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sd-10-EFTA01372945Dept. of JusticeOther

EFTA Document EFTA01372945

From: Sent: To: Subject: Attachments: Laura Kang 7/25/2016 10:26:00 AM Elenita Escobar FW: Q1 Sample for AK Review III 1O2016 Approved Entities - GCFNEWEST.xlsx Classification: For Internal use only Hi Elenita, Just wanted to follow up about the GCF O1 entities that have gone through AML. Also, can you please tell me why some of them are highlighted? Thank you! Kind regards, Laura Kang Laura Kang Deutsche Bank Americas Regulation. Compliance and Anti-Financial Crime AFC AML Co

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Dept. of Justice
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sd-10-EFTA01372945
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From: Sent: To: Subject: Attachments: Laura Kang 7/25/2016 10:26:00 AM Elenita Escobar FW: Q1 Sample for AK Review III 1O2016 Approved Entities - GCFNEWEST.xlsx Classification: For Internal use only Hi Elenita, Just wanted to follow up about the GCF O1 entities that have gone through AML. Also, can you please tell me why some of them are highlighted? Thank you! Kind regards, Laura Kang Laura Kang Deutsche Bank Americas Regulation. Compliance and Anti-Financial Crime AFC AML Co

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Attachments: Laura Kang 7/25/2016 10:26:00 AM Elenita Escobar FW: Q1 Sample for AK Review III 1O2016 Approved Entities - GCFNEWEST.xlsx Classification: For Internal use only Hi Elenita, Just wanted to follow up about the GCF O1 entities that have gone through AML. Also, can you please tell me why some of them are highlighted? Thank you! Kind regards, Laura Kang Laura Kang Deutsche Bank Americas Regulation. Compliance and Anti-Financial Crime AFC AML Compliance Officer 60 l -2836 New York, NY, USA Tel Email From: Laura Kang Sent: Wednesday, July 20, 2016 3:55 PM To: Elenita Escobar Subject: RE: Q1 Sample for AFC Review [I] Classification: For Internal use only Hi Elenita, Just to be clear - all of these entities have passed through AML? Does this include the CRE population as well? Thank you! Kind regards, Laura Kang Laura Kang Deutsche Bank Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066866 CONFIDENTIAL SDNY_GM_002 13050 EFTA01372945

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