EFTA Document EFTA01278975

*UBS U8S Financial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York 14Y 10171.0002 Account name: GHISLANE MAXWELL Friendly account name: Ind.!. Millennium Account number. Your Financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account Malt our website: www.ubccornifinancialseonces Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from swew.annuakreditreportcom. Value of your account Resource Management Account March 2019 HI AN MAX LI. on February 28 (4) on March 29(4) Your assets 770,445.00 773,775.00 Your liabilities 0.00 0.00 Value of your account S770,445.00 Tracking the value of your account g thc Lr..anCS 683 7 $773,775.00 )26 4 770.4 • 773.8 0 250.0 Dec 2015 Dec iota Neje'? Member SIPC Dec irne Feb 2019 Mar 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Your mestment return Dhatlenclara interest income Change in market value Value of your account on Mar 29.2019 4746399.00 438.168.00 -420.752.00 $773.775.00 SDNY GM 00027746 CONFIDENTIAL Page 1 of 6 EFTA_OOI 38366 EFTA01278975 SUBS Resource Management Account March 2019 Your account balance sheet Summary of your assets Value on Maki, 29 ($) Account name: GHI$LAINE MAxVVEU., Friendly account name:Indv Milennium Account number: Percontaga of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% E Non-traditional 773,775.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 9773,775.00 $773,775.00 100.00% Your current asset allocation Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% Your heencial Advisor. SCOTT STACK MANLYLE CASRIEL Percentage Change Mar& 2019 Year to date 1.94% 13.65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% CONFIDENTIAL W_GM_000277,49e 2 of 6 EFTA_00138367 EFTA01278976 SUBS Resource Management Account March 2019 Change in the value of your account March 2019 (3) Year to date (S) Opening account value $770,445.00 $756,359.00 Dividend and interest income 0.00 38,168.00 Change in market value 3,330 00 -20,752 00 Closing account value $773,775.00 $773,775.00 Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number Dividend and interest income earned For purposes of this statement, tauldity of inkiest and cfnidend income has been determined horn a US tar reporting peispediee. Bead upon the residence of the account holder, account type, or product type, some Interest antic. dvidend payments may not be subject to United States (1)5) ander PUeft0 Rico (BR) income tan. The dent month)/ statement is not intended to be used and cannot be reked upon for tar, Put(COSES. Clients should refer to the Kpliatte tax rECOning forms they recent IrCen Les annualy, sun as the foims 1099 and the Cams 480, for tar reporting intormabon It is the practice of LIBS to file the applicatle tar reporting forms vnth the LiS internal Reveine Sem/ and PR Treasury Crepartrrent, aid in such form* accurately clasj fy dirdend anclIcr interest as la map* or to abk name. Please consult your indgdual tax prepare, March 2019 (1) Year to date (1) Prior year adjustment 0 00 38,168 00 Summary of gains and losses sfautS reported tel0w exclude products for which gam andlosses are not °sissified Realized gains and losses Unrealized March 2019(3) year to date (3) (Pins and losses (1) Short term 0.00 0.00 593.00 long term 0.00 0.00 48,580 97 Total $0.00 $0.00 $49,173.97 Cash activity summary Your Pi sandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for dela Is &James in your Sweep Options are inducedln the openna and closing balances vatic FDIC Insurance applies to deposits at uBS Sank USA and a banks partinpeing in the UBS FDIC insured Deposit Frogan. n does not aapty to deposits at 1)85 AG. Stanford march. 51PC protection applies to monry market sweep find hddirras but not bare deposits See Important intortnation about your statement on the Int Mo pages cf this document for detals Mardi 2019 (S) Year to date (S) Opening balances $0.00 $0.00 Additions Dividend and interest income 000 38,168 00 Total additions $0.00 $38,168.00 Subtractions Funds withdrawn for investments bought 000 -38,168.00 Total subtractions Closing balances Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important Automaton about your statement at the end of this document $0.00 -$38,168.00 $0.00 $0.00 Your return objective: Current mccme & capital appreciation Your risk profile: Primary - Aggressive Investment eligibrIty consideration None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00027748 CONFIDENTIAL Page 3 of 6 EFTA_00 138368 EFTA01278977 *UBS Your notes v_Gni_ocon.".. CONFIDENTIAL EFT,0013A369 EFTA01278978 SUBS Resource Management Account March 2019 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Sag Vices, income and current values shown may Ix approximate. Asa glut gains aldlOSses May me be accurately refkcled. See smporunt intolmanon atxmm your statement a the end of ths documeM for wore informs:ion. Non-traditional Private eouty f unds, Hedge tuna, and Other investments are held in yOur UEISFinarcial SeMces Inc. (UBS FBI:tot:erg, account. the positions reported below reflect the records of the issuers, and UBS FS rises not garantee the accuracy of the I rformabon The value shown is not necessarily the value you would receive from l be Issuer if you sdd the assets. Funds actively sdd UBSFS ate subject to ongoing due dagence, although the level performed relay vary A dosed fund may be subject tonoongoing diagence A fund that you purchied elsewhere may never have been subect to US$ FS dligence, although u135 FS may receive a fee from t he funds mange r, which may constitute a macnity of the rnanagementrincenti* fee. Please contact your financid Achnof with questions 'Est vdue per unit' is an estimate of value supplied by an independent ‘eluation Sun and reflects adjustments for factors such as the 1quadty of the units. Your linandai Advisor: SCOTT STACKMANILYLE CASRIEL Estimates a raw Stalled by issuers of (Wan programs (which are generally 'net asset vaue' estimates) are shown as ' issuer est. value per unit'. Fa Pirate eolLity f unds, • Est. value per unl' is a Mue updated quarterly, beefed on the Net AlOet value Nay') in the fund a of the date specified ailusled by ading capital calls and subtracting dmoblations gnu the NAV date The NAV is primarily based on estimated portfolio vd ues provided by the underlying fund sponsor These two values may vary because of differences In the way they were estimated and because the • Third party est. value per um' may have been pupated on the bask of fimnicig irionnaton other than yea/4.nd Reputed estimates mg not reflect resat liquidation or repurchase value, if any, and may rot retied dst ebutions of cgocal until the next valuation is reported. generally On an annual or serre.annual balls See Important allot matron atiour your statement at the end of the statement. Hedge funds %Moe: saacIng of shafts Purchase owe Average pace Client Cie I Shalt (S) investment 01 Cost basis Price Per share cn Mot 29 (1) value on Mar 29 IN Unrealized ON) gain or loss (S) imemment Holdh0 return (S) period ALPHAKEYS hALLEN FNE) BROKERAGE NO 2/2812019 Trade date: Nov 24, I5 650,000.00 650,000 00 1.000 698,580.97 48,580.97 LT Initial trade date: unavailable 1.000 36,433.03 ST Security total 650.coa co 650,00000 735,014 00 48,580 97 ALPHAKEYS MILLENNIUM FL) 111C CLASS 8 NO .B28/2019 Trade date: Mn I, 19 38,168.00 38,168.00 I.000 38,761.00 593.00 ST Total $688.168.00 $688,168.00 5773,775.00 149,173.97 Your total asset value on Mar 29 (5) Percentage of Con your account bask (S) Estimated unrea4zed emu./ Intone (S) On or loss (1) Nontraditional Hodge funds 773,775.00 100.80% 600,168.00 49,173.97 Total $773,775.00 100.00% $688,160.00 $49,173.97 SDNY GM 00027750 CONFIDENTIAL ►age S of 6 EFTA_00138370 EFTA01278979 *UBS Your notes .d,,.......--- CONFIDENTIAL EFTA,BE37I EFTA01278980 Important information about your statement IA6 Fruncul Services re. (the Firma. UBS Fins-cis, Soneked is a member of all pricial mouthy, commodity and opternextha-gts. UBS Financial Semites rid UBS Bak USA a ndrect sits:caries of I.65 AG and affiliates of CBS Steuart., RC. The F knislithreral statement is *Male upon request. The Fin,, panne offices are at UBS FitalCial Sevres tic. 1200 Haar Boulevard Weehawken, al 07096 This nattmint riVeSIfitt the order official record of year Lei Fractal Services 'coat. Other recorde. *NOW officer tar Orman . wearing coriliang data shoal not be relied upon II you bean there is an era or weapon please report n inaralely in wring to the Branch Manager of the office wvith vas account. Atha:in al l gas shown re mended to be accurate, statement data should not be used for tan preposes AM soar on yerend tax hams, 0.e Fonn 1099.519& 10425. etc /When prePamg yOur lax ram. The Fan 6 reared by law to report to to RS at table &Wends, reportable non table dividends and taxable interest ironed on section held it you account, net proceeds On safe transactions, and cost base on certain cowed %males. Cannications with the Pim • Please retain" try oral carearatiom in wrath tofurther protect yourrials. Mated your nerds rreler the Securities Mesta Protection Act (WA) • If thefinale& natation an the top lett of the trent of this statement is not LES amain Services, 1185 Financial Swan caries yons mca.nt as clearing broker by aromas* Wan, the thckated insiation we named you d the retaborethb Pam you opened this amuse. h this use, yea ads and souffles am hated r uBS f maul Services and rot the itroacith broker. and you most make a report of try error a emission to both liens • Asdescrbed th the account agreements, you must mayusof any tars or fraud irmarg checks related cora statement within 30 &Oaf after a was mealy mole avalablo. • Pleased:rot customer ariplaims or iroaes to the Finn's< lent Relations Depanment a 201.3521699 or tolate at 800.354-9103, 8:00 A.M. to 6 AO PM ET Monday through Friday. or in MAIN to UBS Fivexial Sakes ix., Client Relations Depament, P.O. Box 766 UnionCiy, NI 07067. • All smeary shall be deemed tomcat ad acorn it not objected to in writing within 60 dews. • Fa PTV awes. Call 8444120986 OF from artiele the US.: Cal 201.352. I 415 • haw of neon or galas about anelectronic ads transfer (EFTL bi payment a UBS Vet debit cad tractions, call B30.762-1000, or wile to UBS Financial Services Ix., 1000 Harbor Shed, 61h floor, Weehenta tel 07096, Attn. RatairtA Sevres Cal a write as soon as you can, if you hit now staterrer4 a recta is tang a f you need more Monnaten tat a leader on the statement or rapt lhe Fill% or Card haw (as Cacale) must hex Iran you rn later than 60 days attar the f mi sent you the fist st aliment on which the no or Problem appeared. - Roe* you- rant and accost number Of any) - Desabe the error or tie transfer you are allure tote, and tiplain as clearly as you can why au believe I is aura a arty you need more idormaan, - female the dogs arnxer of the suspected era. The Finn or Card Issuer wi investigate yore complaint and veal correct erg error orcerpty. For alleged axon Mang UBS nbsa•debet cad tramacare if we take mote than 10 business days to do this, we will credit pi account la the anoint you Ihnk sin tun, so that you wa have the use or the money dung the tint it takes us to complete as Mediation. Please make all checks payable to the Fenn Or the haval Mteution °Seated on the front of this statement In addition to rasa account lees acrounts nay be abject to mantenanat fem. charges for bite payment for securities purchases and charges for urpaid amounts in cash accounts Accounts that are antlered to other instate-is may be subject to a vaster ea UBS Swap Options LOS offers options for amanita, balances to bat depose accounts at nonaffiliated barks and artilated banks and matey man moral lien& (Maw Fads). Deposit Kam at UK Bark USA and nowaff Maid banks parteipaing in the UBS FEACthsued Deposit Program are FDK insured n acaniace via FIX rules For more infamation, please vise WNW fdiC.2)u. Depose acounes at UM AG Stanad Baal ant awes of Money Fads are riot ire red by the PDC. Bank deposits are riot protected by SPC. Money Fend awes are violated by SIK. See "UBSF ancial Seniors Accent notnton' below. UPon roue recast, balances in the bare deposits may be witideaven, and shares of a Morey Fund maybe leveated and the proceeds retuned to you orris wades secant Further Sanwa about available sweep options, eickdrg currea interest rates ad yields. 6 eyehole at wawa comisweeprelds. from yos Canal AdatCt or by <ding 900 762. I000 UBS Financial Services 40,01.81t protection The Finn ammeter of the Startles Mesta Protection Corporation (WC), which protects securities customers of Es nabers tp to $501,000 (notating 5250,000 for dims for cash). &plata Modem alba tan requea or al am. Pox ors the SIPC asset protection lanes apply to ad arecunts that you hold in a pima& caparey. The Fay together with corer affiliates. has ea thseased suakmental ;novena. The man-rain amour payable to all eligble dents. adenine/ under thisprotection is 1600man as of December 10, 2016. Sutra to the poky caddia and Ernalas, ash al the Pim is fahr protected for up to 71 .9 man in the aggregate foe ad your accounts held in a petal, capacity. A al copy of the pay era dirg a available LOOn request. Nether the SIPC on:action nor the surremental protection ape/ to: • Caen truncial assets controlled by (ad nolickel n yore nova vabe) but hat away Iran UBS Financial Services. For twirl. certain (i) insurance products. including arable annuities, and 01shats of metal funds registered in the rune of the accent holder on the books of the issuer or transfer agent), • Madam contracts ce norivrent inteients lended pannenlas and private placements)that are not registered under the Sea-rites Act of 1933; • Conmodites contracts (e.g. foreign exchange and prey:usmetal centrals), abiding futures contacts and commodity omen cannon; and • Deposit accosts (except certificates of deposh) at U3S Bark USA, UBS AG US. trathhes ad bares is the FDIC Posed Deposit ?swan. The SIPC protection and the supplemental protector do not apply to there assets even I they oPerwise appear on sax statements. The sr< protection and the applernental protection dr not rata against changes n the market vale of run investments Mather as a mat of matt movement issuer bankruptcy a rheas) Dividend Reinverfawa Program (DRW) lie ace reflected is an average met You mar obtan the ant price from pit FNMA Advisor. One) whole twin re purchased under Da, partial than widen sold ant the cash wit be deposited in yOS &roam 11. *rani renalment pnc2 %opined by the one may offer hom the makes price at ViexCh thepatted shires ore sold Cadvalisu Oar whok um, may a held n yore wou-ft. If you are enleleel to a partial unit as a result of a diveleed payrront a 0,144WrSe. the km well lathe' sell partial tries at mash price a accept an armor determined by a legated clewing agency, ad credit yea Java Inverlsnent objectives the nvestmere ratan ad risk profile se spade to each account and may ay barna you accout thease Ana the Inn promo B n wiring of any sthreant charge in yes (mended saation a • vearr*Ilit obraves. For each moral field, you noose one of the (cawing Mormon objecting, • %oda% Content %maw Investments seeking the genernen of ethane only. • *chineCapital Appreciadon arestrrias seeking growth of primal rather than the generation of 'come. • Pecda Cabason of income and Capital Appreciation: Investments akin; both the generation of Mom ad growth of principal. Orval risk warn • Canavan,. Saes to enema inked priaoal, wth kw rid ant vast Pty to the account overall, even it that mean the account does not generate senifica-4 CONFIDENTIAL inane or mare and en/gnat keep pace with inflation. • Moderato. Milan to accept COT* ride to pinion rd tolerate sane windily to seek hoer reams • Agooessibe! Wiling to accept high risk to vincpal rid hgn volablity to seek high mans over time. • immtnere Efortery Comdata: N selected a portion of the portfolio for that account inni complex swages, linked avidly and gear abater. Statement lthuseholcar We may consolidate al Mated account statement with the same address in the same envelope, e o because they have amen vtho Mei maintain kine account relations/as sett other cheats a the sane address. If you Prefer to mere irdialual statements mailed n st9sele ermlOies. you may decline houtehokleg by rag your Financial Advisor Friendly accent name The Friendly account name is a aracenzable Undrurne chosen by you to assist you *rhyme. natatory; It ha no legal effect on yore account is not Mended to react am strategy. proact renamendat ice. i nut mat cbjectne or reek male associated with yore evours and is not a puma a gnats that wrath a any financial rtsulls, can or will to achieved. All into:ants lake the risk of as, including the risk of loss of the alit irerestment. You canMange your Frady wars names through Orilla Services Co by centering you, Financial Ada. Amount pr SVI • Vabe of pit accoontlaorttofo. Net of assets and hada& • Assets Includes available cash balances, values for restricted Peculd0 Olt/ and Global Tine Deposits, wreaked mats to market and alai, Mtn not held by the Fem. Does rat Mad* unpnced secureadasiels at the end of the prior and carat statement penods, or private inWstrilents smarted oak optiom and imercable nook options • tiaras vicbdes debt balances, outstanding arca loan. credit rne, short accent balances. • Casblnoney &dames Taal of uninested available cash balances, plus depose balances at affiliated and arra dated ball, and may market mutual lead sweep balances, al the c bse of tie statement period Nonicommodity free cm* Warts int,' account are net segregated from other balances and the Ftm may use no( these latrine money comae of is losinem. Thee finds repayable Lyon your demand. la total is nelided in the <vat pored <bag vale. Leming intonation For dead carnation on the fir's letWrg practices and cacbsuus. refer to yore Client R0431k0109 Agreement cr Arcata Agana and the Genital Terns and Conditions LOS Statement of Credit Trachea aware n Agreements andOsidoxeres at poem, rn•vane woof), Inv SDNY_GM_00027752 EFIA_00138372 EFTA01278981 Important information about your statement (coidinuea) Your assets Your statement itemizes *aunties and other assets held n the account al the end of the Staten...a period. You may ask for delvery of flAbe Paid securities al ame lire. You ma/ recese sorties used as loan coMorai alter paying any balance de on them. Any samba tramkored to the Fm, drag the stremmt period are Ii2cd at market value or of the end of the strewn period • Cost basis. in detennnirg the cost bases of the secs-riot included is this statement where indicated wan the number 'I,' URS Penis, Services has relied on information obtained from soma other than UBS Financial Striates. rckding I-damask:in Iran another lama that you may have raided to your Finarcsal APeisor. The Firm does not endepenimely very a guarantee the rosary or raider N any nit:emotion raided by sources other Man U3S Financial Sereces addlion, although LBS make! Seneca gerwralk updates the Hannah," as 0 is recoiled the fern dos not rade an/ entrances Out the damage Leder "Cost baser rid Martealard gad loss' is accrete as a the of this statement. As such please do not rely on this alternation to rare rudest or sale decisons lalapscoses othenvise. Accounts transferred to the Cm may reflect gallon altneution only fix the period of tire theyre held at the Fan More Kotaial tedoemation cat be riled by you* Fnancise Advisor. • Unrealized ganarlosses. weandata it availabb, estmeted rrealized garnflosses are calculated for nedvilut warty lots The le:motion data for nclividut lots may or may net reflect tarmissions. charges odor merry reap-onion rants. Deeded and other renvestment lots and systematic pusher lots ere each combined to display ore award lot 71-o 'Trade date colmn parents the angivl transaction trade dale. • Callable securities Bonds and referred stock that the issue cats la *ark rederrptan Pail be selected mpartully by lot Iran among al saran of that :Sue held in Our mew or a nary* ram fa our clients Call leare nformation is obtained from third pales ant es retry is not guarantied. Other call leaves may act which me ailed weld complete islotmaten will be provided upon request • Price/valuer Petaes displayed for securities and other reduces may be higher or lower than the price that you would actually reawe in the market. Pokes we obtained from arcus tad party sources weigh we brow to be Ma*. tut we do not guarantee this accuracy - we generally use the cbsig price when available or tie mean of the bid and ask prices la listed meshes and options a onk bid cares For OTC oh-Likes - Less actively traded searhis maybe priced trig a valuation model or the most recent price we obtained and may not reflect an actual market price a dia. ▪ Caftan positims may ardor wither a price and will ikrav as • rate was not available' t we are mable to cbtan a once Ice a scarify. - Deposes a sorties denomnased n &cream other than U S. dollars re reflected at the exchange rate as of the statement date. - For certain seances Pada; a non-calf ormrig denomnatens price ad purity (lace vas) may have been adjusted to facilitate proper valumm To obtain orient quotations. when aorta*, contact you Fewer Minor. • Private investmente and structured products. Private nseslosint sect:lets Ere icing drat PankiCal in program and real estate inwernent trust south's) and strut teed precasts are generally highly eh:pd. Certain snuck:ad waken haw not been registered with the Socritin and Excharge Commission or under any state securities laws. We creede resonated values for vivre minima* securities and structured roosts for atonal crud pmecos only Auracy a not guaranteed - These values may dill.. tartans ill/ Iran peen. it any. at which a private' ease e m A security a structured roast may be keirfril or sold and do not rsoessankr represent the war you may rearm irco - Pied party *stogies of value are at cesarean date ad as sue rigid to UBS Friars ial Services on a regrar base by an independent valuation lima - ts9ser, general canner Cr sponsor estmated errs, rob re caked to the Fran by the issuer, general comer or smear and may be cakulated based on deferent infanaten from tat used by thee palm to derive thee aerated alas — You can amen addecral I-sternum', regarding the methodology used to determine the estimate of value ad the date of the dorms on that is the basis la the estimate by contacting your financial Advisor. - Third pity estimated vales may be reflected as 'Not priced' in several vtuaticns: Mien an independent valuation ken has no suppled or unable to rema vakie, when we became awe* that a material event has tarred that may calla peeves* reported value rib question, a wawa a value would be highly speculative due to the nerve rot the ?Runty — Men neither an issuer, general prtner a sponsor estimaled value nor a dud-paw estimated sake it conded, the vakie of the monk will beafferent from is pushes. price. — •Darbutions to dale' may (tide return of capital, name or both. - •Orgeul inn me represents the steal ollering rice per um and may not reflect roue cost base - Of P and Misted REV SeCtrein re not listed on a national secure/el oohing* and re generally dated ani men 0 they can be sold the once received may be less tun the per share estimated waist provided n the account statement. • Restriaed securities. Retracted securities general/ are not currently chgble for pubk sale. UBS Francial Services uses the market price of tee urrestixted stock of the son issuer as an inflated sat.* for the restricted stock for purposes or the; StOttaitat only. To the extent the restricted securities are ebgble for sale, the value received may be Abstantially lass tun the awed value shown. • Est. (estimated) acorn*, current yields and rates. An est mak of mesa re,cmo is bared cn (tours dsidend and 'rarest rates assuning the searnos will be held for one year from statement date or unol matrity. T is estimate is any a guide's*, accuracy and continued exam are not guaranteed - Estimated ensue name ad current yield foe tttlin types of unities could rakede a return of preoPal or cap-eatgains is which case the est income (rd rumen' yields would be overstated. - Estimated arrual axone akl cured yeld and the sera income, and yield *op be bow or hitter than the esternged manes - An estimate of arsualded income (divederd a-dor interest) divded by the current mate wrist average balance a based on the last divdend or merest parent made by the issuer and mimes tie seoarkiesidmotes will be hell foe one year from the statement date or until maturity. Accuracy and coanued mkt re not guaranteed • Meet, not held by WS Finencial Services. Catail snots ere not held by thetas" and not veithis the fim's possession or control. These assets are deplayed on you statement for informational purpOW1 only. Positions and values resented re wooded by the 'au* fern UBS fruncUl Servos es not respoisiolo for the ricername and does not guars-flee a acasacy. These assets re not protected by SVC or the F im's supplemental SVC coverage. • Revenue sharkig and edcritional compensation. - h aiditim to cartninkre on salts and 12b.1 kos received a connection with the destriouton of mutual finds to as dents we anctor Oct affiliate mice..s awn* that° payments from detrbsta /DI a advises of the mutual funds that so soli Thew amounts are based on two different parrot:rents, (4 the amxrc of sales by LBS of a particular mutual find family to our clenu; and 60 tie asset vats ot a particular mutual hand lanais shares held at the Inn - We and ow affiliate also receive network* and ornnbus processing fees in consideration for transfer agent services that we provide to tie rnseual Inds. These lees generally in pad from investor assets the mutual fired aid are a lead dolly amen based at the rumba of amuses at the bolter-dealer holding mutual frith of that fund f andy — an addition to CCenill6SialS received in correction with the la or datibuton of annuity contracts ad snit nvestment trust tames to or dials we ardor as afloat, receive rev...culturing compensation from Tr/ of the rcurance companies unckewr rig the annuity <aerates, affiliates Of the Nuisance craw:ones or prison of the snit newton'sa Innis we Waring. — h addrum to commissions received Born the puthase and sale of Ne4Shares tsrds, we and or Cu' Ifilate receive as asset-based revenue sharing Poynter* from NatThoes 6strbuxnk as well as funding for technology development, training red education. — Our Mores also receive tradng terminals aid other canCetrealcn from mutual funds and awake companies wawa pedant we dihrterre CONFIDENTIAL — We roam <COlf:OraltslOn Irons ME1S BM. USA, CBS AG Surrlotd Branch and naveff diked bares thouji our cash sweep laWnl This compensation may be a ma-chi/per roar* fee or may be a percentage of -home day deposit barges Activity Information regating commissions and other (*pet incurred n correction with the execution of sages, incLeSng option transactions has been added on confirmations previously lurnolned so you. ad wll be Provided to you promptly on request. Short soling II you a* engaged n shaft "Oleg a wisest, you mar incur a charge Ate to Caitlin larroving costs for that patina's-smoky. Open orders litiaaidrig open ce • 9:odtitcancerled- aders that were not earcuted by the slammed date, open buy and set stop orders re reamed by the amain of drolords argots on an nerve:el-4s a rates date unless feasted otherwise by you. You re respond:arta ceders that are executed due to yeas failure to cancel "ing *pen ceders. Privacy To casein a copy of as current Client Privacy Notice, please contact you. Financial Advisor or viol as webs*. at Awn oat ortarvivarsow&-t. - LBS Financial Senates is not a bark. The RMA, Business Services Accent BSA and RSA re brokerage accounts *fah provide access to barking senses and edacts Ihretact attaligeffnertS with altered banks and other ihiel.party banks, and provides access to nstrarc• and arm* Products issued by mattered thind.party nuancecompanies through awake agency sasidaries of LEES financial Steven Inc — hmIttlierc, nuance. and runty Products — Not FDC insured • No ban guarani... May Sale valve — IMP Pesaro. Management Account. Busyness Services Account BSA, IRMA and international Resorce Management Acuson are registered service marks of LBS financial Senses H. — S a a registered suarrurk owned by visa ramaimal Service Associnica rd used undo kens. LEIS Yea credi cads ad the LIES Visa debt cads are eased by UK Bank LISA with remission firm ree U S. A Incorporated All otter earmarks. registered trademarks, stroke mans and registered seekce marks are of their respective cormanks UPS Fisasdel Services Inc Rev. 701810 SDNY_GM_00027753 EFTA 0[)138373 EFTA01278982 (SUBS Lies Fnancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Account name: GHISLANE MAXWELL Friendly account name: Inch.. Millennium Account number. Your rllnanual Advisor: SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-9MA-1000, account VIsItour webdta: vmw.ubstomainancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free coot report annually from renew. annuakreditrepottcom. Value of your account Resource Management Account April 2019 HI IN MAX Li. On March 29 (1) on April 30 (S) Your assets 773,775.00 773,563.00 Your liabilities 0.00 0.00 Value of your account 5773,775.00 Tracking the value of your account S Thc Manes 583 7 5773,563.00 /264 756.4 7718 • 7716 • 250.0 Dec 7015 Dec 2016 Dec 20, 7 Member SIPC etc 20'S mar 2019 API 2019 Sources of your account growth during 2019 Value of your account at year end 2018 S756393.00 Your nwstmmt return DM:lendand interest income S38,188.C0 Change m market value -$20.96400 Value of your aCCOUnt on Apr 30, 2019 5773.50.00 SDNY GM 00027754 CONFIDENTIAL Page 1 of 6 EFTA_00 138374 EFTA01278983 UBS Resource Management Account April 2019 Your account balance sheet Summary of your assets Value on April 30($1 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 773,563.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $773,563.00 $773,563.00 100.00% Account name: Friendly account name:Ir 1 Account number: ELL Von Finandal Advisor. STACK PvlAtilYtE CASK'. Your current asset allocation Eye on the markets Index Percentage Change April 2019 Year to date S&P 500 4.05% 18,25% Russell 3000 3.99% 1860% MSC I - Europe, Australia & Far East 2.91% 1333% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% 0.03% 2.97% CONFIDENTIAL IY_GM_0002779591 2 of 6 EFTA_00138375 EFTA01278984 $UBS Resource Management Account Change in the value of your account April 2019 (V Year to date (S) Opening account value 3773,775.00 $756,359.00 Dividend aid interest income 0.00 38,168.00 Change in market value -212.00 -20,964.00 Closing account value $773,563.00 $773,563.00 Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Dividend and interest income earned For imposes of this statement, tflhlty of interest and ctiridend income ha been determined from a US tar [rooming Perspective. Based upon the residence of the account hcadet account type, or product twit, some Interest andot dvidend payments may not be sublect to united States (US) ardor !keno Rico (FR) income takes. The dent monthy statement is not intended to be used and tempt be retied upon for tar purposes. Clients should feel to the Makable tax renOrting fount they (melte from UBS annually, such as the forms 1099 and the Fours 480, foe tau repoihng intomation. It is the practice Cl U8S to file the apolicatie Ira reporting forms with the US internal Rennie Service and PR Treasury Ocoartment, and in such forms ecernattly des9 fy thidendsamVor Interest aster der pt or terabit Interne Meese consult your Indraduel ter prePater. Prior year adjustment April 2019 (1) Year to date (S) 0.00 38,168.00 Summary of gains and losses yaws reported below extrude procaxts for which grans and losses are not classified. Realized gain and losses Unrealized April 2019 (5) Year to date ($) gains and losses (3) Your return objective: Current income &capital appreciation Short term 0.00 0.00 582.00 Your risk profile: Long term 0.00 0.00 84,813.00 Primary - Aggressive Investment etig eiity consideration - None selected Total 30.00 $0.00 385,395.00 Cash activity summary Your Financial Advisor: SCOTT STACK MANKYLE CASRi EL See Account activity this month for dMtl Is Mantes In your Sweep Options are included n the openrg and cluing balances du. FDIC insurance applies to deposits at UBS Bank USA and at banks paitkipating in the UBS FDIC Insured Deposit Noggin. 4 des not appty to deposits at UBS AG, Stanford parch. SIPC protection apphes to money model sweep fund headings but rot bank deposits See Important inforrnetbn about your statement on the test two pages cf this document for deters. Apr4 2019(3) Year to date (S) Opening balances Additions Dividend aid interest income $0.00 0.00 $0.00 38,168.00 Total additions $0.00 $38,168.00 Subtractions Funds withdrawn for investments bought 0.00 -38,168.00 Total subtractions $0.00 -$38,168.00 Closing balances $0.00 30.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about thee objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document. Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027756 CONFIDENTIAL Pegs 3 of 6 EFTA_00138376 EFTA01278985 *UBS Yournotes y_.,oznen• 4 06 CONFIDENTIAL EFTA_ I383 EFTA01278986 Resource Management Account UBS April 2019 Your assets Account name: GHISLA1NE MAXWELL Friendly account name: Ir iv Milani-hum Account number. Some (Wes, income and current vaues Moan may teappionirnene. as a reslm. gins aid lOsses may not be accurately reflected. Set rmportantinforntabon anon; your statement a the end of th3 docurneM fOr more information. Non-traditional Private eguty funds, Hedge funds, WOOther investments are held in your U8SFinarcial Servlcs Inc. (t/EIS FS) blot/rage account. TM pontIons reported below reflect the records of the issuers, and UBS FS does not gyarantee the &curacy of the irdomiation The value shown is not necessarily the value you would receive from the issuer if you sd 0 the assets. Funds actrirely sdd by UBSFS ale subject to ongoing due digence, dthcanyi the level performed rrsay vary A dosed fund may be subject to noongoing drigence A fund t hat you purchased elsewhere may never hate been subect to UBS FS dllgence. although UB5 FS may receive a let from t he funds maw/ which may constitute a maonty of the rnanagernentri wenn ve lee. lipase contact your Anancid Achnor wth questions. • Est value per unit' is an estimate of value supplied by an independent ‘elualion Inn and reflects adjustments for factors such as the iguidty of the units. Hedge funds Natio Hddng of shares Purchase WKS Avela9t psce Cheat per share (3) investment (1) Cost basis (3) Price per share on Apr 30(1) value on Apr 30 (5) unrealized OM coin or loss (3) investment ticking return (5) period ALPHAKEYS hALLEN FND BROKERAGE NO 0313 a19 Trade date: NOv 24, 15 650,000.00 650,000 00 1.000 734,813.00 134,813.00 LT ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 03/31/19 Fad,. d31A 'ar 1 19 38,168.00 38,168 00 1.000 38,750.00 582.00 ST Total $688.16600 $686168.00 $773,563.00 $83,393.00 Your Nnandal Advisor: SCOTT STACK MANLYL€ CASRIEL Estimates of vdue suppled by issuers of cerlan iXogr&ns (which ate generally 'net asset vane' estimates) are shown as' issuer est. take per unit'. For PINde equty f unds, • Est. value per unit* is a value updated quarterly, based on the Net Asset Value NAV') in the fund as of the date spedfed. bussed by &tying capital calls and subtracting dslnbutions 'nye the NAV date The NAY is primarily based on estimated portfolio vaues potted by the underlying fund sponsor These two Values rnay vary because of differences In the way they were estimated and because the • Third party en. Value per tor may Mee been MePared come tests of financial intonnaton othei than yeatend Reported estimates may not reflect resat liquidation or repurchase value, I any, and may not reflect cist 'butt ons of c al until the next valuation is tectortett, generally on an annual or serre9Innua ban See Important into/matron gout you( statement at the end of ths statement Your total assets Value on Apr 30 (1) Percentage of Cost your account trate (S) Estimated Unrefined annual men (S) gain or loss (5) Non-traditional Hedge funds 773,563.00 100.00% 688,168.00 85,395.00 100.00% $688,16&00 885,395.00 Total 8773,563.00 SDNY GM 00027758 CONFIDENTIAL Pegs S of 6 EFTA_00138378 EFTA01278987 *UBS Yournotes =10,,_._..,.... CONFIDENTIAL EFTA,BE3, EFTA01278988 Important information about your statement Ii26 Fru/scut Services K. (the firma UBS Financial Stroke°, is a mentor of all principal %ashy, ocamoOty and oparnashangts. UBS Financial Services and UBS Bank USA are ndrect sttskaaries of U3S AG and affiliates of LOS Sectaries LLC. The Fitris I inarksal statement is available upon request. The Firm& axone offices an at: 18$ Frtancial Services 1200 rater Boulevard Walarken, NI 07086 TNS statement represents the only off dal record of gar (.BS Fruncial Services accovt. Other records. swept offaral las dxunents. contanng ccedhang data should not be relied won t you bedew thee is an era a cation please report il innedakely in visiting to the Brandn Manager of the office won(' yces account. Although al Iores shown re intended to be accurate, statement data should not be used for tai puppies key stray on yer end tax forms, 0.• Form 1099. 5198. I C475. etc when prePamg yOur tax return. The Fan 6 reared by Lew to report to to RS relatable doidoxfs, reportable nen tauble derderds and taxable irNemt earned on wearies held is you amount, net proceeds co safe u reactions, rd con brit on certain cowered worries. Gonwemications with the Firm • Pleaseretrain" any owl cartrunkatiom in swung to further protect your rights. inducing your raid water the Seosities Investor Protection Act (WA) • If thefinancial institution an the top left of the front of this deemed is not I.RS Financial Services, (BS Financial Services caries gar erase as clearing broker by avengers* will the ikkated insiOution we Worried yds ce this refalsonthb when you opened this accuse. h this rasa your kinds and souffles am dated at LIG financial Services and rot the ntrodrio broker. ant you crust make a rpm of ay error or omission to both fans • As descrbed re the account entreat you mat wayusof any eras or fraud irenrarg checks reflected on raur statement within 30 dap after 1 was milady made available. • Pleasedace customer compliers or irories to the Finn's< ant Relations Department a 201.352.1699 0, tell-bee al 800.354-9103, 8:00 A.M. lo 6 AO P.M. ET Monday through f relay, or in :snag to UBS Snivel Sewn ta, Client Relations Doormen, P.O. Bo: 766 UnonC ay, w 07087. • All oatmeal dull be deemed corvine and acorn d not objected to in neat; within 60 days. • For TT( services. Call 844612.0986 of from adult the LS S., Cal 201.352.1195 • haw of orlon or pasha about an *karate knob transfer (EFT/ lei parront a UPS Vet debit cad eansactions, call 030.762-1000. or wile to UBS F n' aval Strikes W., 1000 Harbor Shed, 6th floor, Wet-harem. ta 07086, Attn. IMMEGA Service,. Cala write as soon as you can, if you tha aos statement a recece is awn; or f you need more nformatcn *cut a !Fenster on the statement or recap. The Fim or Card bear Las adolsable) most her Iran you en law: than 60 dos tier the f ern two you the fin statilflUnt on which the error or Problem appeared. - Female you name aid accost number Of any) — Desabe the end or the transfer you are ordure about, and molar, as shady as you can whyyou believe a is anern:fanny you need mete Wormalart — Proude the dal:fervent of the suspected error. The Finn or Card btu.. win investigate you caviare and WA correct ley elelf pro:veg. For alleged ears Smoking UBS Vraodebd cad bunt add& f we take mire than 10 business days to do this, we wigged* your :can the amour you think is in swot so that you sea have the use of the money dreg tie tine it takes us to complete or Meditation. Please make all checks payable to the Erma to Manna nSleuticn notated on the front of this staierrent In addition to regular account lees. accounts rnw be Abject to reakenarce fen charges for late payment Sr securities purchases and charges for woad amounts in cash accounts. Accounts that are tanslered to other easter rens may be subject to a transfer fee. UBS Sweep Options (BS offers prams for sweeping cash balaxes to bat depose accounts at non-/Hired banks and Sedated banks and money make! MASI lunch (Money finds). Deposit mares at LOS Sark USA and nonaffiliated barks partkipaing it the UBS FDIC-rstrod Deposit Program are FDK.nsured n scan:la-6e was FDIC rUes For more inkanation, please 'ASA wenvfdpgair. Depose accounts at IRS AG Seward Brach ant shares of Money Funds are roe rand by the FDC. Bark deposits are not protected by SJPC. Money Ford shays arts:erected by SIK. See'1BSf naval Snows Account Protectsan' below. UVarsur request, balances in the bar* deposits may be withdrawn. and shares of a Money Ford maybe latiklated and the proceeds retuned to you or your securities assort Further inkanatirs about available sweep options, ickdrg (urea interest rates ant yields. 6 available at wwwibscornseeepred, trom year F runcial Admix cat by wring 803.762.1000 UBS Financial Services axon protection The Finn remember of the Seardies Mesta Protection Corporation (StPC), which protects securities CUMMINS of as marbles w to $500,000 Riddling 8250,030 for cams for cash). Esplanatay brochure ratable upon «vet or al mow Moo orp The SIPC asset protection lanes appg to all accounts [hit you hold in a panivir captor the Finn, together with cyan affiliate& has also purchased suppkmental instance The nuaran amour payable to all eligble <fonts. collectivelyr under this protection is SSOO million as of December 10, 2016. Subject to the policy cadade and arraalan. (ash at the Fins it hither protected tor up 1011.9 mifices in the aggregate for air your accounts held it a particular capacity. A lot copy of the poky wading is available upon request. Nether the SIPC protection nor the swpaemental protection "My to: • Certain tnancul assets controlled by (and ncticksd n your anoint vats) but breklaway Iran LeS Financial Services. For Prick certain 0) insurance products. a-Chatting variable anvites. and 00 shres of mutual funds registered in the rune of the account holder on the books of the Sat or transfer aged), • kwoomme contracts or Mermen, Molests (e.g, lirnited partnertings and private placements) hat are riot registered under the Securities Act of 1933; • Carrnoditits contracts (e.g. foreign nclunge and mowsmetal contracts), rakeing ItelitS «roach and commodity option controcti; and • Deposit accents (except certificates of deposit) at ties Bads USA, UM AG U.S. bra-khes and bats n the FDIC Pored Deposit Program. The SIPC protection and the upplemtnial Potation do not apply to those assets even if they otherwise appear on ytla statements. The WC protection ad the otplernental protection do riot prole« against changes in the market oak* of You invariants 64-ether as a owe of market movement. issuer barruptcy a other:ale) Dividend Reinverbowit Program (DRIP) Reprice reflected is an average pnce. Voumapobtan the actual price kern war Financial Advisor. Only Vole styes we purchased under Ott gunial sheen wall» sold and the cash wet be deposited in yOuf KCOvflt The *Mend remained peke %prod byte e issuer may Offer from the maker Priced' VfitCh pit,* shad we sold Cadvislieu Onisr whole units maybeheld In you account. If you are (MOW tear:until unit as a result of a divilierli payment a otwnwse, the Firm wdl either lei pert& trot at mar et price or wont an snare determined by a regained clean; agency, and credit your avant Investment objectives the nvestmere objection and risk profile are spade to each account and may wrybetween got acorns Please ado* the Finn porter n writing of ry soya Kant change in you financial station or inveilireht CbytCtreel For each want hat you choose ow al the Icooning investment &skewer • Peoces• Current Income Investments WHIN the generation of income caly. • Ache.* Capra tApporiarom a-treatmentsWang growth of prixpal r#ner than the generation of • 00$,X•Comboason of corm erforCapeal Appreciation. Investments seeking both the generation of Ware andgrowth of principal Overall risk porta • Conservative Seeks to apnea:, ineal priatoal, with low ink ad vanKeyto tho account overall, non if that risers the avant don not generate son:Scar CONFIDENTIAL Kane or ran and may not keep pre with inflation. • Moderate Willing to accept KeOf rids to prinroal and tolerate sate Watery to seek higher returns. • oressibt! Wiling to accept high tit to pNncor rd hoh volateity to seek NO tnuMS Over time. • fthelteler2 Niperry Consideration: N selected. a portion of the ponfolio fa that account may inclak complex serapes, lirked liquidity and grater atria/. Statement 'howdah: kW We ntryconsoldat• al Mated account statement with the sane address in the sarne envelope. e o because they haw onners who aka mantas Peit account re/atlantic was other cares a the same address. If you prefer to mere irdialsal statements mailed n Write *taloa& you may de line Inuteholdng by cairns) you Financial Advisor Friendly account name The Friendly account name is a cunemnble 'ndirurne chosen by you to assist you whhyor rose:draping b has ro legal effect on your account is not mended to reflect ary strategy, prodxt reccarrandatir. Meaner-A objective a reek profile associated roil par scoo nls. and is not a pecombe or guarantee that wrath any linancial resullt can or will be achieved. All irnestrnents Mira the risk of kiss, including the risk of loss of the title inestment. You can <lunge your henry aeon names trough Online Services or by contain; you Financial Ashlar. Axon overview • Yabe of your NCOU04:041010. Net of assets and litiliiet • Area Includes avert* cash balances. oaken for 'Insisted security ). and Global Tiro Deposits, unrinand marts to rural. and cash assets me held by the Fim. Does not ricks* unpnced securiteslarets at the end ot the Voir and current statement penods, or private investments, wanted stock ophom and misers-cable stock options • (iatabos Irclades debit Waxes, Panning magi, ion credit eye, accarrt balances. • Cash/money Praxes. Total of one-nested available cash balances, plus devout balances at affiliated and dwarf doted banes, and maw, market mutual fund sweep at the cbse of the Cann period NoricorrmorkO free Mot balances in yds accord as use sect' from other balances and the Fim may use roof these funds el the admit course of its business. These fads re payable spy your demand. The total is ridded in the current period doing vahe Lending information For cktred nlarnabon on the Omit lerafro practices ad cincbsures, rein to you Cher Retricnshp Agreement a Account boyeernem and the General Tema and Conditions. Statement of Credit Practices available n Agreement and0kebsures SDNY_G M_0002 7760 EFTA_00138380 EFTA01278989 Important inforn mho! about your statement (aommed) Your assets Your nalerrene itemizes stouter and other assets held n the arcane at the end of the statement period You may ask for delvery of fully Paid securities al any tire. You may receive 'Aunties used as loan cotaterai alter ming any baffle tar on them. Any wetness transferred to the Firn ding the stremmt period are Wed at market valet as of the end of the stamps period • Bost bases In deannnirg 'the cost basis of the sectaries included in this statement whew indicated with the number 'I,' LEK fnarcial Services has rolled on informanon <bribed from sources other than UBS Fnarioal Services, rcluding rdarnation born amebic ern or that you may he:epos/deck° your Financial Advisor. the Firm does flat indepenitmly way a guarantee the waxy or vaiday f an/ -dominion Vondd by sources other than U35 Financial Smqes addlico, although 1.85 Penman Saran generalk updates this incematir as Sus received, the farm does not wand. any entrances Out the infamainon Leder "Cost bate and starmalced ger/ losi accurate as oi the date of this statement. As such. please do not rely an this nlanution to nuke pathos. or tale decisions. fa la( purposes or otherwise. Accounts transferred to the Fin may reflect are int:minim only fir thy period d time thyme held at the fern More historical ilkeirs3helk can be added by your EnemaAdvisor. • Ureroalited gent/losses. Yitten data s available, estmoted streaked garnflosses are calcubled for inivileal satiety lots the transaction data for individual lots may or may ice ref lect carnets:one. charges ander sect.* reagreral ion events. Dieicknd and other renvestment lots and sista-nat. pushes. lob are each combined to display an averaged lot the -Trade date' colmnpanonts the iodine transaction trade dale. • Callable securities Bonds and .related NO* that the issuer cats la *ark, rederrpton Pail be selected monde, by lot Iran among al warms of that :Sue held in Our name or it noronee mew fa oat clients Call feat, Smoke, is obtained from third Pries and es accuracy is not guaraMeed. Other call features may eon which mid ect weld complete istoemaiem will be period upon request • Price/value Prices displayed for securities rd other peoltas may be higher or Rorer than the price that you would actually- retinue in the market. 'ekes we obtained from venous red party sources *NM we bekve to be elate. Li we do not garret* the accuracy - we generalk use the cbsing price silken available or tie mean of the bid and ask vices la listed secubes and options or ink bider..., tor OTC simians - Less actively traded securities maybe priced twig a valuator model a the most recent age we obtained rid may not reflect an actual market price a eal.ae. ▪ Ceffait positions may Apex Magna a price end will *ow as • Pico was not available' if we are triable to obtan a Once fa a sectray. - Deposes a stqunties denomnated n Amerces other than U S. dollen re reflected at the exchange rate as of the statement date. - for (Man searmes vadng 11 non-conforming denonmatons, puce mg queerly (face unit) may have been adjusted to (satinet proper valumr. To obtain anent quotations. when available, contact you Fr-wool Acinscr. • Private investments and structured products. Private nsesIrroot str<Lottes (rxlssry eked OanCiPalt:n Ve0Varn and real estate insonment trust secunies) and strut bred procticts are generally fury egad. Cenral stsuctured proixes haw not teen registered with the Securities and Exchange Comnssian or vide, any state securities laws. We Frovde estimated values for private mourned securities and structured products for enamel crud pabows only. Accuracy a not guaranteed - Thew values may differ skeane illy Iran peon, it ay. at ',kith a pejo" minim it security a structured mobil may be bootie or sold and do rot resesseik represent the yaw you may reaive upon licpidater. - 1hid piny *sinuses of value re ai d a <Min deo ad aro supplied to UBS Friars Lel Sreekes on a regLia bass by an indepertkre valuation lima - SSA, generalpartner Cr sponsor estmated yaws, iota we sag-Plied to the F rm by the issuer, general partner or sponsor and may be cakulated based on deferent int:greaten from that used by shed parhes to dime thee estimated values. - You can obtain additional elarnsion regarding the methodology used to determine the enema of value and the date of the information that is the basis la the estimate by comactivytitir Financial Advs.)/ - mud party estimated vales may be reflected as 'Not Arced' in Several Stuatiena when an independent valuation Imes has not suppled or Linable to assign a vakie, when we become aware that a material event he occured the may calla Feewoudy reported value it question, or often a value would be hghly specubtm due to the nave of the warty - Men neither an noun, general partner a sponsor estinned value nor a thed-pyly estimated vat* is pronded, the vela of the security wit be different from es pushes. price. - • Diserbutions to dale may under return of capital name or both - •Orgrul the sae represents the Mut offering price per Vol and may not felled JOssr cal bass - DPP and Witted PER SeCtreief are not listed an a national securein exchatigt and re generally aged ani then f they can be sold tee once 'Loomed may be less tan the per share estimated value provided n the sawn' statement. • Restricted securities Restricted ecurites gen•raly are not currently ehgble la pubk sale. UBS Fnancial Services uses the market Ante of the urresexted stock ol the sane suer as an rimed yak* for the resettled stock for purposes of Ma stonronnt only. To the extent that restricted swum ies are ebgblo for sale, he value received may be substantially less tun the awed vakw shown. • Est. (estimated) income, current yields and rates. An en nwe of arrival rt:COre n bated on (tour, daiderd and Atom rates, assuming the 'Minot will be held for one yea- from statement date or until maturity. Ms estimate is calf a guideline, accuracy and continued imam are not guaranteed. - Estmsted arrsul 'came aid overt weld for cellar byes of securities could 'Ado a rerun of pritcPal or capes' gain in which case the esi income (rd current yields would be overstated. - Estimated annual axone and current weld and the avast income and yield ir4 be FAA oe hyper than the *limited amours - An estimate of atnuallicd income Wirderd aider interest) divided by the current market valtdaverage balance es based on the last dividend or ntireu poweent made by the issuer and worms the seorkieedeposes will bo hell foe one year from the statement date or until maturity. Accuracy and canalised yea re not guaranteed • Peseta net held by WS Finencial Services, Certain assets as not held by the Firm and not wain the Fin's possessir or control. These assets are deployed on yo r statement for informational purposes only. Positions and values presented re prowled by the inure; fern UBS Financial SOWS is not rinpmslake for the it -enrol and does not guarantee as accuracy these assets are riot 'needed by SVC or thefne's supplementsl SRC coverage. • Revenue iherkg and adckienel cempenerien. - h aiditir to contusions an salts and 12b.1 Fos received in conned ion with the desertuter of mutual tune to as dents we ancfor out affiliate receive rewrite taring payments Iran dotituion ant a advisors of the mutual funds that so toll These amounts re based on two Oran components (4 the amaze of sales by 135 of a particular- rrutual fund family to our dents; aid 64 the asset vats of a particular Mutual fund lanais shires held at tie fin - We and ow Abate also receive networt ing and ornnbus processrg fees in consideration for transfer agent services that we pinede to tie nuual funds Those lees generally re pad from inwstor assets n the Mutual (WA and are a fled dolls" amant based on the rumba of accounts at the broker-dealer holdrg manual funds of that fund family - en Atdion to CCenril6Skins received in connectors with the sake or datibuton of annuity ameracts anal alb nvestment bust inns to our dials, we ad a err aft hate receive memo shoring corrponsaton from Try o1 the neurance companies underrating the annuity teatr&CIS, affiliates of the insurance companies or sponsors of the snit investment Pasts we distant. — In addax, to comnisions received from the pm-chase and sale of Ne4Shares hr.'s, we and or cur al I dote reare an asset-based revenue sherry Payment from NedShares doubts:A s well as ruining for technology developrnent, training and educe' an. — Our Alleles alto receive tradng canters and other anneroal ion from mutual funds and nuance companies *tote cecducls we dindasle CONFIDENTIAL — We 'teem <COlf:OrnblOn Iran USS Brit USA, CBS AG Surr4oed Branch and navaff ilwed brit tFroujn our cash sweep FroStaTh The compensation may beam...Mk per woo,* fee or may be a percentage of amage daly deposit biases Activity Information regrdng commissions and other charges incurred in correctors with the execution of trades, inckang option v.emactons has been enolded on eastern-melons previously !unwind to you, seta wIl be provided to you promptly on newest. Short soling II you are engaged en shot sellrg a misty, you nay new a charge die to Cestain to:trove.; costs for the pan in/le-murky. OPen orders Regaidng open a 'gsasesscaneeileir orders that were not evecuted by the mamma date. open buy and sel stop orders we reduced by the amount of divelonck. Or IlyhtS on an ex-dmiderds or arches dote unless nslructed otherwise by you. You are responsbb for orders that are executed ea toms lettere to cancel ..sting can adore. Privacy To obtain a copy of as current Client Priory NOlite, Olean caul you- fnancial Achim or vet as weenie al sw.vittist enattnrivarsoorrt. ▪ 1.85 Financial Services it rot a bark. The RMA, Blueness Services Account ESA and IRMA are brokerage accounts *flesh porde access to barking SOVKOS and PrOdagh Ihretact attaligenntS with affiliated banks and other thiaparty balks, and provides access to insurance and amity Products issued by u-off bawd thin.party nsurrce ccmparms through instance agency subside-es se LISS financial Selects Inc — hsellnierc, insane. and annuity prOctiCts. — Not FDIC insured • No bank guaraniee• May Sale value — tMA Pesaro. Management Account. Business Services Account ESA, IRMA and nit-imaginal Resource Management Account are registered service marks of LSI Financial Services ex. — VISA ...registered vacierrurk owned by Visa Menai:nal Service Association and used under ken.. The 165 Visa aide [Yds rd the LeS Visa debit cads are avid by UBS Bank LISA with permission from vise U S. A Incorporated All other vadernarkt registered trademarks, service marks and registered 'ice nuns are of their respective companies UPS Runde, Services Inc Rev. 701810 SDNY_GM_00027761 EFTA_00 I 38381 EFTA01278990 *UBS U85 Fnancial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Account name: GHIStANE MAXWELL Friendly account name: Indy. Millennium Account number Your financial Advisor. SCOTT STACKMANLYLE CASTOR Phone Questions about your statement? Call your Financial Advisor or the RMA ResourceUne at 800-RMA-1000, account %Stour websIte: www.ubscomlfinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and bokerage statements regularly. Also, get your free credit report annually from ?new. annuakreditreportcom. Value of your account Resource Management Account May 2019 HI AN MAX LL On April 30 (1) on May 31 (3) Your assets 773,563.00 775,778.00 Your liabilities 0.00 0.00 Value of your account 5773,563.00 Tracking the value of your account S Thc $775,778.00 583 7 )26 4 756.4 773.6 • 77533 • 750.0 Dec 2015 Ott 2016 Dec 2017 Member SIPC Dee 2018 Aar 2029 may 2019 Sources of your account growth during 2019 Value of your account at year end 2018 3756393.00 Your nvestment return Dividend anti interest income S38.163.00 Chance M market value -318,74900 Value of your account on May 31. 2019 $775.778.00 SDNY GM 00027762 CONFIDENTIAL Pap 1 of 6 EFTA_00 138382 EFTA01278991 *DUBS Resource Management Account May 201L, Your account balance sheet Summary of your assets Value on May 31 04 Percentaga of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 775,778.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3775,778.00 3775,778.00 100.00% Account name: Gil Friendly account nameddh ' ' Account number: Your current asset allocation Eye on the markets Your Finandal Advisor -7 STACK MANLYLE CASK]. Index Percentage change May 2019 Year to date 58P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% 1.78% 4.80% CONFIDENTIAL 1Y_GM_0002770Yte 2 of 6 EFTA_00138383 EFTA01278992 *UBS Resource Management Account May 2019 Change in the value of your account May 2019 (S) Year to date (S) Opening account value 3773,563.00 $756,359.00 Dividend aid interest income 0.00 38,168.00 Change in market value 2,215.00 -18,749.00 Closing account value $775,778.00 $775,778.00 Account nate: GHISLAINE MAXWELL friendly account name:Indv.Milennium Account number. Dividend and interest income earned For puiposes of this statement, taratilty of interest and chidend income has been determined from a US tar !tootling PerSOKthe. Baud upon the residence of the account header, account type, or product type, some Interest andor &Wend payments may not be subject to United Stan (US) ander Keno laco (FR) income tares. The dent month), statement is not intended to be used and cannot be ref ed upon for tar purposes. Clients should refer to the applicatte tan reposing forms they Rohe from U8Sannualy,SuCh as the forms 1099 and the Sams 480, for tat reporting information. n Is the practice of UBS to file the rpplicatie tar reporting foam with the US internal Rewnte Semce aid PR Treasury Deparerent, aid in such forms accurately dose fy dridendsanda interest as tea eirernot or tea Wont Please consult your Induclual tax refloat*, Prior year adjustment May 2019 (5) Year to date (S) 0.00 38,168.00 Summary of gains and losses Values repones mow exclude products for which geins ancitosses art not dassified. Realized gains and losses May 2019 (S) Unrealized Year to date ($) gains and losses IS) Short term 0.00 0.00 699.00 Long term 0.00 0.00 86,911.00 Total 60.00 $0.00 $87,610.00 Cash activity summary Your M sandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity the month for deur Is. Balances in your Sweep Options are Includedin the opening and dosing balances value. FDIC insurance sprees to &pones at UBS Bank USA and as banks pankipating in the UBS FDIC Insured Deposit Rogan. a does not aptly to deposits at UBS AG, Stanford parch. SIPC protection applies to money menet sweep fund hddims but not bare deposits. See Important ineormaton about your statement on the last two paces cf this document for detals. May 2019 (5) Year to date (S) Opening balances additions Dividend and interest income $0.00 0.00 $0.00 38,168.00 Total additions $0.00 $38,168.00 Subtractions Funds withdrawn for investments bought 0.00 -38,168.00 Total subtractions $0.00 -$38,168.00 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your retain objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027764 CONFIDENTIAL Page 3 of 6 EFTA_00138384 EFTA01278993 *UBS Yournotes CONFIDENTIAL EFTA,I3E383 EFTA01278994 $UBS Resource Management Account May 2019 Your assets Account name: GHISLA1NE MAXWELL Friendly account nartie: Indy Millennium Account number. Some prices, income and current vaues florin may be approximate. Asa ream. gains and lopes may nal be &croakily reflected. See mipommt infomafron Stour your statement a the end of this dxurnem fOr more infornason. Non-traditional Private equty funds, Hedge funds, and Other investments are held in your UEISFinarcial flateS Int. CUBS FS) broil/rage account. the portion reported below reflect the records of the issuers, and UBS FS does not guarantee the accuracy of the I Wormaton The value shown is not necessarily the value you would receive hem the issuer if you sddthe assets. Funds actively sdd ty UBS FS ere subject to ongoing due digence, athcsigh the level performed rray vary A dosed fundmay be subject to no ongoing digence A fund that you wintered elsewhere may never have been suteect to UBS FS </lige nee. although 1)85 FS may receive a let frail t he funds manager. which may CCOSMUle a masonry of the nifinagenlentlintentiSt tee. Please C0nlaC I your financial Advisor with questions • EA value per unit' is an estimate of value supplied by an independent valuation irm and reflects adjustments for factors such as the iquidty of the units. Hedge funds FurchaSe mice Natio Average puce skIdng of shares per Share (3) ALPHAKEYS MILLEN FKO BROKERAGE NO 0430'19 Trade date: Nov 24, I5 Client investment CS) 650,000.00 ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 04130'19 Pad,. Ja:A a r L 19 Total Your total assets 38,165.00 5688.168.00 value on May 3t (S) Your Finandal Advisor: SCOTT STACK MAKILYLE CASRIEL Estimates Of vd ue St•Pdred by Issuers Of Certain Program (which are general), 'net asset value estirnaleS) art shown as ' ilesuer est. value pet unit'. For Pnvae equty funds,' value per unit' it a value updaed quanerty, bated on tne Net Anti Value (1NAV1) in the fund a or the date sped fled aduskd by add ng unital rails and sod recting dslnbutlons since the NAV date The NAY is primarily bated on estimated portfolio vd ues provided by the undertying fund sponsor These two values may racy because of differences In the way they were estimated and because the • Third party en. value Mil unit' may have been PrePated come basis at financial irionnaton other than year.end neccri(d estimates may not reflect resat., liquidation or repurchase value, if any, and may mg reflect dst moue cos of cumin until the next valuation is reported, vneinly on an annual or serniannua bats the end of the statement. Cost Fnce per share value on basis (1) on May 31 CS) May 3 I (5) See Important IMO mason artour your stdremenr unrealized Ray Inetstnient MOON gain or toss (5) return (3) period 650,000 00 1.000 736,911.00 86,911.00 LT 38,168.00 1.000 38,867.00 699.00 ST 568%168.00 1775,778.00 587,610.00 Percentage of Cost your xcouni bate (3) EStanated Unrealized annual intone (S) gin or IV.% CS) Non-traditional Total Hedge funds 775,778.00 100.00% 688,168.00 87,610.00 100.00% $688,168.00 $87,610.00 0775,770.00 SDNY GM 00027766 CONFIDENTIAL Page 5 of 6 EFTA_00 I 38386 EFTA01278995 *UBS Yournotes E,,,ot,......—nm CONFIDENTIAL V_Ghl_00.7M" EFTA,BE387 EFTA01278996 Important information about your statement • ES Feudal Snots ex. (the firma I.05 Financial Serokera is a mentor of all aitipal secerby, commodity and oaken exchanges. (105 Financial Services and UBS Bank USA are redeem subsidiaries of IRS AG and affiliates of UBS Seculies 'SC. Thep Mrs flak& itattintrit n availableupon request. The Fines executive offices ar• at: 1035Fnancial Services tve. 1200 tabor Boulevard Weehawken. NI 07086 this naitment Went. the only officialrecord of you LES F runnel Services account. Offset records. except official tat doonnts. contanng cornicing data shim& rot be relied won d you beam* thee is an erra or emersion plum report n inedatelynewitng to the Brands Manager of the office sang yes account. Allitugh al ligges sann re ntended to be mutate, ftattment Peashould not be used for tax purposes Re' solely on yer.end la< fame by . Finn 1099. 519,1 10425. etc when prepamg your tax return. The Fon requited by law to report to he RS alltarabk &adman reportable nontaxable divinds and taxable inrest eared on muskies held in you amount, net proceeds on sate transactions, indent basen Wan mewed setureis Commankations with Minn • Pleaserect.-did fry oral cartrunicatiom b ending tofurther protect your right inclukg your right utter the Securities hasta Protection Ad (SPA) • If thefinancial imitation an the top left of the front of this 'Woken, is not LBS Fnaxial SerwetUBS (ninon' Unites caries you account as clueing beefier by arrangement svik the Pocketed Minna we itnned you & this Malachi, Mien you opened this accost. h this cast your lads and mealier me haled at LNG Fnancel Sens and rot the :waning broker, ad you 'rut make a man of arc en or emission to both firm • As descrbed in the account agreements, you nut readyusof any egrets or baud irwohing checks reflected on your statement moon 30 dap after e was malodor made avilabb. • Please died customer rOmplintS a i0161$ to the Pint's< km Relations Depanment x 201.3521699 or tonfree x800.3549103, 8:00 A.M. lo 6 AO PM ET Monday through Frday, or in mein to UBS Financial Senecas tic., Client Relations Department P.O. Box 766 Union< Cy, w 07087. • All Bolo-mere shall be deemed complete and mute d not objected to in seeing within 60 days • For TTY serKtS. Call 8446120986 or from ouhkle the US., Cal 201.352.1495 • hen of *non or parest ions about an electronic tyds bander (Ent be ~MI or UBS V6a. debit cad transactions, call »762-1004 or mite to UBS F nonce' Strikes ex., 1000 Barba 13hd, 6th floor, Weehawken, N.i 07086, Attn. FcMAISCA Senkm Cater mite as soon as you can, if you Mkt you statement or recept is nog a d you need more ~melon tout a transfer on the statement or react Taken orCard boar (as regkehle) must her from you no law than 60 dry after than wed you the fist et item« on vk,kh the imp or problem appeared. - Prod:Jena rent rod accost number (& any) - Desert* the wor or the transfer you ore unsure about, and 'whin as clearly as you can why you belied å is mom a yew you need more information - ?rota& the doer ardent et the suspected era. The Firm or Card hue, we investigate you amebae and we correct try error promptly. For alleged mots inpirog UBS Visa•debd card tramacart 4 we take more than 10 business days to do this, we winded* you acomm la the amount you thnk n in error, so that you wµ have the use of the money ding Me tint it takes us to tenth% iwOstispation. Please make all checks payable to the Elmos te financial nsteuticn notated on the Ion eV this statement In addition to regular account feet amounts may be object to rnineenaxe ten charges for late payment kr securities purchases and charges for urpad enures n cash accounts. Accounts that are Preened to other instates may be subject to a transfer tee. UBS Sweep Option, 185 offers options for ~erg cash bala-kes to bad deposit accounts at non-/foliated bads and agitated banks and money maim ~aril lunds (Money Fun). Depose rocurde at MS Bark USA and non-if R&M banks pankipaing et the UBS FM-Mural Deposit Program are RIK onsured n aces/date FDK Mes For more nfamation, please vise womv.fdk.gw. Depose &counts at IRS AG Stawl«d &anal, ased dues of Money Funds are not inured ty the FCC. Bank deposits ad not protected by SPC. Money Fuld Marrs are panted by SIK. See 'UBS Enamel Services Account noteden' below. UP:ayour repest, balances in the bad depositsmat be withdrawn. ad shares of a Morey Fad maybe kadated and the proceeds retuned to you or your securities xcan. Further Samna about available sweep options, •-ickdrepcurrero ireerest rates and yields. 6 avatlable al wevwdosconyswieworeldu from yos Ennui Advisor or by <Xing 800.762.1000 UN Financial Services noun protection the Finn is a member of the Startles Mesta Protection Corporation OIPC), which protects securities customers of Es members up to $502,000 including 1250,000 for dais foe cad)). bplinatay brochure Rabb» upon recut& or al mow hoc org. The SIPC asset protection limes apply to all mans that you hold ina pinio' caparry. The Find together with certain affiliates. has abo purchased suppkmental insurance. The nun-turn amdel payable to all eligble <bents. collednely under the protection is 1500 million as of December 10, 2016. Salmi to the polky caxkin end [meanw cash at the Fem is Wks- protected he up lo 11.9 milen in he aggregate for al your account held n apal:ruler apaoty A ful copy of Me poky wcrdrg n available upon request. Near theSIPC protectionla the appiemental protatonapply to: • Caton enamel assets controlled by (and nchottl n your account var) be held away gran LEIS Financial Services. For marrple certain (0 borne products. ecluding variable annuities. and (iö shres of malual funds registered n the rune of the account holder on the books of the isur or transfer agent), • InnyAMent Caltalt a hut...1VMM ~MIS limbed pannenha andable placemenes)Mat re not registered under the Searhes Act of 1933; • Carmodeten contracts (e.g. forego eec Mtge and peed:usenet/ contracts), including futures contracts and onvekdity mein contracts; arid • Deposit account (except <indicates of depose) at LBS Bad Uä1,1185 AG U.S. bra-khes and bads n the FDIC Pored Deposit Program. The SIPC protection and the supplemental protection do not apply to awe *stets ~nil they Othonvite appear on you statements. The WC protection and the supplemental protection di not crawl agaide changes n the market val.* of yes inuestrints (nether as a owµ of market movement issuer bankruptcy a *thee-ode) Dividend Reinvoreneent Program (DRIP) The price reflected is an average price You may obtain the actual price from yap Fnaec eal Advisor. Orb *bole Mares se purchased undo< DPP, pried ewes wiltbe sold ard the cash we be deposited hype Kett* The chnderd rernesImint ace sophed the issuer may Caller hoas the market ace al wench shares are sold weed edhk may be held es your account. tyd are eed to a pan& ail as a result clear:Send asknosen a *theme& the Firm witseller sell panel inn at market peke or accept an "no determined by • registered drib agerky, redcredit your account Investment objectives The ~Amer. objection and Sk profile are specho to each account and may waybetween you &mum Please advise the Finn promo b in writing of any swilkant change in pa loandel siluaton or • vtgmim <timbres. For each account held, You choose one of the (okaying insegment objectives: • Roan Coma trait Investments web) the generain of income cob. • Aches, Capital Appreateore Mestments Prang growth of peincPal raper that the generation of mom. • Prodwo Coss/mason of Wane end Caps( Applonition: Investmems stoking both the generation of exam and growth of principal. Overall risk safes • Conserivaw. Seeks to manterundial ehcpal, woh low risk andeolat lity to the aeon CrIOCIII, see if that mean the account does not generate significant CONFIDENTIAL Insane a rant and may rot keep pace with • Moderate Wean to accept some net to Princinel and tolerate some Madly to seek higher returns • Aggressive: Wiling to accept high risk lo amoral ad high volatile), to seek no tetuffS ore tint • Pottage& Elpedity Conaderadan: II selected. a portion of the portfolio for that account may include complex wages, linked liquidly and gracer Statement dousodwIdile We may consoldat• al Maud account statement with the sane address in the same envelope. e o because they have owners who Mu maintain join account retains/vs vet other chants x the sane ackeess. If you prefer to recent irdimlual 'totems-As mailed n thwatermloas. you may decline hounokleg by caring you Financial Adana Friendly account name The Frudy account none is a arnamabk 'nark/net chosen by you to assist youMehra/ necordlespn3 lt has ro legal effect on your account is not Mended to relied *iv strategy, prod/t recommendation. inure',', objective a red proMe associated post KO:WIt and is not aprom:» or gaunt** that wealth ce any financial results. cm or will be achieved. All Mementoes Moe* the risk of less. rocteding the risk ol loss of the erors Modified. You <an Mange your heady wan names through Online Services a by contacting you Finial Adoor. Accont overview • value of pour amountaertkab. Net of assets and linters_ • ouns axludes available cash bards, values for regrind security (Ott ). and Globala Time Deposits, wreaked mods to market, andcertain assets not held by the Fem. Does nol li tade noted secuntlarsels at the end or the prior and current statement pendla a private eminent nested stock ophom and porcine nock options • fiabeides exhales debt banes, artsundire; margin load credit fine, short account balances. • Cash/money babas. Total of unimested available cab balances, plus depot betides as all gated rind nonotif dated bads, and money market mutual koed sweep balance& at the date of the statement period NonocommodM free cede betides in yas nose are rea secyegxed from other balances and the Fim may use am of these funds tithe °gamy course of es banns. These fink re payable span your demand. TM total is dlided n the <lent perioddosing vas Lembo° information For Mend nlamation on the f em's lendnp practices rd admen, rev to you Rellikonhe Agreement or aCCOart Agreement and the General Taw and Conditions. LOS Statement of Credit Practices available headman andDischoges as syww ,,ki mkirneinadidu n. SDNY_GM_00027768 EFTA_00138388 EFTA01278997 Important inforniation about your statement (coolinura) Ye.. assets Your stalement rensees seasibers ard other assets held bi the ardent al the end of the statement period You may ask for deem* of Idy paid securities al any time. You ma/ recent seopties used as loan cables, alter paying arg Winn Om on them. Arv secunties transferred to he Fm, clang the surernme period are heed at misfire value as of the end of the stareners ØØ • Con basis. ti determning Me cost basis of the SectrIes included in his staten indicated wean the number I.' LOIS Fiyareiral Sankes has rebid on niorm lien <blared from sources other than 185 Fnaricial Sernices. dluding :Marimbas, Irons rioter lima that you may have ~died to pc Finns& eadeasta. the Firm does not independently way a guarantee the KOraCy valdug d are damson Pravda by sources other than 1.135 rnarKial Serbt.C44. addlion, ahhough1126 feudist Sarvtees ganerally updates this nlarnatim as a is received, the fern cites ro ary assurances hat the enfamaitson tear "Cost base and "Urrealded gad loss* is added as oe the date of this statement. As 9aCh. pleaSe do rot rely on this tgarnition to make pachase a sale decisions, la la pa-poses or otherwise. Accounts tramlemed to the Fin may reflect galoss ant as only fix the period d tire they are head at the fan Mom Ketones' Mantas, can be added by you* Salami, Advisor. • UremalItad gaim/bsses. ktsen data is amilabk, esinurtedu'realted gensflOSte$ are calculated or sectrey lots Me transaction data for ridvidual lots may or rn*nco reflect ccromissions. charges and« s y reap-mat ica (mots. Din:lend and other renvestram lots and systematic put,* blu are each combined to display ore averaged lot The 'Tale date' <arm presents the agent Vansaccon trade dale. • Callable securities Bonds and preferred stock that the issuer cats la ealy redemption wit be selected martially by lot trem amen; as se:vain of that istue held ei Our rue* c< in nominee name for as clients Call bare aormalsn obtained from third portas,a accuracy is not guaranteed Other call leave may cost which could al ect grad complete 'Mammal will be provided upon request • Price/value Dices displayed for secures and *tier products may be high« or beser than the price that you would actually racere' the market. Prkes re obtained from wirer ihrd party sources *Ash we being* to be debt, bst we do not guarantee this accuracy - We generally, the closing dice when avail,* or tie mean of the bid and at Seidl for listed sautes rid options a ony bidpekes tor OTC patches - Leos actively traded securities maybe pnced wing a vatorm model or the most recent peke we obtained and may not reflect an actual market price a var. - Cease, positions may offer wads a peke and will shave as 'ace was not available' if we am unable to cbtan a price la a savvy. - Deposes ce semnties denornnmed &ranch other than 1.1 S. deles se reflected at the exchange rate ol the slatemere date. - for temi feCulbeS wading n non-cat «nag denominations, pote and pure* (lea salve) may have been adjusted to facilitate proper vaiumon To obtain niram quotations. when available. oared pas f nano, Adana. • Private investments and structured products. hante mestmen seanuts (retain) dimes PardiPal in aciaam and real estate indernent trust Securaree) arid Strut teed prodxts ale generally highy acipd. Chan stxtured ;melds have not been registered with the Socaitim and Emhart> Ccarnesian or under any state securities laws. We provde estimated values for dare destromi smurtes and stool ved products for dermal tna pasposes ally Money n roe guaranteed - Then vaks. may differ Abseantilley Iran pdos. rry, at which a private rt security or structured product may be boas/tor sold ad do rot recess,* represent the value you may resewe yam lidlidatem. - Mid party tamales of mire re as or acertan date and are supplied to UBS Fnacial Services on a reply bass by an ndependem valuation limn. - Issue, generalpalmer or sponsor estmated values, 1/ fob se ~lied to the Ferm by the issuer, general erne or sparnor and may be calculated based on dfferent infamaton from that used by shed pawn to derive thee estenated values. - You can cbtarn additional anon regarding the methodology used to determine the estimate d value and the dal* of the itamation that is the basis la the estimate by contacting your Financial Adv60r. - Pad patty estimated gab., may be reflected as 'Hot Arced' in Several "Wain: *Olen in independent valuation Wm has nal suppled ais viable to assign a value, when we become aware that a material event 1‘36 occurred that may calla Fenix:0y marled value etc question, or when a value would be highly spesulatve due to the nave cia the security - Men neither as aster, general partner or sponsor estimated value nar a shed-wry estimated cal.* 6 gronded, the sake of the scanty will beOda/ea from its punhese pike. - • [Jarboe pis 10 Ore may aide moan of capital extant or both. - Ongs-ul wit we' represents the dual offering price per trit and may not reflect you toll balm - DPP ard unlisted REF smarties re net bind on national secure/in mohair and re generally ibarad red even 9 they can be sold the price received may be less tan the per hare estimated mite' provided n the Xlecill statement. • Realrected seaeritiat Restricted securities sprees* are not omertly eligble fa public sale. 185 Financial Sera:es uses the market pote of he urresincled sad ol the sane issuer as an imputed vale la the restricted stod foe purposes of Our statemet only To the extent that restricted wombs are ebghle for sale he value waved may be stbstantialy less tun he nkved value shown. • Est. (estimated) name, current yields and rates. An est rive of scrua neme is bred on <vial dadrva and 'eow rain awning the senates will be held for one ger born statement date or tree matLaty T is estimate is cab a gudelne, accuracy ad continued income are not guwarteed - Estemeted inrad 'came aid current yield for canon types of inches cold in de a faun of prixbal or op-calgad ia which case the psi income DMcurrent yell would be overstated. - Estimated annal «one and anent yield and the actual icon t and yield nuctit be lower a lusher than the mtenmed snorts - An estimate of a-nualdad income (dividerd ~cc interest) divided by the current market westaverage balance a based on the last dividend a deed payment madeby the issuer and menes the seockerideposes will bo hell for one yea Ironi the statement date or until maturity. Accuracy and contnued yield re not guaranteed • Meets not held by (SS Financial Services Certain assets re no held by the Fim and not Mahn the Finn's possession or control. These assets are doplayed en you' statement ler re ormational purposes only. Positions and am presented re provided by the hu gfem UB5 re-wets' Serv<es not ~ha for this inks-maw, and does not quarrel. ild accuracy These assets re rot protected by SK or the Firm's supplemental9PC coverage. • Revenue tamg and adiftional compensation. - h addition to cardissions on sates and 12b.1 tees received in coned ion with the, darbuicin of mutual limas to as dents we aller our aftliale raceme reven* sydrig payments Ironi dot/taus anlor advisors of the maid finds that ere sell Dew amounts re based on two Meted arrpocents: (8 te amorft of sales by 185 dal:about, mutual fod family to our dans; and 6G tie asset vale of a patoubr manual fend lakes shares Add at the fool - lee and our affiliate also receive nand. rg and annbus processng fees in consideracet for tranbi agere services that we provide to tie maual I unds These lees rarely re pad from ~nor rats n the muhal fund and are a feed dolly arrant based on the n/rber d axouils at the broker-dealer ha:Mg ravel finds of that had family — h addition to CCtill6SkriS received in “nnectson with the she or &tauten of annuity contracts ad ton nvestment bust vas to ov clams, we ad or or aftnate receive redrew sharing compensaton incm may of the n9JrarKe companies unckorrremo the annuity Contracts, /Mimes of the insurance curesunes or sponsors or the aria mamma vats we ofistrbsto — h added', to commissions received from the pachase aid sale of NegShares lads, we and or ar /lilac receive an asset-based revenue sharing Palmere from NentShares iddrlataces. as will as fØ for technology development, training red education. - Our allaales also receive trade-9 C011171i1401$ ad other ~mat Cr' from mutual funds and «memo companies whoa ormolmo we diebule CONFIDENTIAL - We relent <CnitX•riSaten Iran LE15 Bra USA, 185 AG Stakord Branch ard dazed bares trout our cash sweep Froarl compensation may be a manday per account fee or may be a percentage of mange dal/ deposit balaves Activity Infor nattin regrdng rommissims and other (hasps n amed in carecton we, the execulon of vades, includingoption transactions has been *lauded on confirmations previously franted to you, and pall be Presided torose promptly on request Short 'sling II you am engaged ri short sellrg a warily, you may intut a charge due to certain to:droving costs fa thai pan kola- security. Opmorders Regaidng open or gooddisanceake orders that were not imesuud by the stuemon date, open buy and at stop orders re ratted by the antra of divolend argils on an exidwirlards or Pintas date unless mauled othewoe by you. You are responsbk for arkes that re executed due to rod lake* to cancel eating opos *den. Primacy To °Man a copy of Ca current Chen Procy WOO*, Olean Callett your Francis' Miner or visit umbra Arlymn *dot ennuonvrteof.- - 185 Fnaryial Services is roe a bark. The RMA, Brosiens Seerces Account 85A and *MA ae brokerage accounts whdi proside access tobarking services and products *exact re.ingernents with afflicted baks and other tia.pany bunk and provides xam to issuance and areaMY Products issued by u-off aided klidparty ~ace dmpanes trough instances agency Abroad-es *ILE'S Haneal Services Inc - entstmert, nStlaria, and &tufty ortdocit. - Not FIX ins red • lb bar* guaramln• May Imo sale - tea reined Management decant. Busness Writes Account BSA. IRMA mod otnnalional Resource Management Adds% are registered sense marks of 185 F 0..111041 WM*/ !IX. - VISA is a registered vadimrk owned byvisa Manakin, Sarre Association and used video kern. The 165 Una crede cads and the L135 Visa debt cads at ward by WS Bank USA with permissionfranveau S. A Incorporated All Odom vademarkå registered trademarks, ,rvke markS and registered sersice milks we of rhea ~me corrpanses LRS Fisancial Senior Inc Rev. 701810 SDNY_G M_0002 7769 EFTA_GOI 38389 EFTA01278998 ;It UBS UBS Fnancial Services no Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Resource Management Account June 2019 HI AN MAX LL Account name: GHiSLANE MAXWELL Friendly account name: In& Millennium Account number. Your Mnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOUrCeLine at 800-RMA-1000, account on May 31 (S) on June 28 (5) Your assets 775,778.00 0.00 1,4sIt our webslte: www.ubscomtlinancialservices Your liabilities 0.00 0.00 Value of your account 5775,778.00 $0.00 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWW.annuakreditrepost.com. Tracking the value of your account S thictrsands Der 2015 Dec 2016 Dec jel 7 Member SIPC Dec 2018 May 1019 fun 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Net deposits arid withdratoals Your knestment returrt NW:lendand interest income Change in martin Vat* Value of your account on Jun 28, 2019 $756393.03 478%339.00 SDNY GM 00027770 CONFIDENTIAL $38,168.00 49,188.00 $0.00 ►age 1 of 6 EFTA_00 138390 EFTA01278999 UBS Resource Management Account lune 2019 Your account balance sheet Summary of your assets Value on June 28 A CaSII and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: GHISLAINE MAXWELL Friendly account name:Indy Milenniurn Account number: Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 3-month Treasury bills: 2.06% One-month LIBOR: 2.40% Your lleancial advisor: SCOTT STACK MANLYLE CASK IEL Percentage change lune ZOig Year to date 7.05% 1834% 7.02% 1831% 597% 1449% 1.26% 6.11% CONFIDENTIAL Y_GM_000277,449* 2 of 6 EFTA_00138391 EFTA01279000 $UBS Resource Management Account it • Change in the value of your account June2019(4) Year to date (4) Opening account value $775,778.00 $756,359.00 Deposits, including investments transferred in 38,867.00 38,867.00 Withdrawals and fees, including investments transferred out -824,206.00 -824,206.00 Dividend aid interest income 0.00 38,168.00 Change in market value 9,561 -9,188.00 Closing account value $0.00 $0.00 Account name: CHISLAINE MAXWELL friendly account name:Indv Millennium Account number: Dividend and interest income earned For puposes of ths statement, tatatrity of interest and d ndend income has been determined horn a US tar teparting perspective. Bawd upon the residence of the account hobo% acount type, or product type, wine interest end or dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The nem mom* statemem is not Intended to be used and camol be feted upon for tar purposes. Clients should refer to the amlictle tax reporting forms they receive from UBS smugly, such as the Forms 1099 and tne Fan 493, for tat reporting infoimation It is the practice 01 UBS to rile the epplicetie to repelling loans oath the us interred Revenue Service and PR Treasury oepanrrent Ind in such forms accurately dairy dnoknds antler interest testae exempt or taarbk Income. Please consult your indadual tax prepare,. lune 2019 (41 Year to date (4) Prior year adjustment 0.00 38,168.00 Cash activity summary Your PI modal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the month for deign. Balances In your Sweep options are indudedin the openrg and closing balances value. FDIC insurance apples to deposits at UBS Bank USA and al banks pankipating in the UBS FDIC Insured Deposit Rogan. t des not apply to deposits at UBS AG, Stafford &arch. SIPC protection apples to money market sweep fund holdings but not ban) deposits. Stern/portant informatbn about Jour statemer4 co the tat two pages cf this document for details. lune 2019 (4) Year to date o) Opening balances Additions Dividend aid interest income $0.00 0.00 $0.00 38,168.00 Total additions $0.00 $38,168.00 Subtractions Funds withdrawn for investments bought 0.00 -38,168.00 Total subtractions $0.00 -I38,168.00 Closing balances $0.00 30.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statementat the end of this document. Your return objective: Current income & capital appreciation Your ask profile: Primary - Aggressive Investment eligbiity consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00027772 CONFIDENTIAL Pegs 3 of 6 EFTA 00138392 EFTA01279001 *UBS Yournotes v_.,o2Mw • CONFIDENTIAL EFTA_00138393 EFTA01279002 SUBS Resource Management Account June 2019 Account activity this month Account name: GH1SLAINE MAXWELL Friendly account name:Indy Millennium Account number: Investment transactions icr r -or.ir fo- nAir-, a c r I e prtteralue shown for restricted securities. We Important mformatiort about YOW StegeMed, ' at the end of 1h6 document Proceeds Iran investment Funds wthdrsvm Ice Accrued Cone Actiiity Oesciiption Ouantity ?Sue ($) Price CO trarnactmos (S) investments bcuGht intertsl (5) Jun 20 Transfer ALPHAKEYS MILLENNIUM FDILLC CLASS 8 NO .38,867 MO -38,867.00 0430(19 TO VI 45172 WOO CUSP: 02076X9M6 I SYMBOL: KrISBME Jun 24 Transfer ALPHAKEYS MILLEN FNDBROKERAGE NO -746,022.000 -746,022.00 93112019TO Y1 45172 0100 CUSP: 90293X9K2/ SYMBOL NAFC,GDC Jun 24 Transfer ALPHAK EYS MILLENNIUM FD I LLC CLASS B NO -39,317.000 -39317.00 931(2019TO Y1451720100 CUSP: 02076X9M6 SYMBOL. VESBME Jun 24 Cancel Of ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 38.867.000 38,867.00 Transfer 93112019 TO Y1 45172 0100ASOF 061919 CUSP: 02076,9M6, SYMBOL: WISBME Total Securities transferred In $38267.00 Securities transferred out -S824.206.00 Your /I vandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00027774 CONFIDENTIAL Page S of 6 EFTA_00138394 EFTA01279003 *UBS Yournotes v_enusszeSss"os .ot,.....--- CONFIDENTIAL EFT,00BE393 EFTA01279004 Important information about your statement IA6 Frontal Services has. (the forma UBS Finniat Soaked, k a mentor of all pri-cipal swuty, conmcdry and optianextha-ges. UBS Financial Wats and UBS Bank USA are ndrect sttsdaries of 0135 AG and affiliates of 1/35Secuain LLC. The Pim', isnot Statement is availableupon request. The Pima ammo offices re at: 1035 Fria-cal Services eic. 1200 Harbor Boulevard aphimeen, NJ 07086 TIP Maraca reaesents the only official record of you LES Frontlet Services want. Other rear& wept • fficial tag dawns. anteing cortiarg data shouil rot be relied won II youbedew thee is an wee a omission plea* repot n inardaSely n map to the Branch Manager of the office wag yea amount. Allthough al limits shown re mended to be accurate, statement data should not be used for tar purposes key Jokeyon year.end lm forms. de . Form 1099. 5198, 10425. etc ) when prepamg your tax return. The Pon is rezured by taw to report to he XS a tank &Windt reportable nennoble Osaka& and taxable r' awest end on sewities held n you secant, net proceeds on sale transactions, ad cod basis on Wan covered securities. Conamications with the Firm • Please retain" any oral carerunatin in %Wing tofurther protect your Otis. incluing your rites order the Seosities Investor Protection Act (SPA). • If the knack] institution on the top left of the front of this gatemen, is not UBS Panda Swats, LEG Fioncial Swam arra you JECCOISIt as clearing broker by arorpornia svah the :Wad institution we neared you cd this retaltonshb Wen you opened this accuse. h this cast you hinds and tearoom re located a CABS f nancol Spam and rot the Wotan; brookeL ad you met make a r•Pool day error or =Man to both firms • AS descrbed 'lithe account agreements, you roust notify us of any woes or fraud irgrolarg checks reflected on sour statement wain 30 &palter a was mailed a made available. • Pleasedew customer complain or irafreat to the Finis< lent Relations Department x 201.352.1699 or tog-free at 800.354-9103, 8:00 A.M. lo 6 AO Pea ET Monday through Friday, or in maim to UBS Financial Spates ax., Client Relations Dewar& P.O. Box 766 Union< ery, w 07087. • All ciao-mew d-all be deemed corvine an acorn it not objected to in wiring within 60 days • For TTY waes. Call 844612.0986 or flora outside the US.: Cal 201.357.1.35 • home of orlon or waken about an electronic knob transfer (FTC CR parent or IDES Vise debit cad transactions, call WO-762-100R or was to UBS F inancial Waxes ex., 1000 Harbor 13hd, 6th floor, Wm-hinter% to 07086, AtIn RMMO6A Services Cal or write as soon as you can, t you 'hit your statement or recite is *nog o f you need wee acernalcn about o tearer on the statement or recett The Fim a Card boar Las licaicable) must her Iran you co law that 60 days deer the f rrn tent you the fat st agemene on eked, the mot or Problem aPC•ted. ▪ Pro eZleyeti rent ad accost number (it any) - Deane the error or the trader you me ordure about, an eiplain as clearly as you can why", believe a is an mar a yaw you need wee idormation - Roan the dola annum of the suspected era. The Pas or Card bsuer led investigate we ocean and all comet dry area prompty. For alleged ewes erasing UBS Vosa•debd cad tra-nacark it we take mote than 10 bus ass days to do this, we wigged* you accouter the amount you Ihnk 6 in env:, SOMA you wa have the use of the money during tie tine it Wes in to complete or imestigation. Please make all checks payable to the Femor the lateral nsteution radiated on the front of this statement In addition to rads want lees. swats may be abject to roantenarce hem, charges for We payment for seournm purchases and charges kr urpaid amounts n cashamuses. Accounts that are Mastered to other instaulans may be subject to a wake fee. UBS Sweep Options te3$ offers options for %wiped cash balaxes to bat deposit ar.001/111 at nonaffiliated bats ad affiliated banks and money maker nasal lundS (Money Funs). Nowa ocean at LEIS Bat USA and nopatf dieted barks panapaing is the UBS FPC•hwed Deposit Program are FDIC insured h accordance vet FOK rules For more ilfanlatiOn, please visa wimp f dacha,. Depose Kcountt at U3S AG Stinted Branch and trues of Money Rack are rim hand by the FIDC. Bank deposits are net protected by 917C. Money Fend shoves are protected by SIK. See "UBSF manor Senates Atwell Proixtori below. Waled." request, balances is the bark deposits may be withdrawn, and shares of a Maw had may be koklated aid the proceeds retuned to you or you wasities want. Further iskrmation about available sweep options, reckding current interest rates and yields, 6 evadable al wenvioscorrysemeprods, Irom your en:1OCW Myna or by calling 803-762.1000 UBS Financial Services Want protection The Finn is a member of the Searches Wester Protection Corporation (StPC), arch protects securities customvs of as mereben to to $503,000 (nckding 1250,000 for claim for cash). Efolanatay brochure menthe upon remea or al wow Moe ory The SIPC asset protection limes apply to all accounts that you hold re a pinata tawny. the Few together with wean affiliates. has to ;whined supplemeMal instance. The enanrrwrn arose payable to all eligeble <bents. collectively ender thisprotection is 1500melon as of December 10, 2016. Subject to the policy cadekee and Imitators cash at the Fir 6 krther protected for to to 11.9 mikes in the aggregate for al your accounts head n apartial, capacity:Aka copy of the poky wrap a available tom request. tardier the SIPC onreclion nor the supplemental protection apply to: • Certain trUnCial assets controlled by (nd inclacled n your arcorrt vela) but Mkt awayfrom LEIS Financial Services. For simple certain (i) insurance products. ilChazang variable awities. and (O dues of masa funds registered n the awe of the account holder on the books of the Sat or transfer mmt), • twestment contrasts ce thesInwint newest, (e.g, landed partnerships and private placements) hat are not registered under the Woribes Act of 1933; • Carnadaties contracts (e.g. foreign exchange and MOWS metal contracts), making futures orrtracis and commodity option contract,; and • Deposit racoons Inapt certificates of deposit) at LEG Bark USA, OBS AG U.S. braches and bats is the CDC hared Deposit Program. The SIPC protection and the sumbmintal protection do not apply to these assets even. they Ohtani* appear on yCce slatemenes. The SPC protection ad the kaplernental protection do not protect against changes n the market vabje of Your invesbnents Whether as a restµ of market movement issuer balimptcy Mann) Dividend Reenactment Program (DRIP) The price reflected is an average price You may obtan the actual price Iran my Financial Advisor. Only whole than re purchased under DRIP, gunial Was wig bei sold and the cash wok be deposited in pour KC0unt The • ard renveslakint once applied bx.the issuer may caller from the market priceat VitYCh paha shad are sold Cadvistieu Only whole was maybe held in you account. If you are Wailed to a maul rata as a result of a Wand payment a othenvne. the Firm sal ether sell panel nits at mart et pie or wept an arose determined by s repaired clearing agency, aid credit you want Investitere objectives The nveslinent objectives and risk profile are speak to each account and may vay between you awns. Parte advise the Fins prorroi Et n wrung of any Paraxial (hinge in you Valencia newton or invariant obactoves. Foe each word hem. you choose aped the Inoviong immoralist objectives: • Prods* Current Income: tragestmems seeking the generalises of income gay. • AchiewCapifalAppreriatiore aestrneMs seeking growth of pan* Whet than the generation of income. • feetta Combinason of Mom* and °peal Appreciation: Investments seeking body the generation of racer* and growth of principal. Own. risk profiles • Conservetke. Saes to rroontahinkial prank with low rid »data My to the anotrit &wag even it that means the avant does not generate ,rdicrt CONFIDENTIAL income or ware ad my not keep pace with Wakes. • Moderate VANN to accept some rid to pinto.' rd tolerate some wally to seek haw returns • Apyressi LA! Wiling to accept high rids to pnncpal aid high vOlaterty to seek high returns over time. • Immtment figtirty Conadern: N selected a potion of the poi Wks for that account may incken complex arson, linked liquidity an greater wain?. Staternent Phousehoklair We may consolidate al related account statement with the urx address in the sane envel:pe. e 9. because they haw onners also also mantain ant acacia rations/vs wet other ckents a the same addeess. If you Defer to were irdialcol statements mailed n Waite en•ICCes. you may decline hotaholdip by OWN your Financial AdMor Friendly woman nom* The Frady account wine is a cusancable fncerurne chosen by you to assist you whhyou necordleepro It has ro legal effect on your account is nor intended to relied any strategy, prodact rep:now:Mato% immanent objective or rds profile associated write you wants and es not appraise or sawamee that wean, or any ley/Mini relullt. can or will be achieved. All anilines OW* the risk of as, includip the risk of loss or the alit irmstrnent. You canchange your fanny accure names throughOnline Services a by contacting your Financial What Accosest oveniew • value of your ecoonttortfolt. Net of assets and habitat_ • Asters Includes available cash balances, values for retained wallah (ant), and Global Tim Deposits, unrealized mats to market andWotan acts not held by the Elm. Does rot ackede unpnced securdaslassels as the end of the poor ad agent statement periods, or private inWstrilenli. *nested suck opeitim and warcable nook options • Uabans atedes debit Waxes, outstanding margin lora credit line, short attar balances. • Cashlmoney baboon Total of utnested available cash balances, plus deposit balances as affiliated and who/fated banks, and money market mutual lead sweep batmen at the chose of the stament period Panamint* free mat balances in you want are not segregated from ocher balances and the Fins may use any era(( these funs me porn course of its bunts. These fads repayable Leon your demand. Thes total is exhaled in the want Fond <losing vitae Leming intomiation For Mated rdarnatiOn on the fern's len:fro practices an &caws, refer to too...Client Retakonseop Agreement Cr Wan Agreement and the General Terms aid Conditions IUDS Statement of Credit Practices wahine nag/ewe/r4 and Dixbsures el wow elh‘rneVenninfrlivIrirnt,l, SDNY_G M_0002 7776 EFTA 00138396 EFTA01279005 Important infant ialion about your statement (coidinuca) Your assets Your sta envent Mende> sterites and other assets held in the account at the end of the flattened rend You may ask for deevery of Ildb Pad 'counties al arg tua. You ma/ receive imentiet used as loan <Gater« aber using any loilaxe dr on them. Are sew news tentacled to he aim Ming the statement period are limed at mere« value at of the end of the stamen period • Cost basis. In determining the cost basis of tee Sec:ales included n this statement where indicated well the nunber - WS /Metier Survises has relied ors information obtained from sources enho than WS Financial Services. mluding Mantic., horn another Wm or that you my have provided to your r al r Advisor. the Firm does nil independently way barmen the tenancy a %radii), of any information Provided by sources other than WS rinaXial Service en Edition although LBS Martel Senn«. generalb updates this rkrrnalim as n a received, the form does not won* any assurances Owe the Cdonnanoes war -Cost base and "Urrealced gardoss" wine as ill of this statement. As suChn phase do nat rely on This Manuticn to nuke pachese or sale decisions for ta•puposes or otherwise. Accounts transferred to the Fire may reflect gariless intemutim only f the period ot tire theyat held at the Rem More demean Meintan can be «bed by you-Marx« Advisor. • UremalIted gaits/losses. When data et nulatak, esinutedwrenized ginglosres are calculated for Menial seamy lots lb. data for ndrvidual Ids may or mar not reflect co-emissions. Merges ardor secuity neo ganda! en mints. Dirdend and other renvettmem lots sala systematic Nicene lob are each ccmbined to display ore award lot TM 'Trade date' damn patents the mind ansacoon wade dale. • Callable tr le securities Bonds and defined stork that the issuer sals lor early redemption will be selected moths», by lot Iran among at unmet of that Maw held to our rante or in nominee rinne for as dents Call team Mormalqn obtained from third pareres, and its acaracy is not guaranteed. Other call lease may exist which muld Men Add complete Moroni will be provided upon request • Prim/value Prices displayed for «curb.' and oter woixts may be higher or beser than the price that you would actually recede n the market kites ere «Mined lean inn lewd party sources which we be to be elab., tut we do not summer thee accuracy - We generalb use the cbsing price when available or he mean of the bid and ask prices liar listed stashes and options or only bid woos For OTC withers - less xtively traded manic maybe priced mil a vabalon model or the most recent price we re obtained and may nal reflect an actual market price vabe. - Cm«, positions may gpor what a price mad will show as 'price was noe availaber ewe a-e umble to cbtan a per«. Ice a seanty. - Deposes ce smistil in n arrences other than U S. Malin ate reflected at the exchange rate as of the slukerma date. - For certain seas dies wading n non-conformng denominations, puce ard minty (lace vela) may have been adjusted to lenient proper Munson To obtin anent quotations. when avait•hh. toman yam (nano« utasa. • Private investmante and structured products. Private nestment seicksrlies (ric r.) drett Part1CiPalt:n program a-sd real estate insestment trust «whet) and strut tad podias are genrult h4* dtpd. Chan structured goims hen not been registered with the Sec urieoet and &charge Cwornasian or under any state securities laws. We word. marnated values for viva. reestrnent seomites and structured products for ntormalimal pwrosm wily Mammy e not guiranteed - These values may differ sØantfay 4øn pres, it any. at which a mere indium rt security or structured pretext may be ba4t or sold ad do not raKessartle represent the value you may recce. ikon ligidattn. - Third party *shares of mire a-e as d &satin date and are suppled to UBS Financial Services on a rewla basa by an ndependere iodization f rm. - tsean, generalpartner Cr sponsor *iterated values, any, re APPlied to the F rm by the :SSW, general erne or sponsor and may be calculated based on diferent Ma-melon from tut used by shed pales lo drive thee estimated mews. — rou can ettan addittnel Mambas regimen; the methodology used to determine the estimerte of value and the date of the tionnation that is the basis la the edimale by contacting your /Mental Adv6Oln - med party estmated values may be reflected as 'Hot jotted- in several situations: when an ~mine valuation fmi has not Supplwid ior unable to mien a value, when we become byre that a material event ha6 marred det may talla rrevrousry reported value it question, a Wen 0 value would be highly speculate* due to the nature d the seamy — Wnen neither an aim, general pecan& ox sponsor estimated value rer a thrd-pary estimated vakre prowied the mew of the scanty will bedifferent from Is pushy« price. — • Wombat ms to date' may node Earn of capital nome or both. - 'Ongrul wit size' represents the renal offering price per wet and may not reflect your cost basis - OPP and waisted RErt minim ar• not listed on e national women exchange, and re generally limed ad even Å they can be sold the price recee.ed may be less ton the per share <greeted mitre provided n the Xdura statement • Reseicted emeriti« Rh-bided securities gerwaty are not <inertly eligble for public sale. UBS Financial Sermes uses the maket price of he urrestmted nod of the sane asur as an imputed valse lc( the restricted stook foe pennies or rad statement only. To the extent that restricted mow Ws ace elogble for lab, he value twitted may be sibstantielly less the, the awed oak.* shown. • Est. (estimated) mom*, current yields and rates. An ettnatt of arrival "o'er is bred on wren, chided and Merest rates, naming the taunters will be held for one yew from statement date or until matviv. T es «tine* is unkragudelne, accuracy and continued income are not guaranteed - Mewled armul name and amok yield for Wen types of nec urines could onde a mum of pineerla op-MIgars is which case the psi income (rMurrent yield) would be overstated. - Estmeted emu.' mom and anent yekl and the actual income and yield ntefut be lower or tiller than the *bonged anon its - An estimate of a-nualited nome kliederd mew interest) 0hoded by the current market waitlaverage balance re based on the lest divdend or merest payment modeby the abler and meaner the seombeidaposts will be hell foe ore year from the statement date aunt/ meturity. Accuracy and contnued mkt åre not guaranteed • Meets net hold by UBS Mani« ~Mu Contain assets re not land by the Nee and not widen the Fun's possess:xi or control. These assets are &pawed on yam statement Ia informational purpoua only. Potions and values presented re provided by the issuing fem UBS Sheneal Services is not ~bk. for the Mammal and does noe guarartee as &meaty These assets re rot protected by SK or the Firm's supplemental9K coverage. • Ruanis eherhg and Maim« °armament:en. - h Mditim to <menhirs on unn and 121,-1 feos eceived n connect's, with the, distriouhon of mutual funds to om deres we motor Oct affiliate ewer* doda il‘trag payments from dal/haws mid Mews of the rnutual funds that we vall Nave amounts re based on two differ ret coripments: (8 he angst of sales ty LBS of a panto', mutual find family to our dents; and 6G he asset mew 04 a particular rrolual fund lakes shares held al the fowl - 1Ye ad ow affiliate also receive retworkia; and crrnbus processng fees in considerate bit Wander agent services that we «mode to the nuual funds hese fees generally re pad from Mellor assets the mutual find and are a fined dollar amarrt based on the nark.« ~Is at the broker-dealer holing mewl luais of that fund family — h rottarm to OrnindOnS received in minnedwn with the use or datibutta of annuity contracts and unit nvestmert Inst u-sts to om clients, we ardor ar aft Aare receive Novenae 'hiring compensahan from many of the inlasrand companies uneks-writna the enmityCa-ankh, affiliates of the manna dawned or prods d the unit swestnient lads we defraud — h adolom to commissions received horn the pmchase and sale of Ned9sares linis, we ender cs elf recent an asset-based revenue sharing Payment from Inkatbaves 6sirbiawn. in well as hirda; for technology development, training ard educat an. — Our Alleles also receive tradng C0111714401$ and Other carper allefl from mutual funds and imitate carpet-Ms Wts5a pØ< we ddriouto CONFIDENTIAL — we term* emnierts men Iran LBS Bre WA, U3S AG Sue-Mona Branch and ~aft limed banks thou-Mow cash sweep Groan linrt companution may be a moth!, per doaa- fee or may be a percentage of average deb deposit biemes Activity Information reganing oommissims and ocher chrges intoned n ccarecton was the ex:auto:inof trades, includingoption transactions has been ondaded on confirmations previously I unmated to you, and will be provided :co you promptly on repast. Short Sting tl you se engaged ei short «erg a stony you ma/ inn a charge Aue to <man larrovena costs fa that pentode-security. °pinged«, Rebating open a< • go:diitancetled* ceders that Were not orewured by the statement date, open buy and Sel slop orders re mated by the amount of dowdends weights on an «drachmas or emit.; date unless nsInxted tomreise bl you. You are response,* toe cabers that se executed due to yeas lalum to cancel "'Ming <Pm ceded. Privacy To otten a copy of as Current Clent array NAM, please contact you- Proemial khan or ved aur website at yaw/ eannanereammanwe - lØ5 Martial Smokes it nee a bark. The RMA, Brurens Makes Account BSA and IRMA re brokerage accounts whth provide access to barking senses and products tercuM mangennts with affiliated bats and other hid-partybank and provides dad to mime and array Products issued by waft/MS fed-party nsurancemmparms through insseace agency subsidies of WS Financial Metes Inc. - Teltnted, nasanco, and anntdy laddels - Not FDIC named • No bar* guarantee: May lost vain - O.4Å r.sokr<e Management Account, Bussess Serwes Account BSA, IRMA and annationel Resume Management Moxint are registered «me marks of LBS SnanOal Saracen M. — 5154 is a registered vademark owned byvita humaional Service Association and used wider license 1035 Vaa otedi cmds and the LeS Visa debt cads arc avid by UBS Bo* LISA with permits« (torn visa U S. A Incorporated Allott« vackrnarkt registered trademarks, service mans and registered «nice mucks ye of <eir reaped,* cormanres WIS /Mantled Senior Inc Rev. 201810 SDNY_GM_00027777 EFTA_00138397 EFTA01279006