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sd-10-EFTA01359945Dept. of JusticeOther

EFTA Document EFTA01359945

Cc: De Date 10/28/2014 11:06 AM Subj Re: [C] ect: classification: confidential , Paul Morris• Richard Kahn < , va e Stepanian/db/ Jeffrey - How aggressive do you want us to be? Buying 200k shares, citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic28268.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic25598.gif)

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sd-10-EFTA01359945
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Cc: De Date 10/28/2014 11:06 AM Subj Re: [C] ect: classification: confidential , Paul Morris• Richard Kahn < , va e Stepanian/db/ Jeffrey - How aggressive do you want us to be? Buying 200k shares, citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic28268.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic25598.gif)

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Cc: De Date 10/28/2014 11:06 AM Subj Re: [C] ect: classification: confidential , Paul Morris• Richard Kahn < , va e Stepanian/db/ Jeffrey - How aggressive do you want us to be? Buying 200k shares, citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic28268.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic25598.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <[email protected]>@DEuBAINT, cc: Richard Kahn < , Daniel sabba/db , vale stepanian/db , Paul Morris Date 10/28/2014 10:57 AM subj Re: [c] ect: Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: , trading -23.92, buying 55mm worth. got it. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048107 CONFIDENTIAL SDNY_GM_00 194291 EFTA01359945

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From Tazia Smith To: "Jeffrey E." <[email protected]> Cc: Richard Kahn Daniel Sabba Va e Stepanian , Paul Morris Date 10/28/2014 10:57 AM Subj Re: [c] ect: Classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic18931.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. ([email protected]) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazi

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, vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfiel d/db/dbcom@DBAMERICAS Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently S24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic21461.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba db/dbc

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From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. [email protected]] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe St

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Fax Mobi e +1 Email (Embedded image moved to file: From: To: Cc: Stewart Date: Subject: pic276S1.gif) Tazia Smith, "jeffrey E." <[email protected],, Daniel Sabba Oldfield 10/28/2014 02:24 PM Re: [C] Classification: confidential Jeffrey - Thus far done 25% of the volume now. aggressive. Not enough Tazia , Paul Morris, Richard vahe Stepanian/ Kahn 'c >, on 36,300 Citi 5.8% pfd at 523.9964. Participating Please let us know if you would like us to be more volume to get

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