EFTA Document EFTA01408002

Subject: RE: KYC update From: Hildegarde Berrios Date: Tue, 17 Apr To: Terri Sohrab < Daphne Cales < Cc: Bradley Gillin IlliSEMEDIo Terri, Here is the updated list as of 4.11.18. Regards, Hilda Hildegarde Berrios V.P. — Banking Specialist 1 Deutsche Bank Trust Company Americas ' Priv t W lth M n m nt ' 4 Park Av nu N w Y rk NY 10154:( Securities offered by Deutsche Bank Securities Inc. From: Terri Sohrab Sent: Monday, April 16, 2018 4:52 PM To: Hildegarde Berrios Cc: Bradley Gillin Subject: KYC update Daphne Cales Any update? I like to know where we are on high and medium risk KYCs please. Thx, EFTA01408002 TS From: Hildegarde Berrios Sent: Tuesday, April 10 2018 4:02 PM To: Terri Sohrab Cc: Bradley Gillin Subject: RE: KYC update Daphne Cales Stewart 01 ie Let me touch base with Vijay to see where is at and I will update the spreadsheet. Hildegarde Berrios 1 V.P. — Banking Specialist : Deutsche Bank Trust Company Americas : Private Wealth Mana'ement 1 345 Park Avenue, New York, NY 10154:( Securities offered by Deutsche Bank Securities Inc. From: Terri Sohrab Sent: Tuesday, April 10, 2018 3:59 PM To: Hildegarde Berrios Cc: Subject: KYC update Daphne Cales Stewart Oldfield EFTA01408003 Would you kindly get us the KYC update for our team (Stew, Brad and I)? Andrew mentioned in his meeting today that we are going in the right direction, but I want to make sure we are meeting the targets. Thx, TS Terri Sohrab Managing Director Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. EFTA01408004