EFTA Document EFTA01350833

Subject: Re: Update on outstandin securities for Southern Trust Co., Inc. [C] From: Lisa D Hurd < Dat • To: Cc: an a it y Barrett Team Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 10/15/13 LNKD TO BRL VS USD 85%BARRIER- 51tCPN-28.5t MXRTRN 66 1,000,000.000 1,000,000.00 882,200.00 MD I do not see the other being received, please advise, thank you. Kind regards, Lisa Hurd (Embedded image moved to file: pic19647.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 So 2-3298 Baltimore, MD, USA Tel Fax Email (Embedded image moved to file: pic02114.gif) From: "Young, Janet E" Bailer Amanda Kirby/db Cc: PB-Service1318 Barrett Team < Date: 10/16/2013 12:56 PM Subject: Update on outstanding securities for Southern Trust Co., Inc. A/C it Wxxxx0002 - SOUTHERN TRUST COMPANY, INC Harry, Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank , Lisa D Hurd/db 1. HSBC BRL STEP UP NOTE 3/27/14 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 EFTA01350833 B5%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 902,700.00 B5%BARRIER- 51tCPN-28.5t MXRTRN MD Best Regards, Janet Young Janet E. Young' Vice President Private Bank' J.P. Morgan NMLS ID 4 - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: n.ur a rm r r ple 1r our rel to our team: T: I F: This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. EFTA01350834