EFTA Document EFTA01357309

Amanda Kirby (Embedded image moved to file: pic23630.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 MEM (Embedded image moved to file: pic04607.gif) From: PWM AOG/db/dbCOm TO: Pema Sherpa/db/dbcom0DBAMERICAS, Cc: Amanda Kirby/db/dbcom@DBAMERICAS, PWM AOG/db/dbcom@DBAMERICAS Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global services Private Limited Email : Pwm.A0GOdb.com From: PWM AOG/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: PWMA0G/db/dbcom@DBAMERICAS Date: 11/01/2013 10:42 AM Subject: DB Force Case# 01146170: Darren K. Indyke PLLC [I) Classification: FOr internal use only Hi Amanda, While reviewing the account opening docs, we came across the below issues: 1. On Account Opening Application, both DB Private Wealth Online Plus and Link CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043762 CONFIDENTIAL SDNY_GM_00189946 EFTA01357309