EFTA Document EFTA01273824

*UBS UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 CP260022549330214 YI 0 Resource Management Account February 2014 Your Financial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone' Account name: GHIRAINE MAXWELL friendly account name: Questions about your statement? Call your Financial Advisor or the Account number: RMA Resourceline at 800-RMA-1000, account Visit our wank*: www.irbscomlfinancialservices Your investment objectives: Value Your account instructions You have identified the following of your account • Your account cost basis default closing investment objectives for this account If you have questions about these objectives, disagree with them, or web to on January 31 (S) on February 28 method is FIFO, First in, First Out. Your assets 0.00 991,747.68 change them, please contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Value of your account $0.00 $991,747.68 Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (1) Year to date 04 Primary - Moderate Investment eligibility consrleration - None selected Opening account value $0.00 $0.00 Deposits, including investments transferred in 991,783 20 991,783.20 Change in market value -35 52 -35.52 Closing account value $991,747.68 $991,747.68 SDNY GM 00020997 Member WPC CP160004007254933 P26000144229 i20003 0214 030575034 c03030 Page 15 of 48 CONFIDENTIAL EFTA_00 I 3 1617 EFTA01273824 UBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account name: Account number: See Account act/MyInc moron lot W Sls. Bdances In your sweep 0ptica are includedIn the opening and closing balances value. FDIC Insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Erarch or bank deposits placed hrough the UBS international Deposit ACCOUnt progarn. SIPC protection goats to money market sweep fund headings but rot bark deposit. See Iroportant inionnaobn about your stsemert on the last two pages el this 0ccurnent for *tills February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credned 30,535.25 30,535.25 Total additions $30,535.25 $30,535.25 Net cash flow $30,535.25 $30,535.25 Closing balances $30,535.25 $30,535.25 Your Ignandal Advisor: SCOTT STACK MANY LYLE CASR1EL CF2600040022 54934 126000144229 00003 0214 030575004 CONFIDENTIAL CCONSNY_GM_00026%. 16 of 48 EF1'A_00131618 EFTA01273825 *UBS Resource Management Account February 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number Sate prices, inCane and Current vautS Sham may be Approxirrty1t. As a (KW, gairtS alC1105545 may nal be acurately refleded. See important onlormabon about your statement a the end ol this dxurrent for more infornalon Cash Cash and money balances Cash and money balances may include avalable cah balaxes, U85 Bank USA &pout account balances. UBS AG Stanford Branch &pout account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n apPiccble limits, but are not potected by SIPC. U85 AG Stanford Brae h deposit account balances we not insured by FDIC end ate tot pOlteled by SIPC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this document for details about those balances. Openng Wane. Closing balaxe Hddng on Feb I It) on Feb29(5) V85 BANK USA DEP ACCT once per :ban on Feb 28 (S) Average rate Your Ill nandal Advisor: SCOTT STACK MANLYLE CASRIEL ()MeteorsInterest Days in period period Cap mount (s) Fixed income 0.00 30,535.25 Mutual funds Total reinvested is the Iola d at reinvested dvdends M does rot include any cash Ondends. n is rot a tat lot for the purposes of deeerminng herding periods or cost bass. The shares you receive each time you reinvest cludendS become a separate tax l01. Cost basis is the total purchase cost of the security. inducing reinvested ci vdends The con basis may needle be agusted for return of (OW payments in order to cletennne the aisl rased cost bass fill tar reporting poposes. Purchne Cane/ flurrber Average pine Hddng Of SNIPS per SNIP (5) DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX 4,490.660 EAI: $2,510 Curent yield: 5.10% EATON VANCE FLOATING RATE FUND I Client mvestrrent (i) 250,000.00 Unrea (zed aid gain or loss is the dfference between the current vaue and the cost basis and woad generally be your taxaale gan or loss if the security was sold colitis dale. The up/taxed (tar) gan er loss mat need 10 be alusted for return or capita Payments in order to &termtie the realized gan Or CiSSI Or tat reporting puiposeS investment return Is tar Current value MnuS the amount you invested r does not Include Oats that are not reflected on put statement, inducing shares that hate been matted as either a gan or a loss. It also does net include Cash °Wands Ihat were not reinvested • ••Th8 information was unavailable--- Cost acne per share basis CI) on Feb 28 (1) value on unrealized Rad investment Hddng Feu 29 (s) gain or loss (5) return (5) period 10.960 49,217.63 continued next page SDNY GM 00020999 CPZ60004CO2254935 F76000144229 00003 0214 030575004 CONFIDENTIAL COCCOO Page 17 of 48 EFTA_00I31619 EFTA01273826 *UBS Resource Management Account February 2014 Your assets . Fixed income . Mutual funds (continued) Hddng Number of sheen Purchase price Averaw price Client Faiths'. (S) investmmt CS) Cost bads (1) Price per share on Feb 28(5) value on Feb 28 (5) unrealireciCia-0 spin or loss (S) IllbnITbeld Hddng return (S) period Symbol: BBLX EAI: 12,932 Current yield: 3.90% 8,191.630 --This information was unavailable-- 9.180 75,199.16 GOLDMAN SACHS STRATEGIC INCOME CL1 Symbol: GSZIX EAI: 54,349 Current yield: 3.05% 13,465.623 ---This information was unavailable-- 10.600 142235.60 Hsi< TOTAL RETURN RIND CLASS I Symbol: HTRIX EAI: 31,110 Current yield: 1.91% 5,780.066 --This information was unavailable-- 10.050 58,089.66 JP MORGAN STRATEGIC INCOME OPPORTUNITIES RIND CLASS S Symbol: .60SX EAI: 52.850 Current yield: 2.27% 10,517.975 ---This information was unavailable-- 11.940 125,584.62 .11, MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol JSISX EAI: 32,519 Current yield: 252% 9,651.542 ---This information was unavailable--- 10.370 100,086,49 PAACO UNCONSTRAINED BOND RIND CLASS P Symbol: PUCPX EAI: 51,245 Current yield: 0.78% 14,308.333 ---This information was 11.200 160253.32 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Your 15 sandal Advisor: SCOTT STACK MANLYLE CASRIEL continued mot peep CP260004002254936 PZ60001 44229 03003 0214 033575004 CONFIDENTIAL COMSNY_GM_00028iie 18 of 48 EFIA_00131620 EFTA01273827 U Resource Management Account BS Account name: Friendly account name: Account number. Your assets Fixed income . Mutual funds (c0ntlnUed) Purchase owe' coNusrhratreses Ape verra gra (pellet Client ) investment CU siching Symbol: PADZX EAI: 42,998 avrent yield: 3.16% R8C BLUEBAY ABSOLUTE RETURN FUNDCIASS I Symbol: RBARX 14,793.787 --This information MS unavailable-- 10.490 155,186.82 (Al:12,115 Curent yield: 1.36% Total $0.00 Total estimated annual income: $22,628 II;LAINE MAXWELL Your Financial Advisor SCOTT STACK MAN' LYLE CASRIEL Cost Price per share basis (S) on Feb 280/ Value on Unrealized (tad investment Holdng rib 28(S) gain °doss ($) return ($) period 9,610.855 —.This information was unavailable-- 9.870 94,859.13 Your total assets Value an Feb 28 (5) $96121243 $0.00 Percentage ci Cost your &taunt bath (5) Unmated annual income (S) Untested glin a loss(I) Cash NIS income Total • Mining oast basis idormatico Cash and money balances 30,535.25 3.08% 30,535.25 • Mutual funds 961,212.43 06.92% 22.628.00 Account activity this month Date ActSty $991,747.68 100.00% $30,535.25 $22,628.00 Oescripdon AITOunt (5) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 30,535 25 Total deposits and other funds credited 830,535.25 SDNY GM 00021001 0260(04032254937 P26000144279 00003 0214 033575(04 CONFIDENTIAL co o Page 19 of 48 EFTA_00131621 EFTA01273828 *UBS Resource Management Account February 2014 Account activity this month (Contnued) Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number. For more Information abate the pricer value shown for restricted securities, see Important informatixt about your statement at the end of this document Date AchWty Deicer:item r.roceedS Iron inwstrnent Quantity value (t) ante 1) transactions (I) Funds withdrawn I a Accrued investments bought (S) Interest (S) Feb26 Receive EATON VANCE FLOATING RATE FUND I 8,191.630 75,199.16 Feb 26 Receive JP MORGAN STRATEGIC INCOME octorcruNmcs FUND CLASS S 10,517.975 12%689.80 Feb26 Receive FsMCO UNCONSTRAINED BOND FUND CLASS P 14,308333 160,396.41 Feb26 Receive DOUBLE UNE TOTAL RETURN FUND iNSTL 4,490.660 49,442.16 Feb26 Receive GOLDMAN SACHS STRATECK INCOME CL I 13,465.623 143,004.91 Feb26 Receive PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 9,610.855 94466.92 Feb26 Receive JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 9,651.542 99,893.45 Feb26 Receive HSBC TOTAL RETURN FUND CLASS I 5,780.066 57,916.26 Feb26 Receive RBC El LUE8 AY ABSOLUTE RETURN FUND CLASS I 14,793.787 155,038.88 Total Securities transferred in Date Activity 5961.247.95 Descrelion An'ount (S) Money balance activities Jan 31 Balance Forward $0.00 Feb 27 Deposit U135 BANK USA DEPOSIT ACCOUNT 30535.25 Feb 28 Closing UIS Bank USA Deposit Account 530,53525 Your II sandal Advisor: SCOTT STACK MAN LYLE CASRIEL The DRS Bant LISA Deposit Account is your primary sweep gallon CF260C04CO22 54938 l26000I 44229 00003 0214 0)0575004 End of statement for account number CONFIDENTIAL 0030iSMYGM0002Ilte 20 of 48 EFIA_00131622 EFTA01273829 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! Strang is a merrter of all orincgal Pony, coring* and cplora achwges. IRS Fe-erxial Semites and U3S Bank USA et rdrect tuba :fares of LES AG and affiliates of LES Setritin LIC. The Fias I handal statement is available upon repot. The Fitt ereonee off ices aw a: LES Sinned Snots It 1200 Harbor Boulevard Weehawken, to 07066 Ibis statement represent the any official record of you LES Shwa& Saxes account. Other rcards, except office,' the docurnent contenting conflicting date shoved rot be relied Lyon N you beam there 6 an error cr omission please report it armedately narking to the Enrich Manager of the office swag you account. arc ugh al figures Sham as intended to be accurate. statement data shxdi not be used kr tar purposes Rely tab.Gigs-end tax forms, (le., Form 109 5498. 10425, etc.) whin prepargyour to return. The Firm a required by low to won to tor IRS all taxable Evident, report** rcruncable andends and taxable edenele earned on Ecunties held in you woon, net proceeds an safe trareacten, and cog base cncenain cowered learns. Communications win the Firm . Please re-confirm arty oral cormtncatorts in vet* to funher protect youtrarts. includrig your rad order the Senates franca Protection Act (Stab • If the financial natation cn the top left of the front of this statement is no LES Matta Senes, LEIS Prenoal Services carries yon nowt as clearng bather by anargenent web the endowed intlitutiXt We Wormed you c4 to relationship when you opened this toast. fins case, your trots and searkina-e located a LES Rnancel Semmesand rot to hrodsng broke., ad jou rut make a rePcrl of try ester or *Tuition to both limes. A N arrant state-rentsshall tie deemed complete ad accurate i not objected ton wren; within 60 days. • Please died customer complaints a iNUiieS to tie Firn's C lent kaolin Catarlment a 201,352.1699 a toll ree a 800-35d-9103, &CO A.M. to 6:00 P.M. ET Monday through Freclap a in mire to LES Financial Senores Ix., Client Relations Depalment, P.O. Dm 766 Union City, NJ 07087. • 11 case of (*men or pant On; about an electronic funds Wander (Wit bi puymm or UBS Visedebit card transaction, call 62-1000, or yea to UBS Financial Senna ex„ 1000 Harbor Bat, 6th floor. Wrenn/en W 07086. Min RIAMBSA Sans Cal or write as soon as you cart if you rids jolt statement or receipt is rag or d you need more inkrmai in aboat a Una on the stetnert or n2990 The Firm or Card Meer (as aPfrableknuff her from you no later than 60 days aher to Fim sent you the fin stamen: on Oath the error or problem appeared. - Proneyou- name ad accost number 0 arty) - Cesabe the ono or he transfer you re snare about and explan as cleat as pea can why you belt* t is an error a why you need more riamation - Proud. the doter arnosit d to suspected ente The Firn or Cad Issuer wel inentigett yew complaint and all correct any error promptly. Please make all checks papbb to the Fern or to financial inflation Oacated on fro front of this 'anent had:Jilin to regular accost fen accounts may be subject to mailenarce fees, charges for late parent for stuns purchases and charges for unpaid am:tints in cannons. Accounts that re transferred o other notations may be subjcci to a transfer fee. UBS Sweep Caine UBS offers options for sampng cash bane; biances to bat deposits at UBS Bat USA and UBS AG Starrnd bunch (Bank Sweep Program), morncount mutual surds (Mora Fu-ds) and the Intonational Deposit Arrant ODAffor customers with wantentional Resource kinagemeni Accost. Through tie Bank Sweep Progart cash balances re mem to LBS Berk USA up to an esubthed knit ad then to LES AG Stafford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC mired in accordaxe with FDIC ruts. Fort mere nlamatOn please mit menclicgov. Deposes at UBS AG Stand Burch std tares of Money finds aro rot inured byline FCC. Throup the OA, thane to cash balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Capron Branch Thew deposits ate not awn by the EX. Babnces Feld at the LES AG Carnal Bath are tempera* exposed to the so ...reign risk of the Cayman blends, and there is no gannete Cr other obligation of LES AG to nay the barns while on the UBSC trans Brach's books. Depost a 185 Bat L6A and each UBS AG Etch are not protected by SIPC. Money Fund shares ere protected by SIPC. Ste 'LBS Franca Sates Acton Protection' bobw Upon your retest, balances n to Bank Stet Programer OA ma be withdrawn, and shares of a Money Fund may be liquidated, end the proceeds returned so you cc pour sonnet accant. Furter 4-donation about available sweip options. ncleing anent attest rates and yet*, a available at aim comrsseeppea from your Filar id Maar or by calling 800.762.1000 UM Financial Serena account protection The is a member of do SeardeS inveltill Protection Corpora:en (SIPC), wah protect securities account, of its members up so 5500,0a) (inn* $79),000 for dams kr cash/ The Sit asset protection Ina spy to all account tat you hold n a particular apathy. The Finn, together with certain aftEawes, ha also purchased I/parental protection. The mann amount payable so al eligible Winn, cobra& war this protection is 5500 million as of December 10, 2013. Wad to the pokycondition ard limitatio sh n, ca X the Firm is further protected kr La to $1.9 million n the aggregate for all you accounts held n ape-liner capacity. A hi copy of tie poky wodng h nibble upon reqUill. The SIPC protection and the supplementl protection both do not apply to. ▪ Cain &ncial assets controlled by (and aided your account value) but held away from MSFin-Mt Services (e.g.. certain* cash at UBS Bat fil cat at LES AG Strand branch (1) innate pro1C1S, including variable awaits, and (iv) shares of mutual finds where such harm are registered dieoly n tot neon of the account holier on to tots a-4 records of the applicable issuer a transfer agent); • Certain maniere contracts or nestment interest Seg., limited partneshix and piste placements) the are rot registered under tee Securities Act of 1933; ad • Commodities contacts (e.g, foreign excha-ge and prec in metal contracts), excluding faults contracts rd corneae atm contract. the 51K potectsm and to suppemental protean do not apply so these assets even 4 they otherwise appear on you. sisternot. Tie SEC pieteceim rd the APPlzerentalprotedion do not protect tarot canon in the mat vale of your investments (whether as a result of market movement, iSSuer bwkruptcy OtherWat) More information is neine tton raped You may obtan more nfornation Lou Sit. incising the 51K Brochure, by contacting SIPC a 202371.8300o by %tang the SRC abode sr YAW/.140‘041 Dividend ReiWetblbOlit Program (DPP) The are reflected is an aver price You may obtan the actual price Inn tots Financial Advisor. Only Pan tarts are purchased under DIM; partial shares wil be est ad tot rah wa b apnea in your account. The dviderd reinsvnent price applied by to ister may dff er from the want pia at which the partial shires n sold Cannlieu Cnbr whole units may be held in jar arrant. If you at entad to a palel Inn as smut of a dviderd Dann' or otherwise, the Firm MI ether sell tonal int at rivulet pin a accept an amount datamined by a registered clerin agency, a-idcredit tor wain Investment objectives The nation attunes and risk profile we speak to each account and may vary between, Please Seise the awn promote, et *nag of any sena rant chance n your finaxial stunt or nvesunen objectives. Far each CONFIDENTIAL account held, you choose one of the following instant candler • Roden Cureentaxone. hatthe es seekng the generation of income crib, • Adieu* °prat Opprociaeou Insectrnents seeking growth of prncpal rather than the prorate:not income. • Produce Combinaton a Mame and Capital Appreciation nesiments stag both the generation of name and gambol papal. Cerra risk profit • Conservaar Seeks to martian nilel pi-c Pal with low risk aid volatilty to the accord owe., mend that men the accost does not generate significant income or awns std may rot keep pace wit inflation. • Moderate: vearrg to accept same ride to principal arid tolerate some Panty to 'seek hirer returns. • Aggressite: Wiling to accept high ink to pnopal and high sober* to seek high returns over time. Statement Imuseholdre We may consolidate at related account statements with the same address n the sae entrap.. Accounts may be related Ice this pintos* betas:. they haw owners who also maintain pia *cora relationships wit other client, at the sane address. This practice's known as • householing you prefer to recede rdivedual statements mead n separate enveins — you may declne household,* by Ealing your Frontal Advisor. Friendly accourt name the Frendkaccant name reflects al ormation that you erteted on the film's onlne senores webote. II e a customizable thiclrerre- cFosen by you to Mtift you fah you recordkeepig. It has no legal effect on your account. Yea can charge yos hiendb• account names, though Onfre Services or by contactrgaurFrancial Athisor. ACCOYlt overview • yam of nor accountiPortiolia Net of assets rd • Ant 'Plots sealable cash balances, vales for restricted sent MP), and Global tine Deposits, urrealied marks to market, and caftan ants not held by the Fim. Does non include unpiced S9Ctritifill assets al the end ot the prior and norm statement periods, or prorate ivestriwits, brwested stock options ad tamable stock anions • Einbries Include, debt blIIM•1, °Sara* rrargn loans. credit lne, text accent balances. • Casts/money Wares. Total ot unimeseed wadable cash balances. plus UBS Bak USA deposit W.:nest-8S AG Saran Stanch depose balances and money market mita fund sweep boracesat the cbse of he daemon period. Norecormority free credit balances in your accourt we rot segregated from other balances and the Fern may use any of these funds in the ordinary route of tattiness. these funds are payable mon your dernard. This told 'n included., to current period closi-g value. SDNY_GM_00021003 EFIA_00131623 EFTA01273830 Important information about your statement (coninued) lancliw iteration Per *teed erif °motion Hi the Finis landing prates and discbsaes, raker to you Client Relate:thin Ageemen or Accord Agreement aid the General Toms ad Conditions UBS Statement of Credit Practices available in Agreements andDixfoxeres at moratassagrrsagadainoss. Was mob Your parament Bernina sericite( endother meta held lathe account at the end of the staterners pvisd. You may oak fordeivery of fully paid seo eiesat an/lime. You may receive securities wed as loan collateral after prying sty blame due on them. Pry snorts irantind to the Lien datg the statrent penod are 'bed al market value as of the end of the statement period. • Cast basis. In *limning the cost basis of the %eerie' included in this statement, were indicated wake the runt. UBS Fnarcial Services to relied on inforrrotion obtained from sources other Chant/35 Ftencial Semite, including nf omission Iran another tem a tfratou may hat provided to you Fintial Actor. The Finn does not Dabney:4>mb verify e spirant the &annoy or vardity day idorrnsion provided by sans oiler than 1**Eluncial Senates. aicitixt although UBS tintual Services general& penes tit Hematites as t arented, the firm does not provide any strances that the itormatit stbr 'Cost basis" and 'treaked gar/loss- is accurate as d the date of this statement. As such please do not ft on the Hottion to make peewee sale decisiont fete paten ce. otherwise. Accounts trancferred to to Fim may reflect gent loss Hanunit on& for the period of time they et held a to F em More historical Hon/wen it be added by you knatt Advisor. • Untitled gat/losses When data is available, eeinated utaiied gain9 Ixstes we ciciAated la edvitalseoty lots. The transictson data for needs( tot may or may not tenet ammistem, charges ate weeny reorgannal ewmts Diridend and otarre mitten lots ad systematic patens toss are each canbined to display cue averagedlot. The • Trade date • [Hann pesents the aged transaction wade date. • Callable securities Bads and ;referred stock that the tercelsfor eat Feet-pion wit be selected motel& by lot Iran am:rg all see...besot that issue held hour mint or in trete nen* lee ex clients. Call feat hfcrinatit a dotted from third parties and is accuracy isnot guaranteed. Other call feabres maybes' itch cat affect yield compfete Homan:re will* provided upon request • Certificates of deposit (CDe) CDs are FDIC teed et to S29),000 n pritPal and accrued interest per depositor rd pee deposty institutes inaccordance vat RAC rules. • Pricehalue trots disobeyed/or securities and *ter products may be higher or lower than tette that you would aclualy rect. n the mallet Prices we °bait from vaiorn third party sources tit. we Delve to be relite, but we do not pate, tear accuracy. — We gent* tae the clochg price Own avalta a the mean of the bid a-desk prices Soloed securities and <plots a orky bd prices fa OTC setts. - Less arta& traded securities may be priced ustg a valuation model or the moo recent rite we °blared and may not reflect an actual maket rice or wax - Certain position may appear without a peke aid will taw as *price was rot available if we re untie to obtan a pace for ;berry - Deposits or starts detninated 6 currencies ocher tan U.S. dollars are reflected at the exhingt rate as of the statement date. - For wean *curet trading n non.conformrig chrieranatcris. rice and quaty (face eke) may have been adisted to facilitate proper veusion. To obtain current quotatne, when asailebt contact par Financial Atte. • Privets enosbnwsts and etre/clawed producb. Private tette stunts (ncldig drect participation roam aid real estate investment its se rites) end strutted prodxts ale gleteralkr highly CHM anxbred poises have not been registered wit the Securities and Excha- Commission a under any state securties laws. We proverb estimated vibes for pmate investment wait is and structured products for itormatkrul purposes only testy knot geurantoed. - These values may differ abstamtiab from prim a any, at which a private tesanent security a structured product may be text or sold and do not necessarily represent the vats you may receive upon rquidatiOn. Thad pat), tsbmates of vale arc as of a certab dread are supplied to UBS Fna-cial Services on a regale bass by in independent vitiation fins. - Issue general panne or sponse estimated rakes, ef ry, are toppled to the Fm by Ow inner, cormalpater or tensor and may be tabulated based on different in tam tat used by l t'd parties lo deb. ten estimated values. - You can obtan additrol Haitian regime/Mg the methodology wed to determine the Minato of value ad the date of tea itamanon that is the basis for the Hint by contacteg your Ftuncial Advisor. - MAW party *started Woes may be reflected as •Not tread' n weer I sit airs. wake n tdependent volition tem RS not suppled or is usable to assign a vale. Mon we became avare that a material event ha orated that may call a pettily reported vats ib question. or ten a value would be highlyspectate due tote nave the sectrdy. - When neither an suer, general panne or sponsor estimated value nor a lewd/tab estimated *AA if matt the valued the warty will be defeated hen its purchase price. - • Derto crs to date may inch)* returnof capital. income a both — 'Cri alsnt see • represents the initial oll ern; price per unit and may not ;elect Will COO basis • Restricted securities Restled wan in gsnosaltr are rot twenty engiole for publk sale. UBSEina-col Services tries to matt price of the unrestricted clock of the same issuer as an mputed value for to mended stock for purposes of this statement on. To the relent frost reacted sectrities are tube le a the vela* retied may be sal:nun:Val& less than the imputed value Snoon • Est (estimated) incites current yields end rates. An estanate of a-rual income is based an current Welched and interest rates, assuning tie stakes will be held for cat year from statement date or until Matisity. This estate ten* age:Ste, accuracy rd continued Deane are not gurranteed - Estimated a-ntal Home at talent yield fe certain types of seat-hies could include a tarn of mantel or cants' gat in tit case the est income Ordcurers yeti would be overstated. - Estimated arual icon and current yield and tie actual hateme and yield milt be twee a higher than tenanted amounts. - An estinate ol a-netted ncome (divdend ands interest) divded by the current make) valetwerage balances based on the last distend or term payment made by the issuer and manes tie strain/deposes will be held for an year from to statement date or unhl manly. Accuracy ad continued weld me not wetted • Assets not held by WS Financial Services. Certain assets arc rot heed by the fern and not thee the ferns possession or control. These assets are dealeyed on sox statement for informational purposes only. Positions at values presented ma provided by to issui-g lam UBS Troncial Services is not resixtble for to itomation and des not guaantse as accuracy. These assets we rot protected by SOP or the Tits supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to cormissions on safes and 12b-I fees received n correction wit the datnbution mewl herds to our dents we ands our fl aw receive rtvorkw *wing Parente *0111dettributors odor adviscrs of the maul funds that we sell. Theseanoints are based on two *Cerra COWP:inentf- tiv amount ol ale by UBS of a tett mutual fund I ami& to our climb and CO the asset value of a pretty mutual fund family's shares keld at the 1ms — We and 0.1" Abate also recewe nempking and ormtus preening lees in corttation for under agree stem that we troy& to the maul ftrds. These lees generally are pad from investor assets h the mutual fund and are a feed dot a- amount based on to neater of accounts at the broke-dealer holdng taut lads of that fund Fmiy CONFIDENTIAL — h ate cem to comitscres recent n connedcp wth the sale or distribUion of curvy contracts and list inmestrnent tat units to our <lents, we ands our affiliate met mew sharing oarrpenstin from many of the intent* companies underwriting the amity contracts, iliates of to turat wrote, or sponsors of tetra imesvnent tests we distribute - OJT affiliates also receive trading corwricers and other competent from annual finds and nsurance companies whose prodxes we tribute. - bermew an atual fee from UBS Bait OA and IBS AG Stanford Bart of up to SZS per accent sweeping to the bat under the UBS Brie Sweep Programs. Activity Situate-. regardrig comments and oter charges vaned ei cowedco with tie e.ewmof eat, Ddudny option transactions ha been Deluded on cceritrrnalOnS [MMUSy fUlTeited to you. ani will be prowled to yOu ramptly ash rawest Sheet f lout engaged in that strew a security, you may hair a Haw the to certaintart/iv costs for that particular security. Open Arden Betiding Wen or • gxcltilkancelled* ceders tit were not Hewedbythe statement date, open buy at/ sap stop orders are redxed by the mount of dividends or rights on an weividerds or tots date unless instructed otherwke by you You are risponsble for orders that we evecuied Oae to your lilt to caxel pasting open orders. Privacy To obtain a copy of car current Client piney Noire. please contact pour Francis' Advisor or vie as weenie at sestistIRCRigkackOmpla UBS Fiancee Services es not a bet its RLIA, Bunsen Sties Account RSA and IRMA are brokerage accounts which provide access so barking services a-Idproducts trough arrangements wah affiliated bat axe other thrdpasy banks, and provides access to nsura-ce and annuty proixt awed by unstated therd.pasy insurance empamies through teura-ce agency subsitries of UBS Finarcial Services Inc. Investment, nsurat. and rutty products: Not MAC inured • No bank guwantee• May bee vitae MM. Resource Management Account, Business Services Account BA IRMA ad alternation& Resource Management Amon are registered service marks of UBS Fruncial Services km VW *rate is a rebbered senice mark of Visa Intentional WS Vila Sgnatixe credit cards and CBS yea debt cards are dewed by UBS Bark USA with pa/modem from Vas U.S A Incorporated. UBS Fineries' Services Inc kw 201402 SDNY_G M_0002 1004 EFIA_00131624 EFTA01273831 SUBS UBS Financial Senecas Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064797710311 XI Y1 0 Resource Management Account March 2014 HI IN MAX a Account name: GI-BRAME MAXWELL Friendly account name: Account number: Your Financial Advisor. SCOTT STACKNIAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan:hse, Advisor or the Value of your account RMA aesourcetine at 800-RMA-I000, account on February 28 (S) on March 31(5) Your assets 991,747 68 1,013,875.67 %Stour website: vnew.ubstomflinancialservices Your liabilities 0.00 0.00 Value of your account $991,747.68 $1,013,875.67 Items for your attention . if you use UBS Online Sernces, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.coneonlineservices Tracking the value of your account S Thousands Sources of your mos met growth duriag 2014 Yak* of your account at year end 2013 $000 Net deposits and 991.7 I 013.9 withdrawals $1,011054.19 • Your tiveStMent return. Dieu:lendand • interest income 11,493.42 Chance in market value 41.328.06 Value of your meow& Feb 2014 Mar 2014 on Mar 31, 2014 $1,013,875.67 SDNY GM 00021005 Msmber SIPC CNP70003006479771 NP7000300405 00003 0311 030575004 CONFIDENTIAL Sege 25 of 86 EFT/L00131625 EFTA01273832 *UBS Resource Management Account March 2014 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 50,068.76 4.94% Your current asset allocation B Cash alternatives a co 0.00% C Equities a co 0.00% D Fixed income 963,806.91 95 06% E Non-traditional 0.C0 000% F Commodities ace 000% G Other 0.00 0.00% Total assets Value of your account $1,013,875.67 $1,013,875.67 100.00% Account name: GHlkAiNE hiA•.NELL Friendly account name: Account number: Eye on the markets Index Your No/nu:id Advisor. SCOTT STACK MANLYLE CASRIEL y Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -017% 1.84% CNP 70003006479772 NP70C0307405 00003 0314 030575004 CONFIDENTIAL 'elltifer_em_0002ISI 26 of 86 EFTA_00131626 EFTA01273833 UBS Resource Management Account March 2014 Change in the value of your account March 2014(S) rear to date (S) Opening account value $991,747.68 $0.00 Deposits, including investments transferred in 19,2 70.99 1,011,054.19 Dividend and interest income 1,493.42 1,493.42 Change in market value 1,363 58 1,328 06 Closing account value $1.013,875.67 $1,013,875.67 Account name: Your II nandal Advisor: Friendly account name: SCOTT STACK MAIILYLE CASRIEL Account number. Dividend and interest income earned For purposes of Iris statement, tacebdity of inkiest and dnidend income has been determined horn I U$ tier 'tootling perspective. Bared upon the residence of the account holder, account type, or product type, some interest enact dridend payments may not be subject to united States (US) anda Puerto Rico (FR) income taxes. The dent manthy statement is not intended to be used aid cannot be retied upon for tar purpOSel. Clients should refer to the appocatie lax reporting forms they receiie from US$ annualy,SuCh as the coma, 1099 and the Fawn 480. for cal repotting information. his the practice 01 UBS to flit the agolicalde tar reporting forms with int US sterna Revenue Semce and PR Treasury Department, and in such forms accurate/ clasOfy dndencb arced Interest est, exerrpt or tenable income. Please consult yOur indudual tax prepare/ March 2014 (3) Year to date (S) Taxable dividends 1,493.34 1,493.34 Taxable interest 0.08 0.08 Total current year $1,493.42 $1,493.42 Total dividend & interest $1A93.42 $1,493.42 Summary of gains and losses WILMS ieported below exclude products (or which guns and losses are not dectlfitd. Realized gains and losses Unrealized March 20,4 (9) Year to date(.) darns and losses (3) Short term 0.00 0.00 2,243 52 Long term 0.00 0.00 -3,128.01 Total $0.00 $0.00 -$884.49 Cash activity summary See Account eternity this month for decals. &dances in your Sweep Options are inductdin the opening and closing bdances value. FDIC insurance applies Only to deposits at U8S Bank LISA not to deposits at UBS AG. Stamford (ranch or bark deposits pia«ci nroutli the UBS Internetonal Depose ActOtillt program Sift peolection applies to Monty market sweep fund holdings but not bank depOtils See imporunt inSornhation about yogi statement on the last NA pages cf this document for detais March 2014 15! year to date IS) Opening balances Additions Deposits and other funds credited $30,535.25 19,270.99 $0.00 49,806.24 Dividend and interest income 1,493.42 1,493.42 Total additions $20,764.41 $51,299.66 Subtractions Funds withdrawn for investments bought -1,230.90 -1,230.90 Total subtractions -$1,230.90 -$1,230.90 Net cash flow $19,533.51 $50,068.76 Closing balances $50,068.76 $50,068.76 SDNY GM 00021007 CHP70:03006479773 NV7003303405 00033 031.1 030579004 Page 27 of 86 CONFIDENTIAL EFTA 00131627 EFTA01273834 SUBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80.00 Closing UBS Bank USA Deposit balance Mar 6 830,797.77 Number of days in interest period 28 Average daily balance 88,744.14 Interest earned 80.08 Annual percentage yield earned 001% Account name: Your A sandal Advisor. Friendly account name: SCOTT STAcEMAMLYLE CASRIEL Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the altemabve investment objectives in important inkirmation about your statomant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderat on - None Se4eCted Your account instructions • Your account cost basis default closing method is FIFO, First In, Frst Out. CNP7C002)306479774 NP7000300405 0000.3 0314 030575004 CONFIDENTIAL 1883681Y_GM_00028109 28 of 86 EF1'A_00131628 EFTA01273835 UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number %ale pnces, income and current vaueS ShrOven may be approximate. As a ItlUlt, gains alC110SkeS may not be acutately reflected. See important inforntation about your statement a the end of this clocumem for mote infornaion Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA &pont account beam's. UBS AG Stanford Branch deposit account odances and money makes mut ua fund sweep taiances UBS Bank USA deposit account balances are insured by the FOC villein applicable limits, but are not pointed by S1PC 1)85 AG Stanford Branch depout =cum banes are not insured by F DIC end at not potected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC. Ste the important information about your statement at the end of this document for death about those balances. Openng baance Cloung taaxe Hddng on Mar 1 (S) on Mar 31 U8S BANK USA DEP ACCT Price per share on Mar 31 (S) Average tete Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Offhand interest Days in period period Cep arounl Fixed income 30.535 25 50.068,76 Mutual funds Total reinvested is the Iola d renvested cividends II does rot include any cash dviderds. It is not a tax lot for the purposes of deerminng hdding penoch or cost bass. The shares you receive each time you reinatSICIWCINICIS become a separate tax 101. Cost basis is the total purchase cost of the security. inducing re nvested ci vdends The cost basis man ay need to be aclusted for return Cl cartel payments in order to cletermne the a:lased cost Dabs for tax reporting purposes. taking DOUBLE LINE TOTAL RETURN RIND INSTL Symbol: D6LTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.900 48,948.19 -2.155.52 LT Total reinvested 18.527 10.960 203.C6 10.900 201.94 -1.12 EA': 32.525 Current yield- 5 14% Security Iota 4,509.187 1 1.378 51,103.71 51,306.77 49,150.13 -2.156.64 -1,953.58 Purchase owe rivrOer Average price or shares per snare(S) Client investment Cs) 250,000.00 lirtreafzed (far) gain or loss is the dfference between the current vaue and the cost basis and woad generay be your latile gain a loss d the security was sold on Iris date. The unreaded (tax) ga n a loss may need to be Ousted for return or capita payments in Wert() delerMne the I !eked oxen or Kiss f Or tax reporting puooses Invf$J0ent refuters the current value trims the amount yOu invested. t does no Include shares that are not reflected on your statement, inducts); shares that hare been mailed a either a gain ce a foss. It arso does not include cash 'Sudeten that were not reinvested Cost erKe Der share basis 0) M mar 31 (SS Mar 31 (S) gain °cross CS) Value on Unrealized Rad impurnent Hddng return (8 CenS0 continued next page SDNY GM 00021009 CrIP7000;006479775NP7000303405 CO003 0314 03057%01 Page 29 of 86 CONFIDENTIAL EFTA_D0131629 EFTA01273836 SUBS Resource Management Account March 2014 Account name: CsHrthih1E Nikon Err Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce Nurrbei *maw pace Hsiang of shares ;either. (S) Client Cost bash (1) Pete per share value on at Mar 31 (I) Mr 31 (1) unrealized Raul In estment Hddng "In or loss (S) often (S) period investment (I) EATON VANCE FLOATING RATE FUND I Symbol. DBLX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.160 50,04931 •10929 LT Trade date: Jan 21, 14 2327.687 9.210 25,122.00 25,122.00 9160 24,985.61 •13639 ST Total reinvested 22.255 9.179 20430 9.160 203.86 -0.44 EAI: 42,899 Current yield: 3.85% Security total 8,213.885 9.190 75281.00 75,48530 75239.18 •24612 -41.82 GOLDMAN SACHS STRATEGIC NCOME CL I Symbol: GSZtX Trade date: Am 24.13 4,731.710 10.469 49.541.00 49,541.00 10.640 50,345.39 80439 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.640 19,949.74 31874 sr Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21.660.00 10.640 22011.69 351.69 ST Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51,15900 10.640 50,967.39 •191.61 ST Total reinvested 27.967 10.599 296.45 10.640 297.57 1.12 EAI: 44.183 Current yield: 2.91% Security total 13,493.590 10.545 141,991.00 142287.45 143,571.79 1,284.33 1,580.78 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.140 48,917.36 -723.64 LT Trade date: Ha 27, 13 955.868 9.969 9,530.00 9,530.00 10.140 9,692.50 162.50 ST EAI: $1,110 Current yield: 1.89% Security total 5,780.066 10.237 59,171.00 59,171.00 58,609.86 .561.14 -561.14 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.930 125,479.44 •210.36 LT Total reinvested 16.737 11.940 199.84 11.930 199.67 -0.17 antinved next page CNP70009006479776 NP7000303405 00003 0314 030575004 IONONY_GM_00020kin 30 of 86 CONFIDENTIAL EFTA_00131630 EFTA01273837 UBS Resource Management Account (Pit Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAre LY LE CASRIEL Your assets Fixed income . Mutual funds (conbnued) Purchase PIKS ge p1cc Hddng Apeveir share (4; Client Cost Price per share investment en oasis(!) an Mar 31 (4) value on MM 31 (5) Unrealized (tad Investment Hokin) On or loss (4) return (8 Period (Al: 12,792 Current yield: 2.22% Security total 10,534.712 11.950 125.689.80 125,889.64 125479.11 -210.53 •10.69 JP MORGAN MULTI-SECTOR INCOME FUND SELECT 5145 Symbol: )SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100,279.52 1,254.69 1254.69 LT EAI: 42.297 Current yield: 2 29% Pie.4C0 UNCONSTRMNFO BOND RJND CLASS P Symbol: RJCPX Trade date: Jan 29, 13 14308.333 11.520 164.832.00 164,832.00 11.170 159,824.08 -5,007.92 LT Total reinvested 9.004 11.199 101184 11.170 100.57 -0.27 (Al: 11,203 Current yield: 0.75% Security total 14317.337 11.520 164,832.00 164,932.84 159,924.65 -5,008.19 -4,907.35 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADD( Trade date: Jan 29, 13 7,400957 10.046 74,351.21 74,351.21 9.890 73,195.46 -1,155.75 LT Trade date: Oct 2, 13 2209.898 9.799 21456.11 21456.11 9.890 21,855.89 199.78 ST Total reinvested 22.939 9.870 226.41 9.890 226.87 0.46 (Al: $2,957 Cereal yield: 3.10% Security total 9,633.794 9.939 96.007.32 96233.73 95278.22 ' 955.51 -729.10 BBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.550 136219.48 4,979.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120,13 19,120.13 10.550 19,854.97 734.84 ST (Al: $2.278 Current yield: 1.46% Security total 14,793.787 10.164 150359.83 150,359.83 156,074.45 5,714.62 5.714.62 Total $963,460.49 $964,69139 $963,806.91 -$884.49 $346.42 Total estimated annual income: $22,244 SDNY GM 00021011 CNI10003006479777 Nri0C0300105 00003 0311 0305750d Page 31 of 86 CONFIDENTIAL EFTA_00131631 EFTA01273838 SUBS Resource Management Account March 2014 Your assets (contrived) Your total assets Account name: i5HIScAINE MAXWELL Friendly account name: Account number: vake on Mat 31 (S) Percentage of your aCCOurit Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Cost Estimated basis ($) anus intone (5) Unreaued gan or loss ($) Cash Axed income Mutual funds Cash and money balances 50,068.76 4.94% 50,068.76 963406.91 95.06% 964,691.39 22,244.00 -884.49 Total Account activity this month $1,013,875.67 100.00% $1,014,760.15 $22244.00 -$884.49 Date ActInly Degnptlen Amount (S) Deposits and other funds credited Mar I 0 Deposft CHECK DEPOSIT 19270 99 Total deposit and other funds credited 319,270.99 Date Attluty Description ArrOunt (4) Dividend aced interest income Taxable thvidends Mar 3 Dvidend EATON VANCE FLOATING RATE FUND I ASOF 02/28/14 204.30 Mar 3 Dvidend P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 199.84 Mar 3 Dvdend PIMCO UNCONSTRAINED BONDFLND CLASS P AS OF 02, 28114 100.84 Mar 3 Dvidend Mar 3 Dvidend Mar 3 Dividend PRUDENTIAL ABSOLUTE RETURN BONO FUND Z AS OF 07/2&14 226.41 Mar 3 Dvidend Mar 4 Dividend ROC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 0021314 Total taxable dividends 61.49334 DOUBLE LINE TOTAL RETURN RIND INSTL AS OF 02128(14 203.06 GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 02f26/ 14 296.45 HSBC TOTAL RETURN FUND CLASS I 28.90 233.54 Taxable mtefest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03O614 0.08 Total taxable interest Total dividend and Interest income 10.08 61,493.42 CNP7000%C6479778 NP7000300405 00033 0314 030575004 CONFIDENTIAL Y_GM_0002/33l3 32 of 86 EFTA_00131632 EFTA01273839 TUBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Account activity this month (continued) Investment transactions For mare Information stout ire pricer halve shown for restricted securities, see tarpon:tut Information about your 'roomer): at the end of this document Dale *cabby Cottonton Quantity via. (0 Price di etoceet Iron investment tramactions (5) Funds vAthdrawn Ice imestrnents bcurtit (5) Accrued inserest (5) Mar 3 Reinvestment EATON VANCE FLOATING RATE FUND DIVIDEND REINVESTED AT 9.18 NAV ON 0212/914 AS OF 02/28(14 22.255 -204.30 Mar 3 Reinvestment IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUIC CLASS S DIVIDEND REINVESTED AT 11.94 NAV ON 02128/14 16.737 -19984 mar 3 Reinhestment PMCO UNCONSTRAINED BOND FUND CLA55 P DIVIDEND REINVESTED AT 11.20 NAV ON 0212e114 A5 OF 02128114 9.004 -10084 Mar 3 Reinvestment DOUBLE LINE TOTAL RETURN RIND INSTL DIVIDEND REINVESTED AT 10.% NAV ON 002E/14 AS OF 02/28r14 18.527 -203.06 Mar 3 Reinvestment GOUDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.60 NAV ON 0028/14 AS OF 02/28114 27.967 -296 45 Mar 3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.87 NAV ON 02/ 28714 AS OF 02/28i 14 22.939 -226.41 Total .81.230.90 Date AdMly Description Mmunt (I) Money balance activities Feb 28 Balance forward $30,53525 Mar 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 28.90 Mar 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 233.54 Mar 7 (WOW UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/14 0.08 Mar I I Deposit UBS BANK USA DEPOSIT ACCOUNT i 9,270 99 Mar 31 Closing UBS Bank USA Deposit Account SS0.068.76 Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Pa& USA Deposit Account IS your primary sweep cplion SDNY GM 00021013 CW713007006479779 NP700330340S 00033 0314 030579004 CONFIDENTIAL Page 33 of 86 EFEA_00131633 EFTA01273840 *UBS Yournotes CONFIDENTIAL EFT,00B1634 EFTA01273841 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anemia! Sertes). is a merrter of all prince:el acuity, cannodty and opteris shaves. U3S Fe-uncial Seerices and LES Bank USA n rdrect subsdares of LE6 AG and affiliages of LES Se/drilla UC. The Fim's Inmate' statement is available upon tidiest. The Fun's vermin, off ices are a: LES Finacol Swat M. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represents the any official record of yeti' LES Piuncial Seven account. Other sort except onkel Inc donsent containing torten-9dt; should not be relied man If you bees there is an error cr omission, please report it *sedately n Sting to the Each Manager d the office servig vs account. Meough al figures Moen We Mended to be accurate. statement data should not be used for tar purposes Rely sole& on mai-end tax kirms, de.. Form 1090. 5498. 10425, etc) whin prepregyour tax nets. The Flail required by law to report to tie IRS all 'babe attend, month° rstamble Sidends and taxable Mean eared on mount's held in mu accent, net proceed an sale transactixo, ad cost basis on certain covered mantes. Communications with the Finn . Please re-cores any oralcorm-scat/arts in to further protect your opts incbdrig your rad rat the States Senor Protection Act (SWAT • If theGnat* nstitution on the tcp left of dm front of this statemert is notLW Anatol Seeces. U3S Feenoal Selects carries you account a clearing broker by ategenst wen the Mated nista\ We Wormed )0.1 et this relationship Sun you opened this accost. li the case. your lads and seareina-e located a 1185 Financial Services and rot the ineodang broker. ad you nut make shoal ol sry near or *Tuition to both firms. Aga-court statements shall be deemed complete a-d accurate i not objected ton wren; within 60 days. • Please died customer complaint a iNUiin to te Fien's C lent Statism Depament a 201.352-1699 atog-free a 800-35d-9103, EGO A.M. to 6:00 P.M. ET Monday through Ends a in *Meg to LES Financial Smite, K., Clad Relations Depalrnent, P.O. Box 766 Union City, NJ 07087. • tease of (*nen Or Westiat, about an electronic Sods transle (BD, bi puymm or UBS Vet debit card trankaborts, call 62-1000, or vat to UBS Feunoal Semen Fic„ 1000 Harbor Blvd, 6th floor. Went/Men W 07086. Min RIVINBSA Since, Cal a write as soon as you cart it you thee gar statement or receipt is *rag ad you need more edamatim alms a twofer on the state ere or rq(901. The Firm or Card bus as aPicabldrneft For from you ns later then 60 drys after tie Fim sent you the fen stamen on white the nor problem appeared. - how:ley*: name ad accost number Of any). — Desoto the n or he transfer you are tare about and .,clan as desk as you cm why you believe e is an error a why you need more efamation — Providethetear anion d to suspected ens The Fin or Cad Issuer Ma nentigete you complaint and will correct any error promptly. Please see all checks paste to the Fern or to lhancial instraution eltated on tie front of this statement hadzlitim to rept, avert feu accounts may be subject to maivienne fees, chaps for late pawned for sautes purchases and charges ice unpaid ascents in cash accuses. Accounts that we transferred to other imitations may be subjecl to synth( fro. UBS Sweep Option, UBS offers options to sweepng cash bane; biances to bank deposits 01 UBS Bat USA and LES AG Slanted branch (Etat Sweep Propene), moraymedia mutual kinds (Morey rued) axl the International Deposit Acesent (10Alla customers with an International ramose Matagemeni Accord. Though tie Bank Sweep Pregawn cash balances re swept to LES Sail USA up to an enabrehed knit and then to LES AG Stamford Brand\ cr a Money Fund. Deposits at UBS Bat USA are FDIC roved in accorda-ce with FDIC rules. For more narration please and wwwidicgov. Deposes at UBS AG Stanford Mirth and tees of Money kinds are rot nand by the FCC Throup the OA, erodible to cab balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Capron Branch Thew deposits are not Mused by sea FCK Balances Fold at the LES AG Cams Bra-d-, are [emporia* exposed to the sovereign rick of the Cams elands, and ten is no gaunt.e Cr other obligation of UBS AG to repay the biomes while on the UBSC Nyman\ Bradt. books. Deposes a LES Birk LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares an, protected by SIPC. See *U3S Fitment Services Anna Protection* bobw Upon you repast, balances n to Barra Seen Program or OA may be %atheism" and shares of a Money Fund my be liquidated, and the proceeds returned to you or socurain atone Futter ilornabon about available sweep options, nctdng orbit fewest rate, and mkt, e saints le at www.Lbscomtiweepyiekt, from your Fiscal Advisor or by calling 800.762.1000. UBS Financial Services accost protection 'IMPS', is a member of the Seurat ilveltal Protection Corporation (SIPC), wth protect securities accounts of its members up to 1500,0:0 (.,king 5250,000 for dams kr cash). The SK asset protection knits XPV to all account tag's hold n a particular unmet'. The Finn, togeeher with certain affiliates, ha also purchased ILDpInnental protection. The madmen amount payable so al eligible there, deeds& Lecke this protect*" is S500 million as of December 10, 2013. klMot to the poky candid aidlimitations, cash X the firm is further protected fa mato $1.9 million n the aggegate for all you accounts held n a patular tasty A full copy of ea poky wiring es audible upon reciunt. The SIPC protection at the *operetta/it protection both do not apply to. • Certain Francial assets controlled by (and indeed A your account value)b.d held away from US$Fine-col Services (e.g.. certain(* ash al UBS Bak, cash at LES AG Stanfordbunch (1) insure-a pro1CIS, including weenie enmities, and (,0 shires of mutual fonds where such shares are reentered dienly n the nine of the account holier on dm boas ani nosh of de applicable issuer a transfer agent); • Certain el...Merl contracts or Segment Merest (r.g., limited parenasegaz and prime placements) that we rot regrind underte Securities Act of 1503; aid • Commodity., corwacts (e.g. lategn exchange and prt *anneal °meads) iMudeg futures contacts rd eormoditY WAS contracts. fi e 51K voted**, and It* soppy/mental protects do not apply to these assets event they otherwise appear on per teearocres the SK protection and the suriOnntal protedion dr not protect aped dons in the maim vane of you investments (whether as a result of meta movement. issuer be-erupt* a otherwise) More information is battik upon redest You may obtan moue Monnation about SK, Mixing the 51K &cobs* by contacting SIK a 202.371.8300a by usrang the 51K **tit. armscapteig Dividend ReiWettelbant Program (DPP) lhe prke reflected is an swage price. You may obtan the actual peke kanyvr Financial Advisor. cry auk Wares are purchased under Dli; partial gores will be sod rd the cash wil be deposited in your account. The dviderd rein estmert price applied byte issuer may One from the market pike at which thepartied shires at sold Cadelelieu Cnk whole wets may be held., you want. If mu re entered to a palal mit as a result of a dviderd Parent or otervose, the Firm eel ether sell petal sand at market peke a accept an amount donned by a registered cleans any, at credit wyr accora Investment objectives The nveurnere ablest and risk profile we sect to each account and may my between Please adela the Fern promptk among of any simkant Mange in Ste Maxi& situate or semen objectives. Fa each CONFIDENTIAL account held, you choose one of the following issenent °bib-lees' • bodge CunentIrcome. 'imbue as seekng the generation of income cr4. • Adhere Capra! Appronetion Investments waking growth of pent WI rather than the generation of income. • Produce Combinaton of income and Capital Apprtoatco, Mesiments seekeg both the generation ol mane and gowth of precteek Overeat risk erects • Cooservarrarr Seeks to mai-dain nein pi-c isal with low rid and volatility to the baud own., bend that mews the accost does not generate significant income or returns eld may rot keep pace with • Moderate: Mang to accept scene rid to principal and tolerate some +/dotty to seek hgher returns. • Aggressee: Wiling to accept high tisk to Isobel ad high solatildy to seek highreturns ma tiny. Statement Ilousaholdne We may consolidate at related account statements with the same n the same enveSe. Accounts may be related la this purpose berate they haw owners who also maintain pot acorn relational-Ms wit other clients at the sane address. This practice's known as • househsling *lime prefer to retake adie/dual statements mailed in separate enveives — you may dwIne houteholding by Ealingmut Frontal Advisor. Friendly smart name the Frendbi account name reflects information that you evened on the Firm's onlne seises webete. It is a customizable 'thus' Masan by you to mid you wish sar recordkeephg. It has no legal effect on your accord. Yana can dia-ge you hiendk acccunt names, through OS* Services or by contadegmurFewncial Abhor. ACCOollt overview • wake odmor accoentbortke Net of assets ad • Assets hoists available cat balances, vela' for restricted testy lest 1, and Global tine suss, marks to market, and caftan sets not held by • the Fin. Does not include unpnced Stfluitiell assets al the end on, the pior and ourent statement periods, or private evestriwns, masted stock options aid emicoobk stock orations • Elates Include, debt braces, mar loans. credit rib, ton account balances. • Cash/money balances. Total of uninvested amiable cast, balances, plus UBS. Bak USA deposit Wares. UBS AG Suneord Branch deposit balances and money market nail fund sweep Saxes, at be obit of tie gnomon period. Norecorsocky kee credit balances in your accourt as rot segregated from other balances ad the FS may use any of these funds in the ordinary course of it business. these funds etpayable upon your darned. This total is included., to anent period doseg value. SONY_GM_00021015 EFTA_00131635 EFTA01273842 Important information about your statement (Continued) Lending ilonnation Fa defend information cn the Finis lending practxes and &bosses, refer to gar Clent Retatbrailp Agetment or Accord Agrammt al the General Tarns and Conditions UBS Statement of Credit heats available in Agreements md Otters, at musarassailtaguadoolgults Yew mete Your artement Semites securities end otlwr awns held hag account at the end of the statement pewit. You may ask for deity of fully paid seosities at anytime. You may receive securities used as loan collateral after prying any balance due on tem. k -y securities transferred to t. dim dai-g the fat rent period are listed at market the as of the end of the statement Feria • Cast basis. In dettrmning the con basis of the settles inchded in this statement, where indicated wt the mortar 9.• UPS Fiera& Servings It relied cn information cbtained from sources other than IRS Handal Senices, including ill ornwicm kern anothe- tem a that you mg have provided to you Finaxial Adrisor. The Finn does not independently verify a gement the acaracy or vardity day information provided by sons other thin LESFivncral Services. adzitirt although LIDS Firamal Services general& gidetes ink Hamann as it s received, the firm ties not provide any sin:antes that eh& idamatim vow "Cost basis" and "threaked gar/loss' ie accurate as crE the date of this statement. As suck please dome ray on this nfametion to mike puchara a Tale decisiont false p-rposes cr otherwise. Accounts Wandered to to Fim may reflect girl loss tdomatim onh f or the period of tine they we held at to F rm More historical tonnagn <sib, steed by yost Few char Advisor. • Unedited panalosses When data is eninated isrealizad gait bsses we Undated Ise indebtedstorey lots. Re transaction data for navies( lob may or May not teat °ruminant. aurges ander 'acuitymarginedlen events Dividend and ofierre enthrone lots at systematic padvse bts are each combined todisplay one averagedloll)* • Trade date • [alto p'esents the aged transaction wade date. • Callable securities Brisk ands:rehired stock that the truer cats for ea-h redemption will be selected mpavelh by lot Iran arrorg all seoseies of fiat iset held hour rune or in nominee num la oa- clients. Call Watt hecnnatim s cbtened from third parties and is accuracy isnot guaranteed. Other call feast may've' which m idaffect yield conaete &domain MOW provided upon request • Certificates of deposit OW CDs are FDIC hewed em to S29),000 h priehal and accrued interest per depositor and per deposity inched:xi inaccerdance with POIC rules. • Preenralue Prot, dimbeed f or »tongs, and oher inducts may be higher or lower than Mesta that you would stilly rake in the mallet Prices we °Want from vaious third party sources vanish the being to be retitle, but we do not gasragee their accuracy. — We gentray it the closi-g pricewit swath a the mean of the ad ask prices to lined acuities and <peas a onh It prices fa OTC seoties. - Less actew waded securities may be priced ushg a valuatn model or the mon recent site we obtart and may not reflect an actual matt rice or star — Celan positions may appear without a price ad will thaw as 'price was rot available' if se are unapt. to obtain a pnce f or a savoy - Deposits or starts deobcrinated in currencies ocher tin U.S. dollars are reflected at the &Aching& rate as of the statement date. - Fa certain inters eating in non.conf corm() clerrommatcre. Oct ad quality gace glad may have teen addled to facilitatepram gluier,. To obtain current quotations, when arailible, contact par Financial Adviscr. • Private immanent, and rtrucbrred product& hitt nsestrrert sautes fitted'"? drect patcipation ;acorn and real estate in trust stilted at stoat ppdacu ale genevelh highly Abseil. Cent dna-tared crotch have not been registered will the Securities and Extha- Com-nosion a under am, state securties laws. We prote rated vanes for private investment secedes and structured (tags for nforrnatiarul purposes only tasty knot giurantoed. - These values maydiffer ebstantiaby from prices. any, at *hal a ante rwestnenl security a structured pralan may be bough or sold and do not necessarilyrepresent the valat you may receive upon kluidetion. ▪ Thad paly esbrnates of vale cue as of a cereain date ad are %maid to UBS Fem-ciel Services on regent bass by in independent religion Jim. - tsar, generalpanne or sponsor estimated mhos, my, ere wooled to therm by the tar, gennal pater or Matr and may be tabulated based on dkerent information Iran tat used by hid parties Widen,* ter ennead values. - You can obtain adage-id nforrnaten regarding the methodology used to determine the estimate of value ad tie date of to efamalimtha is the basis forte &rant by contacteg your Fe-uncial Advisor. - TA id party esti-mod vitas mg be reflected as •Not sited' n sewer I sit atnt wfe n independent valasion fern has not soakedor is unable to assign a vat when we become avare that a materialevent has &coated due May call a petal, reported vats it question, or when a value wadi be highly specate due to fie nave of the seatity. - Whin neither an suer, general panne or sponsor estimated &aka nor a thrd-pany estimated sake is presided. the value of fle tarty will be clamed from itspurchaseprice. - •Oselne an to date may meta return of casual, income cr both - Crignat Ltd see represents the initial ottani; price per unit and may not reflect yur cost basis • Escalated securities flasIrded sea:4in citneraly are rot wrens? agble sec publk sale. UBS Fine-cal Services ides lee matt price of the unnegided stock of the sane issuer:Ism mputed value lade netted stock for porpons of this 'Women on. To the tent that restricted searities are 'Tube fa sae, the vale reared may be stionantialh less than the ittp_eed vale gnash • Est (eitirneted) inecems current yield' and rates. An estimate of anal income is based an cunt &lard at interest rates, assuning tie stakes will be held for one year from statement date or until Mali-city. This estinew bony 6ga:feint, accuracy and continued income are not playacted - Estimated anal nccme ad hrrent Wild fa certain types of stakes could include a retun of pmcpalor cepaal gars in which case the est income Ord current yeti would be overstated. - Estimated anal tone at cunt Weld and the actual item at yield mbht be Ismer a higher than theist:matedamounts. — An entate of a-tufted name (divdend ander interest) dryad by the anent market vaseaverage balance it based on the last dividend or newest payment made by the issuer and wearies the seasat/depot will be held for ore year from tie statement date or until matuity. Accuracy rid continued weld we not garenteed • Assets not held by UBS 'rancid Service& Certain awes we rot held by the Fern and nor nth the Fern's possession or control. These assets de dopleyed on you statement for informational purposes onfy. Paitions and values presented an anted by the Sit fern UBS F nancial Services not resarreble for this ilcanation and des not guarantee as accuracy. These assets are rot wooed by SIK or to Fern% ea:plementalSleC caverns. • Revenue sharing and additional compensation. — In addition to commissions on sales and I 2b-I fees received n correction Mtn the distribution of maul lends to °waren% vs Niece our ant receive revenue taring Cements from distributors a-dor adMices of the mAtal funds that we sell. Thesearrant, are based on two delvers COMfonerAL amantol sales by UBS of a pa-tkula MAYA fund I amib to our (lint and CO the asst value of a palter mutual fund I amih's shires held at the ern — We and as agitate also recewe net :eking and orrnbus processing lees in consideration For gender agent sereirs that we Fronde to the rrulual land, Thew fees generale are Pad from investor awes h the lethal fund and are a fired dela- amount based an tie number of accounts at the broker-dealt( holdng maul lirds ol that fund fatly. CONFIDENTIAL — e, atria, to centrism-6 recent n tonneacn rah the sale or danbikon of a-ruey contracts and tnt investment tat units to our <lents, roe ander our affiliate recent revers :Nang corrpensmion tram many of the insurance °wpm ies oraienwitin; the amity contracts, athletes of he turn" carpets or sponsors of Swum investment tots we destrbute ▪ Oar affiliates ako receive wading commetto and other cornea-swim from rnsual knit and rata, competes whose vortices we distribute. - Wetmore an anal fee from UBS Bark USA and AG Stanford Blanch of up to szs per accost vamping to the barks under the UBS Bait Sweep Fragrant Activity &tarlatan Tasting commentsand otter 011agel Warred f. conned cn with tie teem:knot wades, Secluding option transactions ha bwri included an ccedernaions pettish furred-ad so you, and wall be provided to yew la-unpile co rawest. Sheet anise F as engaged in short tarot a security, you may incur a charge the to certain bctrowbg costs for that particular secunty. Open sedan Reg ting wen or • goodtikanceied* ogees tat were not tegted by the statement date, open buy ad sel stop orders are redxed by the mount of dividends a rigus on an maividert a trifle date unless inn-sated otherwise by yet" You are resporable for orders that we mewled the to your failure to coca elating open orders. Privacy To obtain a copy of ca canine Client FtrucyNaice, please contact pour Francis' Acensor or visit cur website atwwwwEGEBegataidgfala UBS Pinata Services a rota be-k The RIK Bunnies, Services Account BSA and IRMA a-• brokerage accounts which provide access so barkingservices at products though arrangimmts walk Arland bat at other that:Weary banks, rod provides access to nsura-ce and anmay protcts hued by uneff thintiany insurance companies through neura-mi agency subsiiieries of UBS Financial Services Inc. Investment nsura-ce. at fl uty products: Not MEC inured • No bank guwantem May boe vela RUA. Resource Management Account, Business Senices Account 85A, IRMA and alternation& Resource Mai/gement Accost are registered service marts of UBS Freemen( Services he Visa *hate interbredservice mirk of visa Intonational CBS Visa Sartre cede cads at LES Vet debt cards are reseed by UBS Bank USA with prinession from to U.S A Incorporated. UBS Finendal Services Inc Pm 201402 SDNY_GM_00021016 EFTA_00131636 EFTA01273843 (SUBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056836470414 Yi 0 Resource Management Account April 2014 HIS AN MAX Lt Account name: GHIStANE MAXWELL Friendly account name: Account number Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on March 31 (S) on April 30 (5) Your assets 1,013,875 67 1,015,343.20 VI-t our webslte: www.ubSCOMIlinanCiakerviCeS Your habilttleS 0 00 0.00 Value of your account $1,013,875.67 S1,015,343.20 Items for your attention . if you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionineservices. Tracking the value of your account S Tricusancis ' 0'3 1,015.3 • • Mai 2014 Apr 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your OveStrnent realm Macleod and interest income Change in market value Value of your account on Apr 30. 2014 $1,015.343.20 $O00 51,011,054.19 43,10850 41,18051 SDNY GM 00021017 Member SIPC CNI100010050380.7 err/00019r 74500003 0414 030575004 CONFIDENTIAL 000000 Page 25 of 96 EFTA_00I31637 EFTA01273844 UBS Resource Management Account April 201/. Your account balance sheet Summary of your assets Value on April 20 (4) Percentage of yOur account A Cash and money balances 50,297.51 4 95% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 965,045.69 95.05% E Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $1,015,343.20 Si ,015,343.20 100.00% Account name: ChiriAINE N'A.V.ELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the Last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 Year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% CNE2000900SE88648 NE7003191745 00033 0414 030575004 CONFIDENTIAL C0MUiy_Gmixmllitas) 26 of 98 EFTA_00131638 EFTA01273845 Resource Management Account SUBS Change in the value of your account April2014 (SI Year to date (S) Opening account value $1,013,875.67 $0.00 Deposits, including investments transferred in 0.00 1,011,054.19 Dividend and interest income 1,615.08 3,108.50 Change in market value -147.55 1,180.51 Closing account value $1.015,343.20 $1,015,343.20 Account name: Yourli vandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For purposes of Wit statement, taratitty of inkiett and dnidend income has been determined from a US tar repotting perspective. Baud upon the residence of the account holder, account type, or product type, some Interest andor dvidend payments may not be subject to United States (US) anda Plena Rico (PR) income tares. The dent moral* statement is not intended to be used ael carnol be reeed upon for tar purposes. Clients should refer to the aPphiCatte tau reporting forms they recent from u85 annually, such as the Forms 1099 and the RCM's 480, for tax feD3lb09 informatiOn it is the practice of UBS to file the a;olicale tar reporting forms with the US interni Revenue Semce and PR Treasury Deparirrent. and in such forms accurately clasafy drdena arbor Interest as tau exempt or taeabtt inceme. Please consult ytur includual tax prepare/ April2014 (S) Year to date (t) Taxable dividends 1,613 88 3,107.22 Taxable interest 1 20 1.28 Total current year $1,615.08 $3,108.50 Total dividend & interest $1,615.08 $3,108.50 Summary of gains and losses Vann reported abase exclude products (or which gam and losses are not dectified. Realized gains and losses Unrealized April 2014 (1) Year to date(1) gains and lasses (S) Short term 0.00 0.00 1,645.% Long term 0.00 0.00 -2,678.00 Total $0.00 $0.00 -$1,032.04 Cash activity summary See Account acts.* this month for detals. Balances in your Sweep Options are indudedin the cpenng and closing beiances v al Le. fDiC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG. Stamford french of bank deposits placed throush the UBS Internetiond Depose Account pr cora°. SiPC protection applies to money market sweep fund hoidirgs but rot bare deposits. Sao important inbronation about your statement on the last two pages ci` this document for dews Apnl 2014 (S) vear to date (I) Opening balances $50,068.76 $0.00 Additions Deposits and other funds credrted 0.00 49,806 24 Dividend and interest income 1,615.08 3,108.50 Total additions $1,615.08 $52,914.74 Subtractions Funds withdrawn for investments bought -1,386.33 -2,617.23 Total subtractions -$1,386.33 -$2,617.23 Net cash flow $228.75 $50,297.51 Closing balances $50,297.51 $50,297.51 SONY GM 00021019 ChIP70309305688649NPIOCOI91745 00033 0414 030579004 CONFIDENTIAL oococo Page 27 a 98 EFTA_00131639 EFTA01273846 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $30,797.77 Closing UBS Bank USA Deposit balance Apr 6 $50,297.51 Number of days in interest period 31 Average daily babnce 847,612.47 Interest earned 31 .20 Annual percentage yield earned 0.03% Account name: Jr Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inkirmation about your statement at the end of this document. Your return objective: Cuivent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderat on - filcne Wecred Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C004)005,588650NP70C0I9I 745 00033 0414 030575004 CONFIDENTIAL COMILY_GM_00021Ifilte 2$ of 98 EFTA_00B1640 EFTA01273847 *UBS Resource Management Account Av 2C 1: Your assets Account name: Your Pi nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Some prices, income and current values shOnn may be approximate. AS a ItS gales and losses mai nol te.xcurately reflected. See important intormabon about your statement a the end of this dxurrent for inore inforrivion Cash Cash and money balances Cash and money balances may include avalable cah balances, UBS Bank. USA *Toot account balances. UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA &mil account balances are insured by the FDIC vAlhn applicable limits, but are not potected by SIPC. UBS AG Stanford Branch deposit accoum balances ate not insured by F OK and we rot proteded by SIPC Money market sweep balances are protected by SIPC but are not insured by tee FDIC. Set the important information about your statement at the end of this ckxument for details tout those balances. Hddng V85 BANK ll5A DEP ACCT °tering biance Closing bane on Apr 1 (1) on Apt 30 IS) Price per share on Apr 30 CI) Average rate C....WendInterest Days n period period Cap arounl (1) Fixed income 50,068.76 50297.51 Mutual funds Total reinvested is the told dal reinvested cindends M does not include asy cash detends. n is not a tat lot for the purposes of determinng hciang penods or cost Lass. The shares you receive each tire you reinvest Ciwciends become a Separate tax 101. Cost basis is the total purchase cost of the security. indudng reinvested d Wends The cost basis mar need to be aclusted for return Cl cartel payments in order to determine the adiated cost baths (or la< mooning pnposes. 250,000.00 Linreafzed (tax) gain or foss is the dfference between t he current vaue and the cost basis and world generally be your Wade gan or loss if the Security was sold on this date. The unreaized (tau) gan a loss may need 10 be &dusted for return of (vital Parents in order 10 Wen Ile the realized gan or loss f or tax reporting puiposes investment return is the current value mous the amount you invested r does not Include Shores that are not reflected on your statement, indudng shares that hare been reacted as either a gam or a loss. It asp does rent include cash chidends that were not reinvested Hddng f wbese Purchase Owe/ Am y e r as r a ipe7ses invest cittit) Cost basis (S) Prize oer shore on Apr 30(51 value on Apr 30 ($) Unrealized (tad gain or loss (S) investment Honing return (I) Pencil DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DElLTX Trade date: Jan 29, 13 Total reinvested EAI: 12,549 Current yield- 5 15% Security Iota 4,490.660 37.087 4327.747 11.379 10.929 1 1.376 51,103.71 51,103.71 51,103.71 405.36 51,509.07 10.930 10.930 49,082.91 405.36 49,48,3.27 -2020.80 -2,020.80 -1.615.44 LT continued next page SDNY GM 00021021 CHP70303005688651 NP700319174500003 0414 03057500E CONFIDENTIAL 000000 Pap 29 of se EFTA_00131641 EFTA01273848 UBS Resource Management Account April 2014 Your assets . Fixed income . Mutual funds (continued) Hcicing Minim of slum Purchase puce Arnow Dice per share (5) Client investawt (f) Cost basil (1) Prge per sheet Value on on Apr 30(1) Apr 30(5) Uateefized Ree0 imestment Holdng gain tidos& (f) return (1) period EATON VANCE FLOATING RATE FUND I Symbol. 0BLX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,15901 9.130 49,885.80 -273.20 LT Trade date: lan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.130 24,903.78 .21822 ST Total reinvested 47.205 9.169 432.84 9.130 430.96 -1.86 EAI: 12,892 Current yield: 3.84% Security total 8238.835 9.190 75,281.00 75,713.84 75220.56 .49328 -60.44 GOLDMAN SACHS STRATEGIC P4COME CL I Symbol: GSZtX Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.600 50,156.13 61513 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.600 19,874.75 243.75 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.600 21,928.94 268.94 ST Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.600 50,775.79 -383.21 sr Total reinvested 58.849 10.620 625.03 10.600 623.80 -1.23 EAI: 43.881 Current yield: 2.71% Security total 13,524.472 10.545 141,991.00 142,616.03 143,359,40 74138 1,368.41 FISEIC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.190 49,158.58 482.42 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.190 9,740.29 21029 ST EAI: 51,110 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 58,898.87 -272.B -272.13 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 Symbol: /SOSY Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.910 125,269.07 .420.73 LT Total reinvested 36.164 11.934 431.60 11.910 430.71 -0.89 continued nevi Page CNP70303005888652 HP7000191745 00003 0414 030579004 cogttlitty_cm_0002ittilt2 30 of 98 Account name: Friendly account name: Account number: Your 15 vandal Advisor. SCOTT STACK/allLYLE CASRIEL CONFIDENTIAL EFTA 0(1131642 EFTA01273849 *UBS Resource Management Account Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Fixed income . Mutual funds korionuezO Purchase pow Nurrber Average price Hddng of shares per share (I) client investment (1) Cost basis (I) Price per share value on cm Apr 30(1) Apr 30(1) Unrealized aad inrestmeet Holdng 93In or loss ($) return (1) period EAI: 12,607 Current yield: 2.07% Security total 10,554.139 11.950 125,689.80 126,121.40 125,699.79 •421.62 9.98 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: .1SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.370 100,086.48 1,061.65 LT Total reinvested 1.858 10.387 19.30 10.370 19.27 -0.03 EAI: 42,558 Current yield: 2.56% Sleazily total 9,653.400 10.260 99,024.83 99,044.13 100,105.75 1,061.62 1060.92 FIMCO UNCONSTRAINED BOND FUND CLASS P Symbol: PUCPX Trade date: ran 29, 13 14,303.333 11.520 164,832.00 164,832.00 11.220 160,539.48 1292.52 LT Total reinvested 21.216 11.182 237.25 11.220 238.04 0.79 EAI: $1,232 Cured yield: 0.77% Security total 14,329.549 11.520 164,832.00 165,06915 160,777.53 1,291.73 -4.054.48 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Mn 29, 13 7,400.957 10.046 74,351.21 7435111 9.880 73,121.45 -1,229.76 LT Trade date: Oct 2, 13 2,209.898 9/99 21,656.11 21,656.11 9.880 21,833.79 177.68 ST Total reinvested 47.149 9.880 465.85 9.880 465.83 -0.02 EAI: $2,955 Current yield: 3.10% Security total 9,658.004 9.939 96,007.32 96,473.17 95,421.07 -1052.10 -586.25 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Mn 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.550 136219.48 4,979.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.550 19,854.97 734.84 ST EAI: 42,426 Current yield: 1.55% Secuity total 14,793.787 10.164 150359.83 150,359.83 158,074.45 5,714.62 5,714.62 continued next page SDNY GM 00021023 CNP70003005698653 NP7000191 745 00003 0114 030575004 00000) Pap 31 of 98 CONFIDENTIAL EFTA_OO131643 EFTA01273850 UBS Resource Management Account April 2014 Your assets Fixed income . Mutual funds (continued) Purchase price Number Average price of shares per share (S) Account name: GHISLAINE MAXWELL Friendly account name: Account number: Client Tnvestrnenl (S) S963.460.49 5966,077.72 Cost Price per share bash (5) cn Apt 30 (1) Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL value on Unrealized 044 Investment Hddng Apr 30 (5) spinorloss (S) *turn (S) Prerincl Total Total estimated annual income: $22.210 Your total assets Cash Fixed income Total Cash and money balances Mutual funds Account activity this month Date ADhoty Dividend and interest income Taxable timderds Apr I Cividend Apr I Cividend AprI Dividend Apr I Dividend Apr I Dividend Apr I Dividend Apr I Dividend Apt I Dividend Apr 2 Dividend Total taxable dividends Taxable In teresY Apr 7 Interest 1965,045.69 -11,037.04 11,585.20 Percentage of Cost Value on Apt 30 (1) your recount basis 01 50,297.51 4.95% 50,297.51 965,045.69 95.05% 966,077.72 $1,015,343.20 100.00% $1,016,375.23 Estimated annual income (5) 22,210.00 $22,210.00 DesCrOlOn Amount (1) EATON VANCE FLOATING RATE FUND I AS OF 03/31/14 228.54 11, MORGAN STRATEGIC INCOME OPPORTUNMES FUND CLASS S 231.76 PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 03)31/14 136.41 DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0313 If 14 202.30 GOLDMAN SACHS STRATEGIC INCOME CLIAS OF 03'31114 328.58 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 02/31/14 239.44 11) MORGAN MULT1-SECTOR INCOME FUND SELECT SHS 19.30 HSIIIC TOTAL RETURN FUND CLASS I 28.80 RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 03/31114 198.75 $1.613.48 UBS BANK USA DEPOSIT ACCOUNT AS OF 04/0414 1.20 Total taxable interest 61.20 Total dividend and interest income $1.615.08 Unceaked gang loss (S) -1,032.04 -$1,032.04 CNP70009005688654 NP700019I 74500003 0414 030575004 CONFIDENTIAL 00MiliT_Gm_00024ISIM 32 of 98 EF1'A_00131644 EFTA01273851 $UBS Resource Management Account April 2014 Account activity this month (coniinvece Account name: GHISLAINE MAXWELL Friendly account name: Account number. Investment transactions for mare Information stet the price/value shown for restricted securities, see rinportant Informaion gout your statement a the end of INS doc anent Date AcWty Desciption Quantity Value (I) Price CS) Proceeds Iran investment transactions (I) Funds withdrawn fa MVISIfrottlh b01401)(5) Accrued intoned (S) Apr I Remestment EATON VANCE FLOATING RATE FUN) I DIVIDEND REINVESTED AT 9.16 NAV ON 03131/14 AS OF 03131/14 24.950 -228.54 Apr 1 Reinvestment IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.93 NAV ON 03/31/14 19.427 -231.76 Apr I Reinvestment FivK0 UNCONSTRAINED BOND FUND CLASS P DiviDEND REiNvESTED AT I I. I7 NAY ON 03/31/14 ASOF 03/31/14 12.212 -136.41 Apr I Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL CWIDEND REINVESTED AT 10.90 NAV ON 03131/14 ASOF 03/31/14 18.560 -202.30 Apr 1 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I CWIDEND REINVESTED AT 10.64 NAV ON 03131114 AS OF 03/31114 30.882 -328.58 Apr 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z CWIDEND REINVESTED AT 9.89 NAV ON 03731/14 AS OF 03/31114 24.210 -239.44 Apri Reinvestment JP MORGAN MULTI•SECTOR INCOME FUND SELECT SHS DIVIDEND REINVESTED AT 1039 NAV ON 03/31/14 1.858 •19.30 Total -$1,386.33 Date Activity Cescnplion Amount ($) Money balance activities Mar 31 Balance forward 650,068.76 Apr 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.80 Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 198.75 Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04104/14 1.20 Apr 30 Closing ISIS lank USA Deposit Account $50,29731 Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The UBS Bank USA Depoat Account Is your primary sweep cation SONY GM 00021025 CNP70003005698655 NP7000191 745 00003 0414 030575004 CONFIDENTIAL 000000 Page 33 of 98 EFTA_00131645 EFTA01273852 *UBS Yournotes cl.mmomsenr.ammommo orwat ..SNY—.,.RM H. , . .1 elmnem.t bacemninurnkr CONFIDENTIAL EFTA,B1606 EFTA01273853 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anoxia! Strows)t is a merrter of all orincitel Nosily, cannot* and colons exchanges. LES Financial Seinen and UES Bank USA an rdrect subsdares of LES AG and anilines of LES Seasitin UC. The Fim's I hancial statement is available upon nano. The Fin* naafi:* on ices ae a: !Assn/noel Sermon Ix. 1200 Harbor Boulevard Weehawken, NJ 07066 Ibis statement represents the any official record of yaw LES Financial Schwas account. Other tweeds, rapt officialese documnt cordoning cordlicting date should not be relied Lyon If pm bedew there is an error cr omission, please report it irrmedately harking to the Bench Manager in the clic. sentigmes account. Athaegh al figures Moon T. edended to be accurate. statement data should not be used kr tat purposes Rely sae& on mmend tax forms, Be.. Form 10BL Salk 10425, atc.)whinpreptregyour we return. The Fim required by law to report to t* IRS all taxabk dividend,. repaid* rentwabk den:lends and tat imennt eared Col sectilties held in pas axamt, net proceeds on safe transattexe, std cost base cc certain covered parities. Communications with the Finn • Please reconfirm arty oralcorm...neatens in *rang to funher protect gout skids. incbding your Ned order the Salsifies 'nester Protection Ace (SSA) • If heGnome' hsteution cn the top left of lee frcrd of this statement is noel% Financial Sakes. IBS Financial Services canes you account as cleating looker by anargenent web the helmeted &Mahn We Rimmed you rat Ink relanianthia when you opened this accost. lithe case. your Ltd. and sectsaina-e located a UBS financial Services and rot the etwocbtng broke.. and you must make alnico-I of rap ma or *Tuition to both NITS. A anoint staternrits shall be deemed (caplete ad accurate a not objected to el wring within 60 days. • Plea,. diect customer complaints or iNUiieS to he Fine' ;Client Relations Dna-Meat n 201.352.1699 tolbfree n800-354-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Fridao a in mien; to LES Feenoal Sauces lx., Client Retinae Depalment, P.O. Ben 766 Union City, NJ 07087. • in case of green orgapstinn about an electronic heeds trench( (Wit bi puymm or UBS Visedebit card Penman* call 62-1000, or wile to UBS Financial Semen kic„ MOO Herber Blvd, 6th floor. Week/Men W 07086. Min RIMMESA Senkes Cal a write as soon as you cart it you tit yes shearers, or receipt is maga s you need more Hama' ian *cut a turn* on the statemert or narojat. The Firm or Card Issuer as aPinablieknust her from you no later thm 60 days after the Fern sent you the fin Wannest on valid" the nor problem *Pared. - bowie you- name ad accost minter Of any) - Desabe the nor he wander you ere 'ose about and .'clan an cleat as mu cm why you believe t is an error or Minim need more eicnnation — Proud. the dollar arrant d to suspected error. The Fim or Cad Issuer me ineestiane you complaint and wen cared any error pomp*. Please mate all checks payable to the Fern or the financial innitufion inekated on the front of this stakimmt h adtlitim to regular account fen accounts may be subject to maieenance fees, chars for late parent for securities purchases and charges kr unpaid arreunts in cash &wont. Accounts that we transferred to other negations may be subject to a wander tee. UBS Sweep Option, UBS offers optics for sewepng cash balances, biances to ben& deposits a UBS Berk USA and UBS AG Slanted brand, (Clank Sweep Programe), moneyme/kw insult suds MoneyFun* and the International Deposal Meant (DAlfor customers with an Weernational Renee Managemern Account. Through the Bank Sweep Progeny cash balances re weep to ISISBat USA up to en knit and then to LE'S AG Stanford Branda or a Money Fund. Deposits at UBS Bak USA are FDIC enured in accordance with FDIC mks. For nxre nlamati:n pease mit worwidicgor. Deposes at UBS AG Stanford Burch std two of Money Funds no rot inured by the FCC. Thou fre the OA, mailable local, balances we swept to depose accounts at UBS AG New Yak Branch and UEIS AG Cayman Bunch Thew deposits ate not inured by the FIX. Balances held at the LES AG Carnal Beni are tempera* exposed to the severely' risk of the Cayman glands, and tere is no gmantee or other obligation of UBS AG to IVO) tie biarces while co the UBSCaymards Bradt. books. Deposes a UBS Bak LEA and each UPS AG Each are not protected by SIPC. Money Fund shires ate protected by SIPC. See *U35 Fruncial Services Accost Protection' bobw Upon pas reg.est, balances n tie Bank Sweep Programor OA Mai be vothelmem and shares of a Money Fund my be liquidated, end the proceeds returned to you or sour seoskin atcamt. Fuller re ornation about available sweep options, nctdng anent attest rates and yell, a mailable at www come isotopia* from your Fiume' Advior or by calling 800.762.1000. UPS Financial Services OX01.191% protation The Fnn is a molter el the Swanks InvegOl Protection C orporaticn (SIPC), wheh protests securities accounts of its members sip to 1500,022 (nth** S2B),000 for dams kr cash) The SIPC asset protection Imes XPV to all account that you hold n a palimbir cepa*. The Fim, together with certain affiRites, ha also purchased stpplorental protection. The madmen amount payable toy eligible dents, thane& trcht this protection is 5500 million as of December 10, 2013. klaPct to the poicy conditions ad cat X the Firm is further protected kr ma to $1.9 million n the aggregate for all your accounts held n a articular capacity A fiA ccpy of he poky wiring is mantle upon request The SIPC protection at the seaplane-IBS protection both do not apply to. • Certain &uncial Mies controlled by (and eyelike! A your account value)b.d held away from UBS Firm-col Services (e.g.. certain(* cash al UBS Bak In oath at LES AG Sta./Acedbunch (I) insigne predX1S, including variable anwitiet, and (hi) shares of Mutual funds whim such shares are registered dreg h the nine of the account holler on the bock, ad mock of the applicable issuer or transfer agent); • Certain nwslmert contracts or niestment interests (tg., limited partnershix and privet* placements) that we rot registered ender tie Secunties Act of 1933; ad • Commodities contacts (e.9, kneign eccha-ge and yeti:usenet.' (ontracts). nduding futures contacts ad wiTn0401C0icn contracts. the SIPC patch:a and the suppernental protector' do not apply to these Mats mend they otherwise appear on yam seaternent. 71-. SEC plotecien and the aMahrriental protection du not protect agave changes in the makes vain of you investments (whether as a rest* of market mthement. issuer baisruptcy alarmist). More information is avalable tom manse Yoe may obtan more edomation abou SIPC. Soloing the 5WC Broths.., by condoling UPC a 202371.8300 or by tositng the Sift websiw ar YAMADA*, Dividend ReiWatblbafilt Program (DPP) The ake reflected is an swage price. You may obtan the actual price Iran yas Financial Advisor. 0* eh* tarn are purchased under DPP partial shires wil be sold rd tlw cash war be &ponied .' your account. The 6viderd pi-moment price applied by the issuer may ale from the market price at which &partied shires we sold CaOwavlieu Chap whole wets may be held.' you' accout If you am entitled to a papal um( a a mull of a dviderd Paelment or otherwise, the NM red other sell panel sna at rivulet li ke a accept an amount &Omitted by a registered demi* agency, rid credit you' accost. Investment 'objectives The nvesImert objectives aid risk profile we specie to each account and rnw wry between. Phase /thee the Fern promote,' 'n writrg of any natant change in you Maxis' skuaion or nom-wort objectives. FCC each CONFIDENTIAL account held, you choose one of the following imesnrent objectieer • Sodom CumentIrcome. location es seekng the generation of income cr4. • Achim Capdal Appreciation: Instilment( egging growth of pence:el rather than the generation of mom?. • Produce Combinaton oflrcome and Capital Appreciation: neesiments seeking both the generaticn of noon. and got/shot pit011. Overall risk precise • Con.wvathm Seeks to mantan nilial pecioak with love risk and volatility to the access overal, ben if that meat the accost does not generate signet 'cant income or mown ad may nut keep pace with inflation • Mocha: Wilk* to wean sant rids to pinonal and tolerate some votataty to seek hirer returns. • Aggress*: Wiling to accept high fit to pummel and high wlatilig to seek high returns over time. Statement Imuseholdhe We may consolidate al related account statements with the same Mims n the sane earn:ix. Accounts may be rented ler this purpose betase they haw owner who also maimin jaht acorn rehtionshps with other dents at the sane address. This practice's known as • homeh"ling ' II you prefer to receine edivelual statements mailed in separate envetpts — yOU Tay done householdng by Ealing sour Francis' Advisor. Friendly accourt name the Frendk accost name reflects information that you emend on the Firm's online services webute. II is a custcmizable 'nickname' &men by you to min you with ear recordkeepi*. It has * legal effect on your award. You can change you' hiendh account names, through Ordre Services or by contactegmurFeancial Advisor. ACCOellt overview • vete of ma accounapordcan Net of assets ad • Assets hulas evadable cash balances, vales for restricted sear* len I, and Global Tine Deposits, urrealied maks to make, and cinteh assets not held by the Fim. Does rot include unpited Stfluitiall assets al the end ot the pia and anent statement periods, or prorate imestrrents, 'nested stock options ad mendable stock anions • Eiablibes Include, debit blIIM•5, cuturding mar loans. credit Inc, tom meant balances. • Cashkroney balances. Total of unimested avalable cash balances. plus UBS Bak USA deposit beircek UBS AG Starraoid Branch depost balances and money market nal fund sweep Saxes, at the obit of the gnomon period. Noncom-n*6g Bee credit balances in your account are rot segregatedfrom other balances and tie Firl may use any of these funds in the ordinay course Messiness. these funds me payabk soon yew darned. This total is included in the cement pried closing value. SDNY_G M_0002 1027 EFTA_00131647 EFTA01273854 Important information about your statement (con inued) lending Hornet/on Fa petered information cn the Finis lending pradthes and disci:sues, refer to yes Clent Rthatbrado Agensunt or Accord Agreemmt atthe General Terms at Conditions UBS Statement of Credit Practises available in Agreements andOgdosures at anduakisamitoguadflobsucts Vass amen Your Athement Semites securities and otter rats held rntM socarit at the end of the statement period. You may ask for deivety d fully paid smites at an/ time. You may meive securities used as loan collateral after prying any Wince due on tem. k -y securities Wanderedto the Um darg the stalernent penod are listed at market vatue as of the end of the Statimert retied. • Cast basis. In determning the cost basis of the navies included in this statement, where indicated wash the nurrbee UPS Famed& Servists has robed cn information obtained from SCUMS other than IRS Handal SeniceL including haforrrinicm been another lam a that you mew have provided to you Finaxial Achisor. The Finn does not ithripentently verify a gonna the watery or varsity day information provided by sans other than Linnantral Senates. aicitixt although UBS Simnel Services generaly want this itarnation as it is received, the firm does not provide any esesances that the itemacian thin "Cost basis" and "threalded gar/loss- is accurate as cid the date of this statement. As suck please donor reay on this nIcrination to make wears a tale decisions. fortes p-rposes *theme's*. Accounts Wandered to tie Fim may reflect girl loss edionatith onbr for the period of tine theythe held a the F rm More historical Hamann tan be added by you Finenciel Adenor. • Unwiring/A gain/been When data is aailtb. eninated Le-readied gent losses ay calculated la exhilialseosty lots. The transaction data for ncliektalbts may or May not teethe atomism:4m, *urges ander socirityroorgenizalisn marts Dividend and °term nvestrnmi lots rd systematic pachne kits are each combined to display are averaged lot. The • Trade date • canna presents the aigrul transaction trade date. • Callable securities Ban* ands:referred stock that the inter cats for eery recknpton will be selected merely by lot Iran among all seo.rties of tat issa held in our rum or in nominee maw la or clients. Call bane hfcrinatkn b obtaned from third parties and es accuracy snot guaranteed. Other call knives mayeng which mid aged yield complete neon/latch itillbe provided upon request • Certificates of deposit OW CDs are FDIC hared sp to S2 9),000 h annul and accrued interest per depostor ad per depository institutich Macccrdtnce web FDIC rules. • Prieekalue Press disobeyed f or secants and other induces may be higher or lower than Menke that you would away receire h the mallet Prices cue obtained from vaious third party sources which we beanie to be relit,* but we do not gora-tee their scanty. - We genet 'teethe closi-g price when aveldsb a the mean of the bid and ask prices fagged mantes and <peons or onY bd prices Ill OTC seosties. - Less actW4 waded securities may be priced ushg a valuation model or the move recent pi:e we donned and may not reflect an real motet nice or vane - Celan position may appear without a price oral will ;haw as 'prim was rot amiable' if we re undole to obtain a pnce f or a lastly - Deposits or sectritin deraninated incurrencies other than U.S. dollars are reflected at the exhinge rate as of the statement date. - Fa certain *canes visdng rat noteconformng dertmatcris price avd cageySlate valor) may have been ode aced to facilitate pre:et valuation To obtain current quotations, when arailible, corded yes Financial Adder. • Prints irrestmentr and rtruclund prot atb. hint, emestmeir secants (landing drect paticipation pagan) and real estate imestrnent trust stashes) and stacked nandts ale generally highly eliari. Certain strixturd crotch have not been registered with the Securities and Excha- Comnsion a under ami state securties laws. We prowle estmAed vanes for pwae investmem wades and structured products for Mormatisrul purposes only. Accuracy knot guarenteed. - These values may differ abstantialy from proor a any, at eh& a priathe Mennen' security a structured prixIxt may be teArt or sold and do not necessarily represent the vela you may receive soon liquidation. - Thid prly 'Ornate of ale av as of a certain date and are espied to UBS Fna-ciA Services on a regret base by in independent vitiation tint - Saar, general panne or tumor estimated vanes, any are supplied to the Fm by the Muer, general manner or sponsor and may be tabulated based on &keen information Van that used by Ind parties to derive their estinated values. - You can obtan additcrul Hamann regarding the methodology used to determine the "innate of value ad the date of the Hameln) that is the basis forte thane* by contideg your Fivncial Advisor. - Thief party esernmed wines may be reflected as •Not prked* n mew Ise *ions. new n edependent valuation time RS not %condor is aide to assign a vane, when we become aware that a materiel event has &oared that May call a pumas), reported vane no question, or yawn a alue would be big* sPeculetioe due to the mere ▪ the steady - When neither an suer, general partner a sponsor thawed vale ma a thrthpany estimated sake is podded the value of tee steely will be differ' *an its purchase price. - • Derkis crs to date may include return of capital. income Cr both - see • represents the initial ottani; price per unit and may not ;elect exr cost basis • Restricted securities ResItcled wan t in generally cue rot curate/ ergiole for publk sale. UBS Firacal kwvices ides the menet price of the unrestricted stock of the same issuer as an inputed value fade restricted stock fa purposes of this summon on. To the intent that reariaed securities are elabb fa a the vale rented may be Abctantialy less than the Sewed value town • Est (astirnated) inane. current yields and rates, An estinate of assn) income is based an current Sicked at interest rates, assuring tie seethes will be held for one nth from statement date or until nlatitity. This teams Sony a gthielne, accuracy rd continued income are not outwitted - Estimated anal nccme adherent yield fe certain tapes of scathes could include a return of ',intim' r canal gars h esnith case the est income Ord current yeti would be overstated. - Estimated anal icon and current Old and the actual i-ccene and yield might be kwer a higher than theist:matedamounts. — An estmate of rruateed income (divdend ands interest) divded by the event market valthaveran balance is based on the last dedend or interest payment made by the issuer and wearies the seositiegdeposts will be held for one year from the statement date or until manly. Accuracy and continued yield ere not gerageed • Assets riot held by WS 'rancid Services. Certain assets se rot held by the Fins and not within the Fern's possession or carol. These assets de &pitied on yaw statement for informational purposes they. Positions ad values presented me IMMO by the inueo f ern UBS Francial Senekes not reversible for the ilainalion and des not guarantee es accuracy. These Assets au rot protected by SOP or the Finh uthplemeneal SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b1 fees received n correction with the dSbibution mutual lads to our dent we ilea our alMate 'ern* ilvonue 4hring Parents from dertributors odor attracts ot the mAtal funds that we sell. These arrant, are based on two deferent COMFOnents- 0 tem amantol sales by UBS of a paS am mutual fund I amibi to our clients; and CO the asset value of a pre& Sr mutual fund I amiy's shares held a the Irma — We and at atMate also recewe nemaking and embus protesting lees in corskleration for tender agent services that we word* to the mutual fads. These lees generally are pad from investor assets in the mutual kind and are a heed de la amount based on tie number of accounts at the brokentheler holdng mature lads ol that fund CONFIDENTIAL — h silt c., to comments-6 received n connection wth the sale or delnbetion ol only contracts and an investment net ails to our dents, ye meta our affiliate resew reseal sharing compensation frommar*/ of the instance companies undenatirg the amity contracts, *dates of the innate cowries or sponsors of fount in anent rusts we disirbute ▪ Cur affiliates ako receive trading commetas and other cornea-deanfrom mewl kits and mune, companies whose prOCIXIS we distribute. - Wetmore an anal fee from UBS Bak OA and UES AG Stanford Blanch of up to szs per accost sweeping to the barn under the UBS Ba-k Sweep Fri:grams Activity hbisnationregsdng <atm:nets and otter Charger ilcuned in connedco with the oecutcn of rade', ncludng onion transactions ha been included on MolirrnriOnS IMMUSly filtrated to you, ad will be goaded to you wavily at recpest. Short Wig I yauae engaged in short serrg a security, you may haw a chape die to certain bcrroatg costs for that partials security. Open cadre Regarding Wen or • scaltikancelbe ceders that were not thawed by the statement date, open buy at tel stop orders are refixed by the mount of diudends a rights on an haividerds or antes date unless intruded otherwise by y:u. You are respontble fa orders that we executed du toyer failure to cexel hosting open orders. Privity To obtain a copy of ax current Client Aiwa Neice, please contact mur Francis' Achisor or vhit as wash ate. UBS Enamel Services a not a bat The WA, Busiest Services Account BSA and IRMA an brokerage accounts which provide access so barking services ridproducts through arrangements we, affiliated bags rid other thief-Daly banks, rid provides access to roseate and ennithy praticts hued by unaffiliated thed.pany insurance companies through reura-or agency subsklissies of UBS Financial Services Inc. Iniestment mutate. at fl utyproducts: Not MI( Mewed • No bank gusset.* May tise vela Resource Management Accost, Business Semites Account 854, IRMA and alternation& Resource Management Accost are registered service marks of UBS Financial Services In Visa *halve is a resigned sersice mark of Visa Intonational las Via Sonatae credit cads at LES Visa debt cards are issued by US$ Bank USA with permission from Vas U.S A Incorporated. UBS Financial Services Int P.4.v. 20402 SDNY_GM_00021028 EFTA_00 31648 EFTA01273855 c;It UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056316690514 Y1 0 Resource Management Account May 2014 HI AN MAX Li Account name: GHIStANE MAXWELL Friendly account name: Account number Your N nancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on April 30 (1) on May 30 (1) Your assets 1,015,343 20 1,018,909.37 1,15Itour website: www.ubstomlfinancialservices Your liabilities 0.00 0.00 Value of your account $1,015,343.20 81,018,909.37 Tracking the value of your account S Thousands ' 0. 5? 1,0189 • POI 2014 mar 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Vow MeStinent return MO:lendand interest income Charism in markot value Value of your account on May 30. 2014 11,018,909.37 10.00 11,011,054.19 35,128.54 32.72664 SDNY GM 00021029 Member SleC CNP70009305631669NP7003193246 00003 0514 030575004 00c0c0 Page 25 of 98 CONFIDENTIAL EFTA_00131649 EFTA01273856 *UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30 (11 A Cash and money balances 50,531.30 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 968,378 07 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $1,018,909.37 51,018,909.37 Account name: GNIAANE MA. Vt ELL Friendly account name: Account number: Percentage of your account 496% 0.00% 0.00% 95 04% 000% 000% 000% 100.00% Your current asset allocation A Eye on the markets Year Kendal Advisor: SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money mallet mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 4.32% MSC I - Europe, Australia & Far East 1.76% 4.11% BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CNP 70000009531 670 NP70C0 I 97246 00003 0514 0305750O4 CONFIDENTIAL C0Milliy_Gitoorfitin 26 of 98 EFTA_00131650 EFTA01273857 UBS Resource Management Account May 2014 Change in the value of your account May 2014 (S) rear to date (S) Opening account value $1,015,343.20 $0.00 Deposits, including investments transferred in 0.00 1,011,054.19 Dividend and interest income 2,020.04 5,128.54 Change in market value 1,546.13 2,726.64 Closing account value 41,010,909.37 $1,018,909.37 Account name: GH1SLAINE t Your Financial Advisor: , Friendly account name: SCOTT STACKFAANLYLECASRIEL Account number. Dividend and interest income earned For W rposes of INS statement, toutairty of interest and dmdend income het been determined hem a US tor repcitirg perspective. Based upon the residence of the accounl holier, account type. or product type, some interest ardor deidend payments may not be subject to United States (US) araa PIRO'S, Rico (PR) income tarts The dent mant* statement is rot intended to be used and cannot be retied upon fa tar purposes. Clients should refer to the aPOKEtte lax reporting forms they recent from 1185 annualy, such as the Form!, 1099 and the Rtnill 480, fee 14x reporting information It IS the practice Of 1185 to Ole the axlicatle tar reporting forms with the US mterriS Revenue Semce and PR Treasury Department, and in such forts accurately (Wary dwdenct ardor Interest as tar exempt or Unto* income. Pease consult your indedual tar prepare/ May 2014 01 Year to date (1) Taxable dividends 2,018 84 5,126.06 Taxable interest 1 20 2.48 Total current year $2,020.04 $5,128.54 Total dividend & interest $2,020.04 $5,128.54 Summary of gains and losses Varies reported below exclude products (or which gam and losses are not dasilkd. Realized gains and losses Unrealized May 2014 ($) Year to date IS) gains and losses (3) Short term 0.00 0.00 1,637.08 Long term 0.00 0.00 -1,123.02 Total 40.00 $0.00 $514.06 Cash activity summary See Account activity tins month for deta &lances in your Sweep Options are indudedin the q:enng and closing balances 'taut. FIX insurance applies only to deposits at uBS Bank USA, not to deposits at 1€5 AG, Slarra00 french or bank deposits paced !Wog, the UBS internat.:mar Depose ACIOUDI program SiPC protection applies to money market sweep hod headings but rot bare deposits 5**imporunt information about your statement on the last two pages cf this document for crews May 2014 (5) year to date IS) Opening balances Additions Deposits and other funds credited $50,297.51 0.00 $0.00 49,806.24 Dividend and interest income 2,020.04 5,128.54 Total additions $2,020.04 $54,934.78 Subtractions Funds withdrawn for investments bought -1,786.25 -4,403.48 Total subtractions -$1,786.25 -$4,403.48 Net cash flow $233.79 450.531.30 Closing balances $50,531.30 $50,531.30 ClIP7C0C0305631671 NP7003193246 00033 0514 030575004 CONFIDENTIAL SDNY GM 00021031 coo0c0 Page 27 of 98 EFTA_00131651 EFTA01273858 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account APY Interest Period Apr 7 • May 6 Opening UBS Bank USA Deposit balance Apr 7 850,297.51 Closing UBS Bank USA Deposit balance May 6 850,531.30 Number of days in interest period 30 Average daily balance 850,315.91 Interest earned 81 .20 Annual percentage yield earned 0.03% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full descnpticn of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility C0nSideratan - None selected Your account instructions • Vote account cost basd default closing method is FIFO, First In, First Out. Your linancial Advisor: SCOTT STACK MANY LYLE CASRIEL CNP70:O005631672NP70C0IS0246 l>3033 0514 030575004 CONFIDENTIAL COMY_GM_00028164 " of 98 EF1'A_00131652 EFTA01273859 *UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number %me PK et, income and current values Sham may be approximate. AS a *SA GAM and ICAk'S May rol be accurately reflected. See importarionfarmabon about your statement a the end ol this dxurrent for more infornason Cash Cash and money balances Cash arc( monsy hatnwes may indtde avalable cah balances, UBS Bank. USA deposit account ()lances UBS AG Stanford Branch deposit account caances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vet h n aplic able limits, but are not protected by S1PC U85 AG Stanford Bram Isdevout account banes be not insured by FDIC and are rot potected by SIPC Money market sharp balances are protected by SIPC but are not Insured by the FDIC. Set the important information about your statement at the end of this docuwent for details about incise balances. Ocenng Wave Closing bane Hddng on May 1 (S) on May 30 IS) UBS BANK USA DEP ACCT Pnce per :One on May 30 (0 Average rate Your Ili nand/ Advisor: SCOTT STACK MANITLE CASRIEL DnIdend Interest Days n period Undo/ Ccp antiunl (1) Fixed income 50.297 51 50.531 30 Mutual funds Total reinvested is the Iola et A reinvested cividends M does nal include any cash dedench. It is not a tat lot for the purposes of determinng hdckng pencds or cost bass. The shares you receive each time you reirnesldvdendS te<Cole a separate tax lot. Cost basis is the told purchase cost of the security. inducing reinvesteddvdends be cost basis may need to be aclusted for return Cl cadtal payments in order to deteimne the a:Sated cost bass for tax reporting purposes. Wang 0fP(0sit0oti Purchase OM& Average mvesi Cltirst) DOUBLE LINE TOTAL RETURN FUND INSTL Symbol" DBLTX Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 Total reinvested 55.884 10.929 EA': 32,555 Current yield- 5 10% Security tOtal 4546.544 11.374 51,103.71 250,000.00 Unwired ftat)gain or foss is the dfference between the current vain and the cost basis and woad generAy be your tattle gain or loss rf the security was sold on this date. The unrearzed (tax) ga n or loss may need 10 be &lusted for return 01 capita payments in order to (Mem-tine trie realized On or as for tax reporting purposes investment return is the current value woos the amount you invested. R aces nOF i uCe shares that are not reflected on your statement, inducing shares that hare been reacted a either a gain ce aloss It aso does riot include cash chiclends that wen not reinvested Cost oasis (s) PrKe per share on mg 30(s) Value on Mg 3()(5) Unrealizedam gain 0(108 (5) intesernent Kicking return (s) petted 51,103.71 610.81 51,714 52 11.010 11.010 49,442.16 615.28 50,057.44 1,661.55 4.47 -1,657.08 LT -1,046.27 continued next page SDNY GM 00021033 CelP7C0CE005631673 NP7003193246 00033 0514 030575004 cococ0 Pap 29 of 98 CONFIDENTIAL EFTA_00131653 EFTA01273860 *UBS Resource Management Account May 2014 Your assets . Fixed income . Mutual funds (cononued) Meng Number of shares Purchase price Average Floe per sham (5) Client invents-ma CS) Cost Oasis (I) ante per share Value on on May30(1) May 30 (I) thueallied Rea Imeslmeot Making spin afro's (S) return (S) period EATON VANCE FLOATING RATE FUND I Symbol. EIBLX Trade date: Jan 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.140 49,940.43 •21857 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.140 24,931.06 •19094 ST Total reinvested 71.058 9.156 650.62 9.140 649.47 -1.15 EAI: $2,867 Current yield: 3.80% Security total 8262.688 9.190 75281.00 75,931.62 75,520.96 .410.66 239.96 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZD( Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.590 50.108.80 567.80 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,855.99 224.99 ST Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 24825 ST Trade date: /an 21, 14 4,790)69 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.12 ST Total reinvested 87.660 10.614 930.43 10.590 928.32 -2.11 EAI: 43.903 Current yield: 2.72% Security total 13,553.283 10.545 141,991.00 142,921.43 143,529.26 607.81 1,538.24 HSBC TOTAL RETURN FUND CLASS I Symbol: UNIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 •192.98 LT Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797.65 267.65 ST EAI: 41,110 Current yield: 1.87% Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.900 125,163.89 •525.91 LT Total reinvested 45.912 11.929 547.70 11.900 546.35 •1.35 continued next page 01P703C0005631674 NP7000190246 00003 0514 030575001 0000/Y_GM_00024MA 30 of 98 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your Ilnandal Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00131654 EFTA01273861 *DUBS Resource Management Account May 2014 Your assets . Fixed income . Mutual funds (contrived) alching Water of shares PurchaSe price Average price penile'. (t) Client investment (1) Cost bads et) Price per share value on on Miff 30(1) Ma/ 30 (1) Unrealized Cad investment Holdng 93In or loss (0 return (0 period EAI: 12,461 Current yield: 1.96% Security total 10,563.887 11.950 125,689.80 126,237.50 125,710.25 .527.26 20.44 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISx Trade date: Lan 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.360 99,989.97 965.14 LT Total reinvested 49.333 10.370 511.62 10.360 511.09 -0.53 (Al: 12,483 Current yield: 247% Security total 9,700.875 10.261 99,02483 99,536 45 100,501.06 96461 1,476.23 PerICO UNCONSTRAINED BOND FUND CLASS P Symbol: PUCPX Trade date: Ian 29, 13 14,308.333 11.520 164,832.00 164,832.00 11.300 161,684.16 -3,147.84 LT Total reinvested 35.214 11.197 394.31 11.300 397.92 3.61 EAI: 11,248 Current yield: 0.77% Security total 14,343.547 11.519 164,832.00 165,22631 162,082.08 -3,14423 -2,749.92 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PADZX Trade date: Lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.920 73,417.49 .933.72 LT Trade date: Oct Z 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 266.08 ST Total reinvested 76.718 9.880 757.99 9.920 761.04 3.05 EAI: 13,042 Current yield: 3.17% Security total 9,687.573 9.939 96,007.32 96,765.31 96,100.72 -664.59 93.40 R8C BWEBAY ABSOLUTE RETURN RJNEKLASS I Symbol: RBARX Trade date: Lan 29, 13 Trade date: Sep 24, 13 12,911.799 1,881.988 10.164 10.159 131,239.70 19,120.13 131,239.70 19,120.13 10.520 135,832.11 10.520 19,798.51 4,592.41 67838 Si TL. EAI: 42,456 Current yield: 1.58% Security total 14,793.787 10.164 150,359.83 150359.83 155,630.63 5,270.79 5270.79 continued I*4 page SDNY GM 00021035 CNP700C0305631675 NP7000190246 00003 7614 030575001 000000 ►ase 31 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your II nandal Advisor: SCOTT STACK MANLYLE CASRiEL CONFIDENTIAL EFTA_00131655 EFTA01273862 SUBS Resource Management Account May 2014 YOUf assets . Fixed income . Mutual funds (continued) Mcrang Total Total estimated annual income: Your total assets Cash Mxed income Total Account name: GHISLAINE MAXWEU. Friendly account name: Account number: Your IR sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Number of shires Purchase price Angara, peke Client pet share (s) inatunent CS) Cost Pnce per that bash(!) on may 30(i) value on May 30 (1) unrealized 0e4 coin orloss (5) imesimem Holdng return (5) Maw 572,125 9963460.49 value on May 30 (5) 1967,86397 Percentage of your XCOUill 1968,378.07 Cost Oasis (5) 1514.06 Estmated annual income (1) 14,917.58 unceeized gain of loss(!) Cash and money balances 50,53130 4.96% 50,531.30 Mutual funds 968,378.07 95.04% 967,863.97 22,125.00 514.06 $1,018,909.37 100.00% $1,018,395.27 $22,125.00 $514.06 Account activity this month Dale Acthtty DescriPPOri Amount (S) Dividend and interest income Taxable t Imeerod May I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 04130(14 217.78 May I Dividend )P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.10 May I Dividend PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 04/30114 157.06 May I Dividend DOUBLE UNE TOTAL RETURN FUND INSTI. AS OF 0430/14 205.45 May 1 Dividend May I Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 0430/14 292.14 May I Dividend May I Dividend HS8C TOTAL RETURN FUND CLASS I 2890 May 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 04301 14 203.69 Total taxable dividends 12.01834 COWMAN SACHS STRATEGIC INCOME CL I AS OF 0430/14 305.40 W MORGAN MLAT1-SECTOR INCOME FUND SELECT SHS 492.32 Taxable interest May 7 Interest UFtS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20 Total taxable interest Total dividend and interest income $1.20 $2020.04 CNP700C0005631676 NP7000193246 00003 0514 030575004 CONFIDENTIAL 03ROLYGM0002,6313 32 o1 98 EFTA_00131656 EFTA01273863 SUBS Resource Management Account May 201 4 Account activity this month (continued) Account name: GHISLAINE MAXWELL Friendly account name: Account number Investment transactions for mate Information stout the price value shown for restricted securities, see Mponanz Informaioa about your 'cerement at the end of this docurnent Date Activity Description Quantity Wait 0> Price (I) ProceedS Iran investment tramztions (S) runs vAthdraven for inwslants bocagt (5) Accrued inured (SS May I Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 9 13 NAV ON 04/ 3,014 AS OF 04/30114 23.853 -217.78 May 1 Reinvestment JP MORGAN STRATEGIC INCOME OPPORTLe41RES FUND CLASS S DIVIDEND REINVESTED AT 11.91 NAV ON 04/30/14 9.748 -116 10 May I Reinvestment PINCO UNCONSTRAINED BOND FUND CLASS P DIVIDEND REINVESTED AT 11.22 NAV ON 04/3014 AS OF 04/3014 13.996 -157.06 May I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.93 NAV ON 04/3014 AS OF 0430/14 18.797 -205.45 May I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.60 NAV ON 04 MI 14 AS OF 04/3014 28.811 -305.40 May I Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 988 NAV ON 0413Cir Id AS OF 0413011d 29.569 -292.14 May 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND SELECT 5145 DIVIDEND REINVESTED AT 10 37 NAV ON 0413014 47.475 •492.32 Total -51.786.25 Ode Activity Desuption Amount (0 Money balance activities Apr 30 Balance forward $50,297.51 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 May 5 Deposit UBS BANK VSA DEPOSIT ACCOUNT 203.69 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/14 1 20 May 30 Closing UBS Bank USA Deposit Account $50,531.30 Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL me UBS Pant USA Devisor Account is your primary sweet, oPlion SDNY GM 00021037 CNPTC004305441677 NP7003193246 00033 0614 030575004 CONFIDENTIAL 000000 Page 33 of SS EFTA_00131657 EFTA01273864 *UBS Yournotes onemommmenraonozaeowe aslomora. ..111V-.,.R.8 H. , . ...........^ , ^umb. CONFIDENTIAL EFTA,B165E EFTA01273865 Important information about your statement LEIS Fiuncial Services tc. (the F im or UBS Financial Services} is a marker of all prinokel sxvly, conrroilly and colons wedirges. LES Frencial Sendai and USS Bank USA ate rdrect subskiares of LES AG and affiliates of LES Secuitin LIC. The Fim's Handal statement is available upon reopen. The FITS. excite* on ices we a: LES Finnol Sauces km 1200 Harbor Boulevard Weehawken, to 07066 Ibis statement represents the any official record of your LES Fe-uncial Senses account. Other record, wwpt office' the documnte contaning conflicting date should not be relied Lyon If you beakie there is an error cr omission, please report it irrmakately n *Ming to the Bench Manager of the office savigmw account. Allnach al figures shows re edended to be accurate. statement data should not be used fix tar purposes Rely seer on wa'-end tat fams, key Form 1098 Seak 10425, tacit...hen prearegyour Lex return. The Fiona required by law to report to he IRS all taxabk dividenck, report*le rantatable den:lends and tat enennt earned an acuities held in you accent, net proceeds on safe transactore, red coR base on certain covered seusein. Communications with she Finn • Please re-confirm arry oral cornmencatons in wing to funher protect your rotas incbdrig your nthn ors:Yr the Searitin !Meat& Protection Ad (WA} • If the finrcal nstitution on the top left of the front of this statement is floe L66 Financial Sevees, LBS Prenoal Services carries yaw account a clearng taker by anargenront rah the indexed intlittaiNt We Wormed you of tie relationship when you opened this accost. h this case, your Ws aid seoseina-e located a UB5 Rnancial Senecaand rot the esoctiong broker. and you moat make a rePorl of try anew or CiTlitO011 to both HMS. A II arrant statements shall be deemed complete ad accurate if not objected ton *meg within 60 days. • Mean divot customer complaints or ilaJii•S to tie Fitn's C Sem Relations Dope-Meat S 201,352-1699 atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. ET Monday through Frklas a in *gig to LE6 Ftencial Services Ix., Clive Relations Depalment, P.O. Box 766 Union City, NJ 07087. • th case of (erten or Oast ran abo Las electronic knots transle n bi payment or UBS Visedebit card transaction, call 62-1000, or wise to UBS Premier' Semen lx„ MOO Harbor Blvd, 6th floor, Weehawken NI 07086. Akin RIANIKA %von Cal or write as soon as you can, mu tit you statement or receipt is wog or A you need more Hamra:In about a turas on the statement or natotat. The Firm or Card bear (as XPleaeld mod her from you np later thin 60 days aher the Fim wit you the ha Ornament on *Sikh the error or problem *Pared. - howde you name ad accost number Of any) - Desoto the era or tie wander you re ,mare about and etplan a cleark as you car why you believe it is an error o- Wine° need more eicnnation — Staudtthe cbla antent of the suspected error. The Fim or Cad Issuer wit n.estgae your complaint and sal coned any error promptly. Please make all cheeks payable to the Fern or the financial institution Skated on ere front of this Makatea hacklian to agar acme-it fees accounts my be subject to maimenance fees, chars for late parent for worries purchases and charges tor unpaid amounts in cash =cents. Accounts that we transferred lea other nsteutions may be subject to a transfer fro. UBS Sweep Options UBS offers options for sweepng cash bine; Wanes to ha* deposits at UBS Bat USA and UBS AG Starriked arch (frank Sweep Preganss), money make. mutual knit (Morey Fu-d.) ad the International Deposit Avant 00Alfor customers withal International 'mune Malagement Account. Through the Bank Sweep Pregame oath balances re swept to USG EUrk USA up ton raelakhod Find ad then to LES AG Stanford Brea are Money Fund. Deposits at UBS Bak USA are FDIC Fined in accordace with FCC rules. For more nformation please vet wwwldicgov. Deposits at UBS AG Stanford Bush and tarn of Money Funds are rot inured by the FCC. Throat. the OA, arailible to cash balances we swept to deposit accounts al UBS AG New Yok Branch and UB5 AG Cayman Bunch These deposits are not insured by the FIX. Balance, Fold at the LES AG Carr. Bad, are tempera* exposed to the sovereign risk of the Caren glands, and there is no 'wanke Cr tithe obligalon of UBS AG to messy the biomes while co the UBSC aymank Briclis books. Deposes a UBS Bak L6A and each UPS AG Earth are not protected by SIPC. Money Fund shires are protected by SIPC. See -U35 F hernial Seven Accost Protection' bobw Upon you request, Pala-ices n tie Bank Sim* Pm:gransa OA may be withdrawn and shares of a Money Fund my be liquidated, end the proceed. returned so you a pour conceits accent. Fr.rd-er elormaron about available sweep options, ncleing orient rarest rates and yet& a swank at www.LbscomIsseepyrekk, from your F nano al Maar or by calling 800.762.1000. UM Financial Services account protection The F name-Iterate Secs tea al./.1101 Protection Corporation (SIPC), *Fah protects securities account. of its members sip 10 1500,CCO fncluding S2B),000 for dams kr cash/. The SIPC asset protection Imes XP4' to all accounts that you hold n a palkular caparty. The Finn, together with certain affiliates, ha also purdiasedlipplemental protection. The mariner amount payable toy eligible Wenn abates& Le-cke this protection is 5500 million as of December 10, 2013. BiloRct to the pokyconditions ad limitation sh , ca X the Firm is further protected la up to $1.9 million n the aggegate for all you accounts held n ape-Males capacity A hit copy of he poky evening is /nibble Won oeciunt. The SIPC protection at the upplemenUI protection both do not apply to. • Lenin Francid asses controlled by (and hcbided your account valuo)b.:1 hell away from UBS Fine-cid Services (e.g.. certain(* cash at UBS Bat (il cath at LES AG Started bunch (1) insigne pro1OS, including variable enmities, red OM shares of mutual finds whore such shares are registered dreg n the name of the account holier on the books ad records of the applied* issuer or tender age's); • Certain rneslmert contracts or nwstment inteesta (eg., limited panne-shins and whoa placements) the tro rot registered trder tee Securities Act of I S03; a-d • Commodities contacts (e.g, foreign exclave and pew Os metal contredg ncludeg futures contacts rd tormodne anon contracts. fi e SIPC wotecton and to supplemental protectors do not apply so these assets event they otherwise appear an gar Materna*. Tor SEC egoisti . end the RIPPlerreental protection do not protect agora changes in the makes vats of p.r investments (whether as a result of market movement. issue bwkruptcy otherwise} More information is waitle soon raped You may obtan more eacanation abaft SRC. noising the 58C Brochure, by coraadingSIPC ae 202-371-8300a by *Moth, Slit **kite at YAW/.140‘041 Dividend Re:we/bun Program (DPP) n-e rcke reflected is an away Fria. You may obtan the whet prke kccnyou Financial Advisor. Onk ithsk tarn at poetised under Dli; partial shires will be soli rd tlw cash w8 be deposited We your arcourt The 6viderd rerniesvnent price applied by tie issuer may rifle from the market ate at which Ws penis shares are sold Cn9 whole units may be held in rer *mut If you are entad to palul inn a a result of a dviderd Darien' or otherwise, the Firm tell either sell petal wen at rivulet peke a accept an "Mont detamined by a registered clewrg agency, thd credit you aware Investment objectives the riven:nen &wain* rd risk profile we speak to each account and may vary between. Please wleise the Fern prompt. in won; of any signif Cant dunce in you (natal situation or manner% objectives. Foe each CONFIDENTIAL avant held, you choose one of the Toll:wig knestrnent objectirer • Produe CunentIrcome. lin-Mom its seekng the generation of income a*. • AcAiova Capdal Appreciation: Investments waking growth of prncpal rather than the generation of income. • Pialoce Combinaton d Incline and Capital Appreciatcot 'vestments seeki-g both the generation of neon. and gowth of ftlittali. Overall risk prairies • Conservative' Seeks to manta* Sol pi-cloak with low risk aid volatility to the axon overal, then if that meths the waist does not generate signif 'cant income a returns end may rot keep pace with inflation. • Moderate: Willing to accept some risk to principal and tolerate some votatAty to seek hither returns. • Aggressive: Wiling to accept high risk to pinopal ad high telatilik to seek high returns over time. Staterna. fiouseholdne We may consolidate al related account statements with the same biota n the Sin* &MO**. Accounts may be related ler this purpose beat. they haw owners who also mai-nein pia scorn relationships with other clients at the sane address. This practice's known as • househsking II you prefer to recehe idivedual statements snaked in separate anYttlata — yOU may dalne householchng by wag your F nearer Advisor. Friendly accourt name The Frendk accost name reflects el amnion that you entered on the Firm's onlne sown webste. II is a customizable lniclrurne- dine by you to Matt you wish you recordkeephp. It has no legal eked on your accost. You cal charge you Friendk account names, through Online Services or by contadegmurFeancial Athisor. ACCOYlt overview • vat. of ;oft accountipordolia Net of assets ad • Assets_ hulas evadable cash balances, yaws Is restricted wary lest), and Global tine Deposits, urrealted mares to rnerket, and , cattail mats not held by the Fins. Does rot include unprioed SOIL/Ojaiassets al the end of the prior and anent statement periods, or prorate evestrrans, krwested stock options wed estimable stock anions • Eialtaibes Indudn debit Winces onstardig mar loans. credit fie Own =ant balances. • Casb/reoney bamices. Total of unimested amiable cash balances. plus UBS Irk 1.6A deposit batrces UBS AG Surraord Branch deposit balances and money market maters fund sweep biases at the cased Ow statement period. Noricormodey bee credit balances in your *court we rot segregated from other balances and the Fern may use any se these funds in the adinany course its business. These funds we payable upon your darned. This total is includedin the anent period closi-g value. SDNY_G A40002 1039 EFTA_00131659 EFTA01273866 Important information about your statement (Continued) lending information Br Matedinformation cn the Faits lending practices and disci:nu-es, are to sea Client Relatcrehip Agennera or Accord Agreement and the General Timm and Conditions UBS Bateman of Credit Practices available in Agreement andOisfoxtres at szuraksrsagmagainges. Yewieseta Your stament is unwire( end other meta held in the avant at the end of the statement period. You may ask fordeivery of fully paid seeseies at anytime. You may. receive securities used as loan collateral after prying any balance due on them. Ary securities Irenslened to the Fire casing to setherrent period are listed al market value as of the end of the gatemen period. • Can basis. In detemning the cost basis of tie gasket indicted in this statement, where indicated wilt the number UPS Fa-vernalServices has relied cn intonation cbtained from sources other than IRS Financial Semites. including kif omen& Iran another am a that you may have provided to you Finaxial Mesa. The Finn don not itheepathently verify a gaunt** the accuracy or vardity day information provided by sans other thin 1**Ftuncial Senices. h aicitirs although LIDS FininCel Sennces general& ithcbtet this iroamation as "groaned, the firm cases not provide any asturonces that the irocrmatian sdkr "Cost basis" and lthreakzed gar/loss' it accurate as of to date of this statement. As such please donee re& on this nil:mach to make puchsee a sole decisions tams drpates or otherwise. Accounts transferred to to rim may reflect grintloss taanutifi on& for the period of time they a-e held at the F rm More historical Hams en tan be ackled by you. Financia Advisor. • Unedited gain/losses Wien data is arailak. estinated streatized gaind losses we uttAated fa indeiliat secret lots. Re transaction data fat Medal lot may or may not reflect atomism:0s. <Forges ander 'entity martini:dim nines Oiridend and otherrenwstment lots rd systematic pachthe kits are eachcombined to display one averaged lot The • Trade date • [Mann presents the aigrul transaction wade date. • Callable securities Back and ;referred stock that to sea cats for eair tea/siphon will be selected nthasel& by lot Iran among all seta-lies of tot its& held how new or in nominee none la as clients. Cell bane ilamatifi s cbtaned from third parties and is accuracy isnot guaranteed. Other call teases may east which mid affect yeti& comPete tacmiatcn willbe provided upon request • Certificates of deposit (per CDs are FDIC enured sato 5250,000 ' gimbal and accrued interest per &costa ad pet deposkayinaitutices rhaccadance vet FOIC rules. • Preehralue Prot, displeased f or securities and other products may be higher or laver than the price that you would acthaly recede h the mallet Prices cue obtained from various third party sources Mid. sae bathe to be retitle. but we do not gene, their accuracy. — We gentray use the closi-g price when avalabka the memo/the bid ad ask prices fa lined amities and <peons a on& led prices Ice OTC seosities. - Lest active& waded securities may be priced ushg a valuation model or the move recent rite we obtained and may not reflect an actual market rice or was - Cedar, positions nay appear withcut a price aid will thew at *price was rot available it we re undok to obtain a peso or a wanly - Deposits or sedates denteninatied n currencies other than U.S. dollars are reflected at the ea:hinge rate as of the statement date. - amen securities ening ri nonieonformno clo-crninatona p^m ad qua-bey(Iaco vats) may have been a:listed to facilitatearca" vausion. To obtain current quotation, when avertible, contact your Financial Athlete. • Private inwsbeilints and rtrucland producb. hint, nsestrreat secutes balding deed participation vegan) end real estate investment trust stashes) and grunted ptcdsu are generally highly Airoid. Conan dna-tared pro:Lets how not been registered with the Securities and Excha- Commesion o- under ani state mulles laws. We provide estimated vases for private investment secretes and structured products for ilkelnalked purposes only &assay knot giurintwd. - Thew values may differ robstantiaby from prices any, at Midi a prorate rwestnenl security a structured ratan may be ticeAra or sold and do not necessarily reword the day& may receive Won lAwidation. Thni patitsbrnates of vale av as of a caftan date and are supplied to UBS Fina-cial Services on a regalia' bind by in independent vitiation Jim. - thud general panne- a thernor estimated vales, a ay, are thpplied to the by the roue, general passer or thalar and may be calculated based on dfferent information from tat used by hid partite to derive heir estimated values. - You can obeah addinna Neonatal regrading the methodology used to determine the &int* of value and tie date of to iroctmalicn that is the basis for to ethreate by contort erg your Financial Advisor. - Thiro party estimated weds may be reflected as •Not add' h send I set Sion wfe n independent valuation fern RS not suppledor is unable to assert a valth when we become avare that a material event has &dared tat may call a prewsusly reported wife irto question, ce when a value would be highly specuktive due to the nate of the seosay. - When neither an thud, general panne at sponsor "stinted vale net a thrdipatly estimated vale if meark the valued the wanly wit be &Sewn' tram itspurchaseprice. - •Pstikocrs to date may include return of caudal. income Cr both - see' represents the initial Otero; price per unit and may not ;elect pas cots basis • Rationed securities Restrded warn in generally are rot twenty eimble for publk sale. UBSFina-col Services thee to math price of the unrenicted slack of the same issuer as an Snouted value for to restricted stock for purposes of thin statement odd, To the rant that rearined learition are efrobk la sae, the vats reared may be tibstantial& less than the Orpied value drown • Eat (eatirneted) incomes current yields and rates. An est nide of an-ual income is based an cared Sided and interest rates, assuring to seethes will be held for ant yew from statement date or until rAllinte This minima Bony a gadolne, accuracy ad continued name are not outwitted - Estimated anal ixane ant herent yield fa certain toes of acuities could include a retun of paid' or capeal gains in %di& case the est income (rd contra yeti would be overstated. - Estimated an dame rd wren yield and the actual ixcene and yield night be deer a higher than theist:matedamounts. — An estMate of rruatced n<ome (divdend andor interest) deededby the anent market valeraverage balance it based on the tact dividend Or interest payment made by the issuer and wattles the seositieddeposts will be held for one year from the statement date or until manly. Accuracy ad continued weld we not &amend • Assets not held by UBS 'rancid Services. Certain assess we not held by the Fern and not refire the Fen's possession or canto'. These assets de depltied on yos statement for informational purposes army. Petitions add values presented a Pounded by fie nue-9 tern. UBS Financial Services is not rest:cable for the ilaination and des not guarantee es accuracy. These assets are rot preened by SteC or tie Firth uthplementalSIPC coverage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees received el correction wen the disuibution of maw' 'Inds to Ourclenti we ander our anew receive revenue *Wing Parents from distributors ado advisers of the mutual funds that we sell. These armunts are based on two deferent encrftnentf- O.* aniaint al fillet by UBS of a partkula mutual fund fermi& to our climes and CO the awn value of a panda mutual hind I amihrs tares held at the tem — We and os afMate also recewe nemetking and orrnbus protesting lees in consideration for transfer agent serviies that we prod* to the mutual bra Thew Ives generally are pad from investor assets h the mutual fund and are a fated Jolla amount based an tie number of accounts at the broker-dealer holdng (mewl IBM of that fund CONFIDENTIAL — h aide co 10 CrimenCni Maned n connecicn wth the sale or drolnbracon of antsy contracts and rant investment trust units toot/ <lents, we anchor our affiliate receive mans sharng compensation tram may of the instance companies &dement.; the amity contracts, athletes ith to Isaac* companes or sponsors of the um irwestment mats we &edict - Cur affiliates also mode trading commeskre and other compereadrifnan mutual knit and insurance companies whose prOCIJCIS we distribute. - We reams an anal he from UBS Bak OA and lIBS AG Stanford Branch of up to szs per accost sweeping to the bade under the UBS Bark Sweep Fragrant Activity hbrmatcriregadrigoommissnors and *tier &WOK iwurred in conned cn with the wecutcn woad ndudng option transactions has bear mcluded an casein-Mons provousey fur...shed so you, and wit be provided to yOu promptly co rawest. Shot senile F you am engaged in chat selli-g a security, you may haw a shave Os to certain bcrrowng costs for that particular security. Open anima Receding Wen or •oxdtiCcancellecr ceders that were not tintedbythe statement date, open buy ad la stop orders are redxed by the amount of dividends a rigits on an ex-divider& a ewritits date unless intruded anti-with by pa. You are respontbk for orders that we theosed die to your failure to ca el Wafting open orders. Privacy To obtain a copy of at current Clime Finny Notice, please contact your FronciatAchisor or visit apt websiee at sthwesitGrathoththththgla UBS Financial Services a not a birk Ste WA. Business Services Account GSA and IRMA at/ brokerage accounts which provide access to barking services ad products trough arrangements wet affronted bats and other thedgasy banks, and provides access to nsura-ce and ennuty product teed by unaffiliated thither& insurance companies through I-aura-co agercy subsiiieries of UBS Financial Services Inc. Instalment, nsurace. ad rutty products: Not IIDIC Mewed • No bank guwantee• May bse vats RYA. Benne Management Account, Business Services Account 85A, IRMA and international Resource Management Accost we registered service marts of UBS Francis! Services Inc Visa *rave is a regniered service mark of Visa International CBS Via Signet'se cede cards and CBS Vera debt cards we isthed ty UBS Bank USA with at/mission from Vas U.S A Incorporated. UBS Financial Services Int Per 201402 GDNY_GM_0OO21O40 EFTA 001;1660 EFTA01273867 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700649a9130611 X123 Y1 0 UBS Strategic Advisor June 2014 HI AN MAX Li_ Account name: GHStANE MAXVVEll. Friendly account name: Account number Your linandal Advisor- SCOTT STACKMANLYLE CASF1EL Prcine Questions about your statement? Call /cit inandsil Advisor or the Value of your account RMA Resourceune at 800-RMA-1000, account on May 30 (1) on lune 30 (S) Your assets 1,018,909 37 969,515.06 11sit our website: youw.ubs.comifinanciaisecnces Your liabilities 0.00 0.00 Value of your account $1,018,909.37 $989,515.08 Items for your attention . Reminder. Certain mutual Fuld shares held in select 11135 Investment Atheism Programs will be converted starting in lute. See your statement activity for details. Tracking the value of your account S Thousands 1,018.9 • 969 • May 2014 sun 2014 Sources of your account growth duriag 2014 Value of your account at yea. end 2013 Net deposits and withdrawals Your avestment return Di*lendarcl interest income Change in market value Value of your account on Jun 30, 2014 $969.515.06 50.00 1560,354.70 46,850.18 42,31018 SDNY GM 00021041 Member SIPC CNP70003006493913 NP100O293741 00003 0614 030575001 CONFIDENTIAL 111000 Page 27 of 102 EFTA_00131661 EFTA01273868 T UBS Strategic Advisor June 2014 Your account balance sheet Summary of your assets Value on June 30 Percentage of you account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities ace 0.00% D Fixed income 969,515.06 100.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 ace% G Other 0.00% Total assets Value of your account $969,515.06 $969,515.06 100.00% Account name: Friendly account name Account number: Eye on the markets Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL Index Percentage change June 2014 year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CR1'70009005498914 W7000299741 00033 0614 030575004 gripiyGm0001M020 of 102 CONFIDENTIAL EFTA_00131662 EFTA01273869 UBS Strategic Advisor SUBS June 2014 Change in the value of your account Arne 2014 (5) Year to date (S) Opening account value $1A18,909.37 $0.00 Deposits, including investments transferred in 173.06 1,011,227.25 Withckawals and fees, including investments transferred cut -50,872.55 -50,872.55 Dividend and interest income 1,721.64 6,85018 Change in market value -416.46 2,310.18 Closing account value $969,515.06 $969,515.06 Account name: your Sisandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For Pr IPOSes of this Statement, tenability of interest end dindend income has been determined from a US tor reputing perspective. Bared upon the residence of the account holder, account type, or product twat, Sane imerest antra avidend payments mcw not be sublect to United States (UA ardor PuertO Rico (PR) Income tan. The (lent monthly statemem is not Intended to be used and cannot be refied upon for lac pirposes. Clients should refer to the applicable tat reporting forms they receive from 165 annualy, such as the forms 1099 and the Fan 480, for tar reporbn9 information. It IS the pradiCe of U85 to file the appeale tar reporting forms with the US mterfa Revenue SeMCe Cod PR Treasury DepartMent &rd In such forms accurately dairy dwdende ardor interest aster everrpt or ramble income. Please consul, yoar In&Aclual tax paperer. June 20140) Year to date (1) Taxable dividends 1,719.54 6,845.60 31.:4? 2.10 4.58 Total current year $1,721.64 $6,850.18 Total dividend & interest $1,721.64 $6,850.18 Summary of gains and losses values reported below exclude products for which gam ancllosies are not dessified. Rear:zed gains and losses unrealized June 2014 (14 Year to date (1) gains and losses (5) Short term 0.00 0.00 667.13 Long term 0.00 0.00 -569.48 Total $0.00 $0.00 $97.65 Cash activity summary See Account sternly the month for details. Balances in your Sweep Options are induced in the gaffing and ciceing balances rate. FDIC insurance apples only to deposits a Ulnae* USA, not to devil's IA 105 AG, Stamford Bench or bark deposits owed through the UBS intern/nom Demi Account program ARC Detection appal to money mortal sweep held holdings but not bark deposits. Sr...Important inkormanon about your statement on the last two pages d this document for details. June 20,4 (5) year to date (S) Opening balances $50,531.30 $0.00 Additsons Deposits and other funds credited 173.06 49,979.30 Dividend and interest income 1,721.64 6,850.18 Total additions $1,894.70 $56,829.48 Subtractions Professional management fees and related services -173.06 -173.06 Other funds debited -50,699.49 -50,699,49 Funds withdrawn for investments bought -1,553.45 -5,956.93 Total subtractions -$52,426.00 -$56,829.48 Net ash flow -$50,531.30 $0.00 Closing balances $0.00 $0.00 SONY GM 00021043 ClIPTC00;006498915NP7000298741 00003 0614 030575004 CONFIDENTIAL 111000 Page 20 of 102 EFDLOG131663 EFTA01273870 T UBS Strategic Advisor lure 2014 UBS Bank USA Deposit Account APY Account name: Your Ilnandal Advisor: Friendly account name: SCOTT STAC1(MAIILYLE CASRIEL Account number. Interest period May 7 - Jun 5 Opening UBS Bank USA Deposit balance May 7 $50,531.30 Closing UBS Bank USA Deposit balance Jun 5 $50,699.49 Number of days in interest period 30 Average daily balance 850,543.34 Interest earned 82.10 Annual percentage yield earned 0.05% Your investment objectives: YOU have dentified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Cunent income & capital appreciation Your risk profile: Primary - Moderate Investment efigibrIity consderat on - None Wected Your account instructions • You account is currently coded for margin • You account cost basis default closing method is Fit°, First In, First Out CNP7C0(03064989l 6 NP70C0i90741 00033 0514 030575004 CONFIDENTIAL 11 gtli1w_cm_00041111430 of 102 EFTA_00131664 EFTA01273871 *UBS UBS Strategic Advisor June 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number. Same prices, income and current eaue$Shonn may be approximate. AS a recut, gym Endlossesmat not be curateiy relteded. See ;ethos-tan oath/dawn about your statement a the end ol des cixurrent for more intonvion Cash Cash and money balances Cloning Planet nyJic On Jun I (0 1.035 BANK USA UP ACCT 50,531.30 0.00 250.000.00 Closing tsaxe on Jun 30 (1) Price per snare Average On Jun 300) 'Se Your Finandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Dindend Interest Oar in period period Cap ((room (S) Fixed income Mutual funds rotas reniveste n the total <I al reinvested dodends n does not include any cash chiclends It is not a tat lot for the OurPOSeS Oldetermin no hcicing periods Or cost Oasts. The shares you receive each time you dimest d udends become a separate tax aos Cost tosis is the tots purchase cost of the security. indudng reinvested d %Mends The cost basis may needtote adusted tor return d captal payments in order to (*terrine the al usted cost bags for tax reporting ptripOSel. Mealy:el (rev) gat or lac ts the dfference between the current value and the cost basis and would neraly be >our lamb* con a IOSS d the security was sold co this we. The unrealzed RECO pan 41(lOSS may need to be alluded for return or capita paimems in order to detenn ne the realized genor bss for lad reporting purposes investment return is the current value minus the amount you invested. I does not include shares that ay not reflected on pave statement, includng shares than bats been realized aseither a gain ce a loss Il also does not include cash dvdends Ina were not reinvested Hddng Nurrber of shares Purchase pike/ Average Aire per share (5) Client investment (1) Cost basis (S) Price per shat on tun 30(5) Value on in 30 (S) Unrealized dz.) spin or loss (S) imesirnent Hcidnig return (S) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date Jan 29, 13 4,459.660 11.379 51,103.71 51,103.71 10.990 49,352.35 -1,751.36 LT Total reinvested 74.037 10.949 810.67 10.993 813.67 3.00 EAT 12,560 Current yield: 5.10% Security total 4664.697 11.373 51,103.71 51,91438 50,166.02 -1,74836 -937.69 EATON VANCE FLOATING RATE FUND! Symbol: El8LX Trade date: Jan 29, 13 6463.943 9.180 50,159RO 50,159 00 9.150 49,995.07 -163.93 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25.122 00 9.150 24,958.33 -163.67 ST Total reinvested 95.999 9.151 878 58 9.150 878.39 -0.19 COP7C0070C64909I 7 eP7003210741 00033 0614 030575004 CONFIDENTIAL continued next page SDNY GM 00021045 111000 Page 31 of 102 EFTA_00B1665 EFTA01273872 *UBS UBS Strategic Advisor kW.? 2014 Your assets . Fixed income . Mutual funds (continued) Wiring Merlon of shares Purchase price' Aileen price per sham (S) Client investment Cost basis (s) Price per share on tun 30 (1) Value on son do (s) Unrealized (tad Investment Holdng gain or loss (S) *tuff, (S) period (S) (Al: 12.851 Current yield: 3.76% Security total 8287.629 9.190 75281.00 76,159.58 75,831.80 -327.79 550.79 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Ain 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.580 50,061.49 520.49 LT Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 1%631.00 10.580 19,837.25 20625 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.580 21,887.57 227.57 ST Trade date: Jan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.580 50,679.99 -479.01 ST Total reinvested 117.740 10.607 1248.98 10.580 1,245.69 -3.29 (Al: 53.830 Curent yield: 2.67% Security total 13.583.363 10.545 141991.00 143239.98 143,711.98 47101 1,720.99 HSBC TOTAL RETURN RIND CLASS I Symbol: NTRIX Trade date: Ian 29, 13 4.824.198 10.290 49,641.00 49,641.00 10.230 49,351.54 -289.46 LT Trade date: Ain 27, 13 955.868 9.969 9,530.00 9,530.00 10.230 9,778.53 24853 LT EAI: 11,110 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 59,130.07 -40.93 -40.93 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FL/ND CLASS S Symbol: .50SX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125.689,80 11.900 125,163.89 -525.91 LT Total reinvested 58.340 11.923 695.59 11.900 694.25 -1.34 EAI: 42.464 Current yield: 1.96% Security total 10,576.315 11.950 125,689.80 126,38539 125,858.14 427.25 168.34 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100279.52 1,254.69 LT continued next page 0Ne700090C64989i 8 NP7003338741 00003 0514 030575004 gtfiw_G000lleigl632 of 102 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 15isoncial Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00131666 EFTA01273873 U BS Strategic Advisor *UBS lune 2014 Your assets a Fixed income a Mutual funds (continued) ticking Water of shares Purchase Pixel Average price per share (t) client investment(1) Cost Oasis (I) Price per share on Jun 30 (1) value on Jon po (1) Unrealized Rae gain or toss (1) inrestmeict HolcIng return (5) period Total reinvested 66.188 10.368 68624 10.390 687.69 1.45 EAI: 52,488 Current yield: 2.46% Security total 9,717.730 10.261 99,024.83 99,711.07 100,967.21 1,256.14 1,942.38 PMCO UNCONSTRAINED BOND FtJND CLASS P Symbol: PUCPX Trade date: /an 29, 13 14.308.333 11.520 164.832.00 164,832.00 11.310 161.827.25 -3,004.75 LT Total reinvested 51.885 11.230 582.69 11.310 586.82 4.13 EAI: 51,292 Current yield: 0.80% Security total 14.360.218 11.519 164.832.00 165,414.69 162,414.06 -3.000.62 -2.417.93 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: /an 29, 13 7.400.957 10.046 74351.21 74351.21 9.920 73,417.49 -933.72 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 26608 ST Total reinvested 106.575 9.891 1.054.17 9.920 1,057.22 3.05 EAI: $3,119 Current yield: 3.24% Security total 9,717.430 9.968 96,007.32 97,06149 96,396.90 -664.59 389.58 RBC BLUEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.480 135315.64 4,075.94 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.480 19,723.23 603.10 ST EAI: 42,382 Current yield: 1.54% Security total 14,793.787 10.164 150359 83 '50359.83 155,038.88 4,679.04 4,679.04 Total 5963.460.49 5969.41741 $969,515.06 $97.65 16.054.57 Total estimated annual income: 522.096 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL SONY GM 00021047 CHP7030/0064903919NP7000293741 00000 0614 030575001 CONFIDENTIAL 111000 Page 33 of 102 EFTA_00131667 EFTA01273874 SUBS UBS Strategic Advisor June 2014 Your aSSetSkomnueth Your total assets road income Account name: GNISLAINE MAXWELL Friendly account name: Account number: value on Jun 30 (0 Mutual funds 969515.06 Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Percentage Cost Esimated Unrealized your xcount basis annual income (S) gen or loss (S) 100.00% 96941741 22,096.00 97.65 Total 6969,515.06 100.00% 9969,417.41 $22,096.00 997.65 Account activity this month Date *entity Description Amount IS) Deposits and other funds audited Jun 27 Transfer FM VI 235750100 I 73 06 Total deposits and other funds aedited $173.06 Elate *Misty Description Amount 10 Dividend and interest income Taxable drodends Jun 2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 0930114 227.96 Jun 2 Dividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS 5 147.89 Jun 2 Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 0930/14 188.38 Jun 2 Dividend DOUBLE UNE TOTAL RETURN FUND INSIL AS OF 0513014 199.87 Jun 2 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0930114 318.55 Jun 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUNDZ AS OF 0930/14 296.18 Jun 2 Dividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 174.62 Jun 2 Dividend HSBC TOTAL RETURN FIND CLASS I 28.90 Jun 3 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 093014 137.19 Total taxable dividends $1,719.54 Taxable 'merest Jun 6 Interest L/85 BANK USA DEPOSIT ACCOUNT AS OF 06/ 09 14 2.10 Total taxable interest 92.10 Total dividend and Interest income $1,721.44 Date Actinty Description Ammo (S) Jun 26 Fee Charged INITIAL FEE -173.06 Total professional management fees 4179.06 fees Date Acnboy Description Arnatel (5) Jun 6 Transfer TO 1'1 235750100 Jun 9 Transfer TO Y1 235750100 Other funds debited -50.69739 -2.10 Total other funds debited 450,699.49 CW70003005498920 W7000293741 00003 0614 030575004 CONFIDENTIAL 11 gtACGM_000§4,4834 of 102 EFTA_00131668 EFTA01273875 UBS Strategic Advisor T June 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Account activity this month (contrved Investment transactions For more information stout the price/value shown for restricted securities, see important Mformabn about your moment a the end of this dot anent Date Activity Description Quantity veto (I) Price CO Fraeeds flan investment mina-Nan (I) Funds withdrawn fa invistrienis bought (S) Accrued interest (S) Jun 2 Reinvestment EATON VANCE FLOATING RATE FUN) I DIVIDEND REINVESTED AT 9.14 NAV ON 0513014 AS OF 093014 24.941 -227.96 Jun 2 Reinvestment JP MORGAN STRATEGIC INCOME OPPORTUNITIES RIM) CLASS S DIVIDEND REINVESTED AT 11.90 NAV ON 05/30114 12.428 -147.89 Jun 2 Reinvestment IMMCO UNCONSTRAINEDOOND FUND CLASS P CsviDEND REINVESTED AT 11.30 NAV ON 09 3of 14 AS Of 0930f 14 16.671 -18838 Jun 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 11.01 NAV ON 0930014 AS OF 053094 18.153 -199.87 Jun 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DVIDEND REINVESTED AT 10.59 NAV ON 0930,14 AS OF 0930'14 30.080 -318.55 Jun 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.92 NAV ON 30I4 AS OF 0930'14 29.857 -296.18 Jun 2 Reinvestman JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS DIVIDEND REINVESTED AT 1036 NAV ON 05/3014 16.855 -174.62 Total -31,553.45 Dae Activity Cescedilion Amount (S) Money balance activities May 30 Ilalancs forward 350,531.30 Jun 3 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.90 Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 137.19 Jun 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/05/14 2.10 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0610914 -50,697.39 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.10 stn 30 Closing USS lank USA Deposit Account $0.00 Your /I nandal Advisor: SCOTT STACK MANLYLE CASRJEL The UBS Et3rA USA Decent Account Is your primary sweep option SONY GM 00021049 Oro700060064939.71 Nr7000798741000c0 0614 03067500e CONFIDENTIAL 111000 Page 3S of 102 EFTA_00131669 EFTA01273876 *UBS Yournotes := 570. , .,N6N,CAI,ONSS0.6 a I Cii CONFIDENTIAL EFT,00B1670 EFTA01273877 Important information about your statement LES Fiuncial Services tic. (the F im or UBS Anemia! Serkes)l is a merrter of all praetor searily, cannodty and nacre eruhages. 1.036 Fe-erxial Semites and 1165 Bank USA we rdrect subsiiares of LES AG and affiliates of LES Sawitin U.C. the Fim's I bomb' statement is available upon receo. The Fara *eau:* on ices re a: LES Finencul Sermon It 1200 Harbor Boulevard Weehawken. to 07086 Ibis statement represent the onb official record of yas LES Financial Samos account. Other wads rapt official tat documents, containing conflicting date should not be relied Lyon If you bele* there is an error a omission, please report it ermalately narking to the Bench Manager c4 the office swagsow account. AtInxigh al figures shorn re intended to be accurate. statement dated-0M not be used fa tat purposes Rely sole& on ma•-end tax forms, ge.. Form 103O SlalS 10425, ea.)whinpreperigyour we return. The Fim required by law to report to ihe IRS all taxabk Widen*. reportiok nontaxable den:lends and tat Merest earned a vacuities held in you axant, net proceeds on sale transactor% and cost two on amain cowered martin. Communications with the Finn • Please retori um any oral corm-sneaker* in swing to further protect your nits. inciting your rite raw the Sawicki Inastor Prnection Aar (SWAT • If the finrcal institution on the top lift of the Iran of this statemert isnot)ES financial Servers U3S Frontal Semites carries yea scout as cleamg baker by anargerrent watt the ideated intlitlitiXt We irtormed you of the relationship when you opened this axons friths cast your Ws and save:awe located x UB5 RnancUl Services and rot the fl ocking broker. and you nut mice a (Won el any bra or OrtlittiOn to both lint. A II arcane statements shall be deemed aerolete ad accurate if not objected ton wrong within 60 days. • Plea,. died °nom', complaints or iNtliin to tie Fan's Client Relations Depannent at 201.3521699 atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. ET Mindy through Fridas a in ming to LES Financial Senates lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • Incase of nrrOrSor Patten; about an electronic bads Wanner (ffn bi puymm or UBS Wedebit card Vantiotiore, call 62-1000, or wise to UBS Faunae' Minces Inc„ 1000 Harbor Blvd, 6th floor, Week/Men NI 07086. Ann RMNESA Serviros Cal a write as soon as sou cart if sou that wet statement or receipt is *rag or A you need more iticrmation *cut a Uttar on the statement or rent* The Firm or Card Issuer fat norkiablIB mast her from you np later than 60 days aver the First sent you the fin stsemera on Minh the error or problem *Pared. - howde you name ad accost number Of any) - Desoto the era or the wander you ste true about and explain ao clear& atria can why you believe t is an error o- ann.:0 need more ilormation — Proud. the cblar arnant ol the suspected error. The Fim or Cad Issuer wit inessigre your complaint and wel correct any error promptly. Please mate all decks payable to the Fern or the financial irethution ecicated on tie front of the Oakmont had:leen to regrew accost fees accounts my be subject to makterunce fees, charges for late papeett for marries purchases and charges for unpaid amounts in cashawns. Accounts that me transferred to other institutions may be subject to a windy tee. UBS Sweep Options UBS offers options for sweepng cash bine; finances to bra deposits at UBS Bat USA and UBS AG Starrind breech (Bank Sweep Pregame), money market maw! kids PAomy Funds) ad the International Deposit Accant (Mona customers withal International Resource Management Account. through the Bank Sweep Proaarns cash balances re swept to UISSerk USA up to an esubkhodirrd ad then to LES AG Stanford Brands or a Money Fund. Deposits at UBS Bak USA are FDIC reefed in accordance with FCC rules. For more nlamatin please volt onwrldicgov. Deposes at UBS AG Stanford Berm and tures of Money Funds ere rot bond by the FCC. Throup the OA aunt& toads balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits are not iround by the FCC. Babnces hold at the LES AG Cairim Brad, are tempera* exposed to the sovereign risk of the Conan blends, and there is no guarantee or other obligation of UBS AG 10 mow the Wines while on the UBSC gran's Bradt. books. Deposa at LEIS Bat LEA and each UBS AG Branch are not protected bySlPC. Money Fund shires re protected by SIPC. See 1J3S F haunt Seines Accord Protection' bobw Upon you reg.est, Waxes in tie Bank Sweep Frontonsor OA mat be withdrawn and shares of a Money Fund my be liquidated, end the proceeds returned so you <flour contain accard, killer formation about available 'neap options., reining onent rarest rates and yeas, a audible at wwwinscomrsseepysekt, from your F tune ial Advisor orgy olhrip 800.762.1000 UM Financial Services account protection The F rm is a member of the Starnes Insftit01 Protection Corporation SIPC), *fah protect' securities account. of its members up to 1500,000 including 5250,000 for dams kr cash) the SIC asset protection lints aTO4' to all account that you hold n a palioular warty. The Fim, together Wth certain afflicts, ha also purchased apparent* protection. The madman amount payable to al eligible clients colleclize& adet this protection is S500 million a of December 10, 2013. Skid to the poicy conditions ad Imitations,cash at the firm is further protected to Leo to $1.9 million n the aggregate for all your accounts held n a patioiar capacity A hi copy of in poky waxing is /nibble Won mount. The SIPC protection and the supplemental protection both do not apply to. • Conan truncial routs controlled by (and indicted it your account value) but hell away from UrnFine-col Services (e.g.. certain(* cash at UBS Bark. cad' at LES AG Started branch (id insigne geo1C1S, including variable enmities, and (n) shires of mutual finds where such shares are registered diedly n the name of the account holier on the becks ad records of the applicable issuer or transfer agent); • Certain meant** contracts or Mewled Merest (eg., limited partneshix and prime placements) ties as rot registered under tre Securities Act of I S03; ad • Commodities contacts (e.g, loveign exchange and red:usenet.' calredst nduding futures contacts ad tormoditY canon contracts. the SIPC protectan and the supaemernal protection do not apply to these awe. event they otIvrwise appear on you statement. the SEC protection and the TaPakorientalprotedion der not protect agora changes in the make vas of gar investments (whether as a rest* of market movement. issuer bricruptcy cr otherwis) More nfomyion is anti* cam whist You may obtan note encemaion abou SIPC, eadng the 51K &ochre, by contacting SIPC 24 Z02-371-8300 or by esitng the MK wean. ar YAW/.140‘041 Dividend Reiwattewant Program (DPP) The ake reflected is an average price. You mag obtan the actual peke lromyw Financial Advisor. Ora whisk *ire arc purchased under Dli; partial thins wit be soli rd ton cash wa b depotited he your account The 6viderd rerniestnient price applied by tie ewer may differ from the main pte at which thepa:tied shires at sold Cmleielieu CM, whole units may be hold n yet" account. If you an entitled to a papal use a a mull of a dviderd Paemerd or oilmen., the Firm wi either sell panel ants at rivulet peke a accept an amount deemmined by a reordered clearin agency, rid credit you' accuse Investment objectives the nun:ma objectives rd risk profile we speak to each account and may vary between. Please whist the Firm prorrpti, in mon; of any signif Cant change in yow fnaxial situarcn or mamma objectives. For each CONFIDENTIAL accent held, you choose one of the following inestrent objectives' • Wodue CumentIrcome. lin-Aim es seekng the generation of income cra. • Addy* Capraf Appreciation: Investment seating growth of prncpal rather than the generation ol income. • Produce Combinaton oilman. and Capital Appledatco, Iniesements seeking both the generation ol name and 'path of prix al. Overall risk prairies • Conservative Seeks to mantan ndBl ptecioal, with low risk aid vanity to the axon meal, sent that means the accost does rot generate significant income or returns and may not keep pace with inflation. • Moderate: Wittig to accept sane risk to principal and tolerate some notably to seek hirer returns. • Aggressive: Wiling to accept high riot to anopal and high volatility to seek high returns our time. Statement Isousaholdre We may consolidate at related account statements with the same aSiress n the sure envekce. Accounts may be related Ice this purpose betase they haw owners who also mai-nain pi-a acorn rolationshps with other dents at the sane address. This practice is known as • householing ' II you prefer to recehe eche:bat statements mated in separate twelves — you May decree houveholdeng by Ealing your Frontal Advisor. Friendly accourt name the Friencl accord name reflects Wormation that you entered on the Firm's wile* genus webste. II e a customizable 'nicer-urn• chasm by you to aceia you with sow recordkeepig. It has no legal effect on your account You MlChEfigeyel hiendbr account names, through 0i*ie Services or by contactegmurFnancial Athisor. &roust overview, • vats eine, accountfporofdro. Net of assets rd • Assets_ atlas available cash balances. vans lot restricted scatty lest I, and Global Tine Deposits, urrealied mares to make., and cedar, assets not held by the Fem. Does rat include unpriced secuttiesi assets al the end of the prior and norm staterreM periods or piwase ivestnwns, invested stock options ad amenable stock options • Eialatret Includes debt b.IIIM•1, eimardirg mar loans. credit rra, too octant balances. • Cash/money belares. Total of uninvested amiable cash balances, plus UBS Bak 1.6A deposit batrces LBS AG Surriord Bench deposit balances and money market maul fund sweep Sates. at the case of he Pitmen period. Noncom/laity We credit balances in your accourt ire rot segregated from other balances and the Few my use any of these funds is the ordinary course it laziness. these funds ands payable upon your dernard. This total is intludechn the anent period closi-g value. SDNYG M_0002 1051 EFTA _001 3 167 1 EFTA01273878 Important information about your statement (coninued) Larding alternation For deteed elf °mutton on the Finis kneeing practices and discrosues, rear to you Client Relationthip Ageerrunt or Maui Agreernern aid the General Terns ari Conditions UBS Satanical of Credit Freaks. available in Agreement andDixfosures at wzgraksoicalaccfluadzigual Yew meta Your namment itemizes securitim end other assets held tithe account at the end of the statement period. You may ask fordeivey of ftey paid senates at ary time. You mayreceive securities used as lea, collateral after paying any balrrce due on them. k -y securities Iranslernd to the elm dsi-g the sterner ponod are lined al market value as of the end of the statemere Pena • Case basis. In *limning the cost basis of the semritin indeed in this statement, Mere indicated wake the marbe. UBS Fe-kerneServices Inn relied cn information obtained from sources other than l.85 Fi-encial Seruces. including nf omission Iran another am a that Journey ham provided to you Finnial Actiesor. The Finn does not indepordently verify a waran . the astray or vardity day id °trunnion provided by tomes other than LEGAuncial Senates. h micitirt although UBS eintiCel Services generally spinet his Harnatian as it is amine, the firm does not provide any marances that the incrmatian twin 'Cost basis- and 1,hrealced gas/loss' it accurate as cif the date ol the statement. As suck please done nay on this Hetmitian to make webers a ale decisions, fain prates cr coherence. Accounts transferred to tie Fim may reflect gint loss Hannekn °Mr for the period of tine they me hied a the Frm More histoncal Siknnalkn tribe ackled by yar Faunae Advisor. • thwedized gains/Imes When data is mailbag, eninated tweaked gain lases we cicenated fa Scrivd.eal sewn/ lots. Re transaction data for ndvictal lot may or may not reelect <immense, charges andor 'acuityreorganizeern mints Dividend and °term nvenment lots ad systematic patine kits are each combined to display one averaged lot. the • Trade date • colann presents the «give transaction wade date. • Callable securities Earn* and ;referred stock that tie Oat cats for eat Fee/en-Wm will be selected mpasely by lot Iran ameg all seeing, of tat mss held hour rare or in norreiee nen* la as clients. Call foam ilennatirn i datanod from third parties and as accuracy isnot guaranteed. Other <all fealties maybes' which could affect yield complete iroonnater will be provided upon request • Certificates el deposit (04 CDs are FDIC inured Lp to 5.29),000 h praise and accrued interest per depositor and per &posh:ayinstitute:4 in accordance vah FOIC rules. • Prnenralue Press dirolemd for enmities and ohm products may be higher or lower than Wearier that you would satiety reek* n the maiket Prices we obtained Bran vetoes third party sources ranch we Delve to be regale, but we do not ganalee their accuracy. — We gene* um the closi-g price Oen ankles cr the mean of to bid ad ask prices foamed Parities and colors a ong bd prices fa OTC seofinies. - Less acuity waded securities may be priced using valuation model or he most recent price we obtained and may not reflect an acne market price or wade - Certain pantos may appear without a mice and will thow as 'price was rot available' if we are ideo to obtain a once for a manly - Deposits or securities denaninated recurrences ocher Run U.S. dollars are relented at the en:hinge rate as of the statement date. - For wren secutitin tadng in nonconf orimng ekriim natan. mice and quevily (face min) may have been adeasted to facilitateproper sausion. To °blies current quotations, when mailnale, cornacl par Financial Arnier. • Privets Wevestmenta and dructured producb. him* raceme securities (kWhp drect paticipation acqam ad real estate investment trust se rtes) and grunted prodxts ale generaly highly llifpf id. Certain senstired voices hove not been registered wit the Securities and Excha- (omission a under any state securties taws. We provide estimeted Wats for private investment mash as and structured products for incemataul purposes only Accuracy knot guirenteed. - These values may differ abstantiatie born prices. if any, at *tato private nregnent security a structured pakten may be torn or sold and do not necessarily represent the Mayon may receive Won lit uidation. ThH prly tsbrnates of %ale are as of a certab date ad are suppled to UBS Fna-cial Services on a regales bass by in independent venation firm. - Muer, general panne- or sponsor estimated vales, ry, as supplied to the Fran by the ewer, gennal pa-tner or sponsor and may be calculated based on different information from that used by thadpartiec leadeire ten estimated values. - You can obean addiann incernaten repairing the methodology used to determine the Minato of value ad the date of to Hamel:in that is the basis for to eranatebycontacag your Fe-uncial Advisor. - Thin party estirnmed wakes may be reflected as •Not pied' 'seer Ise gin. new n independent venation tem RS not suppled or is unable to assign a vale. Mien we become mare Mat a material event ha °coated the may call a permusg reported vibe Ski question. or neon a value would be highly spealative due to the nature of the sewny. - When neither al sue, general panne or sponsor *stinted yaks nee a thedgany estimated vela if 'Decoded. the value of the many wit be *tenni ban itspurchasePrice - • Perko cm to date may 'lai? returnee canal. kW*. Cr both — i Crignal sce • represents the initial allergy; price per unit and may not reelect lois cod basis • Restricted securities Restided warn in generally a-e rot curently eigble sec publk sale. UBS Finial kences toes de mate price of the unrestricted stock of the same issuer as an mputed value for the restricted stock for purposes of this statement 0.4, To the relent that marina' learition are elQble la see, the vale maned may be sdonantialy less than the inp_eed value down • Est (aitirnated) in.:erne current yields and rates. An ostinate of anal income is based an current decked and interest rates, attuning tie securities will be held for <ne yew from statement date or call Mali-city. This estimate it only agar:bine accuracy rd continued income are not guerantiod - Estimated a-risal Same ad anent yield for certain types of securities could include a rein of prncpalor came gees in tenth case the est income Ord (went yell) would be *masted. - Estimated amoral Scone and curert yeld and the aclual hcane ad yield milt be Inver a higher than the minuted amounts. - An essinate ol a-ruateed ncome (divdend ands interest) divded by the anent made valeaveram balance is based on the last diedend Of hterelt payment made by the isaer and aeries tie seostiendeposts will be held for one year from the statement date or until mah.rity. Accuracy ad continued yield we not galunteed • Assets not held by WS Financial SallOOK. Certain assets me rot held by the Fern and not vs-thin the Fen's possessisn or annul. These assets me *payed on your statement fa informational purposes only. Positions aid values presented re rhea/ by de issui-g arm US$ F nancial Services not resarroble for the Hoemation and des not gumantie as accuracy. these assets are rot preened by SIPC or the Finns supplemental SIPC cover:2gs. • Revenue shoring and additional compensation. — In addition lo commissions on sales and 12b1 fees received n carseetion witi the distribution of matinee lards to our clones we ander our affirm na ive fivonue *wing laapvento Iron distributors odor advisers of he nage funds that we sell. These anoints are based on two *terra COMP:nentf- taw anon ol sale, by UBS of a parthen mutual fund I amiy to our clients; and CO the asset value of a particular mutual fund lamb's Owes held at the Irm — We and 0.1" alliate also rem* neva:eking and ormtus processing lees in conkleration for tundra wont wee; that we provide to the mutual fads. These ties generally are pad from imestor assets in the mutual fund and are a fared dela amount based as the nutter of accounts at the broker-dealer holdng mewl lads ol that fund Family CONFIDENTIAL — h able a locoman:mouthed n connect:in wth tie sale or distribigon of ati-urry contracts and snit owestrnent mat units toots <lents, we ands our affiliate main trans sharing corrpensakn Fran many of the henna companies underwritirg the m-nity contracts, *bates of to iburare carcases or sponsors of Mein imesvnent mats we dstrbute - Qn &Milian also nmeire trading conmesaa and other conroorsalka from annual Eyck and (nuance ornparon whose products we *tribute. - We receim n anal he from UBS Bak USA and UTS AG Stanford Brandi of up to szs per accost sweeping to the bared under the UBS Bair Sweep frcgrams Activity hbernation regudng came:nem and otter charges named n conned on with he ef ocutcn of wades, includno option transactions has been induced on cceeirrnaninS peYOrilly hinted to you, ad will be provided tOyOu promptly co fewest. Sheet mollies f cute engaged in short meow a security, you may hair a charge the to certainWroth-9 costs for that particular security. Open endue Regarding Wen or • gxclitillicancebe cedes that were not mowed by the gatemen date, open buy ad se stop orders are reduced by the anoint of dividends or rights on an exidividerds or enigma date unless intructied otherwke by ya.r. You are responsble for orders that an bread die to your film to (axe wasting open orders. Prints To obtain a copy o1 as currant Choi friaryNotice. please contact sour Francis' Achisor or visit our rehash. at wegswiRCBLoBakagnuitla UBS Financial Services a rot a bark its RLIA, Busies Seniors Account GSA and IRMA we brokerage accounts which provide access to barking services ad products though arrangenwns wets affiliated bats and other third-Daly WM, and provides access to nsura-ce and atiney prodict owed by unaffiliated thid.pasy insurance coma-Ws through inura-cie agercy subsiiimies of UBSFinarcial Services Inc. Insestment nsurace. ad artaly products: Not IDIC inured • No bank guarantee* May bse Val* RUA. Resource Management deco" Business Senices Account 85A, BMA and nternaUoral Resource Management Accost are registered service marks of UBS Financial Services Inc Visa *halve is a regigered sync* mirk of Visa Intonational uBs Vila Signet'se cede cards and LES Vea debit cards are bated by UPS Bonk USA with permission from Vim U.S A Intervened. UBS Financial Services Inc Rev. 20402 SDNY_GM_00021052 EFIA_00131672 EFTA01273879 SUBS U85 Financial Semites tt 299 Park Avenue 25th Floor New York IV 10171.0002 CNF70057894430714 >QV? 0 UBS Strategic Advisor July 2014 HK AX LL Account name: GHISLA1NE MAXWELL Friendly account name: Account number: Your Financial Advisor: KOTT STACKNIANILYLE CASRIEL Phone Questions about your statement? call yOur Finan:ig Advisor Or tie Value of your account RMA aesotsriceiine at 800-RMA- 1000, account on June 30 (3) on July 31 (9) Your assets 969,515.06 968,730.08 VIskour webilte: vnew.ubscorrtifinancialservices Your liabilities 0.00 0.00 Value of your account $969,515.06 5968,730.08 Tracking the value of your account 1 Thousands Sources of your account growth during 2014 Value of your account at year end 2013 1O00 969.5 f 9617 • Net deposits and veddranals 1%0,161.54 Your miestment return Diedend and interest income 18637.07 Change in market value .168.53 Value of your mown Jun 2014 la Ma on Jul 31, 2014 $964730.01 SDNY GM 00021053 Member SIPC OO7000)005769443 W00016%6500003 07i 4 030575004 oicoc0 Paws 27 of 100 CONFIDENTIAL EFTA_00131673 EFTA01273880 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Summary of your assets Value on July 31 (14 Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 968,730.08 100.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $968,730.08 100.00% Value of your account $968,730.08 Account name: r i x ELL Friendly account name: Account number: Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% Your Nnandal Advisor. SCOTT STACK MAN LYLE CASRIEL Percentage change hely 2014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% CNP70009005789444 NP7003183565 Goon 0714 0305750N 01 ifffiliyGmimollellea420 of 100 CONFIDENTIAL EFTA_00131674 EFTA01273881 *UBS UBS Strategic Advisor . ; Change in the value of your account July 2014 ($) Year to date (I) Opening account value $969,515.06 $0.00 Deposits, including investments transferred in 1,221 85 1,012,449.10 Withcfrawals and fees, including investments transferred out -1,415.01 -52,287.56 Dividend and interest income 1,786.89 8,637.07 Change in market value -2,378.71 -68.53 Closing account value $968,730.08 $968,730.08 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Dividend and interest income earned For purposes of Iris statement, toraterty of interest ano cliccieno income has been determined from a US tar reporting PirsPKIW. eased upon the residence of tho account holder, account type, or product type, some interest andior deidend payments may root be subject to United States (US) ardor Puerto Rico (PR) Income tares The (tent mom* statemem is not intended to be used and tempt be need utOn for tax purposes. Clients should refer to the aprlectle lac reporting foam they Nicene from UBS annualy, such r the fOrMS 1099 and the Pam 480, for tax reporting Information_ It Is the practice of UBS t0 flue the zooltotee tar repOnIng forms with the US Interred keens.* Seence and PR Treasury Deparirent. and in such forms accurately dasthfy dedends anilo Interest as tar exempt or taut* Income. Please consult your Ind vdual tax prepare,. July 2014 (j) Year to date If ) Taxable dividends 1,786.89 8,632.49 Taxable interest 0.00 4.58 Total current year $1,786.89 $8,637.07 Total dividend & interest $1,786.89 $8,637.07 Summary of gains and losses values reported below exclude paellas for which gars andlosses are not classified. Realized gains and losses Unrealized July 2014 (1) Year to date ($) gains and losses (S) Short term 0.00 0.00 841.16 Long term 0.00 0.00 -3,122.25 Total $0.00 $0.00 -$2,281.09 Your Financial Advisor: SCOTT STACK MANLYLE CASfu EL Cash activity summary See Account &Waythis month cot decals. Balances in your Sweep00cm are includedIn the cpenng and closing bdances eau.. FDIC Insurance applies only to deposits at UBS Bank USA, not todeposits at WS AG, Stamford Barth or bank deposits placed through the UBS International Deposit Account reogam SIPC protection applies to money market sweep fund hddings but rot bare deposits. Se* Important information about your Statement on the tat two patgS id this document for Niels. July 2014 (5) year to date (S) Opening balances $0.00 $0.00 Addkions Deposits and other funds credited 1,221.85 51,201.15 Dividend aid interest income 1,786.89 8,637.07 Total additions $3,008.74 $59,838.22 Subtractions Professional management fees and related services -1,221.85 -1,394.91 Other funds debited -193.16 -50,892.65 Funds withdrawn for investments bought -1,593.73 -7,550.66 Total subtractions -$3,008.74 -$59,838.22 dosing balances $0.00 $0.00 SONY GM 00021055 Ce/P70009305789445 NV7003193665 00003 0714 030575004 CONFIDENTIAL 010000 Page 29 of 100 EFTA_00131675 EFTA01273882 $UBS UBS Strategic Advisor July 2014 UBS Bank USA Deposit Account APY Interest Period Jun 6 - Jut 7 Opening UBS Bank USA Deposit balance Jun 6 $50,699.49 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in interest period 32 Average daily balance $1.10 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibiSty cons4eration None selected Your account instructions ,.- account cost bass default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACK MANY LYLE CASR1EL CNP700030057138446 NP7003189665 00003 0714 030575004 OnetlilYGM000§119$630 of IC0 CONFIDENTIAL EFTA_00131676 EFTA01273883 S UBS UBS Strategic Advisor July 2014 Your assets Account name: GPIMAINE MAXWELL Friendly account name: Account number. Some prices, income and current vaues shorn may be approximate. Asa ream. gains aid losses may nol be accurately reflected. Set Aporunt intomeanon about your statement a the end of ths documem for more infornmon. Fixed income Mutual funds Total reinvested is the Iota d at reinvested dvdends n does not include any cash chidends. A is not a tat tot for the purposes ol determinng hdcang periods or cost bass. The shares you receive each tine you romest d %Wench becomes separate tax lot. Cost base is the total purchase cost of the secunty, inducing renvestedd Mends The cost basis may need to to alustedf or return of capital payments in order to determine the aUtustedcost bass for tax reputing puipOStS. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Unleatzed (ravJ gain or foss is the dfference between the current value and the cost basis and ward generaly be sour tattle goo ix loss if the security was sold coitus date. The unrealized MO gan a loss may need to be adusted for return of CaPlal DerlentS in ceder to determine the realized gan or °SS la tax reportingpurposes Investment return rs the current vaue onus the amount you invested. t dues MA Include shares that are not reflected on you statement, inducing Shares that hare been ruined& either a gan or a lo55 It asodOeS not include cash d4dends that were not reinvested Wiring fainter as shewes Purchase turCer Aveiace pXe IX' Shalt (S) Client investment (i) Cost basis (S) Pn(e Der stirre On lU 31 (S) Value on Jul 31 (I) Unrealized dad gain 0' 10% (3) ImesIment HOldng return 01 retied DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103 71 10.940 49,127.82 -1,975.89 LT Total reinvested 92.006 10.957 1,008 15 10.940 1,005 55 -1.60 EAI: 12.575 Current yield- 5 14% Security tots 4,582.666 11.372 51,103.71 52,111 86 50,134.36 •1,977.49 -969.34 EATON VANCE FLOATING RATE FUND I Symbol: EMU< Trade date. Ian 29, 13 5.463.943 9 180 50,159.00 50,159 00 9.120 49,831.15 .327.85 LT Trade date. Mn 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.120 24,876.50 -245.50 ST Total reinvested 121.189 9.151 1,109.07 9.120 1,105.24 -3.83 EAT 12,851 Current yield: 3 76% Sectrity total 8,312.819 9.189 75281 00 76,390.07 75,812.90 -577.18 531.89 GOLDMAN SACHS STRATEGC INCOME CL I Symbol. GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.630 50,298.08 757.08 LT CelP7(:007005789447NP700318966500033 0714 030575004 CONFIDENTIAL tonmued next page SONY GM 00021057 or coop Page 31 of 100 EFTA_00B1677 EFTA01273884 T UBS Strategic Advisor July 2014 Your assets . Fixed income . Mutual funds (continued) Water of shores Purchase pow Avers? price per sham (I) Client investment Cost boils (I) Price per that on Id 31 (1) Value on Jul 31 (1) yore/Need Gaol coin or loss (5) imusuneut Haring return (5) period (5) Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.630 19,930.99 299.99 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.630 21,991.00 331.00 ST Trade date: kin 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.630 50,919.50 -239.50 ST Total reinvested 146.213 10.598 1,549.65 10.630 1,554.24 4.59 EAI: 43,920 Current yield: 2 71% Security total 13,611.836 10.545 141,991.00 143,540.65 144,693.81 1,15116 2,702.81 HSBC TOTAL RETURN FUND CLASS I Symbol: HIM Trade date: lan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.260 49,49527 • 144.73 1.7 Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.260 9,807.20 277.20 LT EAI: 41,116 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 59,303.47 132.47 132.47 JP A4DRGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: JSOSX Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.860 124,743.17 -94663 LT Total reinvested 75.227 11.917 896.55 11.860 892.19 -4.36 EAI: 42,309 Current yield: 1.84% SeCiaily total 10,593.202 11.950 125,689.80 126,56635 125,635.37 -950.99 -54.44 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: San 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.340 99,796.94 772.11 LT Total reinvested 86.765 10.373 900.04 10.340 897,15 -2.89 EAI: 42,376 Current yield: 2.36% Security total 9,738.307 10.261 99,024.83 99,924.87 100,694.09 769.22 1,669.26 FIMCO UNCONSTRAINED BOND FUND CLASS P Symbol: FIJCPX Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your lq Banda Advisor, SCOTT STACK MANLYLE CASRIEL contnued nevi page CNP70309005789448 NP7000108665 00003 0714 030575904 CONFIDENTIAL 09014ccm_000Rilise32 of 100 EFTA_00 I 31678 EFTA01273885 UBS Strategic Advisor UBS lUly 2014 Your assets o Fired income a Mutual funds (conbnued) elddrig or sht eser Purchase pow Average l r mpete ) Client investment (T) cost bads (S) Price per share on Jul 31 (0 Value on Jul 31 (S) UnrealizedQ.0 gain orlon (I) Investment Hokin) return CO period Trade date: /an 29, 13 14,308333 11.520 164,832.00 164,832.00 11.250 160,96873 -3.1:63,27 LT Total reinvested 67.817 11.249 762.88 11.250 762.94 0.06 EN: 31,394 Current yield: 0.86% Security total 14376.150 11.519 164.832.00 165,594.88 161,731.68 -3,663.21 -3.100.33 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: /an 29, 13 7,400.957 10.046 74,351.21 74351.21 9.880 73,121.46 -1,229.75 LT Trade date: Ott 2, 13 2209.898 9.799 21,656.11 21,656.11 9.880 21,833.79 177.68 ST Total reinvested 133.808 9.897 1324.32 9.880 1,322.02 -2.30 EAL 13,186 Current yield: 3.31% Security total 9.714.663 9.988 96,007.32 97,331.64 96277.27 -1,054.37 269.95 R8C EIWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.440 134,799.18 3,559.48 LT Trade date: Sep 24, 13 1,881.989 10.159 19,120.13 19.120.13 10.440 19,647.95 527.82 ST EAU: 32,470 Current yield: 1.60% Security total 14,793.787 10.164 150359.83 150359.83 154,447.13 4,087.30 4.087.30 Total $963460.49 $971,011.15 $968,730.00 -$3,381.09 $5269.59 Total estimated annual income: 522.197 Account natne: CHISLAINE MAXWELL Friendly account name: Account number. Your PI sandal Advisor: SCOTT STACKMANLYLE CASRIEL Your total assets fl ue on AI 31 (I) Percentage of Cost Esemated your account bases (1) annual incare Unteaized On or loss (S) Fixed income Mutual funds 968,730.00 100.00% 071,011.1S 22.107.00 -2.281.00 Total 5968,730.08 100.00% $971,011.15 $22,197.00 -$2,281.09 SDNY GM 00021059 CNP70003005769119 NP7000193665 00033 0711 030575004 CONFIDENTIAL 010000 Pogo 33 of 100 EFTA_00131679 EFTA01273886 SUBS UBS Strategic Advisor July 2014 Account activity this month Die AtOnly Description Account name: GHISLAINE MAXWELL Friendly account name: Account number. Deposits and other funds credited Jul 14 Transfer FM Y1 23575 010! Total deposit and other funds credited Cute *entity Deter:anon Your A:sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Amount (I) 1221.85 $1.221.$5 Amount (S) Dividend and interest income Taxable cinindends Jul I Cividend EATON VANCE FLOATING RATE FUND I AS OF 06130/14 230.49 Jul I Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 200.95 JulI Dividend Pi MCO UNCONSTRAINED BONDFl1ND CLASS P AS OF 06i30/Id 180.19 Jul I Cividend DOUBLE UNE TOTAL RETURN FUND INSTI AS OF 06130'14 197.48 Jul I Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0630/ 14 300.68 Jul I Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 093W14 270.15 Jul I Cividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 213.79 Jul 1 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90 Jul 2 Cividend RBC BLtJEBAY ABSOLUTE RETURN FUND CLASSIAS Of 06/30f 14 164.26 Total taxable dividends Total dividend and interest income Cgt Aintly Jul 24 Fee Charged QUARTERLY FEE Total professional management fees Descrotion $1.7116.89 $1,78629 Amount (I) -1221.85 Fees Date Athaly Desolation Jul 2 Transfer TO Y1235750100 Jul 3 Transfer TO VI 235750100 Total other funds debited 41.22135 Arnawil (1) Other funds debited -28.90 -164.26 .$193.16 CW70309005789450 NP7000tee66s 00003 0714 030575004 CONFIDENTIAL ouNtfikwGm000N88634 of 100 EFTA_00131680 EFTA01273887 *UBS UBS Strategic Advisor July 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Account activity this month (continued) Investment tiansactions For rote Information about tee price/value shown for restricted secunties, see rovorrant Information about your **en** a the end of this document WI0 Activity Desciption Duality Viur) (1) Price CO ProCeedS Iran investment tranuctions (1) Funds withdrawn fa ;minimaNs Ocudit (5) Accrued imam* (S) Jul I Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 9 I IS NAV ON OE/ 3014 AS OF 0630114 25.190 -230.49 Jul 1 Reinvestment JP MORGAN STRATEGIC INCOME COPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT 11.90 NAV ON 06/30/14 16.887 -200 95 Jul I Reinvestment PMCO UNCONSTRAINED BOND FUND CLASS P DIVIDEND REINVESTED AT 11.31 NAV ON Off 30,14 AS OF 06/30 IA 15.932 .180.19 Jul I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.99 NAV ON 06'3014 AS OF 0930/14 17.969 -197.48 Jul I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DVIDEND REINVESTED AT 10.56 NAV ON 061 30(14 AS OF 0,930/ 14 28.473 -300.66 Jul Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9 92 NAV ON ON 3014 AS OF 0630/I 4 27.233 -270.15 Jul 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND SELECT 5145 DIVIDEND REINVESTED AT 10 39 NAV ON 06/3014 20.577 -213.79 Total -51.593.73 D.Ae Activity Deseriptice Annum (S) Money balance activities Jun 30 Balance forward 60.00 Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 135.36 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/03/14 -164.26 Jul 15 Des*** UBS BANK USA DEPOSIT ACCOUNT 1221.85 Jul 25 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 07124114 -1221 85 Jul 31 Closlag UBS Bank USA Deposit Account SO-00 Your /I nandal Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Bank USA DeTOSt Account Is your primary sweep canon SDNY GM 00021061 CH1,70003005789451 NP7003193665 00033 0714 03057500/ CONFIDENTIAL 010000 Page 3S of 100 EFTA_00131681 EFTA01273888 taUBS Your notes 0,,, 00090.,., ar.....n. 0,, a.05,.., End of s.........n, nun.. CONFIDENTIAL '40igycman4.82. 0, I00 EV1,00131682 EFTA01273889 Important information about your statement UPS Fa/nodal Sonars Pc Cta rim or UnFirwrocialSeaces). M a member of al pnv:Pal security. conmodity aid coma edurges UBSfirmical *Yoe, and MBank USA ay relied "LAM Lein of 165 AG and Milian of LITS Smarkii U.0 The F arra enodal erten it evadable upon rehuee the fern's memo* offices re a 665 Famed Sovias he 1200 Haber Dalward Yetunnk at N107086 This =toner" roprewts me ally °MOP reard of yam UPS Noma Services aide nn Other *COW except off all rat documents. co manng conflian3 data afield not be abed upon If you below ray 6 an error a Orkiral. paxe Poor. is rithidiasety n wring to theerrich Mataer of the alioserving you aocoum Alekvgh al f9n tram ant 'menthol b be aCarte. gairunt dratufuld rot be used for tar puposes Bey so4e on re rend tar lam 0e.. Forth 1099. 5498. 10125. etc "hen peeping sour to return lb,/ en is rerpred by Ian to refon tote RS al trot, dirdends. repent:Ile non Orate drama ad macabre then tatted en securities heU n your amour" rot proceeds on sale tranuctons, ltd cost 6as/soncairn cowered Seamtel Communiallons with the Firm • None reconfirm any ord Oarerule.ator6 nwrtugto furrier peon your nyitt okay yokefetes undo the *antes tweets Protection Act (SPA) • Mme feurnal instrItAiOn On the top aft of the from of this larrnmi is not IBS FiUnOrikUUS IBS instal Severnan* yew aCCoult aclearing CORK by avadgenent *nth the adicated nit on We Maimed sou on Inn animosit, nhen you mend this account in this cam your hods and soaeries re looted a U8S Frunoal Sawn red not thy arodum9 broker. aid you ant ma* a report of Sly error or onthslon to bath in All account vaporous shall be deemed complete .and acar ate d rer °bp:redTO n antrg than 60 day. • Please direct outlaw complants or roams to the ferns Client kal anis Darriant X 201.352.16990r tollfree a 806354-9103.8 00Am rod 03 Pre ET Monday throup fay. a h wrens, to UBSIonancial Sereal. VIC. Cleat Relations Deipatrunt PO Box 766 Unon Car NI 07637 • hods* of errors a CrotlIOnS able al *coon< knits transfer 0711 bid camera cells rot din" cad trassachom, call806762.1O00 a "me to L6SFnanCal Sanas Mc. ate Harbor 8W .6th I bat Wecathimi. NJ caulk Ann iMMSSA Savor Cat a oce as san as pe cart ri youth a tar stawnem or *Cepa 6 *erg a deal need male <minion Lout atranfor on the enured or recept The Four afoul snow (aS cup table) must hew ea" )ai nO kWthat 60 day alter the fret Sent you the fist gatemen on Mich the era or probiernapera - Frugal. wur nine ale account number rip - Describe the Ma a the water you ire arrive atom athostan a$dealya you On why pie bet*1e 4 is al error or ray sou nod awe nano ion - Freida the dollar num.:dew stnpeaed Ma The km or Cad Soar wit thiraigateyOtrCallptint ale will Carted Slyer& pratptly Plosonate al awes payakto to the Furor to finswii aglow nrkaed oct the Men 01 this slarement h rat to agar axouit km. axerta may be abaci to contralto Ma charges Ice utepayrent for teams: ourehmo and dames for aped awaits es care axants Accounts ma Weir-MO(4'M' 10 OlIker nStatitOnSrna, be :bed to a bawler fee. UPS Sweep Optbns UPS offers °Mau for sweep*? caa bans braces to bank deposits at UBS Bat LISA and Ur AG Stamford bonds (Bark Sweep heyeanG nomay Marked Tient awls Nona kals) arid the hatnatonal Depot Accotat C0A/for customers with a therubonal *solace Mauganent Apure Walt. the Bat Sweep fr011atn. ran betimes are swept to LDS Oat USA IS is an egad-tied lean and then 1016514 Stafford Broth, a a Matey Furd Depots at LOS Salt USA re FOC routed n acconlaxe with for: rules For nom id ormaion pleat nut mew Idto gam Deana a LOS AG 9arf =I Branch ad *am oh Money Fn& nr101 nutted by the FDC. Through Or On wadable to ark Miaow are wept to deposit aCCOuniS a LeS AG tilewtora BranCts and LOS /4 Caplan 8w4,. Thine ifepOSIS Zee rer nosed by theFDK Stances WI a the WS AG Caythn Brea ere tothowily oposed to The SO apt rid of theCroat liras and there is ra guinea other obis:tarn of 1.65 AG as way the Dims walk m the uSS Camel's Bras boas. Deposits a UPS Bat leSes rd each UPS AG Brash asanol predened by 9PC MA,/ Fund ties ere proceaed by WC See %IBS Finale* Sevres "(aunt Ithacan' below Upon pi/reg.:02. batrres el tie Bat Soso Programs or OA may he villarfirt 74 Pins of a Mono Rea maybe bquared and theproceeds returned to pia you, sauttot aocani Furter nlonnagn Lout smartie sory outcry. alleging osiers mtwee uses .ltd yekh. o wit** at wets averrismiewias from your f moat &tenor a by cidIng 806702-1000 Uhf Irearecial Sank,s aunts pentaien The Finn karts/abet of the Semmes Mesta Proteaan C000raucei (SPO. with pro tells aortas roans of a martyrs tgo to 1500 000 (nokideu 1250.000 for darnsfor cash) The SPC ace mamas into spy to all allams ma you had n a prink* *Nook the f rrrt together wth llnal Ablates. has also Fathead appsonontai month the marenuen =oust payable to all dgbit carts. colimbalrunda this protean 6 SSD) minor, as of Dearth& IO, 2013 Ward tote poky ardaions and Innatons can at the rem Junket protected Pup to SI 9milka n tie aflepire fir all pa =anisheld n a patina, caps ay A full (boy 01 the poky onadng 6 NaLible upon Max, The SIC prOlKlat rid the supplesanta proahrn both do not SPIT to • Cement natal **Is controlled Lifland advised n account value) but held way rom Swann (eg. anan (Scat PUBS Bark (Jcafh affU3S AG Stamford branch. W) rotate modals. naraig salable anal les. rid 04 Owes of rutted Ism& Mesa soft, maws ere reg awed *way n the nine of the aCOku Wier en the books and worth of the apices* Oar or under awe). • (tem ennermant contemn or namtmeen Mann Da 9. 'ruled parowshos and prvaeplawents) that are not wgismed maw the kg/US All of 1933. and • Cann:dims amino Co 9. foram uthanje and preitus metal animas/, ncleclasitufires commas and commoraY option contracts The SLY protection add the omplarantai protedon do not apy to these assets earn it they Ottawa appea• slawnents The SEC promo:a and the coal prate:Inn do rot Droned agans1chanyes in the ma .et vat* M yes rwestments fahrther as a result of mater innoirnint. Muer NalkUptCY Cr othereow) More Wornoon s rabble wpm reques Yo.t may obtan acre nfornman about S.C. alludrigi the SP( Protium by conwrg SPC at 202.37143300er byea/wig tie Mk mbYte *AVM SVC Ort? Dividend It Invernient Program ORM) the pax wfieCed not Meade pnce You may obtan the atual rage ton your Fuunzal &Door Only 'nor shies re greased talet OR P. partial ties coil be soli ad me cash sal be deposiad n kotr amours the drown rensessner prize applied by the issuer may defy from the rixtet gar a Mai thepaha mace st• sold COPMilieu Only Mole anti my be held in toot ascoot f you are rasa to aortalmu as a marl! of ark/Wind paring or otherwise. the From MI ether al parfaits-I-es, make face a acam n atom daellaka by a regiSteed eking agency. aril cede you account himarment °Noakes The Men:Vent obraves annt profile are 5p2CIS to earls account and mag way between flea fa* the inn proptY n wrong of any tartan dump. in your honor stuatim or *mums aware" for each acclaim hell you choose one of the fo loweig thestment attests • Pedigo Cu lemt :Non* Ineelenents Atkin; the general kin of thorn. only • NAme Capsublasymmon arennyntssmedni gromh pracpal ram than the ginelatOn of name • Ream Cornamath of income soclCno.1APPeoloon thientunnis toothy both the yerwaion of Mono aid 9"owth cab synodal Overall risk profiles • Conserved* Seeks to manias hair prinpat win low risk and wearily to the =oust earit eon ft that means the mount does not gene:Ile *dant (nor* Or mumsaid fnar not keep axe "eh kilam • ArbderJa %%MN to accept some rch tO Prricanl ad tolerate seminar rityth sea higher SWAMI • AinreSThe wring to axial hgh ns< totempi ad hgh vanity so seethe"' rams am test StaWnentthousehokliog" We mayans.:Mate al RUM ZSCOLnt StatenleMS with the sal* address n the Sane Mokpo ACoDultsriky be relined for this wpm* beam they haw *nun eh* air maroon tor mount rationsh0s igah atm dents at the sane address Tho padre 6 Moan 'howelsoldno • r you vele to realer indif Huai fl annels mailed is range CONFIDENTIAL ervelopth —you may *Gine householln3 by ding your FnaioS Adveor Friendly WOW* nano flakier.* eastern none ref acts Of anthem that you entered on Pe fent aim swam waste It e a customizable •tharunw• anal by you to au Sou your retallempag n ha no Mir effect al au arum YOJ can Orig. say Finley atecnt navies. mouth Onlne *mos of by °moon; yaw &taxer Mart Mount emoriew • Vara of sua eccountenteda tia6 01 assets end liabillteS • Asia InClucks adaliole call Marcel "San for mailed woody ) rid Gkbaf Tine Deposits unrealized aid to market deal Cenral 3:063 not held by the arm Does not nazdeunpnird kaufitelassets a tieenrol the pm• andturret stand* pron. a Purr*. PmermIS unemed shod WM6 and muds*" stods °Mons • Ciaakres bads debt bralan. cumindindmrgn ban. at* Ine shirt account bates • CaNrronty barn Toes of wan/ester] anti:dec.:II barleys Op LOS Bat USA deposit batmen UPS AG Starr ced Stanch depose balances and money matte mutual ham sweep balsam a the close of the Statererint period utwommos ty h e oath barges di you ant art not segregaed from other baron rod tte Emma tae any a these kat n the ordiwy course of as harms Mese funds trepaythte upon yu demand dabs 6 Inthded in me can pni:d doSi-9 value Lacing reformation fa detakd rikernaon on they rith Man) prolix and diciocuret Mato pts'C NMI RPM beitp Agawam or ACCOult Ageernml ad the General Tenn and Conditons U.65 Statement of (fele Fractoes *Sob* n arsenals err' Cieetrures a 32:p:ggy Thwarter Yea statement minces senates /Mother darts held n the =Ow a the cod of the steamers period YCv may dk for deirey of fury pad aurae,: ry nth You may recta" searaifil used a bar coateri ate pap* an balance ale on rem Any *dentin ushered b the im duty the statement period an lined a riUrtel rah* af 01 the end of the 'Moment pried • Cost basic ri cfilethang the col basis of the seats Metaled n the statement Moe nit red web the number Lin Finder* Servneshas meted on inicoution oblaiied am auras other than 16$ finkical &aces. thicidng nforrnagn Iran near fat or that you may An prowled to your FinsiCol Advaa The Finn dots not nadornolenny only Or gunny* ta nary a array of my ithrtnaon provided by somas of eta UPS f natal Striae. it addecin Shouth LOS F.-widest...mkt: roma updates ths anemia:4 as c 6 ranted Taira does riot pre.lde any macros that the nkrmation under 'Cost base and 'Unrealized daribss" a asame• a of the dae of thi; ti Mr the M ds AKIN please do not rely on this information to rake purchase a sae dazes la tar purposes a others** &awl& tr/151.0e1 to thee en mayreflect winnow nformaith only forme pared of tiny they re held a the fern Isiorehieonal Hamann Can be added by yor F 'Waal AcInkr • Unmarred gala/bias whom dae e arable OVMated aerial t.1 nerliclUS a, cal awn mfr SDNYG Ps 0002 1063 EFTA 00131683 EFTA01273890 Important information about your statement (continued) Miridalsamity lots The taxadon data fa i-dircloal lots maya may not ref km ccmnksafts, drages ace seamy rearmost stem Dulled aid odes newsmen lots and frtornalic pastao lot mesh ~Ms to dikes one armasy$ lhe • trade da.' colon dements the agar Winston baledare • CANN mildt Bends andpenned nod that the Mae (alb lot eatyrefienphonsil be selected roan*? by lot tom aØ al seams of that essa Iced n our name a er rarnme n Tar ler PX Meets Calfears Marna en is obaned from Used pans aid es xora-f is not game/se OT« call I eattses nay ems vadi amid Mt« viede Okripete nlomabn sea be prodded eØ "tint • ~as of deposit (CDs) Cos are RS< mad opt $293.020 in pampa an aloud firerest per dips/tor sid pirr creposory cisterns.. n ~Man» with Mk ruts • niaivalue 'fides &OA*/ fa Sedum*, ard otter produces mar be highor a byte tan ea pris era you would aduallif reuse in the marks erces are Waned from vasion mid nary worms Modi weben/tea te relage but we do not goatee era many - Wo prusraly mot', doingpia when sealable sr the mean or gm b4 aid ask paces fa leered smarms and optorn or my tad pastor OTC scarlet - Lot moray traded seamen maybe gad Lang a Mahn mocha a Mann, MC« pia we °bladed aid mg! not ref lea an MO matre Pria Or min - Cenalnpostims may £plea Patna a pa and yell show z 'price was not writable' if we are make to obsara pear for a smutty - Deposes a Mamas dendamated n mrendes Mega inn U 5 dollars as Misted a the odhitso f Se as of the statement date - For denim maims mind in noncanormisg denannatge11. ride and quality das value) mar hae been alpeeden Fropetvåbx4n To obtain dam centime. Moan anigge. cones your handle Adios • Preen leateetnums tend sunned products Mean -magma taunt (nordkg dins pib bation progran aid mar esum renseridt reid *and Much/red predoaS Strand., hghly filard (Man stuchted procbas ham not bom regnered width Seatmes and 868~ bommosen a underand Stare 'ethanes gob We prink» egmaed vates fa pirate megrim starem arm mama palms ler Manna mammon only Ada/racy., rot guaale•l - lheXvalref maydifter onsurnally from pad d my a ohm agnate restmen smutty a structured phatia raw he Mira sold aid do not necoumly represent the rake you may ream upon handatun - Thrd pan esimaes of via are as of a anan dare aid ore supplied lo lgt5 Sternal Senors on arcs/ Ur bad by an ndepentfent Yalation Inn 90n.talPan‘intSreASCor Saiaed WS, if any. are addled to Ike Frm by the MU«, general partner is spasor and may be calbgaled lased en dif bent btomstion from that used by thnd panes to done thee estimated via; - You cm Main addridnal edam/inn regadng the methodology used to determine the emanate of Vibe and the date of the Morena/in that Is the base fie Tr Mango by Øst etg pur letaxial Adrisor - Tad parry eSernaced vibes may be reflected as 'Not pnCed' n moral Moan Wien an 'txlepenant vale/awn lam (asset Applied a d unaVe b asagn a value when we beam am* Mat arnsorul wort hag *cased that my ell a previsusly reponed vain :so Mehl& a MY/naval» rmuid be highly rental.* duo to the rut" of the smarty - Shen nether an issus general panne< a sponsor estinatel vaunted a rdpany egi Mind iegue is gnarled. the vaneol Te warty vol bed/Whitt ton its puts. pia - 'Dittman to die' may hdirdereirn of canal mane a both • 004348 mg see' repesmUme gilt,31011(nng pone pa unit and may not rdlea ye...cos ban . ~cud neuritis. Resincted Semmes ;cinerary it not oirentkelyble for plak sale t/B5 Fnincial Stences uses the ~et proof the uhrmuktod stock of the sane over a an moundYaks faMersa/1..0 steds ler emboss of an stoscerdony To the man d93å rested snails are sybh for sale. Me Yak. (mead ray be %Miamian less Than the imputed vad shows • In. Nfliniatad) beam cerrent *Ids and rms. An enigma of snug moen is based on mina cannitid and :saes ran. zoning the mosities sill be held tor ere year from siaterned date a and matures this estimate d onk a pidgins accuracy aid antmed /mime se not puraseed - Est Mated anus mom and anent pal for anal 11MOIWaill$5 mud "ncluie a return of anepi or dicks( gam in Midi 014. the tit kiccme lad dansen mkt/ would be °negated - Esmond anus moms asd nobs yield aid ren aCtug Mom ad yeld night be kw« hgher than the milmated anions - An samre of simalrad name øviderd andor merest deled bythe area mako valximerage balanced bated on the lag clinSand or mecum pay re made by the mar and ~es the setae imdeposis ell to held f a one nat Iran the statement dale or mtemgurty Mande aid Conlnord pied ae nol guadriteed • Ain net held lay WS financial denim Conan MSS are not NMbytekm ad not wain the Finns possession or canal Them assets re depland m yam ValMited for inlorrnmang ~son>, Poulin ad eats presented re ponied byte issung film U85 Fnancig Wens d not reparable for this bleengim and does net goatee es acancy These assets as net pained by 51"g or ten ins, supplemental SaC coverage • Revenue abating and addkbnaleampeosadoet - et adlitat lo ammissom on sake aid 12bil lees remed in connected, with the distreuton of nsrlog funds to our dents we aura on ditllae none renrue navg aapenu f tern dauber% rs and« ' ,idiom of the smug funds that we sell limo alinnts arebled en two difkres arroonints fJ IT* ^Cunt Ol Sagsby LÆS M a maculae /tug esiO ramie to oir Mans. red the amt wake of a gamer cram' fund fantis toms Mil a IN Ion - We aid our *Sae and recent retsodung and ormtusprocesung lees n condermon for transfer agent sakes that we monde to the mang funds thine fees genrally as pad koen inemor awn on the rrutual had sid as a tied doge' alunl based on the rutter of ~is at tie tram-deals hotting rnutug lirds of Tat find 'snit - in Øl an to comma:of 'Mewed m arnedion wan the sabot darbutian of amity coraracs ad wit imestimerd hug units to our Mims, we as:lemur aft Sane NM** Mien.* Mang OargenSiXdr Inm manor The mans> orgasm indemnity to amity invads Memos ol The finmi corrcw. SpOnSaS Ce the urn ~es trusts we *White - Ott gleams also rem/minding commits/main oteree ~ration from mu is hams aid mama Osrdiaties Mop products wodiabuto - We ceders* as antral tee tan tlfSgaik USA anlUSS AC Stanford erasti el up to RS pet Mount snepog to the barts ~or the UPS Bank Savens Pnagrans ACM, Momation regardng cormisams aid other charms ironed ti annection wit" the emoed on of valet eh:WM option tranactons has been nclad on osilesaons at/mu* landied to you, aid ail be pm•MM to you pommy on redies Short selling you aengaged in Tort 'Ong a Bonny you may inos a thagede to radian banneng doss la Idet pa dela »arty Open anine Regaling Open or "goodtilariCelled• orders that were not abated by the issmil dater opm buy al sell sop ceders re wigged by the annuls of Me/1mM a (gem on • eydiddindsor tangles date sass /studied otherwis by you YOu ae remornlble I or ariers due ae emicuted due to put range le anal emirs open «den Tax drialdadditg en ~ens fawn UK financial Sande» IRAs ~al tackler reauresieS Frirdal Servas to withheld neon tar from your arable ste MMus lax tul you may act oat lobar., mason MIMS or. instead you may elect to haw ler ~Mc I a era. a ct a feed anoint as you Chant Your MC.» sig Masan n eneCt 'AU re.01k4 by you You may Cream pair 444,-tion a ny lino hymang a now Omen If sou do not haw ermsti name tar written from 'Cur dartuliOnS. )Ou filly be regottsbie Ted the layman of essnxedtay You may boor pen ales d the moires wiertal and your Minded Is pa/minis se not Mug CO year tar obligatim Privacy To obtan a copy of oir dawn Clem Sway Wide pax* dental your Fragraladmor °mist our vebsneY. ymw uses U8Stimicial Senekos h not a bark The RIVA. &mum SevaS Accost BSA IM MAO as PM sage aactrrts Smidt proide access to bare nil semCeS ant produ3S tam* anagemints was amend balks aid °thrall. pan balks aid preens armos to barn rnwty products isutd by unaffiliated thrd {tarty Manna ogress Trough glossae agency udsilo es oh UBS Fnandal Sagas Ix Inressmmt, mace. and annuly producls Hot lot hared • No bat* 9Anifica May law value SAO Msotece Ma,agorwm 400mit Business Xmas Accrum B54. irMis nternmonal rtmoute ~agents CONFIDENTIAL Anoint a registered servoe mats or UPS rnasda Seakes ix Vas Smarm, is a regirbirod swim mot of visa Imirnsmal L85 Wa 5/gnature aede fads aidUE8 Wa detail Cat at issued by Lin Bark USA elk ;wisdom from yea USA narporam Finan011 Services Inc Bey 201407 SDNY_GM_00021064 EFTA_001 31684 EFTA01273891 SUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW70057829650814 xt Yi 0 UBS Strategic Advisor August 2014 HIS IN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK NIAWLYLE CASRIEL Phone Questions about your statement? Call jOdr hriarcia AdoSof Of tie Value of your account RMA Resourceline at 800-RMA-l000, on July 31 (1) on August 29 (1) Your assets 968,730.08 970,207.64 Visit our website: www.ubs,cornifinanciaiservices Your liabilities 0.00 0.00 Value of your account $968,730.08 $970,207.64 Items for your attention • Certain mutuJI fund Wares held in PACE Multi Strategic Adveor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details. Tracking the value of your account S Thousands 168.7 • 9;2 Jul ?OM Aug 2014 Sources of your account growth duriag 2014 Value of your account at yea: end 2013 Net deposits and vethdratiah Your nvestrnent rebxn. Dividend and interest income Chance in market value Value of your octant on Aug 29, 2014 1O00 1959,926.83 510,501.97 .1224.16 9970207.64 SDNY GM 00021065 Member SIPC OO70001005787965 NP70C0I93I 56 00000 0814 030575004 CONFIDENTIAL Page 23 of 90 EFTA_00131685 EFTA01273892 *UBS 1.1B5 Strategic Advisor August 2014 Your account balance sheet Summary of your assets Value on August 29 (8) Fercentagu of your xcount A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 970,207.64 100.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 5970,207.64 $970,207.64 100.00% Account name: Friendly account name: Account number: Your current asset allocation D Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% Your R vandal Advisor SCOTT STACK MANLYLE CASRIEL Percentage change AuguSt 2014 Year tO date 4.00% 9.89% 4.20% 9.23% -0.15% 2.93% 1.10% 4.81% OW7000)005782966 NP7000198156 00033 0814 030575004 CONFIDENTIAL v_ont0002fltfte 24 of 90 EFTA_00131686 EFTA01273893 *UBS UBS Strategic Advisor Change in the value of your account August 2014 ($) Year to date (I) Opening account value $968,730.08 $0.00 Deposits, including investments transferred in 0.00 1,012,449.10 Withdrawals and fees, including investments transferred out -234.71 -52,522.27 Dividend and interest income 1,867.90 10,504.97 Change in market value -155.63 -224.16 Closing account value $970,207.64 $970,207.64 Account name: Your Mnandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For proposes of ibis statement, tatabity of interest ano clininend income has been cleternInecl from a US tat reporting PmPectins. Bead upon the residence of rho account hock% account type. or product bye, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) Income tares The dent mom* statement is not intended to be used and cannot be celed utOn for tax purposes. Clients should refer to the acclicti e tax reporting loans they receive from U€S annualy, such as the Forms 1099 and the Fan 493. for la( reporting 'Memnon_ n is the practice 01 UBS to file the applicatie tat reporting forms with the US tolerate Revenue Service and PR Treasury Department. and in such roans accurately classify dOcknct arclfor Interest attic/ tempt or task* Moyne. Please consult your Inch dual UP prepare,. AuguSt 2014 Sj Year to date (f) Taxable dividends 1,867.90 10,500.39 Taxable interest 0.00 4.58 Total current year $1,867.90 $10,504.97 Total dividend & interest $1,867.90 $10,504.97 Summary of gains and losses Values reported below exclude products for which gam and losses are not et/mined Realized gains and losses Unrealized August 2014 Year to date (5) gains and losses (S) Short term 0.00 0.O0 -6182 Long term 0.00 0.00 -2,373.88 Total $0.00 $0.00 -$2,436.70 Cash activity summary See Account MtIvIty Me MOtailfor decals. Balances In your sweep Oplices are induced In the opening and closing balances edit FDIC Insurance Wes only to deposits at UK Bank USA, not to deposits at UBS AG, Stardom! Branch or bank deposits placed throuch the UBS Internationd Deposit Account ;grogram SIPC protection applies to money market sweep fund holdings but rot bank deposits. Seelmpontint information oboe,' your statement on the last two pages of this document for mills. August 2014 (5) Year to date (I) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0.00 51,201.15 Dividend and interest income 1,867.90 10,504.97 Total additions $1,067.90 $61,706.12 Subtractions Professional management fees and related services 0.00 -1,394.91 Other funds debited -234.71 -51,127.36 Funds withdrawn for investments bought -1,633.19 -9,183.85 Total subtractions -$1,667.90 -$61,706.12 Closing balances $0.00 $0.00 SDNY GM 00021067 C NP7C007005782967 NP7003103I 56 00033 0814 030579004 Poo* 25 of 90 CONFIDENTIAL EFTA_00131687 EFTA01273894 *UBS UBS Strategic Advisor August 2014 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $0 .00 Closing UBS Bank USA Deposit balance Aug 6 $0.00 Number of days in interest pentad 30 Average daily balance $374.38 Interest earned $0 .00 Annual percentage yield earned 000% Account name: AINE MAY1A Ett Friendly account name: Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important infonnation about your sraremenr a t the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Ksandal Advisor: SCOTT STACK MANLYLE CASRIEL CNPTC0C030S782968NPTOCOI98I 56 00003 OBI 4 030575004 CONFIDENTIAL ,060kr_cm_0002ilett 26 of 90 EFTA_00 I 31688 EFTA01273895 UBS Strategic Advisor (SUBS August 2014 Your assets Account name: Your Financial Advisor Friendly account name: SCOTT STACK MAN, LY LE CAMEL Account number: Some pines, income and (urgent 'Moe Shonn may teEpOrOxlrhale. At a rests. gains aicllossesm 001 be ecanalely refkded. Set tmportant intostonon atiout your statement a the end of the document for more infornoson. Fixed income Mutual funds Total temvested is the total ct at reinvested dvdends n does not include any cash chicOnds. it is not a tat lot for the purposes of detenninng hdcing periods or cost bass. The shares you receive each time you reinvest dvdends becomes separate tax lot. Cost bases is the told purchase cod of the security. inducing nvested cl vidends The cost basis may need to to a:lusted for return cl capital payments in order to diterrnne the adjusted cost bats tot lac repetIng purposes. tratea Wed (tad gas or toss is the dfference between the current value and the cost basis and wodd generally be your Isidore gain or toss if the security was soldcoins date. The unreaued (sax) gan a lets may need to be &lusted to. return 01 capital Payments in ceder to determine Ile 'tallied von or loss for tax reportingpurposes investment return ts the current value onus the amount you invested, t aces not Indite shares that ate not reflected m your statement, inducing shares that hale been red izeci as either a gam or a toss it aso does not Include cash dvdends that were not reinvested Wen') Humber of shares Purchase DrKef Ave149e price pet share (S) Client investment (3) Cost basis(S) PnCe Der share on Au9 29 (S) Value on Aug 29 (5) unrealizedOM gainer *SS 0) investment Nordic return (f) Celled DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. D8LTX Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103 71 11.000 49,397.26 -1,706.45 LT Total reinvested 1 11.461 10.954 1220.99 11.000 122607 508 EAI: 12,582 Current yield 5 10% Security total 4,602.121 11.370 51,103.71 52,324 70 50,623.33 .1,701.37 -480.38 EATON VANCE FLOATING RATE FUNDI Symbol: EMU< Trade date: San 29, 13 5,463.943 9 180 50,15900 50,15900 9.100 49,721.28 .437.12 LT Trade date: )an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.100 24,821.95 -300.05 ST Total reinvested 147.303 9.145 1347.23 9.100 1340.46 -6.77 EAI: 42,852 Current yield: 3 76% Sefton). total 8338.933 9.189 75281.00 76.62823 75,884.29 •743.94 603.29 GOLDMAN SACKS STRATEGIC INCOME CL I Symbol. GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.530 49,824.90 283.90 LT tonbnued next page SDNY GM 00021089 C HP70007005782969 NP70031%1 56 00033 0814 030579004 CONFIDENTIAL 100000 Pap 27 of 90 EFTA_0013 1689 EFTA01273896 *U BS UBS Strategic Advisor August 2014 Your assets . Fixed income a mutual funds (continued) Meng Number of shares Purchase pied Average peke per share (1) Client investirrmt (1) Cost basis (1) Price per share co Aug 29 (1) Value on Aug 29 (1) Unrefined Gad gain or loss (1) Investment return (5) Hddng period Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.530 19,743.50 112,50 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.530 21,784.12 12412 ST Trade date: San 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.530 50,440.47 -71853 ST Total reinvested 173.673 10.603 1,841.55 10.530 1,828.78 •12.77 (Al: 44,024 Current yield: 2.80% Security total 13,639.2% 10.545 141,991.00 143,832.55 143,621.78 -21078 1,630.77 I4SBC TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: lan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.310 49,737.48 96.48 LT Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.310 9,855.00 325.00 LT (Al: 41,173 Current yield: 1.97% Security total 5,780.066 10.237 59,171.00 59,171.00 59,592.48 421.48 421.48 JP .ORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 Symbol: JSOSX Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.860 124,743.18 -94662 LT Total reinvested 86.838 11.910 1,034.26 11.860 1,029.90 -4.36 EAI: 42,206 Current yield: 115% Security total 10,604.813 11.950 125,68980 126,724.06 125,773.08 -950.98 83.28 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: San 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.320 99,603.91 579.08 LT Total reinvested 109.368 10366 1,133.76 10.320 1,128.68 -5.08 EAI: S2,411 Current yield: 2.39% Security total 9,760.910 10.261 99,024.83 100,158.59 100,732.59 574.00 1,707.76 IRMO) UNCONSTRAINED BOND FOND CLASS P Symbol: FIJCPX Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your linandul Advisor, SCOTT STACK MAN LYLE CASRIEL continued next page CNP70003005782970NP7000193156 00003 0814 030575004 CONFIDENTIAL 1C9N111W_GM_000241041 2$ of 90 EFTA_00131690 EFTA01273897 UBS Strategic Advisor *UBS /Mug 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets r Fixed income Mutual funds (coal-wed) Purchase Plea Hurter Average price Hddng of shares per share if/ client investment M Cost beans ($) Price per shire en Aug 29 (5) value on Aug 29 (5) UnrealizedRag 93In °rims (I) investment HoIcing return 01 period Trade date: /an 29, 13 14,308333 11.520 164,832.00 164,83200 11.320 161,970.33 .2361.67 LT Total reinvested 89.376 11.249 1.005.42 11.320 1,011.74 6.32 EAI: $1,555 assent yield:0.95% Security total 14397.709 11.518 164.832.00 165,83742 162,982.06 -2,85535 -1349.93 FRLIDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PAM Trade date: lan 29. 13 7,400.957 10.046 74,351.21 7435121 9.910 73,343.48 -1,007.73 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.910 21,900.09 243.98 ST Total reinvested 161.776 9.894 1,600.64 9.910 1,603.20 2.56 EAI: 13,235 Current yield: 3.34% Security total 9.772.631 9.938 96,007.32 97.607.96 96,846.77 -761.19 839.45 RBC BLUEBAY ABSOWTE RETURN FUNDCLASS I Symbol: RBARx Trade date: lan 29, 13 12,911.199 10.164 131,239.70 131239.70 10.420 134,540.95 3,301.25 LT Trade date: Sep 24, 13 1381.988 10.159 19,120.13 19,120.13 10.420 19,610.31 490.18 ST EAI: 32,589 Current yield: 1.68% Security total 14,793.787 10.164 150359.83 15035933 154.151.26 3,791.43 3.791.43 Total $963.460A9 0972,644.34 $970,207.M -$2,436.70 $6.747.15 Total estimated annual income: 522.627 Your total assets Percentage of Con Estmated Urreas ed value on Aug 29 04 your account base (I) ~rid inccrre con or loss (S) Fixed income Mutual funds 970,207.64 100.00% 972,644.34 22.627.00 -2,436.70 Total $970,207.64 100.00% $972,644.34 $27.627.00 -S2.436.70 SDNY GM 00021071 0070009005782971 NP7000193156 00003 0314 030575004 Pogo 20 of 90 CONFIDENTIAL EFTA_00I31691 EFTA01273898 *UBS UBS Strategic Advisor August 2014 Account activity this month Dividend and interest income Taxable dividends Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your IS mincing Advisor: SCOTT STACK MAII LYLE CASRIEL Date ACINty microIon Amount (S) Aug 1 Dividend EATON VANCE FLOATING RATE FUNDI AS OF 07131(14 238.16 Aug 1 Dividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS S 137.71 Aug 1 Dividend PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 07(31114 242.54 Aug 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07/31/14 212.84 Aug 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 07131114 291.90 Aug 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 07/31114 276.32 fug 1 Dividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 233.72 Aug 1 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80 Aug 4 Dividend RBC BLUE BAY ABSOLUTE RETURN RUND CU>SSIAS OF 07/31/14 176.91 Total taxable dividends Total dividend and interest income Date ACtialy DeSCopt•0n $1.867.90 $1.867.90 Amain' ID Other funds debited Aug 4 Transfer TO xI235750100 -57.80 Aug 6 Transfer Total other funds debited -$234.71 TO Y1235750100 •176.91 Investment transactions F0F more inforrnaton atOut Ire preCtiralue shown for restricted securities, see Important information aboot your sweetens at the end of this downent Date actnity Descionon Ono-airy fl ue (0 Aug 1 Reinvestment EATON VANCE FLOATING RATE FLINDI DIVIDEND REINVESTED AT 9.12 NAV ON 07131/14 AS OF 07/31/14 Price II Proceeds flan Funds investment withdrawn fa Accrued transactions (5) inveslments bour (S) interest (S) 26.114 -238.16 Aug 1 Reinvestment lP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.85 NAV ON 07/31/14 11.611 -137.71 Aug 1 Reinvestment PIMCO UNCONSTRAINED BOND FUND CLASS P DIVIDEND REINVESTED AT 11.25 NAV ON 07/31114 AS OF 07/31114 21.559 -242.54 Aug 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 19.455 -212.84 DIVIDEND REINVESTED AT 10.94 NAV ON 07/31/14 AS OF 07/31114 continued next page CNP70003005782972NP7000193156 00003 0814 030575004 CONFIDENTIAL leggifillYGM0002%12 30 O1 90 EFTA_00131692 EFTA01273899 UBS Strategic Advisor SaUBS August 2014 Account activity this month (contrived) lavesbnent transactions (continued) Date Acbnty DestiOtoon Proceeds (ran investment Quantity Yaw CO Price CS) tranuiccioos (s) Funds wt drawn Ice ACCrued InwesimentS bought CS) 'merest Aug 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.63 NAV ON 07/31114 AS OF 07/31/14 27.460 -291 90 Aug I Remwstment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.88 NAV ON 07/3914 AS OF 07/31114 27.966 -276.32 Aug 1 Reinwstment JP MORGAN MULTI-SECTOR INCOME FUND SELECT S1iS DIVIDEND REINVESTED AT 1034 NAV ON 07/31/14 22.603 -233.72 Total -$1.633.19 Die Activity Descrocn Amount (5) Money balance activities MI 31 Balance forward $0.00 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Aug 5 Deposit LIES BANK USA DEPOSIT ACCOUNT 119.1I Aug 7 Withdrawal 035 BANK USA DEPOSIT ACCOUNT AS OF 01506/14 -176.91 Aug 29 Closing UBS Bank USA Deposit Account 10.00 Account name: GHI54.AINE MAXWELL Friendly account name: Account number. Your ?I nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The UBS Bait USA OtO09t ACcOunt Is your primary sweep ca.on SONY GM 00021073 CNP70009305782973 NP7003158I 56 00003 0814 030579004 CONFIDENTIAL 100000 Page 31 of 90 EFTA_00131693 EFTA01273900 *UBS Your notes C.20009006]919ta Nex100,93, 26 00.3 .2 .0,2.. End of statement. account num.' CONFIDENTIAL 030,cmono2.4 32 of 90 EFT,00131694 EFTA01273901 Important information about your statement UBS Fhancial Sakes Inc Merin or U3S Non* Serises). M a reenter of al pard0al somas. Cairnaddy aid ohms eaves., MIS Fnahall *we, and MBankUM ire haven eubtalizin of LABS AG and Milian of tan Stosities tic lheF (Ms Install stammer( is ?Fable urn Mont the kin's meanie offices at at 185 koodal Saver; to 1200 Haber Bouthard Weolook at Nd 07086 1116 Slatanern repreliaS the ally °Mutated:44 of >cumin Fmatrai Sinices acomnt Other records. wart 103153< door'**. conuiong conlbeng data should not be toed upon (you bet me there 6 an awn O*161.01 pirate • arrodiaety n wring to thel3rach thadyer of tie ono:emoting your athoum Although al Sins tenon are inienclod b be aC0.010. szaifefinf data ToW rot be used for tar plep05€6 e*, solely on ehr.end it lam 0e., Fora 1099. SOB. I0425. OK) sdirn MOO )our to velum the/ rm is remeed by late to (eon tone RS al Tao) le thrift& re:donate non WM* dvnyintis ad made meted eaned en securthes • your acCoure, nit proceeds on sale tranUctuni, rod cost baroncoon armed Sectintin Communicitiont with the Firm • please recorason air oral Ourersalesatons es twang TO furrier wound your firm nclehrs yom rotes to the kazoos hien Protect= Act (SPA) • ri the honor instruston own( top eh or the from of the staawrwnt it not ICS FitInColSwVori UPS korai Smokes caries )Pin Jerome as <Wag broker by air-avow( with the adoXed natution We Intoned you of thoretnionthp ahen you coned this account in this car Sr heds and soak its re looted X US Faunal Sermon aid net the mrodutrig Weer. aid you rant mote a report of sly era awn/sir to both arm. All ACCOunt Staterenn Shall be deetird corrobee ad acarate 6 nr oblate:Ito n rang Who 60 days • Pleasedirect cuslomer owplantsa Solna to the (mrs atm beWonoDpatmem x 2014521699*r labiate'. 1)30-354-9,03. 8 00AM to 6 03 P7t ET herder throng. Mdse. a In Mango ulitShisincyl Sinters Clang Relation, Departrrent. PO Box 766 Union City NI 07(07 • Si case of errors w Cr.sellOns about 31 elecoonic tools ran' (ra bib Parrott cells Vet dash cad trassachons, call 800-762-1003 or nrce to LOS Fnancal Wines hc. 1000 Maori Bid. 6th Ors Wecathauth. N) 07086. Ann ervaiSsA serve es Cal cc heiress soon as sou cart d you Os nk stir stawnem or recem 6 mots affect, need more nOnnation Lout ostler on the starred or recap) The Fein Cr' Card Mow (as atO I, le) mug her Van you no tatettal 60 days alter the r nm seat you the hist silkworm on Moth the race or problem xperted - Amide you- nine ad =ow number 0 and - Devaite the yon. or the watery:4f aie von atom thew:titan as clearly; you an My rill blew 4 is al error or My you need nom nformxion - Proride the dollar aourn of the ssnpeaed woe TheFinnor Cad fl ier wil knontigattymr corsaint ad will =Tea arm mot promptly Plea* rate al tacks pays. to the Furor the Nokia miaow ndcaed on to front of this daemon h addt sth to regukr accuse fees. acourth may be thIsed to romenano foes charges for uteparront far mono: purchaos andchases ter trpael "Witt n oath airOintS AccountS ma ace traaterred 10 ollw Masons may be :Mad to a bather fee. SIBS Sweep Optine LISS often opWeid foe 'mon? cat batmen. baaxes to bank deposits at UBS Bat USA Ind UErS AG Standard tom Oak Swoop hosraing nithey market mutual Irds (Moo Finis) arid the harriranal Dacia Accotnt (0Alfor customers won al intonational Amour./ Mauganent Aconite Through the Bat Sweep Faialarril oath barns are Swept to WS Bat. USA is to al estab1thed Iron and then to 1135 AG Stamford Banco, a a fathey Fund Deposts at WS Bak USA are 'DK inured n accordance with FD.; mks For no be common please me weth So goe Depots a UB5 AG Soveced Brandi and ammo/Mr" Finds aenol nsured by the FDC. Through the Ow ratable to all balances at inept to dpost accounts a Lin AG New York Brach aid IlSAG Carman Sara, Dose *pools arena meth by the FIX flaIrsces had a the 10$ AG Capon Brash are tewounly mposof To the sooresn 6-1 of theCarnal Sands and tee b ro quartheecr other obigIttan of LISS A6 no repay the bal(101. thee m the IS (smiths bal.'s books Deposits aft UN Bat USA rd ea& UBS AG Bach anew proeecwd by SPC Money fund shies are protected by SPC See '155Finthosl Seriors Account Rotation' below. Oren rut recant, W ta-COS el tie Bak Stop Program a OA mar be valottarin. aid Owes ',fathomkith maybe hquelso and theproceeds returned to mos you, wailer moo Further elltna.lan tout sealtle sheep *plant. eXtOng current eittntst rat, and Mids. 6 rat** a was itiscerrimeepyiels born your Femoral &tarot a by caring 806762-1000 UBf FwancialServkes wow* peotharien The Fen kat...peter of the Stories ranee Protection (notation DPC2 Whim protects scones moons of es courses is to 1500003 (nobars $250.00) for dams for oat) Me 5PC thset drommen toys *Ph lo all Karns distruhaldn a partial, cahoot, The Frrrt together wth onan lfelates. ha to pyrchamf oppionontat venom The rounuin anount payable to all digbbe dent. colloteolrunda this protocion 6 550) mition as of Dinette IQ 2013 Sikos to the poky wraith, rid Snit:tau earls at the Fern blusher protected for up a$1 9 milkn n tie a %ale for all your axioms held n a patrol, capaay A full may ol the poky onthIng 6 Nalable upon 'Sian The SIC prOleCtaa aid the supplemental ;roam both do not ;ply to • (than Maxie, toms controlled try (and Voided o)O°, roan value) but held away rom Servael (ego anon (loth aIBS tat (i)carh at 185 AS Stamford brand+. 00 remare poacs nadmg mob* trodles. aid (Minas of mutual lads acre sum shares re registered finch, n the or* 01 the Mart holler on Mel:ode ad records of the ;prober awer or trawler agent). • (*man finnerrioni anima or myna ran= to 9. Ironed pathenfos and vitae placements) fat erencc Inlayed coda the *Vitas Act of 1933. and • Comm:dimscontrol 9. fore9i "Pahang* rod predcus metal animal. &Wks Wives contracts ad comFroXY pion contracts The SF< promotion rid the naphorrontai protectors do not *prey to these assets~ A they Oteenyee appea mr summon The SF( protean, and the sapbtrostta protedan do rot protect aganst wages n the rote aka cre or remanent, (Onalser as a result of maim mrsorrent. easel bath-W(y 44 01IscIPPP) More Worm...antral/a4wpm request ro, may ebten nor. Monsen tout SIC. ncludng the 5PC Brothoe by COnWra) SIC at 202.37143300a by vaitng tie SP( attune 'cep Dividewi Re Invesinern Program ORW) the pro" reeleCal 6 al anear once you may °titan the actual ate fan your Fourtaal Adeoor Gears...Usk that ere Fusaarad toiler CAP. partial tens wil be sold and lie cash wil be deptenth emote acorns the CMOS rteuestner6 pea' am:pled by the is miff defy from tto asset vise it Midi thepartial :hies an sold Centerline Golf Wholesale] may be held in 'Our avant f you re entelnl to 'paha, Lea as arm" of a *Mend parent or mho-wise. toe Firm wit ether mil partialities, make' rice a ammo an newt deurenred by a registered (hang agercy. andcede you account lavennent alewives The nwsbnent roams and nth prof Mare speck to eath account rod emery boom here three the inn pronely in wrong of any UgliCant danpe I your finanot stuatir Cr net:Warn Oblectivel For eado account held. you choose one of the to lovas ornament °backs • Italia Currant. xone Inernenenti math; tlw royalbe. of 1-Komionly • Ache* Cipoohloatel000n Vivesinvalsiesadng Torah of pnxpal rah. than:ra gene att:a Ol nacre • atithoe Cornammon of loco rev and CePOJAPPeW00^ notonwes took is both the gerwthon of Mono aid 9"osieh a rnaPal atoll risk plefIlle • Conseermie Seas to roman 30 Lot pitapat w*hbw risk ancleohelieffo the account emit own rf the men the account does not ?Aerate *SMOOT iriOant Of Mumsaid myna keep pace won int Won • AitaSersar Vining to maps somervt. tO artePal nod tolerate arm wig My so so* hither mum • Aggrothe Wring to slant Sigh nit to tempi aaihgh vanityto seek NO ratans over tine Statement lweselniklinp" We map:On:Oda* al rented eCCOselt Statallenn with the saw aditess a the sane alielOpe AComstsraty be retard for this ;tome Mauve they haw owners rho afro mairmin pont amount relaionshiss an other dents al the same address Ths Beata is Moan al litniseholdry • I you "le to math indent...4 ;miaow, norkd n wane CONFIDENTIAL coolopes —you nay ado household's by cling your Forma Advisor Friendly mount name Tie Frienly account name reflats Okamoto, that you entered on the Hras online stores webs.. It 6a custoinizabh •norunw chosen by you at ais you wth your nortecolg It Ion no but WNW on dour 3:count Yolu on Mase you* FrealdFy %Matt manes. through Caine Stenos Or Maroon; ros &late' Athisor. Accounoveyiew • Vabe of Sir .thounittortetho We of asset and Iladwe • Awns MAO" nitk on. been. values 10f rostr iced woollytog rid GkbasTme Doors unrolized mats to mate,. aid othan Men net held byte Pan Dom not nCladeunpnad SarttedalietS at We end or the pity and mot staterrom pnadt lorraSe areelatontt. urvested itods col ise6 aid earCilab le 51.(4. oplar6 • Chidatei etaide5 CAR batmen. outstandm mrgn loan. Pearl brae. short account baton • Catheronty Siren Taal of snlivesied sealable cash broncos oks V3-5 Bat USA deposit hairier. WS AG Surf ced Braids deposit balances and mane matte moor hod sweep Wilson a the dose of the Statement prod Non.correncd Ey free aedit bataion Si yew account arena segrepaed from NWbarred, ath tee Femme' use aye ce these !Ards n are ordiiry course of ds bons, These funds arepayable upon pa demand Oa total 6 Incladod note ones prith doses value Leading information Rs detamd rilennaton on the en's hides • aloe and diclocurot her to you Clyn Ra+al ;strap Ageetersini or Accouo Arenom ad the Canal Tows ad Condemns U95 Stamm of Credo Practicesratable n Agmenonts and Decestre a drank Cd1O'Vevp ,0•AV rOn Your oat YOS Statement ea/Wel SenritaS and Other Snellheld n the account at the cod of the sonerntio paled YOU mar alv for &Were °flutypaid writhes at an tine You may recta? ramie; used a hart °Hoed :ger earn il . Mantle die On them Pay fiyuntsrS battered Ks the Fm chine no stamen period an holier's/lei mhos ol the end of the stamen' period • Cost basis Si chtermring tars et the searities n the statement. SWe Mkazd vath the number -a • MS Counsel Servenhas meted on information °Maned from sources other Mao 185 Floor Soros. naming narration Iron 3151•Ar IT or that you may face prattled to your Franca Advace The Firm does not ithrtodenk way Or guarantee the waras'y a validity of any inarmnon provided by auras Oa tan LSS Normal SenteS m addrion *tough LIM Fioscial Sayer. generally updates h6 dermas:in as c e WOK tie Fan does rot ortolde any abortion hat tie intimation solder 'Cost bat' and narcotised panidtra" is wane a of We date of this 'MOHO As AKA please do not rayon this informal:in to make curdlese a Me Oozes. fa tar pupates a otherwise ACCualb a/10MS to thee en may reflect suprinn nlormairm at for the prod of time they an held a the Limn Marehrbornal Hi:tint:an CS1 be added by yorsholnaa Ade6Or • tarnalited helm/bens nano data e anorak !Striated Weal :al ;YS 3"2 Cadialel to: SDNY_GM_00021075 EFTA_00 I 31695 EFTA01273902 Important information about your statement (continued) ildwinistanty Ions The Varna:liondata Ip isdindaal lots mayor may not ref bd conmisskink wages vigor Searntyreorsrnscanin toms DIAftrol and other renvearnorn lots and wstornalk pfd ere lots are eat' almbiltd to dinay one aerand The' had. dd.' <ohms inSentS the VON, tranSa1K*1 traieda. • Callable wreaths Bonds and wawa nod Mai the initrcalb to oak ref devotion wit be soloacd Wont* by lot nen among ifA swam of that mut hen ti our nano et n rrenewe nary for as dents Cat lean* Nem.' kn is ottroad from thrd pair, and it /foray 6 rot ginaneed Odle call least may Test Nods could all(Ct NIB Candle% olormalon tel be Fronded Lem near • Cracow, of deposit (CDs) (Ds ate PDC mad apt 1210.033 si palatal aid salmi nitre/ per depositor NA par deposito-y enliMtm. rt accord-ma with SDK rules • priameakie Pnces &plan fa Nadas anif Otte producri mac by cr blocUrns tee pro dal you Mold taunt ream* in the make PrCeS are °Maned from vanorn Ned pitysoon isfsids we belaiNIO be relent, but we do not giaranre roe away - Wo wooly use dosng pose whin aealabb sr the mian or IN bid and ask aces tor Isted Vann and optoanotcnybd prom for OTC stints - two alley baled warms maybe priced mega valaton mock, cr Inns>, recta cite we °Waned nt -naynot ref lea an actug mat pride or rain - Main positions may £pea wincut prte and sill show x 'price was rot mailable' if we we noble to Obtin a ace ter a Sniffy - Deposes or stories denominated n arrows other than US dollars are reflected JI the en:Purge/atm of the slasornmt date - For Nan secretes man tinOrearneormisg dernmetatems. ate and quality (face mite) may hae been Mg:mann Instate prow witimon To obtain oaten contrast wan valaSlo. cotta yar Prenatal Parte( • Mena Intestmams tend sunned donna Meat* inostmare span* (nclatIng dirci panpation prrnyall and real Mite oWarnern tad secuntes) and Structured produas ere goWaly hghly and (Olen andarned prockia s have no been rendered wits the Seannts and eullaak Common:a a under any state seamen tams We Drown noted OWNS for Orate nwstmott seances area seniors prodtms for trforenarnalpurodescnly Acoaacye rot 9Unnifel - then vatses maydnfr SthStantally Bern NICK day a vildi apItige mestrnert wary co aruCtured promo mai be bripa a sad and do not netts:ally reptant the in* you may reams upon liguidaten - Thrd pay nurses of rata a as ot a anon no sot it sapplita to UBS Naval Sawn on a reps Lir barn by an mleponctent witation Mtn suer, Wen' Parrner spvser Sown yakit d my. ate smelled to to rem by Te mum, general patter or sponsor and nuy beobtain based cn Ohm* Nervation from that used by this/ pan is to done thee estimated rand - You car obtain additional hfccrnalon regaling the methodology used to *Winne the estate of true and the date of the hforrn.von Tat Is the bass for the threat by contain your Panda Aditor - 11,k0 pay minuted vases may be ref Wed as 'Not mad' n sewn' sanacen wfmn an ntepentent "ham' fa, hes mil Paned connate m assign a value whenwe boson* awn That a riven* wort ha omarredtha may calla preveusly reported rare no Celearns. CI when VOW wan be nghy ipecutatree Veto To own> of the wanty - Mhen neither an tall.. general paw a sponsor estimated vane' a It Mpany eg Mad war is promded the wade ol Me warn wit Indifferent from ns pallor* pna - to dote' mat nob* mum of carnal, wane a both • OOPS as see' teressm the nitolollmng puce patriot ma may not taloa yarn ma barn • ItiasOicted securities ReStn:ted Spann ;Merely it not comity Mg no for stoic Sale IRS Narita Somas uses the made priesof tee ummuktod stock of the sane canal muted Yak* for the reareted moor by purpose of ms noes. nt on* To the edam that rest Kted yanks it elighle lot Sale. me rola reCemsd may be substantlay Ins Than Ihe angutte yaw show+ • In. latinated) Mama anwetyields and rates. An estivate of as name is based on adorn caernstrn an Neer ran. ammin th011Clailitt will be held lot one yea from Premed date or vita rants, the *saute is on 3 guiddine.rncuraq rd antnued name ae not panted - Einutedanui intorno and vont NV 'Of anal tpesol warm mold name organ of onnoPS or C£M Barn n Math Ole the ea name CVOadorn told/ would be °weaned - Earnatod anus income rid current nail aid the actur name ad veld night be Iowa rthn the minuted amuses - An a Uwe ol aresolged acorn. Oduidr4 ander WPM Tested by the woos make vatriatmaa balance 6 WOO Co the In diedind or mew parka made byte mar and avertes tit seam imapotes eel be Nitta one war from the statement date or true matey Aoama ad Continued mold at not gurareeed • Awns not held by MIS financial Unica Conan WPM at MI WObytekm an not width the Inns possession or envoi Thew nod re coptemd m your mama for inlonnaironal pommel onae PoOlcos ad ratan presented re monad by the issung Eton U6S inane Services n rat relSonSbh Icc this &anal, " and does nut grantee tsacoacy These assets am not promoted by SeC a the FIT13 suppernmmal SeC coverage • Ravenue Sating and addaanalcomponsatlea. - n odditert to manissom on sales aid 11b.1 lees mowed in oarsman" with the Manion of trulur fundS tOGU dents we ablor ow attiiae teattee Meate Nang paplenUfromdarbutorsaMor addson of the musual Sands Tat we sell Pose aslant; at bared as two &Pena arrporents fJ the amount of salesbyuBS of a ninonMANI tad limey to ow' <litres it'd Id the ant oho Na patent mar fad fangs shares held a the Inn - We rams alf Are alp wen reenockng and onmemprocesung lees n ourrairon for transfer WVItti that we atiaad1 00 the rratual funds 'Neer lees gunwale re pad Iran imenor awn in the mutual laud ad re a tad eolor anvil haSrn On the manor of ascents at the Poker-dean holdno mutual fads of Oat find lalliSt - m anon to commostoos teemed et ornomen wah the sap or darbuton of a-nayover= ad mit ineslinot th01 to ma dams. Wt aid sour aff nate raw* remora Mang Cantrhation from may of Te narrance company. inclierthry tin acuity ccnrads aBilave of the natanco cornor Or SpOnSOrS a me tint nveSTMen Tarn we Canute - Ott atilateS also re:Pretrading C0MMIThan5 alai other componution from nuntr hems and inane Contain whose proorts we diwbute - We recast as anal tee from U3S8ask uSA USS AC Stardord Beach of up 125 per acount swining to the baits ram the MS Bra Sweep Program Anal" Infoenaten rogardng oortenteens ad other dunes Wowed is annecron bit, the emonion of Vases ruckiOng option Vasactons has been marled co conlenrons tremor* Sundial to you. and wit begraded to you portlyon reared Sea is it you amengaged tr. tort 'tang a wanly you may rat a chameda to anon borrowing costs Mensal panda morn Opon orders Re9ading Open cc hoodtilaXelltd • orders Mat were not emasted by the strewn datb open buy and sell stop orders we snood by the annunt of dividendssr opts co an or diedinchor isonghts date unless reamed atomise by you You ere revOrnbrlor orders led are executed doe to your lane to LIMO eaten open orders Tax withaldin on fwerbutions from UK Pittman Services IRAs Federal tar taw enures UESS Solana Servos to withhold mono IM from your tootle PA distilbat ons. tul you may dim oaf Soh>t Moro to tonna or. Elston you may Nees to haw lee wTheld a arse or slanted anoint at you Q0092 VP: NedOn wi laalattl n el lect unta rented by you You nuy credo your election a ay shy* by macrg a now Owen If you do not haw mouth name tar wattould IWO 'tag dianbutittlf. yOU maybe repOnSble for the prom of outman ua you may nat wine A the moults wt wed and you estimated las payments se not pal tO yar lanseligaten Privacy To otitan a copy of cream Clime nary Intim pare melba you F nacial Admix aerator mein al new urn comentavorry U8Sinawial Savizes 6 moats,* the MM. Emmen Semmes Mart BSA and iRMA re brokerage aatalltS vadlm preside access to bat ng serums and otioduaS ens* anagentents with *flood basks an other thld partybasks. and porde; access to Inman ad avuty prod:KIS insed by until doted thatmarry inmate corns*, through misuse agency lubsibr es of utS hundal Smian no arestmat. nsufaxe. and amuly products Nat IOC hawed • no bank gamma May lose vain MIA ReOurnehtnagdrani account Busted Servi35 Mont SSW ifedd and tsternaldnal RernorCe M.V.Verront CONFIDENTIAL Account are mastered face mats of UBS Fetarmial Sakes Inc Yea norm., is a inhumed smitemaof visa trownacnal LEG Mesa byname cede cads and Lab Vim dam cads it issued by IRS Bak USA with namtwon from vea USA marsoratod UBS Financial Servnes Inc Rev 201407 SDNY_GM_00021076 EFTA 001;1696 EFTA01273903 UBS UBS Financial Services Mc. 299 Park Avenue 25th Floor New York NY 10171.0002 CW70065526070911 X12 11 0 UBS Strategic Advisor September 2014 HK MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKKIAN/ LYLE CASRIEL Phe.,ne Questions a bout your statement? Call your Finan,:ial Advisor or the Value of your account RMA aesourceLine at 800-RMA- 1000, account on August 29 (4) on September 30(4) Your assets 970207.64 968,660.80 Visit our webelte: www.ubscomtlinanciaksetvices Your liabilities 0.00 0.00 Value of your account $970,207.64 $968,660.80 Tracking the value of your account S Thousands Sources of your account growth doriag 2014 Yak* of your account at year end 2013 4O00 970.2 969.7 Net deposits and withdrawals 4960O28.16 Your nvestment return DM:lendand interest income 412,6%.01 Chance in markot yaw 44,063.37 Value of your account Aug 204 Sep 2014 on Sep 30. 2014 $960.660.80 SDNY GM 00021077 Member SIPC CNF70001000SS2607NP7000293800000:0 0914 030S7SCOI co00 Page 23 of 100 CONFIDENTIAL EFTA_00131697 EFTA01273904 SUBS UBS Strategic Advisor September 2014 Your account balance sheet Summary of your assets Value on September 30114 Percentage of your ACCOUnt A Cash and money balances 232.73 0 02% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 968,428.07 99.98% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $968,660.80 100.00% Value of your account $968,660.80 Account name: r,, <i cm: 'A ELL Friendly account name: Account number: Eye on the markets Index Percentage change September 2014 Year to date S&P 500 -1.40% & 34% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Yourigvandal Advisor. SCOTT STACK MAII LYLE CASRIEL Interest rates on September 30, 2014 : I One-month LIBOR: 0.16% CNP70009006552608 NP7003296800 00033 0914 030575004 CONFIDENTIAL II tiyGm000IIMegt4 of 100 EFFA_00131698 EFTA01273905 UBS UBS Strategic Advisor September 2014 Change in the value of your account September 2014 (1) Year to date (5) Opening account value $970,207.64 $0.00 Deposits, including investments transferred in 315.09 1,012,764.19 Withdrawals and fees, including investments transferred cart -213.76 -52,736.03 Dividend and interest income 2,191.04 12,696.01 Change in market value -3,839.21 -4,063.37 Closing account value 4968,660.80 4968,660.80 Account name: Your Finandal Adviser: Friendly account name:~ . i. SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For cutposet, of Ins statement, raft ity of 'nines] .101 (Soden° in( ome ',os been determined frail a US tot 'craning penned:re. Brad upon the residence of the account holder, account type, or product twit, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The (Vent mOnt* statement ti not Intended to be used and cannot be retied upon for tar purposes. Clients should refe, to the amicable tat reporting Ions they recent. from 165 annualy, such as the (OM 1039 and the Forms 480, fa tart rep3Mng Information It IS the make or U85 to Me the asorclabe tar reporting forms with the US Mternd Revenue Sengt MCI PR Treasury Department and m such forms accurately asafy dn.:Roca ardor Interest as tar exempt or taablt income. neat coma! your indvdual tan preparer September 2014 (1) Year to date (S) Taxable dividends 2,191 04 12,691 43 Taxable interest 0.00 488 Total current year $2,191.04 $12,696.01 Total dividend & interest $2,191.04 $12,696.01 Summary of gains and losses Wives reported below exclude products tot which gam andlosses are not dassitcld Realized gains and losses Unrealized September 2014 (1) Year to date (S) gains and bsses (5) Short term 1.75 1.75 -1,062.85 Long term -3,434.00 -3,434.00 -1,780 83 Total -$3,432.25 -$3,432.25 -$2,843.68 Cash activity summary See Account eatery the month tot dela is Blanes In your Sweep Options are includedin the cpenng and closing balances vel ue. FDIC insurance 4:eliet only to deposits a UBS Ronk USA, rot to deposits at UBS AG. Parntoid Er and) or bank deposits paced through the UBS Intemehond Depcsa Account program. SIPC protection applies to innnty market sweep hold holdings but not bank deposits. Seeimportant ineermation about your summer* Co the last tens pages c% this document for atals September 2014 (5) Year to date (4) Opening balances $0.00 $0.00 Add bons Deposits and other funds credited 315 09 51,5)6.24 Dividend and interest income 2,191.04 12,696.01 Proceeds from investment transactions 162,684.91 162,684.91 Total additions $165,191.04 $226,897.16 Subtractions Professional management fees and related services 0.00 -1,394.91 Other funds debited -213.76 -51,341.12 Funds withdrawn for investments bought -164,744.55 -173,928.40 Total subtractions -$164,956.31 -$226,664.43 Net cash flow $232.73 $232.73 Closing balances $232.73 $232.73 SONY GM 00021079 CUP70303006552609NP70CO293800 00003 0914 03057500( CONFIDENTIAL 110000 Page 25 of 100 EFTA_00131699 EFTA01273906 UBS UBS Strategic Advisor September 2014 UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 80 .00 Closing UBS Bank USA Deposit balance Sep 7 $O.OO Number of days in interest period 32 Average daily balance 81.81 Interest earned 80 .00 Annual percentage yield earned 0.00% Account name: GNISLAINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important infomation about your sraremenr at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consdera non None selected Your account instructions • You account is currently coded for margin • You account cost basis default closing method is FIFO, First In, First Out. Your linenciel Advisor: SCOTT STACKMANLYLE CASRIEL CNP700033065526I 0 NP70C0798800 00033 0914 030575004 CONFIDENTIAL niStriticom_oorbleso26 of Igo EFTA_00131700 EFTA01273907 *UBS UBS Strategic Advisor September 2014 Your assets Account nen*: Your Financial Advisor: Friendly account name:~ . i. SCOTT STACK MAN/ LY LE CASRIEL Account number. Some pnces, income and current vaues shorin may be approximate. Asa Nat grins and losses may not be acuralely refkcied. See msporuor intounabon stout your statement a the end of the Oxumem for mote infornason. Cash Cash and money balances Coning Oriente Closing Waite wising on Sep I (S) on Sep 30 (S) Cash Price per share on Sep 30 ($) Average rate Drrldend IntereSt DaeS in period period 0.00 232.73 Fixed income Mutual funds TON reinvested is the Iota d at renverieddeidends h Ices not include any cash dock nds. it is not a tar lot for the purposes of deierrninng hdding penods or cod Dabs. The shares you receive each time you reinvest d udends become a separate tax lot. Con DM is the total purchase cost of the security. indudng reinvesteddwdends The cost basis may need to be Oustedfor return a capita teyrnentS in order to cletertrine the aluste0<oe De6rS tot tar reportind purposes. tiddrid Number of shares Purchase pricer Average price per share (5) Client investment (i) BLACKROCK STRATEGIC INCOME I Symbol: BSIIX Trade date: Sep 26, Id 15.825.243 10299 163.00000 EAI: 33,845 Current yield: 2 36% DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DEILTX Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 Total reinvested 130.093 10.960 EAI: 12,555 Current yield: 5 05% Security total 4,620.753 I 1.368 51,103.71 EATON VANCE FLOATING Unrealized (tad Cob a Mss is the dfference between t he curie rn vane and the cost basis and would generaly be your latetie gain or IOSS rf the security was sold on INS date. The unrealized Mb 9an or loss may need lobe deluged for return or capital payments in order to ()Menne the realized On or 1055 COI I& reporting purposes mmedment ream IS the current value anus the amount you invested. it does not include shares that are not reflected on your statement. indudng Shares that bait been red008S either 8 gain or a IOSS II EIS° COeS riot include cash dvdends that were not reinvested Cost Price per shay basis (S) on Sep 30(S) 163,000.00 10.280 51,103.71 10.940 1.425.94 10.940 52,529 65 Value on Sep 301S) Unrealized dam) gain or loss (5) imeprnent Holdnd return (5) period 162483.49 -316.51 -316.51 ST 49,127.81 1,423.22 50,551.03 -1,975.90 -2.72 -1,97842 -552.68 LT continued next page SDNY GM 00021081 C tIP7030;0C6SS26I I NP7003293800 00033 0914 030579004 CONFIDENTIAL 110000 Page 27 of 100 EFTA_001 3 170 1 EFTA01273908 *U BS UBS Strategic Advisor September 2014 Your assets . Fixed income . Mutual funds (cononued) Hddng Nurrber of states Purchase Arco AVC14¢ poet pet than (S) Client insist:11w (S) Cost bnis(S) Prxe per share Valls! CA on Sep 30(s) Sep 30 (1) LIAttentt0 Cia-0 imestrnent Hddng colin cams (0 return(S) period RATE FUND I Symbol: BEILX Trade date: lan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.020 49284.76 .874.24 LT Trade date: Jan 21, 14 2,727.687 9.210 25,122.00 25,12103 9.020 24603.73 -51827 ST Total reinvested 174.137 9.138 1,591.42 9.020 1.570.72 -20.70 EAI: 32,861 Current yield: 3.79% Security total 8,365.767 9.189 75281.00 76,872.42 75,459.21 -1,413.21 178.21 COWMAN SACKS STRATEGIC INCOME CL I Symbol. GSZIX Trade date: km 24, 13 4,731.710 10.469 49,541,00 49,541.00 10.590 50,108.81 567.81 LT Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,856.00 22500 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 248,25 ST Trade date: lan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.11 ST Total reinvested 201.293 10.593 2,132.39 10.590 2,131.69 -0.70 EAI: 44,031 Current yield: 2.79% Security total 13.666.916 10.545 141,991.00 144,123.39 144,732.64 609.25 2,741.64 HS8C TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.310 49,737.48 96.48 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.310 9,855.00 32500 LT EAI: 31,191 Current yield: 200% Security total 5,780.066 10.237 59,171.00 59,171.00 59,592.48 421.48 421.48 JP MORGAN STRATEGIC INCOME OFFORTUNTIES RIND CLASS S Symbol: JSOSX Trade date: /an 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.830 124,427.63 -126117 LT Total reinvested 99.357 11.903 1,18234 11.830 1,175.39 .7.35 EAI: 42,102 Current yield: 1.67% continued next page CNP7000901:6552612 NP7000293900 00003 091403057'9304 I ngt41YGMDOONS8228 of 100 Account name: GHISLAINE MAXWELL Friendly account name: Amount number. Your Ilnandsl Advisor, SCOTT STACK MAHLYLE CASRIEL CONFIDENTIAL EFTA_00131702 EFTA01273909 UBS Strategic Advisor (SUBS September 2014 Your assets s Fixed income a Mutual funds (contnuet0 leddng Number of shares Purchase Cad Average pnce per share (A Client Investment (S) Cost basis (1) Price per share on Sep 300) Value on Sep 30 (s) UnrealizedRad 93In °doss (I) investment Holdng return (S) period Smutty total 10,617.332 11.950 125,689.80 126,872.54 125,603.03 -1269.52 •86.78 JP MORGAN MULTI-SKTOR INCOME FUND SELECT SH5 Symbol: JSISX Trade date: Ian 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.210 98,542.23 •es2.6o LT Total reinvested 139.634 10.356 1,446.11 10.210 1.425.66 -20.45 EAI: $2,741 Current yield: 2.74% Security total 9,791.176 10.261 99,024.83 100,470.94 99,967.90 -503.05 943.06 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74351.21 9.810 72,603.38 -1.747.83 LT Trade date: Ott 2, 13 2,209.898 9.799 21,656.11 21,656.11 9.810 21,679.10 22.99 ST Total reinvested 188.417 9.896 1,864.65 9.810 1,848.37 •16.28 EAI: 13,214 Current yield: 3.34% Security total 9,799.272 9.988 96,007.32 97,871.97 96,130.85 -1,741.12 123.53 RBC BWEBAY ABSOLUTE RETURN RJNDCLASS I Symbol: RBARX Trade date: MA 29, 13 12,911.799 10.164 13123910 131,239.70 10.390 134,153.59 2,913.89 LT Trade date: Sep 24. 13 1,881.988 10.159 19,120.13 19,120.13 10.390 19,553.86 43173 LT EAI: $2,589 Current yield: 1.68% Security tote' 14,793.787 10.164 150,359.83 150,359.83 153,707.44 3,347.62 3,347.62 Total $961.628.49 $971,271.74 $9$8A21.07 -922143.68 16.799.58 Total estimated annual income: $25,129 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00021083 CNP7000300655261 3 NP7000293800 00003 0914 030575004 CONFIDENTIAL 110000 Page 29 of 100 EFTA 00131703 EFTA01273910 SUBS UBS Strategic Advisor September 2014 Your assetslcontrivedl Your total assets Account name: GHISLAINE MAXWELL Friendly account naine: Account number Vaue on Sep 30 (S) Tour Knancial Advisort SCOTT STACK MAN LYLE CASRIEL Percentae cd Cost Estmated your tt couru basas (S) annualmccrre (S) Dnrealzed gan or locs (S) Cash rixed income Cash and money bolonais 232.73 0.02% 232.73 Mutuel funds 968,428.07 99.98% 971271.74 25,129.00 -2.843.61 Total 8968,660.80 100.00% $971,504.47 $25,129.00 -$2,843.68 Account activity this month Date r. :Indy Dexription Amauntd) Deposits and other fonds tredited Sep 29 Transfer FM YI 23575 0100 315.09 Total disposas end miter funds (redites' 3315.09 Date Actibity Description Arnount ($) Dividend and inte rest income Sep 2 Cividend EATON VANCE FLOAll h-G RATE FUND I AS OF 081 29114 244.19 Sep 2 Cividend .IP MORGAN STRATEGIC INCOME OPPORTUN/TES FOND CLASS S 148.47 Sep 2 Ovidend PIMCO UNCONSTRAINED BOND PUND CLASS P AS OF Ce 29114 279.74 Sep 2 Cividend DOUBLE LINE TOTAL RETURN A./ND INSTL AS OF oa 29'14 204.95 Sep 2 Cividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0829114 290.84 Sep 2 Ovidend PRUDENTIAL ABSOLUTE RETURN BOM) FUNDZ AS OF 08/29/ 14 264.01 Sep 2 tividend 1P MORGAN MULT-SECTOR INCOME FUND SELECT SHS 312.35 Sep 2 Ovidend HSBC TOTAL RETURN FOND CLASS I 57.80 Sep 3 Cividend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 08/2914 155.96 Sep 30 Cividend Total taxable dividends $2.191.00 Total dividend and j'ouest interne 32.191.04 PIMCO UNCONSTRAINED BOND FUND CLASS P AS OF 09/29/14 232.73 Actiely Descrpuan turroal (1) Otter fonds debited Sep 3 Transfer TO YI 235750100 57.80 - Sep 4 Transfer TO Y1235750100 -155.96 Total miter funds debited 4213.70 CNP7000900655261 4 NP7000298800 00003 0914 030575004 CONFIDENTIAL I I eflerY_GM_0001M8430 of I 00 EFTA_00131704 EFTA01273911 (SUBS UBS Strategic Advisor September 2014 Account activity this month (continued) Account name: GHI!LAINE MAXWELL Friendly account name: Account number. Investment transactions for mare Information about the pricanolue shown or restricted securities, see (mooniest informaion gout your 'cerement a the end of this document Proceeds ficm investment funds WIN:lawn la Acctued Die mtnity Cescepton Ouanit7 ?duo ($5 Price (1) trarvLeetions (s) invoilants becalvi (5) imeren (S) Sep 2 Reinvestment EATON VANCE FLOATING RATE FUND 26.834 -244.19 DIVIDEND REINVESTED AT 9.10 NAV ON 08/2914 AS OF 0829'14 Sep 2 Reinvestment 1P MORGAN STRATEGIC INCOME 12.519 -14847 COPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT II.% NAV ON 08129114 Sep 2 Remwstment PICO UNCONSTRAINED BOND FUND CLASS P 24.712 -279.74 CIVIDEND REINVESTED AT 11.32 NAV ON 0812914 AS OF 08'2914 Sep 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.632 -204.95 PVIDEND REINVESTED AT 11.00 NAV ON 0812914 AS OF OP12914 Sep 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.620 -290.84 PVIDEND REINVESTED AT 10.53 NM, ON OB/ 2914 AS OF 0829'14 Sep 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 26.641 -264.01 DIVIDEND REINVESTED AT 9 91 NAV ON 0&2914 AS OF 082914 Sept Reinvestment 1P MORGAN MULTI-SECTOR INCOME FWD 30.266 -312 35 SELECT SHS DIVIDEND REINVESTED AT 10 32 NAV ON 08129e14 Sep 29 Sold PMCO UNCONSTRAINED BOND FUND CLASS P -14,422.421 11.280 162,684.91 FBOID 42697848095 Sep 29 Bought BLACKROCK STRATEGIC INCOME I ROD 15,825.243 10.300 -163.00000 42697891913 Total 5162,684.91 -S164,744.55 Ode Aanfey CM( optal Amount (S) Money balance activities Aug 29 Balance fawned 50.00 Sep 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 98,16 continued next page SONY GM 00021085 CNP7000700S5S7615NP70CO293800 00033 0914 030579004 110000 Page 31 of 100 Your Finandal Advisor: SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA 00131705 EFTA01273912 T UBS Strategic Advisor September 2014 Account activity this month (Continued) Date Money balance activities (tconnued) Sep 5 Activity Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09(04/14 Account name: GHIScAiNE MAXWELL Friendly account name: Account number: Description Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Arrount (5) -155.96 Sep 30 Closing UBS Bank USA Deposit Account The 1165 Pant USA DePeat ACC0unt IS your primary sweep cptedn Realized gains and losses Inc entreated !tallied gains and losses sloven below are not for tat pumoses. Please note that gain or toss recognized co the sale or reckaoticn of cenan Structured PrOduCts, Ike COntingkill Debt SecorriseS, may be cednary, and not capita, gain or loss. Please check with your ute achnot To caddie gains and losses. Ira liquidate t he oddest security lot first. Ins Is knomi as the 'loin lint out or CFO accounting method We use its method unless you specified which tat lot to dose when you placed your order This is known as a anus purchases or VSP order. See temoreant information about your statement a the end of this document for more Short-term capital gains and losses Security description Method Quantity a RurchaSe fee wake date Sat dale Sae amount (S) Cat base (I) Wash sale COO basis adjustment(!) toss (5) Gain (5) PASO UNCONSTRAINED BOND FUND CLASS FIFO 9.004 Feb 28, 14 Sep 26, 14 101.56 100.84 072 FIFO I2212 Mar 31, 14 Sep 26, 14 137.75 136.41 1.34 RFO 13.998 Apr 30, 14 Sep 26, 14 157.90 157.06 0.84 FIFO 16.671 May 30, 14 Sep 26, 14 188.05 188.38 -0.33 RAO 15932 tun 30, 14 Sep 26, 14 179.71 180.19 -0.48 1110 21.559 1 J 31, 14 Sep 26, 14 243.19 242.54 0 65 TO 24.712 Aug 29, 14 Sep 26, 14 278.75 279.74 -099 Total 51.286.91 51285.16 .$1.80 $3.55 Net short.term capital gains and losses $1.75 Long-term capital gains and losses Waal sale (Joann:), or Purchase Sale Sae Cost cost basis *Unity (*Kronen Method face tea to dare date amount (5) oasis (1) altotment(1) 1(aS (51 can (SI PACO UNCONSTRAINED BOND FUND CLASS P FIFO 14,308 333 tan 29, 13 Sap 26, 14 161,398 00 164,832 00 .3,434 00 Net capital gains/losses: .S3A32.2S $0.00 informaon. We may not ad int gans and losses to ell (Vial changes. We aummomaly adjust Cost basl S Tor to eeerept and AMT coupon munkett sec woks for estimatedant:citation of bondarenatans ate top accieteciOID for securities issued at ad:count you requested teat u85 scion coat ban for the bend premium arrortzation on tacatie debt securities then cost basis reflected for these securities has been adjusted Estimates in the unctaudted section can not be classified as snort terns or long term became informrnion is missing or the product Is one in which the patriots eau/non is not provided CNP7C0093065526I 6 NP7000298800 00003 0914 030575004 End of statement for account number CONFIDENTIAL niftliir_oic000liglita32 of 100 EFTA_00131706 EFTA01273913 Important information about your statement trA35 kande, Sleuth no Fit a U35 Fowl* Socket is a mentor of al pronal smarty. eamory aid gams odunges MOP renal' Servos and IS Band USA ay tidied 9ribullyin of 565AG and neat of 565 Soothes LC theFats Mart tonere 4 tattle won renal the fens enema* °keret rwe a 665 Ronal Serial lx 1200 Hater Wean! Yetielosa en NJ 0 70 PS 1h6StatiMent regrown the ally Warred:44 of pm UPS Fiona Senices account Other records. tan olloal sal (100.1fien”. conuhng conlOng doe should not be ;Wed upon if you beret tart 6 an area Con6We,. please • oo n trisidaety n tieing to thel3rach Manager of the once smog your traium Atheugh al norm ton are intended b be aC0.010. newt data Toad rot be used for sac 90'99%9 Fay solely on yearend la larm 0e., Forel 1099. SOO. 10t1S. etc) then peeping sour "tom Tot rt is r Ward by lad to man to the RS al taol le detects, repent/le non Oink dviands and taunt men eared on seclartes held n your ;Cour& nel proceeds on sale tranUctomi, and ma baksOncotah Cowered Snares Cammitiotione with the Firm • 919.0ete.c.alforrn any oral 0:ennale.ater6 el mitng to furter prowl your unti ncladm yoke roles undo the Wirth flew Protedon Act (SPA) • el foe Mont inset/iron on the top act of the fon of this noncom IS not ICS FinnOal Smear& ulln Maria Sevrescanes ref ncu" as darin broker by aralgernerd wed the Seated ndituton We Intoned Kw of this reurtionthp Mn you opened till adapt In this cant por finds and *wet re looted al% Wanda Sates rid na the orodung brchar aid you riot mat a repot of ay ow or ommisn to Wth In All name StaWrenc5 Shall be deemed COMM> and aurae 6 WA Opp:redto n WAN other 60 days • Please direct cuslunor conplants roan to the tins Client Rations D0ppatmema 201.3521699ot Ionia. al 000-344103. 8 00AM tot 00 PM ET Panda/ duoup friday. a in sang to uBS Mutat Seneat he. Cleo, Relelions Crepartment PO Box 766 Unon City NI O7(07 • hose of *mist( chresons atcut al &wont lands undo Ort) WI parrot ce U35 V4a• dith card tratadot call 806762.1000 o 'roe to L6SEnancal Won no. ICICO Harbor 8ud.6th I bat Weament. N) O7436. Ann INW8SA Seretes Cale Access can as 0W cart d you nk yWf stawnem or rearm 6 %Ong Of 4 to need more Motto" Lout atrayier on the siternint of recent The Fred Cr* Card Muer (as ap lOble) mug her tom you no tater tral 60 days alter the fim SOY you the fret SIXernent on Moth the env or probion towed - hone you nine and accont onto DI an - Denise the ear or the ratter you ay awe goo an rotten as dimly A )040n rely you Were 4 is arc or hey you need mere nlanution - Parade the donor num of thro mowed era The Pima C ad Muer of lattigate yOtrOMOIAnt and will anal any eta prorptly Plow mire al checks payalto to the Furor the financial nudism ndcated on ter front el the. datement haft in to agar wont tees. wourn may be tbfri to memento (0% charge: kr tae wont for seartus purchases and amyl for toped rots es ash. wants Act:0961111a at tottered to olhor nittutensrnay be wino to a vaster fee UN Sweep Options U8S offers °plan for sweeping cat balances. bances to bank &pouts at uln Bar LISA !SUBS AG Sonora halt Sark Swap hoirant now market maul Inds (Moncy funds) and the hrvationt Depose Accoint C0Alfor customers wed a, intentional trace Maugernent Arsouni 190..09* Bat Sweep Yr011ans. oth betimes are swept so 56$ Ora USA 1 kr estate-hid lene and then to 665 14 Started Brant a a Varney Fund Deposes at LOS SW USA are FOC muted n accordwe with oaks For war newton pate .,,it mow fee gor Depots a UBS AG Paired But an *ranch/Am, Finds tenet nsurn by the FCC. Through the iDA. width to rah balances are stow to deposct accounts x UK AG Newyork Branch an UPS /4 Caplan Brant theserkposes zee rice need by We FIX Baltic., heU a the LOS AG Carat Brat are toupounly oposeil to the scortar rcli of theCarnal hands, and there 4 no marinate( other ob linen of 165M3 no way the tralalCeS Mee On the ul5 Copious Brady, boas Douses at uBS Bat USA and each UPS AG Brashneat proton by PPG MoneyPond shies are pawed by SPC See 'WS Fenalcal Seures taunt Froth:non' Olio Open you roper: f, batres n tie Oar Step Programs or DA may be vim/am and dotes of a Wanedfend maybe hquidata and thewatt returned to per er your studies lackal father nlemorn tout taltle weep opium. ncludng anent merest ram, and yields. 6 a.itibie wen. ubSCOrrlemrepvii0t km your Floral MvilOr Cr by Wing 8067624000 UPS Futrecial Services awns peetutien The Fin liar...enter of the Secure.; Mega Protection Gnomon (WO. With pro teas tomes wouns of es mortal to to 1500000 (naeda; 1250000 for dams tor oat) The 5PC we memo, tarot apish to all nows that neaten n a patter* twat to fort together wfh anti Adam. has also Fantod uppiancoas ammon The nomun mount payable to all WOW dorm conMvel/undvthis protwron is WO millon as of Detarter tO. 2013 Sawa to the poky waken aid Inuatcni oh at ere Fern 6UnSpaeaed let ape SI 9 mdkn none a)Jegate to all your atanis held n a pall:War canonry A full copy ol the port-arm...dog 6 tailorupon retest The SIC pro learn rid the stoolenentai ;ratan both do not 4919 to • Courranancial axes controlled by (and tided n)Wr account mho) but held awayfromlASFina,cal Sewn leg anan (lot a IBS Bark )caXi U3S AG Stanford brands. (d) nsuraxe moans. ricking unable amain. and 04 Owes of mutual lads acre sour shares re registered rawly n the nine of the antint Wife on rebooks and records of the Athol* OW or tinder agent • (erten roormeni contra" or norm% roams (e9, Imbed parowshos aulprvaeplxwents) that se rice registered cadet the *Vibes Act of 1933. and • Como:dims annul to 9 . fangs erethary* and preiam teal contact &Win fuwes commas and o' fo WY WW1 comas The SF< protection aid trer wiplerremai prowton do not tray to these assetseon if They Otter* appix Cart swentints The WC proton and the Apphowit prOtt0911 do rot greriecl again change, n the nine vale of nos fuestinents harther as meson of Matti nourrent. rzuet barrepaY0F 'Maw) More Wootton a rabblewen request Yu, may ',bun roue Morten abort SIC. ndudng the 5PC Shaft,. by cormwr6 SIC at 202-37I 43300 cc by tang tie SIC veto armor auc ect? Dividend Re invesmont Program ORW) theta, aneCed al treat prier VW map °bean the actual prce from your friumal Adios Only Mole thief Me Fe/Coaled under MP. patelyres coil be sold and the cat unl be deposixd n you wart to triton ratestnea pro tithed by the Issuer may deter from the MOO Frke a whdl the partial don re sold Cattisrlion Only mole unin Int be held in y9ur axont f you are entitled to atonalme at amen of a addend phront or ~pity the kw wit ether al partialness mate rice a atom an now daunt by a registered &art agency and cede you account lavestont °bleats The not Macon and nt prof in are speck to eat aCCCuM aid mhr vary (elseei flea. adrere the Inn prompt Ir in wring of any Kilkant done in your Manor stuaten or ticestimo Moore; For each xcoure held. you choose one of thetoloran out obrectits • Paola Currey :acorn, Mestments who; the rOfeJ11,41 of nom eonly • AthereCepeablaplonon rognyntswering growth prncpal OW than the gennaon °I name • fwarceCorobernon of more and CaphaillY *wpm n. mans sea en both he pertain of Mont std gobs 44 prnciPal Orton ask profiles • Cornier, Sett to mint Mit thipat Mahbw risk and rat lity to the acccvnt writ wend era mean the aocount does not ginerate Ostrom 4%00190f rRamsnd myna keep pace will inl Loon • A4344Ntia ii4969 to accept some OD to cenaPall ad tolerate corm sat lit t seek higher routs • Aggrosnie Ming to wet hgh nit to atopal aid hgh vatting teeth."' mum over tont Statonontiouselokling" We nay consolidate al ceded eCCOLrit StatiMMIS Mel the unit addicts in the Same Mokpo Adorns rrdy be related fa this prewie beano they haw omen oho alt matin pint account rilatontps rah oho dents at the same address Ths practce a known as thouteradng • t you relit to realm iMirdual Asterrentl.nuiled n wow CONFIDENTIAL eneekom — sou may acne heuseholing by ding your Fonda Aden, Friendly mount norm tuition* recur nate retkas Warman that you morn on the Minx online Dozes vette It 6a customizable *mature chosen by you Yr au you will nor reaecfreirrli It em no kpa effect on tour arum You on done sox Frealdfy wan Hanes. through CM ese Somas a bye:noon pas Mance) At boy Account our vie • Vabeitf Set accounapx ant NOt 01.35SetS aid hat:Altos • Asset Inch*, acaltte cat balarad ohm to. roseteed wonky 1 rid Gkbarme Dwain, unroll:of marks to martet and ratan a:RCSea held by he Fern Does rot nchdeunanced omaltelassets at dyeerrant the pror and trot wawa pooch a Pone Monmerls) moved int colter and tee6Le Ott [plum • Ones harts at I baincet outstandit mans hat croft ine shot account balances • Ca Marty bison Toes or windy-led aniabse cat brances. DO U35 Bar VW Copan babies. 5115 AG Surf ad Boot depose balances and axon mast mutual Ind weep Waxes. at the dose of the statement penad Non.(orrencd Ey tee aeclit balral n yew aCCOuni arena incepted from onto batten an tee Pommy use ci these finds n entry course of es Wats These funds Ire 9.99bit tpon pLf demand This total 6 I/larded in to wins pored dash; value Linden information Rs toad clonnanon on dyer run Teuton p • nos and do:locum, Mato rhr Chins Relli oahp Mreenell or 49:01.nt Arl•Ten: rod the Genera Tows ad Condemns Staftalelt a Cfecit halosaaaafk n Agreetert and Der &vas a 122322iledgatjarigagnagra fluctuate Yost Stateriltril telnCeSSeCulteS and Other a/WSheld n the .KCOulnai the end of the salernint period You may ale to &toy of July pad ratites ar sy one You may recto wont used a her collateral ate Wan an balance cue on teen My Wanton triertief led no the im tang the women period an hod at MOW va• a of the end of the statement period • Cott but n ditionnng newt tans of the sedates inflated n this statement. Moe notated web the tinter ' (IBS Final Stroceshat meted on Wanton Maned f ran sources other than IBS Finnoal %Neff. iletidng Illanntern Iran wets fin or that you may An pro/Molt you Inmost tura The Finn does not nawnderdly way Or guaranty to way a unity of any itorrnaon prondod by sources Wotan 56S Enna, Stith in addrien though UPS Fiancial Sankt queenly updates the domain as e 6 renal the Fit does rot prod& any assminas that the niumation ender 'Cost bale at 'Unrealized pariahs" is atrate a of the doe of this Unalall At suet, please do not rely On this intent On to make widow cc sae dedans la tar purposes a creservia ACCcealb tautened to teem may Whet guirito nlormain ore y kr to pead of tine they ay held a the Piro Morehizonol nitration car be added by yOu'Firtina9 Admix • Unlimited palm/buts Won data is /ratio comet anyartcl lam 'ilia or crocliand ice SDNY_GM00021087 EFTA 00131707 EFTA01273914 Important information about your statement (Con Untied) Miatialsearity kw the fl ea:liondata fa Mamba lot mayor ma, not ref km conmissans chages ace sewmy reoisuncalat, moms DrIfend terl other terrorism lots and systomutio pods. lots at oath orttmed to dispay one weaned lot the • trade dae cobra, piestats the *Simi Magri co Vardar • Gleba* korkint Porch and preferred nook thai Me issuer cant for estyradercnonml best/Wad email* by lot tom anon 8A skunk-sof that oar held now name a n nom:rename for o.s claws Cat fern 'Mammal is oared loom thrd palm aid iis roar, is not skimmed Othe call leases nay Bost Mich could affect mkt compkte Mama Ion war be goaded upon reCue0 • Cerrircatos of deposit (CDs) CDs ate FIX mad opt $293.000 si atonal and Saud fetter pa depositor and per climmory imitation rt accordasa with iDe: nibs • Eras/value roes doplawd fa YKUnaes aid Otte produces may by !who, a lower that Yep price that you YrOUI2 a3ually reCeve in the make; PrCeS are atoned from vanXiS tad party sources rah wetermto to reline, but we do not gamma eel' ataxy - Wo gorsoraly use sew dosng pm* when sealable a ten Mee', a IM bid aid ask Aces Ice Ivied WIC** and optscis OF on bd pros I or OTC sort es - Lac aaveli bated wanes maybe rate tang a ratan model a Moms; mean pia we aboard ridmayor ret lea an action maltA prix or WM - C enan porton may £pea YnalCut Apo:band sill show a force ens not mailable' II we at talkie to obtan a pone for a security - Down or smiles denominate." n artatoes other Mn u S dollars are reflected a the wdubgerat as of the slatarrent date - For artati ware es vadeg n non-can:4min deromnatnew. pce and quality dace vane) may ha* been Mg-Medea frigate propevauson To obtain Cumin: rertran. Wan eatable. areas yos Fraancrl 44, 6or • Mena Invostrrenla tend Muddied products. Pneate Mamma seaman Cnotning dire, pairmaion prOtyall aid real our onarnem tan rooms/ aid Waived produas se gnWaly hghly MSG d Celan disarm Koala s tare nor brem roadored wen the Seatoes and &Oat+ Carywnsion a under any state statutes tams We provide esimaed sakes la abate Mennen SectinteS and stoats produces for Marna coalpumom only Acanacye rot 9onolool - the* vattes maydiffer sthstantany Man VICK day at ends fl oat, mostrnere securty a endued promo maybe naught a sold aid do not nets:ally worn, the war you may Naar uPan 'Written - BIM prty ',SIMMS of Yak are as of a anan Ore aid re molted to UtS Sward Sonars on a regu lb bass by an ereperrent oration km mew, royal PaTar Cespcosor Sowed wart if my. ate wiled to tie Frm by the mom general painer a sponsor and may be Obraled based en allarent Mornation from that used by thtd pries to dente thee estiroted Yarn - You cal cbtarn al:InKtud ittormato regaling the rrottodology used to Onetime the tweak of venue and it* dace of the hfonn.von that Is the ban fa Me mann Mat-mond your Acacia Adisor - Thad party *stirred vibes may be reflected as 'Not priced' n sewed saran when an ittlepentent valuation IT Ids not %poled cc 6 unable IS assign value when we Damao awn Mal a rniOnli evert ha created tha may calla creviyusly reporied vat* no CpUbSIOn. a +Monroe)? nand be hgry mecutatre duo to coo na us. of the :tarty - Men !skim an Muer rent wow a sponsor inflated warned a 1, rdpagy est Maud oh* is provided the Mut of the ratty wA bediliatni ton As piths•• pna - 'Dittrbaiorn to ego' nit Mawr Man of GAAS. racer* a both • 00344 uno sew' re:resents. Me natalobeying price per oat a-.5 may not rifled you cos bath • ItlyStriCted nebritin Restricted senates ;merry are not away agiae for p.014 Salo IRS Inaxia Strna*1 Wes the matte price of Ma inntsuidod nod( of Ow sane atonal mutedwar for the retard ma Pr purposes of and safes. tit on* To the cairn area ter cted seurnel it ebible for sale. Me NW imelnd may be wintantity less man the impend nitre thovn • Est. Imairnatod) ncaa, arreatyitlds and rata. An tstinato 01 aw,S name is based on amen, canker and ninon ram, waning tee rarities will be hold lot one yea from siaement date or vita marry This estimate is on a grating accuracy and antnued ocome se no marked - E4 rated arnual Mame and amen yield for Cerlan IWO'S°, *cokes mold induct* a rettrn of drincloa or Gnat gam n nOkt, 014.the tit Wane (aid come yeld)would be °remised - Estimated antra exome aid Nan{ *al aid the actua 0.00a4 and veld mght be Mom or hgher thm the ni -noted morns - An ninth. el inroolgal worn. (dvidind ander mewl) laded by the &real maket variant b3131CaelalSed CO the LW dirobid or mired pogrom made byte tom and assures cur seam Ws Moors MI be hold f a one you Mon the statement dm, or torn-worry Anoxia and conthred mid ae not warner • Arra not held by has Binomial Snake Conan asset', le cot held byte km ad not with' the Inns possession or anvol rhea assets at comtkod on your stakown for inionnatonal proses one Positionsad yam premed are prosiled by the swig Min IRS f 'sancta Sindon n not corona,* kr this idormann and does net gine* es dowry these assets Zeno, protected by SVC or MO Fern's Supplemental Sat conaga • Revenue dialing and addklonalcenmentaden. - m additnn to caninissom on sales awl I 2b.1 hes wowed in connects" with the data:Non of masa funds to or chants we mdice our Striae rare Meru* Marna papitnu from doubutors ardor 'Orson of the otnual kinds Mat we sell Motto assorts ae bared on two different comporonts fJ the mount 01 saksby uBS of a OMICULWrfuluil lund !inlay to ow dens. ad SI, Me me wake of a pamilr maul 1tnd fanet "wet heal a ten I ivn - We aid cu alf Are *xi image retworkng and onmtmprocesong lees n mrtskiaton for transfer agent sakes that we proud* to the ri tual funds Thew foot genet" at pad Iran loonier arts n the mutual hod rd at a tied doll? Snarl based on the noire of =anis at the troker-dear hottingmutual lads of Mat had laniV - m aka ion to comnsvonS teemed n ornection wen the dorbution of aviaryaro= ad wit wo b,•ac Matt unit to our dents we ands our ark* races* mere* Mang <O'Meara:0 km Marfa( coo narrancocompauts indemnity the awry contacts atilass of Ma instancenormal:Ps or sponsors 04 the urn lloniffbell WOOS we &Astute - Ott /Mimes also rake trading coma/Issas an1 other compassion from mina had, aid mkt axe Coocalits *taw For:bats we dist butt, - We trate as amuse tee tarn LBSSaili USA ad UBS AG Marked Brach 01 up to 12$ per account swotting to to banks wok, tee IBS Bra Sweep Program ASA" infoonaten rasurdng catmint" ad other charges roared annemon miti the meorlon ot wages YAWN (Oen Valsactons has been educted co conlinnrons promutty frothed ayou. and wit be proticktf to you pomp* on Nary Short selling it you asengaged in Ton se4hp a warily you may cos a Mate** to canon borrowing cosis la teal palcula 920X4y Open Orden RO9rdio2 (Oen gd selled • orders that were not 0090;ted by the date open buy ald sell Step orders are reduced by Me annum of Widest or rghis an ow &Windsor armies date ram nonfood athwart* by you You ae rettornble for orders that are executed dr to your fakir to cancel exorg open orders Tax withaditg en faserbsitiono fume UK Pinatas' Sento IRAs itarsal tar tarr tenures LOS filarial Services to withhold Moro tat from pa la/Skim elfstnbicen tut you may dm not Ion** Kano la* wehholi or instead. you nay Nees to have la( writeld a brae a ri a Mad anoint at you choose Yes Moon ea Wain n effectunti rewind by you You may mock* your election a ny lino by m.tog a nen Owen If you do non haw *much name tat wettn44.11r011 'Our dariautiOnS. yOu maybe remomble la the prior of klittttallat. YOu rnaynarptnaldS d the anoints *AM..] and yda estimated tat paininis se not Olual to yOu'ixobliprioi Privacy To obtain a cony of or arced Cane hasty Nair Ira* anion, yam F natal Advisor arrow waterer Y. awry wat <monocracy IOSFinaxialSawees 6 rot a bat the NM. Fumes SOVCOSAaotot BSA and MIA aebraerage a0XuntS vtilm provide access to bat rep services and produces though anzgenients with affilatel bilks rd other thid partybalks. and Fordo; across to barrio and amity prod.laS iszed bysnailnoted Minitarty Moan" conmams through man agency lubstaa es of utS Malden Savo.% IX irreprnast. mutate aid amuly products Pat IDC hind • No bank summer May bat vain teA& ReSOLIO2PAziaordni Acosta. Burins Smack ACCOMII BSA. Iltela and ntemabona Resource Mmagerrent CONFIDENTIAL ACCOult am rflidlOred mace mats a LOSS Fnaxial Services M yea $91311110 is a review...0 smitemar of visa tern coal LEK Wa Sognabre reed cads ad MG Wa din cads at issued by USS Bak USA weh matnoson from v ea u S A torparauxi UBS Financial Senres Inc P4v 201407 SDNY_GM000210&B EFTA_00131708 EFTA01273915 /It UBS UBS Financial Services he 299 Park Avenue 25th Root New York NY 10171.0002 UBS Strategic Advisor October 2014 CNP7005748001 1014 Y1 0 HIS IN MAX LL Account name GHISLANE MAXWELL Friendly account name: Account number Your Miranda Advisor. SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Ananc4 Advisor or the Value of your account RMA Resoureeline at BOO-RMA. I 00n. account- on September 30 (S) on October 31 (5) YOur assets 968,660.80 968,500.65 Kat our websIte: www.ubscomffinancialservices Your liabilities aoo 0.00 Value of your account $968,660.80 $968,500.65 Tracking the value of your account ThcLr,and$ 968 7 968.5 • • Sep 2014 Or. 1 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits arid withdraNalS Your tiveS1311eilt return( Dividend and interest income Change in maybe vat* Value of your account on Oct 31.2014 3968.500.65 $0.00 5960,10738 $1427906 .55.885 79 SDNY GM 00021089 Member SIPC CNP70003005748001 NP7000189796 00003 1014 030575004 000000 Page 23 of 98 CONFIDENTIAL EFTA_00 I 31709 EFTA01273916 *UBS UBS Strategic Advisor October 2014 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of your account A Cash and money balances 531.31 005% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 967,969.34 99 95% E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 3968,500.65 5968,500.65 000% Total asset Value of your account 100.00% Account name: Friendly account name: Account number: Your current asset allocation D Eye on the markets Index Your Nnuncid Advisor- SCOTT STACK MANLYLE CASK'. • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% Percentage change October 2014 year to date 2.44% 10.99% 2.75% 9.90% -1.45% -2.42% 0.98% 5.12% 047000005748007 W7000183796 00003 1014 0305750O4 CONFIDENTIAL ONION_GM_0002Rie 24 of 98 EFTA_0013 1710 EFTA01273917 *TTBs UBS Strategic Advisor October 2014 Change in the value of your account October 2014 (5) Year to date (I) Opening account value $968,660.80 $0.00 Deposits, including investments transferred in 1,300.00 1,014,064.19 Withdrawals and fees, including investments transferred cut -1,220.78 -53,956.81 Dividend and interest income 1,583.05 14,279.06 Change in market value -1,822.42 -5,885.79 Closing account value $968,500.65 $968,500.65 Account name: GHISLAINE t , Friendly account name: Account number. Dividend and interest income earned For purposes of t rrs statement, tacabty of 'nieces] am doirdena income nor, been determined from a us rag repotting perspedire, eased upon the residence of the account holden, account type, or product two, some interest ander deidend payments may not be subiect to United 51*es (US) ardor Puerto Rico (FR) Income tares. The tient monthly statement is not intended lo be used and (*riot be reked upon for tar purposes. Clients should refer to the apiglictle tar reporting forma they recent. from OBS annualy, such as the Forms 1099 and the Forms 480, for tar reporting information It IS the precut Of U85 to Me the doplicatle tin reporting forms with the US intern.8 Revenue Senice and PR TItt6Ugy Department. and in such forma accurately clsofy thidenct ardor Interest &slat exempt or tat income. Pleat comeult your indvdual tax prepare( October 2014 (3) Year to date IP Taxable dividends 1,583 05 14,274 48 Taxable interest 0.00 4.58 Total current year $1,583.05 $14,279.06 Total dividend & interest $1,583.05 $14,279.06 Summary of gains and losses Values reported below exclude products for which grans and losses are not classified. Realized gains and losses Unrealized October 2014 (1) Year to date (1) gains and losses (1) Short term 0.00 1.75 -2,222.66 Long term 0.00 -3,434.00 -2,443 43 Total $0.00 -$3,432.25 -$4,666.09 Your II sandal Advisor. SCOTT STACKMANLYLE CAMEL Cash activity summary See Account actowty the month tot deta Is &dances In your Sweep Options are indudedin the cpenng and closing balances value. FDIC insurance acciies only to deposits MUDS Bank USA, not to deposits at LOS AG, Siarr/ord Ranch or bank deposits placed throngs she UBS intetneruarted Depose Account program. SIPC protection applies to money market sweep fiord holdings but not barn deposits. Seeimportant information abhor your statement on the lad two cars d this document for Cetals October 2014 (1) y ear to date (S) Opening balances $232.73 $0.00 Additions Deposits and other funds credited 1,300 00 52,816.24 Divdend and interest income 1,583.05 14,279.06 Proceeds from investment transactions 0.00 162,684.91 Total additions $2,883.05 $229,780.21 Subtractions Professional management fees and related services -1,220.78 -2,615.69 Other funds debned 0.00 -51,341.12 Funds withdrawn for investments bought -1,363.69 -175,292.09 Total subtractions -$2,584.47 -$229.248.90 Net cash flow $298.58 $531.31 Closing balances $531.31 $531.31 SDNY GM 00021091 CW70008005718(103 NP70C0183h86 00803 1014 030579004 CONFIDENTIAL 000000 Pegs 25 of 98 EFTA 00131711 EFTA01273918 UBS UBS Strategic Advisor October 2014 UBS Bank USA Deposit Account APY interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $452.09 Number of days in interest period 29 Average daily balance $80.40 Interest earned $0.00 Annual percentage yield earned 000% Account name: Your financial Advisor: Friendly account name: SCOTT STACKMANYLYLE CASRIEL Account nuntber. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you France' Advisor or Branch manager You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Rimdry Moderate investment eligibility consvferauon None selected Your account instructions • Yew account cost basis defaultclosing method is FIFO, First In, First Out. CNP7C0C9305748034 Ne70C0I88796 00003 1014 030575004 CONFIDENTIAL coggyjwGm00021lnat 26 of 98 EFTA_00131712 EFTA01273919 taUBS UBS Strategic Advisor ()tither 2014 Your assets Account name: Your Financial Advisor Friendly account name: SCOTT STACK MANILYLE CASRIEL Account number. Sale pines, incoMe and current values ShOrrn May be Epproxenene. AS a testi. Ord aid5055es may not tie accurately refkcled. See Assonant intantabon anout your statement a the end of the dxurneM for more infornalon. Cash Cash and money balances Cash and money balances may include avaldole cash balances, UBS Bar* USA cpost account balances, UBS AG Startord Branch deposit account balances and money marled mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vat n applieeble limits, but are not poteded by SIPC MS AG Stanford Brant h deposit account Mantes are not insured by FDIC and are not protected by SiPC Money market sweep balances are protected by SEC but a* not insured by the FDIC. See the Important information about your statement at the end of this document for de ails about those bSances. Hddng Cash Covina Wane. Cloung tdaxe on Oct 1 (S) on Oct 31 (I) Price per share on Oct 31 (1) Average rate Drilekncl Interest O291 period period cepmount (S) 232.73 0.00 l/35 BANK USA DEP ACCT Total 000 531.31 250.000 00 $232.73 $53131 Fixed income Mutual funds Total reinvested is the total al a reinvested dwdends does nc4 include any cash cludends. II is not a tax lot tor me purposes ol determinng hddng perpds or cost bass. The shares you receive each titre you reinvest dudench become a separate tax PI Cost OM is the total purchase cost of the security. Inducing renvestedcludends The cost basis may need to te alustedfor return cl capital payments in order to deteernne the a:lastedcost basis for tax reporting purposes. Unreabzed (tar) gam or loss d the dfference between the current value and the cost basis and word generaly be yew unable gain a loss if tre security was sold on this date. The unreshred (tax)gan cr loss may need to be alusted for return of captal payments in ceder to determine the reviled gain or kiss Ice la( reporting purposes mvestment return 4 the current value anus the amount you invested. a does nos include shares that ale not reflected as your statement, inducing shares that hare teen realized as either a gain a a los: It also does nee include cash d5idends that were not reinvested Hcldng WIMP( of shal es Purchase pncV Average price per share (S) Client investment (5) Cost basis (S) Prue per share on Oct 31 (5) value on Oct 31 (3) Unrealized dam) initstmeM Hddng gain or loss (S) return (5) period BLACKROCK STRATEGIC INCOME I Symbol: BSIIX Trade date: Sep 26, id 15.825243 10299 163.000.00 163.00000 10.260 162,366.99 -63101 ST Total reinvested 0.858 10.279 8.82 10.260 8.80 -0.02 continued next page SDNY GM 00021093 C HP70307005748005 NV7003183796 00033 1014 030575004 0000co Page 27 of se CONFIDENTIAL EFTA_00 1 3 17 13 EFTA01273920 4tUBS UBS Strategic Advisor October 2014 Your assets . Fixed income b Mutual funds (cononved) Hddng Humber of shares Purchase once' Average peke per %hate (1) Client imminent-it (S) Cost bask (3) Pre, per Share on Oct 31 (1) Value on Oct 3I (1) !Area:lied Rag gain odds (5) Investment Hddng return (5) period EAI: 33,846 Current yield: 2.37% Security total 15,826.101 10300 163.00000 163,00882 16237679 -633.03 -624.21 DOUBLE UNE TOTAL RETURN RIND INSTL Symbol: DBLTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.970 49262.54 -1,841.17 LT Total reinvested 147.438 10.958 1,615.69 10.970 1,617.39 1.70 EAI: 42,514 Current yield: 4.94% Security total 4,638.0% 11.367 51,103.71 52,719.40 50,879.93 -1,839.47 -223.78 EATON VANCE FLOATING RATE FUND I Symbol: 080X Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.010 49230.12 -928.88 LT Trade date: Ian 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.010 24,576.46 -545.54 ST Total reinvested 200.563 9.123 1,829.78 9.010 1,807.07 -22.71 EAI: 12,878 Current yield: 3.81% Security total 8392.193 9.188 75281.00 77,110.78 75,613.65 -1,497.13 332.65 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.480 49,588.32 47.32 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.48) 19,649.75 18.75 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.480 21,680.69 20.69 LT Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.480 50,200.97 -958.03 ST Total reinvested 224.296 10.593 2,375.99 10.480 2,350.62 -25.37 EAI: $3,915 Current yield: 2.73% Security total 13,689.919 10.545 141,991.00 144,366.99 143,470.35 -896.64 1,479.35 HSBC TOTAL RETURN RIND CLASS I Symbol: HMO( Trade date: Jan 29, 13 4,824,198 10.290 49,641.00 49.64100 10.390 50,123.41 482.41 LT continued next page Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 14nandal Advisor: SCOTT STACK MAI4 LYLE CASRIEL CNP70009005748006 NP700018879600003 1014 030575004 CONFIDENTIAL COMINT_GM_0002%18 28 of 98 EFTA_00131714 EFTA01273921 UBS UBS Strategic Advisor October 2014 Your assets . Fixed income . Mutual funds (contnuecD Purchase pike' Number ver e Wiring of shares Apet share (f) Trade date: Jun 27, 13 955.868 9.969 EAI: 41,191 Current yield: 1.98% Security total 5,780.066 10.237 JP IV/ORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: /SOSX Trade date: lan 29, 13 Total reinvested EAI: 42,104 Currant yield: 1.68% Security total JPAAORGANUNCONSTRANED CEBT FUND CLASS SELECT Symbol: .ISISX Trade date: /an 29, 13 Total reinvested EAI: $2,750 Current yield: 2.74% Security total PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PADDC Trade date: /an 29, 13 7.400.957 10.046 Trade date: Oct 2, 13 2209.898 9.799 Total reinvested 213.214 9.886 EAI: 43,203 Current yield: 3.32% Security total 9,824.069 9.987 10,517.975 11.949 109.229 11.897 10,627.204 11.949 9,651.542 10.260 171.280 10.329 9,822.822 10.261 RBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 Trade date: Sep 24, 13 1,881.988 10.159 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Nnandel Advisor: SCOTT STACK MANILYL£ CASNEL ien investment(1) Cost Oasis (1) Pnce per share on Oct 31(7) value on Oct 31 (f) Unrealized844 irwestment tiolOng gain odors CO return (f) period 9,530.00 9,530.00 10.390 9,931.47 401.47 LT 59,171.00 59,171.00 60,054.88 883.88 683.88 125,689.80 125,689.80 11.800 124,112.09 -1,577.71 LT 1299.53 11.800 1288.90 •10.63 125,689.80 126,989.33 125,401.00 -1,588.34 -288.81 99,024.83 99,024.83 10.230 98,735.27 .289.56 LT 1,769.22 10.230 1,752.19 -17.03 99,024.83 100,794.05 100,487.46 -30659 1,462.63 74351.21 7435121 9.830 72,751.40 -1,599.81 LT 21,656.11 21,656.11 9.830 21,723.30 67.19 LT 2,107.91 9.830 2,095.89 -12.02 96,007.32 98,11513 96,570.59 -1,544.64 563.27 131,239.70 131,239.70 10.350 133,637.12 2,397.42 LT 19,120.13 19.120.13 10.350 19,478.58 35845 LT continued next page SDNY GM 00021095 CW70303005748007 NP7003193796 00003 1014 030575001 000000 Page 29 of 98 CONFIDENTIAL EFTA_00 I 3 17 15 EFTA01273922 4t UBS UBS Strategic Advisor October 2014 YOU/. assets . Fixed income . Mutual funds (continued) I4ddng E.AL 42.618 Current yield: 1.71% Security total Total Total estimated annual income: Account name: GHISLAINE MAXWELL Friendly account name: Account number: Purchase puce NurrOcit Average vice Client of shares psi sham (I) investnamt CS) Cost Price per share twit(!) on Oct 31(!) Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Value on Unrealiredlta-0 imestinent Hddng Oct31 (S) coin orlon(!) fetus(' (I) petiod Your total assets Cosh Fixed Income Total 14,793.787 10.164 150359.83 150359.83 153,11569 2,755.87 2.75587 525,019 5961528.49 liSue on Oct 31 (5) 3972,535.43 Pexentaged your account $967,969.34 Cost !MOS (S) 44,666.09 81rnaterl MMUS in(Ceme 55.340.85 unreasztd (gin or loSS (S) Cash and money balances 53131 0.05% 53131 Mutual funds 967,969.34 9955% 972,63543 25,019.00 .4,666.09 $968,500.65 100.00% $973,166.74 625,019.00 44,666.09 Account activity this month Date AMA, Description AMOunt (5) FM Y1 235750100 1,300.00 Deposits and other funds credited Oct 16 Transfer Total deposits and other funds credited Date ACII,.Iy $1,300.00 Description AnlOunt (S) Dividend and Interests acorns Taxable dividends Oct 1 Cividend EATON VANCE FLOATING RATE FUND I AS OF 09/30/14 238.36 Oct 1 Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.79 Oct 1 Dividend BLACKROCK STRATEGIC INCOME I AS OF 093a14 8.82 Oct 1 Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0930' 14 189.75 Oct 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CLI AS OF co3o Id 243.60 Oct 1 Oct 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUND Z AS OF 0930/14 243.26 Ctvidend .IP MORGAN MUL11-SECTOR INCOME FUND SELECT SHS 323.1 I Oct 1 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80 Oct 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 09301 14 161.56 Total taxable dividends Total dividend and interest income 51.583.05 41583.05 CNP70003005748038 Nen:alma% 00003 1014 030575004 CONFIDENTIAL 00NONY_GM_0002%98 30 of 98 EFTA 00131716 EFTA01273923 SUBS UBS Strategic Advisor 2 MI Account activity this month rcontilvec0 Date Acthity Desc0rMon Fees Account name: Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Anxnell -1,22038 Oct 24 Fee Charged QUARTERLY FEE Total professional management fees Investment transactions For me Information about Ite price/Wye shown for mudded securities, see important in formai:* about your statement at the end of this dxtrnent Ole Acthity Desoloon Quantity %Sue ft) wice Proceeds Iran investment nans.actions (s) Funds Wthdrawn fo inweSlmentS bough (S) Accrued imerest (S) Oct 1 Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 9.02 NAV ON 09/ 3('14 AS Of 0930114 26.426 -23836 Oct 1 Reinvestment 11) MORGAN STRATEGIC INCOME OPPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT 11.83 NAV ON 0930/14 9.872 -116.79 Oct I Reinvestment MACKROCK STRATEGIC NCOME I DIVOEND REINVESTED AT 10.28 NAV ON 09'30,14 AS OF 03,30I4 0.858 -8.82 Oct 1 Reinvestment COME UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.94 NAV ON 0913014 AS OF 0930'14 17.345 -189.75 Oct 1 Reinvestment GOLCMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.59 NAV ON 093014 AS OF 091014 23.003 -243.60 Oct 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 DIVIDEND REINVESTED AT 9.81 NAV ON 093014 AS OF 0930'14 24.797 -243.26 Oct 1 Reinvestment .IP MORGAN MULTI-SECTOR INCOME RIND SELECT SHS DIVIDEND REINVESTED AT 1021 NAV ON 09/30,14 31.646 -323.11 Total -11863.69 Odle Activity Oescrotion Amount(I) Money balance activities Sep 30 Balance forward $0.00 Oct 1 Deposit U95 BANK USA DEPOSIT ACCOUNT 232.73 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Oct 3 Deposit U85 BANK USA DEPOSIT ACCOUNT 161 56 Oct 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1300.00 41220.70 continued next page SDNY GM 00021097 OW70003005748009 NP7000193796 00003 1014 030575004 CONFIDENTIAL 000000 ►age 31 of 98 EFTA_00 1 3 17 17 EFTA01273924 4tUBS UBS Strategic Advisor October 2014 Account activity this month (contrived pate Money balance ec0vities (continued) Oct 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10124114 -1220.78 Activity Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your II nuncio' Advisor: SCOTT STACK MANY LYLE CASRIEL Desuption Amount (5) Oct31 Closing UBS Bank USA Deposit Account The U85 Bant USA Depot ACcount Is your primary Sweep colon CNP700030057480I 0NP7000188796 00003 1014 030575004 End of statement for account numbet CONFIDENTIAL OONBAY_GM_00024MB 32 of 98 EFTA_0013 171 8 EFTA01273925 Important information about your statement UBS Fnancialkages no (terns, °OAK FinaxelSeriket. is smelter of al perepal seamy. carrnoday aid moms adsrges UBSFtJINtServ.eandltSBat.USAae Mina subukats of uBS AG and Milian of LUIS Semeine u.0 metrics Instal stamen it amiable man eve° The bins aeon° Mates ire a 185 Boatel teem eic 1200 Harbor Balirwand ~tam N107086 This %mama reprams the crily Octal record of yasellBS Feeler Sauces acaunt Other records. except off oat tat doomenh. conuring conilieng dau should no< be eked • pon rf you beret merart an error or omissen please rouse n arredimay e wring» teem -eh ~ape of tie orb:ea/Sag your taccium Allscogh al Stem teem are 'melded to be as ninon! data Todd roe be used for tat pupoeS ply »key on pa -end la lanes. 04. foal 1099. 5498. 10425. etc) ohm ~trig you me return thief et ism:piedby law to ream to tie RS al tat eilinands. nipontle non tattle aviands ad taste nteted eared en secunoes held n your aurum net proceeds on sole trarnactirtS, and cost barson metre cared securities Cammuniations with Um Firm • Please re (onen agora Orrennusons nwanngto furrier peen your '4" 'rabid:NI you* rglds under the km.rata ban Protection Act (WM • dtefriaroa insulation Ont. top eft cd the Irian of Un name° it not 1185 ~cal ~vs. UBS inane' Sentes caries your ream as deareg broker by ~genera into the vacated natl.:ton We Informed you a this reutionthp Mn you opened this accent in this cate /Our hrds and arrtips re looted a 1115 Mama Sevres aid noe the rtredg:n9 babe< ma you must managed of aly ara or ornedeul to bath Men, All repast state ems shall be deemed compaim acarate 6 noe obsedei 10 n varleg wahn 60 days • Plod. dad custerner aotyplaAts "ores to the Ina: Chad %teem Dearman x 201.3571699er totem* al 030-3544 103. 8 00AM to 6 CO Phl El ~Aar through /tidy. a in sting to uBSII mama Sena« Ira. Clad Relalions Departrrelnt PO Box 766 Unon City NI 07(67 • h case of emirs a °aeons abaft as elk-Done kinds treda bit Permit ce 185 yea dei can/ tramadions, call/300-762-1300 or mare to WSEnamel Stemas lac. IOC° Mahar Bed . 6th Iba, treehman. N) O7086. Ann INSUBSA servo). CM ix sate as soon as you cal d >mitt* au( adlnmouor ecept 6 yt0rg Only% need ente utenaten about *testa im the stamen el reati The Fen «Cana Mow (as apkable)mun her tom you ro Werth:1160 ~alter the fma seat you the eia smarten on Midi the race or probiem ~red - Franke at ham and aomint meter (il ang - Describe the error or iterate you ae wave abaft antritan ascattyas you an urhy yoti Mee a is error or ray you need mere Mamie net - Preset tie &Aar ~el ol the stemma ma The km oeC atl ase we ~rigs. you ~plait ad Mll comer any ego( promaly Slope ma* al cheeks p.ySe to the Furor the hnMi1 nu amen ndealtd on et has 0f the. slannent medlen ro regalet rasene fem. acanh may be stbaci to mammary.. tom charge:Ice Ise paynera fa senerus ourchaae; aldehydes fa trawl rants n cad axotnts Accounts ma are terldeleal 10 olle entfUtens Ina be ilaset to a brasier lee. UBS Swoop Denim U85 offers 09~1 la sweeping øT batmen braxes to bait dtposits at uBS Bork USA ard LIS AG Stanford tam. Bak Sweep Bogarn} money market muter hr dl drone ha« aid the hkerstienal Fepost Amen OCINfor CuStOrnen al% al ~national kesoute letånaganent Account ',la ughiht EUne Sweep faqirs. hash balances are swept ss 15$ Bark USA up a di egad-tad leer ana the,, to 185 AG StarlOrd Bran& a a Illaay turd Deposes at LE Bak USA Ye WC enured n 400)43,Xe with fen: mks for war Mammon pee* nut team We gov Demurs a UBS AG ardoeid Bent and tares et Money Fads rental maid by the FCC though 1h DA. wadable to cab balances am sear to deposit accounts a UFO AG ~York Braxla and ISS AG Carman Bent Thewdeposesarena nand by teefDIC 'latexes MU a the ult AG Capasin Binh ete tareparily <oposed to the soarer rit of the C rena lamas, and tere 6 no quarantace other °Mitten el UBS AG to May the oases stem the 185 Gamma erachs boats (»eosin a UBS Bak USA and each UBS AG bath ap n01 gemmed by SPC MonaFund Shies Me Named by SPC See 'WS teral Severs Maur« Roteobo' below Upon all ream. Minas n tea Bat Sweep Program a OA may be Ø4n at ~es of a Money fund maybe madam, ma the proceed: returned so you a you vanities arena Futter ettmehe tout »altte steep *pans. ndudng anent hue., rates and goat. 4 ramie wow t4,‘ aNT, ~•Pv*Irit tran rof F Arica' twaisor a be <ring 100- ett , :00 1185 fenenciel Services anent protection 17e Fen isa mart« ot If* ~am rem& Protection COAOTMOI (WC). SW) prowssea:tea accounts of es meatus a to 1500.000 (ncharg $250.000 for dams for mail The SIC we Fm erica tinet Øylo alaoDw'm tayochol0 n apaniniaammity The firm togeow wth 'arum all dam has also putaaml semomentai finsacom te merman anoint payable to all «gbh den°. ettereoleunteasis provmen o 5S0) notion as of DeomMer IO. 2013 Stiled tote poscyarditiam and ~in cat at the Fern aloft« enacted fet up ki $l9 milen n the aggregate fa ut put aXotnIS heil 11 a palette creamy rfull copy of the poky ~log O aral&le upon N`..•Jed The SIC vouch:el rd tie smple~al Freemen both do not StorY to • (enaninga tells controlled bytad Muted nyras, mean yam) but held away from u€I$ kinndal Semen (e g . cinan(0øT SUBS Bark (deres au% AG Stamford amt. DO moan frotaxls mitring wait)» amain ad IM shims of mutual knch ware hit shares re mg need Orrdy n the name ce the aconni baba on thebecks and mart of te «babe mata or (rasa« agent/ • (elan nee:anent contexts of ~rent ~ails fog. Invited ~aka and great placements) that are na egiared aide the ~toes Act of 1933. and • Corm:dims conitat g . romp atargo pridais meal unmask ncialksituniesconasas and riniidaY o00a1 contacts The SF< medico aid trio omplarwaim do not Avis; to t 'tee assets mend they °tenet* appei «,r. summon The SIX protecn and M a e upparwit protecten do rot ;ruled 'postdate -des ie the ~et vibe 01 year Mestmons Meat« z armul d mats mamma essue ~KY of oliwrodie) Mote isbmlaona rattle...pm newest Vat may obUn hire morsran about SIC. ildUdrig the SPC Brochte by comxing SIC at 202-37143004x by °sang the SIC xtbUle al *SW SAC Oftl DMIIINXI Re flees:nett Program IMP) the fear Meetd tea mirage axe You may °Man the null ("Co 9~ your Mama Adam Only stole shies are prehasel tale' Cl P. partial tares seil te soil and die la wit be deposerd n pas accrue Tee tettad reniestrat prise tippled by the issuer may defer frost the maim Free s Mat the pater :hat re sold Ca ttle° Only Mole unes urry be held in ett Ømt I you re entitled to 'penal see al arrsal of a646*nd ~wit or cite-wise. Sae firm we eiter 3?-1 panel Imes at makel price a accept an arrant auenekel by aregistered deny mercy. recede you' account tantalum *salves The raiment Meanies anent prole are specific to mat 4Ør mama wry telweas flea. aime the tren peonipilf n mug of any urican dyp h your Manisa AMAX, of neesumm ~vet For accoure held. ski choose one of the fo loving remmen objects • Rette Cant axon» ArAtmenti ~in.; At rental of noun. only • Antra Caearrtioperdoon keeeprrents seeking grown 04 prOCpal rat>, than tt* genneon of Mane • ProckCeCOmfenenen el Income se Caata ~Do , ~rents reel iv both than generalat of room 34 goads of Fascia Overall rek profiles • Consteraw Seeks to mantas halal e4pral ate low rik a4 sola lay to the accent merit am dinar meals the arose° does not ginersusgediont inotnece IS", SW ~Ina keep pact MA 4dØ • AbWra. liding to rap: saner& tO Fenepa at mine wee mix °Ty » seek higher reins • Amtsal Ming to apt hgh Mk 10 .31/ hgh volattym sea high returns Ovet In» Statement Mousehoklior We nay COnSOklåte el recited Waked statiniEnIS rain the stew etters n the sane eneelope Moues may be related fa this Silltare beam they haw owner; oho are ~Man pm account eraonshps wt other cents as the Sari Wens the prance a known as househaldre you prefer to mane intake! ddernent, ~led el ~IA CONFIDENTIAL you may *Hrie how/hot:leg by main yew Fnmeial Admor Friend>, account name The fnenty aØ name reflects nfarresien that yet «Sete] On AeHrwsonine severs webs.. It as customizable 'n•Arum•' 4210:40 by you b ara you van your nrcederming n he no ega effect on env arum You CA Maxie pa kends aØ names. group Onlet Severs or by canacway you instal AO•bct Acsountweiview • Vale of star acourizepoenrcad Noe 0135sell and lia iiIt • Asia Inch*" sealable COT Maces vannlot mats washy(R) rid Gkbaf Tole Deposits, unroilad mite° treat ant Wan awas not held byte Prm Does rat riddleunpnced sailteSAUtS åt **(AI of the par andwren, iliteirent pins« a awake neimoen), untied not putte le dot Went • 030SeeS 11CbdeS Øc Daa ces. outuanangmrgn loans. aeon ane account Dazes • Coaarromy behan Tar of unrwesied sortable cub braces Malts Bat USA timer barer. 185 AG Surfed Branch depose balances aid ~militate< mutual find sweep banes. as the close of the pa par Noni:ormiollly fret ped/1 bands n yea am amnia argued from aim balaxes adds Femme, use any oi these ftrds n the ordinay course of e arms, Rase funds ye palate upon yr.. demand no loshld inclead el the anent pØ doseg value Lending information fa detakg edam a anm reef rm.> »No; pa l...tan:I ~wee Sato pa ChM Realbete menu or Accomt Arrant ant ila General Tana and Crean 15$ Stamnen of Cede IkaClwaSerea*b• nagreemenls en:Were:guns a g~igiagy igsg . "ga= Your mots Yes stMeteffll minces stones and Mee 311(4sheld n de ^ant at tee end el the ~anent period You mal ak foe delleffy of July pad 'antis*/ at dy ame You may recede seartimus<d A ban collared ate Pan g.% beamt ate on teen Any ~Mks tranamed ba the Ferri dens the AIWA«. penod are heal a nureel .41.• a cil the end of the statement period • Cost Bono th deterthng tie aia basis of Me settles Induded n this etanet, ate nliuted wan te orb« 'I.' UPS finamta Snvaeshas meted on inlarnation obtained (ran sources eta thin LEIS finmetta Sreve.ei. flouring nlarnation Iran nets IS, or tat you Ty/ KA» prydd » your Memo' teras Thefirm doe, not ~pendently way or gearmemo nay er Micky of any Marmon presided by sources otter tan Leaf mnal Senkes Ni elation *tough U8S FiannaSankt gernraily updates the 'stamareal aS I 6 reCelied the fen dots not made any awakes that the &amass (rider Cost bait' ma "Ir maired garret is amuse a of the dam of m6 aZeniftli As IgCli please do nat ray ce this illand ion lo makecurl:haw er sae detuarS. la laa purposed a Mentor ~an tautened to Mt ern mayreflect cirri loss nlormsbe as for the poriad of time they at had Xt. Lien Morehinoreal earmaren Can be added by air Faneetyl alma • Unmarried go iredlosiss Van.. cbta t main. • ;trial latY1:,;95 ae CaiOialel the SDNY_GM_00021099 EFTA_00 1 3 1 7 1 9 EFTA01273926 Important information about your statement (Con balled) afrriciallearity Ions the tatation data fa iviingral lot mayor may non ref led Ceninkdraln, threes ardor 'stay magma:aim oat Ditifend and other remnant lots and *tannic pease lots re can combried to MON aka:raged ki the • 'Bade dae cobra presets the *Opal lanai all trakdate • CANN narking Bonds arid pretentd stork that to issuer calt for eatyrederphonml be seated rap-tight by lot tan amcog all swam of that ape lee n out name a o ramose n ere for our dirt Cat !ear. 'of sonata is attired from thrd pats old es xosay is rot vaned Olne call lease may frost With could ilea rat complete olormalso sol be graded lam (Klan • Cracow of deposit (CDs) CDs ate INC sued opt 1293.020 si patrol ad scant meta pa drama nd Per deomory formica it ocean-ma with nibs • price/value PnCesdopleAd la $40$40 aid Otte products maybe Nora oe lower SKr the PICO Mal you WOO kl agually rectum in the make; PrCeS ate Waned from vanWS Sid pityWen Mull we bow? to be reit*. but we do not gamin tort aguracy - Wo rarely me the dosng pm:oaten rabbi:sot IN mean or to bid aid ask aces to 'sea WIMPS and *plans OF on ybd patsfor OTC vox, au - Let aaveif baled marten maybe rad rang a valatm enabler lanai rant ala we obtained aul may ne reeled an aduri mate ate or vate - Celan postai may atter /MPS apse and roll snow a 'price was not mottle if we are ware to *bun a ace for a security - Deposes a Moron dencamatel n orrenoes other ran I) S antes are related a the mdurgotte os of the Parma date - for colon senates tadog onorearnormiN <lemmata:a. ace and quality (face vale) may hae been Mg-Medea frigate prow vsuann To obtain Cumin: WAN." WWI 34124. cotta you Frsancul Attmoe • Pair lanstnums and endured preduaa Para Nestare smite Caloing ditto parryaion program and real acute n.framem ULM sedates) aid dructured products Me lOWaly hghly mead Conan subchred proems hate nor been readiered mon the fectoes and evhaVeCcerynssiso a under any stare securas land We brook egmaed valet la abate theitmere %MOMS ans sanded protasis for ultimo coalpumoort only Accuracy rot 9uffahletd - lhe*Vatte5 maydiffer abstantalt tem (Mei if ay al Mm fl oat, imestrnere serum a structured promo maybe bought a sold aid do not necemaily reposent the wale you may t ave upon INuttlann - lad pay enmaes of walk are as of a anan doe aid re implied 10 ISS Formal Savers motor It bays by an ndepentfent variation fro SenftalliaT•ft Cesremsor Sowed warm if my. ate stapled to to Frm by the outr, general painer a fponsor and ray be Calatialed based en derma istanation from that usedbytend pries to dotwe ther etinated values - You ct clot* addanal Namur regaling the rroescdology used to determine the name of vats and the date of the hfonn.von to is the ban fa the mann by addadhg your Amaral Adria - Theo panyestinatel walks may be reflected as 'Not priced' n wawa autism whin an reepenfora valuabso I rm An not %poled cc 6 untie to amidn vino Men we beam anal %Mamas:Mg more haw acaredtha may calla cievitusfr mooned vala ice QUOIOn. a wan a vibe moue hgbly intestate. duo to the nacre of the unsay - Wien ivitlw at, Nur real panrw a sponsor estmaud yak* nor atirdpaty en imbed value is prtaded to aue of the kart), wit bednerent ton as podia par - 'Onnbaions to doe' mat alinewan of caala wane a both • 00307,1 unn see* rexestnu the nitual Mitring price per alit ass may not reflect per on bath • Illyarkted Stettin Regaled seam es anorak ao not one -My Mg tie for p-Olc late VBS Ina/Ma Sevier' Wel the mate price of to Lorton:tad stock of ten star muir s al mutedkW for the restaged nod. tr purposes or This unfree:won* To the okra that ret cted saurrics are alb* for sae. Me valet reeled may be suthurstity Ins an the imputed wave than • Est kainoted) area, arrant yields and rates. An taInne of mad acme is based on runny avand end ninon rats. avanerg the acuities villa held for one yea from garment date or tail Rainey This estimate is ony a guanne. accuracy and WILMS Mane ae not g,urameed - E4nutedanut intone and dewed vital cenan tpesol *gam oak auk dream of a ilcroO or era( gaud h Met, Ca the est acme We Garen veld/would be matted - Edmond anus 'N'ame aid wart roil aid tin atu aura and yield night be Nara higher den the eviated moues - An ea inote of snaked octane (dvidad attar feast) dead by the Nara make vale. atnayr balance e fused on the lag draind or mein payrem made byte issuer and atones to seam admoks web be held fa one yea ban the statement doe or war =nay AawanT aid continued aid at not guaanteed • Asa not held by WS financial Senticau Coruis Mid; Pt not IkebytePim ad not withn the Inns possession or envoi Theo asset re dopiNed co your statonera for inionnabonal pupae ony Tarot rte mats prekined re untied by the Mono firm IRS nanci$ Sevi,S e not reronsble for this Oformobn and does net 9.kiraitte tt accracy lase assets ire net prowled by SVC ate Front stapplonoreal SaC coverage • Revenue Sating and addkional compensation. - el additim to mrnfrissom a mks aid 12k1 hes rased is connected, with thedata:Non of aura finds to our dents we atria out allibve re0Nee redfaleitareg pa/luau rom darbutors sodor athison of the rural finds that we sell Thole amounts aro baced an two drorent antorents 0 tie amount of saksby IBS of a OMICULVilbluil fund furry TO ow' <en's. and Id the ate ate of a natal, mama fad frays shamNed a the lam - We aid our *tae atm made remand and offausprocessng lees in °natation for transfer agent sakes that we pro.mdt to the new, tooth These lets gene" at pad von inkier stets in the mutual tad and re a tind delft rmaanl basin on the renter of nails at the tratterdlear holcfrN mutual lads of e.4 had foray - m arum to comassica rased n ornegion wen the sat or derbutchn of aroury mraa sad wiz weA,.wic tem unit to cur dents, we alder our of dale reeve reek* *sang areptaatico Iron mrryof the mance corrpanis indeaming tie met ccovads edamoil the hosance cora-atm responses a the urn IhMTMell INAS SW 060tute - Ott Oases also mem trading commiskos art other cooproution from mined hods am inmate tarries tow products we Mabee - Wereceh'an amid tee tram LEIS Salk USA an1UBS AC Srardord Baur Cl up lo 125 pet axount swronng to the banks wake the IBS Bat Sweep Program neatly Manaten rosuning cormisams and ode charges ironed annecuon wit, the thermion 01 tires acketng co bon trenagoos has been ncteled on ccoloarons pommy handled to you. and wit bepaean to you amply on maim Swat is it you aengaged in an Who nosilyy yo., may rot a chage clue to conan knowing costs la bat paleula 9i0X:ty Gan radon 4 9arding 0110, it( '9000.TilanCelled • orders that Nefe not negated byte streinem dm. opei buy as Sell Step ceders at reduced by the amount of dridends (gas on • cadnitandsor congas date mins aoudad otherwise by you You at retordble tor orders that are emceed day to your false to LIMO exowg open cedes Tax wit hrldiNen frorbutions tom UK Piano,' Services IRAs Federal tax tart tenures LBS &mai Servos to withhold Mare tat from yin taublo AA devnbat ratas tut you may dm not to have rang1m wittna or. instead, you nay elect to haw la( welled a arta a n a feed anoint at you choose Yes Neon win amain di effect oaf remled by you You may revoke your election a a"; I Me by mans anew ellann If you do not ha coos*, income ta' MIMEO kW yOUT dattuTitelf. you maybe rig:scab* led the pram of einMed Ian You may nor mores it fee 'nerds warm and you ettimeed la( payments se not Olual to vat tacobliptim Privacy To Man a copy of our anon (Rem Priory Naito please contact your F mate Motor arts,: atone Y. mow vsacmomeartofry LOS Tinalal Snakes 6 not a bait The WA. know SOVCESAaant BSA and iRMA re Wattage earns vial prose access to bare ng servaS air panda,' dem* anaNtmintt wen offlutal bats rd Other Thie* pinybasks aN provides most to Norma and roury PTOJCIS isuid by oral' doted lad {tarty Terrance magas through OLISICe agency addlar ed of beS Nuevial Stakes a t vegma. nvaara. ad armuly twodirts rot WC haired • No bank gamma May la vain kith Resource Kraarini recant Business Since Mart BSA. INAA and nceinabonai Resource Mmayerent CONFIDENTIAL ACCOLftt at radiated servce mats a LOSS Fruntal Services Yea Square is a regiacrod sake mat of visa Inworcoal LBS Vea Segnature cede cards aid LBS Vrsa *ton cads re issued byMSBar USA nth semovon from v ea u S A harporatod UBS financial Servioes Inc Pa 201407 SDNY_GM_00021100 EFTA 00131720 EFTA01273927 *UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor November 2014 CM-70056752 59 1111 Y2 YI 0 GHISI ANF MAXWELL Account name: GHIStANE MAXWELL Friendly account name: Account number Your financial Advisor. SC077 STACKMAAULYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on October 31 (5) on November 28 (1) Your assets 968,50a 65 968,765.10 14sit our website: www.ubscomifinancialservices Your liabilities aoo 0.00 Value of your account S968,500.65 $968,765.10 Tracking the value of your account g uc...and$ 9sa 968.8 • • Oct 2014 Nov 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals 1959,354.04 Your nvestment return Dindend and interest income 416,49944 Change in market value 47,069 38 Value of year account on Nov 21 2014 S961765.10 5000 SDNY GM 00021101 Member Slit CNP7000500567S2S9 NP7000I 91999 00003 1111 03057500t OICOCO Page 23 of 96 CONFIDENTIAL EFTA (()131721 EFTA01273928 SUBS UBS Strategic Advisor November 2014 Your account balance sheet Summary of your assets Value on November 28 ($) Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 G00% D Fixed income 969,765.10 1 oa 00% E Non-traditional 0.00 000% F Commodities a oo 000% G Other 0.00 000% Total assets $968,765.10 100.00% D Value of your account $968,765.10 Account name: ."-II i. Your K asocial Advisor Friendly account name: SCOTT STACK MAN LYLE CASRIEL Account number: Eye on the markets Index Percentage change November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% BarclaysCapital U.S. Aggregate Bond Index 0.70% 5.86% Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP70003005675260NP7003191999 03003 11 14 030575004 cetfilatoit00021042 24 of 96 CONFIDENTIAL EFTA_00131722 EFTA01273929 SUBS UBS Strategic Advisor November 2014 Change in the value of your account November 2014 (3) Year to date (S) Opening account value $968,500.85 $0.00 Deposits, including investments transferred in 0.00 1,O14,O64.19 Withdrawals and fees, including investments transferred cut -753.34 -54,710.15 Dividend and interest income 2,201 38 16,480.44 Change in market value -1,183.59 -7,069.38 Closing account value $968,765.10 $968,765.10 Account name: GH1SLAINE t Friendly account name: Account number. Dividend and interest income earned for purposes of ins statement, taiabiity of interest anJ Oniden0 income has been determined from a US to repotting permedina Bawd upon the residence of the account holder, account type, or proluet two, some interest ardor dvidend payments mac not be subiect to United States (US) ardor Puerto Rico (PR) Income Tares. The tient monthy statement is not Intended 10 be used and CaM01 tie row upon foe lac purposes. Clients should refer to the applicaole tar reporting loft they recent. from 165 smugly, such as the FORM 1039 and the Coons 480. for tax reporting information. IS the make or UBS to Ilk the tppitcatle tar tenoning forms with the US mtern.3 Revenue Service and PR Treasury Department and in sac h town accurately clasa fy ducknot ardor interest as is( exempt or tea income. Pleat consult your indvdual tax prepare, November :Ole (1) Year to date (4) Taxable dividends 2,201.38 16,475 86 Taxable interest 0.00 4.58 Total current year $2201.38 $16,480.44 Total dividend & interest $2201.38 $16.480.44 Summary of gains and losses Vanes reported below exclude products for which gain and losses are not classified. Realized gains and losses Unrealized November 2014 (1) Year to date (S) gains and loses (4) Short term 0.00 1.75 -2,053.14 Long term 0.00 -3,434.00 -3,796.56 Total $0.00 -$3,432.25 -$5,849.70 Your Financial Advisor: SCOTT STACK MAN LyLE CASRIEL Cash activity summary See Account actwty the month for dela Is. Balances in your Sweep Options are includedIn the cpenng and closing balances value. FDIC insurance aropries only to deposits at pat Bank USA, not to deposits at UBS AG. Siarriord Branch or bank deposits placed through the UBS Intemaional Depose Account program. SIPC protection applies to money market sweep hod holdings but not bank deposits. See Important information about yaw statement on the last two pages cf this document for atals. November 2014 (3) Year to date IS) Opening balances $531.31 $0.00 Addlions Deposits and other funds credited 0.00 52,816.24 Dividend and interest income 2,201.38 16,480.44 Proceeds from investment transactions 0.00 162,684.91 Total additions $2.201.38 $231,981.59 Subtractions Professional management fees and related services 0.00 -2,615.69 Other funds debited -753.34 -52,094.46 Funds withdrawn for investments bought -1,979.35 -177,271.44 Total subtractions -$2,732.69 -$231,981.59 Net cash flow -$531.31 $0.00 Closing balances $0.00 $0.00 SONY GM 00021103 CelP7030)305675261 NP7000191 999 00003 1114 030579004 CONFIDENTIAL 010000 Page 25 of 96 EFTA_00131723 EFTA01273930 UBS UBS Strategic Advisor November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 1452.09 Closing UBS Bank USA Deposit balance Nov 6 1753.34 Number of days in interest period 31 Average daily balance $797.60 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Your Ignendel Advisor. Friendly account name: SCOTT STACK MAKILYLE CASRIEL Account number: Your investment objectives: You have identified the following investment objectives for this accowit. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmanoal Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • Moderate investment eligibiSty consideration • None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out. CNP7C0C000567S262 NPI000191999 00003 lite D30575004 OitlyOneGm000211,* 26 of 96 CONFIDENTIAL EFTA_00131724 EFTA01273931 *UBS UBS Strategic Advisor November 2014 Your assets Account name: Your N nodal Advisor: Friendly account name: SCOTT STACKMAIKYLYLE CASRIEL Account number. Some prices, income and current values shorn may be approximene. As a %WC cairn aidlossesma/ rql be &ornately reflected. See Aporunt inlonianon about your statement a the end of ins Xcurnem for more Mt orrolon. Cash Cash and money balances Oberon° bd ante Cloying baznce ticking on Nov 1 (1) on Nov 28 (3) 1.65 BANK USA CEP ACCT Price pet Shbre on Nov 28 (1) Arkrage rate DnICIPICIr IntertSt Dap period period Cap anounl (rS) 531.31 0.00 Fixed income Mutual funds Tot& reinvested n the tot/horst reinvested dvidends n does not include any cash du4endS. II is not a tar lot tar the ourPoses of determinng tiding periods Or COO baOS. The shares you receive each time you %men d %Mends become a separate tax 101. Cos: aria is the total purchase cost of the security. Ind udng reinvested of v4ends The cost basis may need to be alusted for return Cl caOtal payments in order to &Ramp the %lustedcost baps for tax remain; potose.S. 250000.00 meowed Raw) yarn or loss is the of fference tetween the current vane and the cost basis and world generaly be your mottle gain alms it the security was told oaths dale. The unrealized da0 clan Cr KOS may need to be aluSted for return of (apt& borstals in order to determine the realized gain or loss for lac reporting purposes investment return us the current valuecoons the amount you invested t does not include shares that ate not reflected on your statement, in0 udng shales that nag. been red ized as either soon co abSS It also does not include cash %Oen% that were not reinvested Hddng Number of shares Purchase once' Average pike per share (S) Client investment (i) Cost basis (4) Price per show on Nov 28(1) value on Nov 28 (5) unrealized (tar) gain or loss (1) investment Hddng return (5) period BLACK ROCK STRATEGIC INCOME! Symbol' BSI& Trade date: Sep 26, 14 15.825.243 10.299 163,000.00 163,000.00 10.300 163,000.00 ST Total reinvested 29.215 10.260 299.76 10.300 300.91 1.15 Erni 13,853 Current yield. 2 36% Security total 15,854.458 10.300 163,000.00 163299.76 163,300.91 1.15 300.91 DOUBLE LINE TOTAL RETURN FUND 1NSTL Symbol. DBLTX Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 11.010 49,442.16 -1661.55 LT Total reinvested 164.046 10.959 1,797.85 11.010 14806 I 5 8.27 EAI: 12,485 Current yield 4 85% continued next page SDNY GM 00021105 CrIP70509305675263 NP700319199900033 1114 030575004 CONFIDENTIAL ot coon Pogo 27 of ce EFTA _D0131725 EFTA01273932 4tUBS UBS Strategic Advisor November 2014 Your assets . Fixed income . Mutual funds (continued) Haring Hunter of shires Purchase mud Average pike petal:ire (S) Client insestiftmt Cost basis (I) Price per share en Nov 20(1) Value on Nov 29 (1) Unrelated Red gain or loss (S) Investment Holdng Main (S) petted Security total 4.654.706 11.365 51,103.71 52,901.59 51248.31 -1,653.28 144.60 EATON VANCE FLOATING RATE FUND I Symbol: DEILX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.010 49230.12 421188 LT Trade date: Jan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.010 24,576.46 -54954 ST Total reinvested 227.038 9.110 2.068.32 9.010 2,045.61 -22.71 EAI: 42,887 Current yield: 3.81% Security total 8,418.668 9.188 75281.00 77349.32 75,852.19 -1,497.13 571.19 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,941.00 10.390 49,162.46 -378.54 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.390 19,481.00 -150.00 LT Trade date: Ott 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.390 21,494.50 •165,50 LT Trade date: Jan 21, 14 4,790.169 10679 51,159.00 51,159.00 10.390 49,769,85 -1,389.15 ST Total reinvested 251.498 10.580 2.661.07 10.390 2,613.06 -4901 EAI: 13,813 Current yield: 2.68% Security total 13,717.121 10.545 141,991.00 144,652.07 142,520.88 -2,131.20 529.67 HSBC TOTAL RETURN FUND CLASS I Symbol: HMV Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.440 50,364.62 723.62 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.440 9.979.26 449.26 LT EAI: 41,162 Current yield: 1.93% Setteity total 5.780.066 10.237 59,171.00 59.171.00 60343.88 1,172.88 1,172.88 JP MDRGAN STRATEGIC INCOME OPPORTUNITIES RIND CLASS S Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.770 123,796.56 -1.893.24 LT continued next page Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your II sandal Advisor, SCOTT STACK MANLYLE CASIVEL CHP700C0005675264NP700019I99900003 1114 030575004 CONFIDENTIAL OIMINYGM000284/43 28 of 96 EFTA 00131726 EFTA01273933 UBS UBS Strategic Advisor November 2014 Your assets . Fixed income . Mutual funds (cot-Mown twang Nurrties of shares Purchase pi.W Average price per share (f) Client investment (1) Cost basis(!) Price per snare cn Nov 28(1) Value on vbv (1) uoreallred Rao gain or loss (SS Investment HolcIng return CD period Total reinvested 124.539 11.885 1,480.19 11.770 1,465.82 •14.37 EAI: $1,937 anent yield: 1.55% Security total 10,642.514 11.949 125,689.80 127,169.99 125262.38 -1,907.61 -427.42 JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9.651.542 10.260 99,024.83 99,024.83 10.210 98,542.24 -48159 LT Total reinvested 199.126 10.315 2,054.08 10.210 2,033.08 -21.00 EAI: 12,827 Current yield: 2.81% Suavity total 9,850.668 10.261 99,024.83 101,078.91 100,575.32 -503.59 1,550.49 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74351.21 9.790 72,455.37 -1,89584 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.790 21,634.90 -21.21 LT Total reinvested 265.905 9.871 2,624.99 9.790 2,603.21 -21.78 (Al: 13.160 Current yield: 3.27% Security total 9.876.760 9.986 96,007.32 98,63231 96.693.48 -1,93883 686.16 RBC BLOOMY ABSOLUTE RETURN FUNDCLASS I Symbol: R8ARX Trade date: Jan 29, 13 12,911.799 10.164 131239.70 131239.70 10.340 133,507.99 2,268.29 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.340 19,459.75 339.62 LT EAI: $2,559 Current yield: 1.67% Security total 14,793.787 10.164 150,359.83 150,359.83 152,967.75 2,607.91 2,607.91 Total $961,628.49 5974614.78 $968,765.10 -55,849.70 57.136.61 Total estimated income: $24,683 Account name: GHISLAINE MAXWELL Foiendly account name: Account number- Your Si nandal Advisor: SCOTT STACK MAIALYLE CASRIEL SDNY GM 00021107 CNe70009305675265Nr70P0191999 00003 1114 030575004 CONFIDENTIAL ol core Page 29 of 96 EFTA 00131727 EFTA01273934 *UBS UBS Strategic Advisor November 2014 Your assets (contrived) Your total assets Account name: GHISLAINE MAXWELL Friendly account name: Account number: Value on Nov 28 (9 Your Ilnancid Advisor: SCOTT STACK MANY LYLE CASRIEL Percentage of Cost Estimated your account test 01 annual incarr(5) Unrealzed 9414 Of loss Mad income Mutual funds 968,765.10 100.00% 974,614.78 24.683.00 .5249.70 Total $968,765.10 100.00% $974,614.78 $24,683.00 -$5,849.70 Account activity this month Dale *ditty Descrption Amount (5) Dividend aed interestinoome Taxable r: bvidends Nov3 Dividend EATON VANCE FLOATING RATE FUND I AS OF 10/31/14 238.54 Nov 3 Dividend 1P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 180.66 Nov 3 Dividend KLACKROCK STRATEGIC INCOME I AS Of Ica ill 4 290.94 NOV 3 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 1031/14 182.19 Nov 3 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I CI31/ 14 285.08 Nova Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 10'31114 232.78 Nova Dividend 1PMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT 284.86 Nov 3 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80 Nov 4 Dvdend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 10'31/14 164.23 Nov 28 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 11/26114 284.30 Total taxable dividends $2.20138 Total dividend and interest income $2201.38 Cale Aclialy Oesoiption Amotril (1) Other funds debited Nov 19 Transfer TO Y1235750100 •75334 Total other funds debited -875334 OW70300005675266 /07000191999 00003 1114 030575004 CONFIDENTIAL 011WIYCIM0002IPtie 30 of 96 EFTA_00131728 EFTA01273935 (SUBS UBS Strategic Advisor November 2O14 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Account activity this month (contrived) Investment transactions For more Information abet the pricdvalue shown for feStli(ted securities, see important Information *bout your statement a the end of this docunem Data Activity Discpi:on Quantity value (I) Price CS) Proceeds lam investment transactions (s) Funds withdrawn fa investments boustit Accrued interest (S) Nov3 Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 901 NAV ON 10/31/14 ASCF 10'31/14 26.475 -238.54 Nova Reinvestment IP MORGAN STRATEGIC INCOME OPPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT 11.80 NAV ON IEV31/14 15.310 -180,66 Nov3 Reinvestment 8LACKFICCK STRATEGIC NCOME I DIVIDEND REINVESTED AT 10.26 NAV ON 10131/14 AS OF 10131/14 28.357 -290.94 Nov3 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.97 NAV ON 10/31/14 ASOF 1Cf31/14 16.608 -18219 Nov3 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DVIDEND REINVESTED AT 10.48 NAV ON 1031/14 ASOC 1('31114 27.202 -285.08 Nov3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.83 NAY ON 10/31/14ASOC 1031/14 23.681 -232.78 Nova Reinvestment JPMORGAN UNCONSTRAINED DEEIT FUND CLASS SELECT DIVIDEND REINVESTED AT 10.23 NAV ON 10/31/14 27.846 -284.86 Nov28 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DVIDEND REINVESTED AT 9.80 NAV ON II/2914 ASOF 11126114 29.010 -284.30 Total -$1,979.35 one Activity Description Amount II) Money balance activities Oct 31 Balance foe/said $53131 Nov 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Nov 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.23 Nov 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 11119114 -75334 Nov 29 Closing UDS Bank USA Deposit Account $0.00 Your N nandal Advisor: SCOTT STACK MAIILYLE CASRIEL The UBS Rani. USA Groom Account Is your primary sweep cation. SDNY GM 00021109 CN070000005675267 Nrr000lgi 999 00003 1114 030575004 CONFIDENTIAL 010000 ►ago 31 of 96 EFTA_00131729 EFTA01273936 *UBS Your notes clavonomeasasexraannsemoa memorala ols.y 960,666 92 al 96 End *9 baccount nur696 CONFIDENTIAL EFT,00B1730 EFTA01273937 Important information about your statement UBS FerrolSertes Ire Me Fini a UfeS tutti Sint* is a monter of al ptitmOalseanty. cammoday ed imams enharges uBSinnCblsevice>andltSBSIkUSAbe inlie "kW Win ol ugS AG and /Nier cl Un Stosais ti.0 the F ers ferciii ormet< if niable toon recuira the Wei neare aces am at U3S Nnarial Sevian ne 1200 Harbor Batleard Weenka en N107086 Tu statisme reprevas the celyoticialreixed of wurUBS Fermi Sauces natt Ors records. rapt ensal tac documents. conuiring confiteor data souk na be retsd apan d you trek» short n an mai ce ruer. pitre nom n sirriediary n ring to relkech Ma-Lowe re • > seren mir amour Alhough al hase Moden are ininded » bis orne. sueront dxarould rot be ised for tac popoks Bey son.; on semer ta tank be.. Form 1099. 5498. 10428. etc) Mn pipera saur te téton retro, is roquer by m Piron tore Mal ta:abledistends. repentie nos iambe «dors and terre titeln tard on menties heU n par ardeur& rte promet on sit susurres and emel bamon cotai, coared securten Cariutnications rit the Frn • Meuse reconterm erg ord unveteceons *Men tO lurtorr probe your reetf, nolehrn yoergles undre the kelercee bien« Protecten Act (SPA) • dnefru.oainuna.n one. top 841 of Me rem of tho narrent 6 not 185 Paumai Sliven seS Perde Sentesans yott acccult air:Marna berce by airegenwil not the tricard nidton We intormed you ail Mo relationthp elfe you opered Mie accoure In thn Ca.. eV fends ana W.:lekes aP letated x 5.05 Frimai Serin rd not the rtrodurn8 barker. a-td ym must rra a mord ot ity «for or «vessie) tiboth fln All acOunc expireras shel te rimmad complété rd acarite d n'A obsectedto h venir 'KW 60 dan • Moab> derme cunemer co planta foiresto the Sierra Client Refilées Dentrnent ai 201.352116WOr tallit* 80035•-9103.8 00Am ton 03 Phl El Mondai throue Inde,. «h seing to uBS inancel Servir inc. Citrin Reliions Giceistrrent PO Box 766 Union Citr. NI Onza • h case ol mena wagons abris an necton< tint manda Un bill pesantce U3S Une dibin car tresactioes, Cati )Ö-762.1000 ce tinte to U3SFeancal Mmes hc. I000 nartrx Enid Oth lb«. Warrantas, N) 07086. Ann 17AUSSA Sem.0e1 Cal «mirez won as yu cas d mur na pur staternem Cr recept 6 %Verger el ru treed more Mormon noie atra-ofe ce the ormest or recept The Fan **fard Muer (as xi> lobai) must Nor *or no taleths 60 Ceps alter the hm sent you te ksi daim ait on efor the «ne or probes", edaexed - Aride wu nanti rd accon, nitre« (il atp - Droite te Brom or the s'abstenait se terre Wou nd€atan as clealy mu un My you belee ers al urox a SI pu ne« nixe Marnais, - horde the data arttam d rhe 'tansad ma the Fion or Cid les ad Margate pu torpbin rd Milcortex dry reor prowptty Pleasmnake al tecks payetto lo tho Foror te fend' nurse edeaud ce te Iront of this natement h ett to Niger armur fer. axourn nue be atbria to montrer ter chargez lite Ise perce* la seturte mornes rd rivoir; f a trpad amen n cash axants Acteurs na are tresionid. t0011w miner:es:na/6e tuber toa Orner fée UBS Swap Optiam U85 Mers opta» for smegma cash baser b‘axes Io bat repors ai Ur lek LISA end LAS AG Serier becte (Bark Sworp hoqam). encroy market minai fende Meer Furs) rd the hwirnmenar >post Accort COAltor assnurrs wIth M Inlemeemal Resoute Maternent Aixourri Issue the Onk Sm., empans. cash boiras are svept 531.858re USA tep 1> m Meade/Ad lene and Men Io LAS 1G Stairked Brant", ce a helaiey Ford Cirres at Un Sri USA are FOC muted n accordasse with fOC culs For mat Hannon pitre mit mine rit 90v Compas ai UPS S6 kamkred Brand, and /MT; d Mme/ Purs naos nia«, by the FOC. Proue the O, niable lo ah Pignon are mess to dipoet accoure a teS AG Mer Yods Bra-4. ale IlSSAG Capait, Bett. fresedeposils arena muet by the FDIC Balren heU a te U3S AG Carin Penh ire trepourily eipord tore semer risk of the Grena, Idars, and rem is ro outrance ce ore cab irrite of IÅ5 AG M repat the ornai vine on te te3S C.Mmass eues bocks (»poses a URS Bais USA rd each UPS AG Brants se no praeOed by WC ArtneyFund Shen are paceaed by WC See 1.65Pinnosl Sevres Acccunt Protection" bebor. Upcsi tour repsed. balreas elle Bans Smart Program OA rat bewthaer axl ahans of a feney fend ratte bquedeed, and the peoceed: returned lo YW m yoe tatunlan lang Fun« Marmot about »ortie miro optons. indudng asrom mare, rates and aiehle n amanite* e Amy eleA out Awami:417 Von rte $ nef id tuarior ce by ',king 30n 7G, 2.0o VOS Firmin Services «oant protection Fraisa Tho nw1tr. ol 1hP Sevres mina n0iealn Caprera, (SloC). Md proteus morues accours of ta inertes to lo 1500000 (ecisan; 3250.000 for clams for rash) 7n• WC =fi «:Cana tan« ;Pir to allacaunts MXyouhoU n a paradarcwary the Prat togelbe wth crue AI dates has also pirchamd orpionatai reobecoon lhernaanuen anomi payable to all Niable dent. modve /und«ri, proton:on 6 SUC mulon as of Deomber IO. 2013 Sikra toto pokyccrditiorn and risses car at ne Pen nitre« proreaed 1« up to SI 9 milkn n ne awregre ta il put axoteisheU n a paras capaccy A full copy ol tepoleywodng 6 »aide won ,e9a2 The WC motrice rd ree supplemetal promace bote do noleSPfleto • C Onan Iran, *bels controlled byfand halteted ferait accent veuvebut hold away rom 1113$ finnen Service» tee; man car kW* Bakut car at 185 AG Warka brands n'urate (godet eckiongweabk end les rd Od rien of redue lusts rate sut, rares aie somma drecibi es ne nanti:6re rouit hall« on retors rd records of the ;probe 6b« or urger agie« • Cenon nverrnem oixeres or neemseit Mann (reg. Ireed palmerez and vitae platneents) rat je na reginered ter( the Seournes Act of 1933. and • Coron:dames coneraan to 9. forer «dure ed preiwsnetal unuae0. ndacksi toses cornas ars1 COnYnen*Y OPleal comas The Sie< protection rd th? PJWIOr(aineal pnxerton do not »paru theSe assez non A My otenese roter om surn The WC proteace and Me seppknwed proteCton do nad roba agent ahae" n the manet vat» cri pas in/estimais lineether as renia cf main nomment. rus bekru yor 011$416146 More Wornixontaraiablerepcn moue« YWmaychue rem n'omission about WC. isdudng the WC Brochai. Gycommue/ WC at 202.3714300ce by witng Ise SPC mitre OMM,' SOC nell Diu:demi Re invernern Provos, IWOP) the axa trier nie arege One? Tou Ale Otan the &tuait:tehan eue rinin:41 Arma Orny Mole rxes are ritvrid tale CAP, partial sis ares MI te soli and me cash mi beretnred n ms amure lhe dvinend murmurera orne appir by the issue( my nef« front the met prior te rend, the panike ras in sold Caslektiliau Onk Molé unes my be eld o par =oint I sou are entend to 'pelletait ae arme of a devilind pmenmt or °remise. te Fim wri nitr spi patial inies al mer peke or arum an rotos druenred by a regiswed Ckery egercy. aricredn mir account leweenteet °black« the mesanen, redues ard rit prof Mi are liman lo ear staren nd nwir wary tereen nome raie the Inn prompt b n isrmg of ny ur (cane dure h tour fnanca Sluatie ce Mesure OtgecT»t For ear accoure heU. >ou d1005e one ot thefoIowa/g miestinel encres • Perm Curer imam beeltmentiseelmin; tee genrene of hcorneonly • Acarne CWna/Appena0m tweerrenes **in; grena e preCpal than lb? genereOn of Mon? • Redur Cornasse/on of (nonne nx1Cnre.nAPPeonon barmans teol ng bah ne germaine of nome ad gr non d prncPal Overall dit profiles • Conservas, Sveksto mantes /rial wirpat won low risk ad yOlifily le tee accosta omit men ena men th! 33COunt does net ?atermoieront tramé« murs rd rente kcep paa nids Miras • Abonni %slang to aconit sonenvt to and9.6 3red mine vent wiany sak h:Werner • Antreate Wang to axes hgh risk teGrimpai ad hgh votablityn '<rem» retumsower tme Statement rhouselnadire Vare emy consolidait al retar asmun smegmas e t thé urne armos n the une «varlope Acomeetsrreyberelmed for this carme beaux. ny han °mien Mo Sn mariner ont reput NI-moeres rab Oter. rotts al the Safre arum The pradce 6 anone as ehoweleoldno 6 you pale le rectite imbu«, eletereentomakd n sien CONFIDENTIAL enrekor —you my <Serre hasetrokIng byartng leur Fedine Advsor Prim*, mœurs orne lkenentir retint nese miles erfarroncn do pi errer on the Emre ceinte sentes webste It a custonizable "nerume• rom, by you a ne Sou wth Ymf receedettopre9 et lez no kiwi tette on pour noua YW on mange yOu*FrerneAr xceen nases. throur Orne Sobres or twortaung Nor &taxai AO•ben Arnim ravier • vase wor amountipx/kr lkb el omets air habilite • Amen Incisks arabbit car babxel sires le rate«, ',ratifie, Gkbai Tee Demies unteirxd marks to motet and artel mets sot held byte Fern Dois rot ncladeunpnced staeltelassets at dbbeen ol the pre and rem, stareninit pende. a PteXe imestrems. usrésed stols col ton rd ereiciub le 'tort oplem • Cratrkees bolides &te talai. CutStalderle Mer lors. crédit W,e short accour brames • cameronry bison Imad of tamnod avale,. cade blancen. Dle188 Bat leSA demie talson 185 AG Startad ranch degost balances and aimer Mirer «muai Iton sumo baierez a the close of tie stag e« per/ Non.convnellty fret aide balte, hyu am arena segrepaed Worn ore bolet*, rd eieFitnrnay use dey of these furs n the ordisry cane of as bries lisse funk eepAuteo capon sas detnand Ile6 totale Incleded in neo arme. prend doshg vase Lendng information osa detarad nIcenaon on Mea cm.> enfen) rades, ana donosures rem soir Chenil PMI bers> isgremen or Accoent armereme ord the Cirerai tifin ad Cernons UBS Stawnem of Ciele skactoeserab» n Agreements *rd Drebfuns a amanyedjeeeegesyou Vomi rats rata steeneel temaes scandes eld obier stem hela the 'moult at the ond el te saleron pond ru me tra. fa detanyy ci futypard Wileitei i el lme You rai terre senteinused s ban colt ed aber Painitanion balance die on tient My sames thirdened le the ring the steamers perd ore liste ai Rude salie es of the rd oe the narre period • Con basic ri 6ittenking the con bais cf de marres Induded n tfn Signet beetwe edifited te et. nimber 1.• UBSFininsial Smashas reled on inIcerealim ovaned f men sources otite the 185 Finecal Semes. naucing nionnation Iran arnete. Inb or rat you my nate preeiftllo youl 1 erunCee Arlyou Me Fan don na irependerk ver'« aune>. no soaracy a vaiday of arr Mammon proecied by sources °terre LISSE nacra Sentes addere aroughWIS Fresnel Sonke: getnefely upOd1K ta nommas as e 6 retard te hm don roc (annelle ny armais rat tbe ntannxbn Vider 'COSt baie' and ellemeired adr a. a of nie die of this nenni As Sud', please do net My«, Sn ordonnaiion lo rtecuira> a sale cieozns. le te papous ce crecorre Araxe tester to the trn me renne griloss Mainmise orly for the penid of timetleyaphedXtefnm Morehinoral elOrmatiel Ge be added by sui Finardal Mans« • Unniaketed g/rallumes Men dia s amiable estrnata urrealed gantoise le caktrated (fe SDNY_GM_00021111 EFTA_00131731 EFTA01273938 Important information about your statement (Continued) Meithalsearity lots The tatted data fa idecfflal lots maya may not reflect ccmnksafts, drages ador 'runty reorgendan was (nand and edes remnant lots and frtornalic pueduse ht a oat ombned tote*, one award et the • trade daed poljon resents the agar tart en Saida • CANN eecerldet Bends andpasted nor deas the Mow Age for easy Mangum nil be selected espaliatr by lot tom are al imamof that 6% al in our name a n name n ase ler PX dent C al ears 'Scram is Mead from third pea aid Us away rs rot "waffled Ots call I eatas nay dog art Mud Meet yell ~ate edemaa ird be prodded upcn "Lint • ~as of deposit (CDs) (Ds are RX mad opt $293,020 n aner and scud attest pre depositor sid pw denary enema n aoadance with SDK nibs • niaivalue 'des &OA*/ fa Sams ard otter produces mac be higher a byte than te prior mal you woo kJ sauallr reorm in the marks heles are °Maned Iron aka mid paysauna Midi webekyeto te abbe bat we do not gamins ere awry - Wo away me neo ten-rigprior when sealable cc the mean or ire b4 aid ask paces fa Isted smarms and *pan is on ybd peals OTC sales - Let agar trad warders maybe gad tung a disarm twat a tMmo Mani tola we Mired aidmaynot A4 lea an ring makro enror an - Cenaln godsons may £pea wilted apnea's° all show fl ea was not awilable' if we re wire to obsais a price ler a scurry - Deposes a sires denansata n artemes oar tin U S alla as allotted a the odhir•aorSe as of the gamine date - For certan sonars mere in nomadiormid deannatere ice and qua/44)03C. value/ me' hae been anode, laole.ale FropetvaJzszn To obtain awns atims when 'alga coma yor Primal Adder • Preen leateetnums tend seructual piSina hide mestmen scares (neldne disci pa reation mega ad reg epee neernatt trtitl Seililtrei) and grudged parluds regard., hehly alpel (Pan snared broads ha no bom 'wadded width Seatmes and Exfflasae Lommesin a underand State Setae lam We prOwieedmaed tabeS fa rag maimed %arms aid stemma paint eOr Marra snalpupom only Agapacys rot gualt•l - lheMivalref maydifler mesurnally from am day a etch agnate mestmen seemly« structured palm ensi be Øgela ad aid do not neemaily represent the ma you may recta upon leuelaml - thrd pay esimaes of via as as of a anse sae aid ore sampled lo LI* /Taal Sewers mincerUr bas by an ndependent Yalation Inn Pan‘Int WeASOr mimed vibe{ if my. are steeled to ite Frm by the ISWer, general partner is sponsor and may be °bodied tad en Okra bformstion from that used by thid panes to dace thee estimated via; - You em eaten addneng rdermaign reaming the methodology und to determine the estate of Via and the dare of the Monnaton ma Is the base fa Tr Mirna by aniaddg your Racial Attar - Ted party »Ormeid errsmay be reflected as 'Not pneer n war abeam Wen an 'adepenat estuarial al An MI Applied a d unaVe b asagn a value wren bean» marital a rnsorel wort hag oohed tear trey al a reausly reponed alarm Mean. a Media» mud be highly teary* duo to the narreol the zany - Mhen sinew an Asa anal banner a sponsor estinatel an« aprdparyetlrolled value is prevail the vabe Of Te awry sea bedana tom its pasha pia - 'Offlibutiorn to die' may include reorn of c£4(. mane a both • Ongele at Pre' ranged Te ditt31011inng pie Fryunit ad may not need you- cos bask . ~cud neuritis. Restricted Semmes gmeraty ae MI oandy Setae for pak salt IRS Fnannal Services uses the nag prim of the rand« dock of the sane Maras n'euted safe for the restrad steds Air purposes of This storcemody To the cam as minded smarm are deble for sale. Me said (mead may be suffluntigly less Than the impaled are shoed • In. Nfliniatad) beam cerrent *Ids and rms. An enigma of snug mom. is based on mrteni road and dines ram alarm ew wain will be held for asie year from statement date a erred matures this estimate d oily a paint accuracy aid anima came se not garaseed - PSMated snug mom and arrant 14.1 for Marl IlDe;OISeCin$5 muld "ncluie artium of rimer or cagy( gans n ads Ole the tit riccme laid dunem tel would be oventratd - Ward anus inane aid amens yal aid te adult More and geld night be bwerer hgher thai the maimed awns - An *Ovule of andad name raided aka mad dated bythe omens make vafflaccgage brae is bared en the lag dovisid or cam pay re made by the ma and ~es me seat adopoird ell te hold's one yea Mtn the statement dale or mterngurty Mara aid °offload vole ae not guadffleed • Ain net held lay WS financial denim (email Mega ale not ledbytePm asi not wan the &WS possession or antel Ma assets re aplabsd m yam Val<nWil for diocesans pupas on>, Roans and vase profaned re aided byte elude firm U85 Fascia baits n not rpponsbe for this Mermen and does net grata es rangy These assets tenet racird by Seig or the inns suppernenul SP( coverage • Revenue abating and addkbnaleampeosadoet - ti adlitai to manissom ore sake aid Mil fees nosed es 'ennead" with the &Stolen of nuara ads toots drags we alga or afire reduce renrue navg aapenu f tern dauber% rs and« »Mon of the made tads that we sell lMae nuts are bled en two ease armored; (O the rani Ol agesbyuBS ol a macula rffltual Raid lamas to ordmis. erd iise fat area a paar smug fund fantis toms Nil a IN Inn - We aid ea alga and recent retweffldg il d ormtesprodessing lets n conderaton for transfer agent swiss Tat we sonde to Mara funds 'fad as gensale re pad ern insider awn on the mutual ha aid as aflod dolls anium based on the rota of ~Is at the troffle-deals holdingmutual ads el m( and lanffl - in all an to omris Ms Mewed ri corredion wen the sabot darbutian of ansury codas rd diit rasa:, Mid mks to our dear, he ardour afderie rase Mena agile On/Mar Iran maul the mans> areas 'Menace Tr amity °taxis again ol The Aptanorcorrorns Or SpOnSaS a aunt mestreet trusts WP Watt. - Ott rats also recea trading comobsensarid oar ~Ian from mare fimds il d mina Martin are groat we dahuto - We raffle at awl tee from L8S8ask USA and UPS A4 Stanford each el up to RS pet navure warming to me barts ads the Ungar* Savens Pnagrans ASA, Homan regardng commas" as other Tarps moaned annemon wen the efflodion ol vas naiad rhea trractens has been eddied ed omleatons pcsmay fared to you aid al be ymMed to you yrompip on nfflues Short selling you aengaged in Tort st4dg aatarity you may nova ragemare so email became one a Ilal palcula earty Open ordn Regaling Open or ' goodtilaneelled• orders that are not reined byre Stream date opm buy al sell Step odes re wand by the aslant old:Wends« teens ea • oydraindsor exinghis date unarm reared cam e. by re You as remornfolelor orders due at mead sae to pus fare le untel exisirg open Wen Tax withelditg en ~ens from UK financial Sande» IRAs ~al tackler reauresieS Masai Services to watiold income tar from yor table iRA dada ens tut you may den not lame ransom ahead or. inton. you my elect to haw ler ~Mc a era. a ct a lad raw as you MOOS. WM Soon era remain n S4 leCt unt r esSokid by you You mayrate pan eloctIon a affl Ono by roam anew team If you do not he,, rat matt waged Ironi 'Our dartuliOnS. you maybe reponsbie lee the prows of rstenxedtay You may nar pensas d the modes wad] and you, endued Is parents se not Slug CO yOu. lac obligaten Privacy To Ø4n a copy or madamt Olds Pray Aida pea itontrl rod FaselAchrsor °minor wane a: yaw ras ccmconfacwofra UBS ;natal Snags O not a bark the RIVA. tows% SevaS Accost BSA and IRMA re Oa sage aortas art bade access to bat ricl saCeS are prodias taros* anagrams wen aimed bats ad °thee TIM paybalks and provides ass to Mace and army products isued by unaffiliated tined {tarty Moran, enflame trough mamma agency areaesor UM Fnandal Sakes Ix Imesamt. mace. and amuse products Hot RCM hoard • No bate garnten May law value WA ?Insole«. M.anagferuni Aran %sass Seam Marc BSA. ifertis rd «among Rmoisce latigarat CONFIDENTIAL Mars as registered serve» mats ol LIPS Frunal Sends Ire Vet Senalue is a agitated service maffl. ol visa Ineramal U35 Visa Mints's~ Casa U88 Wa Ma ads at issued byU(358a USA all ammo from treauSA harrorad UPS Finanall Servioes Inc Rey 201407 SDNY_GM_00021112 EFTA 0[)131732 EFTA01273939 UBS UBS Felancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor December 2014 CNF7008072431 1214 X13 Y1 0 HI AN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor. SCOTT STACKNIANILYLE CASRIEL Phone Questions about your statement? Call your Finan,:ia', Advisor Cr the Value of your account RMA ResotxceUne at 800-RMA-1000, account on November 28 (5) on December 31(S) Your assets 968,765.10 967,050.04 Visit our websitin v•ww.ubs.conVeinancialservices Your liabilities 0.00 0.00 Value of your account 5968,765.10 5967,050.04 Tracking the value of your account S Thousands 968.8 967.1 Nov 2014 Der 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals 1959,354.04 Your OWStrnent return. MO:lendand interest income 429,019.91 Change in market value 421323 91 Value of your become on Dec 31. 2014 $967.050.04 Soca SDNY GM 00021113 Member SIPC CNP70010008072431 NP1000305739 00003 1214 0305750Ch1 1o1003 Page 25 of 104 CONFIDENTIAL EF1'A_00131733 EFTA01273940 SUBS UBS Strategic Advisor December 2014 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 5,184.25 0.54% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 961,865.79 99.46% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $967,050.04 59 67,050.04 100.00% Account name: <, .EL Friendly account name: Account number: Your current asset allocation A D Eye on the markets Index Your Financial Advisor KC- 7 - • LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2014 3-month 'treasury bills: 0.04% One-month LIBOR: 0.17% Percentage change December 2014 Year to date -0.25% 13.69% -0.00% 12.56% -3.44% -448% 0.09% 5.97% CNP70010006072432 NP7000305739 00003 1214 030575004 CONFIDENTIAL loggivont000Nisten of 104 EFTA_00131734 EFTA01273941 UBS UBS Strategic Advisor December 2014 Change in the value of your account December 2014 (3) Year to date (5) Opening account value $968,765.10 $0.00 Deposits, including investments transferred in 0.00 1,014,064.19 Withdrawals and fees, including investments transferred cut 0.00 -54,710.15 Dividend and interest income 12,539.47 29,019.91 Change in market value -14,254.53 -21,323.91 Closing account value 4967,050.04 5967,050.04 Account name: GHISLAINE friendly a ccou nt name: Account number. Dividend and interest income earned Foe puipmes of Ito statement, tacatvity of inkiest ant cluidend inform ha. been determined Dan a US to top:ding percptdive. Based upon Ow residence of the account hokki, account type, or prolucl type, some interest ander Miclend payments may not be subiect to United States (US) ardor Puerto Rico (P8) Income tares. The r7tnit monthat statement is not intended lo be used and (amen be rand upon for tar purposes. Clients should refer to the apikaole tar reporting forms they recent. 1 tom 185 annualy, such as the forms 1099 and me POMS 480, for ear rePOITA0 information It is the Make of U85 to file the =lane tat reporting forms yrith the in interne Revenue Semce and PR Treasury Degortment, and in such town accurately astily dwdenct ands Interest as lac exempt or taxable income. Pleat corault your indedual tax PrePatel December 2014 (1) Year to date IS) Taxable dividends 11,341.62 27,817 42 Long-term capital gains 1,197 85 1,197 85 Taxable interest 0 00 4.58 Total current year $12,539.47 $29,019.91 Total dividend & interest $12,539.47 $29,019.91 Summary of gains and losses Values reported below exclude products for which gans and iosses are not classified Realized gains and losses Unrealized December 2014 (5) Year to date (5) gains and loses (3) Short term 0.00 1.75 -6,007 12 Long tens 0.00 -3,434.00 -14,097 C6 Total $0.00 -$3,432.25 -$20,104.18 Your Si medal Advisor: SCOTT STACK MAIWLYLE CASRIEL Cash activity summary See account actaaty the month for decals. Balances in your Sweep Options are induded in the disering and closing balances eau.. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at MS AG, starrhord aanch or bank deposits placed through the UBS internaiorui Deposit Account program siPc protection applies to money market sweep fund holdings but nal bare deposits abOut your statement on the last tv,o pages cif his document for (*leis December 2014 (5) Sao important inaannation Year to date (5) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0 00 52,816 24 Dividend and interest income 12,539.47 29,019.91 Proceeds from investment transactions 0.00 162,684.91 Total additions $12.539.47 $244,521.06 Subtractions Professional management fees and related services 0.00 -2,615.69 Other funds debited 0.00 -52,094.46 Rinds withdrawn for investments bought -7,355.22 -184,626.66 Total subtractions -$7,355.22 -$239,336.81 Net cash flow $5,184.25 $5,184.25 Closing balances $5,184.25 $5,184.25 SDNY GM 00021115 C1070310308072433 NP7000305739 00(103 1214 030575004 CONFIDENTIAL 101000 Pag• 27 of 104 EFTA_00131735 EFTA01273942 *UBS UBS Strategic Advisor December 2014 UBS Bank USA Deposit Account APY interest period Nov 7 - Dec 4 Opening UBS Bank USA Deposit balance Nov 7 5753.34 Closing UBS Bank USA Deposit balance Dec 4 $144.74 Number of days in interest period 28 Average daily ba bnce $334.23 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE NIAXWEU. Friendly account name: Account number Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmaiy Moderate investment eligibility consideration NOtle sewed Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Mounds' Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C01030•072434NF70C030573903203 1214 030575004 CONFIDENTIAL lOglt#4CGM00011,19,628 of 104 EFTA_00B1736 EFTA01273943 *UBS UBS Strategic Advisor December 2014 Your assets Account name: Your ?I nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASR1EL Account number. Some pnces, income and current vaues ShOon may teEpprOximalt. AS a result gains attosses may no be accurately reflected. Set smporrant info:matron about your statement a the end of the dxurnem for rrore infornson. Cash Cash and money balances Cash and nosey balances may include. avalade cash balaxes, UBS Bant USA depopt account balances, UBS AG Starlord Branch de pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit °Muni balances are insured by the FOC wllhn applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances Sr. not insured by FDIC and are not protected by SIPC Maley market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for del aih about I hose balances Hddng UBS BANK USA CEP ACCT Opening basic< Clot/nub/Once on Dec I (1) on Dec 21 (5) Price per share on Dec 21 (S) Average rate Cut:lend Interest Dann period period Caps ount (S) 0.00 5,184.25 Fixed income Mutual funds Total reinvested is the Iola of a reinvested dvdends. II does not include ay cash dinctrids. Its rat a tat lot for the purposes of determining hddng periods or cost bass. The shares you receive each tine you reinvest cludends become a separate tax lot. Cost bases is the told purchase cost of the security, indudng renvesteddvdends The cost basis may need to be alusted for return d biota] payments in order to determne the a:lustedcost bass for tat repOrting purposes. Honing 8tACKROCK STRATEGIC INCOME Symbol BSIIX Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 163,00000 10,110 159,993.21 -3,006.79 ST Total reinvested 339.090 10.148 3,441.42 10.110 3.428.20 -13.22 EA1: 43.960 Omen yield. 2 42% Sectrity total 16,164.333 10.297 163.000.00 166,441.42 163,421.40 -3020.01 421.41 continued next page SONY GM 00021117 OW70310003077435 Ne70033C6739 00023 1214 030579004 101000 Pag• 29 of 104 Purchase DKr/ Nirber Average pre of shares pet share (1) Client investment CO 250.000 00 trnrealzed (ter)gam or loss s the dfference between the current value and the con basis and woad generally be your taxade gain or loss if the security was sold on this date. The unreaued (lax) 93n a toss may need to be adusted for return of capital payments in ceder to detertnne the realized con or boss for Is reporting purposes investment return is Iht Culfehl clue MOUS the amount yOu invested it does nee Include sieges that Se riot reflected on you statement. mooting shares that hate been itehted as either a gain or a loss. Il also does not include cash citidends that were not reinvested Cost Price per stile basis (11 on Dec 31 (S) Value on Unreari2edns0 iniegrnem HOICIng Dec 31 IS) gain or loss (5) khan 01 period CONFIDENTIAL EFTA_00131737 EFTA01273944 SUBS UBS Strategic Advisor December 2014 Your assets . Fixed income . Mutual funds (continued) Nurtbet Purchase puce/ Averaw price Client Cost Prue per share value on unrealized Cad Investment Holdrg Melting of shares 'mishear (I) invent/1mi Deane) an Dec 31 (3) Dec 31 (1) gain or loss (5) return (I) period I) DOUBLE UP* TOTAL RETURN RIND inisn. Symbol. DOLTX Trade date: Mn 29, 13 4.490.660 11379 51,10321 51,103.71 10.970 49262.54 4,841.17 LT Total reinvested 180.209 10.954 1,975.83 10.970 1,976.89 1.06 EAI: 42,447 Current yield: 4.78% Security total 4.670.869 11.364 51,103.71 53,079.54 51239.43 -1,840.11 135.72 EATON VANCE FLOATING RATE FUND I Symbol: DBLX Trade date: /an 39, 13 5.463.943 9.180 50,159.00 50,159.00 6910 48,683.73 -1,47527 LT Trade date: Mn 21, 14 2,727.687 9.210 25,122.00 25,122.00 8910 24303.69 -81831 ST Total reinvested 254.971 9.099 2,320.00 6910 2,271.79 -48.21 EAI: 42,905 Current yield: 3.86% Security total 8,446.601 9.187 75281.00 77,601.00 75259.21 -2,341.79 -21.79 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: km 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.280 48,641.93 .899.02 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.280 19274.75 .35625 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.280 21266.94 -39106 LT Trade date: Ian 21, 14 4290.169 10.679 51,159.00 51.159.00 10.280 49242.94 -1,91606 ST Total reinvested 369.647 10.506 3,883.86 10.280 3,799.97 -83.89 EAI: 43,749 Current yield: 2.64% Security total 13,835.270 10.544 141,991.00 145,874.86 142,226.57 -3,648.28 235.58 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 -19198 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797,65 267.65 LT EAI: 41,139 Current yield: 1.92% continued neat page CNP70010008072436 NP7000305739 00003 1214 030575004 10gtrikiromo002491630 of 104 Account name: GMIcr PINE MA +V EU Friendly account name: Amount number. Your Ignandal Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00131738 EFTA01273945 *UBS UBS Strategic Advisor December 2014 Your assets . Fixed income . Mutual funds (contrite:9 Wiring Number of shares Purchase Pore Average once per share CO client investment (f) Cost basis (1) Price per share on Dec 3t 0) value on Dec 31 (1) Lima/Ind (tad Investment sicking gisinorloss return CP period Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67 JP MORGAN STRATEGIC INCOME OPPCATUNMES RIND CLASS Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.720 123270.66 -2,419.14 LT Total reinvested 159.035 11.851 1,884.80 11.720 1,863.89 -20.91 (Al: 11,986 Current yield: 1.59% security total 10,677.010 11.949 125,689.80 127,574.60 125,134.55 -2,440.05 -555.25 JPMORGAN UNCONSTRAINED LEST FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.030 96,804.97 -2,219.86 LT Total reinvested 393.593 10.179 4,006.67 10.030 3,947.74 -58.93 EAI: 44,389 Current yield: 4.36% Security total 10,045.135 10.257 99,024.83 103,031.50 100,752.70 -2,27879 1,72738 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PAD2X Trade date: .lan 29, 13 7.400.957 10.046 74,351.21 74,351.21 9.720 71,937.30 -2,413.91 LT Trade date: Oct 2.13 2209.898 9.799 21656.11 21,656.11 9.720 21,480.21 -175.90 LT Total reinvested 286.736 9.865 2,828.93 9.720 2,787.07 -41.86 EAI: 13,108 Current yield: 3.23% Security total 9,897.591 9.986 96,007.32 98,83625 96204.58 -2,631.67 197.26 ABC BWEBAY ABSOLUTE RETURN RJNOCLASS I Symbol: RBARX Trade date: Jan 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.030 129,505.34 -1,734.36 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.030 18,876.34 -243.79 1.7 EAI: 12,396 Current yield: 1.61% Security total 14,793.787 10.164 150359.83 150359.83 148381.68 -1,978.15 •1,978.15 continued next page SONY GM 00021119 CNP70014008077137 NP7000305739 00003 1211 030575001 101000 Pogo 31 of 104 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Fl Randal Advisor: SCOTT STACKMANLYLE CASRIEL CONFIDENTIAL EFTA_00131739 EFTA01273946 UBS U BS Strategic Advisor December 2014 Your assets Fixed income . Mutual funds (cononue4) ifddng Total Total estimated annual income: Your total assets Cash Igxed income Total Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Ignancial Advisor: SCOTT STACK MANTLYLE CASRIEL Nurrbet of shares Purchase mud AvtI47 price Client pet sham (I) investment CS) Cost Price per snare basis (1) on Dec 31(1) value on Dec 31 (1) Unrealized 0a4 gain or loss (1) investment Hddng ietum (S) Felled $26,079 8961.628.49 Vdue on Dec 31 (1) $981,970.00 Percentage d your account 5961,865.79 Cost basis (1) -820,104.18 Blinded annual imam (1) $237.30 Unrealized wince loss (0 Cash and money balances 5,184.25 0.54% 5.18425 Mutual funds 961,865.79 9946% 981,970.00 26,079.00 -20.104.18 $967,050.04 100.00% $987,154.25 $26,079.00 -820,104.18 Account activity this month Date AclIsty Dividend and interest income Taxable dividends Dec 1 Cividend Dec 1 Cividend Dec 1 Cividend Dec 1 Cividend Dec 1 Dividend Dec 1 Dividend Dec I Dividend Dec 1 Cividend Dec 2 Cividend Dec23 St Cap Gain Dec23 St Cap Gain Dec 24 Cividend Dec 29 Dividend Dec 31 Dividend Dec 31 Dividend Total taxable dividends Decittion Ampull(1) EATON VANCE FLOATING RATE FUND I AS OF 11/28(14 251.68 P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 74.50 BLACKNOCK STRATEGIC INCOME I AS OF 11128/14 327.63 DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 11129'14 177.95 GOLDMAN SACHS STRATEGIC INCOME CL IAS OF 1 1128.114 400.20 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 1 V28114 203.94 /MORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 118.21 HSBC TOTAL RETURN FUND CLASS I 28.90 RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 1112& 1 4 115.84 BLACK ROCK STRATEGIC INCOME I SHORT TERM CAPITAL GAIN 2.814.03 RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I SHOIIT TERM CAPITAL GAIN AS OF 12119114 3,134.80 HS8C TOTAL RETURN RIND CLASS I 706.86 GOLDMAN SACHS STRATEGIC INCOME CL I 822.59 .IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 330.11 PMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 1,834.38 $11,941.62 CNP700100013072438NP7CC0305739 00003 1214 030575004 CONFIDENTIAL 1°M4YGM000IIIIII2032 of 104 EFTA_00131740 EFTA01273947 (S UBS UBS Strategic Advisor December 2014 Account activity this month (contrueth Oat Dividend and intemstincome (continued) Long-turn capital gains Account name: GHISLAINE MAXWELL friendly account name: Amount number. Your Mendel Advisor: SCOTT STACKMANLYLE CASILEL Adiiny Desorption Amount (S) Dx 23 Lt Cap Gain RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I LONG TERM CAPITAL GAIN 1,197.85 ASOF 12/19/14 Total long-teen capital gains 1,197.85 Total divided and interest income $12839.47 Invesbnent transactions For more information &out die mit/value shown for restrictedSecurities. see important infoimation stow your statement at tne end CI inn document Otte Actinly DeSciptron Quantity vast HO erste (3) Pr.:Kends (ran investment transxocoso) Funds wsthcInsiten iCr Acciued investments bductit (S) interest CS) Dec 1 Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 901 NAV ON II/2'804 ASIDE 1 I/28/14 27.933 -251 68 Dec I Reinvestment .11, MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.77 NAV ON 11122/14 6.330 -74.50 Dec I Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND REINVESTED AT 10.30 NAV ON 11/28714 AS OF II/Z314 31.809 -327.63 Dec I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 11.01 NAV ON 11121314 AS OF 11/2E/14 16.163 -177.95 Dec I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.39 NAV ON 11/28/14 AS OF 11128114 38.518 -400.20 Dec 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 DIVIDEND REINVESTED AT 9 79 NAV ON II/28/14 ASOF 11/28/14 20.831 •20394 Dec 1 Reinvestment .INvIORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 10 2 I NAV ON 11128r14 11.578 -118.21 Dec 23 Reinvestment BLACKROCK STRATEGIC INCOME I ST CAP GAINS REINVESTED AT 10 12 NAV ON 12122114 278.066 -2,814 03 Dec 29 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.33 NAV ON 12/26(14 79.631 -822.59 continued next page SONY GM 00021121 0470310003072439Nn700330573900033 1214 030575004 101000 Pigs 33 of 104 CONFIDENTIAL EFTA_00B 1741 EFTA01273948 T UBS Strategic Advisor December 2014 Account activity this month (ccotentec0 investment transactions (continued) Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Date *Unity Descaption Quantity Dec 31 Reimestment 11, MORGAN STRATEGIC INCOME ORPORTUNMES FUND CLASS 5 DIVIDEND REINVESTED AT 11.72 NAV ON 12130(14 28.166 Dec31 Reinvestment .IPMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 10.03 NAV ON 12130'14 182.889 Total Gate Money balance activities Nov 28 Dec 2 Dec 3 Dec 24 Dec 26 Dec31 The UBS Bank USA Dep09t AaOunt IS year Duman/ sweep Celion Your II Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Proceeds Iron Funds investment yrithdravel for Accrued Ydue CS) Pnce CS) transactions (S) mestments bouqd (51 interest (5) -330.11 -1834.38 -$7,355.22 Activity Description (1) Balance forward $OSO Deposit U8S BANK USA DEPOSIT ACCOUNT 28.90 Deposit UBS BANK USA DEPOSIT ACCOUNT 115.84 Deposit U8S BANK USA DEPOSIT ACCOUNT 4332.65 Deposit 085 BANK USA DEPOSIT ACCOUNT 706.86 Closing UBS Bank USA Deposit Amount 55,184.25 CNP70010008072440NP2000305739 00003 1214 030575004 End of statement for account number CONFIDENTIAL 10101YGM000,M11234 of 104 EFTA_00131742 EFTA01273949 Important information about your statement (18S Friancial Servos Inc (ta rim MSS FnathalSoricod. Is a ranter of al priscpal security. cannoddy aid toms adoirges 1185 F rads' Serve's and UM Bank UM. as belied aubtal iris of LOS AG and Milian of CRS Socurithe LI( The F an's toenail swarm 4 Wattle uthan meal the teas execitherothoes area CRS Pnadal Smears lx 1200 Baba Boulevard Weehawken NJ 07086 This showmen repreliaS the cnly Octal ward of thou UM Freida Sawa, aCOPall Oder reardS. thapt Mall tar downerea. conuhng ccolan3 data should not be abed upon d you b iwi? data 6 an emir or once," please noon n cernedheety ri wring to theflrach Makdir of the once sernng your aarunt Alticv9h al no taw are intended to be X0.010. darthint deeToad rot be used for tic Nooses Rey solely on yeryiend tar lam be. Foal 1099. So911. WS. ex) whin prepang war la "tom the Iwo is retpred by lax to mon to the RS al taro) le OW:lends. repoottle non- bauble <Maids ad late wen tamed en startles held n par accurk net proceeds on sale trrnatonl, and cost bat on condo yawed Nan., Cammuniallom with the Arm • Nesse rnalfsen ersorel arieronCatons n *nog to further mud your him notating you* rotes ode the kaolin hien Protection Act (SPA) • tithe Medi matron on the top left of the lroot of the nalernmt is not LUIS FitinCulSenCen IBS Pravda Soares caries you accord as dearkg broke by arongemett oath the Mated mouton We Intoned you on this reblionthp %hen yea (*.red this =urn In the caok far finds and weak ith se looted 21135 Feurioal Satan and not th? reroduag bearer. aid you mist mat a report of thy era orate:slat to lent bad All atone stateroom Pal be clearad compete ad acar ate fl ri objected to n vastrg teethe 60 days • Phase wee cusiomer eityplakes a room to the I mrs atm AtWomp0ppatnoma 2017521699*r totted al 030-35441,03. 8 00AM to6 00 PM El Monday twat flId a h rang to u8SIdincol Settee nc. Clem Rohde,' Dopartment. PO Pox 766 Unon Cite NI 07037 • Si case of *mesa Whom about al Soon< hods transfer 0711 bad pedant ce 165 veal dark cad Nomadism, call 800762.1000 a ma to LOSFriancal Sienots hc. 1050 Mafia SW .6th bar. Wo€kvervo, NI 07036. Ann INWSSA Sanaa Col enwrap as soon as you cart d "outlaw stawnem or receix 6 swag ot d you need more of <melon Loot donde on the slanntrit or ',apt The Fen ce Card Muir (as cep lobo) must her torn you nO Wirth:11 60 days alter the Hensel you the fed summon on vstuth the era or problemwad - horde you- nano ad mow newer (II an) - Describe the PTO. or the renitence ay teem aloft ad eaten as clearly a you on cony pti Wed 4 is al error a Why you We awe nlanntion - Provide the data num of rew mowed sera The PenaCad isuer wit no:agate you- caviare ad will ort(ct any error praTpfly Pleas make al decks payablo to tho robot the hided nohow ndoated on de tore of this dawned Si adder., to regt8a =ant fed. axone ma/ be subad to manunance Inc charge: Ice Isepyre.* far socurim purchren aid Charge he srpael alrount$ n oath =cants Aopunts ma are tranf erred 10 Olive ostaflons may be stein to a order fee L185 Sweep Opt:me yes often 0;Soni fa sweepmg.odl batPX13. "tn ." bat deposits al MS flat L6A adt.5 AG Stamford &sub Bak Swap hoard marayrneket moue hods theory Fuels) and the thavational Depose Account CO or CuStanerS Nth a thienthona Adana Minagenent Aosouni Mouth itit Oink Sweep reoparis oath baboon are swept 53 LeS Bat USA it. to ai esiabIshed inn arid then to UPS AG Scanted Brady a a Matey Fund Deposes at LS5 Bak USA are 'DK nutted n accordaxe with (OK rules For nay :demotion plea. nut www Ida thy Departs a UPS AG 9abford Burch ad dares cr Maley Fulda renoi nosed by the FDC, Through the OA evadable to cat, bin's aro shops to deposit accounts a 1.13S AG Nor/teak Brandi ad IPSlG Caplan Esardo thesedeposits ore ria nosed by the PDC Betsy'shart at the Lin AG Caret Bra-th are to woraily oposed to the soarer rd of the Cayes, Minds and thee b no quarxteecr other di icatia ol 1J35 M3 to repay thebalms wink on the LOS Cayman's etas books Deposit am IRS Bat USA ad each UPS AG Brasth aro no amend by SIC Miner Fund shaes aP accededby SPC See 'WS Foaled Seven Account Retortion' below. Upon you rP;u02. baSTOS el fi e Bali Swoop Program or DA may be wildard and shares of a Money Fund maybe madam, aid theproceeds returned to puce yaw teasitos =ant Further nformaxn tout sailnie temp optax. edoing omens inmost rates ad gods. 6 wit** a woes stearritheepyitifs bon your 'nab.), &tenor a by Caring 800462-1000 U85 Irsontiol Stryker me ova peels tion The Finn is a melba of the Securnes invertor Protection Coporaorn (SPC). von oh peace-hue -ones waives of es medal tor to 1500000 (ncirdeg $250.000 for darns for ads) the SSC we caudal tom *Ph lo all Kasen tha du had n a paned, boomer the Fort together wth anal ifu ad ha also pachawd stepionental posychon The macaroon mount payable to all diplob them. colitcbalrunderthe protection 65S0) maim as of Minter 18 2013 Sara to the poky arditions aid hatabas oath a the Fen 6Utherprotected kr upits $l9 mild es the aow- egae for el your axosnis held es a paha, capaay A full (boy DI the poky nedng 6 nib* upOn Men The SIC proeslat and tie supplethental remit° both do nth apply to • Conant natal ems controlled tided kidded ore account vain/but held away from lAil$Finalizial Services kg. man float 308Si:tat (i)ca;fi at 1185 AG Standard tooth (d) nitrate mans. naiad vaubvir mulles. ad Minns of mutual finds were sob maws are tog betted dearly n the nine a the a000at holder on the bode arid records of the mob:ably ewer or trader agent/ • Coma natant contexts or ridoamatt ',team 999. Imbed pavoirships aid poste plawents) that arena agisierea vide the Stunt{ Aci of 1933. and • Corwin:dem arenas to 9. forath eedsar90 and preitas mai antracts), noLdid foxescommas and cenr odflY *Pan coronas The SCC protection ad oho orpplorrimui preseeton do not apply to those assetsyen Ober Ottende appear Crlra statenent The SPC protection aid the sapbatoota peoteacn do not protect aganst dwipet n the market vat* a you iweStinintS hawed( aS a reSub a mallet nodnent. rem baeruptcTor 011.147601 More Wormton a rat* le teln erne ear may don tae nfortnation about WC. included the SPC BrOdide by commrg SPC at 202-37l 43300a by vette the SP( Attune at rnite app Ply Dividend Re Mealier Program IDP/P) them, reeked ear deckle pna You may oaan the actualpee horn your hinnoi Ade oor Only whole that ye pothead inlet CAP. partial shares oil be soli and die cash sal be deposed n die amours lhedvidend renvestmerr pox tippled by the rawer mayday free, the Mahn ;eke le Mob thepaha then Ye sold Carlebiliou Only Ashok ones Inn be hold in tOur noire I you are axed to 'petalme at a read! of ark/Wend parent or • therwise, the Firm wA ether partial nos a makes price a ampt a atom ditethrod by a reptieed rifling agerCy. and cede joist account lavorentm °bleaker The meaner obpcives and Fit profile ae speak lo eath aCCOunl and nyevary hetstin SINN adeee OW Inn promptly n wrong of any badcant dyne. in your taanoX stuatan or thiesumm awake For eads acourc held. you choose one of the to loving nvestinerd ObaCtae$ • Podia Guinn: "come beeltnients seeldn; the royal bit of name only • Ache* Carda. fappreCiation Vivednants Spain; Torah prncpal rah. Mantra, gineratOn of Man? • itcarce Cordwood of income er/ChataAPPeadon thantiarts soot id both dig goner' of noon and growth se prociPal Camilla* prelim • Conant/be Seeks to mantas brie ridge( wth low rid and rotalily to the accant omit Preen fl ma means the mount does not gorse-de bracer WON* or mums ad myna keep pia wth a61010 • Arbansia Vining to accot sarong. to arced ad diem sorrevola aye, se* higher Muni • Agrees, Ming to dpapil hgh risk to anode! aid hgh vanity to seatuth duos cow time Statement ineurobekling" We rnay ConSoldale al railed acOvit Statelier% with the sat additos n the sane envelope ACostosts may be related for this ones. beano my ha* ownalv.ho oho maitan pont mount rgaiontps rah OW dents at the salon address The Fracas 6 known 'howeitoicIng • I you "Cr to Robe ind4dual Agents,' rnailtd is Metre CONFIDENTIAL erveloree —you may Serino househoiln3 4c:erg your Frieda Advisor Fried,/ Kce4JM nem Tlydrierrie mare nano ref lats informal that you mead an the Ferns or Int arras hobs.. It 6a custorlzabb indrunw• moan by you si aza you wth your recadreryang it ha no legal after on rev nowt l efu on wage vox Rader darn naves. throup OnIne Somas a by °macho; thy Frtaxei AO, bor. Ammon overview • vibe of fart acountroxecoo NW 01 assets and habillteS • Asia Ink*" Wattle cell bifaces vAses la m eek-Ted wade,(m ) aid Gkbar 1-me Deposits unmade:I ats to market and certain assets nor held bytheca'. Dom not nadeunprod mialtdassets at thetold the pox and curet staterrem pooch a aware reentflenth Uniessed stag COI hen ad creditable stid options • Oakeres nada dote bathax. cautaidni mar loan. deal the. sheet accoum balms • cash/maw balaxei Tots of inirresied wadable cat biancoh di61.R5 Bath VSA dopobT bather. 05 AG Stanford Branch depose balances and mono/ matte pull ul bald Peep baffles. a the Jose of the galena period Norhoorrenoe Ey he credit baron nyea axount arena seyegaea from °Ow batmen ad tire Fitunly use eh or those fords n the ordthry came of as banns these funds at payable upon demand Tha total 6 Inarded ne arrant wad dosig value landing information Fa detaM ?donna ion on the rn's VW.) P • acicvs and didocum Mee to yawl it heal arise Agroirran or Arun agrearimi and the General Taos ad Caldrons UPS Statement d Credo Plaices alatab* n astretavers and Decbsuf es al:run*. enmItno..0.thvitunsi Your an Yea stationed Winces Seosites and other &Gets held n the amine* cod or Be Amain peke rOu may aft for deitey of furypad reared at ay one You may recede secedes used a loan collated enter Pa/0 9.7 lian balance due on them Any Wanton ordered the third the steamers period or. lead at nUtiti vela* ee w the end of the stared peal • Con basic et dslethnng thecae; Mead* searthes inducted n mho gitenont. Sae Misted web the number '1' UOS ramie Serreceston roiled on int Neutron oblaised f ran sources other than 1111$ fr anca Sevres. adding oloonalon Iran soother IT or to you may An prvedel to your hi...EN Arlyar The Firm dots not hairoodenth wry Or guarantee No annoy a validity of my knoithaon provided by sources other to USSForioal SerrkeS in added" Stough LOS Fiddat Straka rarely updates the donnarion as c 6 record reform does rot broil& any assvame that the of ameba mkt 'Cost base and 'Vented gainless a duet* a of the die of this 9124Mfal As AKA please do not rayon this .lama on to make curdle* a sae dean *. fa tat purOsel a catteWor Waceinn Unfelt:I to the fern mar melee suirrim nlormaim orly for me pond of time they re held a the Fim Morehthordil olarnahon oat be added by you Firunaal Adeda • Unleaded gelredbotos %Mao data Ontred natal red Oafas ty5 ere Cedialel for SDNY_GM_00021123 EFTA 00131743 EFTA01273950 Important information about your statement (continued) infrrickinoraity lots the Pa-nation data fa intlintbal on mayor may not re riot ammissam charsnee seumyreorywmairi tams Weekend airl other rerreernan lots and systornaic puedme lots at eat' combred to dare one award ki the • bade die' cobem presents the original banal son trakdate • CANN korkies Bonds andpremed stock that the issuer calt for ealy raterneton tat be selected ape-bey by lot torn amen) it sateen of that awe held in out name a en penmen:me for as dens Callen* nfcmut en is Waned from thin pre; aid its 'cora" it rot gunmen Ogee Call teams nay east arch could alien yell complete interne1m wi be provided upon recap • CertifrateS of deposit (CM) Cos are MC mind °pm $29a000 in prong and Saud etre/ pe Mumma and per deposing nannies. n acordasm with SDK nibs • priceuvabo Fixes &band We $40Jraes and bite Patatets may be hr. , re beer thin the pro* that you would atually renew in the make Ate are 'uned tom vasisus mid narysources Muth we be be relabb bat we do not gamin eel' marry - We rangy the the doingprize when waleb se the men or the bid an ask paces kr Seed *Wein and opuses Or atybd prces lor OTC sonsts - tat acres/ uadtd marries me be priced mega volt: en mock, a themes; Otani Mee we <kneed and one not tenet an atlas mate pact or vane - Colon positions may accrei villiCut co prce and yell show price was not mailable' if we are enable to abeam a prce for a security - Deposit or Searles denominated n oractoes other Mr, U S dollars are rel knee a the naturger4e as or the oatornent date - For certan senates vadrig mmrcabmmg dermnatuns. ate and quality (lace vane) may hap been wetted,' Notre your-Nukes To *bun Curran Waren. Men arall2le. WOO yam Frannal Adsor • Mena berostnums and ertaaured produce. Mute -mestere saute* anclidng Aired pmarpation brogan and real ectate nmamem trun secants/and structeed peiductS tee genera., hghly tempted (elan amassed pedant Fran not been retracted worm the Barnes Sea EfothaNe Conmssi:n a under any state securers tans We vow* estmaed salamis( private nest:non warmth arm senate., protasis for Morn *troupers only AconCY s on 9onnle./ - the* values maydner substantally from piths, B any at ohm annexe resestrnere stoutly a structured value mw be bugs, a 'old and do not flees:ally reptant the vale you rnharKerveup:er Inuidaton - Shed pm inmates of talk are as of a anan die aid are implerd lo ItS Imaici Senoan an a recta& baps by an nOtpenchint *ration Inn If1ofr, Sentra Prow et SparcOr Sexed vim. if My. ate stapled to the rem by the ma general partner a wane and may be Cibraled bated en different Nervation from that used by tend pates to donee thee ettimatel - You can obtain addnenal Methanol reganng the rrathadolow used to determine the ennui, of vake and the date of the hfonn.von that t the bass kr the manse by comet your Anoxia Athisor - 11,h0 party *stewed vibes may be reflected as 'Not priced' n meal SCuarator ten an 'nlepenfent valuation firm has rot suppled or es on*e to asugn a vane when we beaarne arra* that a rnienil more ha oacared that trey oll a prensinly reported vibe into <Nene& Cr when aver would be hghly ipeCartatire due to the rutue of tho urarray - Wien minket an Uwe general panne a tenor estmated whence a th (Gamy estimated yaw is toted& the war ol the marry wet bednerent ton its psalm pia - 'Manatee,' to dee' mar MondeKinn of tend* ream a both • OrGee 'are ate 'Presents the metal off erg pnCe per unA and may not reflect yo✓ cost bark . Itomictied monde, Resin:ad Securers deneraly tee not curtothi age* fa p.lak lair IBS Fnrmui km:el uses the ether prior of the unntorkted stock of the sane saw a an muted vale* foe the restated nods lot purposes of and nine ra or* To the omen tun minuted wanes seep/ale for sale. Me NW wend nay be suthuntlarey Ins man ea invite's vim sown • In, kianated) Mamn anwetyields and ram An tstinate or snub, nine is based en amen, clavo.ktid ad neat ran. awning the otorities will be held for one yea from staement date or vie maturity Mrs estimate is any a guortine. aCCuraCy and OXIttlued Mame se not tarrameed - Est Mated annual Mame aid Omni viral for tartan Noes°, worine mukl Mute a ream of wincbe or cklul gam in Math C31t the lest 00:Me (aXICIarreM yeld)would be ovented - Estimated anus @Kemp aid nrrent held aid the acne norm and yak night be homer hgher thar the minuted amens - An eanuteol fl uted interne (Madre ander wenn) dad el Orb,. deem taste varlatewat balanced Lased at the last duidend or meet parent made by the nom and assaries the seen karkpoes nil be held f cc one nue tons the statement depot via =nay Aosta" and coninutd prid ale not gunned • Aetna held lei WS Financial Sent Corun assets are not INNbyte0th 74 not "On the Free; possession or envoi rinse assets re atoned an your stateneen for inlonnational peepmes only Posnins ad ram preseltd re poniard by the era" lion LES nancia Sernon n not renonsb* kir this aloanann and doesrat grantee is 3COOXy Thee assets nines protected by SIC ate Fats supplemental SIC coverage • Revenue dealing and addkrinalcomperdation. - h additon lo moimirsoni on kiln aid 12b-1 lees reeved in connecur with the drubs, on of manual finds to ow clientswe mace our fl ee renew Meru* Mann; papenu rom daubutors ander athison of the mutual funds that we tell These amounts are bred an she dearer, aerponnts the moue of saksby idea 013 pandit retrial hen lanky to me dens. and Id the sae vote of a prat, mike fund fangs sham Nild a the lien - We and as aff bre abo mese retrocking rd onvutusprocesung lees n orrsidetaton for hailer agent sakes that We prohde to rhernrtual fund; Thew lets genera re pad kw in stem h the mast land ad ae a tired doll? amount bawl on the manor of amounts at the hew -dear Irking mutual lads el kat had laniV - m aka an to commaroS reeved m ormenion web the sale or darbution of a -naryore= rd unit r or oh. t;“ huh unit to OW dents. He aldo our alder reek Manse *tang areptoSation Iron martin the te rra compile. indemnity the array ortrans Oasesel the neranos censurers Or Stakes Of haute investment trusts vin dartute - Ott aliases also re:eketrading COMMISnO.314 other coropmtation hem Ruby bras am rotten, Corrinalin vtdw pro *its we disc bee - Ink feces* an acme tee from tEt$13thlt USA ad USS AG Stained Berth of up 125 pH athount sweeping to the bats trek, the MS Br* Sweep Program ASA, Information regard...a eormarcen and other charges Waned n annitton wan the (situation ot tales nanand cp bon Vakatons has been ncbtled on conlonetons trevotrity Ian died to you, aid wit be proceed to you empty on mama Sloe selling it you re engaged n Inn sehg a warily. yco may rat a chine clue to csnan Denning cost lethal pabanv *orgy Open ti de, Re9rdinn Open or goontilicancelled • orders that rare not emosted by the flown den open buy ad Sell Sep ceders we taxed by the amount of dredends or (On on • eedkidindsor 'eights date wan mowed othenvit by you You ale rersornble for orders the are executed dm to your Nese to canal exisirg open ceders Tart veitheldig on erweirbertions from Upf Pinandal Semites IRAs Federal tactIrt requite Le$ harCial Servos to withhold secant tr from aor lark utA dank* icen tut you may eke oat to have roanstat withheld or insteat you ray elect to bar tar witneld a brae anal tad anoint at you choose Your Becton wt amain ei elect one remlad by you You myrevel* your eledien a a-ryitho by mar.tt anew erten d you da not ham routs roomette mitred Iran your distributions. you maybe reticent,* for the payrnen of earned tat You may nod Winn ml ow amens waned and sour estimated law pairntots se nos Nun tO hat tag rkliptirai Privacy To obtain a copy of as area Cheri Prinry Abhor pore contact you F nancial Advisor orrisroot me Y. snow comemanbery UBS inane-Sal Savor 6 not a bat The kVA. knew knees Aae'a BSA and AMA tee beeerage aOrantS amen prtride access to balkeg semis ant panda,' trough anrgavents with affilatel brats rid °thee thin. partybalks. aid rakes accent to him and amity portals isued by unit dated Shed tarty revranCe connakis through nwisice agency rubbaS n of It S Frinial Sather% 1K t uestennt. marten, and &holy ;odic', Nat IDC heed • No bank gunman May lose vain PirdA Resonate dAnyntent account. %Prins Uthr:f5 ACeeunt BSA. BMA and riten3bOnal RerOtiCel.411-breelt CONFIDENTIAL Account an roginered once mats ol UBS Frarcial Semites kx Yea brew, is a mitered Write mat. ol visa avernmenal LEG Wa Ugrian need cads and LOG Wa den cads an issued byU(0Bit USA rah surintspon tom v ea u S A emorsorated UBS Financial Sermon Inc Rev 201407 SDNY_G M_00021124 EFTA 00131744 EFTA01273951 SUBS UBS Financial Seniors Inc 299 Peek Avenue 25th Floor New York IV 10171.0002 CNP7005734699ot 15>n YI 0 H Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANULYLE CASRIEL Phone UBS Strategic Advisor January 2015 Questions about your statement? Value of your account Call j0-Jr Financial Advoor Cr the RMA Resourcetine at sno-RMA- MOO, On December 31 (1) on Mousy 30 (1) account Your assets 967,050.04 966,819.21 VWt our website: Your liabilities 0.00 0.00 www.ub&comifinancialiervices Value of your account $967,050.04 $966,819.21 Tracking the value of your account S Thousands 967.1 966.8 • Dec 2014 Jan 2015 Sou roes of your acco oat growth duriag 2015 Value of your account at year end 2014 S967.050.04 Net deposits and vathdravals -51,192.25 Your iwestment return DM:lendand interest income 41,500.15 Change in market value -1538.73 Value of your meow& on Jan 30.2015 0966.89.21 SDNY GM 00021125 Member S1PC OW7000;005734699 Ne7000189425 000[0 MIS 030575001 mcoo0 Page 1 of 10 CONFIDENTIAL EFTA_0013 1745 EFTA01273952 SUBS UBS Strategic Advisor January 2015 Your account balance sheet Summary of your assets Value on January 30 a) Percentage of your account A Cash and money balances 4,181.15 0.43% B Cash alternatives 000 0.00% C Equities 0.00 0.00% D Fixed income 962,638.06 99.57% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $966,819.21 $966,819.21 100.00% Account name: Friendly account name: Account number: LL Your current asset allocation D Eye on the markets Index Your Financial Advisor SCC- : -• ";r1LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% Percentage change January 2015 Year to date -3.00% -3.00% -2.78% -2.78% 0.50% 0.50% 2.10% 2.10% CNP7000)005734700NP70C0033425 00033 0115 030575004 CONFIDENTIAL leigiNVY_GM_00021filte 2 of 10 EFTA_00131746 EFTA01273953 UBS Strategic Advisor UBS January 2015 Change in the value of your account January 2015(S; Year to date (1) Opening account value $967,050.04 $967,050.04 Withckawals and fees, including investments transferred cut -1,192.25 -1,192.25 Dividend aid interest income 1,500 15 1,500.15 Change in market value -538.73 -538.73 Closing account value $966,819.21 $966,819.21 Account name: GHI. . Friendly account name: Account number. Dividend and interest income earned For purposes of this statement, taatilty of inkiest and dividend Income has been determined from a US tat reporting perspective. Baud upon the residence of the account holder, account t)pe, or product type, some interest ancror dividend payments may not be subject to United Sties (VA ardor Puerto Rico (FR) income taxes The (tent monthly statement is not intended to be used and carrot be fele(' upan Ice tar purposes. Clients should refer to the ap0kide lax reporting forms they receive from LABS annuity, such as the Forms 1099 and the Forced 4130, foe lac reporting information 1115 the practice of UBS to file the axlicatte lei reporting forms with the US Mterni Revenue Sento< had PR Treasury Crepartnynt, and in such fonm accurately dassfy dwdends arced Interest astir( exempt or tadble income. Pleat consult your indudual tat propane. January 2015 (3) Year to date (S) Taxable dividends 95.62 95.62 Taxable interest 0.07 0.07 Total current year $95.69 $95.69 Prior year adjustment 1,404.46 1,404.46 Total dividend & interest $1,500.15 $1,500.15 Summary of gains and losses Values reported below exclude products for which gain andlosses are not classified. Realized gains and losses Unrealized January 2015 ($) Year to date (1) gains and bses (4) Short term 000 0.00 -2,198 61 Long term 0.00 0.00 -18,444.32 Total $0.00 $0.00 -$20,642.93 Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL Cash activity summary See Account activity tha moitthfot decals Balances In your Sweep Options are Indneedin the cpenng and closing balances value. FDIC insurance aches only to deposits a MUDS Bank USA, rot to deposits at LOS AG. Starrioid Branch or bank deposits placed through the UFO Interneconi crops./ Account prcgam S/PC yxotection applies to money market sweep and Adding); but rot bar* deposits Steimportant ea:valerian *kit your fraternal* on the lad two pars of this document for detals January 201511) year to date (1) Opening balances Addkions Dividend and interest income $5,184.25 . 1,500 15 $5,184.25 1,500,15 Total additions $1,500.15 $1,500.15 Subtractions Professional management fees and related services -1,192.25 -1,192.25 Funds withdrawn for investments bought -1,311.00 -1,311.00 Total subtractions -$2,503.25 -$2,503.25 Net cash flow -$1,003.10 -$1,003.10 Closing balances $4,181.15 $4,181.15 SDNY GM 00021127 C NP7C007005734 701 NP7003‘6942S 00033 0115 030579004 Page 3 of to CONFIDENTIAL EFTA_00 I 31747 EFTA01273954 UBS UBS Strategic Advisor January 2015 UBS Bank USA Deposit Account APY Interest Period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $144.74 Closing UBS Bank USA Deposit balance Jan 7 35,373.40 Number of days in interest period 34 Average daily ba bnce $2,338.54 Interest earned 80 .15 Annual percentage yield earned 0.07% Account name: • Your Kneed' Advisor. Friendly account name: SCOTT STACK MANYLYLE CASRIEL Account number: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Friancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in imponant information about your sraremenra t the end of this document. Your return objective: Current income Er capita I appreciation Your risk profile: Primary • Moderate In vestment eltg tbr5ty conWera bon None selected Your account instructions . • is RFC), First In, First Out CW700(9305734702 N1'7000189425 C0M 0115 030575004 CONFIDENTIAL 10481911YGM000211414 4 of 10 EFTA_00131748 EFTA01273955 UBS Strategic Advisor sUBS January 2015 Your assets Account name: Your Financial Adelson Friendly account name: SCCil STACK MAN, LY LE CASRIEL Account number. Some pnces, income and current values ShOetn May te approximate. AS a result. gam atIOSSeSn'W not be accurately reflected. Set Smportant intosmabon about your statement a the end of the tecumem for owe infornason. Cash Cash and money balances Cast, and manly balances may wit.* ayalaile cash balances, UBS Bant USA deposit account balances, UBS AG Staring! Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC yAlhn applicable limits, but are not protected by SePC UBS AG Stanford Brant h depot.' account balances an not insured by FDIC aid se not protected by SIPC Money market sweep balances are protected by SEC but Be not insured by the FDIC. See the rmportant information about your statement at the endof this document for details about those Sancti. Hddng UBS BANK USA CEP ACCT Opering balance Cloung Wince on !an 1 (S) on Jan 30 (5) Pnce per :haze on Ian 30(s) Average rate Dnicknd Interest Days in period period Cep amount (1) 5,18425 4,181.15 Fixed income Mutual funds Total reinvested is the total ct a reinvested dvdends. n does not include any cash cltict nds. It is rot a tae lot lot the purposes ot dee/minno hdding periods or cost bass. The shares you receive each time you reinvest dedends become a separate tax 1OI. Cost basis is the total purchase cost of the security, inducing reinvested dudends The cost basis may need to be alusted for return d cilia' payments in order to deteunne the ad usted cost bails for tax reporting curpcses. Hotting AtatOtt of notes Purth3Se Average pyre per share (4) Client investment (5) RACKROCK STRATEGIC INCOME! Symbol: BSIIX Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 Total reinvested 366.985 10.146 (Al: 43.983 arrent yield- 2.42% Security total 16,192.228 10.297 163.00000 250900.00 timeatzed (ray) gam or toss is the dfference between the current vaue and the cost basis and wooed generaty be your taxade gain a loss if the security was sold oaths date. The unreaued (iax) gan a loss may need to be adusted for return of capital payments in order to &terrine the realized on or boss tor lax reporting outposts investment return is the current ea ue mmuS the amount you nested a ti3ts not Include shames that tee not reflected en you, statement. inducing shares than bait teen tea ited as either a gala or a loss. II also does rot include cash ctsidends that were not reinvested Cost STK! Per share basis CS) on tan 30(4) value on UnrealizedBM iniesiment Hddng Jan 30 (5) gain or loss (5) return 01 period 163,000 00 3,723.44 166,723.44 10.180 10.180 161,100.97 .1,899.03 ST 3,735.91 12.47 164,836.88 -1,886.56 1 836.88 cent 'rued next page SDNY GM 00021129 CHP7000?30S734703 M70034405 00003 ONS 03057%04 CONFIDENTIAL 100000 Pogo S of 10 EFTA_00131749 EFTA01273956 T UK Strategic Advisor January 2015 Your assets . Fixed income . Mutual funds (cononued) Hddng DOUBLE LINE TOTAL RETURN RIND INSTL Symbol. DI3LTX Trade date: /an 29, 13 4.490.660 11379 51,103.71 51,103.71 11.090 Total reinvested 198.838 10.964 2,180.19 11.090 EAI: 32,401 Current yield: 4.62% Security total 4.689.498 11.362 51,103.71 53,283.90 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Purchase once Number Mein late Client of shares per sham (S) inveStimmt (S) Cod Price pet snare Oasis (1) on Ian 30 (S) EATON VANCE FLOATING RATE FUNGI Symbol: NIX Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 8.9® Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 8.900 Total reinvested 284.292 9.079 2,581.25 8.900 EAI: 42,873 Current yield: 3.81% Security total 8.475.922 9.186 75281.00 77,862.25 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.060 Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.060 Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.060 Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.060 Total reinvested 397.348 10.491 4,168.63 10.060 EAI: 43,757 Current yield: 2.69% Security total 13,862.971 10.543 141,991.00 146,159.63 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.210 Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.210 EAI: 41,173 Current yield: 1.99% Your II sandal Advisor, SCOTT STACK MANLYLE CASRIEL Value on lon 30 en unman:ad044 coin or loss (I) ImeStment Hddng tetum CO period 49,801.41 2,205.11 52,006.53 -1,302.30 24.92 -1277.38 LT 902.81 48,629.09 -1,52591 LT 24276.41 -84559 LT 2,530.20 -51.05 75,435.70 -2,42655 154.70 47,601.00 -1,940.00 LT 18,862.26 -768.74 LT 20,811.80 -84820 LT 48,189.10 2,969.90 LT 3,997.32 .171.31 139,461.48 -6,698.15 -2,529.52 49,255.06 -38594 LT 9,759.41 229.41 LT continued next page CNP70009005734704 NP7000109425 00003 0115 030575004 CONFIDENTIAL 10%MiLYGM00021111486 6 of 10 EFTA_00131750 EFTA01273957 ;It UBS UBS Strategic Advisor 2 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Financial Advisor SCOTT STACK MAN I LYLE CASE/1EL Your assets Fixed income . Mutual funds (continued) Purchase Mel Witter meracy price Hddng of shares per share (I) Client investment (9) Cost basis (S) Price per share on Ian 30(9) value on Ian 30 (9) unrealized (ta4 gianorloss (5) investmeot Hddng return (5) period Security total 5,780.066 10.237 59,171.00 59,171.00 59,014.47 •15653 •156.53 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.710 123,165.49 -2,524.31 LT Total reinvested 164.501 11.847 1,948.86 11.710 1,926.31 -22.55 (Al: $1,965 Current yield: 1.57% Security total 10,682.476 11.948 125,689.80 127,638.66 125,091.79 -2,54686 -598.00 JPMORGAN UNCONSTRAINED CEBT FUNDCLASS SELECT Symbol: /SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.060 97,00.1.50 -1,930.33 LT Total reinvested 393.593 10.179 4.006.67 10.060 3,959.55 -47.12 EAI: $4,108 Current yield: 4.07% Security total 10,045.135 10.257 99,024.83 103,031.50 101,054.05 -1,977.45 2,029.22 FAUDENTIAI. ABSOLUTE RETURN BOND FUND Symbol: PAD2X Trade date: lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9,710 71,863.29 -2,487.92 LT Trade date: Oct 2. 13 2209.898 9.799 21,656.11 21,656.11 9.710 21,458.11 -198.00 LT Total reinvested 308.808 9.855 3,043.47 9.710 1998.53 -44.94 EAI: $3,055 Current yield: 3.17% Security total 9,919.663 9.935 96,007.32 99,050.79 96319.92 -2,730.86 312.61 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Mn 29, 13 12,911.799 10.164 131239.70 131,239.70 10.100 130,409.16 -83054 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.100 19,008.66 -112.05 LT EAI: 12,204 Current yield: 1.48% Security total 14,793.787 10.164 150359.83 150359.83 149,417.24 -94159 -942.59 continued next page SDNY GM 00021131 CNP70003005734 705 NP7000189A25 COMO 0115 030575004 CONFIDENTIAL Page 7 of 10 EFTA_00131751 EFTA01273958 SUBS UBS Strategic Advisor January 2015 Your assets . Fixed income . Mutual funds (continued) Total Total estirturted annual income: Your total assets Cash Fixed income Total Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Ilnandel Advisor: SCOTT STACK MANLYLE CASRIEL Weber of shares Purchase pIK& Angara once Client pet shale (S) tnvestrnenl (S) Cost Pnce per share Owls (S) on Ian 30(1) value on ran 30 (1) unrealized040 rein or loss (1) investment Holdng return (I) period 975,519 $961,628.49 Value on Ian 30 (S) $983,281.00 Percentage of your account $962,638.06 Cost basis (1) -$20,642.93 Estimated annual income (f) $1,009.57 uncedszed gain or loss (1) Cash and money balances 4,181.15 0.43% 4,181.15 Mutual funds 962,638.06 99.57% 913281.00 25,51940 -20,64233 5966,1319.21 100.00% 8987,462.15 $25,519.00 -920,642.93 Account activity this month Ode ',duty DeicTotion AMNIA (1) Dividend and interest income Taxable dividends Mn 2 Dividend HSBC TOTAL RETURN FUND CLASS I 31.56 Jan 30 Cividend Total taxable dividends JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 64.06 59542 Taxable interest Jan 8 Interest Wad/awns U85 BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07 Total taxable interest Jan 2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 12/31/14 261.25 Jan 2 Dividend BLACKROCK STRATEGIC INCOME I AS OF 12131114 282.02 Jan 2 Dividend DOUBLE LINE TOTAL RETURN FUND INSTL AS OF 12131114 204.36 Jan 2 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 12/311 14 284.77 Jan 2 Dividend $0.07 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 12/31/14 214.54 Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1213 u 14 0.08 Jan 5 Cividend RBC BLVEBAY ABSOLUTE RETURN FUND CLASS I 4.5 OF 12/31114 157.44 Total miscellaneous Total dividend and interest income Date Actirty Desolation Jan 23 Fee Charged QUARTERLY FEE Total professional management fees 5140446 $1500.15 Amount If) .1,192.25 Fees 41.19225 CNP70009005734706NP70C018942500003 0115 030575004 CONFIDENTIAL loNtlIllay_Gm_000211Sis 8 of 10 EFIA_00131752 EFTA01273959 UBS Strategic Advisor T January 2015 Account activity this month (contnued) Account name: GHISLAINE MAXVVEU. Friendly account name: Account number. Investment transactions For trot Information stout Ire price 'value shown for restricted securities, see rtnecoment Intormaion about your 'cerement a the end of this Mocurren1 Coco Activity Oesception Ou.enity Vito (SS Price ell Proceeds Iran investment rram.actions (5) Funds vAthdreven la inenenents Ocushr (5) Accrued interest (5) Jan 2 Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 8 91 NAV ON 12/31/14 ASOF 12131(14 29.321 -261.25 Jan 2 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND REINVESTED AT 10.11 NAV ON 12131114 AS OF 12131/14 27.895 -282 02 Jan 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.97 NAV ON 12131/14 ASOF 12131(14 18.629 -204.36 Jan 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 10.28 NAV ON 12131/14 ASOF 12/31/14 27.701 .284 77 Jan 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.72 NAV ON 12/31/14 ASOF 12/31/14 22.072 -214 54 Jan 30 Reinvestment .IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.72 NAV ON 01/29/15 5.466 -64 06 Total -$1,311.00 Date Activity Description Amount (5) Money balance activities Dec 31 Balance forward $5,18425 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.08 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 31.56 Jan 6 Deposit UBS BANK VSA DEPOSIT ACCOUNT 157.44 Jan 8 Doposd UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07 Jan 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 01/23/15 -1,192.25 Jan 30 Closing UBS Bank USA Deposit Account $4,181.15 Your el nandal Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Bahl USA oepoot Account Is your primary sweep won SDNY GM 00021133 eiP7C0C9305734707 NV7000199425 00003 0115030575004 CONFIDENTIAL 100000 Page 9 of 10 EFTA_00131753 EFTA01273960 *UBS Your notes O.,00.0"..., ,,,,..”.. 0, '5.5/.0, End ot ...mt..... numb. CONFIDENTIAL NSCIN,mono24.1 . 0 ,. EFT,00B1754 EFTA01273961 Important information about your statement Fancial Sakes Inc ON rem or WS Fawecial Barked IS a menter el al prinpalsecunty. ourraddy and tows %/urges OBSF naadal Serva> and UK Bank II» en rand kola:lira of 18S AG and Milian of WS Warta U.0 lbe ken's instal caner« it wade won read! the fens weak* olliceS an at U3S Panel Senais he 1200 Harbor Baleen rhlaNink cm N107086 'Ras sutunem Norwegian car oftchlread of >he IIBS Finanda Wines xØ Oter records. 4% 9t °Heal tar doomema. ænuhng ØBØ dau should not In kind upon if you barn end 6 an mag cancurni plea rpr n ~dank n vrangho telkante ~spit of the Weakening your stoma Athol, al Sara tow ocean-Hied b be aconite swiroint data Todd rot be used for tar (deposes 49 solely on yediencl bk Iamb Ge.. Font 1099. 5498. 10425. etc) am pepsin your to nit" Wet no is required by 14.4 lureran tote RS al than ardent, reporitle non- hable dvands ad tattle ken named en names held n your accoure, ren proceeds on sak aractons, sod ml bapsonconah coed »cumin Cemainicetkinc with Use Firm • please re ccal.mi airy oral onentrwons n sang to further prone your 'Wet raiding you* rgros unar the nattes torala Protecan Act (SPA) • 6 /he ~al insult/ton on the top Wt cd the lam of this suinewnt n not MS ~oaf ~vs. UBS Waked Senkes arts you, accwrit as death; broker by ~vended wt the %and mituton We Wormed you or Ws retitionshp am you opened shlr 4:avnt In thrs can sew heels ans WiffkiPs re Icand a WS Faunal Siiwas aid not the %rutting broker. aul you must ~earn» of soy woe Oritnakel to bath fin All account harems shrine deemed canna:Ad aerate 6 rex objected Co n ~try wean 60 days • itemse direct custernen aterplants irguret to the frier: Client Rebhan Wormed X 201.3S/1699ot token al $00.354-9103.8 00A NI to 6 CO Phil ET ~Ay throuae ray. a in sting to uBSIlinancsal Senn« inc. Cie% Radom Depanwed PO Box 766 Onion City NI 07(07 • Tr case of enesa unisons about so ekcoonc lufg, nand« (Sn bit Phenix or 15$ Visa dash cad tranneons, call æO762.1000 a ame to LAS Fnancel Seeman he. IOW Nan BW .6t I bk. Weehawi. N) one& Arm ths/r3sA sae% CM donna non as you win d put% your Hammier new 6 Prong (edam need more elf onnam abut athrofer on the swam% or receipt The kin ce Cad mew (as ado kable)must hear tom you no uta the 60 days alter the fra sent you the kst swam% on With the en« or problem ~red - ProPtfir you nine ad acoxxf ~ter (If asp - Describe the error or the rank yen se van 'Lou. Maud» as clearly æ you can sty you bane C hat error a why you r4+3 mete Mumation - knelt tur dot% ~urn et the surpassed wee The km orC rd b ar will ~agate your °simian, xrl willco:tea any mor promptly Mete mat al aecks peytto to the Fenor to Inail aka» ndcaud on tin front ol th6 slaemenf haddliT to regna stunt fees. arsounn may be Nbah to manures« km ann. lor wepayment far want.: Duran; an Hwy" Ice tread rants n can abcosnts Accounts ta are trail erred to War nitCutcres rink be sadist to a Dank e. NIBS Sweep Options UBSOlkneplaiSlOr nMeN Cat baknet toaseces to bad depots at MS Bark uSA anted AG seaSord Cann (Bank Sweep hogramb nicriey market mutual lends Money Fuels) arid the barn:tonal Detest Accoint allor customers wen al rneentonal Amoy% Management Account laugh Oak% Sweepers:grans cat bans re swept to WS Bat USA up b n egabkhed Mir and then to 15$ AG Starlord Bantu, a a Many Fura Deposts at WS Bat USA are WC enured n acootake wit FIX mkt For ewer islawann pinto nut new klic 9,v OPpOnt5 41,5 AG Hanord (oat ad tendrils», Funds rend nsured by the FCC. TØ the DA. enable to can bane» an crap? to «pose accounts a CBS AG ~York Branch an LOS AG Carman kant Then flepons are rea need by the FDIC Salsas heSS If the WS AG Capen bant re Newark se wed tote shah» r of the C hmai Hans, and tiere h it quaraancr other ob /gait of USS AG to repay doe Darks Wee on the WS Cayman's Brach's boas Deposits a SAS Bat USA aid eachWS AG Branch an nO1 preceded by SPC Money Fund sham are downed by Sec See 'WS Fermat »tan Mann Ro salon- below Upon you rP4a.2. barces n Coe Bank Sweep Programs or OAmaybewt4awnadtaesofaMaeyFen maybe inadsted and the Janata returned to you a pa vesuitos Atretkell ruta mt.:ma% tout »shale weep maws. %hang cart rand ram and yekls. n ....little x www ubsoretweepyals ban your Sewed ~or a hir calling 806762-1000 UBf Fehancial Services scans prank» The Fern is a member of the »curries rypa Proteaion COLOratti (WC). Wit protects seosnies xcocens of es morays as to 1500000 Wading 1250000 for damsfor wail We WC and ;oxen«, tams Øylo all awes ~arena n apanicadhanty the Firm 'owl» wet arum al atm. ha ai,» pet:bawd sapienuntat stones.» We manure anoint payable to all Nigble clan. corkteekundertis pottedon o 550) mikes as of ~Wu ID 2013 skied tote pony ordain an ~a cat at she rem elite praected fd up Er SI 9 mak» n *be aggregate< il pur axocreishieb n a panda- aktsak tfoll copy ol te poky *sang es nekton uPon matal The SP( prowls» and Pie supplemental pranks, both do not SPIT to • Count nand ants copal% brand Ian% nun, aØ van/but hell asw rom te5 Wain (eg. Cenan (0øt a LIBSBark, (Heat MU% AG Stamford &and+. OD %taste docbas %Lang Taub» true% an Minim of mutual lads Were own shares re registered ~ken die nand d tin move hoar on the kicks and records of to aplabki mar or torn« agent/. • Conan nvertmern conna-tt or rentrent ~me (ei 9. land ~Ones and prvae ~ens) that are na registered sank the ~sties Am of 1933. and • Corr/roam conirxit W g. War ~et aid prenus meal commas/. %Wen luares commas and OrnwetaY Wtrai contraCts The SIC protection and the apil~alprotrabn do not spy to these assets enn d helot!~ »pea cnictr stannems The WC prated% rod the swpWrwit aneøen do not paned flans* dunges n the market vas d yov %erata natter z armed d matel %%mint. ant temanaPKY of otherwise) Moen Womixon e ratable...pm daunt Yat may ',bun more nformation and WC. redudng the WC Brodie,. by waxing SPC at 202.37 W300 ix by poitng tie SPC wasie ~swell Dkieleni Re kreesment Program IDF4P) the sna ratan Can arBaje Mee TOu Ma) °ken the &tulip-ate9n" your /Puma reboot Wry Wide Owes are pressed knife OR P. panial shoes wil be son and me ash nil be depostel n you amours lhe Wand Nina.% prize tippled by the ester mayday from the meet prior ye Midi the partial tan are sold Casio-MI% Only ank unit flay be tad in pv =oat s you re estiatid to 'patios we man-AM death% phrretnt or ~wire. te Finn wil ether 3?-1 partial hasa madet price a accept an aroma denimorked by a registered Wang mercy. and nede you account hivettmeret Skala% We ~wens obrives »Ind prof ile are spar< to eat account and may vary between Steam ahem the Inn portpik in sang of any ;Natant dunge h your Cana station d idestirkre ~An For eat accourr hen you choose one of at ?oboe% mead% Wrecks • Pedigo fumy,: :Nome Imostrisents seeking tin genet nn d tonne only • Aden CaahlrIPPahnOn klingrrallt *Eking growth e /annual rang than ten generate» of name • Reduce Conebrunon of income and CyX.dx0flonfIf thastwans nor in boa to drown« of name ad Town d prnaisiel Overdid* profiles • ronsairow Seeks to freeman Mealding./ win km risk an sola la tote roan herd. eon 4 that means the =idiom does not gneste Upfront income« Fesandal myna keep pace wt r/1Ø • Aitttketia Vining so ampt syne reh to Laden end tolerate some ada » sod higher rams • Andhra %Ong to axed hgh risk oppmiks aid hgh Wanly» wangle returns am tern Statement doeusadding' We nay consoklate el rand scoot, statements wit the selt adirros Mille Sane er,~ Acaints ray De relined for this Whale Down they haw math eho also nankin lent amount raionshus tern otw dents ei the salen antes, 1% prat% 6 known as "nowneldng • I you peels to mate %Intuit flaterttenbintikd n ~at* CONFIDENTIAL enrekom you may Sake focuseholdrig by ding your Fnanal Adwor Men*, «aunt name llarfnendf aØ nane ref Hots marruticn that you «ten on the Fenn online sac es waste It 6a custanable -ndrrome• tam by you a auk you wth your mordeepng It ha no egr Merl we your ~UM You can mange pv Freak acute navies. trout Galen Sands or ble:ntalinj »NS &tarot, AO•bc< Mown *Tench% • Va.% dinar acoseraparkdo raet or assets ard bathes • ntaett Inch*" suable on. bala-cm witart lot remand wank/ t GkbasTrne Deposit unrealized marks to market and nitan dads not held by he Ern Does not nciaeunionud sowitelassets a teal of the put andane. Illtentent pant a kale ~Was unrested skids Wens and methane stink oceans • Cindees %Wes Øi, banns. outstandingmaw loan. sedd Woe Part account bands • casMroney bedew Tota of intresiod nabs. cash blames. eke; WS Bank USA deposit baubr. OBS AG Stamtad Branch depose balances sod money maka natal lean sweep batch a the dose of tre alma« P40:4 Nonarennity free nede balances n yeti, amount ~not seyegaed from okra bartel an the Fronnon use aye these has n the ordetry course of MI:vans Deese funt de awake upon pet dennnd The Iona Incbded in the arras pan doseg value Lend hg information rot anal Mama.» on doff rm.> rendag pad ten and cludoran Mato kvalmt R4aliteititp rignememi or Account apeman, add the General Tan and Condom WS Stan/ant of Creole Practices watie n 49nemer4" erdeeckaires aØera rinveirm any omun Yew wets Yof Yak-Mini temaet seantes and other assets reekl the anoint a the al et the salaam pain You may dk for money ol !Lay paid .4turits, zany tme You may tenet sentries used a han cotter-Jana pavery ny bake die on tern Any Nantes trånaned Ulu dtriog the runners period are listed a swim Tatar of the add the suntan period • Con bah r, denweing the oda Dais cf the wanes paned n the staierrind SW? %Wed ern he number WS Woad $m ashes reled on 'Mannion Obtained from some:moth« tar 15$ Finmal Sevres. intudng nlarnation Iran ~Ws few or tat you may hate plOidtd 10 your Sassari Advent The Finn does not independents, vedy or guano» to sparacy en eXidey of any insormacn derided by sources ete to USSFranal SeNCes addrion Stough WS Sandal Seriker. genally updates his Mona's» as c 6 acorn he fern does red (*hide any ~ands Ma she dermal% under 'Cost bans' and 'tweaked gabs," is ranee a of the die of this azemfm As SM please do rutt rely ca this informalen to make Cunha' er sae dazes. laid( popos« cr warn ~in taunted to the fem madellent godson nformakr oily forte period of lb% they ad held a the Pen, Worehitormal nlormanal cm be added by pv hrundal Adind • Unedited geld, knees Yard daa arable edentived »added ban sink re carawfd ffr SDNY_GM_00021135 EFTA 01)131755 EFTA01273962 Important information about your statement (CCel (Muted) kidvidalscOrity Its the Vacationdata fa Nadal lots mayor may not eel onmissess. Chavesalder SeCuntyleoroincalon averts Dalfe dlid Omer rens:awe lets and *Kau* padre lots at each 0>mbased 10 %SOS one Sward tot the • lrade dr.' colas presents the asps, waists traNdete • Callable morities Bonds andpeeked trod tie the nos calt foe eayrcderponwil beskald crust-tidy by lot torn amcsj 8A sonniesof that ape Winos name a n sensate nave for es clones Cat leas 'Mesta co is Standtom thrd pale; aid as wry 6 rot %Waited Otis call leabses may cast vasch could Sett Ski Cantle% olorma kin ewe beprodded open regent • Cremates of deposit (CDs) Ws ale MC roved INV S2SOCCO n pampa' ad scud Serra pa &pouter and per clepotio-y tnliMim. n acordena with rules • priadvalue Puss cloplkoed ICJ Wades ad Other produces 'nay be hots a lower that Yep pep coal you Yreul Khalif reoeve in the matte PrCeS are Oblaned from sicus toed paly soon Sudi webelated be relate. but we do not %rads VS a:cracy - Wo nay use the dosng ors when salable a the mean or the bid as/ ask aces to feted SedirceS and opuses or on b bd prces for OTC seared - let amt.% bald securim maybe priced rung a disco mock, a %end Mani pia we obtaned ant may nol re lea an add matte price or WM - C enan posbros may £pea woad aprize and all shoe/arose was not mailable' if we are enable to obtan a prise for a security - Deposes a stories dencrtmated n arterioes Other Mn LI S Cotters are ref Wed a the saturgerae as of the dawned date - for dens 'entities tmdem tr noreccenormive denomnatais. mce and quality race valid mar hae been Wpm:deo frigate prepays's/an To obtain crown matrons. San salable. oscaa yos Fermi rimer • Preen Mtn ars ms and traduced product. Plicate inesendre seas* dnetnIng direct pridpation pagan aid real estate rt.Stroem train Seaulted aid finch ed paductS aegwmraey hght ilia Id Conan drucsed podia s hare no been reordered wen the Stalmes and en2haVk Co nmalon a unsafe any State *Cured" Wm We von* estmred misses la innate mermen stainers ad striate, prodsis tor donna sapwood only Acourarye not 9UnnWed - Them yams maydiffir mintentally from pices, if a'w al whim a ;Nate imestmere seamy a endued sods, maybe licuOt a foe aid do not necessity represent the war you may roman upon halidaten - Med paly flimaeS Of valet are aS Ot a ran Oae aid at sunned to GCS Insole Savors waspUr base by an Wenn:fent miration Inn Psua Tenni Permit cd sponsor Sewed vire if my. are striated to is Frm by the our, general panne a swear and maybecab-SW based on different Nervation from that our by thfd panes to deer thee estimated vats; - You car obtain addeenal itcrmatcn regaling the mettodology used to determine the enmae of Vlibt and the date of the hfonnacon ma Is the bass fir the vino by apeactiN your Pesdal Adds - Thad parry minuted earsmay be reflected as 'NM prime n snivelrumens two an inlesseneent valuator" firm Isnot %poled mesa:le to assign a yam when we tummy awl. %Manson* trot hat oo,sredtha may olla menus,/ reporsed lobe too (NO'S. Ce when aurae vexed te hglify "'torah* duo to the nacre of the seamy - then ruitlw an Eva portent parer a sponsor eginaud oar me 3mrdpmyesIand Nisi is mended the Nue of the nasty wA bedaoront ton nt pstraw pna - 'Dhabi:Um, to die' nny Vebde redo of GIS* scene a both • OOPS um sk`e* re:fei(nses owl oaring puce per sit ad may not rifled you. cod bath • Ilisteicted searitias Restricted serrates gmerafy ae not and/ Sob* for %tic sale UPS foaled, Stress Was the make price of Vs tonestrided stock of the sane our a a, mutedvan lathe rearMed noir ibr proses of moue:enamor* To the omen dare rest, hied clatter serge* for Sale. Me Slat reCeked may be manumit, less Than the inland visa town • It lodiritatod) nes amen yields and rams. An tulnwe of emir mom. is based on amen, cleeSsnd aid Mime ram awry the rorities wipes. held fee one yet from Patented date a rats manly The estimate a rya guidrine. accuracy aid Centoued name se not %scooted - EdMuted royal some and amen yie4I for Cerlan Vase, secerites mold brute a return of plocpr or carve OAS n Midi Olathe en 'i onise laid anent veld/soul! be overstated - Earnated anus .come aid cuvantsrield aid the actua name and yield night be lowers hghwthai the reivated amens - An nava. ol swalcal interne Ovid's! actor retest chard by TheCorea make, var. nap balaCeetSed Co the laSt deradd or mired payhd nude byte nos and estates die sear* kirk/pods MI be held'a ones,. tom the statenst %Sot wild misty AoavICY aid coMnued and ae not guaa%eed • Ames net held by WS If inertial Sontiom Conan WPM ate cot heldbytekm ad not ends the Inn's postdate, or antel These asses re eeptend m your sratensom foe Sonnatronal popoSesody Position ad rases preVeled are peoided by the issung finh IRS Fnand$ Seniss t not reportsble for this afeemgbn aid does net 9.kirlitte Ey armory mete assets tenet protected by SPC re to WWI suppleinreaf SP( coverage • Itananua during and addkiendereepensatiem - ti additi741 to comnissom en ski and 12b1 lees reamed es conneam with the dartuton of vulva Rinds toot chentS we mice ow *Are Nome /Web! Mann; papunts from daltbutors soder adeison of the nuts, finds ma we sell These *norm are bred an two drawer, aerporents fJ the amount 01 saksby IRS of a yr itcuLn mutual her limey to medents. ad Id the me vabe as priory mbar far fangs shamMal a the lien - We alder ant* cep Radie retecenng aid onvemprocesung lees in orredeiron for t aisle( agent wykee teat we sonde to rhemoual funds Three lets genet" re pad torn incisor mem tithe mutual fume end to a tiad delta anorem basal on the narrow of axamisat the brow-dear honing mttual Ism:hot ma he'd family - In addl on tecomertslienS Masted et consaion writ the sale or darbutan N arouty over= ad irk irrentrnere tool units to or dlrnts, we and a our aff darn Nome redeem Prang COmpinsaticei Iron mrryof The masm companies todervenry the awing coducts atilses of the norance corms:6 Of Veined Of the VA elueSelleell PUPS he darts. - Ott /MS'S alSo recelee traeirg come/sums are other compensation from mina feeds and mucads Corrnalies ekes proorts we - We receive al anus fee Mtn USISBalli USA en1UBS AG Manion/ Bookie of tip to RS pee rcount swioNag to to balm use, lee LOS Brit Sweep Program ASA, Informatan respedng contr.-oder* ad other charges m annecrion win the ereartion of wales nchring cpbon namactons has been nciatled on conlinnrons reyoulay Kindled to you. and well be pemirel to you empty on WWII *OM Selling If you at engaged in short 'Oho a warily. you may nos a chageweto anon basowng cons foe tna palouLv rarity Open <Sem 4 9arding open '9000.tilanCelled • O that op merited by the strement dete. opei buy aid sell stop ceders at related by the amount of deedends or rotas on • etdiddindsor eandlos /are unless rummer othenyito by you You ae rimensble for orders that are executed doe to purr false te Canal orating open ceders Tar witheldito en ekirbutions town WS Pinatas' Senna, IRAs Triad me Saw redureS lUES5 snauia Services to withhold rooms to from yos sable UM develba arn tut you may ekes net lobe. roosts "Shell or. instead. you nay Nett tra has lee wetted a ar ae a n a lead anoint as you choose Yes Moon %gateman n ef Sect until reeled by you You may rester your election a at; t Me by many anew ;Vann If you do rot haw onouto home tar wafter Iran 'Cur dartuliOnS. you maybe re%OriSble foe the perdu of essixedtak You may nod pin es d tie awns washed NU pis estimated to payments at not equal to Wu' lee Oblipti01 Privacy To atm a copy otos( wren Clive Prihry Nuke. pare mntaci yew Niro:al:4mm centime wrone Y. mow pis cememeneolry UBSinaxial Servos 6 not a bat The WA. Fumes, SOVCeSAaant BSA and MIA 3e beckerdoe latiritS Miidl provide access to bat ng services ad produces though anrodunts with affilaud bats aid ogee tied party basks. and scads aeon to Om rid mut y prods.= iSfeed by untall Meter tadpanty Morena cows through nwisice agency subsibr eS of UtS Coaxial Session he Sense& man. aid amuly products rot FOIC haired • No bank SWUM** May lose yam Seth Rdeudt 2Analereol &coy" Business Wean ACCoen1 SSA. INAA and estemabedal RdOsCe lettiagerren CONFIDENTIAL AO:ount are registered servoe mats of UPS Fnaxial Services Inc Yea S5naturo it a misted service mabar of visa Imernmcnal tee Visa Signature re& cm:haul IRS dia dient cads to issued by IRS Bfl Ube wth mymoyon from yea U S A normeatem USSFnmrial ServieeS Inc Pet 201407 SDNY_GM_00021136 EFTA 00131756 EFTA01273963 SUBS 065 FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 cNrmoseio33t cats Y1 0 UBS Strategic Advisor February 2015 HI AN MAX L: Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Pho,e Questions about your statement? Call your finan:ia. Advisor or the Value of your account RMA ResourCeLi Re at 800-RMA-1000, account on January 30 (1) on February 27 (1) Your assets 966,819.21 976,075.81 VlsIt our wehslte: www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account 1966.819.21 $976,075.81 Tracking the value of your account 1 Thousands 967.1 9668 976.1 Dec 2014 tan 2015 Feb 2015 Sources of your accent growth during 2015 Value of your account at year end 2014 S967:050.04 Net deposits and vathdramals -11,192.25 Your investment return Dividend and interest income 43.021.90 Chance in market value 47,19612 Value of your aceo.nt on Feb 27, 2015 5976.075.81 SDNY GM 00021137 Member SIPC 0070001005810331 Nr7003206088 00003 0215 030575001 COCOOD Page 1 of ip CONFIDENTIAL EFTA_00 131757 EFTA01273964 SUBS UBS Strategic Advisor February 2015 Your account balance sheet Summary of your assets Value on February 27 (S) Percentage of your account A Cash and money balances 4,210.34 0.43% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 971,865.47 99.57% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $976,075.81 $976,075.81 100.00% Account name: C., Cl ri I ELL Friendly account name: Account number: Your current asset allocation D Eye on the markets Index Your lq modal Advisor. SCOTT STACK MANLYLE CASFUEL , Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Percentage change February 2015 Year to date 5.75% 2.57% 5.79% 2.85% 5.99% 6.52% -0.94% 1.14% OW70003005810332 NP7CC0205089 00003 02I 5 030575004 CONFIDENTIAL C0MY_GM_00021/ine 2 01 10 EFTA_00131758 EFTA01273965 *UBS UBS Strategic Advisor Change in the value of your account February 2015 (SI Year to date (S) Opening account value $966,819.21 $967,050.04 Withckawals and fees, including investments transferred cut 000 -1,192.25 Dividend and interest income 1,521.75 3,021.90 Change in market value 7,734.85 7,196.12 Closing account value $976,075.81 $976,075.81 Account name: Your II nandal Advisor: Friendly account name: SCOTT STACK MANTLYLE CASRIEL Account number. Dividend and interest income earned For outposts of His statement, tantlIty of Inkiest and dtridend Income has been determined From a US tax repating perspective. Based upon the residence of the account holder, account type, or product two, some Interest anent deldend payments may not be subject to United Stites (UA arch Puerto Rico (PR) Income tares The (tent monthly statement is not Intended to be used and cannot be retied upon for tar purposes. Clients should refer to the actietie tax reporting forms they receive torn UBS annuity, such as the corns 1039 and the AIMS 487. for lay reporting nes:matron it is the FYFICIlar of UBS to file the typercaUe tar reporting forms with the US Intend Revenue Service and PR Treasury Oepairrent and in such forms accurately daily dindends andia Interest as lac exempt or tarots* income. Pleat consult your indwdual tax propane. February 2015 (S) Year to date (I) Taxable dividends 1,521 46 1,617.08 Taxable interest 0.29 0.36 Total current year $1,521.75 $1,617.44 Prior year adjustment 0.00 1,404.46 Total dividend & interest $1,521.75 $3,021.90 Summary of gains and losses vSues reported term, exclude products for which gans and losses are not classified. Realized gains and losses Unrealized February 2015(11 Year to date (9) gains and bsses (4) Short term 0.00 0.00 -1,399.56 Long term 0.00 0.00 -11,508.53 Total $0.00 $0.00 -$12,908.09 Cash activity summary See Account activity the month tot decals balances In your Sweep Options are indueedin the cpenng and closing instances yd ue. FDIC insurance applies only to deposits MUDS Bank USA, not to deposits at UOS AG, StanWord Enrich or bank deposits pieced through the UBS intemaiorra Deposit Account program 5iPC protection applies to moray market sweep hod holdings but not bank deposits. On important inSormation about your statement on the last two pages a this document for Gelato February 2015 (1) Year to date (1) Opening balances Addkiorrs Dividend and interest income $4,181.15 1,521 75 $5,184.25 3,021 90 Total additions $1,521.75 $3,021.90 Subtractions Professional management fees and related services 0.00 -1,192.25 Funds withdrawn for investments bought -1,492.56 -2,803.56 Total subtractions -$1,492.56 -$3,995.81 Net cash flow $29.19 -$973.91 Closing balances $4,210.34 $4,210.34 SDNY GM 00021139 ClIP7COCEO05810333 Ny300:005088 00003 0215 03057500e CONFIDENTIAL 000000 Page 3 of h) EFTA_00131759 EFTA01273966 *UBS UBS Strategic Advisor February 2O15 UBS Bank USA Deposit Account APY Interest Period fan 8 - Feb 5 Opening UBS Bank USA Deposit balance fan 8 $5,373.40 Closing UBS Bank USA Deposit balance Feb 5 $4,210.34 Number of days in interest period 29 Average daily balance $4,800.82 Interest earned $0 .29 Annual percentage we'd earned 0.O8% Account name: GHISLAINE MAXWELL friendly account name: Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Emanuel Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibttity conodeatton Uccle selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out Your linancial Advisor: SCOTT STACK MAMLYLE CASRIEL CNP70003005810334 NP700O206088 00003 0215030575004 CONFIDENTIAL COCSINLY_GM_00021414 4 of 10 EFTA_00131760 EFTA01273967 UBS Strategic Advisor T February 2O15 Your assets Account name: Your Financial Advisor: Friendly account name: SCCT1 STACK MANLYLE CASRIEL Account number. acme prices, excme anClCurrent vanes ShOern may teappooximene. Asa result. gam aidlossesmay not he accurately relkded. Set smporunt inloseneeon about your statensent a the end of this okcurnern for more intornaron. Cash Cash and money balances Cash and money balances may include avalade cash balances, US'S Bank. USA deport account baances, UBS AG Stanford Branch deport account balances and money mattes mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vál n tap& ebte limits, but are not protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the Important information about your statement x the endof this cbctrnent for details about hose balances. Hddng UBS BANK USA CEP ACCT Openng balance Clovng tulaxe on Feb I ($) on Feb 27 (S) hue Pet share on Feb 27 (1) Average rate Dnidend Merest Dofs in period period cep arount (S) Fixed income 4,181 15 4210.34 Mutual funds Total reinvested is the Iota ct a reinvested dvidends n does not include any cash dsictrods. It is not a tar lot lor the purposes of determinng hdctng peloods or cost bass. the shares you receive each time you reinvest dvdends became a separate tax lot. Cost basis is the iota purchase cost of the security, indudng reinvested d Mends The cost basis may need to be alusted for return or coal payments in order to detennne the aausted cost bass for lac reporting proposes. Hddng PLACKROCK STRATEGIC INCOME Symbol.. BSIIX Trade date: Sep 26, 14 15.825 243 10.299 163,000.00 163,00000 10.220 161,733 98 • t ,266 02 ST Total reinvested 392.943 10.148 3.987.69 10.220 4,015.88 28.19 (Al: 13.973 CuTent yield. 2 40% Security total 16218.186 10.296 163.000.00 166,987.69 165,749.86 -1,237.83 2.749.86 Purchase PreCa Number Average pate of shares cell share (I) Client investment CS) 250.000.00 Umeafzed Pad gam or lass lithe dfference between the current value and the cost basis and world generally be sour tactile gam a loss if the security era sob on this date. The unrealized (13,093n a loss may need to be adusted for return of (dotal payments in ceder to deterinne the realized gan or kiss lor la, reportingpurposes Investment return is the current value conus the amount yOu invested. it aces na Include skates that se not reflected an your statement, inducing shares than bade been 'tatted as either a gan or a MS It aso does not include cash dederich that were not reinvested Cost Nee Per Share basis (S) on Feb 27(S) Value on Unrealized04N iniedment sidelng Feb 27(S) gain or loss (S) returns) Period continued next page SDNY GM 00021141 CelP70303305810335NP7003705088 00003 0215 03 0579004 CONFIDENTIAL 000000 Page Sof 10 EFTA_00131761 EFTA01273968 *U BS UBS Strategic Advisor February 2015 Your assets . Fixed income . Mutual funds (Continued) menu Humber of shares Purchase price Average price pi share (1) Client investment Cost balls (1) Price per share on Feb 27(1) Value on Feb 27 (1) Unrealized Gave eosin orlon (s) Imestment Hddng return (0 period CS) DOUBLE UNE TOTAL RETURN RJND INSTL Symbol. DBLTX Trade date: /an 29, 13 4.490.660 11.379 51,103.71 51,103.71 11.020 49,487.07 •I,616.64 LT Total reinvested 214.164 10.973 2,350.16 11.020 2360.09 9.93 EAI: 42,352 Current yield: 4.54% Security total 4,704.824 11.362 51,103.71 53,453 87 51,847.16 -1,60671 743.45 EATON VANCE FLOATING RATE FUND I Symbol. NIX Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.990 49,12084 -1,03216 LT Trade date: /an 21, 14 2,727.687 9.210 25.122.00 25,122.00 8.990 24,521.90 -600.10 LT Total reinvested 312.183 9.063 2,829.48 8.990 2,806.52 -22.96 641: 42,891 Current yield: 3.78% Security total 8,503.813 9.185 75,281.00 78,110.48 76,449.27 -1,661.22 1,168.26 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: 621X Trade date: tun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.200 48263.44 -1277.56 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10200 19,124.75 .506.25 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.200 21,101.43 -55857 LT Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.200 48259.72 -2299.28 LT Total reinvested 427.122 10.461 4,468.16 10.200 4,356.64 • 111.52 EAI: 43,737 Current yield: 2.64% Security total 13,892.745 10.542 141,991.00 146,459.16 141,705.99 4,753.18 -285.02 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.300 49.689.23 48.23 LT Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.300 9,845.44 31544 LT EAI: 41,173 Current yield: 1.97% continued nag page Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Hounds' Advisor, SCOTT STACK MAMLYLE CASRIEL CNP703C0005810336N100CO206088 00003 621 IS 030575004 CONFIDENTIAL COMIY_GM_00021IIMe 6 O1 10 EFTA_00 I 31762 EFTA01273969 UBS Strategic Advisor (SUBS Felxuany 2015 Your assets r Fixed income a Mutual funds (continued) mcicIng Nurrber of shares Purchase pow Average price per share (I) Client investment (s) Cost basis ($) Pnce per share on Feb 27 0) Value on Feb 27 (s) Unrealized aso 93In or loss investment Holdng return 01 Period Security total 5,780.066 10.237 59,171.00 59,171.00 59,534.67 36347 363.67 JP MORGAN STRATEGIC INCOME OPPCATUNMES RAID CLASS S Symbol .1SOSx Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.790 124,006.93 -1,682.87 LT Total reinvested 189.914 11.836 2247.97 11.790 2239.09 -888 (Al: 42,066 Current yield: 1.64% Security total 10,707.889 11.948 125,689.80 127,937.77 126,246.01 -1,691.75 556.22 JPMORGAN UNCONSTRANED CEBT FUND CLASS SELECT Symbol. JSISX Trade date: ran 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.180 98252.70 -772.13 LT Total reinvested 393.593 10.179 4,006.67 10.180 4,006.78 0.11 (Al: 14,108 anent yield: 4.02% Smarty total 10,045.135 10.257 99,024.83 103,031.50 102,259.47 -772.02 3234.65 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: /an 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.760 72,233.34 -2,117.87 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.760 21368.60 -87.51 LT Total reinvested 330.588 9.845 3254.95 9.760 3226.54 -2841 (Al: 13,032 Current yield: 3.12% SeCkeity total 9,941.443 9.985 96,007.32 9926227 97,028.48 -2233.79 1,021.16 RBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Jan 29, 13 12,911.799 10.164 131239.70 131,239.70 10.210 131,829.47 589.77 LT Trade date: Sep 24, 13 1.881.988 10.159 19,120.13 19,120.13 10.210 19215.10 94.97 LT (Al: 11,894 anent yield. 1.25% Security total 14,793.787 10.164 150359.83 150359.83 151,044.56 68434 684.74 continued next page SONY GM 00021143 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your if sandal Advisor: SCOTT STACKMAJILYLE CASRIEL CNP200C0305810337NP70CO206088 000:0 0215 030575001 CONFIDENTIAL 000000 Page 7 of 10 EFTA_00131763 EFTA01273970 SUBS UBS Strategic Advisor February 2015 Your assets . Fixed income . Mutual funds (continued) Purchase price Humber Amara price of shares per share (I) Account name: GHISLAINE MAXWELL Friendly account name: Account number. Client investment IS) 5961.628.49 9984,773.57 Cost Price per share basis (I) on Feb 27 0/ Fee 27(5) WI° 441541 (f) Your A nand', Advisor: SCOTT STACK MANLYLE CASRIEL value on unite:lied 044 investment Hddng return (5) Pined Total Total estimated annual income: 525,126 Your total assets Vilue on Feb 27 ($1 rexentage d your account 5971,865.47 -$12.908.09 $10.236.98 Cost Estimated basis 0/ annual raceme (4) Unrearzed gain or loss (5) Cash Cash and money balances 4,21034 0.43% 4,21034 Kited income Mutual funds 971165.47 99.57% 984,773.57 25,226.00 -12,908.09 Total $976,075.81 100.00% 3988,983.91 $25,226.00 -$12,908.09 Account activity this month Oat Mikity Oeicribtion Amount (I) Dividend and interest income Taxable diwdends Taxable interest Feb2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 01/30115 248.23 Feb 2 Dividend BLACKROCK STRATEGIC INCOME I A5 OF 0113015 264.25 Feb 2 Dividend DOUBLE UNE TOTAL RETURN RAND INSTL AS OF 01130, I5 169.96 Feb 2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0 U301I5 299.53 Feb 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUNDZ AS OF 01/30(15 211.48 Feb 2 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90 Feb 26 Dividend 1P MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS 5 299 II Total taxable dividends $1,521.46 Feb6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.29 Total taxable interest Total dividend and interest income 90.29 $1.521.75 CHP70009005810338 NP700020508I3 00003 MIS 03057500e CONFIDENTIAL 00%1318Y_OM_000211109. 8 of 10 EFTA_00131764 EFTA01273971 (SUBS UBS Strategic Advisor February 2015 Account activity this month (contrived] Invesbnent transactions Account name: GHI5LAINE MAXWELL Friendly account name: Account number. For more I nfowision about the Pncelvalue shown for restricted Prairies, see automate Mtormaion about your 'cerement a the and of this 0°comit Date ActMly Dasoiptinn Quantity Value (4) Price Cf) Proceeds Iron investment Rana-dons (5) Funds withdrawn ice invourrwnts boustet Accrued interest CR Feb2 Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 8.90 NAV ON Oil 3,3( IS AS OF 01/3015 27.891 -248.23 Feb2 Reinvestment FAACKIICCK STRATEGIC NCOME I DIVCEND REINVESTED AT 10.18 NAV ON 01/30/15 AS OF 01(3C/15 25.958 -264.25 Feb2 Reinvestment DOODLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 11.09 NAV ON burrISASOF 0 U30115 15.326 -169.96 Feb2 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I EXVIDEND REINVESTED AT 10.06 NAV ON 01/3015 ASOE01/30'15 29.774 -299.53 Feb2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND DIVIDEND REINVESTED AT 9.71 NAV ON 0U3(YIS AS OF 01/30'15 21.780 -211.48 Feb 26 Reinvestment JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S ONIDEND REINVESTED AT 11.77 NAV ON 0212915 25.413 -299.11 Total -S1A92.59 Your Finandal Advisor: SCOTT STACK MAN LYLE CASRiEL Date Madly Descriptor Armunt (1) Money balance activities Jan 30 illataece forward Feb 3 Deposit Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT UBS BANK USA DEPOSIT ACCOUNT AS OF 02i05/15 $4.181.15 28.90 0.29 $4.210.34 Feb 27 Closing UBS Bank USA Deposit Account the UBS Ram USA Deposit Account Is your primary sweep colon SDNY GM 00021145 CNP70009305810339NP7000206088 00003 0715 030575004 CONFIDENTIAL 000000 Page 9 of i0 EFTA_OO131765 EFTA01273972 *UBS UBS Strategic Advisor February 2015 Realized gains and losses Account name: GHISLAINE MAXWELL friendly account name: Account number- The estimated realized gain and losses sawn below ate not for tat purposes. Please rate that gain or loss recognized co the sae of ream-plias of analn Structured Products, Ike Contingent Pea Sectaitts, may be ad may, and not apita, gain of loss. Please Cheek with youi tax altacii To calci4 ae gains and losses, we liquidate I he ddest security lot first. 1Ns is knann as the fIrssin lint out or FIFO accounting method We use this method unless you %moiled which tar Id to close when you placed your order. This is known al a onus purchases or VW order Set onportFnt Wormation about your :totement a the end of this document for more Prior month or year activity adjustments Gan and loss dealt, presented here reflect (haws to previously reported gains and losses. restating Iran a track cancellation wash sae transacticn a an tackle to cost basis If the ail mtment is a resat d a wash Short-term capital gains and losses Quantity°, Purcisze sae SeCunly description Method face value date date PMZO UNCONSTRAINED BOND FUND CLASS P Adjustment Long-term capital gains and losses 9.004 Feb 28, to Sep 26, 14 Quantity or Porch/be Sate Secunly descrptien method rae vdke date dale PMCO UNCONSTRAINED BOND FUND CLASS P Adjustment 14,308 333 fan 29, 13 Sep 26, 14 Your PI nodal Advisor: SCOTT STACK MAPY LYLE CASRIEL informaion We may not ad ust gans and losses fa al taxa <haves. We autcmaticaty adjust cost basis for Werent:it add AMT coupon municipal sec unites for 6flmaeoanonzation of wog wens tens end foiaaretedOID fa securities issued at a clxeum if you ieqs*Sledt that US$ Oust cat bas 101 the braid premium arnonzatron on tattle debt sec unties Iran cost beats reflected tot these secuithes has ben &Sussed Estimates in the WrCbssduc/ section can nd be classified as short term of long term !sec ade infolmsbon is rrisang or the product is one in which the ga moss cage ulaton is nd provided sae transaction, the anaunt of the dsal weed loss has been added to the cost ban d the securities of the sane issuer that you had stbseguent to the wash sae Sae Cost amount (5) baSiS (5) With sale cost basis adjustment(S) LOP (S) Gan (S) ICP 56 100.80 0.76 Sae Cost amount (S) bases (5) wash sale cost basis afluslment(S) Las (5) Gan (5) 161.39800 164,666 75 -3,268.75 Caen:008005810340 Ne7OCOX6088 000:13 0215 030575004 034Stlikrcam_0002AIIIS 10 of 10 End of statement for account number CONFIDENTIAL EFTA_00131766 EFTA01273973 Important information about your statement UBS Famed Sennas no Pe Fin °VACS FinashalSenam), b a menter of all pro:palscanty. corrnorny and mum strges UBSF rend' Servces and us Bat US.. en indirect sulnUirias of IBS AG ånd of uB5Stoxiiin U.0 lheFrers %social ant it wade umn rem% the fern's etedithe °aces ag a 105 finseil Sots be 1200 Harbor Bedews:I %%MS en N107086 Ma %%mom reprovenhe sly *Pc% resat of )our UBS Friapa antes accost Other records.empt °Heal cm dooms's. conning conflicting date should not be dud ups X you bets* ens n a erns or snow plea. moon n ~taxer n wring» teed& daraar of tie once suing your %count tatugh al harm tow are 'mended a be aeons Pairost data mould rot be used for tar pupoes Reg »key on yea end ta< lams. he . Form 1099. 5498. CMS tic) ohs popang sir tm nit" Mett iss quid by lan to reInn ID tie RS al tamb le dints& repent'e non dude tided) rid ladle den owned en sesames assure nit proceeds at de transalens, ad and barion comb weal stunts CemosidestIone with the Fes • PIN* tp.confiern ang oral OgggrulCatons fl writing to lumber pros your opt tabdirg sr rights undo, the karnies Men Protection Act ($n) • 6 ene !mesa mammon on the top loft el the Hem of this fiserrant is not 16$ Rune* Sondes. URS Futta Sent'scotes you acoars dsdeang brae by araigement with the Maid noleuton We Wonted you of this restionthp Mm you opened tas most in this few, lw heds ant namn re located a UBS Froarmal Sources ad na thy rtrodurig broaer, aid you must mace a reps Nay «Tor Or MMUS to Dett hind all atfOura .Utelem) Shall be defined carp» and acatae 8 not odd% to n vaarg when 60 dad • glem. dad cusiernef con-plantsa blyrosa the Imo Used Reblkim Dents« at 201.357.1699ot tali(' al 1300-354-9,03. 8 00A h4 1°6 CO Phi FT ~day Pinup fedy. or n stanga 1BSl,nnml Sends me. Clem Renton, Cepartrest PO Box 766 Union Citt NI 07(07 • ti case of enosa megons atxut at elocoonc tint treda (ST) bla Moan cc lis Vat &Oil cad thrisadions, call 800-762.1000 cr see to L85 Frianeal Sern(n Inc. 100) Max Bld.6th Ids. ~Ss N) 07086. Ann INWSSA Stell» CM ix sates/ soon as tou Gs XyouStnkpur snit sage 6 wrong °Iffy% need more desalt Lout atrrofer cn the stament or reap The enn cc Cad lend (as am lode) must her irom you no derten 60 days alter the Tsr ore you the fist summon on doh the era or probkmxpered - Primate you nine rod accost ~tor (Nano) - Describe to error or the trite you se pare a ots. stainan as *sly a you can why you belene Ms al error a dy you need sae darnxion - Proilde the dollar amount of the stipend wet The Fim« Cad Over wit ~agate yocr ~Urn and willconed any ono( promptly Plea. tie al checks prptio to the actor Me ~if molten ndeated on the front ol this slawnsit madders to itigukt aCCouit foes. arsounb ma/ be abject to manumneelst dirge:Ix umpays:no la yourem Durchas aid drips Ice vpad rests h cash xcennts Accounts and are tfalPgrgg 10 other nItCutOnSfnailge tubp2 tO a Unst9f lee. UBS Sweep Options Utt$ Pen Opleell IX ~can batames, barices to balk deposits a Milled %a ant toll AG kardom balm Sark Swop hoard trey market mutual Itnds Orono Fun:Islandthe barryttsd Decost Acrid (Odor antimers Mt al temurra Ruche% littrugunent Awful lhrwgnlhe Bak SweepIT <tams. <de Minces re swept m U35 Bat USA is b a egalgIshed ken db then to 18514 Started Brach, or a Wray Fund Deposes at WS Bark USA ate WC visored n aciondaxe wt FIX: Mu For env itceinahon shoe nut sow Mc gm Deposits a V% AG Hattori Branch and trend/loner Finds ...not muted by the FCC through the CAc addable.» cab badion at s8Ø to deposit accounts a llaS AG ~trot BraDlo and WS AG Caplan Brant Then' deposes dengt nand by the FDIC Baboon hen a the te$ AG Capon Bran at terpoutily »p0Sed to the sconign rid ot the Cams Want and there is ro quartet et other oblcoris dll55.4 a eddy theD.1~01)40n the 185 Cayman erodes boots. Of9Ogn at UPS Bali USA rd eachORS AG Brach rend protected by SIC Money Fund taes at protected by WC See 1.55 talel Sevres account FlOteCTIOn• below Upon yov rOCU92, balsa, n tie Bad 5weeti Pregnant or OA may be wtheatet sd shags of a Wane/ kind maybe madam sd the toyed: returned to you a you' ~nos yang Further mliandan tout tattle step options. exbdng orient most egos ard yleitt n aStoble ward t.4b‘ gmgfoyi4St hon ycta matt Ør o-by ding 30D.Cti.t.' SOO UPS Financial Suvias amount protection The Fen n a .Mender Ot ng ~en rem« Protection CO/pOTMOI (WC). wfiegl prows seems fe ast ot Rs mentors to 1,1500000 endeng 1250,000 for dansar CST) 7n• WC we emnene tines Øglo afauffiS thayouholdn apanataMmet The Fist agens web wean if dates. ha also Dunham, tumonstm Fesotta 1M radium anost payable to all Nigbb dent, colicteeltundodnis protection i 15% mills as of Duster IO, 2013 kited tote potty ordhon nut Osmium at at the mot duds padded fet Wes SI 9 milk" nme aggreitte fix all your stunts n a patent, Camay A-full opyof thepoay ~dog 6 !Matte Won rOOJeg The 5PC protection ada. supplemental prenatal both do not Sr:Tito • C ens Sax°, assets controlled by (and hduded nytur nary valeYbd" held dray f rom105 Finmel Sennon (eg. %Ian Meath all% Balk %cat at 1165 AG Stamford &ant. Diy mutate Moilett iniumg sub» sun let rid 04 inns of mutual lynch waive sob sham re e.g tiered dewy es d» nine oI the apart NUS on Id bricks rd records of Me amiably mice or trader agent), • Cuts nvezernes merrur or MOTOTICOO I,O70,6 (9 g . limed ~films and peat platemen d tat au na registed ~ the Semmes Act of 1933. and • Corrsartes %mat kg. forop strip rid pradius tad analog. merdag lines %mats aid 0mhodY pli" contra% The SRC protection ad the aagli~al ~in do not smarm these assets even X they otter* apeel" ar minus The WC protean, and the swp»frwit Onateagn do not protect awn dunges n the .etat vibe d yov Sestmonsfirether as s result d maim riournint. must ~KY 0T oftwraikkt0 More lsbmaona &ado le teen reps Vey may otoUn more nformann add SIC. Cecludrig 'SW( Brody* by conixing SPC at 202.3718300« bySittig the SIC mince alvsva MX 019 Dieidend Re invessent Proem IMP) ahead relleCol is xi and). Mite You may °titan the &tool gee *Cm your Normal Miser Only yi.ob shies are psi:ha:el kales CI P. partialtat vil be cost and me cash sot be dottosixd n pot accourt adds:Send resinous price tippled by the inns nay OS Son the melt Fed at whdo the pste taes re sold Caoloirlipe Only Mole tunes may be held in your noun I you re entitled to 'pant ist mamma Untitled ~ha or otherwise, Me Firm a/nether tel partialites, make peke or accept an room iliciomdd by areposed deamg aged. added pm account Westmont ettlealves the ~anent obecives andet profile are specie lo eali road and mot vary between (teat Oise the Inn tangly in hang of any optcart Pang. in your fnonca stuatbn of Ode:~ ~es For elde accourt held pts choose one of Met lowing ~fitment Object.,, • teduo %awe »<Ord ancritmenti webing me goon' is of ism. only • Name Gliniabliopninton Preentrents seeking growth el pf»Cpal ra he man the gre.lann of name • teturo COMAvtangn of (MOM anclCaPWAPflonen ~Mgt tool ng bah the generation of Mon, aid growth fa prnMal Overall risk profits. • Conan.", Seeks to maimen /Vial minim( Sh km ria ail Salt to the road merit tun rl ma means the fe int does not generate bract intme (San, old monoSep pace wth k6Ø • Attograa 111lIng a acap wrong to «Ø Ind tokvae rare via iity» wok higher gran • Addrnyhe Wring to sap hgh ripe Madam' dd hgh PRISM» steno» returns ter use Statement inunholding- We may consoldaie al retard amp, stadiums with the tome amens ffin the sane niotiope ACoxnts may 69 related Ice an bØ they haw owns So also maiman pent %count Samoa% tech cram dents at the same aides, The pence a known as 'houselnoldna a you prefer to reohe indite y Seems myikd in agaTraft CONFIDENTIAL envelmm—pu madman* heuseholln) by ding yew Emma Advtor Friend>, account nos, fisfnentry room name reflects atomnisa that you en( ern] On ne Hen's wing segues tuba. It as customizable 'cuhrume' moss by you a and you wth your nacktfprog n na no bgr off% en )w socoum YOU Cal mange your kends/ aØ manes. trout Gala. Sends or tiOXgaginj you FnaCW Ackbc< Mess evseim • Vibedraft account part elet d aØ and nilene • Asia !NW*" sealable cot Marcel vats lor rentreal nay (9a GSM, Tens Ditotitt unrogrod marks to market and Certain ascend< NUJ byte Frrn Does rat ncialeuncinsd ~tetanus a tie en1 ol the pew ad arran meson, pent a Sate roranemi, un.ned Pod Wins ad modulo D stadi Won; • Ciattes bcbdes Øt balances, outstandm sago loss. act ane. she aceournbalsees • commonty eStee, tots of inirrosiod sealable cadN bland,. DS to35 Bat USA Upon balsa 185 AG Stark% Branch depose balances and mist matt< Alibi Mal seep balle. a the dose of the gatennt pen:4 Nm Ødty 119 Wadi, batman in your am aen« segregate from <KW Winces sit at Montt mengd these ftrds n the ordinry sum of as totems Mess. fonts repayable upon yois demand This Mal 6 MC Wed in tee arrant pØ dosing va» landing information fa dots% nlormson on tiff cm', lends; orators and derlosiss do to st Clem R4.31beitp seerrir or Accost egoontint and the General Tris5 and Condom bØ %Meant of Code trice, rabbit n Agnemeh'S led Ceeddyres enVevin,o.tvburni Your stat tor stmonfes testes secuntes and other sues held rt the ~Am a the and of the summer« poled You Inaj aR fee &limy X fully pad swim ar ay tene You may otthe sendsused a ba collated Per Pallfgarli bo no dice we on tern My ~Mt trandsed b the during the stater«. ',Sod an hood a ~et wheat of the end of Moutons penal • Con brat PI ~Ong tie con basis d the mates «lauded n the mum" wise ndt.ted will at. nette 10$ Firuntal Scroneshat meted on iMoinilion Maned firs sources other than lo115 Fireroa Sew." notdag narration Iran ~vs fin or tat you may Are prov dd to yout Finsicol Advisor TheFinn Ian not ildependenly wily Of sunset* onyx), er Sicilyof any itormaon pronclot by suds other ta tits f ~cal Stones es adtien aMonghUBS F~ial Sank,: gnocaly updates m6 donna's% as t 6 record it* I'm does not deride any ~anon tha demobs under 'Cent brit' and narditird ganotsi is Øle a of Me de* of the. SMOMS11 As Inch please do not rays mb inlormal ion lo make mans/ er de Mixes. Ice ta purposes a oments ~rib asst./tot to thee ms may reflect gallon Sorensen oily for tie periode king theyreheld Xt. Fen Morehinordl inlarnXion cs be added by tar Finamal Mu« • Unneraedgaira/loass 1%hor dia i satin party% omtanne ).Wr-1 i:195 2-2 caz'ate, foe SDNY_GM_00021147 EFTA_00 I 3 I 767 EFTA01273974 Important information about your statement (Ceel btugd) kradalsemity ton The tainexten data fa irinzbal lot maya ma, nol rel ka reernksdnts, etage' ara Seaintyreorpintrafin neon Dinfend ad om« rerweamonl bots tid sytornalk puntert bh are øt COribned to dirclag onearera;ed hot The • Wade da.' cobrm present, the agns trassaten bardate. • CSM* nekdes Brands and peneed stod tal te Cate colt tot eatyadRgnnwil beselecte:3 rrpalialy by bt tem aØ a steurt-sof that nare hokt n out name a n nalino nar* for ar clone Cal Mare 'um, cri is °bedeedbom 'bed pain" ad ds drong rs not gurtaneed Ot« all feta" may eed vlot mull afteil welt Oknpkte intorMatkin vad be 'korbeel IØ repas • Ctetlfcatss of &praait lab) Cos are MC mrt" up" 5250.000 n piloot and toont mem me duoytor and por depasecry rnlitulicn n ~dame wit WC niks • ~abn PncesCkplesed ta PKurees afwon'« product, mar be hit« er bwer thri te prce mal you keu 17 Ktuallg reame in the makel PrCeS are Obtaned trom varbus Tiid party SCurCel. Mods we belslee» te retsbh, bot we do not pratte eek awacy - Wo gintraly we to dcong put wan arábbk er Ilw ruas Ot lteb4 ad ask aces fa Isted raam ar optons of cn trd prees laot( seleales - Lot adm./ traWd serum.: mag be prooi tong a ruimten nsOck4 Ce ten», Mant rite we Obtaised and crtay not reikt art dada mail« pree or Mae - CManposlkns may apex rabat apex ard eelt show z 'poco was not ratgok' d we are snakte to obsais a ace tor a stoom - Oppast Ce sØ fas deronmated n ~es 00Xo tal U 5 *Abn are rel tut« a the maturgerge as of the namen! date - For maan mattes vadeg <inca-cast:mag daarnaar/ns. ace and tru netry «ace valie)ma hee boen ark-modes laakte propt< youton To obtan asem Østoms won faible. wou yot Firma Ads« • ~na Inernanwma and eensaurredprecluela amok mestmen søreces (ncládng direct pa trim prOyall rel teal wedti westreem Maa Sedantrei/ and struclored peruas zegens., hart drol (man stnrchrod pulds are noe trom rennend ~etre Marthes ar Prent». CannisPon a under any state senorita am We voer estmaeg kalms la vitae menners smous ar strand prodirs eor nforrn.tonalputeramonly Acaracyo rot 9unnleed - Thee vaas maydifler saimuntally trem aal, if avy ether waagt ~Urnen securty Co aruCtured paard mw be toor a sokl stel do not ncessaily roomsere the•ale you may ~eo uPln bUllsitcn - Shrd maa esimaes of via aa as ot a man die ad ae symbed lo OSS Manpa Uw*" onidesu br bas by an nekten:Sent valation 1rm - "der, 9ontal Por~ Or sponsor eaimzed valies d any. aa mulat to te Fanby me Asem general partner a "mor ard rnay be calaialed baud as *Plan* itortabon trom dal wed by thi polis to do/Wothee estMatcdvaba - You cas cbtain aaddonal rdurnalon regalia-g the ~top und to deeennnethe minute «vatte and te die of th* hfonnamn ta Is to bast iet ten eeltaai byanlaaim sax Afsnelt Aalnar - rad party ~0 vaasmar be af lected as 'Not pret n sera staan Zen as 'trepenant mant*" mal boort appel a e unaVe bo zap a vak» vinnat baan* aren thai a maait wort Ne ocarredthat way alla pren)usly reponed yabe ovesIon. te *Af:n.3.ra» rmukr te haha SpeZotatree duo to moratue of tbe marnty - Meen ruiter an CV« general panne< a sponsor Misried va/pence .3 eddaly saltalke tam is provded twvaueol te wart wi bederven* tem nt pachase. pat - illtinibutiom to dep mag Marde man ol mr. mar te both - • Cm3mif lat we. reteknb te eindt olkeng prce per er ad mag rot rasba yur øa lotb • etbind anwb« Resincted seances anaalst ace not snitt *egt* I« Mok sale UPS Francis Sereen uset the mrt« pricool 9w untliktod 11Ø of te sant tinhaal maar vake ter d* rewc ed stoa br podosis of dis smaadmoa* To the eten tara reStrKted sonant te ebgble lor sak te ratt record may be subsurstlaity las min te immer Moe "dr" • Est Nianatad) MOM% arrentyialds and mes. An minne of sonoor amme n baad en omen dinar ani humt ra" aam- r* eo *ooit" *dl br held lor ale yes trom marter date or ar nuturey This estirate iS onk a gudelme. axuraq and Otanued urane se nol gasroer - Est :NIM ~al none and <trimt Ma lor abn IllreSol secties muld eruit arren of atra or calui gans n Mede pad* 421 isene Went yokl) waals be oventino1 - Carnated oma name ar arre" *elft ar Me aalos Øre ad yelO mght be knar o" higher tal the tamas./ amant - An ed'Ntr ol spared name Weidend andor niand duur bytherOadent mak« vaar ment balte-ersbaSed Co to laa dalend or nièreel In tim made by te ~er and Munt" ere secatindepatts wil be NIM« or pa trem int stampt date or enlamaer* Moa, ald contour pekt ae no guaanteed • Mamma held laylas Pinandal miest fanais aar, ae nos hebbyteAM aal not ~n te Fans possessm or antrol Thea mets re ccutma m yam srateneni for irdonnatonal amuses oma Potbons aes vaas pres med re acored byte iseng litin U6S inara rears A not reponsba lertis reenrion and does net %strike ta aasart These dito's ae not penelf by SEC er te inas supplementair WC «maya • Iterantaa tring and addltbnal compensatie& - m »Inert Io mminissom out taks tul 11b.1 hes mem/ n omreden alt thedistrtuton of misial talt to out diets we aldra Our aftikte recente reder. tanig ~mis I rom &ruws ~or raison ol the nuha funds Mc we telt These atlant are band M tro dager omtrent; 0 te mom ol sagsby Les ol a pancuLernauil lund tarnt* oix doms. ar b) Poe am mi» el a pruilt (ruwt fund fany's takt tuil a te Inm - We Mac altaltre ab, raar, retmetng ad am emproasong lees n coradeaton lor vinger apert "lus Out we mondt to rho ~ooi rum These las generalg re pad teen intenor tarn in te nu Wal luid fr* se atifdd dolpa anaal bar on the rurrber ot automaat te trokamdear hoting motor Oorbel Cm had Mrt - m adOt ion to 0)~1nChked n cornection wit tot tab or durbuien ei anurymraa sad ah jt.sesh.•n5 Itnni units to esa dimt. he axl ce oor stiar reces* remut tang arfpensance trom matyof te reuma. corrpamr. end/meun to a-Yenty anses aerfasesol to hannes, cornpa-Un a sponsen 04 the urn omarmt trusts tse Partute - Oer atletes aso rette valer commbres aM Moet ~Won fans maai hars ar inw. wc* ~kl vtiOw protibxts we disebute - We «ah* as anaal fee han L6513a* u54 ar LES A4 aangord aart ol up to 125 pet aroom raming to te banks tran the LIZ Bank Werp Programs mtkiley ledoenatan regardng commiezen sid ethif charges na maainon mrt the emation of wars narrig aan vsnitran bas been ncliled n omlnatons ravot* Itmehod to you and wil be ems~ to you vont,* on ~eg Stent /lang If you magma, er ton sahg stofny you mag nar a digede to mail Neming oost tertia pricula romer Open oren Regilding Open p• '90004ilanCelled • orderstro are not ecauted byte fl ensen, dat, opel boy aq soll stcp aders re waker by te 31113UOt of dnelendscr (git co ▪ eadirontor aagten date tam rammel roemer by yvu YOu ae resoOrOble lor orders tva are eacuted die to pui laas.» maal mistig open orden Tast witheldea en ~Mons twen li15 tinnest genems ireddal tas last repures 035 Marot kroes to eethole ineen ta from ps Isubk IRA dipellne om tut younuy dm not *ha. natre tre weiroll or instoot you nat derf to hat lat vertddld a star er n a leed molmt as you toost Ms Muon MI restant effect ure teak& by you You may ~cao sta ~ion z ry tem by ~An a nes aren a you do nol hdre enough ncome tas water Iran put dimbutions. yOu risly te repOnSble fa the payrntfd of ennxedw. `gom mal nar gans d te amant ~CM ani yetr mimer he tamme se nos Ma CO yese ia obligaten Privacy To egoaai a oppot ar maat Chen Primy Nalia. pbxe anten gros F 'smal Metser arst our ~za a: niko UMOIT 9 17410.1,0ty U3ST erica Setvizes b not a bals The MAA. ancess Sen•CeSACCOut BSA and MAO ae brot etage Kattin hendi lierde access to berm races and produns ttrough anawionswett wit Onland baks Ti oehoe shirt party basks and proides af:conto turen ar mulst geraas laad by treddar thrdearty emirana inraam Heug% manager) subslay es ol utS Mancis Smian hc n etml. nurace. and annula ;maas tot WC Moed • No 'uitgumt** Mar tost vare MAA ROSOn•Aanagenkni angst BuSereSS SennOr5 !mom, MA iSMA and «ernaar Resoace lAargarcen CONFIDENTIAL Maait are register race mats ei USS Mancial Saam int vea Sanctie is a rogisbirod weke mot ol Visa niumbaial 1.85 Ida Stratum oldl cards ar 035 Visa Ma rads ae moed by U(35 Bar USA ah armtpon trom bes USA thoseporated UPS Ernaar:tal SennOes Inc Rw 201407 SDNY_GM_00021148 EFTA 01)131768 EFTA01273975 UBS U05 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Cm:70065764370315>o Yr 0 UBS Strategic Advisor• March 2015 HI AN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANICYLE CASRIEL Phone Questions about your statement? Call io-Jr Eiriarcia Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on February 27 (Si Cn MarCh 31 (5) Your assets 976,075.81 974,103.07 VIsitour website: www.ubs.cornifinanciatervices Your liabilities 0.00 0.00 Value of your account 3976,075.81 $974,103.07 Tracking the value of your account 1 Thousands Sources of your account growth during 2015 Value of your account at year end 2014 1967050.04 967.1 0 976.1 • 974.1 • Net deposits arid withdrawals -$1,192.25 vcur avestment return Dhidend and interest income Change in market value 14.146.69 14:098.59 Value of your eccouse on Mar 31. 2015 ffr/4.103.07 Dec 2014 Feb 2015 mar 2015 SDNY GM 00021149 Member SIPC CNP700030065%437NP700030405100033 c0 IS 030575004 Paige 1 of 10 CONFIDENTIAL EFTA_00131769 EFTA01273976 SUBS UBS Strategic Advisor March 2015 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 4,239.36 044% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 969,863.71 99 56% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $974,103.07 5074,103.07 100.00% Account name: Friendly account name: Account number: Your current asset allocation D Eye on the markets Index Your R nuncio' Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and m