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Case File
sd-10-EFTA01363777Dept. of JusticeOther

EFTA Document EFTA01363777

Business Unit Adoption Location Adoption Entity MARKETS United Kingdom. CS AG (London) Active Product Commodities System CDR FXPCA OPENLINK Con. vertibie Bonds RMS CB IMAGINE CB IMAGINE SHORT CODE ESPEAR FX Cask ALL CDR FX ()peons- Both Account ID Status Active Adve Act +r. ct:VC Nt) sei New New Active DB INTERNET Active EXPCA GEM Active Active FLIFIARMONYL113 Active PEHARMONYRM. AciA.e RMS. Active CDR Active DB INTERNET Active FXPCA GEM Active A

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01363777
Pages
1
Persons
0
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Summary

Business Unit Adoption Location Adoption Entity MARKETS United Kingdom. CS AG (London) Active Product Commodities System CDR FXPCA OPENLINK Con. vertibie Bonds RMS CB IMAGINE CB IMAGINE SHORT CODE ESPEAR FX Cask ALL CDR FX ()peons- Both Account ID Status Active Adve Act +r. ct:VC Nt) sei New New Active DB INTERNET Active EXPCA GEM Active Active FLIFIARMONYL113 Active PEHARMONYRM. AciA.e RMS. Active CDR Active DB INTERNET Active FXPCA GEM Active A

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Business Unit Adoption Location Adoption Entity MARKETS United Kingdom. CS AG (London) Active Product Commodities System CDR FXPCA OPENLINK Con. vertibie Bonds RMS CB IMAGINE CB IMAGINE SHORT CODE ESPEAR FX Cask ALL CDR FX ()peons- Both Account ID Status Active Adve Act +r. ct:VC Nt) sei New New Active DB INTERNET Active EXPCA GEM Active Active FLIFIARMONYL113 Active PEHARMONYRM. AciA.e RMS. Active CDR Active DB INTERNET Active FXPCA GEM Active Active PBHARMONYDBI Active PBHARMONY Fixed Income: Cash Bonds RMS Active Active BLOOMBERG Active Active Active DBTRADER (MVS) Active SD OPERATOR New OTC Derivatives (Rates) United States: Active SUMMIT TSAR DBSI j Cash Equities ADP DVP/RVP j Equities Custody/Margin ESPEAR Thanks Zack 1 GED • OTC Options ADP ESPEAR GED IMAGINE Active Active Active Active Active Active Unacceptable Unacceptable Active Active CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0054052 SDNY_GM_00200236 EFTA01363777

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SWIFT/BICINTERNET
SWIFT/BICOPENLINK

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