EFTA Document EFTA01363776

(M. CE. AO DON; Mal CO AG D.C4: CO AG ict4.2 () ..At CE • :LON) CO AO. L.r.”4, , 013.91 6 Da AO :BOAij Thank you Nina Tona From: Nina Tona Sent: Thursday, November 16, 2017 9:35 AM To: Martin Zeman < >; Xavier Avila Cc: Alastair Mackinlay < >; Mathew Negus c:MI~IllM Subject: RE: Southern Financial LLC Classification: For Inral use only Hi Martin and Xavi, Please advise on the below, we have 6 weeks to complete this process. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. AC0 Attestation — Xavier Avila 4. BSF Form — Please work with the client to have the attached filled out. 5. MD sales approval — Yavi please approve the below HI Xavi, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. In/ P,V,CV CB AD DZN: C•ah .LC OAAAAbvio• OVP4WP IBMPA4 CE AS ['peso.* co A3 tea? CB A3 (ir4 CB :W`( CO SI CBSI CBAG•LON) anb4)40 M4 d Thank you Nina Tona From: Nina Tona Sent: Tuesday, November 14 2017 10:51 AM To: Martin Zema Xavier Avila < Cc: Alastair Mackinlay < >; Mathew Negus < Subject: Southern Financial LLC [I] Classification: For Internal use only Hi Martin, Hope all is well. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054049 CONFIDENTIAL SDNY GM_00200233 EFTA01363776