EFTA Document EFTA01362921

From: Nina Tona Sent: 3/13/2018 1:16:26 PM To: Xavier Avila Davide-A Sferrazza ;Joshua Shosha CC: Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [II Classification: For internal use only Hi Team. Alastair Mackinlay • Billy Obregon Please see the below and advise if the rank priority is correct and help me fill the blanks highlighted in green. Once get your confirmation. will forward to Mat arid Rita to manage. Priority Rank Team KCP LATAM WM Client / Account Name O3 Capital Global Fund dbcar ID 1012934358 Responsible New KYC Review - For KYC Date Into/Docs Yes N/A Xavi A Responsible - For Contact/CM Nina T Case Manager Rita Shteynberg KYC Target Due Date ASAP Trade Pending/Ne Trade New Trade KCP US Southern Financial LLC 1007406812 No Martin / Nina T Zack Bunimovich ASAP Pending Trade 3 KCP LATAM Tonelle Limited 1001107167 No Xavi A Nina T Rita Shteynberg ASAP Pending Trade KCP US Anschutz Investments Co 1000078659 Yes N/A Martin L Nina I Aisha Khan ASAP 5 KCP Lit TAM Blue Media Investments Inc 1000622835 No Xavi A Nina T Rita Shteynberg 6 KCP LATAM Fratelli Investments Limited 1000081408 No Billy O Nina T Aisha Khan New Trade KCP LATAM Inversiones Alabama Limitada N/A Yes N/A Billy O Nina T Rita Shteynberg 9 KCP LATAM AB Colina Insurance Limited 1007668198 No Rodrigo G Nina T 10 KCP Armory Fund 1000635214 No Billy O Nina T Rita CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052618 SDNY_GM_00198802 EFTA01362921