EFTA Document EFTA01408005

Subject: RE: Cinq Case 161109 601042 / 161108 603545 CQ ; DbForce teas case # 01668504 [I] From: Cynthia Rodriguez Date: Wed, 09 Nov To: Naveen Bagaria Stewart Oldfiel Brianna Fowler Bradley Gillin Cc: gtopwmbankingex I • t.db.com Hi, See case 01669685. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 P Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management York, NY, USA From: Naveen Bagaria Sent: Wednesday, November 09, 2016 12:19 PM To: Stewart Oldfield; Brianna Fowler; Bradley Gillin; Cynthia Rodriguez Cc: [email protected]' Subject: RE: Cinq Case 161109 601042 / 161108 603545 CQ ; DbForce teas case # 01668504 [I] EFTA01408005 Classification: For internal use only Hi Team, Please find an investigation we received on wire teas case # 01668504. Beneficiary bank is not able to apply the payment, hence they need the below information to amend the payment and apply it to beneficiary's account. THE 12 DIGIT BENEFICIARY'S INN (TAX IDENTIFICATION NUMBER) IS MISSING AND ADDITIONALY PLEASE SPECIFY THE ACCOUNT NUMBER OF FINAL BENEFICIARY. THE VO CODE IS MISSING PLEASE ADVISE AMENDING DETAILS ON BEFORE 11/15/2016 ELSE FUNDS WILL AUTOMATICALLY BE RECONVERTED AND RETURNED TO OUR BANK. Please put a Customer Research teas ticket with the required information for us to forward the amending details. Regards Naveen Bagaria PWM-US Ops — Banking COO - Wealth Management Operations DBOI Global Services Private Limited A-1 tower - Evolve, 2nd Floor, Mahindra World City-SEZ, Jaipur (RAJ) 302029, EFTA01408006 Fax: Email Please send all Banking related queries to our new Group E-mail ID - [email protected] From: Harris McBride Sent: Wednesday, November 09, 2016 11:50 AM To: [email protected]:' Cc: Kathryn J Stanfield; George Gumban Subject: Case 161109 601042 [I] Classification: For internal use only Dear All Refer to below and respond to question posed. Incoming Messagel Link {image} Header / Message ID: SWIFT Address DEUTGB2LF4C Msg. Type: SW/199-Incoming DEUTSCHE BANK FX4CASH EFTA01408007 Amount: 0.00 DEUTSCHE BANK AG LONDON, Dest.: CI 6 8 BISHOPSGATE Auth.: Yes LONDON UK In Date: 11/9/2016 01:27:00 AM Message {1:FOlDEUTUS33AXXX7098883448} {2:01990626161109DEUTGB2L3F4C01362760981611090127U} {3:{108:1611090601240130}1 {4: 20 Trn Ref # 161108 603545 CQ 21 EFTA01408008 Rel Ref 35269691 79 Narrative WE REFER TO YOUR PAYMENT ORDER DATED 11/7/2016 FOR 1,337.00 USD / RUB 84,000.00 VALUE 11/8/2016 UNDER REFERENCE 35269691 PLEASE BE ADVISED THAT THIS PAYMENT HAS BEEN RETURNED BY BENE BANK TO US FOR RUB 84,000.00 WITH REASON - REASONS:F59:THE 12 DIGIT BENE S INN (TAX IDENTIFICATION NUMBER) IS MISSING AND ADDITIONALY PLS SPECIFY THE ACCOUNT NUMBER OF FINAL BENEFICIARY F70:THE VO CODE IS MISSING PLEASE ADVISE AMENDING DETAILS ON BEFORE 11/15/2016 ELSE FUNDS WILL AUTOMATICALLYBE RECONVERTED AND RETURNED TO YOUR GOOD BANK, BUT PLEASE BE AWARE THAT THIS COULD RESULT IN AN FX EFTA01408009 LOSS PLEASE AVOID DUPLICATION. PLEASE QUOTE OUR REFERENCE NUMBER, 161108 603545 CQ IN ALL FUTURE CORRESPONDENCE RELATING TO THIS CASE. REGARDS, MOHAMMED-AFZAL MATIN PAYMENT INVESTIGATIONS InstructionCTL# 792950Advicel Link {image} Header FTR Date: 11/8/2016 EFTA01408010 Gross: 1,337.00 USD Status: Completed Net: 1,337.00 USD Type: CPS SSN: 0192910 Source: SWF Send. Ref.: 35269691 Bank Ind.: Non-Bank Bene. Ref.: 1753848440 STP Ind.: 25 - Straight Through Debit Parties EFTA01408011 Credit Parties DR - Value 11/8/2016 CR - Value 11/8/2016 Account Number: {Click icon for more options.} CHIPS Bank Number: 0103 {Click icon for more options.} Addl. ID: DBTC FX TRADING OMNIBUS ACCOUNT DEUTSCHE BANK TRUST COMPANY AMERICA PB PROOF AND CONTROL 60 WALL STREET 280 PARK AVENUE 22 WEST MAIL SUITE NYC60-0501 NEW YORK, NY 10017 GERMANY NEW YORK, NY 10004 UNITED STATES ORG BBK Account Number: CHIPS UID: 096804 {Click icon for more options.} Addl. ID: EFTA01408012 DB PRIVATE BANKING DEUTSCHE BANK A.G. LONDON BRANCH 280 PARK AVENUE NEW YORK, NY 10017 6 BISHOPSGATE LONDON EC2P 2AT UK BNF Account Number: Addl. ID: DEUTSCHE BANK FX4CASH DEUTSCHE BANK AG LONDON 6 8 BISHOPSGATE LONDON UNITED KINGDOM RTR DBTC FX TRADING OMNIBUS ACCOUNT PB PROOF AND CONTROL 280 PARK AVENUE 22 WEST NEW YORK, NY 10017 GERMANY REM EFTA01408013 Account Number: 105052890008 {Click icon for more options.} DBTC FX TRADING OMNIBUS ACCOUNT PB PROOF AND CONTROL 280 PARK AVENUE 22 WEST NEW YORK, NY 10017 GERMANY Transaction Details OBI=USD 1337.00/RUB 84000.00 RATE 62.827 BEN RADIK NAILOVICH ISHMAKOV InstructionCTL# 792950Advicel Link {image} Header / Message ID: EFTA01408014 SWIFT Address DEUTGB2LF4C {Click icon for more options.} Msg. Type: SW/103 - Incoming Name: DEUTSCHE BANK FX4CASH Amount: 1,337.00 USD DEUTSCHE BANK AG LONDON Dept.: 6 8 BISHOPSGATE Auth.: Correct LONDON UNITED KINGDOM Date: 11/7/2016 09:11:44 PM UMT Message {1:FOlDEUTUS33AXXX7096880437} {2:01032111161107DEUTGB2L0F4C00468687191611071611N} {3:{108:648718311072016}1 {4: EFTA01408015 20 Trn Ref # 35269691 23B Further ID CRED 32A Amount 161108USD1337,00 50K Order. Cust. /839105052890008 DB PRIVATE BANKING 280 PARK AVENUE NEW YORK, NY 10017 53B Send. Corr. /105052890008 57A Acct @ Inst. DEUTGB2LXXX 59A Bene. Cust. EFTA01408016 /GB80DEUT40508109405152 DEUTGB2LF4C 70 Det. of Pymt. /RFB/1753848440 USD 1337.00/RUB 84000.00 RATE 62.82 7 BEN RADIK NAILOVICH ISHMAKOV 71A Det. of Chrg. OUR Regards Harris F. Mc Bride DBAG / DBTCA Regulatory Investigations 100 Plaza One 5th floor EFTA01408017 Jersey City, NJ 07311-3901 Phone Fax This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01408018