FW: Q1 Sample for AFC Review [I (Elenita Escobar, July 18, 2016)

Regulation, Compliance and Anti-Financial Crime AFC AML Compliance Officer Wall Street 10 05.2836 New York, NY, USA From: Elenita Escobar Sent: Monday, July 18, 2016 5:19 PM To: Laura Kang Subject: FW: Q1 Sample for AFC Review [I] Hi Laura, We had to manually locate the information from our files and it took longer than expected. Let me know if you have any questions. Regards, Elenita From: Marybeth Nance Sent: Wednesday, July 13, 2016 5:06 PM To: Elenita Escobar Cc: Nick Watkins;