 09/27/13 FXAUDBBKK /13 VALUE 09/27/13 FXAUDBBKM Local Price 0 1 INC-MGN US DOLLAR OUSDPRAA7 96088.87 0 INC-MGN PROSHARES ULTRASHORT GOLD NEW PUT 01/18/14 @ 90 GLL -996.94 -1040 INC-MGN PROSHARES ULTRASHORT GOLD NEW PUT 01/18/14 @ 91 GLL -19891.93 -24320 INC US DOLLAR OUSDPRAA7 SOUTHERN TRUST RADE 09/18/13 VALUE 09/25/13 SOUTHERN TRUST VALUE 09/25/13 SOUTHERN TRUST VALUE 09/25/13 SOUTHERN TRUST COMPANY, INC FXGBPBDMM COMPANY, INC FXNZDBAOE COMPANY, INC FXNZDBAOF 1665404.05 0 ALLY PRB 0200 LNKD TO BRL VS USD 85% 1000000 0 81.3 LNKD TO BRL VS USD 85% 1000000 0 83.8 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 DTD 10/28/20 BSBQGPB 71668A9B9 2000000 0 90 1800 INC N ZEALAND DOLLAR ONZDPRAAS 3500000 1 US DOLLAR OUSDPRAA7 2704752.35 0 BUY GBP SELL USD FORWARD CONTRACT FX RATE 1.5636330T 1000000 1.597 0 -1563633 20823.524 BUY USD SELL GBP FORWARD CONTRACT FX RATE 1.5490000T 1549000 0 1.597 -1000000 -29986.985 BUY USD SELL NZD FORWARD CONTRACT FX RATE .7770000TR 2719500 0 1.217 -3500000 -188826.18 BUY USD SELL AUD FORWARD CONTRACT FX RATE .9300000TR 1860000 0 1.07 -2000000 -9355.878 BUY AUD SELL USD FORWARD CONTRACT FX RATE .9219000TR 1000000 1.07 0 -921900 13346.873 BUY AUD SELL USD FORWARD CONTRACT FX RATE .9442900TR 2000000 1.07 0 -1888580 -21231.547 BUY GBP SELL USD FORWARD CONTRACT FX RATE 1.6051400T 2000000 1.597 0 -3210280 -10370.194 BUY NZD SELL USD FORWARD CONTRACT FX RATE .8307460TR 500000 1.217 0 -415373 -5815.959 BUY NZD SELL USD FORWARD CONTRACT FX RATE .8367960TR 500000 1.217 0 -418398 -9499.619 COMPANY, INC WRITE - AUD CALL USD PUT FX EUROPEAN STYLE OPTION JA 94 KI @ 0.96 KO @ 0.88 XAUDCAFKZ -10000000 0 1 -96350 -148 - NZD CALL USD PUT FX EUROPEAN STYLE OPTION JA -10000000 0 1 -82000 -170 WRITE - JPY CALL USD PUT FX EUROPEAN STYLE OPTION JA N 29, 2014 @ 95. KI @ 94 KO @101 71.415 B 06, 2014 @ XJPYCAUWZ -475000000 0 1 -71250 -418 WRITE - NZD CALL USD PUT FX EUROPEAN STYLE OPTION FE .8 KO @ 0.77 XNZDCADEZ -2000000 0 1 -15280 -55096.735 WRITE - GBP CALL USD PUT FX EUROPEAN STYLE OPTION FE B 06, 2014 @ 1.57 KI @ 1.585 KO 0 1.53 OPTION KNOCKED IN XGBPCAOVZ -5000000 0 1 -49847.50 -198506.021 WRITE - AUD PUT USD CALL FX EUROPEAN STYLE OPTION JA N 24, 2014 @ .89 WINDOW RKI @ 0.8760 UNTIL 9SEP13 XAUDPAJEZ -4500000 0 0 -43654.50 0 WRITE - CAD CALL USD PUT FX EUROPEAN STYLE OPTION FE B 11 2014 @ 1.02 XCADCAFGZ -4590000 0 1 -58500 -43279.563 WRITE - AUD CALL USD PUT FX EUROPEAN STYLE OPTION FE B 06,2014 @ .92 0.9230 WINDOW KI EXPIRING 13 SEP 13 OPTION KNOCKEDIN XAUDCAFLZ -5000000 N 1 -18400 -139706.593 WRITE - AUD N 24 2014 @ .89 KI 0 0.84 XAUDPAJFZ -5000000 WRITE - NZD N 23 2014 @ .79 KI 0 0.75 XNZDPAFAZ -5000000 WRITE - JPY , 2014 @ 102 KI @ 106 XJPYPBGDZ -510000000 0 000000478110245 SOUTHERN TRUST COMPANY, INC US DOLLAR 1 372921.98 372921.98 000003040545872 SOUTHERN TRUST COMPANY, INC US DOLLAR 1 1.875266504E7 1.875266504E7 Move to PUT USD CALL FX EUROPEAN STYLE OPTION JA 0 1 -51100 -52449.158 PUT USD CALL FX EUROPEAN STYLE OPTION JA 0 1 -78144 -60119.11 PUT USD CALL FX EUROPEAN STYLE OP FEB 06 1 -93500 -70822.289 OUSDPRAA7 372921.98 0 OUSDPRAA7 1.875266504E7 0 PROT0 PROT1