EFTA Document EFTA01360339

-- Forwarded by Amanda Kirby/db/dbcom on 10/31/2013 01:49 PM -- Front Richard Kahn To: Amanda Kirby/db Cc: Paul Morris/db Date: 10/31/2013 01:47 PM Subject: Re: Compliance your statement is correct that i have not been barred from nyse in april 2012 i have been at hbrk since its formation 3 years ago and 5 previous years at nysg Ilc (darren entity) thank you Richard Kahn FIBRK Associates Inc. 575 Lexington Avenue, 4th Floor, New York New York 10022 tel fax cell On Oct 31, 2013, at 1:43 PM, Amanda Kirby < Classification: Public Rich, > wrote: Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bath Trust Company Americas 345 Park Avenue. 27th Fl New Y NY 10154-0004 Tel. Fax Email <Mail Attachment.gif> This communication may contain confidential and/or privileged information. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048615 CONFIDENTIAL SDNY_GM_00194799 EFTA01360339