EFTA Document EFTA01372537

Prepared on 02/11/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information Also, the following positions were transferred from the SFLLC account to TD Ameritrade today: 5,000 BABA 3,000 GOOG 1,000 AMZN 2,095 BIIB 25,000 CVNA 25,000 KPTI 15,000 UTX Thank you, Liam Liam O'Sullivan Investments It Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue New York. NY 10154-0004. USA Tel. Mobile EI1131 Visit us: littp:. deutschewealth.com. #Positivelm pact IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under El NRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to relevant interns approvals of Deutsche Bank or its affiliates prior to execution. and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutions/ Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and persons to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Liam Osullivan Sent: Monday, February 11, 2019 11:02 AM To: 'Richard Kahn' Ma Cc: Jeanne Brennan ; Stewart Oldfield ; Martin Zeman • Davide-A Sferrazza Subject: RE: Boods to sell IC] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066268 CONFIDENTIAL SDNY_GM_00212452 EFTA01372537