EFTA Document EFTA01357308

From: Pema Sherpa To: Amanda Kirb Cc: Dhruv Yadav PwM AOG , margarita Perez/ Date: 11/01/2013 12:52 PM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Amanda, Is it a sole proprietor then? I looked into the KYC to get more details on the LLC and found a W-9 (attached) which has LLC checked off and refers to Schedule C which is filed out by a Sole Proprietor, [attachment "Darren K. Indyke PLLC w-9.pdf" deleted by Kind regards, Pema Sherpa (Embedded image moved to file: pic28961.gif) Pema Sherpa Deutsche Bank Trust Company Americas 60 wall Street New York. NY 10005-2836 (Embedded image moved to file: pic17969.gif) From: To: Date: 11/01/2013 10:59 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only HI, Here are the updated docs. For the w-9 it checked Other because it is a "PLLC" (Professional LLC) does not file under an LLC C,S or P. [attachment "0609_001.pdf" deleted by Best, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043761 CONFIDENTIAL SDNY_GM_00189945 EFTA01357308