EFTA Document EFTA01350835

Subject: RE: Update on [C] From: "Young, Janet E" Date: Thu, 17 Oct 2013 To: Lisa D Hurd Cc: Amanda Kirby Barrett Team Lisa, outstanding securities for Southern Trust Co., Inc. 15:32:19 -0400 The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 13105203341450 1000000.000 Best Regards, Janet Young 04/05/2013 0.000000000 DELD 0.00 10/15/2013 0000889 66 RELEASED Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: To ensure a prompt response, please direct your reply to our team: F: T: I F: EFTA01350835 From: Lisa D Hurd [mailto: Sent: Wednesday, October 16, 2013 4:58 PM To: Young, Janet E Cc: Amanda Kirby; Barrett Team Subject: Re: Update on outstanding securities for Southern Trust Co., Inc. [C] Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD I do not see the other being received, please advise, thank you. Kind regards, Lisa Hurd Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01350836 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such.{Inactive hide details for "Young, Janet E" ---10/16/2013 12:56:08 PM---A/C # - SOUTHERN TRUST COMPANY, INC}"Young, Janet E" ---10/16/2013 12:56:08 PM---A/C # - SOUTHERN TRUST COMPANY, INC From: "Young, Janet E" <a> To: Harry Baller Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/dbcom@DBAmericas, Cc: rP , Barrett Team Date: 10/16/2013 12:56 PM Subject: Update on outstanding securities for Southern Trust Co., Inc. EFTA01350837 A/C # - SOUTHERN TRUST COMPANY, INC Harry, Amanda and Lisa, Update on the following securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 40432XE56 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 902,700.00 85%BARRIER- 5%CPN-28.5% MXRTRN MD Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a prompt response, please direct your reply to our team: T: I F: This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://- www.jpmorgan.com/pages/disclosures/email. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://- www.jpmorgan.com/pages/disclosures/email. EFTA01350838