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sd-10-EFTA01359946Dept. of JusticeOther

EFTA Document EFTA01359946

(Embedded image moved to file: pic31908.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic21328.gif) From: "jeffrey E." <jeevacationegmail.com> To: TaziaSs iac rlbc titl , Richard Kahn < Date: 10/28/2014 10:54 AM Subject buy S5mm of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute insid

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Dept. of Justice
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sd-10-EFTA01359946
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(Embedded image moved to file: pic31908.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic21328.gif) From: "jeffrey E." <jeevacationegmail.com> To: TaziaSs iac rlbc titl , Richard Kahn < Date: 10/28/2014 10:54 AM Subject buy S5mm of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute insid

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Text extracted via OCR from the original document. May contain errors from the scanning process.
(Embedded image moved to file: pic31908.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic21328.gif) From: "jeffrey E." <jeevacationegmail.com> To: TaziaSs iac rlbc titl , Richard Kahn < Date: 10/28/2014 10:54 AM Subject buy S5mm of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048108 CONFIDENTIAL SDNY_GM_00194292 EFTA01359946

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Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:25 -0400 To: jeffrey E. [email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic17928.gif) From: To: "jeffrey E." ejeeva

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Subject: Re: Intro to Daniel Sabba - Fantastic New Addition to Jeffrey's DB Team (C) From: Tazia Smith < Date: Wed 08 Oct 2014 11:00:58 -0400 To: Cc: Daniel Sabba Paul Morris < Rich Kahn Vahe Stepanian Classification: Confidential I'll send a calendar invite - 1-866-410-4581;846845351 (Embedded image moved to file: pic12580.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. F

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From: Tazia Smith Sent: 3/31/20171:30:33 PM To: Richard Kahn CC: Bella Klein ; Jeanne Brennan ; Stewart Oldfield Joshua Shoshan Vahe Stepanian ■ Subject: RE: 100,000 apple shares IC) Classification: Confidential Complete from our end. Please confirm receipt on Merrill's. Thank You, Tazia Tazia Smith Managing Director, Key Client Partners DB Securities Inc Deutsche Bar* Wealth Management 345 Park Avenue, 10154-0304 New York, NY, USA Tel. Fax Mobile Emai KCP products and

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Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <[email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot

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Subject: Re: Rothschild [C] From: Stewart Oldfield Date: Tue, 23 May 2017 09:24:36 -0400 To: Tazia Smith Delores Rubin < Cc: Vahe Stepanian Matt Glassman Classification: Confidential I take it we have no interest in bidding a block for that size? Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobile: Email: Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. F

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Subject: Re: [C] From: Tazia Smith Date: Wed, 29 Oct 2014 10:02:35 -0400 To: [email protected] Cc: Richard Kahn Daniel Sabba Vahe Stepanian Paul Morris < Stewart Oldfield Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "'effre E." <jeevacation@ mail.com> To: Richard Kahn , Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On Wed, Oc

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