EFTA Document EFTA01373915

From: Tazia Smith Sent: 3/31/20171:30:33 PM To: Richard Kahn CC: Bella Klein ; Jeanne Brennan ; Stewart Oldfield Joshua Shoshan Vahe Stepanian ■ Subject: RE: 100,000 apple shares IC) Classification: Confidential Complete from our end. Please confirm receipt on Merrill's. Thank You, Tazia Tazia Smith Managing Director, Key Client Partners DB Securities Inc Deutsche Bar* Wealth Management 345 Park Avenue, 10154-0304 New York, NY, USA Tel. Fax Mobile Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Richard Kahn [maitto: Sent: Friday, March 31, 2017 1:25 PM To: Tazia Smith Cc: Bella Klein; Jeanne Brennan; Stewart Oldfield Subject: 100,000 apple shares Can you please update me on the status of DTC transfer. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 Phone Fax Cell CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068346 CONFIDENTIAL SDNY_GM_00214530 EFTA01373915