EFTA Document EFTA01372536
Visit us: littp:Acutsclicwcalth.cum. #Positivelmpact IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and we capable of evaluating the investment benefits and risks of. and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals
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Visit us: littp:Acutsclicwcalth.cum. #Positivelmpact IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and we capable of evaluating the investment benefits and risks of. and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals
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EFTA Document EFTA01412548
Briana Saffold From: Martin Zeman Sent: To: Cc: Subject: Friday, April 27, 2018 8:49 AM Zack Bunimovich; Nina Tona; Rita Shteynberg Liam Osullivan; Davide-A Sferrazza; Xavier Avila; Joshua Shoshan FW: Please fill out -> CRS + UK FATCA form [C] [I] Classification: For internal use only Zack, See below confirmation from Southern Financial as requested. Let's get this processed as a priority now please. Thank you Martin From: Darren Indyke AOL [mailto: Sent: Thursday, April 26, 20
EFTA Document EFTA01421340
Subject: RE: Enhanced Education [C] From: Stewart Oldfield Date: Fri, 01 Feb To: Liam Osullivan Classification: Confidential Perfect. More progress being made. Thanks From: Liam Osullivan Sent: Friday, February 01, 2019 11:39 AM To: Stewart Oldfield ‹ > Subject: RE: Enhanced Education [C] Classification: Confidential 3 EPSTEIN VIRGIN ISLANDS FOUNDATION INC Darren said Enhanced Education is the trade name of the foundation. From: Stewart Oldfield Sent: Friday, Febr To: Liam Osull
EFTA Document EFTA01422087
Subject: Re: Southern Financial - Client Confirmation [C] From: Richard Kahn < ~> Date: Fri, 30 Mar 2018 12:21:09 -0400 To: Xavier Avila Cc: Paul Barrett Martin Zeman Liam Osullivan Davide-A Sferrazza Nina Tona Stewart Oldfield Jeanne Brennan greatthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I = fax cell On Mar 30, 2018, at 12:20 PM, Xavier Avila a wrote: Richard/Paul, it seems the KYC has been finalised with the below.
EFTA Document EFTA01430312
Subject: Haze Trust [C] From: Liam Osullivan Date: Tue, 19 Feb 2019 10:24:13 -0500 To: Richard Kahn Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Martin Zeman Davide-A Sferrazza Classification: Confidential Good morning Rich, The haze trust received in $167,380.95 last week: 02/14/2019 $133,435.60 Wire from HSBC 02/15/2019 $33,945.35 C PRK Dividend There is $167,414.61 cash available. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'
EFTA Document EFTA01380185
From: Martin Zeman Sent: 4/19/2018 10: : CC: To: 'Richard Kahn' lliillin 'Paul Barrett' ; Liam Osullivan Xavier Avila ; Davide-A Sferrazza Stewart Oldfield 'Jeanne Brennan' ); 'Darren Indyke Subject: RE: Please fill out -> CRS + UK FATCA form [CI Richard, thanks — we corrected the DOB on our side. Can you please also confirm that the following is correct: Clarification of the Nature of Business o Private investment vehicle; allocates capital across various asset classes and
EFTA Document EFTA01426753
Subject: RE: Please fill out -> CRS + UK FATCA form [C] From: Martin Zeman Date: Thu, 19 Apr 2 To: Richard Kahn Cc: Paul Barrett Liam Osulliv Xavier Avila Davide-A Sfe Stewart Oldfield , Jeanne Brennan Darren Indyke Richard, thanks — we corrected the DOB on our side. Can you please also confirm that the following is correct: Clarification of the Nature of Business o Private investment vehicle; allocates capital across various asset classes and trading strategies. Thank you Mar
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