EFTA Document EFTA01360340

Norkom 6.1.0 - World Check Details Page 1 of 2 I Horne Page Help Requester Menu World Check Details Show Debug Info Details I Alert ID: Alert Date: 13/11/2014 I Score: 100% Detection Check: we names Best matches: In VVORLDCHECK: 03 name Data Source: Customer_NCA_web = Richard Kahn Fuzzy Match I >= 85% KAHN Richard Name: Richard Kahn Street/Number: DOB/DOI: 06/12/1972 Zip Code/City: Nationality: PEP Indicator: Gender: Customer ID: Country o1 Birth/Branch: Alerted Customer ID: Country of Residence: United States Comments: null World Check Details Title: First Name: Last Name: Date of Birth: Place of Birth: Age: Age (As of Date): Date of Death: Names no rows found Countries Richard KAHN UID: Category: Sub Category: Record Type: SSN: Position: Entered: Updated: Locations County Location USA Companies Link Company PENNMONT SECURITIES World Check Association Link Linked To Keke KAHN David MILLER Virginia ATLEE 1809519 INDIVIDUAL Male 01/08/2012 Sri te of Pennsylvania.- USA Passports no rows found https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrfticn—VISHeJizl... 11/14/2014 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048622 CONFIDENTIAL SONY GM_00194806 EFTA01360340